FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03785
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series I
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31, 8/31, 9/30, 10/31, 11/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series I
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BALANCED FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lauren J. Brisky | Management | For | For |
2 | Elect Director Archie M. Griffin | Management | For | For |
3 | Elect Director Elizabeth M. Lee | Management | For | For |
4 | Elect Director Michael E. Greenlees | Management | For | For |
5 | Elect Director Kevin S. Huvane | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
ACE LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
1.2 | Elect Leo F. Mullin as Director | Management | For | For |
1.3 | Elect Olivier Steimer as Director | Management | For | For |
1.4 | Elect Michael P. Connors as Director | Management | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
1.6 | Elect John A. Krol as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: 2311 SECURITY ID: Y00153109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
4 | Approve Increase of Cash Capital to Participate in the Issuance of Global Depository Receipt or Increase of Cash Capital in Domestic, or Issuance of Convertible Bonds at Home and Abroad to Raise Funds | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
AFRICAN BANK INVESTMENTS LTD MEETING DATE: JAN 25, 2011 | ||||
TICKER: ABL SECURITY ID: S01035112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Re-elect Mutle Mogase as Director | Management | For | Against |
1.2 | Re-elect Gordon Schachat as Director | Management | For | Against |
1.3 | Re-elect Thamsanqa Sokutu as Director | Management | For | Against |
1.4 | Re-elect Antonio Fourie as Director | Management | For | Against |
2 | Reappoint Deloitte & Touche as Auditors and Mgcinisihlalo Jordan as the Designated Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
3 | Approve Remuneration Policy (Non-binding Advisory Vote) | Management | For | For |
1 | Approve Remuneration Payable to Non-executive Directors | Management | For | For |
4 | Place Unissued Non-redeemable, Non-cumulative, Non-participating Preference Shares under Control of Directors | Management | For | For |
2 | Authorise Repurchase of Shares | Management | For | For |
AFRICAN BANK INVESTMENTS LTD MEETING DATE: MAR 30, 2011 | ||||
TICKER: ABL SECURITY ID: S01035112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements | Management | For | For |
1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements in Anticipation of the New Companies Act | Management | For | For |
2 | Amend Articles of Association Re: Preference Shares | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AKER DRILLING ASA MEETING DATE: APR 05, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
AKER DRILLING ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
AKER SOLUTIONS ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKSO SECURITY ID: R0180X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALBEMARLE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director William H. Hernandez | Management | For | For |
1.3 | Elect Director R. William Ide III | Management | For | For |
1.4 | Elect Director Richard L. Morrill | Management | For | For |
1.5 | Elect Director Jim W. Nokes | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director Mark C. Rohr | Management | For | For |
1.8 | Elect Director John Sherman, Jr. | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALCATEL LUCENT MEETING DATE: MAY 27, 2011 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALCON INC. MEETING DATE: AUG 16, 2010 | ||||
TICKER: ACL SECURITY ID: H01301102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Enrico Vanni as Director | Management | For | Did Not Vote |
1b | Elect Norman Walker as Director | Management | For | Did Not Vote |
1c | Elect Paul Choffat as Director | Management | For | Did Not Vote |
1d | Elect Urs Baerlocher as Director | Management | For | Did Not Vote |
1e | Elect Jacques Seydoux as Director | Management | For | Did Not Vote |
ALLERGAN, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah Dunsire | Management | For | For |
2 | Elect Director Trevor M. Jones | Management | For | For |
3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: AUG 13, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director John T. Casteen III | Management | For | For |
4 | Elect Director Dinyar S. Devitre | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director Thomas W. Jones | Management | For | For |
7 | Elect Director George Munoz | Management | For | For |
8 | Elect Director Nabil Y. Sakkab | Management | For | For |
9 | Elect Director Michael E. Szymanczyk | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
13 | Cease Production of Flavored Tobacco Products | Shareholder | Against | Against |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AMLIN PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: AML SECURITY ID: G0334Q177 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Simon Beale as Director | Management | For | For |
5 | Re-elect Roger Taylor as Director | Management | For | For |
6 | Re-elect Christine Bosse as Director | Management | For | Against |
7 | Re-elect Nigel Buchanan as Director | Management | For | For |
8 | Re-elect Brian Carpenter as Director | Management | For | For |
9 | Re-elect Richard Davey as Director | Management | For | For |
10 | Re-elect Marty Feinstein as Director | Management | For | For |
11 | Re-elect Richard Hextall as Director | Management | For | For |
12 | Re-elect Charles Philipps as Director | Management | For | For |
13 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Phuthuma Nhleko as Director | Management | For | For |
4 | Re-elect Cynthia Carroll as Director | Management | For | For |
5 | Re-elect David Challen as Director | Management | For | For |
6 | Re-elect Sir CK Chow as Director | Management | For | For |
7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
8 | Re-elect Rene Medori as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Approve Long-Term Incentive Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
5 | Elect Rhidwaan Gasant as Director | Management | For | For |
6 | Re-elect Bill Nairn as Director | Management | For | For |
7 | Re-elect Sipho Pityana as Director | Management | For | For |
8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Approve Remuneration Policy | Management | For | For |
15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
AON CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: AON SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Judson C. Green | Management | For | For |
6 | Elect Director Edgar D. Jannotta | Management | For | For |
7 | Elect Director Jan Kalff | Management | For | For |
8 | Elect Director J. Michael Losh | Management | For | For |
9 | Elect Director R. Eden Martin | Management | For | For |
10 | Elect Director Andrew J. McKenna | Management | For | For |
11 | Elect Director Robert S. Morrison | Management | For | For |
12 | Elect Director Richard B. Myers | Management | For | For |
13 | Elect Director Richard C. Notebaert | Management | For | For |
14 | Elect Director John W. Rogers, Jr. | Management | For | For |
15 | Elect Director Gloria Santona | Management | For | For |
16 | Elect Director Carolyn Y. Woo | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Omnibus Stock Plan | Management | For | Against |
21 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: JAN 25, 2011 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Suzanne P. Nimocks as Director | Management | For | Did Not Vote |
1 | Acknowledge Report of the Board Re: Spin-Off of the Stainless and Specialty Steel Business | Management | For | Did Not Vote |
2 | Acknowledge Report of PricewaterhouseCoopers Re: The Spin-Off | Management | For | Did Not Vote |
3 | Approve Spin-Off of the Stainless and Specialty Steel Business to a Newly Created Company Called APERAM | Management | For | Did Not Vote |
4 | Determination of the Effective Date of the Spin-Off | Management | For | Did Not Vote |
5 | Approve Reduction in Share Capital to Reflect Spin-Off without Cancellation of Outstanding Shares | Management | For | Did Not Vote |
6 | Amend Articles to Reflect Changes in Capital as Proposed under Item 5 | Management | For | Did Not Vote |
7 | Amend Articles Re: Legislative Changes and Implementation of the EU Shareholder Rights Directive | Management | For | Did Not Vote |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 04, 2010 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Pierre Dufour | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Victoria F. Haynes | Management | For | For |
6 | Elect Director Antonio Maciel Neto | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
ARKEMA MEETING DATE: MAY 24, 2011 | ||||
TICKER: AKE SECURITY ID: F0392W125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Isabelle Kocher as Director | Management | For | For |
6 | Reelect Francois Enaud as Director | Management | For | For |
7 | Reelect Laurent Mignon as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 10, 2010 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti G. Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
AT&T INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Matthew K. Rose | Management | For | For |
12 | Elect Director Laura D Andrea Tyson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAR 18, 2011 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AVEO PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
1.7 | Elect Director Henri A. Termeer | Management | For | For |
1.8 | Elect Director Kenneth E. Weg | Management | For | For |
1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
AYALA LAND, INC. MEETING DATE: APR 13, 2011 | ||||
TICKER: ALI SECURITY ID: Y0488F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Shareholder Meeting | Management | For | For |
2 | Approve Annual Report of Management | Management | For | For |
3 | Ratify All the Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year | Management | For | For |
4 | Approve the Increase in the Remuneration of Directors | Management | For | For |
5.1 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
5.2 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
5.3 | Elect Antonino T. Aquino as a Director | Management | For | For |
5.4 | Elect Delfin L. Lazaro as a Director | Management | For | For |
5.5 | Elect Aurelio R. Montinola III as a Director | Management | For | For |
5.6 | Elect Mercedita S. Nolledo as a Director | Management | For | For |
5.7 | Elect Francis G. Estrada as a Director | Management | For | For |
5.8 | Elect Jaime C. Laya as a Director | Management | For | For |
5.9 | Elect Oscar S. Reyes as a Director | Management | For | For |
6 | Appoint Sycip Gorres Velayo & Co. as Independent Auditors and Fix Their Remuneration | Management | For | For |
7 | Other Business | Management | For | Against |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director George M. Smart | Management | For | For |
1.3 | Elect Director Theodore M. Solso | Management | For | For |
1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
BANCO MACRO S.A. MEETING DATE: APR 26, 2011 | ||||
TICKER: BMA SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 | Management | For | For |
3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | For |
4 | Approve Distribution of Cash Dividends; Allocate Non-Assigned Income of Fiscal Year 2010 | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Approve Remuneration of Members of Internal Statutory Auditors Committee for Fiscal Year 2010 | Management | For | For |
7 | Approve Remuneration of External Auditors for Fiscal Year 2010 | Management | For | For |
8 | Elect Three Directors for a Three-Year Term | Management | For | Abstain |
9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | For |
10 | Appoint External Auditor for Fiscal Year 2011 | Management | For | For |
11 | Approve Budget of Audit Committee | Management | For | For |
12 | Authorize Extension of Bond Program Approved at the EGM of Sept. 28, 2006 and Increase in Aggregate Nominal Amount of Negotiable Bonds Up to USD 1 Billion | Management | For | For |
13 | Authorize Board to Set All the Terms of Bond Program, to Perform All Required Actions to Obtain Program Extension, Increase in Aggregate Nominal Amount of Bond Program, Public Bond Offering and the Possible Bond Quotation and/or Negotiation | Management | For | For |
14 | Authorize Board to Delegate One or More Board Members or Authorized Officers to Exercise all Powers to Carry Out Amendment to Terms of Bond Program | Management | For | For |
15 | Consolidate Bylaws | Management | For | Abstain |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BAYER AG MEETING DATE: APR 29, 2011 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Appove Allocation of Income and Dividends of EUR 1.50 per Share for Fiscal 2010 | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
4 | Amend Articles Re: Length of Supervisory Board Member Term | Management | For | For |
5 | Approve Spin-Off and Takeover Agreement with Bayer Real Estate GmbH | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BOMBARDIER INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: SEP 23, 2010 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Three Alternate Board Members | Management | For | For |
2 | Approve 2:1 Stock Split | Management | For | For |
3 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
4 | Amend Article 5 to Reflect Changes in Capital Due to Capitalization of Reserves and Stock Split | Management | For | For |
5 | Approve Increase in Authorized Capital and Amend Article 6 Accordingly | Management | For | For |
6 | Authorize Creation of Statutory Reserve for Investment Purposes; Amend Article 31 Accordingly | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: DEC 09, 2010 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 50.01 Percent of Share Capital of Cima Empreendimentos do Brasil SA by Ecisa Engenharia, Comercio e Industria Ltd, a Company Subsidiary | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions. | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 29, 2011 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 29, 2011 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
BRAVO BRIO RESTAURANT GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: BBRG SECURITY ID: 10567B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director James S. Gulmi | Management | For | For |
3 | Elect Director Saed Mohseni | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2011 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Gerdelman | Management | For | For |
2 | Elect Director Glenn Jones | Management | For | For |
3 | Elect Director Michael Klayko | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
6 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 27, 2011 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
1.2 | Elect Director Enrique H. Boilini | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
BYD COMPANY LTD. MEETING DATE: AUG 30, 2010 | ||||
TICKER: 01211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 05, 2011 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.10 | Elect Director Allan P. Markin | Management | For | For |
1.11 | Elect Director Frank J. McKenna | Management | For | For |
1.12 | Elect Director James S. Palmer | Management | For | For |
1.13 | Elect Director Eldon R. Smith | Management | For | For |
1.14 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick W. Gross | Management | For | For |
2 | Elect Director Ann Fritz Hackett | Management | For | For |
3 | Elect Director Pierre E. Leroy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director O. Holcombe Crosswell | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director Janiece M. Longoria | Management | For | For |
6 | Elect Director David M. McClanahan | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R. A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Elect Director Sherman M. Wolff | Management | For | For |
11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CIENA CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey B. Cash | Management | For | For |
2 | Elect Director Judith M. O'Brien | Management | For | For |
3 | Elect Director Gary B. Smith | Management | For | For |
4 | Approve Conversion of Securities | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CIGNA CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roman Martinez IV | Management | For | For |
2 | Elect Director Carol Cox Wait | Management | For | For |
3 | Elect Director William D. Zollars | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLEARWIRE CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Stanton | Management | For | For |
1.2 | Elect Director William R. Blessing | Management | For | For |
1.3 | Elect Director Jose A. Collazo | Management | For | For |
1.4 | Elect Director Mufit Cinali | Management | For | Withhold |
1.5 | Elect Director Hossein Eslambolchi, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Brian P. McAndrews | Management | For | Withhold |
1.8 | Elect Director Theodore H. Schell | Management | For | For |
1.9 | Elect Director Kathleen H. Rae | Management | For | For |
1.10 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
1.11 | Elect Director Jennifer L. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CNO FINANCIAL GROUP INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CNO SECURITY ID: 12621E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert C. Greving | Management | For | For |
2 | Elect Director R. Keith Long | Management | For | For |
3 | Elect Director Charles W. Murphy | Management | For | For |
4 | Elect Director C. James Prieur | Management | For | For |
5 | Elect Director Neal C. Schneider | Management | For | For |
6 | Elect Director Frederick J. Sievert | Management | For | For |
7 | Elect Director Michael T. Tokarz | Management | For | For |
8 | Elect Director John G. Turner | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COCA COLA ICECEK SANAYI A.S. MEETING DATE: APR 27, 2011 | ||||
TICKER: CCOLA SECURITY ID: M253EL109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports and Information on Company's Disclosure Policy | Management | None | None |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
9 | Approve Allocation of Income | Management | For | Did Not Vote |
10 | Receive Information on Charitable Donations | Management | None | None |
11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
12 | Ratify External Auditors | Management | For | Did Not Vote |
13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
14 | Amend Corporate Purpose | Management | For | Did Not Vote |
15 | Wishes and Close Meeting | Management | None | None |
COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 10, 2011 | ||||
TICKER: COKE SECURITY ID: 191098102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
1.2 | Elect Director H.W. McKay Belk | Management | For | For |
1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Sharon A. Decker | Management | For | For |
1.5 | Elect Director William B. Elmore | Management | For | For |
1.6 | Elect Director Morgan H. Everett | Management | For | For |
1.7 | Elect Director Deborah H. Everhart | Management | For | For |
1.8 | Elect Director Henry W. Flint | Management | For | For |
1.9 | Elect Director William H. Jones | Management | For | For |
1.10 | Elect Director James H. Morgan | Management | For | For |
1.11 | Elect Director John W. Murrey, III | Management | For | For |
1.12 | Elect Director Dennis A. Wicker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: MAR 23, 2011 | ||||
TICKER: KOFL SECURITY ID: 191241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | Management | For | For |
2 | Approve Report on the Company's Tax Obligations | Management | For | For |
3 | Approve Allocation of Income and Dividends of MXN 2.36 Per Share | Management | For | For |
4 | Set Maximum Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | For | For |
5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Abstain |
6 | Elect Members of Audit Committee, Financing and Planning Committee, and Corporate Practices Committee; Elect Chairman of the Committees and Fix their Respective Remuneration | Management | For | Abstain |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 06, 2011 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director J. Pedro Reinhard | Management | For | For |
9 | Elect Director Stephen I. Sadove | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV MEETING DATE: APR 29, 2011 | ||||
TICKER: AMBV4 SECURITY ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3.1 | Elect Mario Fernando Engelke as Fiscal Council Member | Management | For | For |
3.2 | Elect Euripedes de Freitas as Alternate Fiscal Council Member | Management | For | For |
COMPLETE PRODUCTION SERVICES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CPX SECURITY ID: 20453E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Boswell | Management | For | For |
1.2 | Elect Director Michael McShane | Management | For | For |
1.3 | Elect Director Marcus A. Watts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2010 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.4 | Elect Director James A. Locke III | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. De Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director James R. Curtiss | Management | For | For |
5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
6 | Elect Director Nancy Lampton | Management | For | For |
7 | Elect Director Robert J. Lawless | Management | For | For |
8 | Elect Director Mayo A. Shattuck III | Management | For | For |
9 | Elect Director John L. Skolds | Management | For | For |
10 | Elect Director Michael D. Sullivan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COOPER INDUSTRIES PLC MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREDIT SUISSE GROUP AG MEETING DATE: APR 29, 2011 | ||||
TICKER: CSGN SECURITY ID: H3698D419 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Jean Lanier as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Anton van Rossum as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
CROCS, INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: CROX SECURITY ID: 227046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Smach | Management | For | For |
1.2 | Elect Director John P. McCarvel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director Barbara M. Baumann | Management | For | For |
1.3 | Elect Director William J. Finnerty | Management | For | For |
1.4 | Elect Director C. Scott Hobbs | Management | For | For |
1.5 | Elect Director George E. Matelich | Management | For | For |
1.6 | Elect Director Steve A. Nordaker | Management | For | For |
1.7 | Elect Director Robert T. Smith | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
D.R. HORTON, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DATALINK CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: DTLK SECURITY ID: 237934104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent G. Blackey | Management | For | For |
1.2 | Elect Director Paul F. Lidsky | Management | For | For |
1.3 | Elect Director Margaret A. Loftus | Management | For | For |
1.4 | Elect Director Greg R. Meland | Management | For | For |
1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
1.6 | Elect Director James E. Ousley | Management | For | For |
1.7 | Elect Director Robert M. Price | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen L. Green | Management | For | Against |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
3 | Elect Director John R. Muse | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 14, 2010 | ||||
TICKER: DGE SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Betsy Holden as Director | Management | For | For |
7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Management | For | For |
8 | Re-elect Franz Humer as Director | Management | For | For |
9 | Re-elect Philip Scott as Director | Management | For | For |
10 | Re-elect Todd Stitzer as Director | Management | For | For |
11 | Re-elect Paul Walker as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Management | For | For |
14 | Elect Deirdre Mahlan as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
22 | Approve Diageo 2010 Sharesave Plan | Management | For | For |
23 | Authorise the Company to Establish International Share Plans | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: JAN 05, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and MD1 Diagnosticos SA | Management | For | For |
2 | Approve Merger Agreement between the Company and MD1 Diagnosticos SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of Shares in Connection with Merger | Management | For | For |
6 | Amend Articles to Reflect Changes in Capital | Management | For | For |
7 | Approve Stock Option Plan | Management | For | Against |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
9 | Elect Directors | Management | For | Against |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of 2008 Stock Option Plan | Management | For | For |
DIRECTV MEETING DATE: APR 28, 2011 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Dillon | Management | For | For |
1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
1.4 | Elect Director Richard W. Dreiling | Management | For | For |
1.5 | Elect Director Adrian Jones | Management | For | Withhold |
1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
1.7 | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DOMINION RESOURCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Barr | Management | For | For |
2 | Elect Director Peter W. Brown | Management | For | For |
3 | Elect Director George A. Davidson, Jr. | Management | For | For |
4 | Elect Director Helen E. Dragas | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director John W. Harris | Management | For | For |
7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
8 | Elect Director Mark J. Kington | Management | For | For |
9 | Elect Director Margaret A. McKenna | Management | For | For |
10 | Elect Director Frank S. Royal | Management | For | For |
11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
12 | Elect Director David A. Wollard | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DUKE ENERGY CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Global Warming Lobbying Activities | Shareholder | Against | Abstain |
6 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
EDISON INTERNATIONAL MEETING DATE: APR 28, 2011 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | For |
9 | Elect Director James M. Rosser | Management | For | For |
10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
11 | Elect Director Thomas C. Sutton | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Amend Omnibus Stock Plan | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 27, 2011 | ||||
TICKER: ANDINA-B SECURITY ID: 29081P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for 2010 | Management | For | For |
2 | Receive Board Report in Accordance with Circular 1945 of the Chilean Securities and Insurance Superintendency | Management | For | For |
3 | Approve Allocation of Income and Dividend Policy | Management | For | For |
4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
5 | Approve External Auditors for Fiscal Year 2011 | Management | For | For |
6 | Designate Risk Assessment Companies | Management | For | For |
7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
8 | Other Business (Voting) | Management | For | Against |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank McCormick | Management | For | For |
1.2 | Elect Director Michael M. Morrissey | Management | For | For |
1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
1.4 | Elect Director George A. Scangos | Management | For | For |
1.5 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXTRACT RESOURCES LTD. MEETING DATE: FEB 21, 2011 | ||||
TICKER: EXT SECURITY ID: Q36899104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FAIRFAX FINANCIAL HOLDINGS LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: FFH SECURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director Timothy R. Price | Management | For | For |
1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.6 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FALKLAND OIL AND GAS LTD. MEETING DATE: JUN 08, 2011 | ||||
TICKER: FOGL SECURITY ID: P3984C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Timothy Jones as a Director | Management | For | For |
3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
4 | Approve Increase in Authorized Common Stock | Management | For | For |
FANUC LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Kojima, Hideo | Management | For | For |
3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.5 | Elect Director Ito, Takayuki | Management | For | For |
3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
3.7 | Elect Director Kishi, Hajimu | Management | For | For |
3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
3.11 | Elect Director Noda, Hiroshi | Management | For | For |
3.12 | Elect Director Araki, Hiroshi | Management | For | For |
3.13 | Elect Director Kohari, Katsuo | Management | For | For |
3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
3.15 | Elect Director Richard E Schneider | Management | For | For |
3.16 | Elect Director Olaf C Gehrels | Management | For | For |
4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTMERIT CORPORATION MEETING DATE: APR 20, 2011 | ||||
TICKER: FMER SECURITY ID: 337915102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Baer | Management | For | For |
1.2 | Elect Director Karen S. Belden | Management | For | For |
1.3 | Elect Director R. Cary Blair | Management | For | For |
1.4 | Elect Director John C. Blickle | Management | For | For |
1.5 | Elect Director Robert W. Briggs | Management | For | For |
1.6 | Elect Director Richard Colella | Management | For | For |
1.7 | Elect Director Gina D. France | Management | For | For |
1.8 | Elect Director Paul G. Greig | Management | For | For |
1.9 | Elect Director Terry L. Haines | Management | For | For |
1.10 | Elect Director J. Michael Hochschwender | Management | For | For |
1.11 | Elect Director Clifford J. Isroff | Management | For | For |
1.12 | Elect Director Philip A. Lloyd II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Walecka | Management | For | For |
1.2 | Elect Director Michael Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FRONTIER OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
1.4 | Elect Director James H. Lee | Management | For | For |
1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.6 | Elect Director Franklin Myers | Management | For | For |
1.7 | Elect Director Michael E. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRONTIER OIL CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBE SPECIALTY METALS, INC. MEETING DATE: DEC 06, 2010 | ||||
TICKER: GSM SECURITY ID: 37954N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.4 | Elect Director Alan Kestenbaum | Management | For | For |
1.5 | Elect Director Franklin L. Lavin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GREEN DOT CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: GDOT SECURITY ID: 39304D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross E. Kendell | Management | For | For |
1.2 | Elect Director William H. Ott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 10, 2011 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director Michael J. Mardy | Management | For | For |
1.3 | Elect Director David E. Moran | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HEIDELBERGCEMENT AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, Phd | Management | For | For |
1.13 | Elect Director Louis W Sullivan, Md | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IDEXX LABORATORIES, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: IDXX SECURITY ID: 45168D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Craig | Management | For | For |
1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INDIABULLS REAL ESTATE LTD. MEETING DATE: AUG 11, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint L.S. Sitara as Director | Management | For | For |
3 | Reappoint A. Katoch as Director | Management | For | For |
4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: DEC 28, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 13, 2010 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
8 | Re-elect Auditors | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: SEP 21, 2010 | ||||
TICKER: 01398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Type and Nominal Value of the Rights Shares | Management | For | For |
1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
1c | Approve Subscription Price for the Rights Shares | Management | For | For |
1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
1e | Approve Use of Proceeds | Management | For | For |
1f | Approve Effective Period of the Resolution | Management | For | For |
1g | Approve Authorization for the Rights Issue | Management | For | For |
2 | Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares | Management | For | For |
3 | Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares | Management | For | For |
4 | Approve Report on Utilization of Proceeds from Previous Issuances | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors and Supervisors | Management | For | For |
6 | Elect Xu Shanda as Independent Non-Executive Director | Management | For | Against |
7 | Elect Li Xiaopeng as Executive Director | Shareholder | None | Against |
8 | Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds | Shareholder | None | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: SEP 21, 2010 | ||||
TICKER: 01398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1b | Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1c | Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1e | Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1f | Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
1g | Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
ING GROEP NV MEETING DATE: MAY 09, 2011 | ||||
TICKER: INGVF SECURITY ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Adopt Financial Statements | Management | For | Did Not Vote |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
5a | Discussion on Company's Corporate Governance Structure | Management | None | None |
5b | Increase Authorized Common Stock | Management | For | Did Not Vote |
5c | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
6 | Discuss Corporate Responsibility | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | Did Not Vote |
7b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Reelect Koos Timmermans to Executive Board | Management | For | Did Not Vote |
9a | Reelect Peter Elverding to Supervisory Board | Management | For | Did Not Vote |
9b | Reelect Henk Breukink to Supervisory Board | Management | For | Did Not Vote |
9c | Elect Sjoerd van Keulen to Supervisory Board | Management | For | Did Not Vote |
9d | Elect Joost Kuiper to Supervisory Board | Management | For | Did Not Vote |
9e | Elect Luc Vandewalle to Supervisory Board | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
10b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | Did Not Vote |
12 | Any Other Businesss and Close Meeting | Management | None | None |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve Enterprise Income Tax Exemption Regarding Capital Increase Under Statute for Upgrading Industry | Management | For | For |
6 | Approve Plan of Election of Directors and Supervisors | Management | For | Against |
7 | Elect Directors and Supervisors | Management | For | Against |
8 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
9 | Transact Other Business | Management | None | None |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles R. Crisp | Management | For | For |
2 | Elect Director Jean-Marc Forneri | Management | For | For |
3 | Elect Director Senator Judd A. Gregg | Management | For | For |
4 | Elect Director Fred W. Hatfield | Management | For | For |
5 | Elect Director Terrence F. Martell | Management | For | For |
6 | Elect Director Callum Mccarthy | Management | For | For |
7 | Elect Director Sir Robert Reid | Management | For | For |
8 | Elect Director Frederic V. Salerno | Management | For | For |
9 | Elect Director Jeffrey C. Sprecher | Management | For | For |
10 | Elect Director Judith A. Sprieser | Management | For | For |
11 | Elect Director Vincent Tese | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Ratify Auditors | Management | For | For |
INTEROIL CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOMATSU LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 6301 SECURITY ID: J35759125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Sakane, Masahiro | Management | For | For |
2.2 | Elect Director Noji, Kunio | Management | For | For |
2.3 | Elect Director Komamura, Yoshinori | Management | For | For |
2.4 | Elect Director Ohashi, Tetsuji | Management | For | For |
2.5 | Elect Director Hotta, Kensuke | Management | For | For |
2.6 | Elect Director Kano, Noriaki | Management | For | For |
2.7 | Elect Director Ikeda, Koichi | Management | For | For |
2.8 | Elect Director Hironaka, Mamoru | Management | For | For |
2.9 | Elect Director Fujitsuka, Mikio | Management | For | For |
2.10 | Elect Director Takamura, Fujitoshi | Management | For | For |
3 | Appoint Statutory Auditor Kamano, Hiroyuki | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
L OREAL MEETING DATE: APR 22, 2011 | ||||
TICKER: OR SECURITY ID: F58149133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
4 | Reelect Liliane Bettencourt as Director | Management | For | For |
5 | Reelect Annette Roux as Director | Management | For | For |
6 | Reelect Charles Henri Filippi as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
10 | Authorize up to 0.6 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
11 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LI & FUNG LIMITED MEETING DATE: SEP 13, 2010 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LUPIN LTD. MEETING DATE: DEC 20, 2010 | ||||
TICKER: 500257 SECURITY ID: Y5362X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reappointment and Remuneration of D.B. Gupta as Executive Chairman | Management | For | For |
2 | Approve Reappointment and Remuneration of M.D. Gupta as Executive Director | Management | For | For |
3 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: MAR 31, 2011 | ||||
TICKER: MC SECURITY ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
5 | Elect Delphine Arnault as Director | Management | For | For |
6 | Elect Nicolas Bazire as Director | Management | For | For |
7 | Elect Antonio Belloni as Director | Management | For | For |
8 | Elect Charles de Croisset as Director | Management | For | For |
9 | Elect Diego Della Valle as Director | Management | For | For |
10 | Elect Pierre Gode as Director | Management | For | For |
11 | Elect Gilles Hennessy as Director | Management | For | For |
12 | Elect Marie-Josee Kravis as Director | Management | For | For |
13 | Appoint Patrick Houel as Censor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Kemper | Management | For | For |
1.2 | Elect Director David D. Mandarich | Management | For | For |
1.3 | Elect Director David Siegel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 16, 2011 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
1.3 | Elect Director William D. Pruitt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARINER ENERGY, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: M7A SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASIMO CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | For |
1.2 | Elect Director Sanford Fitch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MASSEY ENERGY COMPANY MEETING DATE: OCT 06, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDIVIR MEETING DATE: MAY 05, 2011 | ||||
TICKER: MVIR B SECURITY ID: W56151108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive President's Report and Chairman's Report | Management | None | None |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Andersson, Anna Malm Bernsten, Ingemar Kihlstrom, Ron Long, and Goran Pettersson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
MEDIVIR MEETING DATE: MAY 05, 2011 | ||||
TICKER: MVIR B SECURITY ID: W56151108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Issuance of Shares in Connection with Acquisition of BioPhausia AB | Management | For | Did Not Vote |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MERU NETWORKS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: MERU SECURITY ID: 59047Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ihab Abu-Hakima | Management | For | For |
1.2 | Elect Director Vaduvur Bharghavan | Management | For | For |
1.3 | Elect Director Harold Copperman | Management | For | For |
1.4 | Elect Director Thomas Erickson | Management | For | For |
1.5 | Elect Director Stanley Meresman | Management | For | For |
1.6 | Elect Director Nicholas Mitsakos | Management | For | For |
1.7 | Elect Director Barry Newman | Management | For | For |
1.8 | Elect Director William Quigley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
METLIFE, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kandarian | Management | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Lulu C. Wang | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
METROPCS COMMUNICATIONS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger D. Linquist | Management | For | For |
1.2 | Elect Director Arthur C. Patterson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 12, 2010 | ||||
TICKER: MF SECURITY ID: 55277J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. Bolger | Management | For | For |
2 | Elect Director Jon S. Corzine | Management | For | For |
3 | Elect Director Eileen S. Fusco | Management | For | For |
4 | Elect Director David Gelber | Management | For | For |
5 | Elect Director Martin J. Glynn | Management | For | For |
6 | Elect Director Edward L. Goldberg | Management | For | For |
7 | Elect Director David I. Schamis | Management | For | For |
8 | Elect Director Robert S. Sloan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MITSUBISHI ESTATE CO. LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8802 SECURITY ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Kimura, Keiji | Management | For | For |
2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
2.3 | Elect Director Iizuka, Nobuyuki | Management | For | For |
2.4 | Elect Director Danno, Hiroshi | Management | For | For |
2.5 | Elect Director Kono, Masaaki | Management | For | For |
2.6 | Elect Director Ito, Hiroyoshi | Management | For | For |
2.7 | Elect Director Yanagisawa, Yutaka | Management | For | For |
2.8 | Elect Director Yagihashi, Takao | Management | For | For |
2.9 | Elect Director Kato, Jo | Management | For | For |
2.10 | Elect Director Fujisawa, Shiro | Management | For | For |
2.11 | Elect Director Matsuhashi, Isao | Management | For | For |
2.12 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
2.13 | Elect Director Gomi, Yasumasa | Management | For | For |
2.14 | Elect Director Tomioka, Shuu | Management | For | For |
3 | Appoint Statutory Auditor Utsumi, Akio | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Okihara, Takamune | Management | For | For |
2.2 | Elect Director Okauchi, Kinya | Management | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
2.4 | Elect Director Tanaka, Tatsuo | Management | For | For |
2.5 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.6 | Elect Director Yuuki, Taihei | Management | For | For |
2.7 | Elect Director Hamakawa, Ichiro | Management | For | For |
2.8 | Elect Director Hasegawa, Masao | Management | For | For |
2.9 | Elect Director Toyoizumi, Toshiro | Management | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.12 | Elect Director Oyamada, Takashi | Management | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.14 | Elect Director Araki, Ryuuji | Management | For | For |
2.15 | Elect Director Watanabe, Kazuhiro | Management | For | For |
2.16 | Elect Director Otoshi, Takuma | Management | For | For |
3 | Appoint Statutory Auditor Nemoto, Takehiko | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director John Gaulding | Management | For | For |
3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
4 | Elect Director Cynthia P. McCague | Management | For | For |
5 | Elect Director Jeffrey F. Rayport | Management | For | For |
6 | Elect Director Roberto Tunioli | Management | For | For |
7 | Elect Director Timothy T. Yates | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MTU AERO ENGINES HOLDING AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTX SECURITY ID: D5565H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
NANYA TECHNOLOGY CORP. MEETING DATE: JUN 14, 2011 | ||||
TICKER: 2408 SECURITY ID: Y62066108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Statement of Loss Appropriation | Management | For | For |
3 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Increase of Cash Capital and Issuance of Ordinary Shares | Management | For | For |
5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
NASPERS LTD MEETING DATE: AUG 27, 2010 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | Management | For | For |
4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | Management | For | For |
5 | Elect Debra Meyer as Director | Management | For | For |
6.1 | Re-elect Ton Vosloo as Director | Management | For | For |
6.2 | Re-elect Neil van Heerden as Director | Management | For | For |
6.3 | Re-elect Hein Willemse as Director | Management | For | For |
6.4 | Re-elect Lourens Jonker as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Management | For | For |
10 | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group Share-Based Incentive Schemes | Management | For | For |
1 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Management | For | For |
2 | Authorise Repurchase of A Ordinary Issued Shares | Management | For | For |
11 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
NATIONAL FUEL GAS COMPANY MEETING DATE: MAR 10, 2011 | ||||
TICKER: NFG SECURITY ID: 636180101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Brady | Management | For | For |
1.2 | Elect Director Rolland E. Kidder | Management | For | For |
1.3 | Elect Director Frederic V. Salerno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
NEXTERA ENERGY, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
1.6 | Elect Director J. Brian Ferguson | Management | For | For |
1.7 | Elect Director Lewis Hay, III | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.10 | Elect Director Rudy E. Schupp | Management | For | For |
1.11 | Elect Director William H. Swanson | Management | For | For |
1.12 | Elect Director Michael H. Thaman | Management | For | For |
1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NIKO RESOURCES LTD. MEETING DATE: SEP 09, 2010 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
NISOURCE INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Abdoo | Management | For | For |
2 | Elect Director Steven C. Beering | Management | For | For |
3 | Elect Director Michael E. Jesanis | Management | For | For |
4 | Elect Director Marty R. Kittrell | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Deborah S. Parker | Management | For | For |
7 | Elect Director Ian M. Rolland | Management | For | For |
8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
9 | Elect Director Richard L. Thompson | Management | For | For |
10 | Elect Director Carolyn Y. Woo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 23, 2011 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
NRG ENERGY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Coben | Management | For | For |
2 | Elect Director Paul W. Hobby | Management | For | For |
3 | Elect Director Gerald Luterman | Management | For | For |
4 | Elect Director Herbert H. Tate | Management | For | For |
5 | Elect Director Walter R. Young | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
NV ENERGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Glenn C. Christenson | Management | For | For |
1.3 | Elect Director Brian J. Kennedy | Management | For | For |
1.4 | Elect Director John F. O'Reilly | Management | For | For |
1.5 | Elect Director Philip G. Satre | Management | For | For |
1.6 | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEAN RIG UDW INC MEETING DATE: APR 15, 2011 | ||||
TICKER: SECURITY ID: Y64354106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
2 | Classify the Board of Directors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | None |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OMNICARE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John G. Figueroa | Management | For | For |
2 | Elect Director Steven J. Heyer | Management | For | For |
3 | Elect Director Andrea R. Lindell | Management | For | For |
4 | Elect Director James D. Shelton | Management | For | For |
5 | Elect Director Amy Wallman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ONEOK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director Bert H. Mackie | Management | For | For |
6 | Elect Director Jim W. Mogg | Management | For | For |
7 | Elect Director Pattye L. Moore | Management | For | For |
8 | Elect Director Gary D. Parker | Management | For | For |
9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
10 | Elect Director Gerald B. Smith | Management | For | For |
11 | Elect Director David J. Tippeconnic | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PERRIGO COMPANY MEETING DATE: OCT 27, 2010 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: DEC 17, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PINNACLE ENTERTAINMENT, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: PNK SECURITY ID: 723456109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen C. Comer | Management | For | For |
2 | Elect Director John V. Giovenco | Management | For | For |
3 | Elect Director Richard J. Goeglein | Management | For | For |
4 | Elect Director Bruce A. Leslie | Management | For | For |
5 | Elect Director James L. Martineau | Management | For | For |
6 | Elect Director Lynn P. Reitnouer | Management | For | For |
7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Repricing of Options | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Pamela Grant | Management | For | For |
1.7 | Elect Director R.A. Herberger, Jr | Management | For | For |
1.8 | Elect Director Dale E. Klein | Management | For | For |
1.9 | Elect Director Humberto S. Lopez | Management | For | For |
1.10 | Elect Director Kathryn L. Munro | Management | For | For |
1.11 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.12 | Elect Director W. Douglas Parker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PORSCHE AUTOMOBIL HOLDING SE MEETING DATE: NOV 30, 2010 | ||||
TICKER: PAH3 SECURITY ID: D6240C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
POSCO MEETING DATE: FEB 25, 2011 | ||||
TICKER: 5490 SECURITY ID: Y70750115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Elect Nam Yong as Outside Director | Management | For | For |
3.1.2 | Elect Byun Dae-Gyu as Outside Director | Management | For | For |
3.1.3 | Elect Park Sang-Kil as Outside Director | Management | For | For |
3.2.1 | Elect Kim Byung-Ki as Member of Audit Committee | Management | For | For |
3.2.2 | Elect Park Sang-Kil as Member of Audit Committee | Management | For | For |
3.3.1 | Reelect Choi Jong-Tae as Inside Director | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PROMISE CO LTD MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8574 SECURITY ID: J64083108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Legal Reserves | Management | For | For |
2 | Approve Accounting Transfer | Management | For | For |
3 | Amend Articles To Create Class A Shares - Increase Authorized Common Capital - Amend Business Lines | Management | For | Against |
4 | Elect Director Watanabe, Shozo | Management | For | For |
5.1 | Appoint Statutory Auditor Akasako, Yoshiyuki | Management | For | For |
5.2 | Appoint Statutory Auditor Mori, Hiroaki | Management | For | For |
6 | Appoint Alternate Statutory Auditor Komiyama, Sumie | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
PT BANK RAKYAT INDONESIA (PERSERO) TBK MEETING DATE: NOV 24, 2010 | ||||
TICKER: BBRI SECURITY ID: Y0697U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Shares Owned by Plantation Pension Fund (Dapenbun) of at Least 76 Percent in PT Bank Agroniaga Tbk | Management | For | For |
2 | Approve Stock Split and Amend Article 4 of the Articles of Association in Relation to the Stock Split | Management | For | For |
PT BANK RAKYAT INDONESIA (PERSERO) TBK MEETING DATE: APR 28, 2011 | ||||
TICKER: BBRI SECURITY ID: Y0697U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
2 | Approve Report on the Partnership and Community Development Program (PCDP) | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5a | Appoint Auditors to Audit the Company's Financial Statements | Management | For | For |
5b | Appoint Auditors to Audit the PCDP's Financial Statements | Management | For | For |
6 | Approve Acquisition of Shares in BRIngin Remittance Co. Ltd. from PT AJ BRIngin Jiwa Sejahtera | Management | For | For |
7 | Elect Commissioners and/or Directors | Management | For | Abstain |
PT LIPPO KARAWACI TBK MEETING DATE: FEB 23, 2011 | ||||
TICKER: LPKR SECURITY ID: Y7129W186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Abstain |
1 | Confirm Plan to Issue Additional Shares without Preemptive Rights, which was Approved at the EGM Dated May. 3, 2010 | Management | For | For |
2 | Amend Article 3 of the Articles of Association Re: Bapepam and LK Rule No. IX.J.1 | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUIDEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan, M.D., Ph.D. | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Suzuki, Hisashi | Management | For | For |
1.7 | Elect Director Takayama, Ken | Management | For | For |
1.8 | Elect Director Takeda, Kazunori | Management | For | For |
1.9 | Elect Director Toshishige, Takao | Management | For | For |
1.10 | Elect Director Hanai, Takeshi | Management | For | For |
1.11 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.12 | Elect Director Kusano, Koichi | Management | For | For |
1.13 | Elect Director Kutaragi, Ken | Management | For | For |
1.14 | Elect Director Fukino, Hiroshi | Management | For | For |
1.15 | Elect Director Charles B. Baxter | Management | For | For |
1.16 | Elect Director Joshua G. James | Management | For | For |
2.1 | Appoint Statutory Auditor Hirata, Takeo | Management | For | For |
2.2 | Appoint Statutory Auditor Seno, Yoshiaki | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
RENESOLA LTD MEETING DATE: AUG 20, 2010 | ||||
TICKER: SOL SECURITY ID: 75971T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Martin Bloom as a Director | Management | For | For |
3 | Reelect Deloitte Touche Tohmatsu as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Share Incentive Plan | Management | For | For |
7 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
REPSOL YPF S.A MEETING DATE: APR 14, 2011 | ||||
TICKER: REP SECURITY ID: E8471S130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
3 | Reelect Deloitte SL as Auditor | Management | For | For |
4 | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | Management | For | For |
5 | Amend Article 52 of Company Bylaws Re: Allocation of Income | Management | For | For |
6 | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting | Management | For | For |
7 | Reelect Antonio Brufau Niubo as Director | Management | For | Against |
8 | Reelect Luis Fernando del Rivero Asensio as Director | Management | For | Against |
9 | Reelect Juan Abello Gallo as Director | Management | For | Against |
10 | Reelect Luis Carlos Croissier Batista as Director | Management | For | For |
11 | Reelect Angel Durandez Adeva as Director | Management | For | For |
12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | Against |
13 | Elect Mario Fernandez Pelaz as Director | Management | For | For |
14 | Approve Share Matching Plan | Management | For | For |
15 | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | Management | For | For |
16 | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RESOLUTE ENERGY CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: REN SECURITY ID: 76116A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Covington | Management | For | For |
1.2 | Elect Director James M. Piccone | Management | For | For |
1.3 | Elect Director Robert M. Swartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: MAY 27, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RODINIA OIL CORP. MEETING DATE: DEC 09, 2010 | ||||
TICKER: ROZ SECURITY ID: 77487N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, Martin P. McGoldrick and Peter A. Philipchuk as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Laura D.B. Laviada as Director | Management | For | For |
2 | Elect Eyal M. Ofer as Director | Management | For | For |
3 | Elect William K. Relly as Director | Management | For | For |
4 | Elect A. Alexander Wihelmsen as Director | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director T. Gary Rogers | Management | For | For |
8 | Elect Director Arun Sarin | Management | For | For |
9 | Elect Director Michael S. Shannon | Management | For | For |
10 | Elect Director William Y. Tauscher | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 18, 2011 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEAGATE TECHNOLOGY PLC MEETING DATE: JAN 18, 2011 | ||||
TICKER: STX SECURITY ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen Luczo as a Director | Management | For | For |
1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
1c | Reelect Lydia Marshall as a Director | Management | For | For |
1d | Reelect Chong Sup Park as a Director | Management | For | For |
1e | Reelect Albert Pimentel as a Director | Management | For | For |
1f | Reelect Gregorio Reyes as a Director | Management | For | For |
1g | Reelect John Thompson as a Director | Management | For | For |
1h | Reelect Edward Zander as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Report of Board of Directors | Management | For | For |
3 | Approve Report of Supervisory Committee | Management | For | For |
4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 601607 SECURITY ID: Y7685S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Directors' Report | Management | For | For |
2 | Approve 2010 Supervisors' Report | Management | For | For |
3 | Approve 2010 Financial Statements | Management | For | For |
4 | Approve 2010 Audit Fees for the Financial Report | Management | For | For |
5 | Approve to Appoint Audit Firm | Management | For | For |
6 | Approve 2011 Aggregate Amount of External Guarantee | Management | For | For |
7 | Approve Daily Related-Party Transactions with Shanghai Pharmaceutical (Group) Co., Ltd. | Management | For | For |
8 | Approve Adjustment on Allowance of Independent Directors | Management | For | For |
9 | Approve Plan of 2010 Allocation of Income and Dividends | Management | For | For |
10 | Approve to Grant a General Mandate to the Board of Directors to Allot, Issue and Deal with the Shares | Management | For | For |
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 601607 SECURITY ID: Y7685S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
SHIRE PLC MEETING DATE: APR 26, 2011 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 18, 2011 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Install Fiscal Council | Management | For | For |
6 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 18, 2011 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 5:1 Stock Split | Management | For | For |
2 | Approve Agreement to Absorb Souza Cruz Trading SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
4 | Approve Independent Firm's Approval | Management | For | For |
5 | Approve Absorption of Souza Cruz Trading SA | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: APR 25, 2011 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
3 | Install Fiscal Council | Management | For | For |
4 | Elect Fiscal Council Members and Determine their Remuneration | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STERICYCLE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark C. Miller | Management | For | For |
2 | Elect Director Jack W. Schuler | Management | For | For |
3 | Elect Director Thomas D. Brown | Management | For | For |
4 | Elect Director Rod F. Dammeyer | Management | For | For |
5 | Elect Director William K. Hall | Management | For | For |
6 | Elect Director Jonathan T. Lord | Management | For | For |
7 | Elect Director John Patience | Management | For | For |
8 | Elect Director James W.P. Reid-Anderson | Management | For | For |
9 | Elect Director Ronald G. Spaeth | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SUMITOMO MITSUI FINANCIAL GROUP, INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Oku, Masayuki | Management | For | For |
2.2 | Elect Director Kunibe, Takeshi | Management | For | For |
2.3 | Elect Director Kubo, Tetsuya | Management | For | For |
2.4 | Elect Director Nakanishi, Satoru | Management | For | For |
2.5 | Elect Director Jyono, Kazuya | Management | For | For |
2.6 | Elect Director Danno, Koichi | Management | For | For |
2.7 | Elect Director Ito, Yujiro | Management | For | For |
2.8 | Elect Director Fuchizaki, Masahiro | Management | For | For |
2.9 | Elect Director Iwamoto, Shigeru | Management | For | For |
2.10 | Elect Director Nomura, Kuniaki | Management | For | For |
3.1 | Appoint Statutory Auditor Mizoguchi, Jun | Management | For | For |
3.2 | Appoint Statutory Auditor Kawaguchi, Shin | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SYNOVUS FINANCIAL CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: SNV SECURITY ID: 87161C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Allen | Management | For | For |
2 | Elect Director Richard E. Anthony | Management | For | For |
3 | Elect Director James H. Blanchard | Management | For | For |
4 | Elect Director Richard Y. Bradley | Management | For | For |
5 | Elect Director Frank W. Brumley | Management | For | For |
6 | Elect Director Elizabeth W. Camp | Management | For | For |
7 | Elect Director T. Michael Goodrich | Management | For | For |
8 | Elect Director V. Nathaniel Hansford | Management | For | For |
9 | Elect Director Mason H. Lampton | Management | For | For |
10 | Elect Director H. Lynn Page | Management | For | For |
11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
12 | Elect Director J. Neal Purcell | Management | For | For |
13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
14 | Elect Director Melvin T. Stith | Management | For | For |
15 | Elect Director Philip W. Tomlinson | Management | For | For |
16 | Elect Director James D. Yancey | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
21 | Ratify Auditors | Management | For | For |
22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
TALEO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Gross | Management | For | For |
1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: TTI SECURITY ID: 88162F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Brightman | Management | For | For |
1.2 | Elect Director Paul D. Coombs | Management | For | For |
1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
1.4 | Elect Director Tom H. Delimitros | Management | For | For |
1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
1.6 | Elect Director Allen T. McInnes | Management | For | For |
1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director H. John Greeniaus | Management | For | For |
6 | Elect Director Mary J. Steele | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
THE MACERICH COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas D. Abbey | Management | For | For |
2 | Elect Director Dana K. Anderson | Management | For | For |
3 | Elect Director Arthur M. Coppola | Management | For | For |
4 | Elect Director Edward C. Coppola | Management | For | For |
5 | Elect Director James S. Cownie | Management | For | For |
6 | Elect Director Fred S. Hubbell | Management | For | For |
7 | Elect Director Diana M. Laing | Management | For | For |
8 | Elect Director Stanley A. Moore | Management | For | For |
9 | Elect Director Mason G. Ross | Management | For | For |
10 | Elect Director William P. Sexton | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE TIMBERLAND COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: TBL SECURITY ID: 887100105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney W. Swartz | Management | For | For |
1.2 | Elect Director Jeffrey B. Swartz | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director Andre J. Hawaux | Management | For | For |
1.5 | Elect Director Kenneth T. Lombard | Management | For | For |
1.6 | Elect Director Edward W. Moneypenny | Management | For | For |
1.7 | Elect Director Peter R. Moore | Management | For | For |
1.8 | Elect Director Bill Shore | Management | For | For |
1.9 | Elect Director Terdema L. Ussery, II | Management | For | For |
1.10 | Elect Director Carden N. Welsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIFFANY & CO. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIM HORTONS INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Shan Atkins | Management | For | For |
1.2 | Elect Director Michael J. Endres | Management | For | For |
1.3 | Elect Director Moya M. Greene | Management | For | For |
1.4 | Elect Director Paul D. House | Management | For | For |
1.5 | Elect Director Frank Iacobucci | Management | For | For |
1.6 | Elect Director John A. Lederer | Management | For | For |
1.7 | Elect Director David H. Lees | Management | For | For |
1.8 | Elect Director Ronald W. Osborne | Management | For | For |
1.9 | Elect Director Wayne C. Sales | Management | For | For |
1.10 | Elect Director Donald B. Schroeder | Management | For | For |
1.11 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Direct Share Purchase and Dividend Reinvestment Plan | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TORCHMARK CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark S. McAndrew | Management | For | For |
2 | Elect Director Sam R. Perry | Management | For | For |
3 | Elect Director Lamar C. Smith | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 03, 2011 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U-STORE-IT TRUST MEETING DATE: JUN 01, 2011 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Dean Jernigan | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director David J. LaRue | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UNILEVER NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
21 | Allow Questions and Close Meeting | Management | None | None |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED NATURAL FOODS, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon D. Barker | Management | For | For |
2 | Elect Director Gail A. Graham | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 07, 2011 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Ratify Appointment of Pascale Chargrasse as Representative of Employee Shareholders to the Supervisory Board | Management | For | For |
6 | Reelect Pascale Chargrasse as Representative of Employee Shareholders to the Board | Management | For | For |
7 | Reelect Jean-Paul Parayre as Supervisory Board Member | Management | For | For |
8 | Reelect Patrick Boissier as Supervisory Board Member | Management | For | For |
9 | Elect Anne-Marie Idrac as Supervisory Board Member | Management | For | For |
10 | Appoint Francois Henrot as Censor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 117 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12 to 15 Above | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 35 Million for Future Exchange Offers | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 35 Million | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
24 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
25 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan for International Employees | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
27 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
28 | Amend Article 10.1 of Bylaws Re: Directors Length of Term | Management | For | For |
29 | Amend Article 10.1 of Bylaws Re: Representative of Employee Shareholders to the Board | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VANTAGE DRILLING COMPANY MEETING DATE: JAN 07, 2011 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
2a | Elect Paul A. Bragg as Director | Management | For | For |
2b | Elect Koichiro Esaka as Director | Management | For | Against |
2c | Elect Jorge E. Estrada as Director | Management | For | For |
2d | Elect Robert F. Grantham as Director | Management | For | For |
2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
2f | Elect Ong Tian Khiam as Director | Management | For | For |
2g | Elect John C.G. O'Leary as Director | Management | For | For |
2h | Elect Hsin-Chi Su as Director | Management | For | Against |
2i | Elect Steiner Thomassen as Director | Management | For | For |
3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
5 | Ratify UHY LLP as Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Lowell C. Mcadam | Management | For | For |
5 | Elect Director Sandra O. Moose | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VIASAT, INC. MEETING DATE: SEP 22, 2010 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Allen Lay | Management | For | For |
1.2 | Elect Director Jeffrey M. Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VITERRA INC. MEETING DATE: MAR 09, 2011 | ||||
TICKER: VT SECURITY ID: 92849T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Birks as Director | Management | For | For |
1.2 | Elect Vic Bruce as Director | Management | For | For |
1.3 | Elect Thomas Chambers as Director | Management | For | For |
1.4 | Elect Paul Daniel as Director | Management | For | For |
1.5 | Elect Bonnie DuPont as Director | Management | For | For |
1.6 | Elect Perry Gunner as Director | Management | For | For |
1.7 | Elect Tim Hearn as Director | Management | For | For |
1.8 | Elect Dallas Howe as Director | Management | For | For |
1.9 | Elect Kevin Osborn as Director | Management | For | For |
1.10 | Elect Herb Pinder Jr. as Director | Management | For | For |
1.11 | Elect Larry Ruud as Director | Management | For | For |
1.12 | Elect Mayo Schmidt as Director | Management | For | For |
1.13 | Elect Max Venning as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Key Employee Share Unit Plan | Management | For | Against |
VODAFONE GROUP PLC MEETING DATE: JUL 27, 2010 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Re-elect Alan Jebson as Director | Management | For | For |
9 | Re-elect Samuel Jonah as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Share Incentive Plan | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP. MEETING DATE: OCT 21, 2010 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN REFINING, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin M. Barth | Management | For | For |
1.2 | Elect Director Paul L. Foster | Management | For | For |
1.3 | Elect Director L. Frederick Francis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 13, 2011 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
WINTEK CORPORATION MEETING DATE: DEC 01, 2010 | ||||
TICKER: 2384 SECURITY ID: Y9664Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposal of Issuing New Shares to Participate the Global Depositary Receipt Issuance | Management | For | For |
2 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
3 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR DIVIDEND GROWTH FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 09, 2010 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Jung | Management | For | For |
1.2 | Elect Director David C. Scott | Management | For | For |
1.3 | Elect Director Michael J. Sheridan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACCOR MEETING DATE: MAY 30, 2011 | ||||
TICKER: AC SECURITY ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Virginie Morgon as Director | Management | For | For |
5 | Reelect Sebastien Bazin as Director | Management | For | For |
6 | Reelect Denis Hennequin as Director | Management | For | For |
7 | Reelect Franck Riboud as Director | Management | For | For |
8 | Ratify Appointment of Mercedes Erra as Director | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 575,000 | Management | For | For |
10 | Approve Transaction with Groupe Lucien Barriere | Management | For | For |
11 | Approve Transaction with Yann Caillere | Management | For | For |
12 | Approve Transaction with Gilles Pelisson | Management | For | For |
13 | Approve Transaction with Denis Hennequin | Management | For | For |
14 | Authorize Repurchase of Up to 22 Million Shares | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 160 Million | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to Aggregate Nominal Amount of EUR 100 Million, Reserved for Specific Beneficiaries | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 18 Above | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 21 at EUR 340 Million | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
27 | Change Location of Registered Office to 110, Avenue de France, 75013 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
ACE LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
1.2 | Elect Leo F. Mullin as Director | Management | For | For |
1.3 | Elect Olivier Steimer as Director | Management | For | For |
1.4 | Elect Michael P. Connors as Director | Management | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
1.6 | Elect John A. Krol as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACTUANT CORPORATION MEETING DATE: JAN 14, 2011 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AEGON NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AJISEN (CHINA) HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: 00538 SECURITY ID: G0192S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3a1 | Reelect Poon Wai as Director | Management | For | For |
3a2 | Reelect Lo Peter as Director | Management | For | For |
3a3 | Reelect Wang Jincheng as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
AKER DRILLING ASA MEETING DATE: APR 05, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
AKER DRILLING ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
AKER SOLUTIONS ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKSO SECURITY ID: R0180X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 29, 2011 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Driector Mary C. Baskin | Management | For | For |
2 | Elect Driector Neil M. Hahl | Management | For | For |
3 | Elect Driector Philip R. Harper | Management | For | For |
4 | Elect Driector John A. Koskinen | Management | For | For |
5 | Elect Driector Stan Lundine | Management | For | For |
6 | Elect Driector Kenneth D. Peterson | Management | For | For |
7 | Elect Driector Alvin N. Puryear | Management | For | For |
8 | Elect Driector Malon Wilkus | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY MEETING DATE: JUN 09, 2011 | ||||
TICKER: AEL SECURITY ID: 025676206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce A. Chapman | Management | For | For |
1.2 | Elect Director James M. Gerlach | Management | For | For |
1.3 | Elect Director Robert L. Howe | Management | For | For |
1.4 | Elect Director Debra J. Richardson | Management | For | For |
1.5 | Elect Director Gerard D. Neugent | Management | For | For |
1.6 | Elect Director David S. Mulcahy | Management | For | For |
2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Emmitt | Management | For | For |
1.2 | Elect Director Christopher H. Porter | Management | For | For |
1.3 | Elect Director D. Verne Sharma | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Phuthuma Nhleko as Director | Management | For | For |
4 | Re-elect Cynthia Carroll as Director | Management | For | For |
5 | Re-elect David Challen as Director | Management | For | For |
6 | Re-elect Sir CK Chow as Director | Management | For | For |
7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
8 | Re-elect Rene Medori as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Approve Long-Term Incentive Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARES CAPITAL CORPORATION MEETING DATE: JUN 06, 2011 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Arougheti | Management | For | For |
1.2 | Elect Director Ann Torre Bates | Management | For | For |
1.3 | Elect Director Kenneth R. Heitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
4 | Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment | Management | For | For |
5 | Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment | Management | For | For |
ARGONAUT GOLD INC MEETING DATE: MAY 10, 2011 | ||||
TICKER: AR SECURITY ID: 04016A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Dougherty | Management | For | For |
1.2 | Elect Director Brian J. Kennedy | Management | For | For |
1.3 | Elect Director James E. Kofman | Management | For | For |
1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
1.5 | Elect Director Peter Mordaunt | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARKANSAS BEST CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Frank Edelstein | Management | For | For |
1.3 | Elect Director William M. Legg | Management | For | For |
1.4 | Elect Director Judy R. McReynolds | Management | For | For |
1.5 | Elect Director Robert A. Young III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARVINMERITOR, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: MTOR SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
1.3 | Elect Director Eugene S. Katz | Management | For | For |
1.4 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
ASSOCIATED BANC-CORP MEETING DATE: APR 26, 2011 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Philip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
1.11 | Elect Director Karen T. Van Lith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASSURED GUARANTY LTD. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Patrick W. Kenny as Director | Management | For | For |
1.3 | Elect Robin Monro-Davies as Director | Management | For | For |
1.4 | Elect Michael T. O'Kane as Director | Management | For | For |
1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATOS ORIGIN MEETING DATE: JUN 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Peter C. Brandt | Management | For | For |
1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Nancy S. Lurker | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVENG LTD MEETING DATE: OCT 22, 2010 | ||||
TICKER: AEG SECURITY ID: S0805F129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company and WK Kinnear as the Individual Registered Auditor | Management | For | For |
3 | Re-elect RogerJardine as Director | Management | For | For |
4 | Re-elect Juba Mashaba as Director | Management | For | For |
5 | Re-elect Myles Ruck as Director | Management | For | For |
6 | Re-elect Peter Ward as Director | Management | For | For |
7 | Elect May Hermanus as Director | Management | For | For |
8 | Elect Keith Rumble as Director | Management | For | For |
9 | Elect Kobus Verster as Director | Management | For | For |
10 | Approve Non-executive Director Fees with Effect From 1 October 2010 | Management | For | For |
11 | Adopt the Remuneration Policy by Way of a Non-binding Advisory Vote | Management | For | For |
12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
AVEO PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
1.7 | Elect Director Henri A. Termeer | Management | For | For |
1.8 | Elect Director Kenneth E. Weg | Management | For | For |
1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director George M. Smart | Management | For | For |
1.3 | Elect Director Theodore M. Solso | Management | For | For |
1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Andre | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BANCO DO BRASIL S.A. MEETING DATE: AUG 05, 2010 | ||||
TICKER: BBAS3 SECURITY ID: P11427112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Article 7 | Management | For | For |
BANCO DO BRASIL S.A. MEETING DATE: APR 27, 2011 | ||||
TICKER: BBAS3 SECURITY ID: P11427112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council | Management | For | For |
4 | Approve Remuneration for Fiscal Council | Management | For | For |
5 | Elect Directors | Management | For | For |
6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BANCO PINE S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: PINE4 SECURITY ID: P14995115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend and Interest on Capital Stock Payments | Management | For | For |
4 | Elect Directors and Approve Their Remuneration | Management | For | Against |
5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BANK SARASIN & CIE AG MEETING DATE: APR 05, 2011 | ||||
TICKER: BSAN SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Approve Extension of CHF 504,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Reelect Hans-Rudolf Hufschmid as Director | Management | For | Did Not Vote |
5.2 | Reelect Peter Derendinger as Director | Management | For | Did Not Vote |
5.3 | Elect Director | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BARLOWORLD LTD MEETING DATE: JAN 26, 2011 | ||||
TICKER: BAW SECURITY ID: S08470189 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Management | For | For |
2 | Elect Peter Bulterman as Director | Management | For | For |
3 | Re-elect Alexander Hamilton as Director | Management | For | For |
4 | Re-elect Martin Laubscher as Director | Management | For | For |
5 | Re-elect Thembalihle Nyasulu as Director | Management | For | Against |
6 | Re-elect Clive Thomson as Director | Management | For | For |
7 | Reappoint the Members of the Audit Committee | Management | For | For |
8 | Reappoint Deloitte & Touche as Auditors with G Berry as the Individual Registered Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
9.1 | Approve Fees for the Chairman of the Board | Management | For | For |
9.2 | Approve Fees for the Resident Non-executive Directors | Management | For | For |
9.3 | Approve Fees for the Non-resident Non-executive Directors | Management | For | For |
9.4 | Approve Fees for the Chairman of the Audit Committee (Non-resident) | Management | For | For |
9.5 | Approve Fees for the Resident Members of the Audit Committee | Management | For | For |
9.6 | Approve Fees for the Chairman of the Remuneration Committee (Non-resident) | Management | For | For |
9.7 | Approve Fees for the Chairman of the Empowerment and Transformation Committee (Resident) | Management | For | For |
9.8 | Approve Fees for the Chairman of the Risk and Sustainability Committee (Resident) | Management | For | For |
9.9 | Approve Fees for the Chairman of the General Purposes Committee (Resident) | Management | For | For |
9.10 | Approve Fees for the Chairman of the Nomination Committee (Resident) | Management | For | For |
9.11 | Approve Fees for the Resident Members of Each of the Board Committees | Management | For | For |
9.12 | Approve Fees for the Non-resident Members of Each of the Board Committees | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
BAWANG INTERNATIONAL (GROUP) HOLDING LTD. MEETING DATE: MAY 23, 2011 | ||||
TICKER: 01338 SECURITY ID: G09038103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Chen Qiyuan as Executive Director | Management | For | Against |
2a2 | Reelect Guo Jing as Non-Executive Director | Management | For | Against |
2a3 | Reelect Ngai Wai Fung as Independent Non-Executive Director | Management | For | For |
2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
3 | Elect Director Thomas T. Stallkamp | Management | For | For |
4 | Elect Director Albert P.L. Stroucken | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
BENI STABILI MEETING DATE: APR 26, 2011 | ||||
TICKER: BNS SECURITY ID: T19807139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Bylaws | Management | For | For |
2 | Approve Merger by Absorption of Beni Stabili Zero S.p.A., New Mall S.p.A., and Riqualificazione Grande Distribuzione S.p.A. | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Director | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BERRY PETROLEUM COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: BRY SECURITY ID: 085789105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Busch III | Management | For | For |
1.2 | Elect Director W. Bush | Management | For | For |
1.3 | Elect Director S. Cropper | Management | For | For |
1.4 | Elect Director J. Gaul | Management | For | For |
1.5 | Elect Director S. Hadden | Management | For | For |
1.6 | Elect Director R. Heinemann | Management | For | For |
1.7 | Elect Director T. Jamieson | Management | For | For |
1.8 | Elect Director J. Keller | Management | For | For |
1.9 | Elect Director M. Reddin | Management | For | For |
1.10 | Elect Director M. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BEST BUY CO., INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Sanjay Khosla | Management | For | For |
1.3 | Elect Director George L. Mikan III | Management | For | For |
1.4 | Elect Director Matthew H. Paull | Management | For | For |
1.5 | Elect Director Richard M. Schulze | Management | For | For |
1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Range for Size of the Board | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
BIG 5 SPORTING GOODS CORPORATION MEETING DATE: JUN 14, 2011 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
1.2 | Elect Director Steven G. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BIOSTIME INTERNATIONAL HOLDINGS LTD MEETING DATE: JUN 09, 2011 | ||||
TICKER: 01112 SECURITY ID: G11259101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Final Dividends | Management | For | For |
3a1 | Reelect Luo Fei as Director | Management | For | For |
3a2 | Reelect Zhang Wenhui as Director | Management | For | For |
3a3 | Reelect Kong Qingjuan as Director | Management | For | For |
3a4 | Reelect Wu Xiong as Director | Management | For | For |
3a5 | Reelect Luo Yun as Director | Management | For | For |
3a6 | Reelect Chen Fufang as Director | Management | For | For |
3a7 | Reelect Ngai Wai Fung as Director | Management | For | For |
3a8 | Reelect Tan Wee Seng as Director | Management | For | For |
3a9 | Reelect Xiao Baichun as Director | Management | For | For |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Murry S. Gerber | Management | For | For |
1.2 | Elect Director James Grosfeld | Management | For | For |
1.3 | Elect Director Deryck Maughan | Management | For | For |
1.4 | Elect Director Thomas K. Montag | Management | For | For |
1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
1.6 | Elect Director John S. Varley | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BOMBARDIER INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird | Management | For | For |
3 | Elect Director Alan J. Patricof | Management | For | For |
4 | Elect Director Martin Turchin | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BPZ RESOURCES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: BPZ SECURITY ID: 055639108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Gray | Management | For | For |
1.2 | Elect Director Stephen C. Beasley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BRAVO BRIO RESTAURANT GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: BBRG SECURITY ID: 10567B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director James S. Gulmi | Management | For | For |
3 | Elect Director Saed Mohseni | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRIGGS & STRATTON CORPORATION MEETING DATE: OCT 20, 2010 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Achtmeyer | Management | For | For |
1.2 | Elect Director David L. Burner | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BRITISH AIRWAYS PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BRITISH AIRWAYS PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion and Redesignation of Iberia Shares | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: BATS SECURITY ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITVIC PLC MEETING DATE: JAN 27, 2011 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Joanne Averiss as Director | Management | For | For |
4 | Re-elect Gerald Corbett as Director | Management | For | For |
5 | Re-elect John Gibney as Director | Management | For | For |
6 | Re-elect Ben Gordon as Director | Management | For | For |
7 | Re-elect Bob Ivell as Director | Management | For | For |
8 | Re-elect Paul Moody as Director | Management | For | For |
9 | Re-elect Michael Shallow as Director | Management | For | For |
10 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
C&C ENERGIA LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CZE SECURITY ID: 12674A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director James V. Bertram | Management | For | For |
2.2 | Elect Director Andrew L. Evans | Management | For | For |
2.3 | Elect Director Larry G. Evans | Management | For | For |
2.4 | Elect Director Norman Mackenzie | Management | For | For |
2.5 | Elect Director D. Michael G. Stewart | Management | For | For |
2.6 | Elect Director Carl J. Tricoli | Management | For | For |
2.7 | Elect Director Richard A. Walls | Management | For | For |
2.8 | Elect Director Isaac Yanovich | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CALAVO GROWERS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director Michael D. Hause | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALIX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CALX SECURITY ID: 13100M509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Matthews | Management | For | For |
1.2 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAMINO MINERALS CORP. MEETING DATE: JAN 25, 2011 | ||||
TICKER: COR SECURITY ID: 138050109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Four | Management | For | For |
2.1 | Elect Director R. E. Gordon Davis | Management | For | For |
2.2 | Elect Director Gordon Bogden | Management | For | For |
2.3 | Elect Director James Tutton | Management | For | For |
2.4 | Elect Director David Watkins | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
CAMPUS CREST COMMUNITIES INC MEETING DATE: APR 25, 2011 | ||||
TICKER: CCG SECURITY ID: 13466Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Rollins | Management | For | For |
1.2 | Elect Director Michael S. Hartnett | Management | For | For |
1.3 | Elect Director N. Anthony Coles | Management | For | For |
1.4 | Elect Director Richard S. Kahlbaugh | Management | For | For |
1.5 | Elect Director Denis McGlynn | Management | For | For |
1.6 | Elect Director William G. Popeo | Management | For | For |
1.7 | Elect Director Daniel L. Simmons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick W. Gross | Management | For | For |
2 | Elect Director Ann Fritz Hackett | Management | For | For |
3 | Elect Director Pierre E. Leroy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITALSOURCE INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Eubank, II | Management | For | For |
1.2 | Elect Director Timothy M. Hurd | Management | For | For |
1.3 | Elect Director Steven A. Museles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARLSBERG MEETING DATE: MAR 24, 2011 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CASELLA WASTE SYSTEMS, INC. MEETING DATE: OCT 12, 2010 | ||||
TICKER: CWST SECURITY ID: 147448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Callahan, Jr. | Management | For | Withhold |
1.2 | Elect Director Douglas R. Casella | Management | For | Withhold |
1.3 | Elect Director Michael K. Burke | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CASUAL MALE RETAIL GROUP, INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: CMRG SECURITY ID: 148711302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
1.2 | Elect Director David A. Levin | Management | For | Withhold |
1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
1.4 | Elect Director Jesse Choper | Management | For | Withhold |
1.5 | Elect Director John E. Kyees | Management | For | For |
1.6 | Elect Director Ward K. Mooney | Management | For | Withhold |
1.7 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
1.8 | Elect Director Mitchell S. Presser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Blair | Management | For | For |
1.2 | Elect Director Daniel J. Houston | Management | For | For |
1.3 | Elect Director Kenneth A. Samet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CATHEDRAL ENERGY SERVICES LTD. MEETING DATE: APR 14, 2011 | ||||
TICKER: CET SECURITY ID: 14916J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark L. Bentsen | Management | For | For |
2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
2.3 | Elect Director Rod Maxwell | Management | For | For |
2.4 | Elect Director Scott Sarjeant | Management | For | For |
2.5 | Elect Director Jay Zammit | Management | For | For |
2.6 | Elect Director Robert L. Chaisson | Management | For | For |
2.7 | Elect Director P. Daniel O'Neil | Management | For | For |
2.8 | Elect Director Ian S. Brown | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBIZ, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CBZ SECURITY ID: 124805102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. DiMartino | Management | For | For |
2 | Elect Director Richard C. Rochon | Management | For | For |
3 | Elect Director Donald V. Weir | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Authorize New Class of Preferred Stock | Management | For | Against |
10 | Other Business | Management | For | Against |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CC MEDIA HOLDINGS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CCMO SECURITY ID: 12502P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Abrams | Management | For | Withhold |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Steven W. Barnes | Management | For | For |
1.4 | Elect Director Richard J. Bressler | Management | For | Withhold |
1.5 | Elect Director Charles A. Brizius | Management | For | Withhold |
1.6 | Elect Director John P. Connaughton | Management | For | Withhold |
1.7 | Elect Director Blair E. Hendrix | Management | For | Withhold |
1.8 | Elect Director Jonathon S. Jacobson | Management | For | Withhold |
1.9 | Elect Director Ian K. Loring | Management | For | Withhold |
1.10 | Elect Director Mark P. Mays | Management | For | For |
1.11 | Elect Director Randall T. Mays | Management | For | For |
1.12 | Elect Director Scott M. Sperling | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CEMEX S.A.B. DE C.V. MEETING DATE: MAR 25, 2011 | ||||
TICKER: CX SECURITY ID: 151290889 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the EGM of February 24, 2011 | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
CENTAMIN EGYPT LTD MEETING DATE: MAY 26, 2011 | ||||
TICKER: CEY SECURITY ID: Q2159B110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Elect Mark Arnesen as Director | Management | For | For |
3.2 | Elect Mark Bankes as Director | Management | For | For |
3.3 | Elect Edward Haslam as Director | Management | For | For |
3.4 | Re-elect Trevor Schultz as Director | Management | For | For |
3.5 | Re-elect Josef El-Raghy as Director | Management | For | For |
3.6 | Re-elect Harry Michael as Director | Management | For | For |
3.7 | Re-elect Robert Bowker as Director | Management | For | For |
4.1 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
4.2 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHINA BIOLOGIC PRODUCTS, INC. MEETING DATE: DEC 17, 2010 | ||||
TICKER: CBPO SECURITY ID: 16938C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siu Ling Chan | Management | For | For |
1.2 | Elect Director Chong Yang Li | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
1.4 | Elect Director Xiangmin Cui | Management | For | For |
1.5 | Elect Director Tong Jun Lin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CHINA GAS HOLDINGS LTD. MEETING DATE: AUG 19, 2010 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
3a2 | Reelect Xu Ying as Director | Management | For | Against |
3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA GAS HOLDINGS LTD. MEETING DATE: APR 26, 2011 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Removal of Li Xiao Yun as Director | Management | For | For |
2 | Approve Removal of Xu Ying as Director | Management | For | For |
3 | Approval Removal of Liu Ming Hui as Director | Management | For | For |
CHINA INFORMATION SECURITY TECHNOLOGY, INC. MEETING DATE: AUG 23, 2010 | ||||
TICKER: CNIT SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
CHINA LODGING GROUP LTD MEETING DATE: AUG 26, 2010 | ||||
TICKER: HTHT SECURITY ID: 16949N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Elect Joseph Chow as Director | Management | For | For |
3 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 24, 2011 | ||||
TICKER: 00762 SECURITY ID: Y1519S111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lu Yimin as Director | Management | For | For |
3a2 | Reelect Li Fushen as Director | Management | For | For |
3a3 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
3a4 | Reelect Wong Wai Ming as Director | Management | For | For |
3a5 | Reelect Cai Hongbin as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
CHINA ZHENGTONG AUTO SERVICES HOLDINGS LTD MEETING DATE: MAY 06, 2011 | ||||
TICKER: 01728 SECURITY ID: G215A8108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Wang Kunpeng as Director | Management | For | For |
2b | Reelect Li Zhubo as Director | Management | For | For |
2c | Reelect Cao Limin as Director | Management | For | For |
2d | Reelect Liu Dongli as Director | Management | For | For |
2e | Reelect Wang Muqing as Director | Management | For | For |
2f | Reelect Chen Tao as Director | Management | For | For |
2g | Reelect Wong Tin Yau, Kelvin as Director | Management | For | For |
2h | Reelect Tan Xiangyong as Director | Management | For | For |
2i | Reelect Zhang Yansheng as Director | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHIQUITA BRANDS INTERNATIONAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CQB SECURITY ID: 170032809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fernando Aguirre | Management | For | For |
1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director William H. Camp | Management | For | For |
1.5 | Elect Director Clare M. Hasler-Lewis | Management | For | For |
1.6 | Elect Director Jaime Serra | Management | For | For |
1.7 | Elect Director Jeffrey N. Simmons | Management | For | For |
1.8 | Elect Director Steven P. Stanbrook | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CHIYODA CORP. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 6366 SECURITY ID: J06237101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Kubota, Takashi | Management | For | For |
2.2 | Elect Director Kanno, Yoichi | Management | For | For |
2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
2.4 | Elect Director Yokoi, Satoru | Management | For | For |
2.5 | Elect Director Obokata, Kazuo | Management | For | For |
2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
2.7 | Elect Director Okawa, Kazushi | Management | For | For |
2.8 | Elect Director Kawashima, Masahito | Management | For | For |
2.9 | Elect Director Shibuya, Shogo | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roman Martinez IV | Management | For | For |
2 | Elect Director Carol Cox Wait | Management | For | For |
3 | Elect Director William D. Zollars | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Rosenberg | Management | For | For |
1.2 | Elect Director Enrique F. Senior | Management | For | For |
1.3 | Elect Director Donald G. Soderquist | Management | For | For |
1.4 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CLARIANT AG MEETING DATE: MAR 31, 2011 | ||||
TICKER: CLN SECURITY ID: H14843165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CLUB MEDITERRANEE MEETING DATE: MAR 03, 2011 | ||||
TICKER: CU SECURITY ID: F18690101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Transaction with Rolaco | Management | For | For |
5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
6 | Approve Transaction with Corporate Officers | Management | For | For |
7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
12 | Reelect Jiannong Qian as Director | Management | For | For |
13 | Reelect Anass Houir Alami as Director | Management | For | For |
14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
17 | Reelect Pascal Lebard as Director | Management | For | For |
18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
19 | Elect Isabelle Seillier as Director | Management | For | For |
20 | Elect Christina Jeanbart as Director | Management | For | For |
21 | Elect Guangchang Guo as Director | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | Against |
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CMS ENERGY CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
COINSTAR, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director David M. Eskenazy | Management | For | For |
3 | Elect Director Robert D. Sznewajs | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
COLUMBIA LABORATORIES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: CBRX SECURITY ID: 197779101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valerie L. Andrews | Management | For | Withhold |
1.2 | Elect Director Edward A. Blechschmidt | Management | For | Withhold |
1.3 | Elect Director Frank C. Condella, Jr. | Management | For | Withhold |
1.4 | Elect Director Cristina Csimma | Management | For | Withhold |
1.5 | Elect Director Stephen G. Kasnet | Management | For | Withhold |
1.6 | Elect Director G. Frederick Wilkinson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMERCIAL METALS COMPANY MEETING DATE: JAN 17, 2011 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Guido | Management | For | For |
1.2 | Elect Director Sarah E. Raiss | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
1.4 | Elect Director Robert R. Womack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Bovee | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CON-WAY INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Anton | Management | For | For |
2 | Elect Director William R. Corbin | Management | For | For |
3 | Elect Director Robert Jaunich II | Management | For | For |
4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
5 | Elect Director Michael J. Murray | Management | For | For |
6 | Elect Director Edith R. Perez | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director William J. Schroeder | Management | For | For |
9 | Elect Director Douglas W. Stotlar | Management | For | For |
10 | Elect Director Peter W. Stott | Management | For | For |
11 | Elect Director Chelsea C. White III | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Sanders, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COOKSON GROUP PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: CKSN SECURITY ID: G24108246 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Butterworth as Director | Management | For | For |
5 | Re-elect Jeff Harris as Director | Management | For | For |
6 | Re-elect Jeff Hewitt as Director | Management | For | For |
7 | Re-elect Peter Hill as Director | Management | For | For |
8 | Re-elect Jan Oosterveld as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Re-elect John Sussens as Director | Management | For | For |
11 | Re-elect Francois Wanecq as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COPA HOLDINGS S.A. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CPAN SECURITY ID: P31076105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
CORESITE REALTY CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CRA INTERNATIONAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CRAI SECURITY ID: 12618T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rowland T. Moriarty | Management | For | For |
1.2 | Elect Director William F. Concannon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CROWN POINT VENTURES LTD. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CWV SECURITY ID: 22856P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Murray D. McCartney | Management | For | For |
2.2 | Elect Director Gordon R. Kettleson | Management | For | For |
2.3 | Elect Director Martin J. Walter | Management | For | For |
2.4 | Elect Director Denny Deren | Management | For | For |
2.5 | Elect Director John Clark | Management | For | For |
2.6 | Elect Director John Chulick | Management | For | For |
2.7 | Elect Director Mateo Turic | Management | For | For |
3 | Approve Smythe Ratcliffe LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Withhold |
CROWN POINT VENTURES LTD. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CWV SECURITY ID: 22856P939 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Murray D. McCartney | Management | For | For |
2.2 | Elect Director Gordon R. Kettleson | Management | For | For |
2.3 | Elect Director Martin J. Walter | Management | For | For |
2.4 | Elect Director Denny Deren | Management | For | For |
2.5 | Elect Director John Clark | Management | For | For |
2.6 | Elect Director John Chulick | Management | For | For |
2.7 | Elect Director Mateo Turic | Management | For | For |
3 | Approve Smythe Ratcliffe LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Withhold |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director Barbara M. Baumann | Management | For | For |
1.3 | Elect Director William J. Finnerty | Management | For | For |
1.4 | Elect Director C. Scott Hobbs | Management | For | For |
1.5 | Elect Director George E. Matelich | Management | For | For |
1.6 | Elect Director Steve A. Nordaker | Management | For | For |
1.7 | Elect Director Robert T. Smith | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CYMER, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 23, 2011 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. O'Neil | Management | For | For |
1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DENNY'S CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: DENN SECURITY ID: 24869P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregg R. Dedrick | Management | For | For |
2 | Elect Director Brenda J. Lauderback | Management | For | For |
3 | Elect Director Robert E. Marks | Management | For | For |
4 | Elect Director John C. Miller | Management | For | For |
5 | Elect Director Louis P. Neeb | Management | For | For |
6 | Elect Director Donald C. Robinson | Management | For | For |
7 | Elect Director Donald R. Shepherd | Management | For | For |
8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
9 | Elect Director Laysha Ward | Management | For | For |
10 | Elect Director F. Mark Wolfinger | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENSO CORP. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Fukaya, Koichi | Management | For | For |
2.2 | Elect Director Kato, Nobuaki | Management | For | For |
2.3 | Elect Director Tokuda, Hiromi | Management | For | For |
2.4 | Elect Director Kobayashi, Koji | Management | For | For |
2.5 | Elect Director Tsuchiya, Sojiro | Management | For | For |
2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
2.7 | Elect Director Sugi, Hikaru | Management | For | For |
2.8 | Elect Director Shirasaki, Shinji | Management | For | For |
2.9 | Elect Director Miyaki, Masahiko | Management | For | For |
2.10 | Elect Director Shikamura, Akio | Management | For | For |
2.11 | Elect Director Maruyama, Haruya | Management | For | For |
2.12 | Elect Director Tajima, Akio | Management | For | For |
2.13 | Elect Director Toyoda, Shoichiro | Management | For | For |
3.1 | Appoint Statutory Auditor Cho, Fujio | Management | For | Against |
3.2 | Appoint Statutory Auditor Watanabe, Toshio | Management | For | For |
3.3 | Appoint Statutory Auditor Kondo, Toshimichi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DENTSU INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 4324 SECURITY ID: J1207N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Ishii, Tadashi | Management | For | For |
3.2 | Elect Director Takashima, Tatsuyoshi | Management | For | For |
3.3 | Elect Director Tachibana, Masuo | Management | For | For |
3.4 | Elect Director Nakamoto, Shoichi | Management | For | For |
3.5 | Elect Director Utsumi, Tomoki | Management | For | For |
3.6 | Elect Director Sugimoto, Akira | Management | For | For |
3.7 | Elect Director Shimura, Kaoru | Management | For | For |
3.8 | Elect Director Kato, Yuzuru | Management | For | For |
3.9 | Elect Director Akiyama, Ryuuhei | Management | For | For |
3.10 | Elect Director Ishikawa, Satoshi | Management | For | For |
3.11 | Elect Director Nakata, Masahiro | Management | For | For |
4 | Appoint Statutory Auditor Hasegawa, Toshiaki | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Amend Articles Re: Majority Voting Requirements for General Meeting | Management | For | Against |
9 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of 2008 Stock Option Plan | Management | For | For |
DIAMOND FOODS, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: DMND SECURITY ID: 252603105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gilbert | Management | For | For |
1.2 | Elect Director Robert J. Zollars | Management | For | For |
1.3 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.4 | Elect Director Steven M. Neil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DINEEQUITY, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DIN SECURITY ID: 254423106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Gordon | Management | For | For |
1.2 | Elect Director Larry A. Kay | Management | For | For |
1.3 | Elect Director Julia A. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DOREL INDUSTRIES INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: DII.B SECURITY ID: 25822C205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin Schwartz, Jeff Segel, Alan Schwartz, Jeffrey Schwartz, Maurice Tousson, Harold 'Sonny' Gordon, Dian Cohen, Alain Benedetti, Richard Markee, and Rupert Duchesne as Directors | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
DOUBLE EAGLE PETROLEUM CO. MEETING DATE: MAY 24, 2011 | ||||
TICKER: DBLE SECURITY ID: 258570209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sigmund Balaban | Management | For | For |
2 | Elect Director David Wilson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOUGLAS EMMETT, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: DEI SECURITY ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Leslie E. Bider | Management | For | Withhold |
1.5 | Elect Director Ghebre Selassie Mehreteab | Management | For | For |
1.6 | Elect Director Thomas E. O'Hern | Management | For | Withhold |
1.7 | Elect Director Andrea Rich | Management | For | Withhold |
1.8 | Elect Director William Wilson III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D.H. Benson | Management | For | For |
2 | Elect Director R.W. Cremin | Management | For | For |
3 | Elect Director J-P.M. Ergas | Management | For | For |
4 | Elect Director P.T. Francis | Management | For | For |
5 | Elect Director K.C. Graham | Management | For | For |
6 | Elect Director R.A. Livingston | Management | For | For |
7 | Elect Director R.K. Lochridge | Management | For | For |
8 | Elect Director B.G. Rethore | Management | For | For |
9 | Elect Director M.B. Stubbs | Management | For | For |
10 | Elect Director S.M. Todd | Management | For | For |
11 | Elect Director S.K. Wagner | Management | For | For |
12 | Elect Director M.A. Winston | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A MEETING DATE: DEC 17, 2010 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 1:3 Stock Split | Management | For | For |
2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
DROGASIL S.A MEETING DATE: APR 11, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DXP ENTERPRISES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DXPE SECURITY ID: 233377407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Little | Management | For | For |
1.2 | Elect Director Cletus Davis | Management | For | For |
1.3 | Elect Director Timothy P. Halter | Management | For | For |
1.4 | Elect Director Kenneth H. Miller | Management | For | For |
2 | Reduce Par Value of Preferred Stock and Move Unissued Shares of Preferred Stock to Status of Undesignated Preferred Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
E.ON AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: EOAN SECURITY ID: D24914133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Denise Kingsmill to the Supervisory Board | Management | For | For |
6b | Elect Bard Mikkelsen to the Supervisory Board | Management | For | For |
6c | Elect Rene Obermann to the Supervisory Board | Management | For | For |
7a | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
7b | Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2011 | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Affiliation Agreement with E.ON Beteiligungsverwaltungs GmbH | Management | For | For |
9b | Approve Affiliation Agreement with E.ON Energy Trading Holding GmbH | Management | For | For |
9c | Approve Affiliation Agreement with E.ON Finanzanlagen GmbH | Management | For | For |
9d | Approve Affiliation Agreement with E.ON Ruhrgas Holding GmbH | Management | For | For |
EACCESS LTD. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9427 SECURITY ID: J12548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Senmoto, Sachio | Management | For | For |
1.2 | Elect Director Fukata, Koji | Management | For | For |
1.3 | Elect Director Eric Gan | Management | For | For |
1.4 | Elect Director Ankur Sahu | Management | For | For |
1.5 | Elect Director Inoue, Junji | Management | For | For |
1.6 | Elect Director Glenn Gumpel | Management | For | For |
1.7 | Elect Director Kokuryo, Jiro | Management | For | Against |
1.8 | Elect Director Julian Horn-Smith | Management | For | Against |
1.9 | Elect Director Shiong Tan | Management | For | For |
2.1 | Appoint Statutory Auditor Nakamoto, Koichiro | Management | For | Against |
2.2 | Appoint Statutory Auditor Takaoka, Motokuni | Management | For | Against |
3 | Appoint Alternate Statutory Auditor Shibata, Yuuji | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: EAU SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael Price | Management | For | For |
1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.7 | Elect Director Donald M. Shumka | Management | For | For |
1.8 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Incentive Stock Option Plan | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
ENDURANCE SPECIALTY HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ENH SECURITY ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William H. Bolinder as Director | Management | For | For |
1.2 | Elect Susan Fleming Cabrera as Director | Management | For | For |
1.3 | Elect Scott D. Moore as Director | Management | For | For |
1.4 | Elect Brendan R. O'Neill as Director | Management | For | For |
1.5 | Elect Robert A. Spass as Director | Management | For | For |
1.6 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.14 | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.15 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect as David S. Cash Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.18 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Approve Decrease in Size of Board | Management | For | For |
ENERSYS MEETING DATE: JUL 22, 2010 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Craig | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENN ENERGY HOLDINGS LTD. MEETING DATE: MAY 31, 2011 | ||||
TICKER: 02688 SECURITY ID: G3066L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Approve Final Dividend of HK$0.2835 Per Share | Management | For | For |
2b | Approve Special Dividend of HK$0.0566 Per Share | Management | For | For |
3a1 | Reelect Cheng Chak Ngok as Director | Management | For | Against |
3a2 | Reelect Zhao Shengli as Director | Management | For | Against |
3a3 | Reelect Wang Dongzhi as Director | Management | For | Against |
3a4 | Reelect Yien Yu Yu, Catherine as Director | Management | For | For |
3a5 | Reelect Kong Chung Kau as Director | Management | For | For |
3b | Resolve Not to Fill Up the Vacated Offices Resulting from the Retirement of Liang Zhiwei and Zhai Xiaoqin as Directors | Management | For | For |
3c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
ENTROPIC COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Baruch | Management | For | For |
1.2 | Elect Director Patrick Henry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | Against |
2 | Elect Director Charles R. Crisp | Management | For | Against |
3 | Elect Director James C. Day | Management | For | Against |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | Against |
6 | Elect Director Donald F. Textor | Management | For | Against |
7 | Elect Director Frank G. Wisner | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Pro-Rata Vesting on Equity Plans | Shareholder | Against | Against |
12 | Report on Political Contributions | Shareholder | Against | Abstain |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EUROCASH SA MEETING DATE: JUN 13, 2011 | ||||
TICKER: EUR SECURITY ID: X2382S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Meeting Chairman | Management | For | For |
4 | Prepare List of Shareholders | Management | None | None |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | None | None |
7 | Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | None | None |
8 | Receive Supervisory Board Report on Its Activities in Fiscal 2010 | Management | None | None |
9 | Approve Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | For | For |
10 | Approve Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | For | For |
11 | Approve Allocation of Income and Dividends of PLN 0.37 per Share | Management | For | For |
12.1 | Approve Discharge of Luis Manuel Conceicao do Amaral (CEO) | Management | For | For |
12.2 | Approve Discharge of Katarzyna Kopaczewska (Management Board Member) | Management | For | For |
12.3 | Approve Discharge of Rui Amaral (Management Board Member) | Management | For | For |
12.4 | Approve Discharge of Arnaldo Guerreiro (Management Board Member) | Management | For | For |
12.5 | Approve Discharge of Pedro Martinho (Management Board Member) | Management | For | For |
12.6 | Approve Discharge of Ryszard Majer (Management Board Member) | Management | For | For |
12.7 | Approve Discharge of Jacek Owczarek (Management Board Member) | Management | For | For |
13.1 | Approve Discharge of Joao Borges de Assuncao (Supervisory Board Chairman) | Management | For | For |
13.2 | Approve Discharge of Eduardo Aguinaga de Moraes (Supervisory Board Member) | Management | For | For |
13.3 | Approve Discharge of Antonio Jose Santos Silva Casanova (Supervisory Board Member) | Management | For | For |
13.4 | Approve Discharge of Ryszard Wojnowski (Supervisory Board Member) | Management | For | For |
13.5 | Approve Discharge of Janusz Lisowski (Supervisory Board Member) | Management | For | For |
14 | Approve List of Participants in Company's Stock Option Plan | Management | For | For |
15 | Approve Liquidation of Special Fund Used to Finance Company's Share Buyback Programs | Management | For | For |
16 | Close Meeting | Management | None | None |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXPRESS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: EXPR SECURITY ID: 30219E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Dominik | Management | For | Withhold |
1.2 | Elect Director Sam K. Duncan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
EXTRACT RESOURCES LTD. MEETING DATE: FEB 21, 2011 | ||||
TICKER: EXT SECURITY ID: Q36899104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FIAT SPA MEETING DATE: SEP 16, 2010 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | Did Not Vote |
1 | Approve Reduction of Share Repurchase Authorization | Management | For | Did Not Vote |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FINNING INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: FTT SECURITY ID: 318071404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
1.2 | Elect James E.C. Carter as Director | Management | For | For |
1.3 | Elect David L. Emerson as Director | Management | For | For |
1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
1.6 | Elect John M. Reid as Director | Management | For | For |
1.7 | Elect Andrew H. Simon as Director | Management | For | For |
1.8 | Elect Bruce L. Turner as Director | Management | For | For |
1.9 | Elect Michael T. Waites as Director | Management | For | For |
1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FISERV, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Dillon | Management | For | For |
1.2 | Elect Director Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Glenn M. Renwick | Management | For | For |
1.4 | Elect Director Carl W. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLOWERS FOODS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FLO SECURITY ID: 343498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.2 | Elect Director Jackie M. Ward | Management | For | For |
1.3 | Elect Director C. Martin Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FOOT LOCKER, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas DiPaolo | Management | For | For |
1.2 | Elect Director Matthew M. McKenna | Management | For | For |
1.3 | Elect Director Allen Questrom | Management | For | For |
1.4 | Elect Director Cheryl Nido Turpin | Management | For | For |
1.5 | Elect Director Guillermo Marmol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FP CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: 7947 SECURITY ID: J13671102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Komatsu, Yasuhiro | Management | For | For |
1.2 | Elect Director Sato, Morimasa | Management | For | For |
1.3 | Elect Director Shimoda, Masateru | Management | For | For |
1.4 | Elect Director Sasabe, Taichiro | Management | For | For |
1.5 | Elect Director Ikegami, Isao | Management | For | For |
1.6 | Elect Director Kaneko, Makoto | Management | For | For |
1.7 | Elect Director Takanishi, Tomoki | Management | For | For |
1.8 | Elect Director Takizaki, Toshio | Management | For | For |
1.9 | Elect Director Torikawa, Yasuhiko | Management | For | For |
1.10 | Elect Director Yasuda, Kazuyuki | Management | For | For |
1.11 | Elect Director Takahashi, Masanobu | Management | For | For |
1.12 | Elect Director Nagai, Nobuyuki | Management | For | For |
1.13 | Elect Director Oka, Koji | Management | For | For |
1.14 | Elect Director Ezaki, Yoshitaka | Management | For | For |
1.15 | Elect Director Takahashi, Minoru | Management | For | For |
1.16 | Elect Director Sato, Osamu | Management | For | For |
1.17 | Elect Director Sueyoshi, Takejiro | Management | For | Against |
1.18 | Elect Director Hibi, Teruyoshi | Management | For | For |
2.1 | Appoint Statutory Auditor Karai, Masazumi | Management | For | For |
2.2 | Appoint Statutory Auditor Sakata, Mikihiko | Management | For | For |
3 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
FRANKLIN STREET PROPERTIES CORP. MEETING DATE: MAY 16, 2011 | ||||
TICKER: FSP SECURITY ID: 35471R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Carter | Management | For | For |
1.2 | Elect Director Georgia Murray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 12, 2011 | ||||
TICKER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: FTR SECURITY ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FUSHI COPPERWELD, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: FSIN SECURITY ID: 36113E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Fu | Management | For | For |
1.2 | Elect Director Joseph Longever | Management | For | For |
1.3 | Elect Director Wenbing (Christopher) Wang | Management | For | For |
1.4 | Elect Director Barry Raeburn | Management | For | For |
1.5 | Elect Director Feng Bai | Management | For | For |
1.6 | Elect Director Jiping Hua | Management | For | For |
1.7 | Elect Director John Francis Perkowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FXCM INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FXCM SECURITY ID: 302693106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GAFISA S.A. MEETING DATE: OCT 14, 2010 | ||||
TICKER: GFSA3 SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | Against |
2 | Amend Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
GARMIN LTD. MEETING DATE: JUN 03, 2011 | ||||
TICKER: GRMN SECURITY ID: H2906T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
3.2 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Did Not Vote |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Amend Charter | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
10.1 | Elect Andrey Akimov as Director | Management | None | For |
10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
10.3 | Elect Farit Gazizullin as Director | Management | None | For |
10.4 | Elect Viktor Zubkov as Director | Management | None | For |
10.5 | Elect Elena Karpel as Director | Management | For | For |
10.6 | Elect Aleksey Miller as Director | Management | For | For |
10.7 | Elect Valery Musin as Director | Management | None | For |
10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
10.9 | Elect Mikhail Sereda as Director | Management | For | For |
10.10 | Elect Sergey Shmatko as Director | Management | None | For |
10.11 | Elect Igor Yusufov as Director | Management | None | For |
11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Andrey Akimov as Director | Management | None | For |
2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
2.3 | Elect Farit Gazizullin as Director | Management | None | For |
2.4 | Elect Elena Karpel as Director | Management | For | For |
2.5 | Elect Timur Kulibayev as Director | Management | None | For |
2.6 | Elect Viktor Martynov as Director | Management | None | For |
2.7 | Elect Vladimir Mau as Director | Management | None | For |
2.8 | Elect Aleksey Miller as Director | Management | For | For |
2.9 | Elect Valery Musin as Director | Management | None | For |
2.10 | Elect Mikhail Sereda as Director | Management | For | For |
2.11 | Elect Igor Yusufov as Director | Management | None | For |
2.12 | Elect Viktor Zubkov as Director | Management | None | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GEOEYE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GIANT MANUFACTURING CO., LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 9921 SECURITY ID: Y2708Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLOBAL DAIRY HOLDINGS LTD. MEETING DATE: JUN 16, 2011 | ||||
TICKER: 01007 SECURITY ID: G3925M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Cheung Hok Fung Alexander as Director | Management | For | For |
3 | Reelect Chan Wah Man Carman as Director | Management | For | Against |
4 | Reelect Zhang Zhou as Director | Management | For | Against |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GLOBAL DAIRY HOLDINGS LTD. MEETING DATE: JUN 16, 2011 | ||||
TICKER: 01007 SECURITY ID: G3925M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name From Global Dairy Holdings Limited to Daqing Dairy Holdings Limited and Adopt New Chinese Name | Management | For | For |
GN STORE NORD A/S MEETING DATE: MAR 25, 2011 | ||||
TICKER: SECURITY ID: K4001S214 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of DKK 600,000 for Chairman, DKK 400,000 for Vice Chairman, and DKK 200,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
5.1 | Reelect Per Wold-Olsen as Director | Management | For | Did Not Vote |
5.2 | Reelect William Hoover Jr. as Director | Management | For | Did Not Vote |
5.3 | Reelect Jorgen Bardenfleth as Director | Management | For | Did Not Vote |
5.4 | Reelect Rene Svendsen-Tune as Director | Management | For | Did Not Vote |
5.5 | Reelect Carsten Thomsen as Director | Management | For | Did Not Vote |
5.6 | Reelect Wolfgang Reim as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
7.1.1 | Approve Amendment to Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
7.1.2 | Extend Board's Authorizations to Create DKK 205 Million Pool of Capital by Share Issuance until April 30, 2012 | Management | For | Did Not Vote |
7.1.3 | Authorize Share Repurchase Program with a Nominal Value of up to 15 Percent of the Share Capital of the Company | Management | For | Did Not Vote |
7.1.4 | Authorize Board to Distribute Special Dividends | Management | For | Did Not Vote |
7.1.5 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7.2 | Other Proposals From Shareholders (None Submitted) | Management | None | None |
8 | Other Business | Management | None | None |
GOLDCORP INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00493 SECURITY ID: G3978C124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.041 Per Share | Management | For | For |
3a | Reelect Zou Xiao Chun as an Executive Director | Management | For | Against |
3b | Reelect Zhang Da Zhong as a Non-Executive Director | Management | For | Against |
3c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Management | For | For |
3e | Elect Ng Wai Hung as an Independent Non-Executive Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Management | For | For |
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GP INVESTMENTS LTD MEETING DATE: APR 29, 2011 | ||||
TICKER: GPIV11 SECURITY ID: G4035L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of the Meeting | Management | For | For |
2 | Confirm Meeting Notice | Management | For | For |
3 | Elect Directors | Management | For | Abstain |
4 | Transact Other Business | Management | For | Against |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GRAN TIERRA ENERGY INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: GTE SECURITY ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
GRANDE CACHE COAL CORP. MEETING DATE: AUG 17, 2010 | ||||
TICKER: GCE SECURITY ID: 38655X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve All Unallocated Restricted Share Units Under the Share Unit Plan | Management | For | For |
GREAT LAKES DREDGE & DOCK CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: GLDD SECURITY ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Deutsch | Management | For | For |
1.2 | Elect Director Nathan D. Leight | Management | For | For |
1.3 | Elect Director Douglas B. Mackie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GUARANTY TRUST BANK PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: GTB SECURITY ID: 40124Q208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Directors (Bundled) | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of External Auditors | Management | For | For |
6 | Elect Members of Audit Committee | Management | For | For |
7 | Authorize Capitalization of Reserves for 1:4 Bonus Share Issue | Management | For | For |
GUESS?, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
1.2 | Elect Director Maurice Marciano | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GULF RESOURCES, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: GFRE SECURITY ID: 40251W309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Yang | Management | For | For |
1.2 | Elect Director Xiaobin Liu | Management | For | For |
1.3 | Elect Director Naihui Miao | Management | For | For |
1.4 | Elect Director Nan Li | Management | For | For |
1.5 | Elect Director Yang Zou | Management | For | For |
1.6 | Elect Director Shi Tong Jiang | Management | For | For |
1.7 | Elect Director Ya Fei Ji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GULF RESOURCES, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: GFRE SECURITY ID: 40251W929 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Yang | Management | For | For |
1.2 | Elect Director Xiaobin Liu | Management | For | For |
1.3 | Elect Director Naihui Miao | Management | For | For |
1.4 | Elect Director Nan Li | Management | For | For |
1.5 | Elect Director Yang Zou | Management | For | For |
1.6 | Elect Director Shi Tong Jiang | Management | For | For |
1.7 | Elect Director Ya Fei Ji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 16, 2011 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Liddell | Management | For | For |
1.2 | Elect Director Donald L. Dillingham | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director James D. Palm | Management | For | For |
1.5 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARDINGE INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: HDNG SECURITY ID: 412324303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Burke | Management | For | Withhold |
1.2 | Elect Director J. Philip Hunter | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HARSCO CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T. D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director J. M. Loree | Management | For | For |
1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
1.9 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HAVAS MEETING DATE: MAY 10, 2011 | ||||
TICKER: HAV SECURITY ID: F47696111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.10 per Share | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
5 | Approve Transaction with Bollore | Management | For | For |
6 | Approve Cancellation of Transactions with EURO RSCG and EURO RSCG Worldwide | Management | For | For |
7 | Reelect Vincent Bollore as Director | Management | For | Against |
8 | Elect Mercedes Erra as Director | Management | For | Against |
9 | Reelect Antoine Veil as Director | Management | For | Against |
10 | Reelect Jacques Seguela as Director | Management | For | Against |
11 | Reelect Pierre Gode as Director | Management | For | For |
12 | Reelect Yves Cannac as Director | Management | For | For |
13 | Reelect Bollore as Director | Management | For | Against |
14 | Reelect Longchamp Participations as Director | Management | For | Against |
15 | Reelect Financiere de Longchamp as Director | Management | For | Against |
16 | Authorize Repurchase of up to 40 Million Shares | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
20 | Amend Article 22 of Bylaws Re: Attendance to General Meetings | Management | For | For |
21 | Amend Article 23 of Bylaws Re: Shareholders Proposals | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEICO CORPORATION MEETING DATE: MAR 28, 2011 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolfo Henriques | Management | For | For |
1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.5 | Elect Director Eric A. Mendelson | Management | For | For |
1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
1.7 | Elect Director Victor H. Mendelson | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HEIDELBERGCEMENT AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 01044 SECURITY ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Hui Lin Chit as Executive Director | Management | For | Against |
3b | Reelect Chan Henry as Independent Non-Executive Director | Management | For | For |
3c | Reelect Ada Ying Kay Wong as Independent Non-Executive Director | Management | For | For |
3d | Reelect Xu Shui Shen as Executive Director | Management | For | Against |
3e | Reelect Xu Chun Man as Executive Director | Management | For | Against |
3f | Reelect Sze Wong Kim as Executive Director | Management | For | Against |
3g | Reelect Hui Ching Chi as Executive Director | Management | For | Against |
3h | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Adopt New Share Option Scheme | Management | For | For |
HENGDELI HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 03389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HIMAX TECHNOLOGIES INC. MEETING DATE: SEP 28, 2010 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Directors | Management | For | Against |
3 | Other Business | Management | For | Against |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Lawrence M. Levy | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 7267 SECURITY ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
3.1 | Elect Director Kondo, Koichi | Management | For | For |
3.2 | Elect Director Ito, Takanobu | Management | For | For |
3.3 | Elect Director Hamada, Akio | Management | For | For |
3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
3.5 | Elect Director Ike, Fumihiko | Management | For | For |
3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
3.7 | Elect Director Hogen, Kensaku | Management | For | For |
3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.9 | Elect Director Fukui, Takeo | Management | For | For |
3.10 | Elect Director Yamada, Takuji | Management | For | For |
3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Hornbeck | Management | For | For |
1.2 | Elect Director Patricia B. Melcher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD MEETING DATE: AUG 05, 2010 | ||||
TICKER: 00336 SECURITY ID: G4639H122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a | Reelect Chu Lam Yiu as Director | Management | For | For |
3b | Reelect Lau Chi Tak as Director | Management | For | For |
3c | Reelect Lee Luk Shiu as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
I.C.S.A. (INDIA) LIMITED MEETING DATE: JUL 30, 2010 | ||||
TICKER: 531524 SECURITY ID: Y3857H111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.60 Per Share | Management | For | For |
3 | Reappoint S.S. Dua as Director | Management | For | For |
4 | Approve VDNR & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
6 | Approve Revision in Remuneration of P.K. Ramaiah, Director (Technical) | Management | For | For |
7 | Approve Issuance of up to 4 Million Warrants to G. Lalitha and Sahasra Investments Pvt. Ltd., Promoters | Management | For | For |
8 | Approve Issuance of up to 500,000 Warrants to Shreyansh Commercial Pvt. Ltd., Non-Promoter | Management | For | For |
IGUATEMI EMPRESA SHOPPING CENTERS S.A MEETING DATE: APR 27, 2011 | ||||
TICKER: IGTA3 SECURITY ID: P5352J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILIAD MEETING DATE: MAY 24, 2011 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 02, 2011 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Re-elect Michael Herlihy as Director | Management | For | For |
8 | Re-elect Pierre Jungels as Director | Management | For | For |
9 | Re-elect Susan Murray as Director | Management | For | For |
10 | Re-elect Iain Napier as Director | Management | For | For |
11 | Re-elect Berge Setrakian as Director | Management | For | Against |
12 | Re-elect Mark Williamson as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Adopt New Articles of Association | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Establish BA Holdco SA as the Holding Company of British Airways; Approve Merger Between British Airways and Iberia | Management | For | For |
INTERNET CAPITAL GROUP, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: ICGE SECURITY ID: 46059C205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Adelman | Management | For | For |
1.2 | Elect Director Walter W. Buckley, III | Management | For | For |
1.3 | Elect Director Michael J. Hagan | Management | For | For |
1.4 | Elect Director Philip J. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Change Company Name | Management | For | For |
INTEROIL CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTESA SANPAOLO SPA MEETING DATE: MAY 09, 2011 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Amend Company Bylaws | Management | For | For |
2 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ION GEOPHYSICAL CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Jennings | Management | For | For |
1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
1.3 | Elect Director John N. Seitz | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: JUN 10, 2011 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
1.6 | Elect Director Allan Z. Loren | Management | For | For |
1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Dean | Management | For | For |
2 | Elect Director James D. Fowler, Jr. | Management | For | For |
3 | Elect Director Vin Weber | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IVANHOE MINES LTD. MEETING DATE: MAY 10, 2011 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Friedland as Director | Management | For | For |
1.2 | Elect Peter Meredith as Director | Management | For | For |
1.3 | Elect David Huberman as Director | Management | For | For |
1.4 | Elect R. Edward Flood as Director | Management | For | For |
1.5 | Elect Howard Balloch as Director | Management | For | For |
1.6 | Elect Markus Faber as Director | Management | For | For |
1.7 | Elect David Korbin as Director | Management | For | For |
1.8 | Elect Livia Mahler as Director | Management | For | For |
1.9 | Elect Tracy Stevenson as Director | Management | For | For |
1.10 | Elect Michael Gordon as Director | Management | For | For |
1.11 | Elect Dan Westbrook as Director | Management | For | For |
1.12 | Elect Robert Holland III as Director | Management | For | For |
1.13 | Elect Andrew Harding as Director | Management | For | For |
1.14 | Elect Kay Priestly as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JAPAN TOBACCO INC MEETING DATE: JUN 24, 2011 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
JARDEN CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grant | Management | For | For |
1.2 | Elect Director Richard J. Heckmann | Management | For | For |
1.3 | Elect Director Irwin D. Simon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Range for Size of the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JONES LANG LASALLE INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director Deanne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KAMAN CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: KAMN SECURITY ID: 483548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Barents | Management | For | For |
1.2 | Elect Director George E. Minnich | Management | For | For |
1.3 | Elect Director Thomas W. Rabaut | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
KELLOGG COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KENEDIX INC. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 4321 SECURITY ID: J3243N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honma, Ryosuke | Management | For | For |
1.2 | Elect Director Kawashima, Atsushi | Management | For | For |
1.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
1.4 | Elect Director Tanaka, Akira | Management | For | For |
1.5 | Elect Director Kashiwagi, Noboru | Management | For | For |
1.6 | Elect Director Uematsu, Takashi | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
KEYENCE CORP. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
2.3 | Elect Director Kanzawa, Akira | Management | For | For |
2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
2.6 | Elect Director Ogishi, Yuuji | Management | For | For |
2.7 | Elect Director Sasaki, Michio | Management | For | For |
3 | Appoint Statutory Auditor Kinomoto, Yoshiro | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Hashimoto, Kensho | Management | For | For |
KFORCE INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: KFRC SECURITY ID: 493732101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Allred | Management | For | For |
1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
1.3 | Elect Director A. Gordon Tunstall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KINROSS GOLD CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect Richard P. Clark as Director | Management | For | For |
1.5 | Elect John M.H. Huxley as Director | Management | For | For |
1.6 | Elect John A. Keyes as Director | Management | For | For |
1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
1.8 | Elect George F. Michals as Director | Management | For | For |
1.9 | Elect John E. Oliver as Director | Management | For | For |
1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Incentive Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KNOLL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: KNL SECURITY ID: 498904200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Cogan | Management | For | For |
1.2 | Elect Director Stephen F. Fisher | Management | For | For |
1.3 | Elect Director Sarah E. Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
KONINKLIJKE KPN NV MEETING DATE: APR 06, 2011 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.80 Per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
10 | Proposal to Amend the Remuneration of the Supervisory Board | Management | For | Did Not Vote |
11 | Opportunity to Make Recommendations | Management | None | None |
12 | Elect J.B.M. Streppel to Supervisory Board | Management | For | Did Not Vote |
13 | Elect M.Bischoff to Supervisory Board | Management | For | Did Not Vote |
14 | Elect C.M. Hooymans to Supervisory Board | Management | For | Did Not Vote |
15 | Composition of Supervisory Board | Management | None | None |
16 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | Did Not Vote |
18 | Other Business and Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHGFF SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
KRAFT FOODS INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Peter B. Henry | Management | For | For |
4 | Elect Director Lois D. Juliber | Management | For | For |
5 | Elect Director Mark D. Ketchum | Management | For | For |
6 | Elect Director Richard A. Lerner | Management | For | For |
7 | Elect Director Mackey J. McDonald | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Fredric G. Reynolds | Management | For | For |
10 | Elect Director Irene B. Rosenfeld | Management | For | For |
11 | Elect Director J.F. Van Boxmeer | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
KULICKE AND SOFFA INDUSTRIES, INC. MEETING DATE: FEB 08, 2011 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruno Guilmart | Management | For | For |
1.2 | Elect Director Barry Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LANXESS AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: LXS SECURITY ID: D5032B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIHIR GOLD LTD. MEETING DATE: AUG 23, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 18, 2011 | ||||
TICKER: LLOY SECURITY ID: G5542W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Anita Frew as Director | Management | For | For |
4 | Elect Antonio Horta-Osorio as Director | Management | For | For |
5 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
6 | Re-elect Sir Julian Horn-Smith as Director | Management | For | For |
7 | Re-elect Lord Leitch as Director | Management | For | For |
8 | Re-elect Glen Moreno as Director | Management | For | For |
9 | Re-elect David Roberts as Director | Management | For | For |
10 | Re-elect Timothy Ryan as Director | Management | For | For |
11 | Re-elect Martin Scicluna as Director | Management | For | For |
12 | Re-elect Truett Tate as Director | Management | For | For |
13 | Re-elect Tim Tookey as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Amend the Deferred Bonus Plan 2008 | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LONZA GROUP LTD. MEETING DATE: APR 12, 2011 | ||||
TICKER: LONN SECURITY ID: H50524133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income; Dividend Payment of CHF 2.15 per Share from Free Reserves | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
7.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LTX-CREDENCE CORPORATION MEETING DATE: JUL 08, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 07, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Ain | Management | For | For |
1.2 | Elect Director David G. Tacelli | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS MEETING DATE: JUL 01, 2010 | ||||
TICKER: MDIA3 SECURITY ID: P64876108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | Abstain |
MADALENA VENTURES INC MEETING DATE: JUN 16, 2011 | ||||
TICKER: MVN SECURITY ID: 556232106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Barry Larson, Mike Lock, Keith Macdonald, Anthony Potter, Jay Reid, Ray Smith, Dwayne Warkentin, and Ving Woo as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
MAIDENFORM BRANDS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: MFB SECURITY ID: 560305104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman Axelrod | Management | For | For |
1.2 | Elect Director Bernd Beetz | Management | For | For |
1.3 | Elect Director Harold F. Compton | Management | For | For |
1.4 | Elect Director Barbara Eisenberg | Management | For | For |
1.5 | Elect Director Maurice S. Reznik | Management | For | For |
1.6 | Elect Director Karen Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
MAOYE INTERNATIONAL HOLDINGS LTD MEETING DATE: APR 21, 2011 | ||||
TICKER: 00848 SECURITY ID: G5804G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Huang Mao Ru as an Executive Director | Management | For | Against |
3 | Reelect Wang Bin as an Executive Director | Management | For | Against |
4 | Reelect Chow Chan Lum as an Independent Non-Executive Director | Management | For | For |
5 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
6 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: AUG 23, 2010 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Approve Dividends of NOK 0.20 Per Share | Management | For | Did Not Vote |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: DEC 07, 2010 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Approve Dividends of NOK 0.05 Per Share | Management | For | Did Not Vote |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 09, 2011 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive President's Report | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of NOK 0.80 per Share | Management | For | Did Not Vote |
6 | Authorize Repurchase of up to 10 percent of Share Capital | Management | For | Did Not Vote |
7 | Approve Issuance of up to 358 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of NOK 525 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9 | Amend Articles Re: Registered Office | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Deputy Chairman, and NOK 275,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
11 | Reelect Ole Leroey and Leif Onarheim as Directors; Elect Mike Parker as a New Director | Management | For | Did Not Vote |
12 | Elect Members of Nominating Committee; Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
13 | Elect Auditors | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
MARINEMAX, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael H. McLamb | Management | For | For |
2 | Elect Director Russell J. Knittel | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MARISA LOJAS SA MEETING DATE: APR 19, 2011 | ||||
TICKER: AMAR3 SECURITY ID: P6462B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: OCT 06, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest Csizar | Management | For | For |
1.2 | Elect Director Julia Johnson | Management | For | For |
1.3 | Elect Director Jorge Mas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.r. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MAZDA MOTOR CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 7261 SECURITY ID: J41551102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Handling of Net Loss | Management | For | For |
2.1 | Elect Director Harada, Yuuji | Management | For | For |
2.2 | Elect Director Kanazawa, Hirotaka | Management | For | For |
2.3 | Elect Director Nakamine, Yuuji | Management | For | For |
2.4 | Elect Director Sakai, Ichiro | Management | For | For |
2.5 | Elect Director Muta, Taizo | Management | For | For |
3.1 | Appoint Statutory Auditor Akaoka, Isao | Management | For | For |
3.2 | Appoint Statutory Auditor Hotta, Takao | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MDC PARTNERS INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: MDZ.A SECURITY ID: 552697104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles S. Nadal | Management | For | For |
1.2 | Elect Director Robert J. Kamerschen | Management | For | For |
1.3 | Elect Director Clare Copeland | Management | For | For |
1.4 | Elect Director Thomas N. Davidson | Management | For | For |
1.5 | Elect Director Scott L. Kauffman | Management | For | For |
1.6 | Elect Director Micheal J.L. Kirby | Management | For | For |
1.7 | Elect Director Stephen M. Pustil | Management | For | For |
2 | Approve BDO USA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEGGITT PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stephen Young as Director | Management | For | Against |
5 | Re-elect Philip Green as Director | Management | For | Against |
6 | Re-elect David Robins as Director | Management | For | Against |
7 | Elect Paul Heiden as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Approve Increase in Directors' Fees | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Equity Participation Plan 2005 | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
METHANEX CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: MX SECURITY ID: 59151K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Aitken | Management | For | For |
1.2 | Elect Director Howard Balloch | Management | For | For |
1.3 | Elect Director Pierre Choquette | Management | For | For |
1.4 | Elect Director Phillip Cook | Management | For | For |
1.5 | Elect Director Thomas Hamilton | Management | For | For |
1.6 | Elect Director Robert Kostelnik | Management | For | For |
1.7 | Elect Director Douglas Mahaffy | Management | For | For |
1.8 | Elect Director A. Terence Poole | Management | For | For |
1.9 | Elect Director John Reid | Management | For | For |
1.10 | Elect Director Janice Rennie | Management | For | For |
1.11 | Elect Director Monica Sloan | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
METLIFE, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kandarian | Management | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Lulu C. Wang | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRO FOCUS INTERNATIONAL PLC MEETING DATE: SEP 23, 2010 | ||||
TICKER: MCRO SECURITY ID: G6117L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect David Maloney as Director | Management | For | For |
5 | Re-elect Tom Skelton as Director | Management | For | For |
6 | Re-elect Paul Pester as Director | Management | For | For |
7 | Elect Nigel Clifford as Director | Management | For | For |
8 | Elect Karen Slatford as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 20, 2010 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Matthew W. Chapman | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MINTH GROUP LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00425 SECURITY ID: G6145U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reelect Zhao Feng as Executive Director | Management | For | Against |
4 | Reelect Mikio Natsume as Non-Executive Director | Management | For | Against |
5 | Reelect Yu Zheng as Non-Executive Director | Management | For | Against |
6 | Elect Kawaguchi Kiyoshi as Executive Director | Management | For | Against |
7 | Elect He Dong Han as Non-Executive Director | Management | For | Against |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MIRABELA NICKEL LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: MBN SECURITY ID: Q6188C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report for the year ended Dec. 31, 2010 | Management | For | For |
2 | Elect Geoffrey Handley as a Director | Management | For | For |
3 | Elect Ian McCubbing as a Director | Management | For | For |
4 | Elect William Clough as a Director | Management | For | For |
5 | Approve the Increase in the Remuneration of Non-Executive Directors from A$300,000 to A$1 Million Per Annum | Management | For | For |
6 | Ratify the Past Issuance of a Total of 112.78 Million Shares at an Issue Price of A$1.60 Each to Institutional Investors in Australia and Canada Made During the September 2010 Placement | Management | For | For |
7 | Section 195 Approval | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 29, 2010 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Birck | Management | For | For |
1.2 | Elect Director Anirudh Dhebar | Management | For | For |
1.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
1.4 | Elect Director Martin P. Slark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MOOD MEDIA CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: MM SECURITY ID: 61534J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorne K. Abony | Management | For | For |
1.2 | Elect Director Justin F. Beckett | Management | For | For |
1.3 | Elect Director James Lanthier | Management | For | For |
1.4 | Elect Director Richard Weil | Management | For | For |
1.5 | Elect Director Anatoli Plotkine | Management | For | For |
1.6 | Elect Director Harvey Solursh | Management | For | For |
1.7 | Elect Director Philippe von Stauffenberg | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
MOOD MEDIA CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: MM SECURITY ID: 61534J923 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorne K. Abony | Management | For | For |
1.2 | Elect Director Justin F. Beckett | Management | For | For |
1.3 | Elect Director James Lanthier | Management | For | For |
1.4 | Elect Director Richard Weil | Management | For | For |
1.5 | Elect Director Anatoli Plotkine | Management | For | For |
1.6 | Elect Director Harvey Solursh | Management | For | For |
1.7 | Elect Director Philippe von Stauffenberg | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry W. Fayne | Management | For | For |
1.2 | Elect Director Gary R. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin C. Conroy | Management | For | For |
2 | Elect Director Michael T. Cowhig | Management | For | For |
3 | Elect Director Mark D. Ketchum | Management | For | For |
4 | Elect Director Raymond G. Viault | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
1.6 | Elect Director J. Brian Ferguson | Management | For | For |
1.7 | Elect Director Lewis Hay, III | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.10 | Elect Director Rudy E. Schupp | Management | For | For |
1.11 | Elect Director William H. Swanson | Management | For | For |
1.12 | Elect Director Michael H. Thaman | Management | For | For |
1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NH HOTELES S.A MEETING DATE: JUN 29, 2011 | ||||
TICKER: SECURITY ID: E7650R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Ratify Appointment of Mariano Perez Claver as Director | Management | For | Against |
2.2 | Elect Grupo Financiero de Intermediacion y Estudios SA as Director | Management | For | Against |
2.3 | Elect HNA Capital Holding Co. Ltd. as Director | Management | For | Against |
2.4 | Elect HNA Capital Group Co. Ltd. as Director | Management | For | Against |
3.1 | Amend Several Articles of Bylaws | Management | For | For |
3.2 | Add Several Articles to Bylaws | Management | For | For |
4 | Amend Several Articles of General Meeting Regulations | Management | For | For |
5 | Elect Deloitte SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
6 | Fix Annual Remuneration of Directors and Committees | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8.1 | Receive Changes to Board of Directors' Guidelines | Management | None | None |
8.2 | Receive Report on Resolution Approved by Board on May 9, 2011 Re: Capital Increase | Management | None | None |
8.3 | Receive Explanatory Report in Accordance With Article 116bis of Stock Market Law | Management | None | None |
8.4 | Advisory Vote on Remuneration Report | Management | For | For |
NHN CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 09, 2010 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOBLE ENERGY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | Against |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald L. Baliles | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Karen N. Horn | Management | For | For |
4 | Elect Director J. Paul Reason | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Reger | Management | For | For |
1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
1.3 | Elect Director Robert Grabb | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
1.6 | Elect Director Loren J. O'Toole | Management | For | For |
1.7 | Elect Director Carter Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NOVO NORDISK A/S MEETING DATE: MAR 23, 2011 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Pedro Granadillo | Management | For | For |
1.4 | Elect Director James G. Groninger | Management | For | For |
1.5 | Elect Director Donald E. Kuhla | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
NSK LTD. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 6471 SECURITY ID: J55505101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
3.1 | Elect Director Otsuka, Norio | Management | For | Against |
3.2 | Elect Director Saito, Ryoichi | Management | For | Against |
3.3 | Elect Director Komori, Tsutomu | Management | For | Against |
3.4 | Elect Director Shinbo, Toshihide | Management | For | Against |
3.5 | Elect Director Takebe, Yukio | Management | For | Against |
3.6 | Elect Director Shoda, Yoshio | Management | For | Against |
3.7 | Elect Director Shibamoto, Hideyuki | Management | For | Against |
3.8 | Elect Director Ichikawa, Tatsuo | Management | For | Against |
3.9 | Elect Director Ueno, Michio | Management | For | For |
3.10 | Elect Director Sashida, Yoshikazu | Management | For | For |
3.11 | Elect Director Hagiwara, Toshitaka | Management | For | For |
3.12 | Elect Director Suzuki, Kazuo | Management | For | For |
NV ENERGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Glenn C. Christenson | Management | For | For |
1.3 | Elect Director Brian J. Kennedy | Management | For | For |
1.4 | Elect Director John F. O'Reilly | Management | For | For |
1.5 | Elect Director Philip G. Satre | Management | For | For |
1.6 | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
O'CHARLEY'S INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHUX SECURITY ID: 670823103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Arnaud Ajdler | Management | For | Against |
2 | Election Of Director: William F. Andrews | Management | For | For |
3 | Election Of Director: Douglas Benham | Management | For | For |
4 | Election Of Director: David W. Head | Management | For | For |
5 | Election Of Director: Philip J. Hickey, Jr. | Management | For | For |
6 | Election Of Director: Gregory Monahan | Management | For | For |
7 | Election Of Director: Dale W. Polley | Management | For | For |
8 | Election Of Director: Richard Reiss, Jr. | Management | For | Against |
9 | Election Of Director: H. Steve Tidwell | Management | For | Against |
10 | Election Of Director: Robert J. Walker | Management | For | For |
11 | Election Of Director: Shirley A. Zeitlin | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OPEN TEXT CORPORATION MEETING DATE: DEC 02, 2010 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Bylaws | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
ORTHOVITA, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: VITA SECURITY ID: 68750U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Barry | Management | For | For |
1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
1.3 | Elect Director Antony Koblish | Management | For | For |
1.4 | Elect Director Mary E. Paetzold | Management | For | For |
1.5 | Elect Director Paul G. Thomas | Management | For | For |
1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
1.7 | Elect Director Paul Touhey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 06, 2011 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 06, 2011 | ||||
TICKER: PPY.A SECURITY ID: 695781922 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PALL CORPORATION MEETING DATE: DEC 15, 2010 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Daniel J. Carroll | Management | For | For |
1.3 | Elect Director Robert B. Coutts | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to to Facilitate Use of "Notice and Access" Option to Deliver Proxy Materials via the Internet | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ross J. Beaty as Director | Management | For | For |
1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
1.4 | Elect William Flecknestein as Director | Management | For | For |
1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
1.6 | Elect David C. Press as Director | Management | For | For |
1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
1.8 | Elect Michael Carroll as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PAN ORIENT ENERGY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: POE SECURITY ID: 69806Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Fix Number of Directors at Six | Management | For | For |
3.1 | Elect Director Jeff Chisholm | Management | For | For |
3.2 | Elect Director Michael Hibberd | Management | For | For |
3.3 | Elect Director Waleed Jazrawi | Management | For | For |
3.4 | Elect Director Gerald Macey | Management | For | For |
3.5 | Elect Director Cameron Taylor | Management | For | For |
3.6 | Elect Director Paul Wright | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEAK SPORT PRODUCTS CO., LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 01968 SECURITY ID: G69599101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.10 Per Share | Management | For | For |
3 | Reelect Xu Zhihua as Executive Director | Management | For | Against |
4 | Reelect Wu Tigao as Non-Executive Director | Management | For | Against |
5 | Reelect Wang Mingquan as Independent Non-Executive Director | Management | For | Against |
6 | Reelect Ouyang Zhonghui as Independent Non-Executive Director | Management | For | Against |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Amend Terms of the Share Option Scheme | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PETROBAKKEN ENERGY LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PBN SECURITY ID: 71645A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian S. Brown | Management | For | For |
1.2 | Elect Director E. Craig Lothian | Management | For | For |
1.3 | Elect Director Corey C. Ruttan | Management | For | For |
1.4 | Elect Director John D. Wright | Management | For | For |
1.5 | Elect Director Martin Hislop | Management | For | For |
1.6 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.7 | Elect Director Dan Themig | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PETROLEUM DEVELOPMENT CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: PETD SECURITY ID: 716578109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. Casabona | Management | For | For |
1.2 | Elect Director David C. Parke | Management | For | For |
1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PICO HOLDINGS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: PICO SECURITY ID: 693366205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald Langley | Management | For | For |
2 | Elect Director John R. Hart | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
PITNEY BOWES INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney C. Adkins | Management | For | For |
2 | Elect Director Murray D. Martin | Management | For | For |
3 | Elect Director Michael I. Roth | Management | For | For |
4 | Elect Director Robert E. Weissman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Management | For | For |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRICESMART, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: PSMT SECURITY ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.2 | Elect Director Katherine L. Hensley | Management | For | For |
1.3 | Elect Director Leon C. Janks | Management | For | For |
1.4 | Elect Director Lawrence B. Krause | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Robert E. Price | Management | For | For |
1.7 | Elect Director Keene Wolcott | Management | For | For |
1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
PROGRESS ENERGY RESOURCES CORP MEETING DATE: MAY 11, 2011 | ||||
TICKER: PRQ SECURITY ID: 74326Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director David D. Johnson | Management | For | For |
2.2 | Elect Director Donald F. Archibald | Management | For | For |
2.3 | Elect Director John A. Brussa | Management | For | For |
2.4 | Elect Director Howard J. Crone | Management | For | For |
2.5 | Elect Director Michael R. Culbert | Management | For | For |
2.6 | Elect Director R. Scott Lawrence | Management | For | For |
2.7 | Elect Director Brian A. McLachlan | Management | For | For |
2.8 | Elect Director Gary E. Perron | Management | For | For |
2.9 | Elect Director Terrance D. Svarich | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 07, 2010 | ||||
TICKER: PLX SECURITY ID: 74365A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zeev Bronfeld | Management | For | For |
1.2 | Elect Director David Aviezer | Management | For | For |
1.3 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar-Shalev | Management | For | For |
1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
1.7 | Elect Director Roger D. Kornberg | Management | For | For |
1.8 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROTO CORPORATION MEETING DATE: JUN 27, 2011 | ||||
TICKER: 4298 SECURITY ID: J6409J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yokoyama, Hiroichi | Management | For | For |
1.2 | Elect Director Irikawa, Tatsuzo | Management | For | For |
1.3 | Elect Director Saito, Minoru | Management | For | For |
1.4 | Elect Director Yokoyama, Motohisa | Management | For | For |
1.5 | Elect Director Iimura, Fujio | Management | For | For |
1.6 | Elect Director Okimura, Atsuya | Management | For | For |
1.7 | Elect Director Kuramoto, Susumu | Management | For | For |
1.8 | Elect Director Kamiya, Kenji | Management | For | For |
1.9 | Elect Director Munehira, Mitsuhiro | Management | For | For |
1.10 | Elect Director Shiraki, Toru | Management | For | For |
1.11 | Elect Director Shimizu, Shigeyoshi | Management | For | For |
2 | Appoint Statutory Auditor Goto, Mitsuo | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
PRYSMIAN S.P.A. MEETING DATE: JAN 21, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | For |
1 | Issue Shares in Connection with Acquisition of Draka Holding NV | Management | For | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QBE INSURANCE GROUP LTD. MEETING DATE: APR 05, 2011 | ||||
TICKER: QBE SECURITY ID: Q78063114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Management | For | Against |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Management | For | For |
5 | Elect Charles Irby as a Director | Management | For | For |
QUAD/GRAPHICS, INC. MEETING DATE: MAY 16, 2011 | ||||
TICKER: QUAD SECURITY ID: 747301109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
1.2 | Elect Director Mark A. Angelson | Management | For | For |
1.3 | Elect Director Douglas P. Buth | Management | For | For |
1.4 | Elect Director Christopher B. Harned | Management | For | For |
1.5 | Elect Director Betty Ewens Quadracci | Management | For | For |
1.6 | Elect Director J. Joel Quadracci | Management | For | For |
1.7 | Elect Director Thomas O. Ryder | Management | For | For |
1.8 | Elect Director John S. Shiely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
R. R. DONNELLEY & SONS COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director Judith H. Hamilton | Management | For | For |
5 | Elect Director Susan M. Ivey | Management | For | For |
6 | Elect Director Thomas S. Johnson | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Michael T. Riordan | Management | For | For |
9 | Elect Director Oliver R. Sockwell | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Report on Sustainable Paper Purchasing | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Other Business | Management | For | Against |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Suzuki, Hisashi | Management | For | For |
1.7 | Elect Director Takayama, Ken | Management | For | For |
1.8 | Elect Director Takeda, Kazunori | Management | For | For |
1.9 | Elect Director Toshishige, Takao | Management | For | For |
1.10 | Elect Director Hanai, Takeshi | Management | For | For |
1.11 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.12 | Elect Director Kusano, Koichi | Management | For | For |
1.13 | Elect Director Kutaragi, Ken | Management | For | For |
1.14 | Elect Director Fukino, Hiroshi | Management | For | For |
1.15 | Elect Director Charles B. Baxter | Management | For | For |
1.16 | Elect Director Joshua G. James | Management | For | For |
2.1 | Appoint Statutory Auditor Hirata, Takeo | Management | For | For |
2.2 | Appoint Statutory Auditor Seno, Yoshiaki | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 03, 2011 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Philippe Lietard as Director | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Robert Israel as Director | Management | For | For |
11 | Re-elect Karl Voltaire as Director | Management | For | For |
12 | Reappoint BDO LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Fees Payable to Directors | Management | For | For |
15 | Approve Co-Investment Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
RED BACK MINING INC. MEETING DATE: SEP 15, 2010 | ||||
TICKER: SECURITY ID: 756297107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Kinross Gold Corporation | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
REMY COINTREAU MEETING DATE: JUL 27, 2010 | ||||
TICKER: RCO SECURITY ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
8 | Reelect Timothy Jones as Director | Management | For | For |
9 | Reelect Jean Burelle as Director | Management | For | For |
10 | Elect Didier Alix as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 330,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
17 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 16 and 17 Above | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 18 Above | Management | For | For |
20 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | Against |
22 | Authorize Directed Share Repurchase Program in Order to Reduce Capital | Management | For | For |
23 | Allow Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
25 | Amend Article 8.2 of Bylaws to Comply with Legislation Re: Shareholding Disclosure Threshold | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RENOVO GROUP PLC MEETING DATE: FEB 08, 2011 | ||||
TICKER: RNVO SECURITY ID: G7491A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Dr John Hutchison as Director | Management | For | For |
4 | Re-elect John Goddard as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
REPSOL YPF S.A MEETING DATE: APR 15, 2011 | ||||
TICKER: REP SECURITY ID: 76026T205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
3 | Reelect Deloitte SL as Auditor | Management | For | For |
4 | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | Management | For | For |
5 | Amend Article 52 of Company Bylaws Re: Allocation of Income | Management | For | For |
6 | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting | Management | For | For |
7 | Reelect Antonio Brufau Niubo as Director | Management | For | Against |
8 | Reelect Luis Fernando del Rivero Asensio as Director | Management | For | Against |
9 | Reelect Juan Abello Gallo as Director | Management | For | Against |
10 | Reelect Luis Carlos Croissier Batista as Director | Management | For | For |
11 | Reelect Angel Durandez Adeva as Director | Management | For | For |
12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | Against |
13 | Elect Mario Fernandez Pelaz as Director | Management | For | For |
14 | Approve Share Matching Plan | Management | For | For |
15 | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | Management | For | For |
16 | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RESOLUTE ENERGY CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: REN SECURITY ID: 76116A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Covington | Management | For | For |
1.2 | Elect Director James M. Piccone | Management | For | For |
1.3 | Elect Director Robert M. Swartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Edward W. Gibbons | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROCK-TENN COMPANY MEETING DATE: MAY 27, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RODINIA OIL CORP. MEETING DATE: DEC 09, 2010 | ||||
TICKER: ROZ SECURITY ID: 77487N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, Martin P. McGoldrick and Peter A. Philipchuk as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
1.3 | Elect Director James C. Underwood | Management | For | For |
1.4 | Elect Director Harold D. Marshall | Management | For | For |
1.5 | Elect Director Thomas A. Akin | Management | For | For |
1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAF-HOLLAND S.A. MEETING DATE: APR 28, 2011 | ||||
TICKER: SFQ SECURITY ID: L7999A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Directors' Reports | Management | For | Did Not Vote |
2 | Receive and Approve Auditors' Reports | Management | For | Did Not Vote |
3 | Accept Financial Statements for FY 2010 | Management | For | Did Not Vote |
4 | Accept Consolidated Financial Statements for FY 2010 | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Approve Discharge of Directors for FY 2010 | Management | For | Did Not Vote |
7 | Approve Discharge of Auditors for FY 2010 | Management | For | Did Not Vote |
8 | Re-elect Bernhard Schneider, Richard W. Muzzy, and Elect Sam Martin as Directors (Bundled) | Management | For | Did Not Vote |
9 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
SAFRAN MEETING DATE: APR 21, 2011 | ||||
TICKER: SAF SECURITY ID: F4035A557 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions | Management | For | For |
5 | Adopt One-Tiered Board Structure | Management | For | For |
6 | Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association | Management | For | Against |
7 | Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights | Management | For | Against |
8 | Elect Jean Paul Herteman as Director | Management | For | Against |
9 | Elect Francis Mer as Director | Management | For | Against |
10 | Elect Giovanni Bisignani as Director | Management | For | Against |
11 | Elect Jean Lou Chameau as Director | Management | For | Against |
12 | Elect Odile Desforges as Director | Management | For | Against |
13 | Elect Jean Marc Forneri as Director | Management | For | For |
14 | Elect Xavier Lagarde as Director | Management | For | Against |
15 | Elect Michel Lucas as Director | Management | For | For |
16 | Elect Elisabeth Lulin as Director | Management | For | Against |
17 | Acknowledge Appointment of Four Government Representatives at the Board | Management | For | Against |
18 | Elect Christian Halary as Director | Management | For | Against |
19 | Elect Marc Aubry as Director | Management | For | Against |
20 | Appoint Caroline Gregoire Sainte Marie as Censor | Management | For | For |
21 | Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 | Management | For | For |
28 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 | Management | For | For |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | Against |
32 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
33 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million | Management | For | For |
34 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
35 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
37 | Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors | Shareholder | For | For |
38 | Elect One or Several Representatives of Employee Shareholders to the Board | Shareholder | Against | Against |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIA, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda J. French | Management | For | For |
2 | Elect Director William F. Martin, Jr. | Management | For | For |
3 | Elect Director Bjorn E. Olsson | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SANDS CHINA LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01928 SECURITY ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Michael Alan Leven as Executive Director | Management | For | Against |
2b | Reelect Toh Hup Hock as Executive Director | Management | For | Against |
2c | Reelect Jeffrey Howard Schwartz as Non-Executive Director | Management | For | For |
2d | Reelect David Muir Turnbull as Independent Non-Executive Director | Management | For | For |
2e | Reelect Iain Ferguson Bruce as Independent Non-Executive Director | Management | For | For |
2f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SARAIVA S/A LIVREIROS EDITORES MEETING DATE: APR 25, 2011 | ||||
TICKER: SLED4 SECURITY ID: P8515A192 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Variable Remuneration | Management | For | Abstain |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Dividend Payment Date | Management | For | For |
5 | Elect Directors | Management | For | Abstain |
SCHAWK, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SGK SECURITY ID: 806373106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence W. Schawk | Management | For | Withhold |
1.2 | Elect Director David A. Schawk | Management | For | For |
1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
1.4 | Elect Director Leonard S. Caronia | Management | For | For |
1.5 | Elect Director Judith W. McCue | Management | For | For |
1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
1.7 | Elect Director John T. McEnroe | Management | For | For |
1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
1.9 | Elect Director Stanley N. Logan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 21, 2011 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Anand Mahindra as Supervisory Board Member | Management | For | For |
6 | Elect Betsy Atkins as Supervisory Board Member | Management | For | For |
7 | Elect Jeong H. Kim as Supervisory Board Member | Management | For | For |
8 | Elect Dominique Senequier as Supervisory Board Member | Management | For | For |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Amend Article 11 Re: Age Limit for Supervisory Board Members | Management | For | For |
12 | Amend Article 16 of Bylaws Re: Censors | Management | For | For |
13 | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
19 | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | Management | For | For |
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
21 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan Reserved for International Employees | Management | For | For |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SENECA FOODS CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: SENEA SECURITY ID: 817070501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Gaylord | Management | For | For |
1.2 | Elect Director Susan A. Henry | Management | For | For |
1.3 | Elect Director Susan W. Stuart | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SFN GROUP, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SFN SECURITY ID: 784153108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Forese | Management | For | For |
1.2 | Elect Director Lawrence E. Gillespie, Sr. | Management | For | For |
1.3 | Elect Director J. Ian Morrison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: MAY 17, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4b | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
4c | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
SIEMENS AG MEETING DATE: JAN 25, 2011 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Amend Corporate Purpose | Shareholder | Against | Against |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SILVER BASE GROUP HOLDINGS LTD. MEETING DATE: OCT 22, 2010 | ||||
TICKER: 00886 SECURITY ID: G81694104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Distribution Agreement and Annual Caps between Silver Base Trading and Development (Shenzhen) Co., Ltd. and Guizhou Yaxi Liquours Co., Ltd. | Management | For | For |
SILVER BASE GROUP HOLDINGS LTD. MEETING DATE: MAY 16, 2011 | ||||
TICKER: 00886 SECURITY ID: G81694104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transaction with a Related Party and Related Annual Caps | Management | For | For |
2 | Reelect Zhang Min as Independent Non-Executive Director | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 01, 2010 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol T. Crawford | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Melvin O. Wright | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
SOFTBANK CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOL MELIA SA MEETING DATE: JUN 01, 2011 | ||||
TICKER: SOL SECURITY ID: E89049154 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Management | For | For |
2 | Approve Allocation of Income for FY 2010 | Management | For | For |
3 | Approve Discharge of Directors for FY 2010 | Management | For | For |
4 | Ratify Appointment of Luis Maria Diaz de Bustamante y Terminel as Director | Management | For | For |
5 | Authorize Increase in Capital up to EUR 18.48 Million Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
6 | Authorize Issuance of Non-Convertible and Convertible Debt Securities Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
7 | Authorize Repurchase of Shares; Void Unused Authorization Granted at 2010 AGM | Management | For | For |
8 | Amend Article 1 of Bylaws Re: Company Name | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOURCEFIRE, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: FIRE SECURITY ID: 83616T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Burris | Management | For | For |
1.2 | Elect Director Tim A. Guleri | Management | For | For |
1.3 | Elect Director Martin F. Roesch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Gary C. Kelly | Management | For | For |
6 | Elect Director Nancy B. Loeffler | Management | For | For |
7 | Elect Director John T. Montford | Management | For | For |
8 | Elect Director Thomas M. Nealon | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SPARTECH CORPORATION MEETING DATE: MAR 17, 2011 | ||||
TICKER: SEH SECURITY ID: 847220209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph B. Andy | Management | For | For |
1.2 | Elect Director Lloyd E. Campbell | Management | For | For |
1.3 | Elect Director Edward J. Dineen | Management | For | For |
1.4 | Elect Director Victoria M. Holt | Management | For | For |
1.5 | Elect Director Walter J. Klein | Management | For | For |
1.6 | Elect Director Pamela F. Lenehan | Management | For | For |
1.7 | Elect Director Jackson W. Robinson | Management | For | For |
1.8 | Elect Director Craig A. Wolfanger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SPUR CORPORATION LTD MEETING DATE: DEC 10, 2010 | ||||
TICKER: SUR SECURITY ID: S80521107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
2.1 | Re-elect Phillip Joffe as Director | Management | For | Against |
2.2 | Re-elect Pierre van Tonder as Director | Management | For | Against |
2.3 | Re-elect Ronel van Dijk as Director | Management | For | Against |
2.4 | Re-elect Dean Hyde as Director | Management | For | Against |
3 | Elect Mntungwa Morojele as Director | Management | For | Against |
4 | Reappoint KPMG Inc as Auditors and Ivan Engels as the Individual Designated Auditor; Authorise the Board to Determine Their Remuneration | Management | For | For |
5 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
6 | Appoint Keith Madders (Chairman), Dean Hyde, Muzi Kuzwayo and Mntungwa Morojele as the Company's Audit Committee | Management | For | For |
7 | Amend the Spur Management Share Trust and the Spur Management Incentive Share Scheme 2004 | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STEWART ENTERPRISES, INC. MEETING DATE: APR 07, 2011 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
SUN HEALTHCARE GROUP, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Separation Agreement | Management | For | For |
2 | Approve REIT Conversion Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SUNH SECURITY ID: 86677E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director William A. Mathies | Management | For | For |
7 | Elect Director Milton J. Walters | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
1.3 | Elect Director Peter DeSoto | Management | For | For |
1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.5 | Elect Director Henry R. Gibbel | Management | For | For |
1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
1.7 | Elect Director Donald L. Hoffman | Management | For | For |
1.8 | Elect Director Sara G. Kirkland | Management | For | For |
1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
1.11 | Elect Director Scott J. Newkam | Management | For | For |
1.12 | Elect Director E. Susan Piersol | Management | For | For |
1.13 | Elect Director William J. Reuter | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Approve Acquisition | Management | For | For |
9 | Adjourn Meeting | Management | For | Against |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: APR 21, 2011 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
SYMMETRY MEDICAL INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: SMA SECURITY ID: 871546206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Sullivan | Management | For | For |
1.2 | Elect Director Francis T. Nusspickel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SYMRISE AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: SY1 SECURITY ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6a | Elect Michael Becker to the Supervisory Board | Management | For | For |
6b | Elect Horst-Otto Gerberding to the Supervisory Board | Management | For | For |
6c | Elect Peter Grafoner to the Supervisory Board | Management | For | For |
6d | Elect Hans-Heinrich Guertler to the Supervisory Board | Management | For | For |
6e | Elect Andrea Pfeifer to the Supervisory Board | Management | For | For |
6f | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 23 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Cassaday | Management | For | For |
2 | Elect Director Manuel A. Fernandez | Management | For | For |
3 | Elect Director Hans-joachim Koerber | Management | For | For |
4 | Elect Director Jackie M. Ward | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2011 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joe Ricketts | Management | For | For |
1.2 | ElectDirector Dan W. Cook III | Management | For | For |
1.3 | Elect Director Joseph H. Moglia | Management | For | For |
1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELEFONICA S.A. MEETING DATE: MAY 17, 2011 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for FY 2010 | Management | For | For |
2 | Approve Dividend Distribution of EUR 0.77 Per Share Charged to Unrestricted Reserves | Management | For | For |
3.1 | Amend Several Articles of Bylaws to Adapt to Revised Legislations | Management | For | For |
3.2 | Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting | Management | For | For |
3.3 | Add New Article 26 bis to Bylaws Re: Board-Related | Management | For | For |
4.1 | Amend Several Articles of General Meeting Regulations to Adapt to Revised Legislations | Management | For | For |
4.2 | Amend Article 14.1 of General Meeting Regulations | Management | For | For |
5.1 | Re-elect Isidro Faine Casas as Director | Management | For | Against |
5.2 | Re-elect Vitalino Manuel Nafria Aznar as Director | Management | For | Against |
5.3 | Re-elect Julio Linares Lopez as Director | Management | For | Against |
5.4 | Re-elect David Arculus as Director | Management | For | For |
5.5 | Re-elect Carlos Colomer Casellas as Director | Management | For | Against |
5.6 | Re-elect Peter Erskine as Director | Management | For | Against |
5.7 | Re-elect Alfonso Ferrari Herrero as Director | Management | For | Against |
5.8 | Re-elect Antonio Massanell Lavilla as Director | Management | For | Against |
5.9 | Elect Chang Xiaobing as Director | Management | For | Against |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares with Possibility of Total or Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
8 | Approve Long-Term Incentive Plan Consisting of Delivery of Company Shares to Executive Team Members of Telefonica Group | Management | For | For |
9 | Approve Long-Term Incentive Restricted Plan Consisting of Delivery of Shares to Employees and Executive Personnel of Telefonica Group | Management | For | Against |
10 | Approve Share Matching Plan | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELEPERFORMANCE MEETING DATE: MAY 31, 2011 | ||||
TICKER: RCF SECURITY ID: F9120F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board Members and Auditors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Combination of Employment Contract for Michel Peschard | Management | For | For |
4 | Approve Combination of Employment Contract with Corporate Executive Mandate for Brigitte Daubry | Management | For | For |
5 | Approve Combination of Employment Contract with Corporate Executive Mandate for Olivier Rigaudy | Management | For | For |
6 | Approve Transaction Re: Insurance for Management Board Members | Management | For | For |
7 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 227,000 for 2010 and 250,000 for 2011 | Management | For | For |
9 | Ratify KPMG Audit IS SAS as Auditor | Management | For | For |
10 | Ratify Deloitte et Associes as Auditor | Management | For | For |
11 | Ratify KPMG Audit ID SAS as Alternate Auditor | Management | For | For |
12 | Ratify BEAS as Alternate Auditor | Management | For | For |
13 | Adopt One-Tiered Board Structure | Management | For | For |
14 | Adopt New Articles of Association | Management | For | For |
15 | Pursuant to Approval of Items 13 and 14, Acknowledge New Board Structure, New Articles of Association and End of Mandate of Management and Supervisory Board Members | Management | For | For |
16 | Subject to Approval of Items 13 and 14, Elect Daniel Julien as Director | Management | For | For |
17 | Subject to Approval of Items 13 and 14, Elect Daniel G. Bergstein as Director | Management | For | For |
18 | Subject to Approval of Items 13 and 14, Elect Philippe Dominati as Director | Management | For | For |
19 | Subject to Approval of Items 13 and 14, Elect Martine Dassault as Director | Management | For | For |
20 | Subject to Approval of Items 13 and 14, Elect Bernard Canetti as Director | Management | For | For |
21 | Subject to Approval of Items 13 and 14, Elect Mario Sciacca as Director | Management | For | For |
22 | Subject to Approval of Items 13 and 14, Elect Philippe Ginestie as Director | Management | For | For |
23 | Subject to Approval of Items 13 and 14, Elect Robert Paszczak as Director | Management | For | For |
24 | Subject to Approval of Items 13 and 14, Elect Stephen Winningham as Director | Management | For | For |
25 | Subject to Approval of Items 13 and 14, Elect Jean Guez as Director | Management | For | For |
26 | Subject to Approval of Items 13 and 14, Elect Alain Boulet as Director | Management | For | For |
27 | Subject to Approval of Items 13 and 14, Appoint Jacques Berrebi as Censor | Management | For | For |
28 | Subject to Non Approval of Items 13 and 14, Reelect Daniel Bergstein as Supervisory Board Member | Management | For | For |
29 | Subject to Non Approval of Items 13 and 14, Reelect Bernard Canetti as Supervisory Board Member | Management | For | For |
30 | Subject to Non Approval of Items 13 and 14, Reelect Jean Guez as Supervisory Board Member | Management | For | For |
31 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
32 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
33 | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | Management | For | For |
34 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
35 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
36 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
37 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
38 | Approve Employee Stock Purchase Plan | Management | For | For |
39 | Subject to Non Approval of Items 13 and 14, Grant Authorizations under Items 32 to 38 to Management Board | Management | For | For |
40 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TERNIUM S.A. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TX SECURITY ID: 880890108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements for FY 2010, 2009, and 2008 | Management | For | For |
2 | Accept Financial Statements for FY 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends of USD 0.075 per Share | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Re-elect Ubaldo Aguirre, Roberto Bonatti, Carlos Condorelli, Pedro Pablo Kuczynski, Adrian Lajous, Bruno Marchettini, Gianfelice Mario Rocca, Paolo Rocca, and Daniel Agustin Novegil as Directors (Bundled) | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve PricewaterhouseCoopers as Auditors and Approve Auditor's Remuneration | Management | For | For |
8 | Allow Board to Delegate Company's Day-to-Day Management to One or More of its Members | Management | For | For |
9 | Allow Board to Appoint One or More of its Members as Company's Attorney-in-Fact | Management | For | For |
1 | Amend Articles 1 and 2 Re: Termination of Holding Company Status | Management | For | For |
2 | Change Date of Annual Meeting and Amend Article 15 Accordingly | Management | For | For |
TESORO CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 23, 2011 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney Mcmullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
18 | Ratify Auditors | Management | For | For |
19 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
THE MANITOWOC COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon, Jr. | Management | For | Withhold |
1.2 | Elect Director Keith D. Nosbusch | Management | For | Withhold |
1.3 | Elect Director Glen E. Tellock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE MCGRAW-HILL COMPANIES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pedro Aspe | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director Douglas N. Daft | Management | For | For |
4 | Elect Director William D. Green | Management | For | For |
5 | Elect Director Linda Koch Lorimer | Management | For | For |
6 | Elect Director Harold McGraw III | Management | For | For |
7 | Elect Director Robert P. McGraw | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Michael Rake | Management | For | For |
10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
11 | Elect Director Kurt L. Schmoke | Management | For | For |
12 | Elect Director Sidney Taurel | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE SAGE GROUP PLC MEETING DATE: MAR 02, 2011 | ||||
TICKER: SGE SECURITY ID: G7771K134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Guy Berruyer as Director | Management | For | For |
4 | Re-elect David Clayton as Director | Management | For | For |
5 | Re-elect Paul Harrison as Director | Management | For | For |
6 | Re-elect Anthony Hobson as Director | Management | For | For |
7 | Re-elect Tamara Ingram as Director | Management | For | For |
8 | Re-elect Ruth Markland as Director | Management | For | For |
9 | Re-elect Ian Mason as Director | Management | For | For |
10 | Re-elect Mark Rolfe as Director | Management | For | For |
11 | Re-elect Paul Stobart as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
19 | Authorise Director to Continue to Grant Awards Over Ordinary Shares under the French Appendix to the Sage Group Performance Share Plan | Management | For | For |
THE ST. JOE COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE VALSPAR CORPORATION MEETING DATE: FEB 17, 2011 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian R. Friendly | Management | For | For |
1.2 | Elect Director Janel S. Haugarth | Management | For | For |
1.3 | Elect Director William L. Mansfield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
THROMBOGENICS NV MEETING DATE: MAY 03, 2011 | ||||
TICKER: THR SECURITY ID: B91707107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | None |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Consolidated Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Approve Discharge of Auditors | Management | For | Did Not Vote |
6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Special Board and Auditor Report Re: Warrant Plan 2011 | Management | None | None |
2 | Approve Warrant Plan 2011 Re: Issue 516,000 Warrants and Change of Control Clausule | Management | For | Did Not Vote |
THROMBOGENICS NV MEETING DATE: MAY 24, 2011 | ||||
TICKER: THR SECURITY ID: B91707107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Special Board and Auditor Report Re: Warrant Plan 2011 | Management | None | None |
2 | Approve Warrant Plan 2011 Re: Issue 516,000 Warrants and Change of Control Clausule | Management | For | Did Not Vote |
TIM PARTICIPACOES S.A. MEETING DATE: APR 11, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Directors | Management | For | For |
6 | Elect Fiscal Council | Management | For | For |
TIM PARTICIPACOES S.A. MEETING DATE: APR 11, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia SpA and Tim Celular SA | Management | For | For |
2 | Authorize Capitalization of Fiscal Benefit Obtained By TIM Celular in 2010, With Issuance of Shares from Amortization of Goodwill by Subsidiaries in Fiscal 2000 | Management | For | For |
TIM PARTICIPACOES S.A. MEETING DATE: JUN 22, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Convert Preferred Shares into Common Shares | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 13, 2011 | ||||
TICKER: FP SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Patricia Barbizet as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr. as Director | Management | For | Against |
8 | Reelect Claude Mandil as Director | Management | For | For |
9 | Elect Marie-Christine Coisne as Director | Management | For | For |
10 | Elect Barbara Kux as Director | Management | For | For |
11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | Shareholder | Against | Against |
TOURMALINE OIL CORP MEETING DATE: JUN 09, 2011 | ||||
TICKER: TOU SECURITY ID: 89156V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2 | Elect Michael L. Rose, William D. Armstrong, Lee A. Baker, Robert W. Blakely, Kevin J. Keenan, Phillip A. Lamoreaux, Andrew B. MacDonald, Clayton H. Riddell, Brian G. Robinson, and Robert N. Yurkovich as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: SEP 09, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 12, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Mark V. Mactas | Management | For | For |
5 | Elect Director Mark Maselli | Management | For | For |
6 | Elect Director Gail E. McKee | Management | For | For |
7 | Elect Director Brendan R. O'Neill | Management | For | For |
8 | Elect Director Linda D. Rabbitt | Management | For | For |
9 | Elect Director Gilbert T. Ray | Management | For | For |
10 | Elect Director Paul Thomas | Management | For | For |
11 | Elect Director Wilhelm Zeller | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Ronald J. Gafford | Management | For | For |
1.6 | Elect Director Ronald W. Haddock | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Charles W. Matthews | Management | For | For |
1.9 | Elect Director Diana S. Natalicio | Management | For | For |
1.10 | Elect Director Douglas L. Rock | Management | For | For |
1.11 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TURKCELL ILETISIM HIZMETLERI AS MEETING DATE: APR 21, 2011 | ||||
TICKER: TCELL SECURITY ID: M8903B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board Report | Management | None | None |
4 | Receive Internal Audit Report | Management | None | None |
5 | Receive External Audit Report | Management | None | None |
6 | Accept Financial Statements | Management | For | Did Not Vote |
7 | Approve Discharge of Board | Management | For | Did Not Vote |
8 | Approve Discharge of Auditors | Management | For | Did Not Vote |
9 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
10 | Approve Allocation of Income | Management | For | Did Not Vote |
11 | Receive Information on Charitable Donations | Management | None | None |
12 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
13 | Wishes | Management | None | None |
14 | Close Meeting | Management | None | None |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
U-STORE-IT TRUST MEETING DATE: JUN 01, 2011 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Dean Jernigan | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director David J. LaRue | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNICHARM CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8113 SECURITY ID: J94104114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Takahara, Keiichiro | Management | For | For |
2.2 | Elect Director Takahara, Takahisa | Management | For | For |
2.3 | Elect Director Futagami, Gumpei | Management | For | For |
2.4 | Elect Director Nakano, Kennosuke | Management | For | For |
2.5 | Elect Director Ishikawa, Eiji | Management | For | For |
2.6 | Elect Director Mori, Shinji | Management | For | For |
2.7 | Elect Director Ando, Yoshiro | Management | For | For |
2.8 | Elect Director Takai, Masakatsu | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNISYS CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director James J. Duderstadt | Management | For | For |
3 | Elect Director Henry C. Duques | Management | For | For |
4 | Elect Director Matthew J. Espe | Management | For | For |
5 | Elect Director Denise K. Fletcher | Management | For | For |
6 | Elect Director Leslie F. Kenne | Management | For | For |
7 | Elect Director Charles B. McQuade | Management | For | For |
8 | Elect Director Paul E. Weaver | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNIT CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Adcock | Management | For | For |
1.2 | Elect Director Steven B. Hildebrand | Management | For | For |
1.3 | Elect Director Larry C. Payne | Management | For | For |
1.4 | Elect Director G. Bailey Peyton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNIVERSAL TRUCKLOAD SERVICES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | For |
1.2 | Elect Director Matthew T. Moroun | Management | For | For |
1.3 | Elect Director Manuel J. Moroun | Management | For | For |
1.4 | Elect Director Frederick P. Calderone | Management | For | For |
1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
1.6 | Elect Director Daniel J. Deane | Management | For | For |
1.7 | Elect Director Daniel C. Sullivan | Management | For | For |
1.8 | Elect Director Richard P. Urban | Management | For | For |
1.9 | Elect Director Ted B. Wahby | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
USANA HEALTH SCIENCES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: USNA SECURITY ID: 90328M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Myron W. Wentz, Ph.D. | Management | For | For |
1.2 | Elect Director Robert Anciaux | Management | For | For |
1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
1.4 | Elect Director Ronald S. Poelman | Management | For | For |
1.5 | Elect Director Jerry G. McClain | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VAIL RESORTS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director Hilary A. Schneider | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VANTAGE DRILLING COMPANY MEETING DATE: JAN 07, 2011 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
2a | Elect Paul A. Bragg as Director | Management | For | For |
2b | Elect Koichiro Esaka as Director | Management | For | Against |
2c | Elect Jorge E. Estrada as Director | Management | For | For |
2d | Elect Robert F. Grantham as Director | Management | For | For |
2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
2f | Elect Ong Tian Khiam as Director | Management | For | For |
2g | Elect John C.G. O'Leary as Director | Management | For | For |
2h | Elect Hsin-Chi Su as Director | Management | For | Against |
2i | Elect Steiner Thomassen as Director | Management | For | For |
3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
5 | Ratify UHY LLP as Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 26, 2011 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony W. Deering | Management | For | For |
1.2 | Elect Director Michael Lynne | Management | For | For |
1.3 | Elect Director Ronald G. Targan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
VOYAGER OIL & GAS, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: VOG SECURITY ID: 92911K944 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lyle Berman | Management | For | For |
1.2 | Elect Director Terry Harris | Management | For | For |
1.3 | Elect Director Joseph Lahti | Management | For | For |
1.4 | Elect Director Steven Lipscomb | Management | For | For |
1.5 | Elect Director Myrna Patterson McLeroy | Management | For | For |
1.6 | Elect Director James Russell (J.R.) Reger | Management | For | For |
1.7 | Elect Director Loren J. O'Toole, II | Management | For | For |
1.8 | Elect Director Mitchell R. Thompson | Management | For | For |
1.9 | Elect Director Josh Sherman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Change State of Incorporation From Delaware To Montana | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN REFINING, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin M. Barth | Management | For | For |
1.2 | Elect Director Paul L. Foster | Management | For | For |
1.3 | Elect Director L. Frederick Francis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WESTFIELD GROUP MEETING DATE: DEC 09, 2010 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Proposal of the Company to Distribute Approximately A$7.3 Billion of Capital to the Company's Securityholders Through the Establishment of Westfield Retail Trust and the Distribution of the Units to the Company's Securityholders | Management | For | For |
2 | Approve the Amendments to the Constitution of WFT and Authorize Westfield Management Ltd to Execute and Lodge the Supplemental Deed | Management | For | For |
3 | Approve the Amendments to the Constitution of Westfield America Trust and Authorize Westfield America Management Ltd to Execute and Lodge the Supplemental Deed | Management | For | For |
4 | Approve the Adoption of a New Consitution | Management | For | For |
5 | Approve the Units in Westfield Retail Trust 1 and 2 to be Stapled to the Westfield Stapled Securities | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 13, 2011 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
WILMINGTON TRUST CORPORATION MEETING DATE: MAR 22, 2011 | ||||
TICKER: WL SECURITY ID: 971807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 14, 2010 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Ronald K. Labrum | Management | For | For |
1.5 | Elect Director John L. Miclot | Management | For | For |
1.6 | Elect Director Amy S. Paul | Management | For | For |
1.7 | Elect Director Robert J. Quillinan | Management | For | For |
1.8 | Elect Director David D. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
YAHOO! INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol Bartz | Management | For | For |
2 | Elect Director Roy J. Bostock | Management | For | For |
3 | Elect Director Patti S. Hart | Management | For | For |
4 | Elect Director Susan M. James | Management | For | For |
5 | Elect Director Vyomesh Joshi | Management | For | For |
6 | Elect Director David W. Kenny | Management | For | For |
7 | Elect Director Arthur H. Kern | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Jerry Yang | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Shareholder | Against | Abstain |
YARA INTERNATIONAL ASA MEETING DATE: MAY 10, 2011 | ||||
TICKER: YAR SECURITY ID: R9900C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.50 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors in the Amount of NOK 445,000 for Chairman, and NOK 256,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
6 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
7 | Approve Guidelines for Nominating Committee; Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Amend Articles Re: Electronic Communication | Management | For | Did Not Vote |
9 | Approve NOK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
10 | Authorize Repurchase of up to Five Percent of Issued Shares | Management | For | Did Not Vote |
YOUYUAN INTERNATIONAL HOLDINGS LTD MEETING DATE: MAY 12, 2011 | ||||
TICKER: 02268 SECURITY ID: G98764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2 | Reelect Cao Xu as a Director | Management | For | Against |
3 | Reelect Zhang Guoduan as a Director | Management | For | Against |
4 | Reelect Paul Steven Wolansky as a Director | Management | For | Against |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ZUMTOBEL AG MEETING DATE: JUL 23, 2010 | ||||
TICKER: ZAG SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
4.1 | Elect Juerg Zumtobel as Supervisory Board Member | Management | For | For |
4.2 | Elect Fritz Zumtobel as Supervisory Board Member | Management | For | For |
4.3 | Elect Hans-Peter Metzler as Supervisory Board Member | Management | For | For |
4.4 | Elect Hero Brahms as Supervisory Board Member | Management | For | For |
4.5 | Elect Johannes Burtscher as Supervisory Board Member | Management | For | For |
4.6 | Elect Stephan Hutter as Supervisory Board Member | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY GROWTH FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
51JOB, INC. MEETING DATE: DEC 15, 2010 | ||||
TICKER: JOBS SECURITY ID: 316827104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David K. Chao as Director | Management | For | For |
2 | Reelect Hiroyuki Honda as Director | Management | For | For |
3 | Elect James Jianzhang Liang as Director | Management | For | For |
4 | Reelect Donald L. Lucas as Director | Management | For | For |
5 | Reelect Rick Yan as Director | Management | For | For |
A. O. SMITH CORPORATION MEETING DATE: APR 11, 2011 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director Robert J. O'Toole | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACCENTURE PLC MEETING DATE: FEB 03, 2011 | ||||
TICKER: CSA SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
6 | Reelect Pierre Nanterme as a Director | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio Gotto Jr., M.D., | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AKER SOLUTIONS ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKSO SECURITY ID: R0180X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMETEK, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director R. Adam Norwitt | Management | For | For |
1.3 | Elect Director Dean H. Secord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: MAY 11, 2011 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director Donald Colvin | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Elect Director Julie H. Sullivan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
AREZZO INDUSTRIA E COMERCIO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: ARZZ3 SECURITY ID: P04508100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Artur Noemio Grynbaum as Independent Director | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BLACKROCK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Murry S. Gerber | Management | For | For |
1.2 | Elect Director James Grosfeld | Management | For | For |
1.3 | Elect Director Deryck Maughan | Management | For | For |
1.4 | Elect Director Thomas K. Montag | Management | For | For |
1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
1.6 | Elect Director John S. Varley | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 29, 2011 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 29, 2011 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert Ezrilov | Management | For | For |
2 | Elect Director Wayne M. Fortun | Management | For | For |
3 | Elect Director Brian P. Short | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Montgomery F. Moran | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CLARCOR, INC. MEETING DATE: MAR 22, 2011 | ||||
TICKER: CLC SECURITY ID: 179895107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emkes | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 15, 2011 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.2 | Elect Director Edward P. Gilligan | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COOPER INDUSTRIES PLC MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COSTAR GROUP, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CSGP SECURITY ID: 22160N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Klein | Management | For | For |
1.2 | Elect Director Andrew C. Florance | Management | For | For |
1.3 | Elect Director David Bonderman | Management | For | Withhold |
1.4 | Elect Director Michael J. Glosserman | Management | For | For |
1.5 | Elect Director Warren H. Haber | Management | For | For |
1.6 | Elect Director Christopher J. Nassetta | Management | For | For |
1.7 | Elect Director David J. Steinberg | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 27, 2011 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard M. Libenson | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CROMPTON GREAVES LTD. MEETING DATE: JUL 19, 2010 | ||||
TICKER: 500093 SECURITY ID: Y1788L144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First and Second Interim Dividends of INR 2.20 Per Share | Management | For | For |
3 | Reappoint O. Goswami as Director | Management | For | For |
4 | Reappoint M. Pudumjee as Director | Management | For | For |
5 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint S. Prabhu as Director | Management | For | For |
8 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DIAMOND FOODS, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: DMND SECURITY ID: 252603105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gilbert | Management | For | For |
1.2 | Elect Director Robert J. Zollars | Management | For | For |
1.3 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.4 | Elect Director Steven M. Neil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DICE HOLDINGS, INC. MEETING DATE: APR 15, 2011 | ||||
TICKER: DHX SECURITY ID: 253017107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Ezersky | Management | For | For |
1.2 | Elect Director David S. Gordon | Management | For | For |
1.3 | Elect Director David C. Hodgson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOLLARAMA INC MEETING DATE: JUN 09, 2011 | ||||
TICKER: DOL SECURITY ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | Withhold |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DOLLARAMA INC MEETING DATE: JUN 09, 2011 | ||||
TICKER: DOL SECURITY ID: 25675T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | Withhold |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A MEETING DATE: APR 11, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
DYNEX CAPITAL, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: DX SECURITY ID: 26817Q506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Akin | Management | For | For |
1.2 | Elect Director Michael R. Hughes | Management | For | For |
1.3 | Elect Director Barry Igdaloff | Management | For | For |
1.4 | Elect Director Daniel K. Osborne | Management | For | For |
1.5 | Elect Director James C. Wheat, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXTRACT RESOURCES LTD. MEETING DATE: FEB 21, 2011 | ||||
TICKER: EXT SECURITY ID: Q36899104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FLOWSERVE CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: FLS SECURITY ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Friedery | Management | For | For |
1.2 | Elect Director Joe E. Harlan | Management | For | For |
1.3 | Elect Director Michael F. Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FMC CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Mooney | Management | For | For |
2 | Elect Director Enrique J. Sosa | Management | For | For |
3 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GARDNER DENVER, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: GDI SECURITY ID: 365558105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Raymond R. Hipp | Management | For | For |
1.3 | Elect Director David D. Petratis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENTEX CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arlyn Lanting | Management | For | For |
1.2 | Elect Director Mark Newton | Management | For | For |
1.3 | Elect Director Richard Schaum | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00493 SECURITY ID: G3978C124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.041 Per Share | Management | For | For |
3a | Reelect Zou Xiao Chun as an Executive Director | Management | For | Against |
3b | Reelect Zhang Da Zhong as a Non-Executive Director | Management | For | Against |
3c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Management | For | For |
3e | Elect Ng Wai Hung as an Independent Non-Executive Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Management | For | For |
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HERBALIFE LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) MEETING DATE: MAY 25, 2011 | ||||
TICKER: ILU SECURITY ID: Q4875J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer Anne Seabrook as a Director | Management | For | For |
2 | Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 | Management | For | For |
3 | Approve the Remuneration of Non-Executive Directors in the Amount of A$1.5 Million Per Annum | Management | For | For |
4 | Approve the Grant of 750,000 LTID Share Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company | Management | For | For |
5 | Approve the Termination Benefits under the Revised Executive Employment Agreement of David Robb, Managing Director of the Company | Management | For | Against |
INCYTE CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director John F. Niblack | Management | For | For |
1.8 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTUIT INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Batchelder | Management | For | For |
2 | Elect Director Christopher W. Brody | Management | For | For |
3 | Elect Director William V. Campbell | Management | For | For |
4 | Elect Director Scott D. Cook | Management | For | For |
5 | Elect Director Diane B. Greene | Management | For | For |
6 | Elect Director Michael R. Hallman | Management | For | For |
7 | Elect Director Edward A. Kangas | Management | For | For |
8 | Elect Director Suzanne Nora Johnson | Management | For | For |
9 | Elect Director Dennis D. Powell | Management | For | For |
10 | Elect Director Brad D. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IPG PHOTONICS CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: IPGP SECURITY ID: 44980X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valentin P. Gapontsev, Ph.D. | Management | For | For |
1.2 | Elect Director Eugene Scherbakov, Ph.D. | Management | For | For |
1.3 | Elect Director Igor Samartsev | Management | For | For |
1.4 | Elect Director Robert A. Blair | Management | For | For |
1.5 | Elect Director Michael C. Child | Management | For | For |
1.6 | Elect Director Michael R. Kampfe | Management | For | For |
1.7 | Elect Director Henry E. Gauthier | Management | For | For |
1.8 | Elect Director William S. Hurley | Management | For | For |
1.9 | Elect Director William F. Krupke, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JMP GROUP INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: JMP SECURITY ID: 46629U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Jolson | Management | For | For |
1.2 | Elect Director Craig R. Johnson | Management | For | For |
1.3 | Elect Director Mark L. Lehmann | Management | For | For |
1.4 | Elect Director Carter D. Mack | Management | For | For |
1.5 | Elect Director Glenn H. Tongue | Management | For | For |
1.6 | Elect Director Kenneth M. Karmin | Management | For | For |
1.7 | Elect Director H. Mark Lunenburg | Management | For | For |
1.8 | Elect DirectorDavid M. DiPietro | Management | For | For |
1.9 | Elect Director Jonathan M. Orszag | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KENMARE RESOURCES PLC MEETING DATE: JUN 01, 2011 | ||||
TICKER: JEV SECURITY ID: G52332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Re-elect Sofia Bianchi as Director | Management | For | For |
2b | Re-elect Charles Carvill as Director | Management | For | For |
2c | Re-elect Michael Carvill as Director | Management | For | For |
2d | Re-elect Jacob Deysel as Director | Management | For | For |
2e | Re-elect Ian Egan as Director | Management | For | For |
2f | Re-elect Simon Farrell as Director | Management | For | Against |
2g | Re-elect Terence Fitzpatrick as Director | Management | For | For |
2h | Re-elect Tony Lowrie as Director | Management | For | For |
2i | Re-elect Peter McAleer as Director | Management | For | For |
2j | Re-elect Tony McCluskey as Director | Management | For | For |
3 | Elect Elizabeth Headon as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KEYENCE CORP. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
2.3 | Elect Director Kanzawa, Akira | Management | For | For |
2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
2.6 | Elect Director Ogishi, Yuuji | Management | For | For |
2.7 | Elect Director Sasaki, Michio | Management | For | For |
3 | Appoint Statutory Auditor Kinomoto, Yoshiro | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Hashimoto, Kensho | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: APR 20, 2011 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Feng Guo Hua as Director | Management | For | For |
3b | Reelect Gary Clark Biddle as Director | Management | For | For |
3c | Reelect James Ming King as Director | Management | For | For |
3d | Reelect Wu Cheng as Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KIT DIGITAL, INC. MEETING DATE: SEP 30, 2010 | ||||
TICKER: KITD SECURITY ID: 482470200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaleil Isaza Tuzman | Management | For | Withhold |
1.2 | Elect Director Gavin Campion | Management | For | Withhold |
1.3 | Elect Director Robin Smyth | Management | For | Withhold |
1.4 | Elect Director Kamal El-Tayara | Management | For | Withhold |
1.5 | Elect Director Daniel W. Hart | Management | For | Withhold |
1.6 | Elect Director Lars Kroijer | Management | For | Withhold |
1.7 | Elect Director Joseph E. Mullin III | Management | For | For |
1.8 | Elect Director Wayne Walker | Management | For | Withhold |
1.9 | Elect Director Christopher Williams | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Stock Split | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: MAR 31, 2011 | ||||
TICKER: MC SECURITY ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
5 | Elect Delphine Arnault as Director | Management | For | For |
6 | Elect Nicolas Bazire as Director | Management | For | For |
7 | Elect Antonio Belloni as Director | Management | For | For |
8 | Elect Charles de Croisset as Director | Management | For | For |
9 | Elect Diego Della Valle as Director | Management | For | For |
10 | Elect Pierre Gode as Director | Management | For | For |
11 | Elect Gilles Hennessy as Director | Management | For | For |
12 | Elect Marie-Josee Kravis as Director | Management | For | For |
13 | Appoint Patrick Houel as Censor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
M&T BANK CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Gary N. Geisel | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Jorge G. Pereira | Management | For | For |
1.12 | Elect Director Michael P. Pinto | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Herbert L. Washington | Management | For | For |
1.16 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
2 | Elect Director John W. Marriott, III | Management | For | For |
3 | Elect Director Mary K. Bush | Management | For | For |
4 | Elect Director Lawrence W. Kellner | Management | For | For |
5 | Elect Director Debra L. Lee | Management | For | For |
6 | Elect Director George Munoz | Management | For | For |
7 | Elect Director Harry J. Pearce | Management | For | For |
8 | Elect Director Steven S Reinemund | Management | For | For |
9 | Elect Director Lawrence M. Small | Management | For | For |
10 | Elect Director Arne M. Sorenson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: APR 26, 2011 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
1.5 | Elect Director Anna C. Catalano | Management | For | For |
1.6 | Elect Director Celeste A. Clark | Management | For | For |
1.7 | Elect Director James M. Cornelius | Management | For | For |
1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.9 | Elect Director Elliott Sigal | Management | For | For |
1.10 | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MIRABELA NICKEL LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: MBN SECURITY ID: Q6188C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report for the year ended Dec. 31, 2010 | Management | For | For |
2 | Elect Geoffrey Handley as a Director | Management | For | For |
3 | Elect Ian McCubbing as a Director | Management | For | For |
4 | Elect William Clough as a Director | Management | For | For |
5 | Approve the Increase in the Remuneration of Non-Executive Directors from A$300,000 to A$1 Million Per Annum | Management | For | For |
6 | Ratify the Past Issuance of a Total of 112.78 Million Shares at an Issue Price of A$1.60 Each to Institutional Investors in Australia and Canada Made During the September 2010 Placement | Management | For | For |
7 | Section 195 Approval | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
1.2 | Elect Director John F. Fiedler | Management | For | For |
1.3 | Elect Director Richard C. Ill | Management | For | For |
1.4 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONGOLIAN MINING CORP MEETING DATE: JUN 21, 2011 | ||||
TICKER: 00975 SECURITY ID: G6264V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2a | Reelect Odjargal Jambaljamts as an Executive Director | Management | For | For |
2b | Reelect Battsengel Gotov as an Executive Director | Management | For | For |
2c | Reelect Batsaikhan Purev as a Non-Executive Director | Management | For | For |
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | Management | For | For |
2e | Reelect Gantumur Lingov as a Non-Executive Director | Management | For | For |
2f | Approve Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NAVITAS LTD. MEETING DATE: NOV 23, 2010 | ||||
TICKER: NVT SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
2 | Elect Peter Campbell as a Director | Management | For | Against |
3 | Elect James King as a Director | Management | For | For |
4 | Approve the Increase in the Maximum Annual Aggregate Amount of the Non-Executive Directors' Remuneration to A$900,000 Per Annum | Management | For | For |
NETAPP, INC. MEETING DATE: AUG 31, 2010 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Richard T. O'Brien | Management | For | For |
1.8 | Elect Director John B. Prescott | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
NOVO NORDISK A/S MEETING DATE: MAR 23, 2011 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PERRIGO COMPANY MEETING DATE: OCT 27, 2010 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POLYPORE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: PPO SECURITY ID: 73179V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
REALPAGE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Edward W. Gibbons | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROSS STORES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Orban | Management | For | For |
1.2 | Elect Director Donald H. Seiler | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEQUENOM, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SQNM SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.3 | Elect Director John A. Fazio | Management | For | For |
1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
1.7 | Elect Director David Pendarvis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED MEETING DATE: JUN 24, 2011 | ||||
TICKER: 511218 SECURITY ID: Y7758E119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
3 | Reappoint A. Duggal as Director | Management | For | Against |
4 | Reappoint R. Dewan as Director | Management | For | Against |
5 | Reappoint S. Venkatakrishnan as Director | Management | For | Against |
6 | Approve S.R. Batliboi & Co. and G.D. Apte & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Increase in Borrowing Powers to INR 400 Billion | Management | For | For |
8 | Approve Pledging of Assets for Debt | Management | For | For |
9 | Amend Articles of Association Re: Shareholder Agreements | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Bonham | Management | For | For |
1.2 | Elect Director Steven M. Cakebread | Management | For | For |
1.3 | Elect Director Roger J. Sippl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TECK RESOURCES LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect I. Abe as Director | Management | For | For |
1.2 | Elect M.M. Ashar as Director | Management | For | For |
1.3 | Elect J. B. Aune as Director | Management | For | For |
1.4 | Elect J. H. Bennett as Director | Management | For | For |
1.5 | Elect H. J. Bolton as Director | Management | For | For |
1.6 | Elect F. P. Chee as Director | Management | For | For |
1.7 | Elect J. L. Cockwell as Director | Management | For | For |
1.8 | Elect N. B. Keevil as Director | Management | For | For |
1.9 | Elect N. B. Keevil III as Director | Management | For | For |
1.10 | Elect T. Kuriyama as Director | Management | For | For |
1.11 | Elect D. R. Lindsay as Director | Management | For | For |
1.12 | Elect J. G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C. M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TESLA MOTORS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE KNOT, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KNOT SECURITY ID: 499184109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Liu | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE MOSAIC COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIM PARTICIPACOES S.A. MEETING DATE: JUN 22, 2011 | ||||
TICKER: TCSL4 SECURITY ID: 88706P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Convert Preferred Shares into Common Shares | Management | For | For |
TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 03, 2011 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean P. Hennessy | Management | For | For |
1.2 | Elect Director Douglas W. Peacock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 11, 2010 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Daniel Mingdong Wu as Director | Management | For | Against |
2 | Re-elect Samuelson S.M. Young as Director | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VITAMIN SHOPPE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: VSI SECURITY ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Douglas R. Korn | Management | For | For |
1.7 | Elect Director Richard L. Perkal | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Katherine Savitt-Lennon | Management | For | For |
1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WASTE CONNECTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: WCN SECURITY ID: 941053100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Davis | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEBMD HEALTH CORP. MEETING DATE: OCT 21, 2010 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEG S.A MEETING DATE: APR 26, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEG SA MEETING DATE: FEB 22, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
3 | Consolidate Bylaws | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | Against |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALLEGHENY ENERGY, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASM PACIFIC TECHNOLOGY LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: 00522 SECURITY ID: G0535Q133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$2.1 per Share and Special Dividend of HK$1.1 per Share | Management | For | For |
3a | Reelect Arthur H. Del Prado as Director | Management | For | For |
3b | Reelect Lee Wai Kwong as Director | Management | For | For |
3c | Reelect Chow Chuen, James as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect Robin Gerard Ng Cher Tat as Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Ratify Issue of Shares to Lee Wai Kwong, Lo Tsan Yin, Peter, and Chow Chuen, James Pursuant to the Employee Share Incentive Scheme on Dec. 15, 2010 | Management | For | Against |
ASSOCIATED BANC-CORP MEETING DATE: APR 26, 2011 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Philip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
1.11 | Elect Director Karen T. Van Lith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Matthew K. Rose | Management | For | For |
12 | Elect Director Laura D Andrea Tyson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANCO SANTANDER S.A. MEETING DATE: JUN 16, 2011 | ||||
TICKER: SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2010 | Management | For | For |
2 | Approve Allocation of Income for FY 2010 | Management | For | For |
3.A | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
3.B | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
3.C | Reelect Lord Burns as Director | Management | For | For |
3.D | Reelect Assicurazioni Generali S.p.A. as Director | Management | For | For |
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | Management | For | For |
5.A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | Management | For | For |
5.B | Amend Several Articles of Bylaws | Management | For | For |
5.C | Amend Article 62 and 69 of Bylaws | Management | For | For |
6.A | Amend Preamble and Article 2 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | Management | For | For |
6.C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | Management | For | For |
7 | Grant Board Authorization to Increase Capital | Management | For | For |
8.A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
8.B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
9.B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | Management | For | For |
10.A | Approve Sixth Cycle of Performance Share Plan | Management | For | For |
10.B | Approve Second Cycle of Deferred and Conditional Share Plan | Management | For | For |
10.C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
10.D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BANK SARASIN & CIE AG MEETING DATE: APR 05, 2011 | ||||
TICKER: BSAN SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Approve Extension of CHF 504,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Reelect Hans-Rudolf Hufschmid as Director | Management | For | Did Not Vote |
5.2 | Reelect Peter Derendinger as Director | Management | For | Did Not Vote |
5.3 | Elect Director | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BARCLAYS PLC MEETING DATE: APR 27, 2011 | ||||
TICKER: BARC SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Alison Carnwath as Director | Management | For | For |
4 | Elect Dambisa Moyo as Director | Management | For | For |
5 | Re-elect Marcus Agius as Director | Management | For | For |
6 | Re-elect David Booth as Director | Management | For | For |
7 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Robert Diamond Jr as Director | Management | For | For |
10 | Re-elect Simon Fraser as Director | Management | For | For |
11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
12 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
13 | Re-elect Chris Lucas as Director | Management | For | For |
14 | Re-elect Sir Michael Rake as Director | Management | For | For |
15 | Re-elect Sir John Sunderland as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
23 | Approve Long-Term Incentive Plan | Management | For | For |
24 | Amend Group Share Value Plan | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BELO CORP. MEETING DATE: MAY 10, 2011 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Decherd | Management | For | For |
1.2 | Elect Director Dunia A. Shive | Management | For | For |
1.3 | Elect Director M. Anne Szostak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird | Management | For | For |
3 | Elect Director Alan J. Patricof | Management | For | For |
4 | Elect Director Martin Turchin | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BRIGGS & STRATTON CORPORATION MEETING DATE: OCT 20, 2010 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Achtmeyer | Management | For | For |
1.2 | Elect Director David L. Burner | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 27, 2011 | ||||
TICKER: ��BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Non-Tax Deductible Expenses | Management | For | Did Not Vote |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | Did Not Vote |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Did Not Vote |
6 | Reelect Patrick Buffet as Director | Management | For | Did Not Vote |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | Did Not Vote |
8 | Reelect Pierre Hessler as Director | Management | For | Did Not Vote |
9 | Reelect Aldo Cardoso as Director | Management | For | Did Not Vote |
10 | Elect Barbara Vernicos as Director | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | Did Not Vote |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | Did Not Vote |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | Did Not Vote |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | Did Not Vote |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | Did Not Vote |
19 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | Did Not Vote |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | Did Not Vote |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | Did Not Vote |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Did Not Vote |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Did Not Vote |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | Did Not Vote |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | Did Not Vote |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | Did Not Vote |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | Did Not Vote |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Steven A. Webster | Management | For | For |
1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick W. Gross | Management | For | For |
2 | Elect Director Ann Fritz Hackett | Management | For | For |
3 | Elect Director Pierre E. Leroy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAREFUSION CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CARLSBERG MEETING DATE: MAR 24, 2011 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHIYODA CORP. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 6366 SECURITY ID: J06237101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Kubota, Takashi | Management | For | For |
2.2 | Elect Director Kanno, Yoichi | Management | For | For |
2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
2.4 | Elect Director Yokoi, Satoru | Management | For | For |
2.5 | Elect Director Obokata, Kazuo | Management | For | For |
2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
2.7 | Elect Director Okawa, Kazushi | Management | For | For |
2.8 | Elect Director Kawashima, Masahito | Management | For | For |
2.9 | Elect Director Shibuya, Shogo | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLARIANT AG MEETING DATE: MAR 31, 2011 | ||||
TICKER: CLN SECURITY ID: H14843165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMERCIAL METALS COMPANY MEETING DATE: JAN 17, 2011 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Guido | Management | For | For |
1.2 | Elect Director Sarah E. Raiss | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
1.4 | Elect Director Robert R. Womack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CORELOGIC, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CLGX SECURITY ID: 21871D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. David Chatham | Management | For | For |
2 | Elect Director Anand K. Nallathambi | Management | For | For |
3 | Elect Director Thomas C. O'Brien | Management | For | For |
4 | Elect Director D. Van Skilling | Management | For | For |
5 | Elect Director David F. Walker | Management | For | For |
6 | Elect Director Mary Lee Widener | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Ratify Auditors | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREDIT SUISSE GROUP AG MEETING DATE: APR 29, 2011 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Against |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | For |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | For |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | For |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | For |
5.2 | Amend Articles Re: Contributions in Kind | Management | For | For |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
6.1.2 | Reelect Jean Lanier as Director | Management | For | For |
6.1.3 | Reelect Anton van Rossum as Director | Management | For | For |
6.2 | Ratify KPMG AG as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Against |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Reelect Hubertus von Gruenberg to the Supervisory Board | Management | For | For |
9 | Reelect Bernhard Walter to the Supervisory Board | Management | For | For |
10 | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | Management | For | For |
11 | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | Management | For | For |
12 | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | Management | For | For |
13 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft mbH) | Management | For | For |
14 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | Management | For | For |
15 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | Management | For | For |
16 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | Management | For | For |
17 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | Management | For | For |
18 | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | Management | For | For |
19 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | Management | For | For |
20 | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | Management | For | For |
21 | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | Management | For | For |
22 | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | Management | For | For |
23 | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | Management | For | For |
24 | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | Management | For | For |
25 | Amend Corporate Purpose | Management | For | For |
26 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | Management | For | For |
27 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Brown | Management | For | For |
2 | Elect Director Robert A. Brown | Management | For | For |
3 | Elect Director Bertrand P. Collomb | Management | For | For |
4 | Elect Director Curtis J. Crawford | Management | For | For |
5 | Elect Director Alexander M. Cutler | Management | For | For |
6 | Elect Director Eleuthere I. du Pont | Management | For | For |
7 | Elect Director Marillyn A. Hewson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Ellen J. Kullman | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
17 | Report on Pay Disparity | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director Gary W. Edwards | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Donald C. Hintz | Management | For | For |
5 | Elect Director J. Wayne Leonard | Management | For | For |
6 | Elect Director Stuart L. Levenick | Management | For | For |
7 | Elect Director Blanche L. Lincoln | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director William A. Percy, II | Management | For | For |
10 | Elect Director W.J. Tauzin | Management | For | For |
11 | Elect Director Steven V. Wilkinson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Omnibus Stock Plan | Management | For | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: SEP 16, 2010 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | For |
1 | Approve Reduction of Share Repurchase Authorization | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Doti | Management | For | For |
1.2 | Elect Director Michael D. McKee | Management | For | For |
1.3 | Elect Director Thomas V. McKernan | Management | For | For |
1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENTA INCORPORATED MEETING DATE: DEC 29, 2010 | ||||
TICKER: GNTA SECURITY ID: 37245M702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
H&R BLOCK, INC. MEETING DATE: SEP 30, 2010 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director Richard C. Breeden | Management | For | For |
3 | Elect Director William C. Cobb | Management | For | For |
4 | Elect Director Robert A. Gerard | Management | For | For |
5 | Elect Director Len J. Lauer | Management | For | Against |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Bruce C. Rohde | Management | For | For |
8 | Elect Director Tom D. Seip | Management | For | Against |
9 | Elect Director L. Edward Shaw, Jr. | Management | For | Against |
10 | Elect Director Christianna Wood | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Management | For | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Management | For | For |
19 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HARSCO CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T. D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director J. M. Loree | Management | For | For |
1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
1.9 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald E. Hermance, Jr. | Management | For | For |
2 | Elect Director William G. Bardel | Management | For | For |
3 | Elect Director Scott A. Belair | Management | For | For |
4 | Elect Director Cornelius E. Golding | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Declassify the Board of Directors | Shareholder | Against | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INDIABULLS REAL ESTATE LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
JAPAN TOBACCO INC MEETING DATE: JUN 24, 2011 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
KB HOME MEETING DATE: APR 07, 2011 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Electi Director Michael G. Mccaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Leslie Moonves | Management | For | For |
10 | Elect Director Luis G. Nogales | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KENNAMETAL, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Larry D. Yost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
KEYCORP MEETING DATE: MAY 19, 2011 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Carol A. Cartwright | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director Kristen L. Manos | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Edward W. Stack | Management | For | For |
1.13 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KOHL'S CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
KONINKLIJKE KPN NV MEETING DATE: APR 06, 2011 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
9 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
10 | Proposal to Amend the Remuneration of the Supervisory Board | Management | For | For |
11 | Opportunity to Make Recommendations | Management | None | None |
12 | Elect J.B.M. Streppel to Supervisory Board | Management | For | For |
13 | Elect M.Bischoff to Supervisory Board | Management | For | For |
14 | Elect C.M. Hooymans to Supervisory Board | Management | For | For |
15 | Composition of Supervisory Board | Management | None | None |
16 | Authorize Repurchase of Shares | Management | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
18 | Other Business and Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | For |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | For |
3c | Elect P.A.J. Nota to Management Board | Management | For | For |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | For |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | For |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | For |
4d | Elect J.P. Tai to Supervisory Board | Management | For | For |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
7 | Authorize Repurchase of Shares | Management | For | For |
8 | Other Business | Management | None | None |
KRAFT FOODS INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Peter B. Henry | Management | For | For |
4 | Elect Director Lois D. Juliber | Management | For | For |
5 | Elect Director Mark D. Ketchum | Management | For | For |
6 | Elect Director Richard A. Lerner | Management | For | For |
7 | Elect Director Mackey J. McDonald | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Fredric G. Reynolds | Management | For | For |
10 | Elect Director Irene B. Rosenfeld | Management | For | For |
11 | Elect Director J.F. Van Boxmeer | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MACY'S, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zachary W. Carter | Management | For | For |
2 | Elect Director Brian Duperreault | Management | For | For |
3 | Elect Director Oscar Fanjul | Management | For | For |
4 | Elect Director H. Edward Hanway | Management | For | For |
5 | Elect Director Lang of Monkton | Management | For | For |
6 | Elect Director Steven A. Mills | Management | For | For |
7 | Elect Director Bruce P. Nolop | Management | For | For |
8 | Elect Director Marc D. Oken | Management | For | For |
9 | Elect Director Morton O. Schapiro | Management | For | For |
10 | Elect Director Adele Simmons | Management | For | For |
11 | Elect Director Lloyd M. Yates | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Okihara, Takamune | Management | For | For |
2.2 | Elect Director Okauchi, Kinya | Management | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
2.4 | Elect Director Tanaka, Tatsuo | Management | For | For |
2.5 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.6 | Elect Director Yuuki, Taihei | Management | For | For |
2.7 | Elect Director Hamakawa, Ichiro | Management | For | For |
2.8 | Elect Director Hasegawa, Masao | Management | For | For |
2.9 | Elect Director Toyoizumi, Toshiro | Management | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.12 | Elect Director Oyamada, Takashi | Management | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.14 | Elect Director Araki, Ryuuji | Management | For | For |
2.15 | Elect Director Watanabe, Kazuhiro | Management | For | For |
2.16 | Elect Director Otoshi, Takuma | Management | For | For |
3 | Appoint Statutory Auditor Nemoto, Takehiko | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin C. Conroy | Management | For | For |
2 | Elect Director Michael T. Cowhig | Management | For | For |
3 | Elect Director Mark D. Ketchum | Management | For | For |
4 | Elect Director Raymond G. Viault | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OMEGA HEALTHCARE INVESTORS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: OHI SECURITY ID: 681936100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Kloosterman | Management | For | For |
1.2 | Elect Director C. Taylor Pickett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 27, 2010 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PENN WEST PETROLEUM LTD. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PWT SECURITY ID: 707887105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director James E. Allard | Management | For | For |
2.2 | Elect Director William E. Andrew | Management | For | For |
2.3 | Elect Director George H. Brookman | Management | For | For |
2.4 | Elect Director John A. Brussa | Management | For | For |
2.5 | Elect Director Daryl Gilbert | Management | For | For |
2.6 | Elect Director Shirley A. McClellan | Management | For | For |
2.7 | Elect Director Murray R. Nunns | Management | For | For |
2.8 | Elect Director Frank Potter | Management | For | For |
2.9 | Elect Director Jack Schanck | Management | For | For |
2.10 | Elect Director James C. Smith | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PITNEY BOWES INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney C. Adkins | Management | For | For |
2 | Elect Director Murray D. Martin | Management | For | For |
3 | Elect Director Michael I. Roth | Management | For | For |
4 | Elect Director Robert E. Weissman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Management | For | For |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RADIOSHACK CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Daniel R. Feehan | Management | For | For |
3 | Elect Director James F. Gooch | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYONIER INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul G. Boynton | Management | For | For |
2 | Elect Director Mark E. Gaumond | Management | For | For |
3 | Elect Director David W. Oskin | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 18, 2011 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SIEMENS AG MEETING DATE: JAN 25, 2011 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Amend Corporate Purpose | Shareholder | Against | Against |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SPX CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kermit Campbell | Management | For | For |
2 | Elect Director Emerson U. Fullwood | Management | For | For |
3 | Elect Director Michael J. Mancuso | Management | For | For |
4 | Elect Director Terry S. Lisenby | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STRYKER CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director Srikant M. Datar | Management | For | For |
1.3 | Elect Director Roch Doliveux | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Allan C. Golston | Management | For | For |
1.6 | Elect Director Howard L. Lance | Management | For | For |
1.7 | Elect Director Stephen P. MacMillan | Management | For | For |
1.8 | Elect Director William U. Parfet | Management | For | For |
1.9 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Restricted Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TERADYNE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 12, 2011 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Werner Geissler | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director Richard J. Kramer | Management | For | For |
6 | Elect Director W. Alan Mccollough | Management | For | For |
7 | Elect Director Rodney O Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Kathryn A. Mikells | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THOR INDUSTRIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TUESDAY MORNING CORPORATION MEETING DATE: NOV 10, 2010 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | Withhold |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director William J. Hunckler III | Management | For | Withhold |
1.4 | Elect Director Starlette Johnson | Management | For | For |
1.5 | Elect Director Benjamin D. Chereskin | Management | For | Withhold |
1.6 | Elect Director David B. Green | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TYCO INTERNATIONAL, LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UBS AG MEETING DATE: APR 28, 2011 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Lowell C. Mcadam | Management | For | For |
5 | Elect Director Sandra O. Moose | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WATSCO, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Fedrizzi | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 14, 2010 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY VALUE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABIOMED, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Minogue | Management | For | For |
1.2 | Elect Director W. Gerald Austen | Management | For | For |
1.3 | Elect Director Martin P. Sutter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ABOVENET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ABVT SECURITY ID: 00374N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
1.2 | Elect Director Michael J. Embler | Management | For | For |
1.3 | Elect Director William G. LaPerch | Management | For | For |
1.4 | Elect Director Richard Postma | Management | For | For |
1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
1.6 | Elect Director Stuart Subotnick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ADTRAN, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
ALBEMARLE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director William H. Hernandez | Management | For | For |
1.3 | Elect Director R. William Ide III | Management | For | For |
1.4 | Elect Director Richard L. Morrill | Management | For | For |
1.5 | Elect Director Jim W. Nokes | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director Mark C. Rohr | Management | For | For |
1.8 | Elect Director John Sherman, Jr. | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: AUG 13, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director P. Michael Giftos | Management | For | For |
1.7 | Elect Director Joel Richards, III | Management | For | For |
1.8 | Elect Director James F. Roberts | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ANTHERA PHARMACEUTICALS, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: ANTH SECURITY ID: 03674U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I Healy | Management | For | For |
1.2 | Elect Director Peter A. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASIAINFO-LINKAGE, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Tian | Management | For | For |
1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
1.3 | Elect Director Xiwei Huang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
AT&T INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Matthew K. Rose | Management | For | For |
12 | Elect Director Laura D Andrea Tyson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director George M. Smart | Management | For | For |
1.3 | Elect Director Theodore M. Solso | Management | For | For |
1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBEYOND, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: CBEY SECURITY ID: 149847105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Geiger | Management | For | For |
1.2 | Elect Director Larry D. Thompson | Management | For | For |
1.3 | Elect Director Kevin Costello | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 24, 2011 | ||||
TICKER: 00762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lu Yimin as Director | Management | For | For |
3a2 | Reelect Li Fushen as Director | Management | For | For |
3a3 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
3a4 | Reelect Wong Wai Ming as Director | Management | For | For |
3a5 | Reelect Cai Hongbin as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
CHIYODA CORP. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 6366 SECURITY ID: J06237101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Kubota, Takashi | Management | For | For |
2.2 | Elect Director Kanno, Yoichi | Management | For | For |
2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
2.4 | Elect Director Yokoi, Satoru | Management | For | For |
2.5 | Elect Director Obokata, Kazuo | Management | For | For |
2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
2.7 | Elect Director Okawa, Kazushi | Management | For | For |
2.8 | Elect Director Kawashima, Masahito | Management | For | For |
2.9 | Elect Director Shibuya, Shogo | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roman Martinez IV | Management | For | For |
2 | Elect Director Carol Cox Wait | Management | For | For |
3 | Elect Director William D. Zollars | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITY NATIONAL CORPORATION MEETING DATE: APR 20, 2011 | ||||
TICKER: CYN SECURITY ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Bloch | Management | For | For |
1.2 | Elect Director Bram Goldsmith | Management | For | For |
1.3 | Elect Director Ashok Israni | Management | For | For |
1.4 | Elect Director Kenneth Ziffren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CON-WAY INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Anton | Management | For | For |
2 | Elect Director William R. Corbin | Management | For | For |
3 | Elect Director Robert Jaunich II | Management | For | For |
4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
5 | Elect Director Michael J. Murray | Management | For | For |
6 | Elect Director Edith R. Perez | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director William J. Schroeder | Management | For | For |
9 | Elect Director Douglas W. Stotlar | Management | For | For |
10 | Elect Director Peter W. Stott | Management | For | For |
11 | Elect Director Chelsea C. White III | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
COVANCE INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Costley | Management | For | For |
1.2 | Elect Director Sandra L. Helton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
D.R. HORTON, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DELL INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Judy C. Lewent | Management | For | For |
1.6 | Elect Director Thomas W. Luce, III | Management | For | For |
1.7 | Elect Director Klaus S. Luft | Management | For | For |
1.8 | Elect Director Alex J. Mandl | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director H. Ross Perot, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENNY'S CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: DENN SECURITY ID: 24869P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregg R. Dedrick | Management | For | For |
2 | Elect Director Brenda J. Lauderback | Management | For | For |
3 | Elect Director Robert E. Marks | Management | For | For |
4 | Elect Director John C. Miller | Management | For | For |
5 | Elect Director Louis P. Neeb | Management | For | For |
6 | Elect Director Donald C. Robinson | Management | For | For |
7 | Elect Director Donald R. Shepherd | Management | For | For |
8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
9 | Elect Director Laysha Ward | Management | For | For |
10 | Elect Director F. Mark Wolfinger | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: APR 26, 2011 | ||||
TICKER: DRH SECURITY ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director John L. Williams | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D.H. Benson | Management | For | For |
2 | Elect Director R.W. Cremin | Management | For | For |
3 | Elect Director J-P.M. Ergas | Management | For | For |
4 | Elect Director P.T. Francis | Management | For | For |
5 | Elect Director K.C. Graham | Management | For | For |
6 | Elect Director R.A. Livingston | Management | For | For |
7 | Elect Director R.K. Lochridge | Management | For | For |
8 | Elect Director B.G. Rethore | Management | For | For |
9 | Elect Director M.B. Stubbs | Management | For | For |
10 | Elect Director S.M. Todd | Management | For | For |
11 | Elect Director S.K. Wagner | Management | For | For |
12 | Elect Director M.A. Winston | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ENERSYS MEETING DATE: JUL 22, 2010 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Craig | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.3 | Elect Director Deborah L. Harmon | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 12, 2011 | ||||
TICKER: FME SECURITY ID: 358029106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
11 | Additional And/or Supplemental-proposals Presented At The Meeting | Shareholder | None | Against |
FRONTIER OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
1.4 | Elect Director James H. Lee | Management | For | For |
1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.6 | Elect Director Franklin Myers | Management | For | For |
1.7 | Elect Director Michael E. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRONTIER OIL CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GARDNER DENVER, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: GDI SECURITY ID: 365558105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Raymond R. Hipp | Management | For | For |
1.3 | Elect Director David D. Petratis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GEOEYE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GRAN TIERRA ENERGY INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: GTE SECURITY ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
1.2 | Elect Director Stephen D. Quinn | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ILIAD MEETING DATE: MAY 24, 2011 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JONES LANG LASALLE INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director Deanne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph M. Feczko, M.D. | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LEXINGTON REALTY TRUST MEETING DATE: MAY 17, 2011 | ||||
TICKER: LXP SECURITY ID: 529043101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Robert Roskind | Management | For | For |
1.2 | Elect Director T. Wilson Eglin | Management | For | For |
1.3 | Elect Director Clifford Broser | Management | For | For |
1.4 | Elect Director Harold First | Management | For | For |
1.5 | Elect Director Richard S. Frary | Management | For | For |
1.6 | Elect Director James Grosfeld | Management | For | For |
1.7 | Elect Director Kevin W. Lynch | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOEWS CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann E. Berman | Management | For | For |
2 | Elect Director Joseph L. Bower | Management | For | For |
3 | Elect Director Charles M. Diker | Management | For | For |
4 | Elect Director Jacob A. Frenkel | Management | For | For |
5 | Elect Director Paul J. Fribourg | Management | For | For |
6 | Elect Director Walter L. Harris | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Ken Miller | Management | For | For |
9 | Elect Director Gloria R. Scott | Management | For | For |
10 | Elect Director Andrew H. Tisch | Management | For | For |
11 | Elect Director James S. Tisch | Management | For | For |
12 | Elect Director Jonathan M. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
M&T BANK CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Gary N. Geisel | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Jorge G. Pereira | Management | For | For |
1.12 | Elect Director Michael P. Pinto | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Herbert L. Washington | Management | For | For |
1.16 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEGGITT PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stephen Young as Director | Management | For | Against |
5 | Re-elect Philip Green as Director | Management | For | Against |
6 | Re-elect David Robins as Director | Management | For | Against |
7 | Elect Paul Heiden as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Approve Increase in Directors' Fees | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Equity Participation Plan 2005 | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
METLIFE, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kandarian | Management | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Lulu C. Wang | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Richard T. O'Brien | Management | For | For |
1.8 | Elect Director John B. Prescott | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PALL CORPORATION MEETING DATE: DEC 15, 2010 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Daniel J. Carroll | Management | For | For |
1.3 | Elect Director Robert B. Coutts | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to to Facilitate Use of "Notice and Access" Option to Deliver Proxy Materials via the Internet | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
PAREXEL INTERNATIONAL CORPORATION MEETING DATE: DEC 09, 2010 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
1.2 | Elect Director Christopher J. Lindop | Management | For | For |
1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | For |
5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | For |
7 | Elect Director Kenton J. Sicchitano | Management | For | For |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PHARMASSET, INC. MEETING DATE: MAR 23, 2011 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carney | Management | For | For |
1.2 | Elect Director P. Schaefer Price | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PRAXAIR, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Wayne T. Smith | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RAYONIER INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul G. Boynton | Management | For | For |
2 | Elect Director Mark E. Gaumond | Management | For | For |
3 | Elect Director David W. Oskin | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Bernstein | Management | For | For |
1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Gary C. Kelly | Management | For | For |
6 | Elect Director Nancy B. Loeffler | Management | For | For |
7 | Elect Director John T. Montford | Management | For | For |
8 | Elect Director Thomas M. Nealon | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SOUTHWEST BANCORP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: OKSB SECURITY ID: 844767103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Berry II | Management | For | For |
1.2 | Elect Director Tom D. Berry | Management | For | For |
1.3 | Elect Director Joe Berry Cannon | Management | For | For |
1.4 | Elect Director John Cohlmia | Management | For | For |
1.5 | Elect Director David S. Crockett, Jr. | Management | For | For |
1.6 | Elect Director Rick Green | Management | For | For |
1.7 | Elect Director J. Berry Harrison | Management | For | For |
1.8 | Elect Director James M. Johnson | Management | For | For |
1.9 | Elect Director David P. Lambert | Management | For | For |
1.10 | Elect Director Linford R. Pitts | Management | For | For |
1.11 | Elect Director Robert B. Rodgers | Management | For | For |
1.12 | Elect Director Russell W. Teubner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: APR 21, 2011 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TARGA RESOURCES CORP. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TRGP SECURITY ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Crisp | Management | For | For |
1.2 | Elect Director James W. Whalen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TECK RESOURCES LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect I. Abe as Director | Management | For | For |
1.2 | Elect M.M. Ashar as Director | Management | For | For |
1.3 | Elect J. B. Aune as Director | Management | For | For |
1.4 | Elect J. H. Bennett as Director | Management | For | For |
1.5 | Elect H. J. Bolton as Director | Management | For | For |
1.6 | Elect F. P. Chee as Director | Management | For | For |
1.7 | Elect J. L. Cockwell as Director | Management | For | For |
1.8 | Elect N. B. Keevil as Director | Management | For | For |
1.9 | Elect N. B. Keevil III as Director | Management | For | For |
1.10 | Elect T. Kuriyama as Director | Management | For | For |
1.11 | Elect D. R. Lindsay as Director | Management | For | For |
1.12 | Elect J. G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C. M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE MACERICH COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas D. Abbey | Management | For | For |
2 | Elect Director Dana K. Anderson | Management | For | For |
3 | Elect Director Arthur M. Coppola | Management | For | For |
4 | Elect Director Edward C. Coppola | Management | For | For |
5 | Elect Director James S. Cownie | Management | For | For |
6 | Elect Director Fred S. Hubbell | Management | For | For |
7 | Elect Director Diana M. Laing | Management | For | For |
8 | Elect Director Stanley A. Moore | Management | For | For |
9 | Elect Director Mason G. Ross | Management | For | For |
10 | Elect Director William P. Sexton | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Jane C. Garvey | Management | For | For |
1.5 | Elect Director Walter Isaacson | Management | For | For |
1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
1.9 | Elect Director Laurence E. Simmons | Management | For | For |
1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
1.11 | Elect Director Glenn F. Tilton | Management | For | For |
1.12 | Elect Director David J. Vitale | Management | For | For |
1.13 | Elect Director John H. Walker | Management | For | For |
1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Stock Option Plan | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Lowell C. Mcadam | Management | For | For |
5 | Elect Director Sandra O. Moose | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VF CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.2 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.3 | Elect Director Eric C Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FIFTY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: SEP 09, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
2 | Approve Conversion of Preferred Shares into Common Shares | Management | For | For |
3 | Approve 5:1 Reverse Stock Split | Management | For | For |
4 | Approve Elimination of Stock Units, Pending Approval of Preceding Items | Management | For | For |
5 | Amend Articles to Reflect Changes Proposed in Preceding Items | Management | For | For |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: SEP 09, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Preferred Shares into Common Shares, As Result of Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
NORTEK, INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: NTKS SECURITY ID: 656559309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Coleman | Management | For | For |
1.2 | Elect Director Thomas A. Keenan | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
NORTEK, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NTKS SECURITY ID: 656559309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
1.2 | Elect Director Joseph M. Cianciolo | Management | For | For |
1.3 | Elect Director James B. Hirshorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TROPICANA LAS VEGAS HOTEL AND CASINO, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CACX SECURITY ID: 897085106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. R. Duncanson | Management | For | For |
1.2 | Elect Director Judy K. Mencher | Management | For | For |
1.3 | Elect Director John Redmond | Management | For | For |
1.4 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH & INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 29, 2011 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
AERCAP HOLDINGS NV MEETING DATE: MAY 18, 2011 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AEROVIRONMENT, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: AVAV SECURITY ID: 008073108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth R. Baker | Management | For | For |
1.2 | Elect Director Murray Gell-Mann | Management | For | For |
1.3 | Elect Director Charles R. Holland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGGREKO PLC MEETING DATE: APR 27, 2011 | ||||
TICKER: AGK SECURITY ID: G0116S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Philip Rogerson as Director | Management | For | Against |
5 | Re-elect Rupert Soames as Director | Management | For | Against |
6 | Re-elect Angus Cockburn as Director | Management | For | Against |
7 | Re-elect George Walker as Director | Management | For | Against |
8 | Re-elect Bill Caplan as Director | Management | For | Against |
9 | Re-elect Kash Pandya as Director | Management | For | Against |
10 | Re-elect David Hamill as Director | Management | For | Against |
11 | Re-elect Robert MacLeod as Director | Management | For | Against |
12 | Re-elect Russell King as Director | Management | For | Against |
13 | Elect Ken Hanna as Director | Management | For | Against |
14 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
15 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIRCASTLE LIMITED MEETING DATE: MAY 26, 2011 | ||||
TICKER: AYR SECURITY ID: G0129K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
1.2 | Elect Director Ronald L. Merriman | Management | For | For |
1.3 | Elect Director Charles W. Pollard | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMLIN PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: AML SECURITY ID: G0334Q177 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Simon Beale as Director | Management | For | For |
5 | Re-elect Roger Taylor as Director | Management | For | For |
6 | Re-elect Christine Bosse as Director | Management | For | Against |
7 | Re-elect Nigel Buchanan as Director | Management | For | For |
8 | Re-elect Brian Carpenter as Director | Management | For | For |
9 | Re-elect Richard Davey as Director | Management | For | For |
10 | Re-elect Marty Feinstein as Director | Management | For | For |
11 | Re-elect Richard Hextall as Director | Management | For | For |
12 | Re-elect Charles Philipps as Director | Management | For | For |
13 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATLAS COPCO AB MEETING DATE: APR 20, 2011 | ||||
TICKER: ATCOA SECURITY ID: W10020118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Reports from Board and Committees | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Discharge of Board and President | Management | For | Did Not Vote |
9c | Approve Allocation of Income and Dividends of SEK 4 per Share | Management | For | Did Not Vote |
9d | Approve April 27, 2011 as Record Date for Dividend | Management | For | Did Not Vote |
10 | Receive Report from Nominating Committee; Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
11 | Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | Did Not Vote |
13a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13b | Approve Stock Option Plan 2011 for Key Employees | Management | For | Did Not Vote |
14a | Authorize Repurchase of Up to 4.3 Million Class A Shares in Connection with Stock Option Plan 2011 | Management | For | Did Not Vote |
14b | Authorize Repurchase of Up to 70,000 Million Class A Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14c | Approve Transfer of Shares in Connection with 2011 Stock Option Plan | Management | For | Did Not Vote |
14d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14e | Approve Transfer of Shares in Connection with 2006, 2007, 2008, and 2009 Stock Option Plans | Management | For | Did Not Vote |
15 | Approve Redemption Program: Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly | Management | For | Did Not Vote |
16 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2011 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BEIERSDORF AG MEETING DATE: APR 21, 2011 | ||||
TICKER: BEI SECURITY ID: D08792109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Amend Articles Re: Location of General Meeting | Management | For | For |
7 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 27, 2011 | ||||
TICKER: BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Patrick Buffet as Director | Management | For | For |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
8 | Reelect Pierre Hessler as Director | Management | For | For |
9 | Reelect Aldo Cardoso as Director | Management | For | For |
10 | Elect Barbara Vernicos as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARNIVAL CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Shares for Market Purchase | Management | For | For |
24 | Approve Omnibus Stock Plan | Management | For | Against |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 06, 2011 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director J. Pedro Reinhard | Management | For | For |
9 | Elect Director Stephen I. Sadove | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CORETRONIC CORP(FRMLY OPTOMA CORP) MEETING DATE: JUN 15, 2011 | ||||
TICKER: 5371 SECURITY ID: Y1756P119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Increase of Cash Capital and Issuance of Ordinary Shares or Participation in the Issuance of Global Depository Receipt | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
D.R. HORTON, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Declare Final Dividend of SGD 0.28 Per Ordinary Share | Management | For | For |
2b | Declare Final Dividend of SGD 0.02 Per Non-Voting Convertible Preference Share | Management | For | For |
2c | Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
3 | Approve Directors' Fees of SGD 2.8 Million for 2010 (2009: SGD 1.6 Million) | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Reelect Bart Joseph Broadman as Director | Management | For | For |
5b | Reelect Euleen Goh Yiu Kiang as Director | Management | For | For |
5c | Reelect Christopher Cheng Wai Chee as Director | Management | For | For |
6 | Reelect Danny Teoh Leong Kay as Director | Management | For | For |
7a | Approve Issuance of Shares and Grant Awards Pursuant to the DBSH Share Option Plan and the DBSH Share Plan | Management | For | For |
7b | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7c | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ECOLAB INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Barbara J. Beck | Management | For | For |
3 | Elect Director Jerry W. Levin | Management | For | For |
4 | Elect Director Robert L. Lumpkins | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EMBRAER SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ERJ SECURITY ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.2 | Elect Director John P. Phelan | Management | For | For |
1.3 | Elect Director Roger M. Singer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EVERLIGHT ELECTRONICS CO., LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 2393 SECURITY ID: Y2368N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve 2009 Cash Capital Increase and Change of the Funds Usage of the Local Unsecured Convertible Corporate Bonds | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Increase in Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
6 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GATX CORPORATION MEETING DATE: APR 22, 2011 | ||||
TICKER: GMT SECURITY ID: 361448103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne L. Arvia | Management | For | For |
1.2 | Elect Director Deborah M. Fretz | Management | For | For |
1.3 | Elect Director Ernst A. Haberli | Management | For | For |
1.4 | Elect Director Brian A. Kenney | Management | For | For |
1.5 | Elect Director Mark G. McGrath | Management | For | For |
1.6 | Elect Director James B. Ream | Management | For | For |
1.7 | Elect Director David S. Sutherland | Management | For | For |
1.8 | Elect Director Casey J. Sylla | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEALTHCARE SERVICES GROUP, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: HCSG SECURITY ID: 421906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. McCartney | Management | For | For |
1.2 | Elect Director Joseph F. McCartney | Management | For | For |
1.3 | Elect Director Robert L. Frome | Management | For | For |
1.4 | Elect Director Robert J. Moss | Management | For | For |
1.5 | Elect Director John M. Briggs | Management | For | For |
1.6 | Elect Director Dino D. Ottaviano | Management | For | For |
1.7 | Elect Director Theodore Wahl | Management | For | For |
1.8 | Elect Director Michael E. McBryan | Management | For | For |
1.9 | Elect Director Diane S. Casey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HSBC HOLDINGS PLC MEETING DATE: MAY 27, 2011 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Rona Fairhead as Director | Management | For | For |
3f | Re-elect Douglas Flint as Director | Management | For | For |
3g | Re-elect Alexander Flockhart as Director | Management | For | For |
3h | Re-elect Stuart Gulliver as Director | Management | For | For |
3i | Re-elect James Hughes-Hallett as Director | Management | For | For |
3j | Re-elect William Laidlaw as Director | Management | For | For |
3k | Re-elect Janis Lomax as Director | Management | For | For |
3l | Elect Iain Mackay as Director | Management | For | For |
3m | Re-elect Gwyn Morgan as Director | Management | For | Against |
3n | Re-elect Nagavara Murthy as Director | Management | For | For |
3o | Re-elect Sir Simon Robertson as Director | Management | For | For |
3p | Re-elect John Thornton as Director | Management | For | For |
3q | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Approve Share Plan 2011 | Management | For | For |
8 | Approve Fees Payable to Non-Executive Directors | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
JACK IN THE BOX INC. MEETING DATE: FEB 18, 2011 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Goebel | Management | For | For |
1.2 | Elect Director Murray H. Hutchison | Management | For | For |
1.3 | Elect Director Linda A. Lang | Management | For | For |
1.4 | Elect Director Michael W. Murphy | Management | For | For |
1.5 | Elect Director James M. Myers | Management | For | For |
1.6 | Elect Director David M. Tehle | Management | For | For |
1.7 | Elect Director Winifred M. Webb | Management | For | For |
1.8 | Elect Director John T. Wyatt | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KELLOGG COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KKR FINANCIAL HOLDINGS LLC MEETING DATE: APR 27, 2011 | ||||
TICKER: KFN SECURITY ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
1.3 | Elect Director Paul M. Hazen | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Ross J. Kari | Management | For | For |
1.6 | Elect Director Ely L. Licht | Management | For | For |
1.7 | Elect Director Deborah H. McAneny | Management | For | For |
1.8 | Elect Director Scott C. Nuttall | Management | For | For |
1.9 | Elect Director Scott A. Ryles | Management | For | For |
1.10 | Elect Director William C. Sonneborn | Management | For | For |
1.11 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
KUEHNE & NAGEL INTERNATIONAL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: KNIN SECURITY ID: H4673L145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LI & FUNG LIMITED MEETING DATE: SEP 13, 2010 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LONZA GROUP LTD. MEETING DATE: APR 12, 2011 | ||||
TICKER: LONN SECURITY ID: H50524133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income; Dividend Payment of CHF 2.15 per Share from Free Reserves | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
7.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MICHAEL PAGE INTERNATIONAL PLC MEETING DATE: MAY 20, 2011 | ||||
TICKER: MPI SECURITY ID: G68694119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Adrian Montague as Director | Management | For | For |
4 | Re-elect Steve Ingham as Director | Management | For | For |
5 | Re-elect Charles-Henri Dumon as Director | Management | For | For |
6 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
7 | Re-elect Tim Miller as Director | Management | For | For |
8 | Re-elect Stephen Puckett as Director | Management | For | For |
9 | Re-elect Hubert Reid as Director | Management | For | For |
10 | Elect Reg Sindall as Director | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MSCI INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Benjamin F. duPont | Management | For | For |
2 | Elect Director Henry A. Fernandez | Management | For | For |
3 | Elect Director Alice W. Handy | Management | For | For |
4 | Elect Director Catherine R. Kinney | Management | For | For |
5 | Elect Director Linda H. Riefler | Management | For | For |
6 | Elect Director George W. Siguler | Management | For | For |
7 | Elect Director Scott M. Sipprelle | Management | For | For |
8 | Elect Director Patrick Tierney | Management | For | For |
9 | Elect Director Rodolphe M. Vallee | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
MTU AERO ENGINES HOLDING AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTX SECURITY ID: D5565H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PERRIGO COMPANY MEETING DATE: OCT 27, 2010 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POOL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Wayne T. Smith | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RADIAN GROUP INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Wender | Management | For | For |
1.2 | Elect Director David C. Carney | Management | For | For |
1.3 | Elect Director Howard B. Culang | Management | For | For |
1.4 | Elect Director Lisa W. Hess | Management | For | For |
1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
1.7 | Elect Director James W. Jennings | Management | For | For |
1.8 | Elect Director Ronald W. Moore | Management | For | For |
1.9 | Elect Director Jan Nicholson | Management | For | For |
1.10 | Elect Director Robert W. Richards | Management | For | For |
1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
1.12 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 04, 2011 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
1.2 | Elect Director Jack Tyrrell | Management | For | For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SONIC CORP. MEETING DATE: JAN 06, 2011 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas N. Benham | Management | For | For |
1.2 | Elect Director H.E. Rainbolt | Management | For | For |
1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
STANDARD CHARTERED PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Steve Bertamini as Director | Management | For | For |
5 | Re-elect Jaspal Bindra as Director | Management | For | For |
6 | Re-elect Richard Delbridge as Director | Management | For | For |
7 | Re-elect Jamie Dundas as Director | Management | For | For |
8 | Re-elect Val Gooding as Director | Management | For | For |
9 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
10 | Re-elect Simon Lowth as Director | Management | For | For |
11 | Re-elect Rudy Markham as Director | Management | For | For |
12 | Re-elect Ruth Markland as Director | Management | For | For |
13 | Re-elect Richard Meddings as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect John Peace as Director | Management | For | For |
16 | Re-elect Mike Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Paul Skinner as Director | Management | For | For |
19 | Re-elect Oliver Stocken as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Approve 2011 Share Plan | Management | For | Against |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise Market Purchase | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SXC SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE RYLAND GROUP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Frecon | Management | For | For |
1.2 | Elect Director Roland A. Hernandez | Management | For | For |
1.3 | Elect Director William L. Jews | Management | For | For |
1.4 | Elect Director Ned Mansour | Management | For | For |
1.5 | Elect Director Robert E. Mellor | Management | For | For |
1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
1.7 | Elect Director Larry T. Nicholson | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
1.9 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNILEVER NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
21 | Allow Questions and Close Meeting | Management | None | None |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VEOLIA ENVIRONNEMENT MEETING DATE: MAY 17, 2011 | ||||
TICKER: VIE SECURITY ID: F9686M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Tax Deductible Expenses | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.21 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Reelect Jean Azema as Director | Management | For | For |
8 | Reelect Pierre-Andre de Chalendar as Director | Management | For | For |
9 | Reelect Badouin Prot as Director | Management | For | For |
10 | Reelect Louis Schweitzer as Director | Management | For | For |
11 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
12 | Reelect Auditex as Alternate Auditor | Management | For | For |
13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 866,000 | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Approve Employee Stock Purchase Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
17 | Amend Article 22 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VERMILION ENERGY INC MEETING DATE: MAY 06, 2011 | ||||
TICKER: VET SECURITY ID: 923725105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry J. Macdonald | Management | For | For |
1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
1.5 | Elect Director Joseph F. Killi | Management | For | For |
1.6 | Elect Director William F. Madison | Management | For | For |
1.7 | Elect Director Timothy R. Marchant | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WATSCO, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Fedrizzi | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH OPPORTUNITIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ABBOTT LABORATORIES MEETING DATE: APR 29, 2011 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lauren J. Brisky | Management | For | For |
2 | Elect Director Archie M. Griffin | Management | For | For |
3 | Elect Director Elizabeth M. Lee | Management | For | For |
4 | Elect Director Michael E. Greenlees | Management | For | For |
5 | Elect Director Kevin S. Huvane | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
ACME PACKET, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALKERMES, INC. MEETING DATE: OCT 05, 2010 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | Withhold |
1.2 | Elect Director Floyd E. Bloom | Management | For | For |
1.3 | Elect Director Robert A. Breyer | Management | For | For |
1.4 | Elect Director Geraldine Henwood | Management | For | For |
1.5 | Elect Director Paul J. Mitchell | Management | For | Withhold |
1.6 | Elect Director Richard F. Pops | Management | For | For |
1.7 | Elect Director Alexander Rich | Management | For | For |
1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
1.9 | Elect Director Michael A. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah Dunsire | Management | For | For |
2 | Elect Director Trevor M. Jones | Management | For | For |
3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Maraganore, Ph.D. | Management | For | For |
1.2 | Elect Director Paul R. Schimmel, Ph.D. | Management | For | For |
1.3 | Elect Director Phillip A. Sharp, Ph.D. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARCSIGHT, INC. MEETING DATE: SEP 20, 2010 | ||||
TICKER: ARST SECURITY ID: 039666102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Stanton McKee, Jr. | Management | For | For |
1.2 | Elect Director Thomas Reilly | Management | For | For |
1.3 | Elect Director Roger S. Siboni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAR 18, 2011 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. L. Beck as Director | Management | For | For |
1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
1.3 | Elect D. J. Carty as Director | Management | For | For |
1.4 | Elect G. Cisneros as Director | Management | For | For |
1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
1.6 | Elect R. M. Franklin as Director | Management | For | For |
1.7 | Elect J. B. Harvey as Director | Management | For | For |
1.8 | Elect D. Moyo as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A. W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S. J. Shapiro as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
3 | Elect Director Thomas T. Stallkamp | Management | For | For |
4 | Elect Director Albert P.L. Stroucken | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | Against |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | Against |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BEST BUY CO., INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Sanjay Khosla | Management | For | For |
1.3 | Elect Director George L. Mikan III | Management | For | For |
1.4 | Elect Director Matthew H. Paull | Management | For | For |
1.5 | Elect Director Richard M. Schulze | Management | For | For |
1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Range for Size of the Board | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 18, 2011 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article | Management | For | For |
2 | Amend Article 7 | Management | For | For |
3 | Amend Article 20 | Management | For | For |
4 | Amend Article 29 | Management | For | For |
5 | Amend Article 61 | Management | For | For |
6 | Amend Article 63 | Management | For | For |
7 | Amend Article 64 | Management | For | For |
8 | Amend Article 65 | Management | For | For |
9 | Amend Articles | Management | For | For |
10 | Amend Article 5 | Management | For | For |
11 | Amend Article 16 | Management | For | For |
12 | Amend Article 18 | Management | For | For |
13 | Amend Articles | Management | For | For |
14 | Amend Article 29 and 38 | Management | For | For |
15 | Amend Article 34 | Management | For | For |
16 | Amend Article 38 | Management | For | For |
17 | Amend Article 45 | Management | For | For |
18 | Amend Article 47 | Management | For | For |
19 | Amend Articles 69 and 70 | Management | For | For |
20 | Amend Article 70 | Management | For | For |
21 | Amend Article 74 | Management | For | For |
22 | Amend Article 73 | Management | For | For |
23 | Amend Articles | Management | For | For |
24 | Amend Articles | Management | For | For |
25 | Consolidate Bylaws | Management | For | For |
26 | Amend Stock Option Plan | Management | For | Against |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 18, 2011 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director Robert W. MacDonald | Management | For | For |
1.3 | Elect Director J. Oliver Maggard | Management | For | For |
1.4 | Elect Director James M. Damian | Management | For | For |
1.5 | Elect Director Dale M. Applequist | Management | For | For |
1.6 | Elect Director Warren E. Mack | Management | For | For |
1.7 | Elect Director Michael P. Johnson | Management | For | For |
1.8 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAMECO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: CCO SECURITY ID: 13321L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
2.1 | Elect Director Daniel Camus | Management | For | For |
2.2 | Elect Director John H. Clappison | Management | For | For |
2.3 | Elect Director Joe F. Colvin | Management | For | For |
2.4 | Elect Director James R. Curtiss | Management | For | For |
2.5 | Elect Director Donald H.F. Deranger | Management | For | For |
2.6 | Elect DirectorJames K. Gowans | Management | For | For |
2.7 | Elect Director Timothy S. Gitzel | Management | For | For |
2.8 | Elect Director Gerald W. Grandey | Management | For | For |
2.9 | Elect Director Nancy E. Hopkins | Management | For | For |
2.10 | Elect Director Oyvind Hushovd | Management | For | For |
2.11 | Elect Director A. Anne McLellan | Management | For | For |
2.12 | Elect Director A. Neil McMillan | Management | For | Withhold |
2.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend By-Laws | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CELGENE CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Michael D. Casey | Management | For | For |
1.3 | Elect Director Carrie S. Cox | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director Michael A. Friedman | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CEPHEID MEETING DATE: APR 26, 2011 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Easton | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr., M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Montgomery F. Moran | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 27, 2011 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard M. Libenson | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEERE & COMPANY MEETING DATE: FEB 23, 2011 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
2 | Elect Director Dipak C. Jain | Management | For | For |
3 | Elect Director Joachim Milberg | Management | For | For |
4 | Elect Director Richard B. Myers | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
DIRECTV MEETING DATE: APR 28, 2011 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Dillon | Management | For | For |
1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Elect Director Mellody Hobson | Management | For | For |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | For |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ELAN CORPORATION PLC MEETING DATE: MAY 26, 2011 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Robert Ingram as Director | Management | For | For |
3 | Reelect Giles Kerr as Director | Management | For | For |
4 | Reelect Kieran McGowan as Director | Management | For | For |
5 | Reelect Kyran McLaughlin as Director | Management | For | For |
6 | Reelect Dennis Selkoe as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ENDOCYTE, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: ECYT SECURITY ID: 29269A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Aplin, Ph.D. | Management | For | For |
1.2 | Elect Director Douglas G. Bailey | Management | For | For |
1.3 | Elect Director Philip S. Low, Ph.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | Against |
2 | Elect Director Charles R. Crisp | Management | For | Against |
3 | Elect Director James C. Day | Management | For | Against |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | Against |
6 | Elect Director Donald F. Textor | Management | For | Against |
7 | Elect Director Frank G. Wisner | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Pro-Rata Vesting on Equity Plans | Shareholder | Against | Against |
12 | Report on Political Contributions | Shareholder | Against | Abstain |
EXELIXIS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank McCormick | Management | For | For |
1.2 | Elect Director Michael M. Morrissey | Management | For | For |
1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
1.4 | Elect Director George A. Scangos | Management | For | For |
1.5 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
F5 NETWORKS, INC. MEETING DATE: MAR 14, 2011 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Chapple | Management | For | For |
2 | Elect Director A. Gary Ames | Management | For | For |
3 | Elect Director Scott Thompson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FIRST SOLAR, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | For |
1.8 | Elect Director Michael Sweeney | Management | For | For |
1.9 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Maury Devine | Management | For | For |
2 | Elect Director John T. Gremp | Management | For | For |
3 | Elect Director Thomas M. Hamilton | Management | For | For |
4 | Elect Director Richard A. Pattarozzi | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 10, 2011 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director Michael J. Mardy | Management | For | For |
1.3 | Elect Director David E. Moran | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HERBALIFE LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E.E. Holiday | Management | For | For |
2 | Elect Director J.H. Mullin | Management | For | For |
3 | Elect Director F.B. Walker | Management | For | For |
4 | Elect Director R.N. Wilson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HOSPIRA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director F. Michael Ball | Management | For | For |
3 | Elect Director Jacque J. Sokolov | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
5 | Reduce Supermajority Vote Requirement for By-law Amendments | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Certificate of Incorporation Amendments | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HYATT HOTELS CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: H SECURITY ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Pritzker | Management | For | For |
1.2 | Elect Director James H. Wooten, Jr. | Management | For | For |
1.3 | Elect Director Byron D. Trott | Management | For | For |
1.4 | Elect Director Richard C. Tuttle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMMUNOMEDICS, INC. MEETING DATE: DEC 01, 2010 | ||||
TICKER: IMMU SECURITY ID: 452907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Goldenberg | Management | For | For |
2 | Elect Director Cynthia L. Sullivan | Management | For | For |
3 | Elect Director Morton Coleman | Management | For | For |
4 | Elect Director Brian A. Markison | Management | For | Against |
5 | Elect Director Mary E. Paetzold | Management | For | Against |
6 | Elect Director Don C. Stark | Management | For | For |
7 | Elect Director Kenneth J. Zuerblis | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
INTERMUNE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Thomas A. Lacey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ITT CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITT SECURITY ID: 450911102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Loranger | Management | For | For |
1.2 | Elect Director Curtis J. Crawford | Management | For | For |
1.3 | Elect Director Christina A. Gold | Management | For | For |
1.4 | Elect Director Ralph F. Hake | Management | For | For |
1.5 | Elect Director John J. Hamre | Management | For | For |
1.6 | Elect Director Paul J. Kern | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Surya N. Mohapatra | Management | For | For |
1.9 | Elect Director Linda S. Sanford | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: JBLU SECURITY ID: 477143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barger | Management | For | For |
1.2 | Elect Director Jens Bischof | Management | For | For |
1.3 | Elect Director Peter Boneparth | Management | For | For |
1.4 | Elect Director David Checketts | Management | For | For |
1.5 | Elect Director Virginia Gambale | Management | For | For |
1.6 | Elect Director Stephan Gemkow | Management | For | For |
1.7 | Elect Director Stanley McChrystal | Management | For | For |
1.8 | Elect Director Joel Peterson | Management | For | For |
1.9 | Elect Director Ann Rhoades | Management | For | For |
1.10 | Elect Director Frank Sica | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Neal Black | Management | For | For |
1.2 | Elect Director Robert N. Wildrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Barker | Management | For | For |
1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
1.3 | Elect Director Judith L. Swain | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Benson | Management | For | For |
1.2 | Elect Director Michael J. Christenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LPL INVESTMENT HOLDINGS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LPLA SECURITY ID: 50213H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Casady | Management | For | For |
1.2 | Elect Director James S. Putnam | Management | For | For |
1.3 | Elect Director Richard W. Boyce | Management | For | For |
1.4 | Elect Director John J. Brennan | Management | For | For |
1.5 | Elect Director Erik D. Ragatz | Management | For | For |
1.6 | Elect Director James S. Riepe | Management | For | For |
1.7 | Elect Director Richard P. Schifter | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.9 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Stock Split | Management | For | For |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MAP PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MAPP SECURITY ID: 56509R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Freund | Management | For | For |
1.2 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDTRONIC, INC. MEETING DATE: AUG 25, 2010 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director William A. Hawkins | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.11 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METABOLIX, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MBLX SECURITY ID: 591018809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay Kouba, Ph.D. | Management | For | Withhold |
1.2 | Elect Director Oliver P. Peoples, Ph.D. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MOLYCORP INC (DE) MEETING DATE: JUN 01, 2011 | ||||
TICKER: MCP SECURITY ID: 608753109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell D. Ball | Management | For | For |
1.2 | Elect Director Charles R. Henry | Management | For | For |
1.3 | Elect Director Jack E. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
1.2 | Elect Director Peter Barton Hutt | Management | For | For |
1.3 | Elect Director Bruce Downey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONGOLIAN MINING CORP MEETING DATE: JUN 21, 2011 | ||||
TICKER: 00975 SECURITY ID: G6264V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2a | Reelect Odjargal Jambaljamts as an Executive Director | Management | For | For |
2b | Reelect Battsengel Gotov as an Executive Director | Management | For | For |
2c | Reelect Batsaikhan Purev as a Non-Executive Director | Management | For | For |
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | Management | For | For |
2e | Reelect Gantumur Lingov as a Non-Executive Director | Management | For | For |
2f | Approve Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MYREXIS INC MEETING DATE: NOV 11, 2010 | ||||
TICKER: MYRX SECURITY ID: 62856H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian N. Hobden | Management | For | For |
1.2 | Elect Director Timothy R. Franson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NETAPP, INC. MEETING DATE: AUG 31, 2010 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NIKE, INC. MEETING DATE: SEP 20, 2010 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill K. Conway | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director John C. Lechleiter | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director M. Truman Hunt | Management | For | For |
1.3 | Elect Director Patricia A. Negron | Management | For | For |
1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
1.5 | Elect Director Daniel W. Campbell | Management | For | For |
1.6 | Elect Director Andrew D. Lipman | Management | For | For |
1.7 | Elect Director Thomas R. Pisano | Management | For | For |
1.8 | Elect Director David D. Ussery | Management | For | For |
1.9 | Elect Director E.J. Garn | Management | For | For |
1.10 | Elect Director Steven J. Lund | Management | For | For |
1.11 | Elect Director Blake M. Roney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Victoria F. Haynes | Management | For | For |
1.3 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OPENTABLE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Gurley | Management | For | For |
1.2 | Elect Director Daniel Meyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: AUG 12, 2010 | ||||
TICKER: PETR4 SECURITY ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | Management | For | For |
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda's Valuation Report | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS MEETING DATE: APR 28, 2011 | ||||
TICKER: PETR4 SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Directors | Management | For | Abstain |
5 | Elect Board Chairman | Management | For | For |
6 | Elect Fiscal Council Members | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
1 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
PHARMASSET, INC. MEETING DATE: MAR 23, 2011 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carney | Management | For | For |
1.2 | Elect Director P. Schaefer Price | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars Bjork | Management | For | For |
1.2 | Elect Director Bruce Golden | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RAMBUS INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director P. Michael Farmwald, Ph.D. | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director David Shrigley | Management | For | For |
1.5 | Elect Director Eric Stang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REALPAGE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Christine A. Poon | Management | For | For |
1.4 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Moos, Ph.D. | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director David W. Gryska | Management | For | For |
1.3 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SIGNATURE BANK MEETING DATE: APR 28, 2011 | ||||
TICKER: SBNY SECURITY ID: 82669G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Joseph J. Depaolo | Management | For | For |
1.3 | Elect Director Alfred B. Delbello | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SILICON IMAGE, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Raduchel | Management | For | For |
1.2 | Elect Director Camillo Martino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Linda Walker Bynoe | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Karen N. Horn | Management | For | For |
5 | Elect Director Allan Hubbard | Management | For | For |
6 | Elect Director Reuben S. Leibowitz | Management | For | For |
7 | Elect Director Daniel C. Smith | Management | For | For |
8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUCCESSFACTORS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Harris, Jr. | Management | For | For |
2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Robert F. MacLellan | Management | For | For |
7 | Elect Director Brian C. Rogers | Management | For | For |
8 | Elect Director Alfred Sommer | Management | For | For |
9 | Elect Director Dwight S. Taylor | Management | For | For |
10 | Elect Director Anne Marie Whittemore | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director John B Goodrich | Management | For | For |
1.3 | Elect Director David C Nagel | Management | For | For |
1.4 | Elect Director Henry R Nothhaft | Management | For | For |
1.5 | Elect Director Kevin G Rivette | Management | For | For |
1.6 | Elect Director Robert A Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ramsey | Management | For | For |
1.2 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
TIVO INC. MEETING DATE: AUG 04, 2010 | ||||
TICKER: TIVO SECURITY ID: 888706108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.2 | Elect Director William Cella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TRANSITION THERAPEUTICS INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: TTH SECURITY ID: 893716209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Ashton, Paul Baehr, Tony Cruz, Christopher M. Henley and Gary W. Pace as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Bertini | Management | For | For |
2 | Elect Director Rita Bornstein | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director E. V. Goings | Management | For | For |
5 | Elect Director Clifford J. Grum | Management | For | For |
6 | Elect Director Joe R. Lee | Management | For | For |
7 | Elect Director Bob Marbut | Management | For | For |
8 | Elect Director Angel R. Martinez | Management | For | For |
9 | Elect Director Antonio Monteiro de Castro | Management | For | For |
10 | Elect Director Robert J. Murray | Management | For | For |
11 | Elect Director David R. Parker | Management | For | For |
12 | Elect Director Joyce M. Roche | Management | For | For |
13 | Elect Director J. Patrick Spainhour | Management | For | For |
14 | Elect Director M. Anne Szostak | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Ann M. Livermore | Management | For | For |
8 | Elect Director Rudy H.P. Markham | Management | For | For |
9 | Elect Director Clark T. Randt, Jr. | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director Carol B. Tome | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VERA BRADLEY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: VRA SECURITY ID: 92335C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Kyees | Management | For | For |
1.2 | Elect Director Michael C. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Charles R. Rinehart | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VONAGE HOLDINGS CORP. MEETING DATE: JUN 09, 2011 | ||||
TICKER: VG SECURITY ID: 92886T201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc P. Lefar | Management | For | Withhold |
1.2 | Elect Director John J. Roberts | Management | For | Withhold |
1.3 | Elect Director Carl Sparks | Management | For | For |
1.4 | Elect Director Joseph M. Redling | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: NOV 18, 2010 | ||||
TICKER: ACW SECURITY ID: 00439T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCURIDE CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: ACW SECURITY ID: 00439T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
1.2 | Elect Director Richard F. Dauch | Management | For | For |
1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
1.5 | Elect Director William M. Lasky | Management | For | For |
1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
1.7 | Elect Director John W. Risner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AERCAP HOLDINGS NV MEETING DATE: MAY 18, 2011 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
CEDAR FAIR, L.P. MEETING DATE: JAN 11, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1 | Require Independent Board Chairman | Shareholder | Against | Against |
2 | Amend Partnership Agreement | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
2 | Amend Partnership Agreement | Shareholder | For | Did Not Vote |
CEDAR FAIR, L.P. MEETING DATE: JUN 02, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
2 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
DANA HOLDING CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Devine | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
1.4 | Elect Director Richard F. Wallman | Management | For | For |
1.5 | Elect Director Keith E. Wandell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Kenneth B. Woodrow | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
EL PASO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juan Carlos Braniff | Management | For | For |
2 | Elect Director David W. Crane | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Robert W. Goldman | Management | For | For |
5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
6 | Elect Director Thomas R. Hix | Management | For | For |
7 | Elect Director Ferrell P. McClean | Management | For | For |
8 | Elect Director Timothy J. Probert | Management | For | For |
9 | Elect Director Steven J. Shapiro | Management | For | For |
10 | Elect Director J. Michael Talbert | Management | For | For |
11 | Elect Director Robert F. Vagt | Management | For | For |
12 | Elect Director John L. Whitmire | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
EXIDE TECHNOLOGIES MEETING DATE: SEP 15, 2010 | ||||
TICKER: XIDE SECURITY ID: 302051206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert F. Aspbury | Management | For | For |
1.2 | Elect Director James R. Bolch | Management | For | For |
1.3 | Elect Director Michael R. D'Appolonia | Management | For | For |
1.4 | Elect Director David S. Ferguson | Management | For | For |
1.5 | Elect Director John O'Higgins | Management | For | For |
1.6 | Elect Director Dominic J. Pileggi | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
1.9 | Elect Director Carroll R. Wetzel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
GEORGIA GULF CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: GGC SECURITY ID: 373200302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne C. Sales | Management | For | Withhold |
1.2 | Elect Director Robert M. Gervis | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
GRAY TELEVISION, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: GTN SECURITY ID: 389375106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Boger | Management | For | For |
1.2 | Elect Director Ray M. Deaver | Management | For | For |
1.3 | Elect Director T. L. Elder | Management | For | For |
1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.5 | Elect Director William E. Mayher, III | Management | For | For |
1.6 | Elect Director Zell B. Miller | Management | For | For |
1.7 | Elect Director Howell W. Newton | Management | For | For |
1.8 | Elect Director Hugh E. Norton | Management | For | For |
1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.10 | Elect Director Harriett J. Robinson | Management | For | For |
1.11 | Elect Director J. Mack Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ICO GLOBAL COMMUNICATIONS (HOLDINGS) LIMITED MEETING DATE: JUN 14, 2011 | ||||
TICKER: ICOG SECURITY ID: 44930K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Emerson | Management | For | For |
1.2 | Elect Director Richard P. Fox | Management | For | For |
1.3 | Elect Director Nicolas Kauser | Management | For | For |
1.4 | Elect Director Craig O. McCaw | Management | For | Withhold |
1.5 | Elect Director R. Gerard Salemme | Management | For | For |
1.6 | Elect Director Stuart M. Sloan | Management | For | For |
1.7 | Elect Director H. Brian Thompson | Management | For | For |
1.8 | Elect Director Benjamin G. Wolff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ICO GLOBAL COMMUNICATIONS HOLDINGS MEETING DATE: DEC 13, 2010 | ||||
TICKER: ICOG SECURITY ID: 44930K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Emerson | Management | For | For |
1.2 | Elect Director Richard P. Fox | Management | For | For |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Craig O. McCaw | Management | For | Withhold |
1.5 | Elect Director Barry L. Rowan | Management | For | Withhold |
1.6 | Elect Director R. Gerard Salemme | Management | For | For |
1.7 | Elect Director Stuart M. Sloan | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
1.9 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MACY'S, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: MPEL SECURITY ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu as Independent Auditors | Management | For | For |
NORTEK, INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: NTKS SECURITY ID: 656559309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Coleman | Management | For | For |
1.2 | Elect Director Thomas A. Keenan | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
NORTEK, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NTKS SECURITY ID: 656559309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
1.2 | Elect Director Joseph M. Cianciolo | Management | For | For |
1.3 | Elect Director James B. Hirshorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
REVLON, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: REV SECURITY ID: 761525708 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Paul J. Bohan | Management | For | For |
1.4 | Elect Director Alan T. Ennis | Management | For | For |
1.5 | Elect Director Meyer Feldberg | Management | For | For |
1.6 | Elect Director David L. Kennedy | Management | For | For |
1.7 | Elect Director Debra L. Lee | Management | For | For |
1.8 | Elect Director Tamara Mellon | Management | For | For |
1.9 | Elect Director Barry F. Schwartz | Management | For | For |
1.10 | Elect Director Richard J. Santagati | Management | For | For |
1.11 | Elect Director Kathi P. Seifert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RURAL/METRO CORPORATION MEETING DATE: DEC 08, 2010 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Conrad A. Conrad | Management | For | Withhold |
1.2 | Elect Director Earl P. Holland | Management | For | Withhold |
1.3 | Elect Director Michael P. DiMino | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SABRA HEALTH CARE REIT, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: SBRA SECURITY ID: 78573L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig A. Barbarosh | Management | For | For |
2 | Elect Director Robert A. Ettl | Management | For | For |
3 | Elect Director Michael J. Foster | Management | For | For |
4 | Elect Director Richard K. Matros | Management | For | For |
5 | Elect Director Milton J. Walters | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEALY CORPORATION MEETING DATE: APR 14, 2011 | ||||
TICKER: ZZ SECURITY ID: 812139301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon E. Brown | Management | For | For |
1.2 | Elect Director Deborah G. Ellinger | Management | For | For |
1.3 | Elect Director James W. Johnston | Management | For | For |
1.4 | Elect Director Gary E. Morin | Management | For | For |
1.5 | Elect Director Dean B. Nelson | Management | For | For |
1.6 | Elect Director Paul J. Norris | Management | For | For |
1.7 | Elect Director John B. Replogle | Management | For | For |
1.8 | Elect Director Richard W. Roedel | Management | For | For |
1.9 | Elect Director Lawrence J. Rogers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SPANISH BROADCASTING SYSTEM, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: SBSA SECURITY ID: 846425882 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alarcon, Jr. | Management | For | Did Not Vote |
1.2 | Elect Director Joseph A. Garcia | Management | For | Did Not Vote |
1.3 | Elect Director Jose A. Villamil | Management | For | Did Not Vote |
1.4 | Elect Director Mitchell A. Yelen | Management | For | Did Not Vote |
1.5 | Elect Director Manuel E. Machado | Management | For | Did Not Vote |
1.6 | Elect Director Jason L. Shrinsky | Management | For | Did Not Vote |
2 | Approve Reverse Stock Split | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
SPANSION INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Mitchell | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TPC GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: TPCG SECURITY ID: 89236Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Allspach | Management | For | For |
1.2 | Elect Director James A. Cacioppo | Management | For | For |
1.3 | Elect Director Michael E. Ducey | Management | For | For |
1.4 | Elect Director Richard B. Marchese | Management | For | For |
1.5 | Elect Director Michael T. McDonnell | Management | For | For |
1.6 | Elect Director Jeffrey M. Nodland | Management | For | For |
1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UNISYS CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director James J. Duderstadt | Management | For | For |
3 | Elect Director Henry C. Duques | Management | For | For |
4 | Elect Director Matthew J. Espe | Management | For | For |
5 | Elect Director Denise K. Fletcher | Management | For | For |
6 | Elect Director Leslie F. Kenne | Management | For | For |
7 | Elect Director Charles B. McQuade | Management | For | For |
8 | Elect Director Paul E. Weaver | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William C. McCormick | Management | For | For |
1.9 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.10 | Elect Director John K. Pruellage | Management | For | For |
1.11 | Elect Director David M. Sindelar | Management | For | For |
1.12 | Elect Director Christopher J. Steffen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
VOTE SUMMARY REPORT
FIDELITY ADVISOR LARGE CAP FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 09, 2010 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Jung | Management | For | For |
1.2 | Elect Director David C. Scott | Management | For | For |
1.3 | Elect Director Michael J. Sheridan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ABBOTT LABORATORIES MEETING DATE: APR 29, 2011 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
ACCENTURE PLC MEETING DATE: FEB 03, 2011 | ||||
TICKER: CSA SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
6 | Reelect Pierre Nanterme as a Director | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AERCAP HOLDINGS NV MEETING DATE: MAY 18, 2011 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AIR LEASE CORP MEETING DATE: MAR 31, 2011 | ||||
TICKER: AL SECURITY ID: 00912X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.2 | Elect Director John G. Danhakl | Management | For | For |
1.3 | Elect Director Matthew J. Hart | Management | For | For |
1.4 | Elect Director Robert A. Milton | Management | For | For |
1.5 | Elect Director Michel M.R.G. Peretie | Management | For | For |
1.6 | Elect Director John L. Plueger | Management | For | For |
1.7 | Elect Director Antony P. Ressler | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Ian M. Saines | Management | For | For |
1.10 | Elect Director Ronald D. Sugar | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMYRIS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMRS SECURITY ID: 03236M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samir Kaul | Management | For | For |
1.2 | Elect Director Carole Piwnica | Management | For | For |
1.3 | Elect Director Fernando Reinach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 04, 2010 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Pierre Dufour | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Victoria F. Haynes | Management | For | For |
6 | Elect Director Antonio Maciel Neto | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2011 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BEBE STORES, INC. MEETING DATE: OCT 29, 2010 | ||||
TICKER: BEBE SECURITY ID: 075571109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manny Mashouf | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director Cynthia Cohen | Management | For | For |
1.4 | Elect Director Corrado Federico | Management | For | For |
1.5 | Elect Director Caden Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BEIERSDORF AG MEETING DATE: APR 21, 2011 | ||||
TICKER: BEI SECURITY ID: D08792109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Amend Articles Re: Location of General Meeting | Management | For | For |
7 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 27, 2011 | ||||
TICKER: BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Patrick Buffet as Director | Management | For | For |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
8 | Reelect Pierre Hessler as Director | Management | For | For |
9 | Reelect Aldo Cardoso as Director | Management | For | For |
10 | Elect Barbara Vernicos as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CEVA, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CEVA SECURITY ID: 157210105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
1.8 | Elect Director Gideon Wertheizer | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 06, 2011 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director J. Pedro Reinhard | Management | For | For |
9 | Elect Director Stephen I. Sadove | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COVANTA HOLDING CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: CVA SECURITY ID: 22282E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Anthony J. Orlando | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Robert S. Silberman | Management | For | For |
1.9 | Elect Director Jean Smith | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREDIT SUISSE GROUP AG MEETING DATE: APR 29, 2011 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Against |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | For |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | For |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | For |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | For |
5.2 | Amend Articles Re: Contributions in Kind | Management | For | For |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
6.1.2 | Reelect Jean Lanier as Director | Management | For | For |
6.1.3 | Reelect Anton van Rossum as Director | Management | For | For |
6.2 | Ratify KPMG AG as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Against |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Kenneth B. Woodrow | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
DENNY'S CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: DENN SECURITY ID: 24869P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregg R. Dedrick | Management | For | For |
2 | Elect Director Brenda J. Lauderback | Management | For | For |
3 | Elect Director Robert E. Marks | Management | For | For |
4 | Elect Director John C. Miller | Management | For | For |
5 | Elect Director Louis P. Neeb | Management | For | For |
6 | Elect Director Donald C. Robinson | Management | For | For |
7 | Elect Director Donald R. Shepherd | Management | For | For |
8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
9 | Elect Director Laysha Ward | Management | For | For |
10 | Elect Director F. Mark Wolfinger | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A MEETING DATE: DEC 17, 2010 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 1:3 Stock Split | Management | For | For |
2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ECOLAB INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Barbara J. Beck | Management | For | For |
3 | Elect Director Jerry W. Levin | Management | For | For |
4 | Elect Director Robert L. Lumpkins | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EUROFINS SCIENTIFIC SE MEETING DATE: JUN 01, 2011 | ||||
TICKER: ERF SECURITY ID: F3322K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses and Dividends of EUR 0.20 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding New Related-Party Transaction | Management | For | For |
5 | Acknowledge Auditors' Special Report Regarding Ongoing Related-Party Transactions | Management | For | For |
6 | Authorize Related-Party Transactions Not Approved because of Insufficient Quorum Be Submitted to Vote at Second Call General Meetings | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800,000 | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800,000 | Management | For | For |
13 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 800,000 | Management | For | For |
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 11, 12 and 13 at EUR 800,000 | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | Against |
18 | Approve Issuance of 12,440 Shares for a Private Placement | Management | For | For |
19 | Eliminate Preemptive Rights Pursuant to Item 18 Above in Favor of Tilman Burggraef, Thomas Henk, Manfred Lux and Hans Jurgen Sprengard | Management | For | For |
20 | Delegation of Powers to the Board to Execute all Formalities Pursuant to Share Issuance Under Items 18 and 19 Above and Amend Bylaws Accordingly | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director Mark A. Mccollum | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: APR 28, 2011 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8b | Receive Auditor's and Auditing Committee's Reports | Management | None | None |
8c | Receive Chairman's Report About Board Work | Management | None | None |
8d | Receive Report of the Chairman of the Nominating Committee | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Other Members; Approve Remuneration for Committe Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker Schorling, and Christian Sievert as Directors | Management | For | Did Not Vote |
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Amend Articles of Association to Comply with the New Swedish Companies Act | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Zeglis | Management | For | For |
1.2 | Elect Director William L. Armstrong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Declassify the Board of Directors | Shareholder | Against | For |
HENGDELI HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 03389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HOSPIRA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director F. Michael Ball | Management | For | For |
3 | Elect Director Jacque J. Sokolov | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
5 | Reduce Supermajority Vote Requirement for By-law Amendments | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Certificate of Incorporation Amendments | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 01, 2011 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Janice Chaffin | Management | For | For |
1.3 | Elect Director Greg Creed | Management | For | For |
1.4 | Elect Director Patti S. Hart | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director David E. Roberson | Management | For | For |
1.7 | Elect Director Vincent L. Sadusky | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INVERNESS MEDICAL INNOVATIONS, INC. MEETING DATE: JUL 14, 2010 | ||||
TICKER: ALR SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Khederian | Management | For | For |
1.2 | Elect Director David Scott | Management | For | For |
1.3 | Elect Director Peter Townsend | Management | For | For |
1.4 | Elect Director Eli Y. Adashi | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KB HOME MEETING DATE: APR 07, 2011 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Electi Director Michael G. Mccaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Leslie Moonves | Management | For | For |
10 | Elect Director Luis G. Nogales | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KELLOGG COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KKR FINANCIAL HOLDINGS LLC MEETING DATE: APR 27, 2011 | ||||
TICKER: KFN SECURITY ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
1.3 | Elect Director Paul M. Hazen | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Ross J. Kari | Management | For | For |
1.6 | Elect Director Ely L. Licht | Management | For | For |
1.7 | Elect Director Deborah H. McAneny | Management | For | For |
1.8 | Elect Director Scott C. Nuttall | Management | For | For |
1.9 | Elect Director Scott A. Ryles | Management | For | For |
1.10 | Elect Director William C. Sonneborn | Management | For | For |
1.11 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
KUEHNE & NAGEL INTERNATIONAL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: KNIN SECURITY ID: H4673L145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LONZA GROUP LTD. MEETING DATE: APR 12, 2011 | ||||
TICKER: LONN SECURITY ID: H50524133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income; Dividend Payment of CHF 2.15 per Share from Free Reserves | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
7.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCCORMICK & SCHMICK'S SEAFOOD RESTAURANTS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: MSSR SECURITY ID: 579793100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Freeman | Management | For | For |
1.2 | Elect Director Douglas L. Schmick | Management | For | For |
1.3 | Elect Director Elliott H. Jurgensen, Jr. | Management | For | For |
1.4 | Elect Director James R. Parish | Management | For | For |
1.5 | Elect Director J. Rice Edmonds | Management | For | For |
1.6 | Elect Director Christine F. Deputy Ott | Management | For | For |
1.7 | Elect Director Eric P. Bauer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MERIDIAN BIOSCIENCE, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VIVO SECURITY ID: 589584101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James M. Anderson | Management | For | Against |
2 | Elect Director John A. Kraeutler | Management | For | For |
3 | Elect Director Gary P. Kreider | Management | For | For |
4 | Elect Director William J. Motto | Management | For | For |
5 | Elect Director David C. Phillips | Management | For | Against |
6 | Elect Director Robert J. Ready | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
MGIC INVESTMENT CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.2 | Elect Director Daniel P. Kearney | Management | For | For |
1.3 | Elect Director Donald T. Nicolaisen | Management | For | For |
2 | Elect Director Mark M. Zandi | Management | For | For |
3 | Elect Director Bruce L. Koepfgen | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
MICHAEL PAGE INTERNATIONAL PLC MEETING DATE: MAY 20, 2011 | ||||
TICKER: MPI SECURITY ID: G68694119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Adrian Montague as Director | Management | For | For |
4 | Re-elect Steve Ingham as Director | Management | For | For |
5 | Re-elect Charles-Henri Dumon as Director | Management | For | For |
6 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
7 | Re-elect Tim Miller as Director | Management | For | For |
8 | Re-elect Stephen Puckett as Director | Management | For | For |
9 | Re-elect Hubert Reid as Director | Management | For | For |
10 | Elect Reg Sindall as Director | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MSCI INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Benjamin F. duPont | Management | For | For |
2 | Elect Director Henry A. Fernandez | Management | For | For |
3 | Elect Director Alice W. Handy | Management | For | For |
4 | Elect Director Catherine R. Kinney | Management | For | For |
5 | Elect Director Linda H. Riefler | Management | For | For |
6 | Elect Director George W. Siguler | Management | For | For |
7 | Elect Director Scott M. Sipprelle | Management | For | For |
8 | Elect Director Patrick Tierney | Management | For | For |
9 | Elect Director Rodolphe M. Vallee | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director M. Truman Hunt | Management | For | For |
1.3 | Elect Director Patricia A. Negron | Management | For | For |
1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
1.5 | Elect Director Daniel W. Campbell | Management | For | For |
1.6 | Elect Director Andrew D. Lipman | Management | For | For |
1.7 | Elect Director Thomas R. Pisano | Management | For | For |
1.8 | Elect Director David D. Ussery | Management | For | For |
1.9 | Elect Director E.J. Garn | Management | For | For |
1.10 | Elect Director Steven J. Lund | Management | For | For |
1.11 | Elect Director Blake M. Roney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OFFICE DEPOT, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Neil R. Austrian | Management | For | For |
2 | Elect Director Justin Bateman | Management | For | For |
3 | Elect Director Thomas J. Colligan | Management | For | For |
4 | Elect Director Marsha J. Evans | Management | For | For |
5 | Elect Director David I. Fuente | Management | For | For |
6 | Elect Director Brenda J. Gaines | Management | For | For |
7 | Elect Director Myra M. Hart | Management | For | For |
8 | Elect Director W. Scott Hedrick | Management | For | For |
9 | Elect Director Kathleen Mason | Management | For | For |
10 | Elect Director James S. Rubin | Management | For | For |
11 | Elect Director Raymond Svider | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACIFIC BIOSCIENCES OF CALIFORNIA MEETING DATE: JUN 23, 2011 | ||||
TICKER: PACB SECURITY ID: 69404D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh C. Martin | Management | For | For |
1.2 | Elect Director Brook Byers | Management | For | For |
1.3 | Elect Director Susan Siegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PANDORA HOLDING CO MEETING DATE: APR 08, 2011 | ||||
TICKER: PNDORA SECURITY ID: K7681L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 in the Amount of DKK 2.6 Million for Chairman; DKK 750,000 for Deputy Chairman; DKK 500,000 for Other Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income | Management | For | Did Not Vote |
5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
6.1 | Approve Remuneration Policy for Executive Management and Directors | Management | For | Did Not Vote |
6.2 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
7.1 | Elect Allan Leighton as Director | Management | For | Did Not Vote |
7.2 | Elect Torben Sorensen as Director | Management | For | Did Not Vote |
7.3 | Elect Andrea Alvey as Director | Management | For | Did Not Vote |
7.4 | Elect Marcello Bottoli as Director | Management | For | Did Not Vote |
7.5 | Elect Sten Daugaard as Director | Management | For | Did Not Vote |
7.6 | Elect Povl Frigast as Director | Management | For | Did Not Vote |
7.7 | Elect Erik Jensen as Director | Management | For | Did Not Vote |
7.8 | Elect Nikolaj Vejlsgaard as Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
9 | Other Business | Management | None | None |
PAYCHEX, INC. MEETING DATE: OCT 13, 2010 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director David J. S. Flaschen | Management | For | For |
3 | Elect Director Grant M. Inman | Management | For | For |
4 | Elect Director Pamela A. Joseph | Management | For | For |
5 | Elect Director Joseph M. Tucci | Management | For | For |
6 | Elect Director Joseph M. Velli | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PERKINELMER, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | For |
5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | For |
7 | Elect Director Kenton J. Sicchitano | Management | For | For |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
POLYPORE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: PPO SECURITY ID: 73179V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POOL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PORSCHE AUTOMOBIL HOLDING SE MEETING DATE: NOV 30, 2010 | ||||
TICKER: PAH3 SECURITY ID: D6240C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUANEX BUILDING PRODUCTS CORPORATION MEETING DATE: FEB 24, 2011 | ||||
TICKER: NX SECURITY ID: 747619104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan F. Davis | Management | For | For |
1.2 | Elect Director Joseph D. Rupp | Management | For | For |
1.3 | Elect Director Curtis M. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RADIAN GROUP INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Wender | Management | For | For |
1.2 | Elect Director David C. Carney | Management | For | For |
1.3 | Elect Director Howard B. Culang | Management | For | For |
1.4 | Elect Director Lisa W. Hess | Management | For | For |
1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
1.7 | Elect Director James W. Jennings | Management | For | For |
1.8 | Elect Director Ronald W. Moore | Management | For | For |
1.9 | Elect Director Jan Nicholson | Management | For | For |
1.10 | Elect Director Robert W. Richards | Management | For | For |
1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
1.12 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 04, 2011 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.A. Davis | Management | For | For |
1.2 | Elect Director R.E. Eberhart | Management | For | For |
1.3 | Elect Director D. Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SCIQUEST INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: SQI SECURITY ID: 80908T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Buckley | Management | For | For |
1.2 | Elect Director Daniel Gillis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SELECT COMFORT CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCSS SECURITY ID: 81616X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathy Nedorostek | Management | For | For |
1.2 | Elect Director Michael A. Peel | Management | For | For |
1.3 | Elect Director Jean-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Steve Bertamini as Director | Management | For | For |
5 | Re-elect Jaspal Bindra as Director | Management | For | For |
6 | Re-elect Richard Delbridge as Director | Management | For | For |
7 | Re-elect Jamie Dundas as Director | Management | For | For |
8 | Re-elect Val Gooding as Director | Management | For | For |
9 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
10 | Re-elect Simon Lowth as Director | Management | For | For |
11 | Re-elect Rudy Markham as Director | Management | For | For |
12 | Re-elect Ruth Markland as Director | Management | For | For |
13 | Re-elect Richard Meddings as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect John Peace as Director | Management | For | For |
16 | Re-elect Mike Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Paul Skinner as Director | Management | For | For |
19 | Re-elect Oliver Stocken as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Approve 2011 Share Plan | Management | For | Against |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise Market Purchase | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SUCCESSFACTORS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Harris, Jr. | Management | For | For |
2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
1.3 | Elect Director Peter DeSoto | Management | For | For |
1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.5 | Elect Director Henry R. Gibbel | Management | For | For |
1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
1.7 | Elect Director Donald L. Hoffman | Management | For | For |
1.8 | Elect Director Sara G. Kirkland | Management | For | For |
1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
1.11 | Elect Director Scott J. Newkam | Management | For | For |
1.12 | Elect Director E. Susan Piersol | Management | For | For |
1.13 | Elect Director William J. Reuter | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Approve Acquisition | Management | For | For |
9 | Adjourn Meeting | Management | For | Against |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SXC SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PMI GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PMI SECURITY ID: 69344M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy R. Eller | Management | For | For |
1.2 | Elect Director Carmine Guerro | Management | For | For |
1.3 | Elect Director Louis G. Lower, II | Management | For | For |
1.4 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
1.5 | Elect Director Charles R. Rinehart | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director L. Stephen Smith | Management | For | For |
1.8 | Elect Director Jose H. Villarreal | Management | For | For |
1.9 | Elect Director Mary Lee Widener | Management | For | For |
1.10 | Elect Director Ronald H. Zech | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
THE ST. JOE COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TYCO INTERNATIONAL, LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UNILEVER NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
21 | Allow Questions and Close Meeting | Management | None | None |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Miles Jr. | Management | For | For |
1.2 | Elect Director John K. Morgan | Management | For | For |
1.3 | Elect Director James L. Singleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: NOV 18, 2010 | ||||
TICKER: ACW SECURITY ID: 00439T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCURIDE CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: ACW SECURITY ID: 00439T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
1.2 | Elect Director Richard F. Dauch | Management | For | For |
1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
1.5 | Elect Director William M. Lasky | Management | For | For |
1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
1.7 | Elect Director John W. Risner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAR 23, 2011 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALBEMARLE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director William H. Hernandez | Management | For | For |
1.3 | Elect Director R. William Ide III | Management | For | For |
1.4 | Elect Director Richard L. Morrill | Management | For | For |
1.5 | Elect Director Jim W. Nokes | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director Mark C. Rohr | Management | For | For |
1.8 | Elect Director John Sherman, Jr. | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALCATEL LUCENT MEETING DATE: MAY 27, 2011 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director P. Michael Giftos | Management | For | For |
1.7 | Elect Director Joel Richards, III | Management | For | For |
1.8 | Elect Director James F. Roberts | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMERICAN SCIENCE AND ENGINEERING, INC. MEETING DATE: SEP 08, 2010 | ||||
TICKER: ASEI SECURITY ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony R. Fabiano | Management | For | For |
1.2 | Elect Director Denis R. Brown | Management | For | For |
1.3 | Elect Director John A. Gordon | Management | For | For |
1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
1.5 | Elect Director Don R. Kania | Management | For | For |
1.6 | Elect Director Ernest J. Moniz | Management | For | For |
1.7 | Elect Director Mark Thompson | Management | For | For |
1.8 | Elect Director Carl W. Vogt | Management | For | For |
2 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AMR CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director Armando M. Codina | Management | For | For |
1.4 | Elect Director Alberto Ibarguen | Management | For | For |
1.5 | Elect Director Ann M. Korologos | Management | For | For |
1.6 | Elect Director Michael A. Miles | Management | For | Withhold |
1.7 | Elect Director Philip J. Purcell | Management | For | Withhold |
1.8 | Elect Director Ray M. Robinson | Management | For | For |
1.9 | Elect Director Judith Rodin | Management | For | Withhold |
1.10 | Elect Director Matthew K. Rose | Management | For | Withhold |
1.11 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
5 | Elect Rhidwaan Gasant as Director | Management | For | For |
6 | Re-elect Bill Nairn as Director | Management | For | For |
7 | Re-elect Sipho Pityana as Director | Management | For | For |
8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Approve Remuneration Policy | Management | For | For |
15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
ARCH CHEMICALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: ARJ SECURITY ID: 03937R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Campbell | Management | For | For |
1.2 | Elect Director David Lilley | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Boyd | Management | For | For |
1.2 | Elect Director John W. Eaves | Management | For | For |
1.3 | Elect Director David D. Freudenthal | Management | For | For |
1.4 | Elect Director Douglas H. Hunt | Management | For | For |
1.5 | Elect Director J. Thomas Jones | Management | For | For |
1.6 | Elect Director A. Michael Perry | Management | For | For |
1.7 | Elect Director Peter I. Wold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
1.3 | Elect Director Eugene S. Katz | Management | For | For |
1.4 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASSURED GUARANTY LTD. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Patrick W. Kenny as Director | Management | For | For |
1.3 | Elect Robin Monro-Davies as Director | Management | For | For |
1.4 | Elect Michael T. O'Kane as Director | Management | For | For |
1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVIS BUDGET GROUP, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: CAR SECURITY ID: 053774105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald L. Nelson | Management | For | For |
2 | Elect Director Mary C. Choksi | Management | For | For |
3 | Elect Director Leonard S. Coleman | Management | For | For |
4 | Elect Director Martin L. Edelman | Management | For | For |
5 | Elect Director John D. Hardy, Jr. | Management | For | For |
6 | Elect Director Lynn Krominga | Management | For | For |
7 | Elect Director Eduardo G. Mestre | Management | For | For |
8 | Elect Director F. Robert Salerno | Management | For | For |
9 | Elect Director Stender E. Sweeney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BADGER METER, INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: BMI SECURITY ID: 056525108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Dix | Management | For | For |
1.2 | Elect Director Thomas J. Fischer | Management | For | For |
1.3 | Elect Director Gale E. Klappa | Management | For | For |
1.4 | Elect Director Richard A. Meeusen | Management | For | For |
1.5 | Elect Director Andrew J. Policano | Management | For | For |
1.6 | Elect Director Steven J. Smith | Management | For | For |
1.7 | Elect Director John J. Stollenwerk | Management | For | For |
1.8 | Elect Director Todd J. Teske | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Andre | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BELDEN INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: BDC SECURITY ID: 077454106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Aldrich | Management | For | For |
1.2 | Elect Director Lance C. Balk | Management | For | For |
1.3 | Elect Director Judy L. Brown | Management | For | For |
1.4 | Elect Director Bryan C. Cressey | Management | For | For |
1.5 | Elect Director Glenn Kalnasy | Management | For | For |
1.6 | Elect Director Mary S. Mcleod | Management | For | For |
1.7 | Elect Director George Minnich | Management | For | For |
1.8 | Elect Director John M. Monter | Management | For | For |
1.9 | Elect Director Bernard G. Rethore | Management | For | For |
1.10 | Elect Director John S. Stroup | Management | For | For |
1.11 | Elect Director Dean Yoost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
BELO CORP. MEETING DATE: MAY 10, 2011 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Decherd | Management | For | For |
1.2 | Elect Director Dunia A. Shive | Management | For | For |
1.3 | Elect Director M. Anne Szostak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BIGLARI HOLDINGS INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: BH SECURITY ID: 08986R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Executive Incentive Bonus Plan | Management | For | For |
2 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BIGLARI HOLDINGS INC. MEETING DATE: APR 07, 2011 | ||||
TICKER: BH SECURITY ID: 08986R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sardar Biglari | Management | For | For |
1.2 | Elect Director Philip L. Cooley | Management | For | For |
1.3 | Elect Director Kenneth R. Cooper | Management | For | For |
1.4 | Elect Director Ruth J. Person | Management | For | For |
1.5 | Elect Director John W. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.3 | Elect Director John R. Ryan | Management | For | For |
1.4 | Elect Director Vincent Tese | Management | For | For |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: CACI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gordon R. England | Management | For | For |
1.4 | Elect Director James S. Gilmore III | Management | For | For |
1.5 | Elect Director Gregory G. Johnson | Management | For | For |
1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
1.7 | Elect Director J. Phillip London | Management | For | For |
1.8 | Elect Director James L. Pavitt | Management | For | For |
1.9 | Elect Director Warren R. Phillips | Management | For | For |
1.10 | Elect Director Charles P. Revoile | Management | For | For |
1.11 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | None | Against |
CALLAWAY GOLF COMPANY MEETING DATE: MAY 18, 2011 | ||||
TICKER: ELY SECURITY ID: 131193104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Fellows | Management | For | For |
1.2 | Elect Director Samuel H. Armacost | Management | For | For |
1.3 | Elect Director Ronald S. Beard | Management | For | For |
1.4 | Elect Director John C. Cushman, III | Management | For | For |
1.5 | Elect Director Yotaro Kobayashi | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1.8 | Elect Director Richard L. Rosenfield | Management | For | For |
1.9 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 13, 2011 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert G. Bohn | Management | For | For |
2 | Elect Director Terry D. Growcock | Management | For | For |
3 | Elect Director Gregg A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CARRIZO OIL & GAS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CRZO SECURITY ID: 144577103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
1.2 | Elect Director Steven A. Webster | Management | For | For |
1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
1.4 | Elect Director F. Gardner Parker | Management | For | For |
1.5 | Elect Director Roger A. Ramsey | Management | For | For |
1.6 | Elect Director Frank A. Wojtek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CENVEO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CVO SECURITY ID: 15670S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
1.3 | Elect Director Leonard C. Green | Management | For | For |
1.4 | Elect Director Mark J. Griffin | Management | For | For |
1.5 | Elect Director Robert B. Obernier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CHARMING SHOPPES, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: CHRS SECURITY ID: 161133103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael C. Appel | Management | For | For |
1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
1.4 | Elect Director Michael J. Blitzer | Management | For | For |
1.5 | Elect Director Michael Goldstein | Management | For | For |
1.6 | Elect Director Katherine M. Hudson | Management | For | For |
1.7 | Elect Director Bruce J. Klatsky | Management | For | For |
1.8 | Elect Director Paula A. Price | Management | For | For |
1.9 | Elect Director Anthony M. Romano | Management | For | For |
1.10 | Elect Director Alan Rosskamm | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Rosenberg | Management | For | For |
1.2 | Elect Director Enrique F. Senior | Management | For | For |
1.3 | Elect Director Donald G. Soderquist | Management | For | For |
1.4 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLEAN HARBORS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene Banucci | Management | For | For |
1.2 | Elect Director Edward G. Galante | Management | For | For |
1.3 | Elect Director John F. Kaslow | Management | For | For |
1.4 | Elect Director Thomas J. Shields | Management | For | For |
2 | Increase Authorized Common Stock and Reduce Authorized Preferred Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CLIFFS NATURAL RESOURCES INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CLF SECURITY ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Susan M. Cunningham | Management | For | For |
1.3 | Elect Director Barry J. Eldridge | Management | For | For |
1.4 | Elect Director Andres R. Gluski | Management | For | For |
1.5 | Elect Director Susan M. Green | Management | For | For |
1.6 | Elect Director Janice K. Henry | Management | For | For |
1.7 | Elect Director James F. Kirsch | Management | For | For |
1.8 | Elect Director Francis R. McAllister | Management | For | For |
1.9 | Elect Director Roger Phillips | Management | For | For |
1.10 | Elect Director Richard K. Riederer | Management | For | For |
1.11 | Elect Director Richard A. Ross | Management | For | For |
1.12 | Elect Director Alan Schwartz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMMSCOPE, INC. MEETING DATE: DEC 30, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Larry Cash | Management | For | For |
2 | Elect Director James S. Ely III | Management | For | For |
3 | Elect Director John A. Fry | Management | For | For |
4 | Elect Director William Norris Jennings | Management | For | For |
5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Richard S. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CONSOL ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brett Harvey | Management | For | For |
1.2 | Elect Director John Whitmire | Management | For | For |
1.3 | Elect Director Philip W. Baxter | Management | For | For |
1.4 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale N. Hatfield | Management | For | For |
1.2 | Elect Director Lee W. Hogan | Management | For | For |
1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
1.4 | Elect Director David C. Abrams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DAIMLER AG MEETING DATE: APR 13, 2011 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditors for Fiscal 2011 | Management | For | Did Not Vote |
7 | Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members | Management | For | Did Not Vote |
8.1 | Elect Manfred Bischoff to the Supervisory Board | Management | For | Did Not Vote |
8.2 | Elect Lynton Wilson to the Supervisory Board | Management | For | Did Not Vote |
8.3 | Elect Petraea Heynike to the Supervisory Board | Management | For | Did Not Vote |
DARLING INTERNATIONAL INC. MEETING DATE: DEC 21, 2010 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
DARLING INTERNATIONAL INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall C. Stuewe | Management | For | For |
2 | Elect Director O. Thomas Albrecht | Management | For | For |
3 | Elect Director D. Eugene Ewing | Management | For | For |
4 | Elect Director John D. March | Management | For | For |
5 | Elect Director Charles Macaluso | Management | For | For |
6 | Elect Director Michael Rescoe | Management | For | For |
7 | Elect Director Michael Urbut | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DDI CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DDIC SECURITY ID: 233162502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Amman | Management | For | For |
1.2 | Elect Director Jay B. Hunt | Management | For | For |
1.3 | Elect Director Andrew E. Lietz | Management | For | For |
1.4 | Elect Director Lloyd I. Miller, III | Management | For | For |
1.5 | Elect Director Bryant R. Riley | Management | For | For |
1.6 | Elect Director Steven C. Schlepp | Management | For | For |
1.7 | Elect Director Carl R. Vertuca, Jr. | Management | For | For |
1.8 | Elect Director Mikel H. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 23, 2011 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. O'Neil | Management | For | For |
1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Kenneth B. Woodrow | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
DELUXE CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: DLX SECURITY ID: 248019101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director Don J. McGrath | Management | For | For |
1.4 | Elect Director C.E. Mayberry McKissack | Management | For | For |
1.5 | Elect Director Neil J. Metviner | Management | For | For |
1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
1.7 | Elect Director Mary Ann O?Dwyer | Management | For | For |
1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
1.9 | Elect Director Lee J. Schram | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DIANA SHIPPING INC. MEETING DATE: AUG 04, 2010 | ||||
TICKER: DSZ SECURITY ID: Y2066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect William (Bill) Lawes as Director | Management | For | For |
1.02 | Elect Konstantinos Psaltis as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
DOMINO'S PIZZA, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon Bud O.hamilton | Management | For | For |
2 | Elect Director Andrew B. Balson | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EL PASO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juan Carlos Braniff | Management | For | For |
2 | Elect Director David W. Crane | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Robert W. Goldman | Management | For | For |
5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
6 | Elect Director Thomas R. Hix | Management | For | For |
7 | Elect Director Ferrell P. McClean | Management | For | For |
8 | Elect Director Timothy J. Probert | Management | For | For |
9 | Elect Director Steven J. Shapiro | Management | For | For |
10 | Elect Director J. Michael Talbert | Management | For | For |
11 | Elect Director Robert F. Vagt | Management | For | For |
12 | Elect Director John L. Whitmire | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENERSYS MEETING DATE: JUL 22, 2010 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Craig | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EXIDE TECHNOLOGIES MEETING DATE: SEP 15, 2010 | ||||
TICKER: XIDE SECURITY ID: 302051206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert F. Aspbury | Management | For | For |
1.2 | Elect Director James R. Bolch | Management | For | For |
1.3 | Elect Director Michael R. D'Appolonia | Management | For | For |
1.4 | Elect Director David S. Ferguson | Management | For | For |
1.5 | Elect Director John O'Higgins | Management | For | For |
1.6 | Elect Director Dominic J. Pileggi | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
1.9 | Elect Director Carroll R. Wetzel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director Mark A. Mccollum | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FELCOR LODGING TRUST INCORPORATED MEETING DATE: MAY 25, 2011 | ||||
TICKER: FCH SECURITY ID: 31430F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Corcoran, Jr. | Management | For | For |
2 | Elect Director Robert F. Cotter | Management | For | For |
3 | Elect Director Thomas C. Hendrick | Management | For | For |
4 | Elect Director Mark D. Rozells | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
FERRO CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Austin Crayton | Management | For | For |
1.2 | Elect Director Richard J. Hipple | Management | For | For |
1.3 | Elect Director William B. Lawrence | Management | For | For |
1.4 | Elect Director Timothy K. Pistell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: DEC 20, 2010 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Baker | Management | For | For |
1.2 | Elect Director G. Thomas Bowers | Management | For | For |
1.3 | Elect Director William H. Jones | Management | For | For |
1.4 | Elect Director Peter B. Robinson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Rescind Fair Price Provision | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 23, 2010 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
2 | Reelect Willy C. Shih as a Director | Management | For | For |
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
FMC CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Mooney | Management | For | For |
2 | Elect Director Enrique J. Sosa | Management | For | For |
3 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FOREST OIL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Craig Clark | Management | For | For |
1.2 | Elect Director James H. Lee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FRONTIER OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
1.4 | Elect Director James H. Lee | Management | For | For |
1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.6 | Elect Director Franklin Myers | Management | For | For |
1.7 | Elect Director Michael E. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRONTIER OIL CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 21, 2011 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley (Mickey) Steinberg | Management | For | For |
1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GENERAL CABLE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Kenny | Management | For | For |
1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.3 | Elect Director Patrick M. Prevost | Management | For | For |
1.4 | Elect Director Robert L. Smialek | Management | For | For |
1.5 | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRAY TELEVISION, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: GTN SECURITY ID: 389375106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Boger | Management | For | For |
1.2 | Elect Director Ray M. Deaver | Management | For | For |
1.3 | Elect Director T. L. Elder | Management | For | For |
1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.5 | Elect Director William E. Mayher, III | Management | For | For |
1.6 | Elect Director Zell B. Miller | Management | For | For |
1.7 | Elect Director Howell W. Newton | Management | For | For |
1.8 | Elect Director Hugh E. Norton | Management | For | For |
1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.10 | Elect Director Harriett J. Robinson | Management | For | For |
1.11 | Elect Director J. Mack Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GREAT PLAINS ENERGY INCORPORATED MEETING DATE: MAY 03, 2011 | ||||
TICKER: GXP SECURITY ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.L. Bodde | Management | For | For |
1.2 | Elect Director M.J. Chesser | Management | For | For |
1.3 | Elect Director W.H. Downey | Management | For | For |
1.4 | Elect Director R.C. Ferguson, Jr. | Management | For | For |
1.5 | Elect Director G.D. Forsee | Management | For | For |
1.6 | Elect Director J.A. Mitchell | Management | For | For |
1.7 | Elect Director W.C. Nelson | Management | For | For |
1.8 | Elect Director J.J. Sherman | Management | For | For |
1.9 | Elect Director L.H. Talbott | Management | For | For |
1.10 | Elect Director R.H. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
H.B. FULLER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Losh | Management | For | For |
1.2 | Elect Director Lee R. Mitau | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARBIN ELECTRIC, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: HRBN SECURITY ID: 41145W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tianfu Yang | Management | For | For |
1.2 | Elect Director Lanxiang Gao | Management | For | For |
1.3 | Elect Director Ching Chuen Chan | Management | For | For |
1.4 | Elect Director Boyd Plowman | Management | For | For |
1.5 | Elect Director David Gatton | Management | For | For |
1.6 | Elect Director Yunyue Ye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 08, 2010 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald Einsmann | Management | For | For |
1.2 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.3 | Elect Director Kenneth M. Reiss | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Durham | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director David H. Wasserman | Management | For | For |
1.4 | Elect Director Henry C. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director F. Michael Ball | Management | For | For |
3 | Elect Director Jacque J. Sokolov | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
5 | Reduce Supermajority Vote Requirement for By-law Amendments | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Certificate of Incorporation Amendments | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Baylis | Management | For | For |
2 | Elect Director Willard W. Brittain | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann M. Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOUSTON WIRE & CABLE COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: HWCC SECURITY ID: 44244K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Sorrentino | Management | For | For |
1.2 | Elect Director Michael T. Campbell | Management | For | For |
1.3 | Elect Director I. Stewart Farwell | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Wilson B. Sexton | Management | For | For |
1.6 | Elect Director William H. Sheffield | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
INTERNATIONAL COAL GROUP, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ICO SECURITY ID: 45928H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.2 | Elect Director Bennett K. Hatfield | Management | For | For |
1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
INVERNESS MEDICAL INNOVATIONS, INC. MEETING DATE: JUL 14, 2010 | ||||
TICKER: ALR SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Khederian | Management | For | For |
1.2 | Elect Director David Scott | Management | For | For |
1.3 | Elect Director Peter Townsend | Management | For | For |
1.4 | Elect Director Eli Y. Adashi | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KEYCORP MEETING DATE: MAY 19, 2011 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Carol A. Cartwright | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director Kristen L. Manos | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Edward W. Stack | Management | For | For |
1.13 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LVLT SECURITY ID: 52729N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
1.4 | Elect Director Douglas C. Eby | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Richard R. Jaros | Management | For | For |
1.7 | Elect Director Robert E. Julian | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Rahul N. Merchant | Management | For | For |
1.10 | Director Charles C. Miller, III | Management | For | For |
1.11 | Elect Director Arun Netravali | Management | For | For |
1.12 | Elect Director John T. Reed | Management | For | For |
1.13 | Elect Director Michael B. Yanney | Management | For | For |
1.14 | Elect Director Dr. Albert C. Yates | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | For | Against |
LIN TV CORP. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TVL SECURITY ID: 532774106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Brodsky | Management | For | For |
1.2 | Elect Director Douglas W. McCormick | Management | For | For |
1.3 | Elect Director Michael A. Pausic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Declassify the Board of Directors | Shareholder | Against | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINDSAY CORPORATION MEETING DATE: JAN 31, 2011 | ||||
TICKER: LNN SECURITY ID: 535555106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael N. Christodolou | Management | For | For |
1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.3 | Elect Director J. David McIntosh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LODGENET INTERACTIVE CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: LNET SECURITY ID: 540211109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vikki Pachera | Management | For | For |
1.2 | Elect Director Edward L. Shapiro | Management | For | For |
2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MUELLER WATER PRODUCTS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: MWA SECURITY ID: 624758108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald N. Boyce | Management | For | For |
1.2 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.3 | Elect Director Shirley C. Franklin | Management | For | For |
1.4 | Elect Director Gregory E. Hyland | Management | For | For |
1.5 | Elect Director Jerry W. Kolb | Management | For | For |
1.6 | Elect Director Joseph B. Leonard | Management | For | For |
1.7 | Elect Director Mark J. O'Brien | Management | For | For |
1.8 | Elect Director Bernard G. Rethore | Management | For | For |
1.9 | Elect Director Neil A. Springer | Management | For | For |
1.10 | Elect Director Lydia W. Thomas | Management | For | For |
1.11 | Elect Director Michael T. Tokarz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas A. Pertz | Management | For | For |
1.2 | Elect Director Daniel S. Sanders | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NAVIOS MARITIME HOLDINGS INC. MEETING DATE: DEC 21, 2010 | ||||
TICKER: NM SECURITY ID: Y62196103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Spyridon Magoulas as a Director | Management | For | For |
1.2 | Elect Ted C. Petrone as a Director | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | Against |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NEENAH PAPER, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NP SECURITY ID: 640079109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy S. Lucas | Management | For | For |
1.2 | Elect Director Philip C. Moore | Management | For | For |
1.3 | Elect Director John P. O'donnell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin C. Conroy | Management | For | For |
2 | Elect Director Michael T. Cowhig | Management | For | For |
3 | Elect Director Mark D. Ketchum | Management | For | For |
4 | Elect Director Raymond G. Viault | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
NEXSTAR BROADCASTING GROUP, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: NXST SECURITY ID: 65336K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Perry A. Sook | Management | For | For |
1.2 | Elect Director Erik Brooks | Management | For | For |
1.3 | Elect Director Jay M. Grossman | Management | For | For |
1.4 | Elect Director Brent Stone | Management | For | For |
1.5 | Elect Director Tomer Yosef-Or | Management | For | For |
1.6 | Elect Director Royce Yudkoff | Management | For | For |
1.7 | Elect Director Geoff Armstrong | Management | For | For |
1.8 | Elect Director Michael Donovan | Management | For | Withhold |
1.9 | Elect Director I. Martin Pompadur | Management | For | For |
1.10 | Elect Director Lisbeth McNabb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NRG ENERGY, INC. MEETING DATE: JUL 28, 2010 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
2 | Elect Director David Crane | Management | For | For |
3 | Elect Director Stephen L. Cropper | Management | For | For |
4 | Elect Director Kathleen A. McGinty | Management | For | For |
5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
O'CHARLEY'S INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHUX SECURITY ID: 670823103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Arnaud Ajdler | Management | For | Against |
2 | Election Of Director: William F. Andrews | Management | For | For |
3 | Election Of Director: Douglas Benham | Management | For | For |
4 | Election Of Director: David W. Head | Management | For | For |
5 | Election Of Director: Philip J. Hickey, Jr. | Management | For | For |
6 | Election Of Director: Gregory Monahan | Management | For | For |
7 | Election Of Director: Dale W. Polley | Management | For | For |
8 | Election Of Director: Richard Reiss, Jr. | Management | For | Against |
9 | Election Of Director: H. Steve Tidwell | Management | For | Against |
10 | Election Of Director: Robert J. Walker | Management | For | For |
11 | Election Of Director: Shirley A. Zeitlin | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OMNOVA SOLUTIONS INC. MEETING DATE: MAR 17, 2011 | ||||
TICKER: OMN SECURITY ID: 682129101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Merriman | Management | For | For |
1.2 | Elect Director William R. Seelbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ORMET CORPORATION MEETING DATE: AUG 04, 2010 | ||||
TICKER: ORMT SECURITY ID: 686701103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Burakow | Management | For | For |
1.2 | Elect Director Benjamin Duster | Management | For | For |
1.3 | Elect Director Jeffrey Marshall | Management | For | For |
1.4 | Elect Director Robert Prusak | Management | For | For |
1.5 | Elect Director David Robertson | Management | For | For |
1.6 | Elect Director Michael F. Tanchuk | Management | For | For |
2 | Amend Articles of Incorporation to Delete Certain Provisions and Make Other Minor Changes | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORMET CORPORATION MEETING DATE: AUG 04, 2010 | ||||
TICKER: ORMT SECURITY ID: 686701921 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Burakow | Management | For | For |
1.2 | Elect Director Benjamin Duster | Management | For | For |
1.3 | Elect Director Jeffrey Marshall | Management | For | For |
1.4 | Elect Director Robert Prusak | Management | For | For |
1.5 | Elect Director David Robertson | Management | For | For |
1.6 | Elect Director Michael F. Tanchuk | Management | For | For |
2 | Amend Articles of Incorporation to Delete Certain Provisions and Make Other Minor Changes | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OVERSEAS SHIPHOLDING GROUP, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: OSG SECURITY ID: 690368105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morten Arntzen | Management | For | For |
1.2 | Elect Director Oudi Recanati | Management | For | For |
1.3 | Elect Director G. Allen Andreas III | Management | For | For |
1.4 | Elect Director Alan R. Batkin | Management | For | For |
1.5 | Elect Director Thomas B. Coleman | Management | For | For |
1.6 | Elect Director Charles A. Fribourg | Management | For | For |
1.7 | Elect Director Stanley Komaroff | Management | For | For |
1.8 | Elect Director Solomon N. Merkin | Management | For | For |
1.9 | Elect Director Joel I. Picket | Management | For | For |
1.10 | Elect Director Ariel Recanati | Management | For | For |
1.11 | Elect Director Thomas F. Robards | Management | For | For |
1.12 | Elect Director Jean-paul Vettier | Management | For | For |
1.13 | Elect Director Michael J. Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Hellman | Management | For | For |
1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
1.3 | Elect Director John J. Mcmackin, Jr. | Management | For | For |
1.4 | Elect Director Hugh H. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PAETEC HOLDING CORP. MEETING DATE: JUN 02, 2011 | ||||
TICKER: PAET SECURITY ID: 695459107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tansukh V. Ganatra | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PALADIN ENERGY LTD MEETING DATE: NOV 25, 2010 | ||||
TICKER: PDN SECURITY ID: Q7264T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report for the Fiscal Year June 30, 2010 | Management | For | For |
2 | Elect Rick Wayne Crabb as a Director | Management | For | For |
3 | Elect Peter Mark Donkin as a Director | Management | For | For |
4 | Elect Philip Albert Baily as Director | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Parker Jr. | Management | For | Withhold |
1.2 | Elect Director John W. Gibson Jr. | Management | For | Withhold |
1.3 | Elect Director Roger B. Plank | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PHOSPHATE HOLDINGS, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PHOS SECURITY ID: 71922F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.2 | Elect Director Robert E. Jones | Management | For | For |
1.3 | Elect Director C. Trent Lott, Sr. | Management | For | For |
1.4 | Elect Director Neil S. Subin | Management | For | For |
1.5 | Elect Director Nicholas W. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLYPORE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: PPO SECURITY ID: 73179V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
R. R. DONNELLEY & SONS COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director Judith H. Hamilton | Management | For | For |
5 | Elect Director Susan M. Ivey | Management | For | For |
6 | Elect Director Thomas S. Johnson | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Michael T. Riordan | Management | For | For |
9 | Elect Director Oliver R. Sockwell | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Report on Sustainable Paper Purchasing | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Other Business | Management | For | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
REHABCARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: RHB SECURITY ID: 759148109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
REVLON, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: REV SECURITY ID: 761525609 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Paul J. Bohan | Management | For | For |
1.4 | Elect Director Alan T. Ennis | Management | For | For |
1.5 | Elect Director Meyer Feldberg | Management | For | For |
1.6 | Elect Director David L. Kennedy | Management | For | For |
1.7 | Elect Director Debra L. Lee | Management | For | For |
1.8 | Elect Director Tamara Mellon | Management | For | For |
1.9 | Elect Director Barry F. Schwartz | Management | For | For |
1.10 | Elect Director Richard J. Santagati | Management | For | For |
1.11 | Elect Director Kathi P. Seifert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REVLON, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: REV SECURITY ID: 761525708 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Paul J. Bohan | Management | For | For |
1.4 | Elect Director Alan T. Ennis | Management | For | For |
1.5 | Elect Director Meyer Feldberg | Management | For | For |
1.6 | Elect Director David L. Kennedy | Management | For | For |
1.7 | Elect Director Debra L. Lee | Management | For | For |
1.8 | Elect Director Tamara Mellon | Management | For | For |
1.9 | Elect Director Barry F. Schwartz | Management | For | For |
1.10 | Elect Director Richard J. Santagati | Management | For | For |
1.11 | Elect Director Kathi P. Seifert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROCK-TENN COMPANY MEETING DATE: JAN 28, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Powell Brown | Management | For | For |
1.2 | Elect Director Robert M. Chapman | Management | For | For |
1.3 | Elect Director Russell M. Currey | Management | For | For |
1.4 | Elect Director G. Stephen Felker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ROCK-TENN COMPANY MEETING DATE: MAY 27, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ROWAN COMPANIES, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. G. Croyle | Management | For | For |
2 | Elect Director Lord Moynihan | Management | For | For |
3 | Elect Director W. Matt Ralls | Management | For | For |
4 | Elect Director John J. Quicke | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RURAL/METRO CORPORATION MEETING DATE: DEC 08, 2010 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Conrad A. Conrad | Management | For | Withhold |
1.2 | Elect Director Earl P. Holland | Management | For | Withhold |
1.3 | Elect Director Michael P. DiMino | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SABRA HEALTH CARE REIT, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: SBRA SECURITY ID: 78573L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig A. Barbarosh | Management | For | For |
2 | Elect Director Robert A. Ettl | Management | For | For |
3 | Elect Director Michael J. Foster | Management | For | For |
4 | Elect Director Richard K. Matros | Management | For | For |
5 | Elect Director Milton J. Walters | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SAFEWAY INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director T. Gary Rogers | Management | For | For |
8 | Elect Director Arun Sarin | Management | For | For |
9 | Elect Director Michael S. Shannon | Management | For | For |
10 | Elect Director William Y. Tauscher | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANDRIDGE ENERGY, INC. MEETING DATE: JUL 16, 2010 | ||||
TICKER: SD SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 01, 2010 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol T. Crawford | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Melvin O. Wright | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
SMTC CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMTX SECURITY ID: 832682207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Caldwell | Management | For | For |
1.2 | Elect Director John Marinucci | Management | For | For |
1.3 | Elect Director Wayne McLeod | Management | For | For |
1.4 | Elect Director David Sandberg | Management | For | For |
1.5 | Elect Director Anton Simunovic | Management | For | For |
1.6 | Elect Director Alex Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
SMTC CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: SMTX SECURITY ID: 832682207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Germain | Management | For | Withhold |
1.2 | Elect Director David Sandberg | Management | For | Withhold |
1.3 | Elect Director Anton Simunovic | Management | For | Withhold |
1.4 | Elect Director Alex Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SPX CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kermit Campbell | Management | For | For |
2 | Elect Director Emerson U. Fullwood | Management | For | For |
3 | Elect Director Michael J. Mancuso | Management | For | For |
4 | Elect Director Terry S. Lisenby | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STEWART ENTERPRISES, INC. MEETING DATE: APR 07, 2011 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
SUN HEALTHCARE GROUP, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Separation Agreement | Management | For | For |
2 | Approve REIT Conversion Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SUNH SECURITY ID: 86677E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director William A. Mathies | Management | For | For |
7 | Elect Director Milton J. Walters | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SYNIVERSE HOLDINGS, INC. MEETING DATE: JAN 12, 2011 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TECK RESOURCES LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect I. Abe as Director | Management | For | For |
1.2 | Elect M.M. Ashar as Director | Management | For | For |
1.3 | Elect J. B. Aune as Director | Management | For | For |
1.4 | Elect J. H. Bennett as Director | Management | For | For |
1.5 | Elect H. J. Bolton as Director | Management | For | For |
1.6 | Elect F. P. Chee as Director | Management | For | For |
1.7 | Elect J. L. Cockwell as Director | Management | For | For |
1.8 | Elect N. B. Keevil as Director | Management | For | For |
1.9 | Elect N. B. Keevil III as Director | Management | For | For |
1.10 | Elect T. Kuriyama as Director | Management | For | For |
1.11 | Elect D. R. Lindsay as Director | Management | For | For |
1.12 | Elect J. G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C. M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 27, 2011 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Frank V. Cahouet | Management | For | For |
1.3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BRINK'S COMPANY MEETING DATE: MAY 06, 2011 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Establish Range For Board Size | Management | For | For |
2.1 | Elect Director Marc C. Breslawsky | Management | For | For |
2.2 | Elect Director Michael T. Dan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 12, 2011 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Werner Geissler | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director Richard J. Kramer | Management | For | For |
6 | Elect Director W. Alan Mccollough | Management | For | For |
7 | Elect Director Rodney O Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMADYNE HOLDINGS CORPORATION MEETING DATE: DEC 02, 2010 | ||||
TICKER: THMD SECURITY ID: 883435307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
TPC GROUP INC MEETING DATE: DEC 02, 2010 | ||||
TICKER: TPCG SECURITY ID: 89236Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Cacioppo | Management | For | For |
1.2 | Elect Director Michael E. Ducey | Management | For | For |
1.3 | Elect Director Kenneth E. Glassman | Management | For | For |
1.4 | Elect Director Richard B. Marchese | Management | For | For |
1.5 | Elect Director Jeffrey M. Nodland | Management | For | For |
1.6 | Elect Director Charles W. Shaver | Management | For | For |
1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TPC GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: TPCG SECURITY ID: 89236Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Allspach | Management | For | For |
1.2 | Elect Director James A. Cacioppo | Management | For | For |
1.3 | Elect Director Michael E. Ducey | Management | For | For |
1.4 | Elect Director Richard B. Marchese | Management | For | For |
1.5 | Elect Director Michael T. McDonnell | Management | For | For |
1.6 | Elect Director Jeffrey M. Nodland | Management | For | For |
1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TTM TECHNOLOGIES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenton K. Adler | Management | For | For |
1.2 | Elect Director Philip G. Franklin | Management | For | For |
1.3 | Elect Director Jacques S. Gansler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
TYCO INTERNATIONAL, LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Jane C. Garvey | Management | For | For |
1.5 | Elect Director Walter Isaacson | Management | For | For |
1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
1.9 | Elect Director Laurence E. Simmons | Management | For | For |
1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
1.11 | Elect Director Glenn F. Tilton | Management | For | For |
1.12 | Elect Director David J. Vitale | Management | For | For |
1.13 | Elect Director John H. Walker | Management | For | For |
1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Lakefield | Management | For | For |
2 | Elect Director W. Douglas Parker | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William C. McCormick | Management | For | For |
1.9 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.10 | Elect Director John K. Pruellage | Management | For | For |
1.11 | Elect Director David M. Sindelar | Management | For | For |
1.12 | Elect Director Christopher J. Steffen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: WM SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director John C. Pope | Management | For | For |
5 | Elect Director W. Robert Reum | Management | For | For |
6 | Elect Director Steven G. Rothmeier | Management | For | For |
7 | Elect Director David P. Steiner | Management | For | For |
8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Provide Right to Call Special Meeting | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | For |
1.2 | Elect Director Peter W. May | Management | For | For |
1.3 | Elect Director Clive Chajet | Management | For | For |
1.4 | Elect Director Edward P. Garden | Management | For | For |
1.5 | Elect Director Janet Hill | Management | For | For |
1.6 | Elect Director Joseph A. Levato | Management | For | For |
1.7 | Elect Director J. Randolph Lewis | Management | For | For |
1.8 | Elect Director Peter H. Rothschild | Management | For | For |
1.9 | Elect Director David E. Schwab, II | Management | For | For |
1.10 | Elect Director Roland C. Smith | Management | For | For |
1.11 | Elect Director Raymond S. Troubh | Management | For | For |
1.12 | Elect Director Jack G. Wasserman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WHOLE FOODS MARKET, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 09, 2010 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Jung | Management | For | For |
1.2 | Elect Director David C. Scott | Management | For | For |
1.3 | Elect Director Michael J. Sheridan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ABERCROMBIE & FITCH CO. MEETING DATE: FEB 28, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to Ohio] | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
3 | Other Business | Management | For | Against |
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lauren J. Brisky | Management | For | For |
2 | Elect Director Archie M. Griffin | Management | For | For |
3 | Elect Director Elizabeth M. Lee | Management | For | For |
4 | Elect Director Michael E. Greenlees | Management | For | For |
5 | Elect Director Kevin S. Huvane | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Kim Goodwin | Management | For | For |
2 | Elect Director David W. Kenny | Management | For | For |
3 | Elect Director Peter J. Kight | Management | For | For |
4 | Elect Director Frederic V. Salerno | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: SEP 09, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
2 | Approve Conversion of Preferred Shares into Common Shares | Management | For | For |
3 | Approve 5:1 Reverse Stock Split | Management | For | For |
4 | Approve Elimination of Stock Units, Pending Approval of Preceding Items | Management | For | For |
5 | Amend Articles to Reflect Changes Proposed in Preceding Items | Management | For | For |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: SEP 09, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Preferred Shares into Common Shares, As Result of Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
AMB PROPERTY CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: AMB SECURITY ID: 00163T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Bylaws Providing for Certain Features of the Leadership Structure | Management | For | For |
3 | Amend Charter of Combined Company | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY MEETING DATE: JUN 09, 2011 | ||||
TICKER: AEL SECURITY ID: 025676206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce A. Chapman | Management | For | For |
1.2 | Elect Director James M. Gerlach | Management | For | For |
1.3 | Elect Director Robert L. Howe | Management | For | For |
1.4 | Elect Director Debra J. Richardson | Management | For | For |
1.5 | Elect Director Gerard D. Neugent | Management | For | For |
1.6 | Elect Director David S. Mulcahy | Management | For | For |
2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Siri S. Marshall | Management | For | For |
2 | Elect Director W. Walker Lewis | Management | For | For |
3 | Elect Director William H. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: APR 18, 2011 | ||||
TICKER: AGOL SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Liquidation | Management | Against | Against |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: APR 18, 2011 | ||||
TICKER: AGOL SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Reappoint KPMG Channel Islands Limited as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Reelect Graeme Dell as a Director | Management | For | For |
6 | Reelect Christopher Legge as a Director | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ASHMORE GROUP PLC MEETING DATE: OCT 28, 2010 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Michael Benson as Director | Management | For | For |
4 | Re-elect Mark Coombs as Director | Management | For | For |
5 | Re-elect Graeme Dell as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jonathan Asquith as Director | Management | For | For |
8 | Re-elect Melda Donnelly as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Amend Executive Omnibus Incentive Plan | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 23, 2011 | ||||
TICKER: ASMI SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Annual Report 2010 | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | Did Not Vote |
10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a and Item 7b | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
ATOS ORIGIN MEETING DATE: JUN 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CARMAX, INC. MEETING DATE: JUN 27, 2011 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Folliard | Management | For | For |
1.2 | Elect Director Rakesh Gangwal | Management | For | For |
1.3 | Elect Director Shira Goodman | Management | For | For |
1.4 | Elect Director W. Robert Grafton | Management | For | For |
1.5 | Elect Director Edgar H. Grubb | Management | For | For |
1.6 | Elect Director Mitchell D. Steenrod | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CRL SECURITY ID: 159864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Foster | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Stephen D. Chubb | Management | For | For |
1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
1.5 | Elect Director George E. Massaro | Management | For | For |
1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
1.7 | Elect Director C. Richard Reese | Management | For | For |
1.8 | Elect Director Samuel O. Thier | Management | For | For |
1.9 | Elect Director Richard F. Wallman | Management | For | For |
1.10 | Elect Director William H. Waltrip | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram II | Management | For | For |
1.6 | Elect Director Donna A. James | Management | For | For |
1.7 | Elect Director Thomas H. Johnson | Management | For | For |
1.8 | Elect Director Suzanne B. Labarge | Management | For | For |
1.9 | Elect Director Veronique Morali | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DICK'S SPORTING GOODS, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Stack | Management | For | For |
1.2 | Elect Director Lawrence J. Schorr | Management | For | For |
1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
1.4 | Elect Director Richard W. Dreiling | Management | For | For |
1.5 | Elect Director Adrian Jones | Management | For | Withhold |
1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
1.7 | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DOLLAR TREE, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.2 | Elect Director Mary Anne Citrino | Management | For | For |
1.3 | Elect Director Thomas E. Whiddon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMBRAER SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ERJ SECURITY ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
FISERV, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Dillon | Management | For | For |
1.2 | Elect Director Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Glenn M. Renwick | Management | For | For |
1.4 | Elect Director Carl W. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
GUESS?, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
1.2 | Elect Director Maurice Marciano | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 08, 2010 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald Einsmann | Management | For | For |
1.2 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.3 | Elect Director Kenneth M. Reiss | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HIGHER ONE HOLDINGS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ONE SECURITY ID: 42983D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Volchek | Management | For | For |
1.2 | Elect Director David Cromwell | Management | For | For |
1.3 | Elect Director Stewart Gross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Lawrence M. Levy | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTUIT INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Batchelder | Management | For | For |
2 | Elect Director Christopher W. Brody | Management | For | For |
3 | Elect Director William V. Campbell | Management | For | For |
4 | Elect Director Scott D. Cook | Management | For | For |
5 | Elect Director Diane B. Greene | Management | For | For |
6 | Elect Director Michael R. Hallman | Management | For | For |
7 | Elect Director Edward A. Kangas | Management | For | For |
8 | Elect Director Suzanne Nora Johnson | Management | For | For |
9 | Elect Director Dennis D. Powell | Management | For | For |
10 | Elect Director Brad D. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: IRDM SECURITY ID: 46269C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Niehaus | Management | For | For |
1.2 | Elect Director J. Darrel Barros | Management | For | For |
1.3 | Elect Director Scott L. Bok | Management | For | For |
1.4 | Elect Director Thomas C. Canfield | Management | For | For |
1.5 | Elect Director Peter M. Dawkins | Management | For | For |
1.6 | Elect Director Matthew J. Desch | Management | For | For |
1.7 | Elect Director Terry L. Jones | Management | For | For |
1.8 | Elect Director Alvin B. Krongard | Management | For | For |
1.9 | Elect Director Steven B. Pfeiffer | Management | For | For |
1.10 | Elect Director Parker W. Rush | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: JUN 10, 2011 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
1.6 | Elect Director Allan Z. Loren | Management | For | For |
1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
JARDEN CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grant | Management | For | For |
1.2 | Elect Director Richard J. Heckmann | Management | For | For |
1.3 | Elect Director Irwin D. Simon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Range for Size of the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JARDINE LLOYD THOMPSON GROUP PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: JLT SECURITY ID: G55440104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Geoffrey Howe as Director | Management | For | Against |
4 | Re-elect Lord Leach of Fairford as Director | Management | For | Against |
5 | Re-elect Dominic Burke as Director | Management | For | Against |
6 | Elect Mark Brady as Director | Management | For | Against |
7 | Re-elect Richard Harvey as Director | Management | For | Against |
8 | Re-elect Simon Keswick as Director | Management | For | Against |
9 | Re-elect Nick MacAndrew as Director | Management | For | Against |
10 | Elect Simon Mawson as Director | Management | For | Against |
11 | Re-elect John Paynter as Director | Management | For | Against |
12 | Re-elect VyVienne Wade as Director | Management | For | Against |
13 | Approve Remuneration Report | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Kennedy | Management | For | For |
1.2 | Elect Director Philip G. Heasley | Management | For | For |
1.3 | Elect Director Susan E. Lester | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | For |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | For |
8 | Elect Director Douglas H. McCorkindale | Management | For | For |
9 | Elect Director Joseph W. Ralston | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL FINANCIAL PARTNERS CORP. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NFP SECURITY ID: 63607P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephanie W. Abramson | Management | For | For |
2 | Elect Director Arthur S. Ainsberg | Management | For | For |
3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
4 | Elect Director R. Bruce Callahan | Management | For | For |
5 | Elect Director John A. Elliott | Management | For | For |
6 | Elect Director J. Barry Griswell | Management | For | For |
7 | Elect Director Kenneth C. Mlekush | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
11 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PANERA BREAD COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Shaich | Management | For | For |
1.2 | Elect Director Fred K. Foulkes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
PETROFAC LTD MEETING DATE: MAY 13, 2011 | ||||
TICKER: PFC SECURITY ID: G7052T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Roxanne Decyk as Director | Management | For | For |
5 | Elect Norman Murray as Director | Management | For | For |
6 | Elect Andy Inglis as Director | Management | For | For |
7 | Re-elect Thomas Thune Andersen as Director | Management | For | For |
8 | Re-elect Stefano Cao as Director | Management | For | For |
9 | Re-elect Rijnhard van Tets as Director | Management | For | For |
10 | Re-elect Ayman Asfari as Director | Management | For | For |
11 | Re-elect Maroun Semaan as Director | Management | For | For |
12 | Re-elect Keith Roberts as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
17 | Authorise Market Purchase | Management | For | Against |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Amend Articles of Association | Management | For | For |
20 | Amend Deferred Bonus Share Plan | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angel Cabrera | Management | For | For |
2 | Elect Director Philip L. Francis | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director Gregory P. Josefowicz | Management | For | For |
5 | Elect Director Richard K. Lochridge | Management | For | For |
6 | Elect Director Robert F. Moran | Management | For | For |
7 | Elect Director Barbara A. Munder | Management | For | For |
8 | Elect Director Thomas G. Stemberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PINNACLE ENTERTAINMENT, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: PNK SECURITY ID: 723456109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen C. Comer | Management | For | For |
2 | Elect Director John V. Giovenco | Management | For | For |
3 | Elect Director Richard J. Goeglein | Management | For | For |
4 | Elect Director Bruce A. Leslie | Management | For | For |
5 | Elect Director James L. Martineau | Management | For | For |
6 | Elect Director Lynn P. Reitnouer | Management | For | For |
7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Repricing of Options | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POLYCOM, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. Dewalt | Management | For | For |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
PORSCHE AUTOMOBIL HOLDING SE MEETING DATE: NOV 30, 2010 | ||||
TICKER: PAH3 SECURITY ID: D6240C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
ROCK-TENN COMPANY MEETING DATE: MAY 27, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAKS INCORPORATED MEETING DATE: JUN 01, 2011 | ||||
TICKER: SKS SECURITY ID: 79377W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Carter | Management | For | For |
1.2 | Elect Director Donald E. Hess | Management | For | For |
1.3 | Elect Director Jerry W. Levin | Management | For | For |
1.4 | Elect Director Michael S. Gross | Management | For | For |
1.5 | Elect Director Nora P. McAniff | Management | For | For |
1.6 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SENSATA TECHNOLOGIES HOLDING N.V. MEETING DATE: MAY 10, 2011 | ||||
TICKER: 9ST SECURITY ID: N7902X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2010 | Management | For | For |
2 | Approve Financial Statements and Statutory Reports for Fiscal Year 2009 | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Grant Board Authority to Repurchase Shares | Management | For | For |
5 | Grant Board Authority to Issue Shares and Limit/Exclude Preemptive Rights for Five Years | Management | For | Abstain |
6 | Amend Articles Re: Board Related | Management | For | For |
SOUTHERN UNION COMPANY MEETING DATE: MAY 04, 2011 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director David Brodsky | Management | For | For |
1.4 | Elect Director Frank W. Denius | Management | For | For |
1.5 | Elect Director Kurt A. Gitter | Management | For | For |
1.6 | Elect Director Herbert H. Jacobi | Management | For | For |
1.7 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.8 | Elect Director George Rountree, III | Management | For | For |
1.9 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
TEKELEC MEETING DATE: MAY 13, 2011 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Anthony Colaluca, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Coleman | Management | For | For |
1.4 | Elect Director Jean-Yves Courtois | Management | For | For |
1.5 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.6 | Elect Director Carol G. Mills | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: THG SECURITY ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director john J. Brennan | Management | For | For |
2 | Elect Director David J. Gallitano | Management | For | For |
3 | Elect Director Wendell J. Knox | Management | For | For |
4 | Elect Director Robert J. Murray | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIM HORTONS INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Shan Atkins | Management | For | For |
1.2 | Elect Director Michael J. Endres | Management | For | For |
1.3 | Elect Director Moya M. Greene | Management | For | For |
1.4 | Elect Director Paul D. House | Management | For | For |
1.5 | Elect Director Frank Iacobucci | Management | For | For |
1.6 | Elect Director John A. Lederer | Management | For | For |
1.7 | Elect Director David H. Lees | Management | For | For |
1.8 | Elect Director Ronald W. Osborne | Management | For | For |
1.9 | Elect Director Wayne C. Sales | Management | For | For |
1.10 | Elect Director Donald B. Schroeder | Management | For | For |
1.11 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Direct Share Purchase and Dividend Reinvestment Plan | Management | For | For |
TITAN INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: TWI SECURITY ID: 88830M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M Cashin, Jr. | Management | For | For |
1.2 | Elect Director Albert J. Febbo | Management | For | For |
1.3 | Elect Director Mitchell I. Quain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WATSCO, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Fedrizzi | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Miles Jr. | Management | For | For |
1.2 | Elect Director John K. Morgan | Management | For | For |
1.3 | Elect Director James L. Singleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP II FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3SBIO INC. MEETING DATE: OCT 29, 2010 | ||||
TICKER: SSRX SECURITY ID: 88575Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1(a) | Reelect Bin Huang as Director | Management | For | For |
1(b) | Reelect Peiguo Cong as Director | Management | For | For |
2 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
3 | Amend Articles of Association Re: Quorum | Management | For | For |
4 | Amend Articles of Association Re: Proper Functioning of the Board and Protecting the Interests of the Company | Management | For | Against |
5 | Amend Articles of Association Re: Efficient Governance Process | Management | For | Against |
ABCAM PLC MEETING DATE: NOV 01, 2010 | ||||
TICKER: ABC SECURITY ID: G0060R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
5 | Re-elect Tony Kouzarides as Director | Management | For | Against |
6 | Re-elect Jonathan Milner as Director | Management | For | Against |
7 | Re-elect Jeff Iliffe as Director | Management | For | Against |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Share Sub-Division | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
ADMIRAL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: ADM SECURITY ID: G0110T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Colin Holmes as Director | Management | For | For |
5 | Re-elect Alastair Lyons as Director | Management | For | For |
6 | Re-elect Henry Engelhardt as Director | Management | For | For |
7 | Re-elect David Stevens as Director | Management | For | For |
8 | Re-elect Kevin Chidwick as Director | Management | For | For |
9 | Re-elect Martin Jackson as Director | Management | For | For |
10 | Re-elect Keith James as Director | Management | For | For |
11 | Re-elect Margaret Johnson as Director | Management | For | For |
12 | Re-elect Lucy Kellaway as Director | Management | For | For |
13 | Re-elect John Sussens as Director | Management | For | For |
14 | Re-elect Manfred Aldag as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AFRICA CELLULAR TOWERS LTD MEETING DATE: AUG 26, 2010 | ||||
TICKER: ATR SECURITY ID: S0104J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2010 | Management | For | For |
2.1 | Re-elect Vuyisa Nkonyeni as Director | Management | For | Against |
2.2 | Re-elect Martin Potgieter as Director | Management | For | Against |
3 | Elect Nick van der Mescht as Director | Management | For | Against |
4 | Approve Non-executive Director Fees for the Year Ending 1 October 2010 | Management | For | For |
5 | Reappoint SAB&T Chartered Accountants Inc as Auditors of the Company and Bashier Adam as the Individual Designated Auditor | Management | For | For |
6 | Amend Share Incentive Scheme | Management | For | Against |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 50 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolfgang Deml | Management | For | For |
1.2 | Elect Director Luiz F. Furlan | Management | For | For |
1.3 | Elect Director Gerald B. Johanneson | Management | For | For |
1.4 | Elect Director Thomas W. LaSorda | Management | For | For |
1.5 | Elect Director George E. Minnich | Management | For | For |
1.6 | Elect Director Martin H. Richenhagen | Management | For | For |
1.7 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 29, 2011 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leanne M. Baker as Director | Management | For | For |
1.2 | Elect Douglas R. Beaumont as Director | Management | For | For |
1.3 | Elect Sean Boyd as Director | Management | For | For |
1.4 | Elect Martine A. Celej as Director | Management | For | For |
1.5 | Elect Clifford J. Davis as Director | Management | For | For |
1.6 | Elect Robert J. Gemmell as Director | Management | For | For |
1.7 | Elect Bernard Kraft as Director | Management | For | For |
1.8 | Elect Mel Leiderman as Director | Management | For | For |
1.9 | Elect James D.Nasso as Director | Management | For | For |
1.10 | Elect Sean Riley as Director | Management | For | For |
1.11 | Elect J. Merfyn Roberts as Director | Management | For | For |
1.12 | Elect Eberhard Scherkus as Director | Management | For | For |
1.13 | Elect Howard R. Stockford as Director | Management | For | For |
1.14 | Elect Pertti Voutilainen as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
AIXTRON SE MEETING DATE: MAY 19, 2011 | ||||
TICKER: AIXA SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5.1 | Elect Wolfgang Blaettchen to the Supervisory Board | Management | For | For |
5.2 | Elect Petra Denk to the Supervisory Board | Management | For | For |
5.3 | Elect Holger Juergensen to the Supervisory Board | Management | For | For |
5.4 | Elect Karl-Hermann Kuklies to the Supervisory Board | Management | For | For |
5.5 | Elect Ruediger von Rosen to the Supervisory Board | Management | For | For |
5.6 | Elect Kim Schindelhauer to the Supervisory Board | Management | For | For |
6 | Approve Remuneration of First Supervisory Board of Aixtron SE | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
8 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 | Management | For | For |
9 | Approve Creation of EUR 40.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10a | Amend Articles Re: Supervisory Board Terms | Management | For | For |
10b | Amend Articles Re: Deletion of Obsolete Passages | Management | For | For |
ALBANY MOLECULAR RESEARCH, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AMRI SECURITY ID: 012423109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Una S. Ryan | Management | For | For |
1.2 | Elect Director Arthur J. Roth | Management | For | For |
1.3 | Elect Director Gabriel Leung | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: AUG 13, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
1.2 | Elect Director Brian F. Prince | Management | For | For |
1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
1.4 | Elect Director Baba, Shinsuke | Management | For | For |
1.5 | Elect Director James Danforth Quayle | Management | For | For |
1.6 | Elect Director Frank W. Bruno | Management | For | For |
1.7 | Elect Director Lawrence B. Lindsey | Management | For | Against |
1.8 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
1.10 | Elect Director Takeda, Shunsuke | Management | For | For |
1.11 | Elect Director Cornelis Maas | Management | For | For |
1.12 | Elect Director Louis J. Forster | Management | For | For |
2 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASIAN PAINTS LTD. MEETING DATE: JUL 16, 2010 | ||||
TICKER: 500820 SECURITY ID: Y03637116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 18.50 Per Share and Confirm Interim Dividend of INR 8.50 Per Share | Management | For | For |
3 | Reappoint M. Shah as Director | Management | For | For |
4 | Reappoint M.Choksi as Director | Management | For | For |
5 | Reappoint T. Vakil as Director | Management | For | For |
6 | Approve Shah & Co. and BSR & Associates as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint S. Ramadorai as Director | Management | For | For |
8 | Approve Appointment and Remuneration of J. Choksi as Executive - Marketing | Management | For | For |
9 | Approve Appointment and Remuneration of V. Vakil as Management Trainee - Marketing | Management | For | For |
ASPEN PHARMACARE HOLDINGS LTD MEETING DATE: NOV 26, 2010 | ||||
TICKER: APN SECURITY ID: S0754A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2010 | Management | For | For |
2a | Re-elect Judy Dlamini as Director | Management | For | Against |
2b | Re-elect John Buchanan as Director | Management | For | Against |
2c | Re-elect Rafique Bagus as Director | Management | For | Against |
2d | Elect Abbas Hussain as Director | Management | For | Against |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
5 | Approve Remuneration of Non-Executive Directors | Management | For | For |
6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Approve the Restated Deeds of the Aspen Share Incentive Scheme, the Aspen Share Appreciation Plan and the Aspen South African Workers' Share Plan | Management | For | For |
9 | Place Authorised but Unissued Shares under Control of Directors for the Purpose of the Share Schemes | Management | For | For |
10 | Authorise an Executive Director to Ratify and Execute Approved Resolutions | Management | For | Against |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bush | Management | For | For |
1.2 | Elect Director Brandon H. Hull | Management | For | For |
1.3 | Elect Director William Winkenwerder, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTOLIV INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg | Management | For | For |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BANK OF BARODA LTD. MEETING DATE: JUL 05, 2010 | ||||
TICKER: 532134 SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 15 Per Share | Management | For | For |
BANK OF BARODA LTD. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 532134 SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 36.4 Million Equity Shares to the Government of India, Promoter of the Company | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. L. Beck as Director | Management | For | For |
1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
1.3 | Elect D. J. Carty as Director | Management | For | For |
1.4 | Elect G. Cisneros as Director | Management | For | For |
1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
1.6 | Elect R. M. Franklin as Director | Management | For | For |
1.7 | Elect J. B. Harvey as Director | Management | For | For |
1.8 | Elect D. Moyo as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A. W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S. J. Shapiro as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BELL EQUIPMENT LTD MEETING DATE: MAY 04, 2011 | ||||
TICKER: SECURITY ID: S1047R111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
2.1 | Re-elect Danie Vlok as Director | Management | For | For |
2.2 | Re-elect Tiisetso Tsukudu as Director | Management | For | For |
2.3 | Re-elect Douglas Gage as Director | Management | For | For |
2.4 | Re-elect John Barton as Director | Management | For | For |
3.1 | Elect Leon Goosen as Director | Management | For | For |
3.2 | Elect Donald Bastiani as Director | Management | For | For |
3.3 | Elect Bharti Harie as Director | Management | For | For |
4 | Reappoint Deloitte & Touche as Auditors of the Company and Camilla Howard-Browne as the Individual Registered Auditor | Management | For | For |
5 | Approve Non-executive Directors Fees with Effect from 1 January 2012 | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors in Terms of Employee Share Option Schemes | Management | For | For |
BLUE LABEL TELECOMS LTD MEETING DATE: OCT 12, 2010 | ||||
TICKER: SECURITY ID: S12461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 May 2010 | Management | For | For |
2.1 | Re-elect Joe Mthimunye as Director | Management | For | Against |
2.2 | Re-elect Larry Nestadt as Director | Management | For | For |
3 | Elect Kevin Ellerine as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers Inc as Auditors and Eben Gerryts as the Individual Registered Auditor and Authorise Their Remuneration | Management | For | For |
5 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
7 | Authorise Board to Issue Shares for Cash up to a Maximum of Three Percent of Issued Share Capital | Management | For | For |
8 | Approve Non-executive Directors Fees | Management | For | For |
9 | Approve Consulting Services Fees for Non-executive Directors | Management | For | For |
10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
BLUE STAR LIMITED MEETING DATE: JUL 26, 2010 | ||||
TICKER: 500067 SECURITY ID: Y09172159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
3 | Reappoint S.N. Talwar as Director | Management | For | For |
4 | Reappoint G. Singh as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint V.S. Advani as Director | Management | For | Against |
7 | Approve Appointment and Remuneration of V.S. Advani as Executive Director | Management | For | Against |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.99 Percent of Classic Corretora de Seguros Ltda | Management | For | For |
2 | Approve Merger Agreement between the Company and Classic Master BI Participacoes Ltda | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: MAY 20, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.98 Percent of Shares of Sebrasul Assessoria e Corretagem de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of D2X Participacoes Ltda. and Issuance of 1,320 New Shares in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: MAY 26, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Merger Agreement between the Company and Classic Master BI Participacoes Ltda Re: Amount of Shares Subject to Lock-up Provisions | Management | For | For |
2 | Re-ratify Remuneration to Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: JUN 06, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 40.8 Percent of Previsao Empreendimentos e Corretagens de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition Agreement between the Company and Previsao Representacoes Comerciais Ltda., and Issuance of 3,248 New Shares | Management | For | For |
BRITANNIA INDUSTRIES LTD. MEETING DATE: AUG 09, 2010 | ||||
TICKER: 500825 SECURITY ID: Y0969R110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 25.00 Per Share | Management | For | For |
3 | Reappoint A. Deb as Director | Management | For | Against |
4 | Reappoint N.N. Kampani as Director | Management | For | Against |
5 | Reappoint S.S. Kelkar as Director | Management | For | For |
6 | Appoint BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint N. Munjee as Director | Management | For | For |
8 | Appoint N.N. Wadia as Director | Management | For | For |
9 | Appoint V.L. Kelkar as Director | Management | For | For |
10 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
11 | Approve Five-for-One Stock Split | Management | For | For |
12 | Amend Clause 5 of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
13 | Amend Article 5 of the Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
14 | Amend Employees Stock Option Scheme Re: Adjustments in Number of Options Granted and Exercise Price Resulting from Proposed Stock Split | Management | For | For |
CADILA HEALTHCARE LIMITED MEETING DATE: JUL 27, 2010 | ||||
TICKER: 532321 SECURITY ID: Y10448101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
3 | Reappoint A.S. Diwanji as Director | Management | For | For |
4 | Reappoint M.M. Patel as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Increase Sitting Fees of Non-Executive Directors | Management | For | For |
7 | Approve Revision in Remuneration of S.P. Patel, Deputy Managing Director | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAMPBELL SOUP COMPANY MEETING DATE: NOV 18, 2010 | ||||
TICKER: CPB SECURITY ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Douglas R. Conant | Management | For | For |
1.4 | Elect Director Bennett Dorrance | Management | For | For |
1.5 | Elect Director Harvey Golub | Management | For | For |
1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
1.7 | Elect Director Randall W. Larrimore | Management | For | For |
1.8 | Elect Director Mary Alice D. Malone | Management | For | For |
1.9 | Elect Director Sara Mathew | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director William D. Perez | Management | For | For |
1.12 | Elect Director Charles R. Perrin | Management | For | For |
1.13 | Elect Director A. Barry Rand | Management | For | For |
1.14 | Elect Director Nick Shreiber | Management | For | For |
1.15 | Elect Director Archbold D. Van Beuren | Management | For | For |
1.16 | Elect Director Les C. Vinney | Management | For | For |
1.17 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CAREFUSION CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CENTERRA GOLD INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: CG SECURITY ID: 152006102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niyazbek B. Aldashev | Management | For | For |
1.2 | Elect Director Ian G. Austin | Management | For | For |
1.3 | Elect Director Raphael Girard | Management | For | For |
1.4 | Elect Director Karybek Ibraev | Management | For | For |
1.5 | Elect Director Patrick M. James | Management | For | For |
1.6 | Elect Director Stephen A. Lang | Management | For | For |
1.7 | Elect Director John W. Lill | Management | For | For |
1.8 | Elect Director Amangeldy Muraliev | Management | For | For |
1.9 | Elect Director Sheryl K. Pressler | Management | For | For |
1.10 | Elect Director Terry V. Rogers | Management | For | For |
1.11 | Elect Director Bruce V. Walter | Management | For | For |
1.12 | Elect Director Anthony J. Webb | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Restricted Share Unit Plan | Management | For | Against |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CHINA PHARMA HOLDINGS, INC. MEETING DATE: DEC 22, 2010 | ||||
TICKER: CPHI SECURITY ID: 16941T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
CINTAS CORPORATION MEETING DATE: OCT 26, 2010 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Richard T. Farmer | Management | For | For |
3 | Elect Director Scott D. Farmer | Management | For | For |
4 | Elect Director James J. Johnson | Management | For | For |
5 | Elect Director Robert J. Kohlhepp | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Joseph Scaminace | Management | For | For |
8 | Elect Director Ronald W. Tysoe | Management | For | For |
9 | Ratify Auditors | Management | For | For |
CIPLA LIMITED MEETING DATE: AUG 25, 2010 | ||||
TICKER: 500087 SECURITY ID: Y1633P142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint H.R. Manchanda as Director | Management | For | For |
4 | Reappoint R. Shroff as Director | Management | For | For |
5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Appointment and Remuneration of K. Hamied, Relative of a Director, as a Member of the Management Team | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JAN 18, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2010 | Management | For | For |
2 | Reappoint KPMG Inc as Auditors of the Company and David Friedland as the Individual Registered Auditor | Management | For | For |
3 | Re-elect Michael Harvey as Director | Management | For | For |
4 | Re-elect David Kneale as Director | Management | For | For |
5 | Re-elect Martin Rosen as Director | Management | For | For |
6 | Elect Nkaki Matlala as Director | Management | For | For |
7 | Approve Non-Executive Directors Fees for the Year 1 September 2010 to 31 August 2011 | Management | For | For |
8 | Approve Distributions to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (Companies Act) | Management | For | For |
10 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (JSE Listings Requirements) | Management | For | For |
11 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JAN 18, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Share Capital to ZAR 6,500,000 | Management | For | For |
2 | Approve Specific Repurchase of A Shares in Terms of the Trust Deed | Management | For | For |
3 | Approve Financial Assistance to the Clicks Group Employee Share Ownership Trust and Qualifying Beneficiaries | Management | For | For |
1 | Approve Clicks Group Employee Share Ownership Trust Deed; Authorise Issue of A Shares to the Clicks Group Employee Share Ownership Trust | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JUN 01, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Forfeiture of Unclaimed Dividends | Management | For | For |
2 | Amend Articles of Association Re: Forfeiture of Shareholder's Dividend or Distribution Payable by Cheque of ZAR50 or Less | Management | For | For |
3 | Authorise Board to Issue Shares for Cash up to 10,500,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd | Management | For | For |
1 | Approve Interim Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO MEETING DATE: APR 28, 2011 | ||||
TICKER: ING SECURITY ID: F51723116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses and Dividends of EUR 0.35 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Ratify Appointment of Celeste Thomasson as Director | Management | For | Against |
7 | Ratify Appointment of Alex Fain as Director | Management | For | For |
8 | Ratify Appointment of Jean-Pierre Cojan as Director | Management | For | For |
9 | Reelect Jean-Jacques Poutrel as Director | Management | For | Against |
10 | Reelect Consellior as Director | Management | For | Against |
11 | Acknowledge Decision Not to Renew Mandate of Jacques Stern as Director | Management | For | For |
12 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
15 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | For | Against |
17 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
18 | Amend Articles 11, 12, 19 and 22 of Bylaws Re: Shares, Shareholding Requirements for Directors, General Meetings Convening and Attendance, Treatment of Losses | Management | For | For |
19 | Amend Article 8 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
20 | Amend Article 9 of Bylaws Re: Subscription Period | Management | For | For |
21 | Amend Article 10 of Bylaws Re: Shares | Management | For | For |
22 | Amend Article 19 of Bylaws Re: Ordinary Meeting | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest F. Ladd, III | Management | For | For |
1.2 | Elect Director David A. Dye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COMPUTER TASK GROUP, INCORPORATED MEETING DATE: MAY 11, 2011 | ||||
TICKER: CTGX SECURITY ID: 205477102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Boldt | Management | For | For |
1.2 | Elect Director Thomas E. Baker | Management | For | For |
1.3 | Elect Director William D. McGuire | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONCERN KALINA OJSC MEETING DATE: MAY 17, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on Company's Operations in 2010 and Company Strategy in 2011; Approve Annual Report, Financial Statements, and Allocation of Income; Approve Audit Commission Report and Auditor's Report | Management | For | For |
2 | Approve Interim Dividends of RUB 38.83 for Second Half of Fiscal 2010 | Management | For | For |
3.1 | Elect Aleksey Averkiev as Director | Management | None | For |
3.2 | Elect Nikolay Geller as Director | Management | None | For |
3.3 | Elect Timur Goryayev as Director | Management | None | For |
3.4 | Elect Johan Vreeman as Director | Management | None | For |
3.5 | Elect Jochen Wermuth as Director | Management | None | For |
3.6 | Elect Oleg Lunin as Director | Management | None | For |
3.7 | Elect Aleksandr Petrov as Director | Management | None | For |
3.8 | Elect Pierre Letzelter as Director | Management | None | For |
3.9 | Elect Thibault Ponroy as Director | Management | None | For |
3.10 | Elect Franklin Berrebi as Director | Management | None | For |
3.11 | Elect Denis Cherkasov as Director | Management | None | For |
3.12 | Elect Valery Chuvatin as Director | Management | None | For |
3.13 | Elect Marina Shestakova as Director | Management | None | For |
4.1 | Elect Yelena Petrichenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Marina Buynova as Member of Audit Commission | Management | For | For |
4.3 | Elect Ilya Soloviy as Member of Audit Commission | Management | For | For |
5 | Ratify Listik and Partners LLC as Auditor | Management | For | For |
CONSTANT CONTACT, INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: CTCT SECURITY ID: 210313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Anderson | Management | For | For |
1.2 | Elect Director Sharon T. Rowlands | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CRISIL LTD. MEETING DATE: APR 15, 2011 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividends of INR 75 Per Share and Approve Final Dividend of INR 25 Per Share | Management | For | For |
3 | Reappoint B.V. Bhargava as Director | Management | For | For |
4 | Reappoint N. Mor as Director | Management | For | Against |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CRISIL LTD. (FRMRLY. CREDIT RATING INF. SERVICE OF INDIA) MEETING DATE: OCT 14, 2010 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Share Buy-Back | Management | For | For |
2 | Authorize Repurchase of Up to 25 Percent of Issued Share Capital | Management | For | For |
CRISIL LTD. (FRMRLY. CREDIT RATING INF. SERVICE OF INDIA) MEETING DATE: JAN 31, 2011 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Scheme (ESOS) | Management | For | For |
2 | Approve Stock Option Plan Grants to Employees and Executive Directors of Subsidiary Companies Under the ESOS | Management | For | For |
DAIKOKUTENBUSSAN CO. LTD. MEETING DATE: AUG 25, 2010 | ||||
TICKER: 2791 SECURITY ID: J1012U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Shouji Ohga | Management | For | For |
2.2 | Elect Director Keiichi Sasaki | Management | For | For |
2.3 | Elect Director Mikio Watanabe | Management | For | For |
2.4 | Elect Director Tomohiro Kawada | Management | For | For |
2.5 | Elect Director Kazuhiro Kikuchi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Kazunari Kuwahara | Management | For | For |
DAPHNE INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 00210 SECURITY ID: G2830J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Auditors' and Directors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Chang Chih-Kai as Director | Management | For | Against |
3b | Reelect Chen Hsien Min as Director | Management | For | Against |
3c | Reelect Hsiao Hsi-Ming as Director | Management | For | Against |
3d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DEN NETWORKS LTD MEETING DATE: SEP 10, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint A. Chand as Director | Management | For | For |
3 | Reappoint A. Sharma as Director | Management | For | For |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve DEN Employees Stock Option Plan Scheme, 2010 (DEN ESOP Scheme 2010) | Management | For | Against |
6 | Approve Stock Option Plan Grants to Employees and Directors of Subsidiary Companies Under the DEN ESOP Scheme 2010 | Management | For | Against |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 7.5 Billion | Management | For | For |
DEN NETWORKS LTD MEETING DATE: OCT 18, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital to INR 2 Billion Divided into 200 Million Equity Shares of INR 10 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Appoint S. Manchanda as Chairman and Managing Director | Management | For | For |
DEN NETWORKS LTD MEETING DATE: DEC 24, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and Guarantee to/from Any Corporate Body up to INR 10 Billion | Management | For | For |
2 | Approve Payment of Remuneration of S. Manchanda, Chairman and Managing Director | Management | For | For |
DENA CO LTD MEETING DATE: JUN 25, 2011 | ||||
TICKER: 2432 SECURITY ID: J1257N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
2 | Amend Articles To Limit Rights of Odd-Lot Holders | Management | For | For |
3.1 | Elect Director Namba, Tomoko | Management | For | For |
3.2 | Elect Director Haruta, Makoto | Management | For | For |
3.3 | Elect Director Moriyasu, Isao | Management | For | For |
3.4 | Elect Director Kawasaki, Shuuhei | Management | For | For |
3.5 | Elect Director Neil Young | Management | For | For |
3.6 | Elect Director Kobayashi, Kenji | Management | For | For |
4.1 | Appoint Statutory Auditor Watanabe, Taketsune | Management | For | For |
4.2 | Appoint Statutory Auditor Iida, Masaru | Management | For | Against |
4.3 | Appoint Statutory Auditor Fujikawa, Hisaaki | Management | For | For |
DEUTSCHE POST AG MEETING DATE: MAY 25, 2011 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exemption of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7a | Elect Werner Gatzer to the Supervisory Board | Management | For | For |
7b | Elect Thomas Kunz to the Supervisory Board | Management | For | For |
7c | Elect Elmar Toime to the Supervisory Board | Management | For | For |
7d | Elect Katja Windt to the Supervisory Board | Management | For | For |
7e | Elect Hero Brahms to the Supervisory Board | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: SEP 29, 2010 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lin Yang as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ECLIPSYS CORPORATION MEETING DATE: AUG 13, 2010 | ||||
TICKER: ECLP SECURITY ID: 278856109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: EAU SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael Price | Management | For | For |
1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.7 | Elect Director Donald M. Shumka | Management | For | For |
1.8 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Incentive Stock Option Plan | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ENTERTAINMENT NETWORK INDIA LTD MEETING DATE: SEP 07, 2010 | ||||
TICKER: 532700 SECURITY ID: Y22993102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R. Kulkarni as Director | Management | For | For |
3 | Reappoint D.M. Satwalekar as Director | Management | For | For |
4 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint A.P. Parigi as Director | Management | For | Against |
6 | Appoint P. Panday as Director | Management | For | Against |
7 | Approve Appointment and Remuneration of P. Panday as Executive Director and CEO | Management | For | Against |
EQUIFAX INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
4 | Elect Director L. Phillip Humann | Management | For | For |
5 | Elect Director Siri S. Marshall | Management | For | For |
6 | Elect Director Mark B. Templeton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EVA PRECISION INDUSTRIAL HOLDINGS LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00838 SECURITY ID: G32148101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Hwo Jie as Executive Director | Management | For | Against |
2b | Reelect Nomo Kenshiro as Executive Director | Management | For | Against |
2c | Reelect Choy Tak Ho as Independent Non-Executive Director | Management | For | For |
3 | Declare Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Increase in Authorized Share Capital | Management | For | Against |
7 | Approve Bonus Issue | Management | For | For |
FANUC LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Kojima, Hideo | Management | For | For |
3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.5 | Elect Director Ito, Takayuki | Management | For | For |
3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
3.7 | Elect Director Kishi, Hajimu | Management | For | For |
3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
3.11 | Elect Director Noda, Hiroshi | Management | For | For |
3.12 | Elect Director Araki, Hiroshi | Management | For | For |
3.13 | Elect Director Kohari, Katsuo | Management | For | For |
3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
3.15 | Elect Director Richard E Schneider | Management | For | For |
3.16 | Elect Director Olaf C Gehrels | Management | For | For |
4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FRANCO-NEVADA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: FNV SECURITY ID: 351858105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director Derek W. Evans | Management | For | For |
1.4 | Elect Director Graham Farquharson | Management | For | For |
1.5 | Elect Director Louis Gignac | Management | For | For |
1.6 | Elect Director Randall Oliphant | Management | For | For |
1.7 | Elect Director David R. Peterson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FUEL SYSTEMS SOLUTIONS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FSYS SECURITY ID: 35952W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman L. Bryan | Management | For | For |
1.2 | Elect Director Joseph E. Pompeo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GEELY AUTOMOBILE HOLDINGS LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00175 SECURITY ID: G3777B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Li Shu Fu as Director | Management | For | Against |
4 | Reelect Gui Sheng Yue as Director | Management | For | Against |
5 | Reelect Wei Mei as Director | Management | For | Against |
6 | Reelect Wang Yang as Director | Management | For | Against |
7 | Reelect Song Lin as Director | Management | For | For |
8 | Reelect Lee Cheuk Yin, Dannis as Director | Management | For | For |
9 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
10 | Reappoint Grant Thornton Jingdu Tianhua as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GEMALTO MEETING DATE: MAY 18, 2011 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: GNMK SECURITY ID: 372309104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daryl Faulkner | Management | For | Withhold |
1.2 | Elect Director James Fox, Ph.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
GENOMIC HEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GOLDCREST CO. LTD. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 8871 SECURITY ID: J17451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yasukawa, Hidetoshi | Management | For | For |
1.2 | Elect Director Umeda, Keiko | Management | For | For |
1.3 | Elect Director Yamaguchi, Takeaki | Management | For | For |
2 | Appoint Statutory Auditor Imai, Mitsuaki | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
GOLDEN EAGLE RETAIL GROUP LTD. MEETING DATE: DEC 21, 2010 | ||||
TICKER: 03308 SECURITY ID: G3958R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquistion by Xuzhou Golden Eagle International Industry Co., Ltd. of the Entire Equity Interest in Xuzhou Jinhao Investment Management Co., Ltd. Pursuant the Equity Transfer Agreement | Management | For | For |
2 | Approve Lease Agreement (Additional Xianlin Retail Area) and Related Transactions | Management | For | For |
3 | Approve Proposed Annual Caps for the Rental in Respect of the Xianlin Golden Eagle Lease Agreements for Each of the Three Years Ending Dec. 31, 2012 | Management | For | For |
4 | Approve Proposed Revised Annual Caps for Each of the Two Years Ending Dec. 31, 2010 and 2011 | Management | For | For |
5 | Approve 2011 Xinjiekou Tenancy Agreement and Related Transactions | Management | For | For |
6 | Approve Proposed Annual Caps for the 2011 Xinjiekou Tenancy Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
7 | Approve 2011 Lease Agreement (Additional Shanghai Premises) and Related Transactions | Management | For | For |
8 | Approve Proposed Annual Caps for the 2011 Lease Agreement (Additional Shanghai Premises) for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
9 | Approve 2011 Project Management Services Agreement and Related Transactions | Management | For | For |
10 | Approve Proposed Annual Caps for the 2011 Project Management Services Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
11 | Approve 2011 Decoration Services Agreement and Related Transactions | Management | For | For |
12 | Approve Proposed Annual Caps for the 2011 Decoration Services Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
HANG LUNG PROPERTIES LTD. MEETING DATE: OCT 20, 2010 | ||||
TICKER: 00101 SECURITY ID: Y30166105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Dominic Chiu Fai Ho as Director | Management | For | For |
3b | Reelect Ronnie Chichung Chan as Director | Management | For | For |
3c | Reelect Philip Nan Lok Chen as Director | Management | For | For |
3d | Reelect William Pak Yau Ko as Director | Management | For | For |
3e | Reelect Henry Tze Yin Yiu as Director | Management | For | For |
3f | Reelect Hau Cheong Ho as Director | Management | For | For |
3g | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy K. Quinn | Management | For | For |
1.2 | Elect Director William L. Transier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HENG TAI CONSUMABLES GROUP LTD. MEETING DATE: DEC 28, 2010 | ||||
TICKER: 00197 SECURITY ID: G44035106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3a | Reelect Lam Kwok Hing as Director | Management | For | Against |
3b | Reelect Chan Yuk, Foebe as Director | Management | For | Against |
3c | Reelect John Handley as Director | Management | For | Against |
3d | Approve Remuneration of Directors | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Refreshed Scheme Mandate Limit | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Bullock | Management | For | For |
1.2 | Elect Director John E. Caldwell | Management | For | For |
1.3 | Elect Director Donald K. Charter | Management | For | For |
1.4 | Elect Director W. Robert Dengler | Management | For | For |
1.5 | Elect Director Guy G. Dufresne | Management | For | For |
1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ICRA LTD. MEETING DATE: AUG 12, 2010 | ||||
TICKER: 532835 SECURITY ID: Y3857F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17 Per Share | Management | For | For |
3 | Reappoint U. Kohli as Director | Management | For | For |
4 | Reappoint J.A. Elliott as Director | Management | For | For |
5 | Appoint Vipin Aggarwal & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IGUATEMI EMPRESA SHOPPING CENTERS S.A MEETING DATE: APR 27, 2011 | ||||
TICKER: IGTA3 SECURITY ID: P5352J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 13, 2010 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
8 | Re-elect Auditors | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: JUL 23, 2010 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint A. Duggal as Director | Management | For | For |
4 | Reappoint A. Gupta as Director | Management | For | For |
5 | Appoint Price Waterhouse & Co. as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: SEP 15, 2010 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital to INR 600 Million Divided into 60 Million Equity Shares of INR 10 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Authorize Capitalization of Reserves for Bonus Issue of Equity Shares on the Basis of One New Equity Share for Every One Existing Equity Share Held | Management | For | For |
INTERNET BRANDS, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: INET SECURITY ID: 460608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
IPC THE HOSPITALIST COMPANY, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam D. Singer | Management | For | For |
1.2 | Elect Director Thomas P. Cooper | Management | For | For |
1.3 | Elect Director Chuck Timpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JAMMU & KASHMIR BANK LTD. (THE) MEETING DATE: JUL 31, 2010 | ||||
TICKER: 532209 SECURITY ID: Y8743F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 22 Per Share | Management | For | For |
3 | Reappoint B.L. Dogra as Director | Management | For | For |
4 | Reappoint A.M. Matto as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul F. Balser | Management | For | Against |
2 | Elect Director Jeffrey J. Diermeier | Management | For | Against |
3 | Elect Director Glenn S. Schafer | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JOBSTREET CORPORATION BHD MEETING DATE: JUN 22, 2011 | ||||
TICKER: JOBST SECURITY ID: Y44474107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Final Dividend of MYR 0.01 Per Share for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
3 | Approve Remuneration of Directors in the Amount of MYR 195,000 for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
4 | Elect Lin See Yan as Director | Management | For | For |
5 | Elect Lim Chao Li as Director | Management | For | Against |
6 | Elect Ng Kay Yip as Director | Management | For | Against |
7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JUBILANT FOODWORKS LTD MEETING DATE: APR 16, 2011 | ||||
TICKER: 533155 SECURITY ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Objects Clause in Clause III of the Memorandum of Association | Management | For | For |
KAKAKU.COM INC MEETING DATE: JUN 23, 2011 | ||||
TICKER: 2371 SECURITY ID: J29258100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3800 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
3.2 | Elect Director Tanaka, Minoru | Management | For | For |
3.3 | Elect Director Hata, Shonosuke | Management | For | For |
3.4 | Elect Director Uchida, Yosuke | Management | For | For |
3.5 | Elect Director Ieuji, Taizo | Management | For | For |
3.6 | Elect Director Fujiwara, Kenji | Management | For | For |
3.7 | Elect Director Uemura, Hajime | Management | For | For |
3.8 | Elect Director Yuuki, Shingo | Management | For | For |
3.9 | Elect Director Matsumoto, Oki | Management | For | For |
3.10 | Elect Director Masuda, Muneaki | Management | For | Against |
4 | Appoint Statutory Auditor Maeno, Hiroshi | Management | For | For |
KALINA CONCERN MEETING DATE: AUG 26, 2010 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 10.66 per Ordinary Share for First Half of Fiscal 2010 | Management | For | For |
KAPPA CREATE CO. LTD. MEETING DATE: MAY 30, 2011 | ||||
TICKER: 7421 SECURITY ID: J30675102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2.1 | Elect Director Tokuyama, Keiichi | Management | For | For |
2.2 | Elect Director Hirabayashi, Toru | Management | For | For |
2.3 | Elect Director Ikebata, Nobuho | Management | For | For |
2.4 | Elect Director Shimizu, Sukeichiro | Management | For | For |
2.5 | Elect Director Minemura, Makoto | Management | For | For |
2.6 | Elect Director Ueno, Yasuhiro | Management | For | For |
2.7 | Elect Director Kitamori, Koji | Management | For | For |
2.8 | Elect Director Watanabe, Hironao | Management | For | For |
2.9 | Elect Director Nakai, Tetsutaro | Management | For | For |
KENEDIX INC. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 4321 SECURITY ID: J3243N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honma, Ryosuke | Management | For | For |
1.2 | Elect Director Kawashima, Atsushi | Management | For | For |
1.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
1.4 | Elect Director Tanaka, Akira | Management | For | For |
1.5 | Elect Director Kashiwagi, Noboru | Management | For | For |
1.6 | Elect Director Uematsu, Takashi | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: APR 20, 2011 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Feng Guo Hua as Director | Management | For | For |
3b | Reelect Gary Clark Biddle as Director | Management | For | For |
3c | Reelect James Ming King as Director | Management | For | For |
3d | Reelect Wu Cheng as Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: SEP 15, 2010 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Warrants in Connection with Acquisition | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect Richard P. Clark as Director | Management | For | For |
1.5 | Elect John M.H. Huxley as Director | Management | For | For |
1.6 | Elect John A. Keyes as Director | Management | For | For |
1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
1.8 | Elect George F. Michals as Director | Management | For | For |
1.9 | Elect John E. Oliver as Director | Management | For | For |
1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Incentive Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
KONTRON AG MEETING DATE: JUN 07, 2011 | ||||
TICKER: KBC SECURITY ID: D2233E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6.1 | Elect Chris Burke to the Supervisory Board | Management | For | For |
6.2 | Elect Mathias Hlubek to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 27.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Cancellation of Capital Authorization | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 16.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 11, 2011 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: JUL 30, 2010 | ||||
TICKER: 00992 SECURITY ID: 526250105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Nicholas C. Allen as Director | Management | For | For |
3b | Reelect Yang Yuanqing as Director | Management | For | Against |
3c | Reelect Zhu Linan as Director | Management | For | Against |
3d | Reelect James G. Coulter as Director | Management | For | Against |
3e | Reelect Ting Lee Sen as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: MAY 27, 2011 | ||||
TICKER: 00992 SECURITY ID: 526250105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party | Management | For | Did Not Vote |
LIHIR GOLD LTD. MEETING DATE: AUG 23, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LONGTOP FINANCIAL TECHNOLOGIES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Yinhua Chen as Director | Management | For | Withhold |
1b | Elect Yifeng Shen as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
M3 INC MEETING DATE: JUN 20, 2011 | ||||
TICKER: 2413 SECURITY ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanimura, Itaru | Management | For | For |
1.2 | Elect Director Nishi, Akihiko | Management | For | For |
1.3 | Elect Director Nagata, Tomoyuki | Management | For | For |
1.4 | Elect Director Chuujo, Osamu | Management | For | For |
1.5 | Elect Director Yokoi, Satoshi | Management | For | For |
1.6 | Elect Director Tsuji, Takahiro | Management | For | For |
1.7 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.8 | Elect Director Yoshida, Yasuhiko | Management | For | For |
2 | Appoint Statutory Auditor Horino, Nobuto | Management | For | For |
3 | Approve Regular Stock Option Plan and Deep Discount Stock Option Plan | Management | For | Against |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARISA LOJAS SA MEETING DATE: APR 19, 2011 | ||||
TICKER: AMAR3 SECURITY ID: P6462B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MARUSAN SECURITIES CO. LTD. MEETING DATE: JUN 28, 2011 | ||||
TICKER: 8613 SECURITY ID: J40476103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
2.1 | Elect Director Hiramoto, Masahide | Management | For | For |
2.2 | Elect Director Nishizawa, Masuo | Management | For | For |
2.3 | Elect Director Takahashi, Koji | Management | For | For |
2.4 | Elect Director Nishimura, Toshihiko | Management | For | For |
3.1 | Appoint Statutory Auditor Nakakubo, Shinichi | Management | For | Against |
3.2 | Appoint Statutory Auditor Kokubo, Tsunechika | Management | For | For |
4 | Appoint Alternate Statutory Auditor Mori, Isamu | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASIMO CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | For |
1.2 | Elect Director Sanford Fitch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MAX INDIA LIMITED MEETING DATE: SEP 15, 2010 | ||||
TICKER: 500271 SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint A. Windlass as Director | Management | For | For |
3 | Reappoint R. Khanna as Director | Management | For | For |
4 | Reappoint L. Puri as Director | Management | For | For |
5 | Reappoint P. Mankad as Director | Management | For | For |
6 | Reappoint S. Mehra as Director | Management | For | For |
7 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint K.N. Murthy as Director | Management | For | For |
9 | Appoint O. Goswami as Director | Management | For | For |
10 | Approve Reappointment and Remuneration of A. Singh as Chairman and Managing Director | Management | For | For |
MAX INDIA LTD. MEETING DATE: JAN 31, 2011 | ||||
TICKER: 500271 SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment of up to INR 7.5 Billion in Max Healthcare Institute Ltd, a Subsidiary of the Company | Management | For | For |
2 | Amend Articles of Association Re: Investor Agreement between Xenok Ltd, Max India Ltd (MIL), and Promoter Group of MIL | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEGASTUDY CO. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 072870 SECURITY ID: Y59327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 2,300 per Share | Management | For | For |
2.1 | Reelect Ko Ji-Soo as Inside Director | Management | For | Against |
2.2 | Reelect Park Seung-Dong as Inside Director | Management | For | Against |
2.3 | Elect Chung Dong-Sik as Outside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
MIC ELECTRONICS LTD. MEETING DATE: DEC 30, 2010 | ||||
TICKER: 532850 SECURITY ID: Y6020Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint S. Khosla as Director | Management | For | For |
3 | Reappoint N.S. Rao as Director | Management | For | For |
4 | Approve Pinnamaneni & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Article 76 of the Articles of Association Re: Provision of Loans or Guarantee | Management | For | For |
6 | Approve Reappointment and Remuneration of L.N.M. Rao as Executive Director | Management | For | For |
7 | Approve Increase in Remuneration of M.V.R. Rao, Chairman and Managing Director | Management | For | For |
8 | Approve Employees Stock Option Plan, 2010 (ESOP-2010) | Management | For | Against |
9 | Approve Stock Option Plan Grants to Employees/Directors of the Subsidiary and Holding Companies Under the ESOP-2010 | Management | For | Against |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heiner Dreismann | Management | For | For |
1.2 | Elect Director Peter D. Meldrum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NANOSPHERE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: NSPH SECURITY ID: 63009F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Moffitt, III | Management | For | For |
1.2 | Elect Director Mark Slezak | Management | For | For |
1.3 | Elect Director Jeffrey R. Crisan | Management | For | For |
1.4 | Elect Director Andre de Bruin | Management | For | For |
1.5 | Elect Director Chad A. Mirkin, Ph.D. | Management | For | Withhold |
1.6 | Elect Director Lorin J. Randall | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | For |
1.2 | Elect Director Jay C. Hoag | Management | For | For |
1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NETSPEND HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: NTSP SECURITY ID: 64118V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew W. Adams | Management | For | For |
1.2 | Elect Director Daniel R. Henry | Management | For | For |
1.3 | Elect Director Stephen A. Vogel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
NETSUITE INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
NEW FOCUS AUTO TECH HOLDINGS LIMITED MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00360 SECURITY ID: G64545109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Du Haibo as Independent Non-Executive Director | Management | For | Against |
2a2 | Reelect Uang Chii-Maw as Independent Non-Executive Director | Management | For | Against |
2a3 | Reelect Hung Wei-Pi, John as Executive Director | Management | For | Against |
2a4 | Reelect Lu Yuan Cheng as Executive Director | Management | For | Against |
2a5 | Reelect Edward B. Matthew as Executive Director | Management | For | Against |
2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Appoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Richard T. O'Brien | Management | For | For |
1.8 | Elect Director John B. Prescott | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
NHN CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NIIT TECHNOLOGIES LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 532541 SECURITY ID: Y62769107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
3 | Reappoint S. Bhattacharya as Director | Management | For | For |
4 | Reappoint S. Singh as Director | Management | For | For |
5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of R.S. Pawar as Chairman and Managing Director | Management | For | Against |
7 | Approve Payment of Minimum Remuneration to R.S. Pawar as Chairman and Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of A. Thakur as CEO and Joint Managing Director | Management | For | Against |
9 | Approve Payment of Minimum Remuneration to Arvind Thakur as CEO and Joint Managing Director | Management | For | For |
NIPPON THOMPSON CO. LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6480 SECURITY ID: J56257116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Management | For | For |
2.1 | Elect Director Yamashita, Akira | Management | For | For |
2.2 | Elect Director Sueda, Kohei | Management | For | For |
2.3 | Elect Director Komaba, Kiyoshi | Management | For | For |
2.4 | Elect Director Kondo, Toshio | Management | For | For |
2.5 | Elect Director Tanaka, Kazuhiko | Management | For | For |
2.6 | Elect Director Miyachi, Shigeki | Management | For | For |
2.7 | Elect Director Tanaka, Kiyoharu | Management | For | For |
2.8 | Elect Director Hattori, Shinichi | Management | For | For |
2.9 | Elect Director Akimoto, Toshitaka | Management | For | For |
2.10 | Elect Director Kimura, Toshinao | Management | For | For |
3.1 | Appoint Statutory Auditor Suzuki, Ichio | Management | For | For |
3.2 | Appoint Statutory Auditor Takei, Yoichi | Management | For | For |
3.3 | Appoint Statutory Auditor Ishibe, Kenji | Management | For | Against |
3.4 | Appoint Statutory Auditor Saito, Satoshi | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 30, 2011 | ||||
TICKER: NOBE SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3.1 | Approve Transfer of CHF 43.3 Million from Capital Reserves to Free Reserves | Management | For | Did Not Vote |
3.2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.3 | Approve Dividend of CHF 0.35 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
5.2 | Reelect Raymund Breu as Director | Management | For | Did Not Vote |
5.3 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
5.4 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
5.5 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
5.6 | Reelect Heino von Prondzynski as Director | Management | For | Did Not Vote |
5.7 | Reelect Oern Stuge as Director | Management | For | Did Not Vote |
5.8 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Reger | Management | For | For |
1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
1.3 | Elect Director Robert Grabb | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
1.6 | Elect Director Loren J. O'Toole | Management | For | For |
1.7 | Elect Director Carter Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NXSTAGE MEDICAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: NXTM SECURITY ID: 67072V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
1.2 | Elect Director Philippe O. Chambon | Management | For | For |
1.3 | Elect Director Daniel A. Giannini | Management | For | For |
1.4 | Elect Director Nancy J. Ham | Management | For | For |
1.5 | Elect Director Earl R. Lewis | Management | For | For |
1.6 | Elect Director Craig W. Moore | Management | For | For |
1.7 | Elect Director Reid S. Perper | Management | For | For |
1.8 | Elect Director David S. Utterberg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
OJSC CONCERN KALINA MEETING DATE: JAN 11, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital via Share Repurchase | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Hellauer | Management | For | For |
1.2 | Elect Director Arnold L. Steiner | Management | For | For |
1.3 | Elect Director Fredricka Taubitz | Management | For | For |
1.4 | Elect Director Aldo C. Zucaro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PARKER DRILLING COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Parker Jr. | Management | For | Withhold |
1.2 | Elect Director John W. Gibson Jr. | Management | For | Withhold |
1.3 | Elect Director Roger B. Plank | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.40 Per Share | Management | For | For |
3 | Reappoint R.A. Shah as Director | Management | For | For |
4 | Reappoint N. Vaghul as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Santhanam as Executive Director and COO | Management | For | For |
8 | Approve Transfer of Register of Members, Documents and Certificates to Share Transfer Agents | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: DEC 01, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of up to 41.8 Million Equity Shares at a Price of INR 600 Per Share | Management | For | For |
2 | Approve Charitable Donations up to INR 2 Billion | Management | For | For |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PORTO SEGURO SA MEETING DATE: MAR 30, 2011 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Date of and Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
6 | Elect Director | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
PORTO SEGURO SA MEETING DATE: MAR 30, 2011 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 18 Re: Size of Executive Committee | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
PRAKASH INDUSTRIES LTD MEETING DATE: AUG 14, 2010 | ||||
TICKER: 506022 SECURITY ID: Y7078C116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R.K. Vepa as Director | Management | For | For |
3 | Reappoint G.L. Mohta as Director | Management | For | Against |
4 | Reappoint V. Agarwal as Director | Management | For | Against |
5 | Approve Chaturvedi & Partners as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Amend Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
PRESIDENTIAL LIFE CORPORATION MEETING DATE: AUG 18, 2010 | ||||
TICKER: PLFE SECURITY ID: 740884101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Donald Barnes | Management | For | For |
1.2 | Elect Director William A. DeMilt | Management | For | For |
1.3 | Elect Director W. Thomas Knight | Management | For | For |
1.4 | Elect Director John D. McMahon | Management | For | For |
1.5 | Elect Director Lawrence Read | Management | For | For |
1.6 | Elect Director Lawrence Rivkin | Management | For | For |
1.7 | Elect Director Stanley Rubin | Management | For | For |
1.8 | Elect Director William M. Trust Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Herbert Kurz | Shareholder | For | Did Not Vote |
1.2 | Elect Director Donna L. Brazile | Shareholder | For | Did Not Vote |
1.3 | Elect Director William J. Flynn | Shareholder | For | Did Not Vote |
1.4 | Elect Director John F.X. Mannion | Shareholder | For | Did Not Vote |
1.5 | Elect Director Donald Shaffer | Shareholder | For | Did Not Vote |
1.6 | Elect Director Douglas B. Sosnik | Shareholder | For | Did Not Vote |
1.7 | Elect Director Daniel M. Theriault | Shareholder | For | Did Not Vote |
1.8 | Elect Director Cliff L. Wood | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
PROTECTIVE LIFE CORPORATION MEETING DATE: MAY 09, 2011 | ||||
TICKER: PL SECURITY ID: 743674103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Burton | Management | For | For |
1.2 | Elect Director Thomas L. Hamby | Management | For | For |
1.3 | Elect Director John D. Johns | Management | For | For |
1.4 | Elect Director Vanessa Leonard | Management | For | For |
1.5 | Elect Director Charles D. McCrary | Management | For | For |
1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.7 | Elect Director Hans H. Miller | Management | For | For |
1.8 | Elect Director Malcolm Portera | Management | For | For |
1.9 | Elect Director C. Dowd Ritter | Management | For | For |
1.10 | Elect Director Jesse J. Spikes | Management | For | For |
1.11 | Elect Director William A. Terry | Management | For | For |
1.12 | Elect Director W. Michael Warren, Jr. | Management | For | For |
1.13 | Elect Director Vanessa Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PROTO CORPORATION MEETING DATE: JUN 27, 2011 | ||||
TICKER: 4298 SECURITY ID: J6409J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yokoyama, Hiroichi | Management | For | For |
1.2 | Elect Director Irikawa, Tatsuzo | Management | For | For |
1.3 | Elect Director Saito, Minoru | Management | For | For |
1.4 | Elect Director Yokoyama, Motohisa | Management | For | For |
1.5 | Elect Director Iimura, Fujio | Management | For | For |
1.6 | Elect Director Okimura, Atsuya | Management | For | For |
1.7 | Elect Director Kuramoto, Susumu | Management | For | For |
1.8 | Elect Director Kamiya, Kenji | Management | For | For |
1.9 | Elect Director Munehira, Mitsuhiro | Management | For | For |
1.10 | Elect Director Shiraki, Toru | Management | For | For |
1.11 | Elect Director Shimizu, Shigeyoshi | Management | For | For |
2 | Appoint Statutory Auditor Goto, Mitsuo | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALITY SYSTEMS, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: QSII SECURITY ID: 747582104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Barbarosh | Management | For | For |
1.2 | Elect Director Dr. Murray Brennan | Management | For | For |
1.3 | Elect Director George Bristol | Management | For | For |
1.4 | Elect Director Patrick Cline | Management | For | For |
1.5 | Elect Director Ahmed Hussein | Management | For | For |
1.6 | Elect Director Russell Pflueger | Management | For | For |
1.7 | Elect Director Steven Plochocki | Management | For | For |
1.8 | Elect Director Sheldon Razin | Management | For | For |
1.9 | Elect Director Maureen Spivak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
1.3 | Elect Director Neal C. Bradsher | Management | For | For |
1.4 | Elect Director Stephen C. Farrell | Management | For | For |
1.5 | Elect Director Louis Silverman | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
QUIDEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan, M.D., Ph.D. | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RADISYS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: RSYS SECURITY ID: 750459109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Scott Gibson | Management | For | For |
1.2 | Elect Director Scott C. Grout | Management | For | For |
1.3 | Elect Director Ken J. Bradley | Management | For | For |
1.4 | Elect Director Richard J. Faubert | Management | For | For |
1.5 | Elect Director Dr. William W. Lattin | Management | For | For |
1.6 | Elect Director Kevin C. Melia | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
1.8 | Elect Director Lorene K. Steffes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
RANDSTAD HOLDING NV MEETING DATE: MAR 31, 2011 | ||||
TICKER: RAND SECURITY ID: N7291Y137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of the Management Board and Preceding Advice of the Supervisory Board | Management | None | None |
2b | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2d | Approve Dividends of EUR 1.18 Per Share | Management | For | Did Not Vote |
3a | Approve Discharge of Management Board | Management | For | Did Not Vote |
3b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
4a | Reelect Fritz Frohlich to Supervisory Board | Management | For | Did Not Vote |
4b | Elect Jaap Winter to Supervisory Board | Management | For | Did Not Vote |
5a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | Did Not Vote |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7 | Amend Articles Re: Change in Legislation on Shareholders Rights | Management | For | Did Not Vote |
8 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
RAUBEX GROUP LTD MEETING DATE: OCT 08, 2010 | ||||
TICKER: RBX SECURITY ID: S68353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2010 | Management | For | For |
2.1 | Re-elect Marake Matjila as Director | Management | For | Against |
2.2 | Re-elect Rudolf Fourie as Director | Management | For | Against |
2.3 | Re-elect Francois Diedrechsen as Director | Management | For | Against |
2.4 | Re-elect Freddie Kenney as Director | Management | For | Against |
2.5 | Re-elect Leslie Maxwell as Director | Management | For | Against |
2.6 | Re-elect Jacobus Raubenheimer as Director | Management | For | Against |
3 | Authorise the Company Not to Fill the Vacated Office of Mbali Swana at the AGM | Management | For | For |
4 | Authorise Board to Determine the Remuneration of the Auditors for the Past Audit | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and L Rossouw as the Individual Registered Auditor | Management | For | For |
6 | Approve the Payment of Remuneration to the Directors | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
9 | Approve Raubex Group Ltd Deferred Stock Scheme | Management | For | For |
10 | Approve the Limits of the Raubex Group Ltd Deferred Stock Scheme | Management | For | For |
11 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
12 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 18, 2011 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.3 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Orban | Management | For | For |
1.2 | Elect Director Donald H. Seiler | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANGAMO BIOSCIENCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director William R. Ringo | Management | For | For |
1.7 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SAZABY LEAGUE LTD MEETING DATE: FEB 24, 2011 | ||||
TICKER: 7553 SECURITY ID: J69833101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Create Class A Shares | Management | For | For |
2 | Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
3 | Approve Acquisition of All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
4 | Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn M. McCarthy | Management | For | For |
1.2 | Elect Director Sarah W. Blumenstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
SHANDA INTERACTIVE ENTERTAINMENT LIMITED MEETING DATE: OCT 22, 2010 | ||||
TICKER: SNDA SECURITY ID: 81941Q203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tianqiao Chen as Director | Management | For | For |
1.2 | Elect Danian Chen as Director | Management | For | For |
1.3 | Elect Qianqian Luo as Director | Management | For | For |
1.4 | Elect Jingsheng Huang as Director | Management | For | For |
1.5 | Elect Chengyu Xiong as Director | Management | For | For |
1.6 | Elect Kai Zhao as Director | Management | For | For |
1.7 | Elect Qunzhao Tan as Director | Management | For | For |
1.8 | Elect Grace Wu as Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Report of Board of Directors | Management | For | For |
3 | Approve Report of Supervisory Committee | Management | For | For |
4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SOBHA DEVELOPERS LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532784 SECURITY ID: Y806AJ100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
3 | Reappoint S.K. Gupta as Director | Management | For | For |
4 | Reappoint R.V.S. Rao as Director | Management | For | For |
5 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONGBIRD ESTATES PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: SBD SECURITY ID: G8279H136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect David Pritchard as Director | Management | For | For |
3 | Re-elect John Botts as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise EU Political Donations and Expenditure | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
SONIC CORP. MEETING DATE: JAN 06, 2011 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas N. Benham | Management | For | For |
1.2 | Elect Director H.E. Rainbolt | Management | For | For |
1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
SPG LAND HOLDINGS LIMITED MEETING DATE: AUG 16, 2010 | ||||
TICKER: 00337 SECURITY ID: G8350R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 29 Percent Equity Interest in SPG Investment XI (BVI) Limited from Mausica Investment Ltd. by SPG Investment XII (BVI) Ltd. for a Consideration of RMB 425 Million | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
START TODAY CO LTD MEETING DATE: JUN 26, 2011 | ||||
TICKER: 3092 SECURITY ID: J7665M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2.1 | Elect Director Maezawa, Yuusaku | Management | For | For |
2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
2.3 | Elect Director Oishi, Akiko | Management | For | For |
2.4 | Elect Director Muto, Takanobu | Management | For | For |
2.5 | Elect Director Okura, Mineki | Management | For | For |
2.6 | Elect Director Ono, Koji | Management | For | For |
3.1 | Appoint Statutory Auditor Motai, Junichi | Management | For | For |
3.2 | Appoint Statutory Auditor Yoshioka, Koichi | Management | For | For |
3.3 | Appoint Statutory Auditor Hattori, Shichiro | Management | For | For |
4 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
STERIS CORPORATION MEETING DATE: JUL 29, 2010 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNOPTA INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SUPPORT.COM, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: SPRT SECURITY ID: 86858W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shawn Farshchi | Management | For | For |
1.2 | Elect Director Mark Fries | Management | For | For |
1.3 | Elect Director Michael Linton | Management | For | For |
1.4 | Elect Director J. Martin O'Malley | Management | For | For |
1.5 | Elect Director Joshua Pickus | Management | For | For |
1.6 | Elect Director Toni Portmann | Management | For | For |
1.7 | Elect Director Jim Stephens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TAJ GVK HOTELS & RESORTS LTD MEETING DATE: JUL 26, 2010 | ||||
TICKER: 532390 SECURITY ID: Y8485R126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint G.V. Sanjay Reddy as Director | Management | For | Against |
4 | Reappoint A. Hussain as Director | Management | For | For |
5 | Reappoint A. Ramakrishna as Director | Management | For | For |
6 | Reappoint P. Abraham as Director | Management | For | For |
7 | Reappoint K.J. Reddy as Director | Management | For | For |
8 | Approve Brahmayya & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Appoint K. Bhupal as Director | Management | For | Against |
10 | Appoint M.B.N. Rao as Director | Management | For | For |
11 | Approve Reappointment and Remuneration of G.V. Krishna Reddy, Executive Chairman | Management | For | Against |
12 | Approve Reappointment and Remuneration of G.I. Reddy, Managing Director | Management | For | Against |
THE CHUBB CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Lawrence W. Kellner | Management | For | For |
6 | Elect Director Martin G. McGuinn | Management | For | For |
7 | Elect Director Lawrence M. Small | Management | For | For |
8 | Elect Director Jess Soderberg | Management | For | For |
9 | Elect Director Daniel E. Somers | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE CORPORATE EXECUTIVE BOARD COMPANY MEETING DATE: JUN 09, 2011 | ||||
TICKER: EXBD SECURITY ID: 21988R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director L. Kevin Cox | Management | For | For |
1.6 | Elect Director Nancy J. Karch | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
1.8 | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE PROGRESSIVE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
2 | Elect Director Charles A. Davis | Management | For | For |
3 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
THERMOGENESIS CORP. MEETING DATE: AUG 09, 2010 | ||||
TICKER: KOOL SECURITY ID: 883623209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
THERMOGENESIS CORP. MEETING DATE: DEC 10, 2010 | ||||
TICKER: KOOL SECURITY ID: 883623308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hubert E. Huckel | Management | For | For |
1.2 | Elect Director David W. Carter | Management | For | For |
1.3 | Elect Director Patrick McEnany | Management | For | For |
1.4 | Elect Director Craig W. Moore | Management | For | For |
1.5 | Elect Director Mahendra Rao | Management | For | For |
1.6 | Elect Director J. Melville Engle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 03, 2011 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TSUTSUMI JEWELRY CO. LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 7937 SECURITY ID: J93558104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2 | Amend Articles To Expand Board Eligibility | Management | For | For |
3.1 | Elect Director Tsutsumi, Seiji | Management | For | For |
3.2 | Elect Director Fujieda, Keizo | Management | For | For |
3.3 | Elect Director Shindo, Katsumi | Management | For | For |
3.4 | Elect Director Tsuji, Takashi | Management | For | For |
3.5 | Elect Director Otomo, Mitsuo | Management | For | For |
3.6 | Elect Director Shidatsu, Koji | Management | For | For |
4.1 | Appoint Statutory Auditor Yoshida, Yasunari | Management | For | For |
4.2 | Appoint Alternate Statutory Auditor Miyahara, Toshio | Management | For | For |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 02, 2010 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Appoint MB Audit as Auditor | Management | For | For |
6 | Appoint Roland Travers as Alternate Auditor | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
13 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 1.45 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
14 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 12 and 13 | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 4 Million | Management | For | For |
19 | Amend Article 14 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUN 30, 2011 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Sebastien Legeai-Rocade de l Aumaillerie as Auditor | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 10 and 11 | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
16 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNION BANK OF INDIA LTD MEETING DATE: JUL 02, 2010 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.50 Per Share | Management | For | For |
UNION BANK OF INDIA LTD. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 30.9 Million Equity Shares at a Price of INR 355 Per Equity Share to the Government of India, Promoter | Management | For | For |
UNION BANK OF INDIA LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
URANIUM ONE INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: UUU SECURITY ID: 91701P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Telfer | Management | For | For |
1.2 | Elect Director Andrew Adams | Management | For | For |
1.3 | Elect Director Peter Bowie | Management | For | For |
1.4 | Elect Director D. Jean Nortier | Management | For | For |
1.5 | Elect Director Christopher Sattler | Management | For | For |
1.6 | Elect Director Phillip Shirvington | Management | For | For |
1.7 | Elect Director Kenneth Williamson | Management | For | For |
1.8 | Elect Director Ilya Yampolskiy | Management | For | For |
1.9 | Elect Director Vadim Zhivov | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
USANA HEALTH SCIENCES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: USNA SECURITY ID: 90328M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Myron W. Wentz, Ph.D. | Management | For | For |
1.2 | Elect Director Robert Anciaux | Management | For | For |
1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
1.4 | Elect Director Ronald S. Poelman | Management | For | For |
1.5 | Elect Director Jerry G. McClain | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UZEL MAKINA SANAYI AS MEETING DATE: AUG 25, 2010 | ||||
TICKER: SECURITY ID: M9648Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board and Internal Audit Reports | Management | None | None |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
6 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
8 | Receive Information on Charitable Donations | Management | None | None |
9 | Ratify External Auditors | Management | For | Did Not Vote |
10 | Wishes | Management | None | None |
11 | Close Meeting | Management | None | None |
VALUE LINE, INC. MEETING DATE: AUG 17, 2010 | ||||
TICKER: VALU SECURITY ID: 920437100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H.A. Brecher | Management | For | For |
1.2 | Elect Director M.E. Appel | Management | For | For |
1.3 | Elect Director S.R. Anastasio | Management | For | For |
1.4 | Elect Director W.E. Reed | Management | For | For |
1.5 | Elect Director A. Fiore | Management | For | For |
1.6 | Elect Director S. Davis | Management | For | For |
1.7 | Elect Director T. Sarkany | Management | For | For |
VALUECLICK, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: VCLK SECURITY ID: 92046N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Zarley | Management | For | For |
1.2 | Elect Director David S. Buzby | Management | For | For |
1.3 | Elect Director Martin T. Hart | Management | For | For |
1.4 | Elect Director Jeffrey F. Rayport | Management | For | For |
1.5 | Elect Director James R. Peters | Management | For | For |
1.6 | Elect Director James A. Crouthamel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 11, 2010 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Daniel Mingdong Wu as Director | Management | For | Against |
2 | Re-elect Samuelson S.M. Young as Director | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
VEECO INSTRUMENTS INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Gutierrez | Management | For | For |
1.2 | Elect Director Gordon Hunter | Management | For | For |
1.3 | Elect Director Peter J. Simone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WANT WANT CHINA HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: 00151 SECURITY ID: G9431R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend for the Year Ended Dec. 31, 2010 | Management | For | For |
3a | Reelect Tsai Eng-Meng as Director | Management | For | Against |
3b | Reelect Chu Chi-Wen as Director | Management | For | Against |
3c | Reelect Tsai Wang-Chia as Director | Management | For | Against |
3d | Reelect Chan Yu-Feng as Director | Management | For | Against |
3e | Reelect Cheng Wen-Hsien as Director | Management | For | Against |
3f | Reelect Lee Kwang-Chou as Director | Management | For | Against |
3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEBMD HEALTH CORP. MEETING DATE: OCT 21, 2010 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WHARF (HOLDINGS) LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 00004 SECURITY ID: Y8800U127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statement and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Paul M. P. Chan as Director | Management | For | For |
3b | Reelect Vincent K. Fang as Director | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Increase in the Authorized Share Capital of the Company | Management | For | Against |
9 | Adopt Share Option Scheme | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
YAMANA GOLD INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Marrone as Director | Management | For | For |
1.2 | Elect Patrick J. Mars as Director | Management | For | For |
1.3 | Elect John Begeman as Director | Management | For | For |
1.4 | Elect Alexander Davidson as Director | Management | For | For |
1.5 | Elect Richard Graff as Director | Management | For | For |
1.6 | Elect Robert Horn as Director | Management | For | For |
1.7 | Elect Nigel Lees as Director | Management | For | For |
1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
1.9 | Elect Carl Renzoni as Director | Management | For | For |
1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
1.11 | Elect Dino Titaro as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: 505537 SECURITY ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 25 Percent of Issued Share Capital at a Price Not Exceeding INR 126 Per Share | Management | For | For |
ZOLTEK COMPANIES, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: ZOLT SECURITY ID: 98975W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zsolt Rumy | Management | For | For |
1.2 | Elect Director Charles A. Dill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: SEP 10, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: NOV 30, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR SMALL CAP FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. M. CASTLE & CO. MEETING DATE: APR 28, 2011 | ||||
TICKER: CAS SECURITY ID: 148411101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Thomas A. Donahoe | Management | For | For |
1.3 | Elect Director Ann M. Drake | Management | For | For |
1.4 | Elect Director Michael. H. Goldberg | Management | For | For |
1.5 | Elect Director Patrick J. Herbert, III | Management | For | For |
1.6 | Elect Director Terrence J. Keating | Management | For | For |
1.7 | Elect Director James D. Kelly | Management | For | For |
1.8 | Elect Director Pamela Forbes Lieberman | Management | For | For |
1.9 | Elect Director John McCartney | Management | For | For |
1.10 | Elect Director Michael Simpson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADDUS HOMECARE CORPORATION MEETING DATE: JUL 07, 2010 | ||||
TICKER: ADUS SECURITY ID: 006739106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Heaney | Management | For | Withhold |
1.2 | Elect Director Simon A. Bachleda | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AEROPOSTALE, INC MEETING DATE: JUN 16, 2011 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald R. Beegle | Management | For | For |
1.2 | Elect Director Robert B. Chavez | Management | For | For |
1.3 | Elect Director Michael J. Cunningham | Management | For | For |
1.4 | Elect Director Evelyn Dilsaver | Management | For | For |
1.5 | Elect Director Julian R. Geiger | Management | For | For |
1.6 | Elect Director John N. Haugh | Management | For | For |
1.7 | Elect Director Karin Hirtler-Garvey | Management | For | For |
1.8 | Elect Director John D. Howard | Management | For | For |
1.9 | Elect Director Thomas P. Johnson | Management | For | For |
1.10 | Elect Director David B. Vermylen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AFC ENTERPRISES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: AFCE SECURITY ID: 00104Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishnan Anand | Management | For | For |
1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
1.5 | Elect Director John M. Cranor, III | Management | For | For |
1.6 | Elect Director John F. Hoffner | Management | For | For |
1.7 | Elect Director R. William Ide, III | Management | For | For |
1.8 | Elect Director Kelvin J. Pennington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMSURG CORP. MEETING DATE: MAY 19, 2011 | ||||
TICKER: AMSG SECURITY ID: 03232P405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry D. Herr | Management | For | For |
1.2 | Elect Director Christopher A. Holden | Management | For | For |
1.3 | Elect Director Kevin P. Lavender | Management | For | For |
1.4 | Elect Director Ken P. McDonald | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Ratify Auditors | Management | For | For |
ARTIO GLOBAL INVESTORS INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: ART SECURITY ID: 04315B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth Buse | Management | For | For |
1.2 | Elect Director Francis Ledwidge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ATRIUM INNOVATIONS INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ATB SECURITY ID: 04963Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvon Bolduc | Management | For | For |
1.2 | Elect Director Alain Bouchard | Management | For | For |
1.3 | Elect Director Eric Dupont | Management | For | Withhold |
1.4 | Elect Director Pierre Fitzgibbon | Management | For | For |
1.5 | Elect Director Jacques Gauthier | Management | For | For |
1.6 | Elect Director Yves Julien | Management | For | For |
1.7 | Elect Director Claude Lamoureux | Management | For | Withhold |
1.8 | Elect Director Pierre Laurin | Management | For | For |
1.9 | Elect Director Gerard Limoges | Management | For | For |
1.10 | Elect Director Carole St-Charles | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AXELL CORP. MEETING DATE: JUN 19, 2011 | ||||
TICKER: 6730 SECURITY ID: J03704103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
2 | Appoint Statutory Auditor Yoshida, Yoshiki | Management | For | Against |
BABCOCK INTERNATIONAL GROUP PLC MEETING DATE: JUL 08, 2010 | ||||
TICKER: BAB SECURITY ID: G0689Q152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Archie Bethel as Director | Management | For | For |
3 | Elect Kevin Thomas as Director | Management | For | For |
4 | Re-elect Lord Alexander Hesketh as Director | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Amend the Approved Employee Share Ownership Plan | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Bernee D.l. Strom | Management | For | For |
1.6 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BENEFIT ONE INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 2412 SECURITY ID: J0447X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2500 | Management | For | For |
2.1 | Elect Director Nanbu, Yasuyuki | Management | For | For |
2.2 | Elect Director Shiraishi, Norio | Management | For | For |
2.3 | Elect Director Suzuki, Masako | Management | For | For |
2.4 | Elect Director Ota, Tsutomu | Management | For | For |
2.5 | Elect Director Koyama, Shigekazu | Management | For | For |
2.6 | Elect Director Hirasawa, Hajime | Management | For | Against |
2.7 | Elect Director Wakamoto, Hirotaka | Management | For | For |
2.8 | Elect Director Sakata, Yuuko | Management | For | For |
2.9 | Elect Director Kamitomai, Akira | Management | For | For |
3 | Appoint Statutory Auditor Kato, Yoshio | Management | For | For |
BEST BRIDAL INC MEETING DATE: MAR 30, 2011 | ||||
TICKER: 2418 SECURITY ID: J04486106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1700 | Management | For | For |
2.1 | Elect Director Tsukada, Masayuki | Management | For | For |
2.2 | Elect Director Tsukada, Keiko | Management | For | For |
2.3 | Elect Director Fujitani, Tomoharu | Management | For | For |
2.4 | Elect Director Hatanaka, Katsuhiko | Management | For | For |
2.5 | Elect Director Ishihara, Keiji | Management | For | For |
2.6 | Elect Director Nishibori, Takashi | Management | For | For |
BJ'S WHOLESALE CLUB, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul Danos | Management | For | For |
2 | Elect Director Laura J. Sen | Management | For | For |
3 | Elect Director Michael J. Sheehan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BROADRIDGE FINANCIAL SOLUTIONS, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: BR SECURITY ID: 11133T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Richard J. Daly | Management | For | For |
3 | Elect Director Robert N. Duelks | Management | For | For |
4 | Elect Director Richard J. Haviland | Management | For | For |
5 | Elect Director Sandra S. Jaffee | Management | For | For |
6 | Elect Director Alexandra Lebenthal | Management | For | For |
7 | Elect Director Stuart R. Levine | Management | For | For |
8 | Elect Director Thomas J. Perna | Management | For | For |
9 | Elect Director Alan J. Weber | Management | For | For |
10 | Elect Director Arthur F. Weinbach | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
BUCKEYE GP HOLDINGS L.P. MEETING DATE: NOV 16, 2010 | ||||
TICKER: BGH SECURITY ID: 118167105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: CACI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gordon R. England | Management | For | For |
1.4 | Elect Director James S. Gilmore III | Management | For | For |
1.5 | Elect Director Gregory G. Johnson | Management | For | For |
1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
1.7 | Elect Director J. Phillip London | Management | For | For |
1.8 | Elect Director James L. Pavitt | Management | For | For |
1.9 | Elect Director Warren R. Phillips | Management | For | For |
1.10 | Elect Director Charles P. Revoile | Management | For | For |
1.11 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | None | Against |
CAL DIVE INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DVR SECURITY ID: 12802T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Transier | Management | For | For |
1.2 | Elect Director John T. Mills | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CATHEDRAL ENERGY SERVICES LTD. MEETING DATE: APR 14, 2011 | ||||
TICKER: CET SECURITY ID: 14916J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark L. Bentsen | Management | For | For |
2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
2.3 | Elect Director Rod Maxwell | Management | For | For |
2.4 | Elect Director Scott Sarjeant | Management | For | For |
2.5 | Elect Director Jay Zammit | Management | For | For |
2.6 | Elect Director Robert L. Chaisson | Management | For | For |
2.7 | Elect Director P. Daniel O'Neil | Management | For | For |
2.8 | Elect Director Ian S. Brown | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CBIZ, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CBZ SECURITY ID: 124805102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. DiMartino | Management | For | For |
2 | Elect Director Richard C. Rochon | Management | For | For |
3 | Elect Director Donald V. Weir | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Authorize New Class of Preferred Stock | Management | For | Against |
10 | Other Business | Management | For | Against |
CEC ENTERTAINMENT, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: CEC SECURITY ID: 125137109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy Franks | Management | For | For |
1.2 | Elect Director Cynthia Pharr Lee | Management | For | For |
1.3 | Elect Director Raymond E. Wooldridge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CENTENE CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: CNC SECURITY ID: 15135B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Neidorff | Management | For | For |
1.2 | Elect Director Richard A. Gephardt | Management | For | For |
1.3 | Elect Director John R. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | None | None |
CGI GROUP INC MEETING DATE: JAN 26, 2011 | ||||
TICKER: GIB.A SECURITY ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Boivin | Management | For | For |
1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
1.3 | Elect Director Jean Brassard | Management | For | For |
1.4 | Elect Director Robert Chevrier | Management | For | For |
1.5 | Elect Director Dominic D'Alessandro | Management | For | For |
1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.7 | Elect Director Paule Dore | Management | For | For |
1.8 | Elect Director Richard B. Evans | Management | For | For |
1.9 | Elect Director Serge Godin | Management | For | For |
1.10 | Elect Director Andre Imbeau | Management | For | For |
1.11 | Elect Director Gilles Labbe | Management | For | For |
1.12 | Elect Director Eileen A. Mercier | Management | For | For |
1.13 | Elect Director Michael E. Roach | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHARMING SHOPPES, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: CHRS SECURITY ID: 161133103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael C. Appel | Management | For | For |
1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
1.4 | Elect Director Michael J. Blitzer | Management | For | For |
1.5 | Elect Director Michael Goldstein | Management | For | For |
1.6 | Elect Director Katherine M. Hudson | Management | For | For |
1.7 | Elect Director Bruce J. Klatsky | Management | For | For |
1.8 | Elect Director Paula A. Price | Management | For | For |
1.9 | Elect Director Anthony M. Romano | Management | For | For |
1.10 | Elect Director Alan Rosskamm | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
COLTENE HOLDING AG MEETING DATE: APR 28, 2011 | ||||
TICKER: CLTN SECURITY ID: H1554J116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Niklaus Huber as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Robert Heberlein as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Erwin Locher as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Matthew Robin as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Jerry Sullivan as Director | Management | For | Did Not Vote |
4.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CONVERGYS CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CVG SECURITY ID: 212485106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Fox | Management | For | For |
1.2 | Elect Director Ronald L. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CRACKER BARREL OLD COUNTRY STORE, INC. MEETING DATE: DEC 01, 2010 | ||||
TICKER: CBRL SECURITY ID: 22410J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert V. Dale | Management | For | For |
1.2 | Elect Director Richard J. Dobkin | Management | For | For |
1.3 | Elect Director Robert C. Hilton | Management | For | For |
1.4 | Elect Director Charles E. Jones, Jr. | Management | For | For |
1.5 | Elect Director B.F. "Jack" Lowery | Management | For | For |
1.6 | Elect Director Martha M. Mitchell | Management | For | For |
1.7 | Elect Director Andrea M. Weiss | Management | For | For |
1.8 | Elect Director Jimmie D. White | Management | For | For |
1.9 | Elect Director Michael A. Woodhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUTERA, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: CUTR SECURITY ID: 232109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin P. Connors | Management | For | Withhold |
1.2 | Elect Director David A. Gollnick | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CYNOSURE, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CYNO SECURITY ID: 232577205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Davin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
DCC PLC MEETING DATE: JUL 16, 2010 | ||||
TICKER: DCC SECURITY ID: G2689P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4(a) | Reelect Tommy Breen as a Director | Management | For | For |
4(b) | Reelect Roisin Brennan as a Director | Management | For | For |
4(c) | Reelect Michael Buckley as a Director | Management | For | For |
4(d) | Reelect David Byrne as a Director | Management | For | For |
4(e) | Reelect Maurice Keane as a Director | Management | For | For |
4(f) | Reelect Kevin Melia as a Director | Management | For | For |
4(g) | Reelect John Moloney as a Director | Management | For | For |
4(h) | Reelect Donal Murphy as a Director | Management | For | For |
4(i) | Reelect Fergal O'Dwyer as a Director | Management | For | For |
4(j) | Reelect Bernard Somers as a Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorise Share Repurchase Program | Management | For | For |
10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
11 | Approve Convening of an EGM on 14 Days Notice | Management | For | For |
12 | Amend Articles Re: Purposes of Identification | Management | For | For |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DELTEK, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: PROJ SECURITY ID: 24784L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nanci E. Caldwell | Management | For | For |
1.2 | Elect Director Edward R. Grubb | Management | For | For |
1.3 | Elect Director Joseph M. Kampf | Management | For | For |
1.4 | Elect Director Steven B. Klinsky | Management | For | Withhold |
1.5 | Elect Director Thomas M. Manley | Management | For | For |
1.6 | Elect Director Albert A. Notini | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
1.8 | Elect Director Janet R. Perna | Management | For | For |
1.9 | Elect Director Alok Singh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DIODES INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Raymond Soong | Management | For | For |
1.6 | Elect Director John M. Stich | Management | For | For |
1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DIPLOMA PLC MEETING DATE: JAN 12, 2011 | ||||
TICKER: DPLM SECURITY ID: G27664112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Iain Henderson as Director | Management | For | Against |
4 | Re-elect Nigel Lingwood as Director | Management | For | Against |
5 | Re-elect Ian Grice as Director | Management | For | Against |
6 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Approve 2011 Performance Share Plan | Management | For | For |
13 | Approve 2011 Share Matching Plan | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
DSP GROUP, INC. MEETING DATE: MAY 16, 2011 | ||||
TICKER: DSPG SECURITY ID: 23332B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yair Seroussi | Management | For | For |
1.2 | Elect Director Yair Shamir | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
EBIX, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: EBIX SECURITY ID: 278715206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans U. Benz | Management | For | For |
1.2 | Elect Director Pavan Bhalla | Management | For | For |
1.3 | Elect Director Neil D. Eckert | Management | For | For |
1.4 | Elect Director Rolf Herter | Management | For | For |
1.5 | Elect Director Hans Ueli Keller | Management | For | For |
1.6 | Elect Director Robin Raina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EINSTEIN NOAH RESTAURANT GROUP, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAGL SECURITY ID: 28257U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Arthur | Management | For | For |
1.2 | Elect Director E. Nelson Heumann | Management | For | For |
1.3 | Elect Director Frank C. Meyer | Management | For | For |
1.4 | Elect Director Thomas J. Mueller | Management | For | For |
1.5 | Elect Director Jeffrey J. O'Neill | Management | For | For |
1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ELECTRO SCIENTIFIC INDUSTRIES, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: ESIO SECURITY ID: 285229100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick A. Ball | Management | For | For |
1.2 | Elect Director Nicholas Konidaris | Management | For | For |
1.3 | Elect Director Robert R. Walker | Management | For | For |
1.4 | Elect Director David Nierenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
EMULEX CORPORATION MEETING DATE: NOV 23, 2010 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EN-JAPAN INC. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 4849 SECURITY ID: J1312X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1130 | Management | For | For |
2 | Amend Articles to Change Fiscal Year End | Management | For | For |
3.1 | Elect Director Ochi, Michikatsu | Management | For | For |
3.2 | Elect Director Suzuki, Takatsugu | Management | For | For |
3.3 | Elect Director Kawamoto, Takeshi | Management | For | For |
3.4 | Elect Director Kawai, Megumi | Management | For | For |
4.1 | Appoint Statutory Auditor Hetsugi, Shozo | Management | For | For |
4.2 | Appoint Statutory Auditor Kusumi, Yasunori | Management | For | For |
4.3 | Appoint Statutory Auditor Oshima, Nobuei | Management | For | For |
5 | Appoint Alternate Statutory Auditor Terada, Akira | Management | For | For |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
1.7 | Elect Director Terry C. Matlack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ERESEARCH TECHNOLOGY, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: ERT SECURITY ID: 29481V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel Morganroth | Management | For | For |
1.2 | Elect Director Stephen S. Phillips | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrzej Olechowski | Management | For | For |
1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GLEACHER & COMPANY, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: GLCH SECURITY ID: 377341102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Gleacher | Management | For | For |
1.2 | Elect Director Henry S. Bienen | Management | For | For |
1.3 | Elect Director Marshall Cohen | Management | For | For |
1.4 | Elect Director Robert A. Gerard | Management | For | For |
1.5 | Elect Director Thomas J. Hughes | Management | For | For |
1.6 | Elect Director Mark R. Patterson | Management | For | For |
1.7 | Elect Director Christopher R. Pechock | Management | For | For |
1.8 | Elect Director Bruce Rohde | Management | For | For |
1.9 | Elect Director Robert S. Yingling | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GRAND KOREA LEISURE CO LTD. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 114090 SECURITY ID: Y2847C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 380 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
GROUPE STERIA SCA MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIA SECURITY ID: F9892P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.24 per Share | Management | For | For |
3 | Approve Stock Dividend Program | Management | For | For |
4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Total Compensation Granted to the Company General Manager | Management | For | For |
7 | Elect Bridget Cosgrave as Supervisory Board Member | Management | For | For |
8 | Reelect Severin Cabannes as Supervisory Board Member | Management | For | Against |
9 | Renew Appointment of Ernst and Young et autres as Auditor | Management | For | For |
10 | Ratify Appointment of Auditex as Alternate Auditor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Million | Management | For | For |
15 | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 6 Million for a Private Placement | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12, 14 and 15 | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 6 Million for Future Exchange Offers | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 15 Million | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GT SOLAR INTERNATIONAL, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: SOLR SECURITY ID: 3623E0209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Bradford Forth | Management | For | For |
1.2 | Elect Director Fusen E. Chen | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ernest L. Godshalk | Management | For | For |
1.5 | Elect Director Thomas Gutierrez | Management | For | For |
1.6 | Elect Director Mathew E. Massengill | Management | For | For |
1.7 | Elect Director R. Chad Van Sweden | Management | For | For |
1.8 | Elect Director Noel G. Watson | Management | For | For |
GUERBET MEETING DATE: MAY 27, 2011 | ||||
TICKER: GBT SECURITY ID: F46788109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board Members, Supervisory Board Members, Board Members and Auditors | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 166,200 | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Elect Marie-Claire Janailhac-Fritsch as Director | Management | For | For |
7 | Reelect Deloitte & Associes as Auditor | Management | For | For |
8 | Reelect Beas as Alternate Auditor | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GULLIVER INTERNATIONAL MEETING DATE: MAY 25, 2011 | ||||
TICKER: 7599 SECURITY ID: J17714106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 62 | Management | For | For |
2.1 | Elect Director Hatori, Kenichi | Management | For | For |
2.2 | Elect Director Hatori, Yusuke | Management | For | For |
2.3 | Elect Director Hatori, Takao | Management | For | For |
2.4 | Elect Director Yoshida, Yukihiro | Management | For | For |
HEALTHSOUTH CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
HEALTHWAYS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: HWAY SECURITY ID: 422245100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Cigarran | Management | For | For |
1.2 | Elect Director C. Warren Neel | Management | For | For |
1.3 | Elect Director John W. Ballantine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
IGATE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: IGTE SECURITY ID: 45169U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sunil Wadhwani | Management | For | For |
1.2 | Elect Director Goran Lindahl | Management | For | For |
2 | Amend Conversion of Securities | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Approve Increase in Size of Board | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INFOTECH ENTERPRISES LIMITED MEETING DATE: JUL 14, 2010 | ||||
TICKER: 532175 SECURITY ID: Y4082D131 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint B.V.R.M. Reddy as Director | Management | For | Against |
4 | Reappoint G.V. Prasad as Director | Management | For | For |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint K. Ramachandran as Director | Management | For | For |
7 | Appoint J. Rao as Director | Management | For | For |
8 | Appoint A. De Taeye as Director | Management | For | Against |
9 | Appoint A. Havaldar as Director | Management | For | Against |
10 | Appoint A. Brockett as Director | Management | For | Against |
INGLES MARKETS, INCORPORATED MEETING DATE: FEB 08, 2011 | ||||
TICKER: IMKTA SECURITY ID: 457030104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Ayers | Management | For | For |
1.2 | Elect Director John O. Pollard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Convert all Class B shares (currently 10 votes per share) to Common shares (currently one vote per share) | Shareholder | Against | For |
INSIGHT ENTERPRISES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NSIT SECURITY ID: 45765U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry A. Gunning | Management | For | For |
1.2 | Elect Director Robertson C. Jones | Management | For | For |
1.3 | Elect Director Kenneth T. Lamneck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INTEGRAL SYSTEMS, INC. MEETING DATE: FEB 16, 2011 | ||||
TICKER: ISYS SECURITY ID: 45810H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian R. Kahn | Management | For | For |
1.2 | Elect Director Melvin L. Keating | Management | For | For |
1.3 | Elect Director Thomas S. Moorman, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INVENTIV HEALTH, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: VTIV SECURITY ID: 46122E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JOHN BEAN TECHNOLOGIES CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: JBT SECURITY ID: 477839104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H. Cannon, Jr. | Management | For | For |
1.2 | Elect Director Polly B. Kawalek | Management | For | For |
1.3 | Elect Director James R. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
JUMBO SA MEETING DATE: DEC 08, 2010 | ||||
TICKER: BELA SECURITY ID: X4114P111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Approve Auditors and Fix Their Remuneration | Management | For | For |
5 | Approve Director Remuneration for 2009-2010 Fiscal Year | Management | For | For |
6 | Pre-approve Director Remuneration for 2010-2011 Fiscal Year | Management | For | For |
KNIGHT CAPITAL GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: KCG SECURITY ID: 499005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Bolster | Management | For | For |
1.2 | Elect Director Thomas M. Joyce | Management | For | For |
1.3 | Elect Director James W. Lewis | Management | For | For |
1.4 | Elect Director Thomas C. Lockburner | Management | For | For |
1.5 | Elect Director James T. Milde | Management | For | For |
1.6 | Elect Director Christopher C. Quick | Management | For | For |
1.7 | Elect Director Laurie M. Shahon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MACROMILL INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: 3730 SECURITY ID: J3925Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 1800 | Management | For | For |
2.1 | Elect Director Tetsuya Sugimoto | Management | For | For |
2.2 | Elect Director Yasunori Fukuha | Management | For | For |
2.3 | Elect Director Katsumi Konishi | Management | For | For |
2.4 | Elect Director Yasuhiko Ichihara | Management | For | For |
2.5 | Elect Director Masanobu Takeda | Management | For | For |
2.6 | Elect Director Shinichi Misawa | Management | For | For |
3 | Appoint Statutory Auditor Akira Nozaki | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kousuke Ogawa | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest Csizar | Management | For | For |
1.2 | Elect Director Julia Johnson | Management | For | For |
1.3 | Elect Director Jorge Mas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MEDA AB MEETING DATE: MAY 04, 2011 | ||||
TICKER: SECURITY ID: W5612K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Allow Questions | Management | None | None |
10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10b | Approve Allocation of Income and Dividends of SEK 2 per Share | Management | For | Did Not Vote |
10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Peter Claesson, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, Anders Lonner, and Anders Waldenstrom as Directors; Elect Maria Carell and Peter von Ehrenheim as New Directors | Management | For | Did Not Vote |
14 | Reelect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Approve Issuance of 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
18 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
21 | Other Business | Management | None | None |
22 | Close Meeting | Management | None | None |
MEDUSA MINING LTD. MEETING DATE: NOV 17, 2010 | ||||
TICKER: MML SECURITY ID: Q59444101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew Teo as a Director | Management | For | For |
2 | Elect Peter Jones as a Director | Management | For | For |
3 | Elect Robert Weinberg as a Director | Management | For | For |
4 | Approve the Grant of 150,000 Options Exercisable at A$4.40 Each to Nicholas Sayce as Part of His Consideration as Investor Relations Consultant and Canadian Contact of the Company | Management | For | For |
5 | Approve the Disapplication of Pre-Emptive Rights on the Previous Issue of 1.19 Million Options; the 150,000 Options to be Issued to Nicholas Sayce; and the Issue of Up to 9.38 Million Shares | Management | For | For |
6 | Approve the Adoption of the Remuneration Report for the Financial Year Ended June 30, 2010 | Management | For | For |
MEIKO NETWORK JAPAN CO. LTD. MEETING DATE: NOV 19, 2010 | ||||
TICKER: 4668 SECURITY ID: J4194F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirotake Watanabe | Management | For | For |
1.2 | Elect Director Yoshiko Okui | Management | For | For |
1.3 | Elect Director Setsurou Tagami | Management | For | For |
1.4 | Elect Director Hiroaki Satou | Management | For | For |
1.5 | Elect Director Kazuhito Yamashita | Management | For | For |
1.6 | Elect Director Katsuhisa Matsuo | Management | For | For |
1.7 | Elect Director Yoshikazu Takemasa | Management | For | For |
2.1 | Appoint Statutory Auditor Takao Oguchi | Management | For | For |
2.2 | Appoint Statutory Auditor Kazuya Matsushita | Management | For | For |
MERCER INSURANCE GROUP, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: MIGP SECURITY ID: 587902107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MICROTUNE, INC. MEETING DATE: NOV 19, 2010 | ||||
TICKER: TUNE SECURITY ID: 59514P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MINDTREE LIMITED MEETING DATE: JUL 20, 2010 | ||||
TICKER: 532819 SECURITY ID: Y60362103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 1.00 Per Share and Approve Final Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint A. Heironimus as Director | Management | For | Against |
4 | Reappoint Siddhartha V.G. as Director | Management | For | Against |
5 | Reappoint Srinivasan R. as Director | Management | For | For |
6 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve MindTree Ltd. - Stock Option Plan 2010A | Management | For | Against |
MIRAIT HOLDINGS CORP MEETING DATE: JUN 28, 2011 | ||||
TICKER: 1417 SECURITY ID: J4307G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
MITSUI KNOWLEDGE INDUSTRY CO. LTD. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 2665 SECURITY ID: J53572111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shimomaki, Hiraku | Management | For | For |
1.2 | Elect Director Sano, Akio | Management | For | For |
1.3 | Elect Director Suzuki, Shigeo | Management | For | For |
1.4 | Elect Director Kawashima, Tetsuo | Management | For | For |
1.5 | Elect Director Tsukue, Shigeki | Management | For | For |
1.6 | Elect Director Kato, Yukihisa | Management | For | For |
1.7 | Elect Director Nakatani, Katsuhisa | Management | For | For |
1.8 | Elect Director Kawachi, Kenji | Management | For | For |
1.9 | Elect Director Konishi, Shinichiro | Management | For | For |
2 | Appoint Statutory Auditor Tomizawa, Jiro | Management | For | For |
MOLINA HEALTHCARE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: MOH SECURITY ID: 60855R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Mario Molina | Management | For | For |
1.2 | Elect Director Steven J. Orlando | Management | For | For |
1.3 | Elect Director Ronna E. Romney | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
MONOTARO CO LTD MEETING DATE: AUG 17, 2010 | ||||
TICKER: 3064 SECURITY ID: J46583100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Court Carruthers | Management | For | Against |
MOOG, INC. MEETING DATE: JAN 12, 2011 | ||||
TICKER: MOG.A SECURITY ID: 615394202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert F. Myers | Management | For | For |
1.2 | Elect Director Raymond W. Boushie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL FINANCIAL PARTNERS CORP. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NFP SECURITY ID: 63607P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephanie W. Abramson | Management | For | For |
2 | Elect Director Arthur S. Ainsberg | Management | For | For |
3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
4 | Elect Director R. Bruce Callahan | Management | For | For |
5 | Elect Director John A. Elliott | Management | For | For |
6 | Elect Director J. Barry Griswell | Management | For | For |
7 | Elect Director Kenneth C. Mlekush | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
11 | Ratify Auditors | Management | For | For |
NATURAL GAS SERVICES GROUP, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: NGS SECURITY ID: 63886Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene A. Strasheim | Management | For | For |
1.2 | Elect Director Kenneth V. Huseman | Management | For | For |
1.3 | Elect Director Charles G. Curtis | Management | For | For |
1.4 | Elect Director Stephen C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NAVIGANT CONSULTING, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: NCI SECURITY ID: 63935N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Goodyear | Management | For | For |
1.2 | Elect Director Stephan A. James | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NIIT TECHNOLOGIES LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 532541 SECURITY ID: Y62769107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
3 | Reappoint S. Bhattacharya as Director | Management | For | For |
4 | Reappoint S. Singh as Director | Management | For | For |
5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of R.S. Pawar as Chairman and Managing Director | Management | For | Against |
7 | Approve Payment of Minimum Remuneration to R.S. Pawar as Chairman and Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of A. Thakur as CEO and Joint Managing Director | Management | For | Against |
9 | Approve Payment of Minimum Remuneration to Arvind Thakur as CEO and Joint Managing Director | Management | For | For |
OMNICARE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John G. Figueroa | Management | For | For |
2 | Elect Director Steven J. Heyer | Management | For | For |
3 | Elect Director Andrea R. Lindell | Management | For | For |
4 | Elect Director James D. Shelton | Management | For | For |
5 | Elect Director Amy Wallman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 23, 2010 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shaw Hong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PC CONNECTION, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PCCC SECURITY ID: 69318J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Gallup | Management | For | For |
1.2 | Elect Director David Hall | Management | For | For |
1.3 | Elect Director Joseph Baute | Management | For | For |
1.4 | Elect Director David Beffa-Negrini | Management | For | For |
1.5 | Elect Director Barbara Duckett | Management | For | For |
1.6 | Elect Director Donald Weatherson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERFICIENT, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: PRFT SECURITY ID: 71375U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
1.3 | Elect Director Edward L. Glotzbach | Management | For | For |
1.4 | Elect Director John S. Hamlin | Management | For | For |
1.5 | Elect Director James R. Kackley | Management | For | For |
1.6 | Elect Director David S. Lundeen | Management | For | For |
1.7 | Elect Director David D. May | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PRICESMART, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: PSMT SECURITY ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.2 | Elect Director Katherine L. Hensley | Management | For | For |
1.3 | Elect Director Leon C. Janks | Management | For | For |
1.4 | Elect Director Lawrence B. Krause | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Robert E. Price | Management | For | For |
1.7 | Elect Director Keene Wolcott | Management | For | For |
1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
PROGRESS SOFTWARE CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: PRGS SECURITY ID: 743312100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry N. Bycoff | Management | For | For |
1.2 | Elect Director Ram Gupta | Management | For | For |
1.3 | Elect Director Charles F. Kane | Management | For | For |
1.4 | Elect Director David A. Krall | Management | For | For |
1.5 | Elect Director Michael L. Mark | Management | For | For |
1.6 | Elect Director Richard D. Reidy | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QINETIQ GROUP PLC MEETING DATE: JUL 29, 2010 | ||||
TICKER: QQ. SECURITY ID: G7303P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Colin Balmer as Director | Management | For | For |
4 | Elect Sir James Burnell-Nugent as Director | Management | For | For |
5 | Re-elect Noreen Doyle as Director | Management | For | For |
6 | Re-elect Mark Elliott as Director | Management | For | For |
7 | Re-elect Edmund Giambastiani as Director | Management | For | For |
8 | Elect David Langstaff as Director | Management | For | For |
9 | Re-elect Sir David Lees as Director | Management | For | For |
10 | Re-elect Nick Luff as Director | Management | For | For |
11 | Re-elect David Mellors as Director | Management | For | For |
12 | Elect Leo Quinn as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
QINETIQ GROUP PLC MEETING DATE: JUL 29, 2010 | ||||
TICKER: QQ. SECURITY ID: G7303P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Value Sharing Plan | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
RELO HOLDINGS INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8876 SECURITY ID: J6436V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nakamura, Kenichi | Management | For | For |
1.2 | Elect Director Kadota, Yasushi | Management | For | For |
1.3 | Elect Director Iwao, Eiji | Management | For | For |
1.4 | Elect Director Koshinaga, Kenji | Management | For | For |
1.5 | Elect Director Shimizu, Yasuji | Management | For | For |
1.6 | Elect Director Sasada, Masanori | Management | For | For |
2 | Appoint Statutory Auditor Endo, Motokazu | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
RESOLUTE ENERGY CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: REN SECURITY ID: 76116A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Covington | Management | For | For |
1.2 | Elect Director James M. Piccone | Management | For | For |
1.3 | Elect Director Robert M. Swartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
S1 CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: SONE SECURITY ID: 78463B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ram Gupta | Management | For | For |
1.2 | Elect Director Gregory J. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SANEI-INTERNATIONAL CO. LTD. MEETING DATE: NOV 26, 2010 | ||||
TICKER: 3605 SECURITY ID: J67124107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Change Location of Head Office - Amend Business Lines | Management | For | For |
2.1 | Elect Director Takahiko Miyake | Management | For | For |
2.2 | Elect Director Masahiko Miyake | Management | For | Against |
2.3 | Elect Director Keiji Hirose | Management | For | For |
2.4 | Elect Director Shinobu Suzuki | Management | For | For |
2.5 | Elect Director Takaaki Inoue | Management | For | For |
2.6 | Elect Director Teizou Komiyama | Management | For | For |
2.7 | Elect Director Masanori Maekawa | Management | For | For |
2.8 | Elect Director Katsuhiko Miyake | Management | For | For |
2.9 | Elect Director Yoshinori Shinohara | Management | For | For |
3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
SANEI-INTERNATIONAL CO. LTD. MEETING DATE: JAN 27, 2011 | ||||
TICKER: 3605 SECURITY ID: J67124107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company with Tokyo Style Co. | Management | For | For |
2 | Amend Articles To Delete References to Record Date | Management | For | For |
SHINKAWA LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6274 SECURITY ID: J72982101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Appoint Statutory Auditor Shimamori, Itaru | Management | For | For |
2.2 | Appoint Statutory Auditor Yoshino, Masaki | Management | For | For |
2.3 | Appoint Statutory Auditor Anjo, Ichiro | Management | For | For |
2.4 | Appoint Statutory Auditor Mitsuya, Mariko | Management | For | For |
SILICON IMAGE, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Raduchel | Management | For | For |
1.2 | Elect Director Camillo Martino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SIMPLEX HOLDINGS INC. MEETING DATE: JUN 19, 2011 | ||||
TICKER: 4340 SECURITY ID: J7552G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 480 | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
SOPRA GROUP MEETING DATE: MAY 10, 2011 | ||||
TICKER: SOP SECURITY ID: F20906115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Discharge Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.8 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Dominique Illien | Management | For | For |
6 | Approve Transaction with Pascal Leroy | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | Management | For | For |
8 | Authorize Repurchase of up to 5 Percent of Issued Share Capital | Management | For | Against |
9 | Approve Reduction in Par Value from EUR 4 to EUR 1 and Amend Bylaws Accordingly | Management | For | For |
10 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
11 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 3 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
12 | Add Article 39 to Bylaws Re: Dividends | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SOPRA GROUP MEETING DATE: JUN 08, 2011 | ||||
TICKER: SOP SECURITY ID: F20906115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Special Dividends of EUR 3.92 per Share | Management | For | For |
2 | Approve Special Dividends in Kind of 1 Axway Software Share per 1 Sopra Group Share | Management | For | For |
3 | Ratify Appointment of Delphine Inesta as Director | Management | For | For |
4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SPECTRUM BRANDS HOLDINGS, INC MEETING DATE: MAR 01, 2011 | ||||
TICKER: SPB SECURITY ID: 84763R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.2 | Elect Director Eugene I. Davis | Management | For | For |
1.3 | Elect Director David R. Lumley | Management | For | For |
1.4 | Elect Director Robin Roger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Cash Award to Executive | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
SPICE PLC MEETING DATE: SEP 01, 2010 | ||||
TICKER: SPI SECURITY ID: G834BB116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Peter Cawdron as Director | Management | For | Against |
7 | Re-elect Oliver Lightowlers as Director | Management | For | Against |
8 | Re-elect Tim Huddart as Director | Management | For | Against |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SPICE PLC MEETING DATE: NOV 04, 2010 | ||||
TICKER: SPI SECURITY ID: G834BB116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Spice plc by Cilantro Acquisitions Limited | Management | For | For |
SPICE PLC MEETING DATE: NOV 04, 2010 | ||||
TICKER: SPI SECURITY ID: G834BB116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
STANTEC INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STN SECURITY ID: 85472N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bradshaw | Management | For | For |
1.2 | Elect Director Paul Cellucci | Management | For | For |
1.3 | Elect Director David L. Emerson | Management | For | For |
1.4 | Elect Director Anthony P. Franceschini | Management | For | For |
1.5 | Elect Director Robert J. Gomes | Management | For | For |
1.6 | Elect Director Susan E. Hartman | Management | For | For |
1.7 | Elect Director Aram H. Keith | Management | For | For |
1.8 | Elect Director Ivor M. Ruste | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
1.7 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
SWORD GROUP SE MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWP SECURITY ID: F90282108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Treatment of Losses and Dividends of EUR 0.69 per Share | Management | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 155,000 | Management | For | For |
6 | Elect Francois Regis Ory as Director | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize up to 200,000 Shares for Use in Stock Option Plan | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | Against | For |
12 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Threshold | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 27, 2011 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Frank V. Cahouet | Management | For | For |
1.3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: TTI SECURITY ID: 88162F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Brightman | Management | For | For |
1.2 | Elect Director Paul D. Coombs | Management | For | For |
1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
1.4 | Elect Director Tom H. Delimitros | Management | For | For |
1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
1.6 | Elect Director Allen T. McInnes | Management | For | For |
1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TNS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TNS SECURITY ID: 872960109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Benton | Management | For | For |
1.2 | Elect Director Henry H. Graham, Jr. | Management | For | For |
1.3 | Elect Director Stephen X. Graham | Management | For | For |
1.4 | Elect Director John V. Sponyoe | Management | For | Withhold |
1.5 | Elect Director Jay E. Ricks | Management | For | Withhold |
1.6 | Elect Director Thomas E. Wheeler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TORIDOLL CORP MEETING DATE: JUN 29, 2011 | ||||
TICKER: 3397 SECURITY ID: J8963E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2300 | Management | For | For |
2 | Amend Articles To Limit Rights of Odd-Lot Holders - Amend Business Lines - Update Authorized Capital to Reflect Stock Split | Management | For | For |
3.1 | Elect Director Awata, Takaya | Management | For | For |
3.2 | Elect Director Nagasawa, Takashi | Management | For | For |
3.3 | Elect Director Kobatake, Yoshiaki | Management | For | For |
3.4 | Elect Director Suzuki, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Yasui, Yoshiaki | Management | For | For |
4.2 | Appoint Statutory Auditor Ikeda, Takayuki | Management | For | For |
4.3 | Appoint Statutory Auditor Hino, Toshiyasu | Management | For | For |
5 | Appoint Alternate Statutory Auditor Umeda, Hiroaki | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: SEP 09, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 12, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Mark V. Mactas | Management | For | For |
5 | Elect Director Mark Maselli | Management | For | For |
6 | Elect Director Gail E. McKee | Management | For | For |
7 | Elect Director Brendan R. O'Neill | Management | For | For |
8 | Elect Director Linda D. Rabbitt | Management | For | For |
9 | Elect Director Gilbert T. Ray | Management | For | For |
10 | Elect Director Paul Thomas | Management | For | For |
11 | Elect Director Wilhelm Zeller | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TREEHOUSE FOODS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann M. Sardini | Management | For | For |
1.2 | Elect Director Dennis F. O'Brien | Management | For | For |
1.3 | Elect Director Sam K. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Bertini | Management | For | For |
2 | Elect Director Rita Bornstein | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director E. V. Goings | Management | For | For |
5 | Elect Director Clifford J. Grum | Management | For | For |
6 | Elect Director Joe R. Lee | Management | For | For |
7 | Elect Director Bob Marbut | Management | For | For |
8 | Elect Director Angel R. Martinez | Management | For | For |
9 | Elect Director Antonio Monteiro de Castro | Management | For | For |
10 | Elect Director Robert J. Murray | Management | For | For |
11 | Elect Director David R. Parker | Management | For | For |
12 | Elect Director Joyce M. Roche | Management | For | For |
13 | Elect Director J. Patrick Spainhour | Management | For | For |
14 | Elect Director M. Anne Szostak | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UNIT CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Adcock | Management | For | For |
1.2 | Elect Director Steven B. Hildebrand | Management | For | For |
1.3 | Elect Director Larry C. Payne | Management | For | For |
1.4 | Elect Director G. Bailey Peyton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNITED DRUG PLC MEETING DATE: FEB 17, 2011 | ||||
TICKER: UN6A SECURITY ID: G9230Q157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Reelect Christopher Brinsmead as a Director | Management | For | For |
4b | Reelect Annette Flynn as a Director | Management | For | For |
4c | Reelect Peter Gray as a Director | Management | For | For |
4d | Reelect Ronnie Kells as a Director | Management | For | For |
4e | Reelect Gary McGann as a Director | Management | For | For |
4f | Reelect Barry McGrane as a Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Stock Option Plan | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 13, 2011 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eric W. Kirchner as a Director | Management | For | For |
1.2 | Elect Leon J. Level as a Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VANTAGE DRILLING COMPANY MEETING DATE: JAN 07, 2011 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
2a | Elect Paul A. Bragg as Director | Management | For | For |
2b | Elect Koichiro Esaka as Director | Management | For | Against |
2c | Elect Jorge E. Estrada as Director | Management | For | For |
2d | Elect Robert F. Grantham as Director | Management | For | For |
2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
2f | Elect Ong Tian Khiam as Director | Management | For | For |
2g | Elect John C.G. O'Leary as Director | Management | For | For |
2h | Elect Hsin-Chi Su as Director | Management | For | Against |
2i | Elect Steiner Thomassen as Director | Management | For | For |
3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
5 | Ratify UHY LLP as Auditors | Management | For | For |
VETOQUINOL SA MEETING DATE: MAY 20, 2011 | ||||
TICKER: VETO SECURITY ID: F97121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Etienne Frechin as Director | Management | For | For |
6 | Reelect Francois Frechin as Director | Management | For | For |
7 | Renew Appointment of KPMG as Auditor | Management | For | For |
8 | Ratify Appointment KPMG Audit Est as Alternate Auditor | Management | For | For |
9 | Authorize Repurchase of Up to 7 Percent of Issued Share Capital | Management | For | Against |
10 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
13 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Value of EUR 10 Million | Management | For | For |
14 | Approve Issuance of Shares up to EUR 1 Million Reserved for Specific Beneficiaries | Management | For | Against |
15 | Approve Employee Stock Purchase Plan | Management | For | Against |
16 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 40 Million | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIASAT, INC. MEETING DATE: SEP 22, 2010 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Allen Lay | Management | For | For |
1.2 | Elect Director Jeffrey M. Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VISHAY PRECISION GROUP INC MEETING DATE: JUN 02, 2011 | ||||
TICKER: VPG SECURITY ID: 92835K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Zandman | Management | For | For |
1.2 | Elect Director Samuel Broydo | Management | For | For |
1.3 | Elect Director Saul Reibstein | Management | For | For |
1.4 | Elect Director Timothy Talbert | Management | For | For |
1.5 | Elect Director Ziv Shoshani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reflect Accurate Outstanding Share Base | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VSE CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: VSEC SECURITY ID: 918284100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
1.2 | Elect Director Clifford M. Kendall | Management | For | For |
1.3 | Elect Director James F. Lafond | Management | For | For |
1.4 | Elect Director Jimmy D. Ross | Management | For | For |
1.5 | Elect Director Maurice A. Gauthier | Management | For | For |
1.6 | Elect Director Calvin S. Koonce | Management | For | For |
1.7 | Elect Director David M. Osnos | Management | For | For |
1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLCARE HEALTH PLANS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WCG SECURITY ID: 94946T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles G. Berg | Management | For | For |
2 | Elect Director Carol J. Burt | Management | For | For |
3 | Elect Director Alec Cunningham | Management | For | For |
4 | Elect Director David J. Gallitano | Management | For | For |
5 | Elect Director D. Robert Graham | Management | For | For |
6 | Elect Director Kevin F. Hickey | Management | For | For |
7 | Elect Director Christian P. Michalik | Management | For | For |
8 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
9 | Elect Director William L. Trubeck | Management | For | For |
10 | Elect Director Paul E. Weaver | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN ENERGY SERVICES CORPORATION MEETING DATE: JUN 16, 2011 | ||||
TICKER: WRG SECURITY ID: 958159204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lorne A. Gartner | Management | For | For |
2.2 | Elect Director Steven C. Grant | Management | For | For |
2.3 | Elect Director Ronald P. Mathison | Management | For | For |
2.4 | Elect Director Murray K. Mullen | Management | For | For |
2.5 | Elect Director John R. Rooney | Management | For | For |
2.6 | Elect Director Dale E. Tremblay | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Stock Consolidation | Management | For | For |
WESTERN ENERGY SERVICES CORPORATION MEETING DATE: JUN 16, 2011 | ||||
TICKER: WRG SECURITY ID: 958159923 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lorne A. Gartner | Management | For | For |
2.2 | Elect Director Steven C. Grant | Management | For | For |
2.3 | Elect Director Ronald P. Mathison | Management | For | For |
2.4 | Elect Director Murray K. Mullen | Management | For | For |
2.5 | Elect Director John R. Rooney | Management | For | For |
2.6 | Elect Director Dale E. Tremblay | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Stock Consolidation | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: OCT 20, 2010 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Change of Auditors from Ernst & Young to Grant Thornton, India | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Sir Anthony Greener as a Director | Management | For | For |
5 | Reelect Richard Bernays as a Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
XTEP INTERNATIONAL HOLDINGS LTD. MEETING DATE: APR 29, 2011 | ||||
TICKER: 01368 SECURITY ID: G98277109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.12 Per Share | Management | For | For |
3 | Reelect Ding Shui Po as Director | Management | For | Against |
4 | Reelect Ye Qi as Director | Management | For | Against |
5 | Reelect Xiao Feng as Director | Management | For | Against |
6 | Reelect Sin Ka Man as Director | Management | For | For |
7 | Authorize Board to Fix The Remuneration of Directors | Management | For | For |
8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
YUHAN CORP MEETING DATE: MAR 18, 2011 | ||||
TICKER: 000100 SECURITY ID: Y9873D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share | Management | For | For |
2 | Elect Two Outside Directors (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditors | Management | For | For |
ZENSAR TECHNOLOGIES LIMITED MEETING DATE: JUL 13, 2010 | ||||
TICKER: 504067 SECURITY ID: Y9894D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.50 Per Share | Management | For | For |
3 | Reappoint H.V. Goenka as Director | Management | For | For |
4 | Reappoint P.K. Choksey as Director | Management | For | For |
5 | Appoint Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Increase in Authorized Share Capital from INR 300 Million to INR 500 Million by the Creation of 20 Million New Equity Shares of INR 10 Each and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
7 | Amend Article 3 of the Articles Association to Reflect Increase in Authorized Share Capital | Management | For | For |
8 | Authorize Capitalization of Reserves for Bonus Issue of up to 22 Million Equity Shares on the Basis of One Bonus Share for Every One Equity Share Held | Management | For | For |
ZENSAR TECHNOLOGIES LIMITED MEETING DATE: MAR 07, 2011 | ||||
TICKER: 504067 SECURITY ID: Y9894D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Pledging of Assets for Debt | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND (FORMERLY FIDELITY ADVISOR DYNAMIC CAPITAL APPRECIATION FUND)
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ADVISOR STRATEGIC GROWTH FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACHILLION PHARMACEUTICALS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: ACHN SECURITY ID: 00448Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
1.3 | Elect Director Nicole Vitullo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Kim Goodwin | Management | For | For |
2 | Elect Director David W. Kenny | Management | For | For |
3 | Elect Director Peter J. Kight | Management | For | For |
4 | Elect Director Frederic V. Salerno | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMERICAN SUPERCONDUCTOR CORPORATION MEETING DATE: AUG 06, 2010 | ||||
TICKER: AMSC SECURITY ID: 030111108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Yurek | Management | For | For |
1.2 | Elect Director Vikram S. Budhraja | Management | For | For |
1.3 | Elect Director Peter O. Crisp | Management | For | For |
1.4 | Elect Director Richard Drouin | Management | For | For |
1.5 | Elect Director David R. Oliver, Jr. | Management | For | For |
1.6 | Elect Director John B. Vander Sande | Management | For | For |
1.7 | Elect Director John W. Wood, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMICUS THERAPEUTICS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: FOLD SECURITY ID: 03152W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.E. Barkas | Management | For | For |
1.2 | Elect Director James Barrett | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
5 | Elect Rhidwaan Gasant as Director | Management | For | For |
6 | Re-elect Bill Nairn as Director | Management | For | For |
7 | Re-elect Sipho Pityana as Director | Management | For | For |
8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Approve Remuneration Policy | Management | For | For |
15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
AOZORA BANK, LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
1.2 | Elect Director Brian F. Prince | Management | For | For |
1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
1.4 | Elect Director Baba, Shinsuke | Management | For | For |
1.5 | Elect Director James Danforth Quayle | Management | For | For |
1.6 | Elect Director Frank W. Bruno | Management | For | For |
1.7 | Elect Director Lawrence B. Lindsey | Management | For | Against |
1.8 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
1.10 | Elect Director Takeda, Shunsuke | Management | For | For |
1.11 | Elect Director Cornelis Maas | Management | For | For |
1.12 | Elect Director Louis J. Forster | Management | For | For |
2 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASSURED GUARANTY LTD. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Patrick W. Kenny as Director | Management | For | For |
1.3 | Elect Robin Monro-Davies as Director | Management | For | For |
1.4 | Elect Michael T. O'Kane as Director | Management | For | For |
1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Peter C. Brandt | Management | For | For |
1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Nancy S. Lurker | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BEAZER HOMES USA, INC. MEETING DATE: FEB 02, 2011 | ||||
TICKER: BZH SECURITY ID: 07556Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laurent Alpert | Management | For | For |
2 | Elect Director Brian C. Beazer | Management | For | For |
3 | Elect Director Peter G. Leemputte | Management | For | For |
4 | Elect Director Ian J. McCarthy | Management | For | For |
5 | Elect Director Norma A. Provencio | Management | For | For |
6 | Elect Director Larry T. Solari | Management | For | For |
7 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve the Adoption of the Protective Amendment | Management | For | For |
12 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | For |
BENIHANA, INC. MEETING DATE: SEP 28, 2010 | ||||
TICKER: BNHNA SECURITY ID: 082047200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Stockinger | Management | For | For |
1.2 | Elect Director Michael W. Kata | Management | For | For |
1.3 | Elect Director Lewis Jaffe | Management | For | For |
1.4 | Elect Director Darwin C. Dornbush | Management | For | For |
1.5 | Elect Director Adam L. Gray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BJ'S WHOLESALE CLUB, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul Danos | Management | For | For |
2 | Elect Director Laura J. Sen | Management | For | For |
3 | Elect Director Michael J. Sheehan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CABOT CORPORATION MEETING DATE: MAR 10, 2011 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Enriquez-Cabot | Management | For | For |
1.2 | Elect Director Gautam S. Kaji | Management | For | For |
1.3 | Elect Director Henry F. McCance | Management | For | For |
1.4 | Elect Director Patrick M. Prevost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CALIX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CALX SECURITY ID: 13100M509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Matthews | Management | For | For |
1.2 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COPA HOLDINGS S.A. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CPAN SECURITY ID: P31076105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEMAND MEDIA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: DMD SECURITY ID: 24802N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Hawkins | Management | For | Against |
2 | Elect Director Victor E. Parker | Management | For | Against |
3 | Elect Director Joshua G. James | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director John C. Malone | Management | For | For |
1.3 | Elect Director David M. Zaslav | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A MEETING DATE: DEC 17, 2010 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 1:3 Stock Split | Management | For | For |
2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
DROGASIL S.A MEETING DATE: APR 11, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
F5 NETWORKS, INC. MEETING DATE: MAR 14, 2011 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Chapple | Management | For | For |
2 | Elect Director A. Gary Ames | Management | For | For |
3 | Elect Director Scott Thompson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GOLDCORP INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 01044 SECURITY ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Hui Lin Chit as Executive Director | Management | For | Against |
3b | Reelect Chan Henry as Independent Non-Executive Director | Management | For | For |
3c | Reelect Ada Ying Kay Wong as Independent Non-Executive Director | Management | For | For |
3d | Reelect Xu Shui Shen as Executive Director | Management | For | Against |
3e | Reelect Xu Chun Man as Executive Director | Management | For | Against |
3f | Reelect Sze Wong Kim as Executive Director | Management | For | Against |
3g | Reelect Hui Ching Chi as Executive Director | Management | For | Against |
3h | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Adopt New Share Option Scheme | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E.E. Holiday | Management | For | For |
2 | Elect Director J.H. Mullin | Management | For | For |
3 | Elect Director F.B. Walker | Management | For | For |
4 | Elect Director R.N. Wilson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
HFF, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: HF SECURITY ID: 40418F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Gibson | Management | For | For |
1.2 | Elect Director George L. Miles, Jr. | Management | For | For |
1.3 | Elect Director Joe B. Thornton, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HIGHER ONE HOLDINGS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ONE SECURITY ID: 42983D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Volchek | Management | For | For |
1.2 | Elect Director David Cromwell | Management | For | For |
1.3 | Elect Director Stewart Gross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HYUNDAI MOTOR CO. MEETING DATE: MAR 11, 2011 | ||||
TICKER: 005380 SECURITY ID: Y38472109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 1,500 per Common Share | Management | For | For |
2 | Elect Two Inside Directors and Two Outside Directors (Bundled) | Management | For | For |
3 | Elect Oh Se-Bin as Member of Audit Committee | Management | For | For |
4 | Amend Articles of Incorporation | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INHIBITEX, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: INHX SECURITY ID: 45719T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
1.3 | Elect Director A. Keith Willard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
INPHI CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Ladd | Management | For | For |
1.2 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTUIT INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Batchelder | Management | For | For |
2 | Elect Director Christopher W. Brody | Management | For | For |
3 | Elect Director William V. Campbell | Management | For | For |
4 | Elect Director Scott D. Cook | Management | For | For |
5 | Elect Director Diane B. Greene | Management | For | For |
6 | Elect Director Michael R. Hallman | Management | For | For |
7 | Elect Director Edward A. Kangas | Management | For | For |
8 | Elect Director Suzanne Nora Johnson | Management | For | For |
9 | Elect Director Dennis D. Powell | Management | For | For |
10 | Elect Director Brad D. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVERNESS MEDICAL INNOVATIONS, INC. MEETING DATE: JUL 14, 2010 | ||||
TICKER: ALR SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Khederian | Management | For | For |
1.2 | Elect Director David Scott | Management | For | For |
1.3 | Elect Director Peter Townsend | Management | For | For |
1.4 | Elect Director Eli Y. Adashi | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
IROBOT CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: IRBT SECURITY ID: 462726100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail Deegan | Management | For | For |
1.2 | Elect Director Andrea Giesser | Management | For | For |
1.3 | Elect Director Jacques S. Gansler, Ph.D. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IVANHOE MINES LTD. MEETING DATE: MAY 10, 2011 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Friedland as Director | Management | For | For |
1.2 | Elect Peter Meredith as Director | Management | For | For |
1.3 | Elect David Huberman as Director | Management | For | For |
1.4 | Elect R. Edward Flood as Director | Management | For | For |
1.5 | Elect Howard Balloch as Director | Management | For | For |
1.6 | Elect Markus Faber as Director | Management | For | For |
1.7 | Elect David Korbin as Director | Management | For | For |
1.8 | Elect Livia Mahler as Director | Management | For | For |
1.9 | Elect Tracy Stevenson as Director | Management | For | For |
1.10 | Elect Michael Gordon as Director | Management | For | For |
1.11 | Elect Dan Westbrook as Director | Management | For | For |
1.12 | Elect Robert Holland III as Director | Management | For | For |
1.13 | Elect Andrew Harding as Director | Management | For | For |
1.14 | Elect Kay Priestly as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JONES LANG LASALLE INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director Deanne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KBR, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Richard J. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph M. Feczko, M.D. | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
LA-Z-BOY INCORPORATED MEETING DATE: AUG 18, 2010 | ||||
TICKER: LZB SECURITY ID: 505336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David K. Hehl | Management | For | For |
1.2 | Elect Director Richard M. Gabrys | Management | For | For |
1.3 | Elect Director Janet L. Gurwitch | Management | For | For |
1.4 | Elect Director Edwin J. Holman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Barker | Management | For | For |
1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
1.3 | Elect Director Judith L. Swain | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LONGTOP FINANCIAL TECHNOLOGIES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Yinhua Chen as Director | Management | For | Withhold |
1b | Elect Yifeng Shen as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 07, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Ain | Management | For | For |
1.2 | Elect Director David G. Tacelli | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Kemper | Management | For | For |
1.2 | Elect Director David D. Mandarich | Management | For | For |
1.3 | Elect Director David Siegel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 16, 2011 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
1.3 | Elect Director William D. Pruitt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MAP PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MAPP SECURITY ID: 56509R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Freund | Management | For | For |
1.2 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: OCT 06, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: APR 26, 2011 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
1.5 | Elect Director Anna C. Catalano | Management | For | For |
1.6 | Elect Director Celeste A. Clark | Management | For | For |
1.7 | Elect Director James M. Cornelius | Management | For | For |
1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.9 | Elect Director Elliott Sigal | Management | For | For |
1.10 | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERITAGE HOMES CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Sarver | Management | For | Withhold |
1.2 | Elect Director Peter L. Ax | Management | For | For |
1.3 | Elect Director Gerald W. Haddock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MICROS SYSTEMS, INC. MEETING DATE: NOV 19, 2010 | ||||
TICKER: MCRS SECURITY ID: 594901100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis M. Brown, Jr. | Management | For | For |
1.2 | Elect Director B. Gary Dando | Management | For | For |
1.3 | Elect Director A.L. Giannopoulos | Management | For | For |
1.4 | Elect Director F. Suzanne Jenniches | Management | For | For |
1.5 | Elect Director John G. Puente | Management | For | For |
1.6 | Elect Director Dwight S. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MINTH GROUP LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00425 SECURITY ID: G6145U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reelect Zhao Feng as Executive Director | Management | For | Against |
4 | Reelect Mikio Natsume as Non-Executive Director | Management | For | Against |
5 | Reelect Yu Zheng as Non-Executive Director | Management | For | Against |
6 | Elect Kawaguchi Kiyoshi as Executive Director | Management | For | Against |
7 | Elect He Dong Han as Non-Executive Director | Management | For | Against |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NANOSPHERE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: NSPH SECURITY ID: 63009F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Moffitt, III | Management | For | For |
1.2 | Elect Director Mark Slezak | Management | For | For |
1.3 | Elect Director Jeffrey R. Crisan | Management | For | For |
1.4 | Elect Director Andre de Bruin | Management | For | For |
1.5 | Elect Director Chad A. Mirkin, Ph.D. | Management | For | Withhold |
1.6 | Elect Director Lorin J. Randall | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: 641069406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | For |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | For |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | For |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | For |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | For |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | For |
4.1.6 | Reelect Beat Hess as Director | Management | For | For |
4.2 | Elect Ann Veneman as Director | Management | For | For |
4.3 | Ratify KPMG AG as Auditors | Management | For | For |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | For |
6 | Additional And/or Counter-proposals Presented At The Meeting | Management | None | Against |
7 | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | Management | None | Against |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | For |
1.2 | Elect Director Jay C. Hoag | Management | For | For |
1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Pedro Granadillo | Management | For | For |
1.4 | Elect Director James G. Groninger | Management | For | For |
1.5 | Elect Director Donald E. Kuhla | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OPENTABLE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Gurley | Management | For | For |
1.2 | Elect Director Daniel Meyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORTHOVITA, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: VITA SECURITY ID: 68750U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Barry | Management | For | For |
1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
1.3 | Elect Director Antony Koblish | Management | For | For |
1.4 | Elect Director Mary E. Paetzold | Management | For | For |
1.5 | Elect Director Paul G. Thomas | Management | For | For |
1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
1.7 | Elect Director Paul Touhey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Wayne T. Smith | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUANEX BUILDING PRODUCTS CORPORATION MEETING DATE: FEB 24, 2011 | ||||
TICKER: NX SECURITY ID: 747619104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan F. Davis | Management | For | For |
1.2 | Elect Director Joseph D. Rupp | Management | For | For |
1.3 | Elect Director Curtis M. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RAYTHEON COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SATCON TECHNOLOGY CORPORATION MEETING DATE: JUN 30, 2011 | ||||
TICKER: SATC SECURITY ID: 803893106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip J. Deutch | Management | For | Withhold |
1.2 | Elect Director Robert G. Schoenberger | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
SCHIFF NUTRITION INTERNATIONAL, INC. MEETING DATE: NOV 11, 2010 | ||||
TICKER: WNI SECURITY ID: 806693107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Weider | Management | For | For |
1.2 | Elect Director George F. Lengvari | Management | For | For |
1.3 | Elect Director Bruce J. Wood | Management | For | For |
1.4 | Elect Director Ronald L. Corey | Management | For | Withhold |
1.5 | Elect Director Matthew T. Hobart | Management | For | For |
1.6 | Elect Director Michael Hyatt | Management | For | Withhold |
1.7 | Elect Director Eugene B. Jones | Management | For | For |
1.8 | Elect Director Roger H. Kimmel | Management | For | For |
1.9 | Elect Director Brian P. McDermott | Management | For | Withhold |
1.10 | Elect Director William E. McGlashan, Jr. | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: MAY 17, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4b | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
4c | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
SHIRE PLC MEETING DATE: APR 26, 2011 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Gary C. Kelly | Management | For | For |
6 | Elect Director Nancy B. Loeffler | Management | For | For |
7 | Elect Director John T. Montford | Management | For | For |
8 | Elect Director Thomas M. Nealon | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SUNOPTA INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SYKES ENTERPRISES, INCORPORATED MEETING DATE: MAY 19, 2011 | ||||
TICKER: SYKE SECURITY ID: 871237103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Parks Helms | Management | For | For |
1.2 | Elect Director Linda McClintock-Greco | Management | For | For |
1.3 | Elect Director James K. Murray, Jr. | Management | For | For |
1.4 | Elect Director James S. MacLeod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: SEP 20, 2010 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Bennett | Management | For | For |
2 | Elect Director Michael A. Brown | Management | For | For |
3 | Elect Director William T. Coleman, III | Management | For | For |
4 | Elect Director Frank E. Dangeard | Management | For | For |
5 | Elect Director Geraldine B. Laybourne | Management | For | For |
6 | Elect Director David L. Mahoney | Management | For | For |
7 | Elect Director Robert S. Miller | Management | For | For |
8 | Elect Director Enrique Salem | Management | For | For |
9 | Elect Director Daniel H. Schulman | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director V. Paul Unruh | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYNOVUS FINANCIAL CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: SNV SECURITY ID: 87161C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Allen | Management | For | For |
2 | Elect Director Richard E. Anthony | Management | For | For |
3 | Elect Director James H. Blanchard | Management | For | For |
4 | Elect Director Richard Y. Bradley | Management | For | For |
5 | Elect Director Frank W. Brumley | Management | For | For |
6 | Elect Director Elizabeth W. Camp | Management | For | For |
7 | Elect Director T. Michael Goodrich | Management | For | For |
8 | Elect Director V. Nathaniel Hansford | Management | For | For |
9 | Elect Director Mason H. Lampton | Management | For | For |
10 | Elect Director H. Lynn Page | Management | For | For |
11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
12 | Elect Director J. Neal Purcell | Management | For | For |
13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
14 | Elect Director Melvin T. Stith | Management | For | For |
15 | Elect Director Philip W. Tomlinson | Management | For | For |
16 | Elect Director James D. Yancey | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
21 | Ratify Auditors | Management | For | For |
22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2011 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joe Ricketts | Management | For | For |
1.2 | ElectDirector Dan W. Cook III | Management | For | For |
1.3 | Elect Director Joseph H. Moglia | Management | For | For |
1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 18, 2010 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathryn W. Dindo | Management | For | For |
2 | Elect Director Richard K. Smucker | Management | For | For |
3 | Elect Director William H. Steinbrink | Management | For | For |
4 | Elect Director Paul Smucker Wagstaff | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE RYLAND GROUP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Frecon | Management | For | For |
1.2 | Elect Director Roland A. Hernandez | Management | For | For |
1.3 | Elect Director William L. Jews | Management | For | For |
1.4 | Elect Director Ned Mansour | Management | For | For |
1.5 | Elect Director Robert E. Mellor | Management | For | For |
1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
1.7 | Elect Director Larry T. Nicholson | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
1.9 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Ratify Auditors | Management | For | For |
THE ST. JOE COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
TINGYI (CAYMAN ISLANDS) HOLDING CORP. MEETING DATE: NOV 11, 2010 | ||||
TICKER: 00322 SECURITY ID: G8878S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve TZCI Supply Agreement and Related Annual Caps | Management | For | For |
2 | Approve TFS Supply Agreement and Related Annual Caps | Management | For | For |
TITAN INDUSTRIES LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 500114 SECURITY ID: Y88425114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Amend Article 8 of the Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Equity Share for Every One Existing Equity Share Held | Management | For | For |
4 | Amend Memorandum of Association to Reflect Subdivision of Equity Shares | Management | For | For |
5 | Amend Articles of Association to Reflect Subdivision of Equity Shares | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRAVELZOO INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: TZOO SECURITY ID: 89421Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Holger Bartel | Management | For | For |
1.2 | Elect Director Ralph Bartel | Management | For | For |
1.3 | Elect Director David J. Ehrlich | Management | For | For |
1.4 | Elect Director Donovan Neale-May | Management | For | For |
1.5 | Elect Director Kelly M. Urso | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
URS CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mickey P. Foret | Management | For | For |
2 | Elect Director William H. Frist | Management | For | For |
3 | Elect Director Lydia H. Kennard | Management | For | For |
4 | Elect Director Donald R. Knauss | Management | For | For |
5 | Elect Director Martin M. Koffel | Management | For | For |
6 | Elect Director Joseph W. Ralston | Management | For | For |
7 | Elect Director John D. Roach | Management | For | For |
8 | Elect Director Sabrina L. Simmons | Management | For | For |
9 | Elect Director Douglas W. Stotlar | Management | For | For |
10 | Elect Director William P. Sullivan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VALASSIS COMMUNICATIONS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VCI SECURITY ID: 918866104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Patrick F. Brennan | Management | For | For |
3 | Elect Director Kenneth V. Darish | Management | For | For |
4 | Elect Director Walter H. Ku | Management | For | For |
5 | Elect Director Robert L. Recchia | Management | For | For |
6 | Elect Director Thomas J. Reddin | Management | For | For |
7 | Elect Director Alan F. Schultz | Management | For | For |
8 | Elect Director Wallace S. Snyder | Management | For | For |
9 | Elect Director Faith Whittlesey | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adjourn Meeting | Management | For | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VITAMIN SHOPPE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: VSI SECURITY ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Douglas R. Korn | Management | For | For |
1.7 | Elect Director Richard L. Perkal | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Katherine Savitt-Lennon | Management | For | For |
1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WAL-MART DE MEXICO S.A.B. DE C.V. MEETING DATE: MAR 10, 2011 | ||||
TICKER: WALMEXV SECURITY ID: P98180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Board of Directors Report | Management | For | For |
2 | Accept CEO's Report | Management | For | For |
3 | Accept Report of Audit and Corporate Governance Committees | Management | For | For |
4 | Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
5 | Present Report on the Share Repurchase Reserves | Management | For | For |
6 | Approve to Cancel Company Treasury Shares | Management | For | For |
7 | Amend Clause Five of Company Bylaws | Management | For | For |
8 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
9 | Approve Dividend of MXN 0.38 Per Share and Extraordinary Dividend of MXN 0.17 per Share | Management | For | For |
10 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
11 | Accept Report Re: Employee Stock Purchase Plan | Management | For | For |
12 | Accept Report Re: Wal-Mart de Mexico Foundation | Management | For | For |
13 | Ratify Board of Directors' Actions Between Fiscal Year Jan. 1 - Dec. 31, 2010 | Management | For | For |
14 | Elect Board Members | Management | For | For |
15 | Elect Audit and Corporate Governance Committee Chairs | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEG S.A MEETING DATE: APR 26, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEG SA MEETING DATE: FEB 22, 2011 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
3 | Consolidate Bylaws | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | Against |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Miles Jr. | Management | For | For |
1.2 | Elect Director John K. Morgan | Management | For | For |
1.3 | Elect Director James L. Singleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. O. SMITH CORPORATION MEETING DATE: APR 11, 2011 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director Robert J. O'Toole | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ABOVENET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ABVT SECURITY ID: 00374N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
1.2 | Elect Director Michael J. Embler | Management | For | For |
1.3 | Elect Director William G. LaPerch | Management | For | For |
1.4 | Elect Director Richard Postma | Management | For | For |
1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
1.6 | Elect Director Stuart Subotnick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACCOR MEETING DATE: MAY 30, 2011 | ||||
TICKER: AC SECURITY ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Virginie Morgon as Director | Management | For | For |
5 | Reelect Sebastien Bazin as Director | Management | For | For |
6 | Reelect Denis Hennequin as Director | Management | For | For |
7 | Reelect Franck Riboud as Director | Management | For | For |
8 | Ratify Appointment of Mercedes Erra as Director | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 575,000 | Management | For | For |
10 | Approve Transaction with Groupe Lucien Barriere | Management | For | For |
11 | Approve Transaction with Yann Caillere | Management | For | For |
12 | Approve Transaction with Gilles Pelisson | Management | For | For |
13 | Approve Transaction with Denis Hennequin | Management | For | For |
14 | Authorize Repurchase of Up to 22 Million Shares | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 160 Million | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to Aggregate Nominal Amount of EUR 100 Million, Reserved for Specific Beneficiaries | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 18 Above | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 21 at EUR 340 Million | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
27 | Change Location of Registered Office to 110, Avenue de France, 75013 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
ACTUANT CORPORATION MEETING DATE: JAN 14, 2011 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AEGON NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AERCAP HOLDINGS NV MEETING DATE: MAY 18, 2011 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AEROPOSTALE, INC MEETING DATE: JUN 16, 2011 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald R. Beegle | Management | For | For |
1.2 | Elect Director Robert B. Chavez | Management | For | For |
1.3 | Elect Director Michael J. Cunningham | Management | For | For |
1.4 | Elect Director Evelyn Dilsaver | Management | For | For |
1.5 | Elect Director Julian R. Geiger | Management | For | For |
1.6 | Elect Director John N. Haugh | Management | For | For |
1.7 | Elect Director Karin Hirtler-Garvey | Management | For | For |
1.8 | Elect Director John D. Howard | Management | For | For |
1.9 | Elect Director Thomas P. Johnson | Management | For | For |
1.10 | Elect Director David B. Vermylen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Richard H. Klein | Management | For | For |
1.5 | Elect Director James H. Richardson | Management | For | For |
1.6 | Elect Director Martin A. Simonetti | Management | For | For |
1.7 | Elect Director Alan G. Walton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AON CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: AON SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Judson C. Green | Management | For | For |
6 | Elect Director Edgar D. Jannotta | Management | For | For |
7 | Elect Director Jan Kalff | Management | For | For |
8 | Elect Director J. Michael Losh | Management | For | For |
9 | Elect Director R. Eden Martin | Management | For | For |
10 | Elect Director Andrew J. McKenna | Management | For | For |
11 | Elect Director Robert S. Morrison | Management | For | For |
12 | Elect Director Richard B. Myers | Management | For | For |
13 | Elect Director Richard C. Notebaert | Management | For | For |
14 | Elect Director John W. Rogers, Jr. | Management | For | For |
15 | Elect Director Gloria Santona | Management | For | For |
16 | Elect Director Carolyn Y. Woo | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Omnibus Stock Plan | Management | For | Against |
21 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARVINMERITOR, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: MTOR SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATOS ORIGIN MEETING DATE: JUN 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director George M. Smart | Management | For | For |
1.3 | Elect Director Theodore M. Solso | Management | For | For |
1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Andre | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Sanjay Khosla | Management | For | For |
1.3 | Elect Director George L. Mikan III | Management | For | For |
1.4 | Elect Director Matthew H. Paull | Management | For | For |
1.5 | Elect Director Richard M. Schulze | Management | For | For |
1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Range for Size of the Board | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
BIG LOTS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BIG SECURITY ID: 089302103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Steven S. Fishman | Management | For | For |
1.3 | Elect Director Peter J. Hayes | Management | For | For |
1.4 | Elect Director David T. Kollat | Management | For | For |
1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Russell Solt | Management | For | For |
1.8 | Elect Director James R. Tener | Management | For | For |
1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BRUNSWICK CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cambria W. Dunaway | Management | For | For |
2 | Elect Director Dustan E. McCoy | Management | For | For |
3 | Elect Director Ralph C. Stayer | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 27, 2011 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
1.2 | Elect Director Enrique H. Boilini | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CABOT CORPORATION MEETING DATE: MAR 10, 2011 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Enriquez-Cabot | Management | For | For |
1.2 | Elect Director Gautam S. Kaji | Management | For | For |
1.3 | Elect Director Henry F. McCance | Management | For | For |
1.4 | Elect Director Patrick M. Prevost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Jack B. Moore | Management | For | For |
3 | Elect Director David Ross | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CAPITALSOURCE INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Eubank, II | Management | For | For |
1.2 | Elect Director Timothy M. Hurd | Management | For | For |
1.3 | Elect Director Steven A. Museles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITOL FEDERAL FINANCIAL, INC. MEETING DATE: FEB 22, 2011 | ||||
TICKER: CFFN SECURITY ID: 14057J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
1.2 | Elect Director Michael T. McCoy | Management | For | For |
1.3 | Elect Director Marilyn S. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CAREFUSION CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 13, 2011 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert G. Bohn | Management | For | For |
2 | Elect Director Terry D. Growcock | Management | For | For |
3 | Elect Director Gregg A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CARLSBERG MEETING DATE: MAR 24, 2011 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBEYOND, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: CBEY SECURITY ID: 149847105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Geiger | Management | For | For |
1.2 | Elect Director Larry D. Thompson | Management | For | For |
1.3 | Elect Director Kevin Costello | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHICO'S FAS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Mahoney | Management | For | For |
2 | Elect Director David F. Walker | Management | For | For |
3 | Elect Director Stephen E. Watson | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CHINA GAS HOLDINGS LTD. MEETING DATE: AUG 19, 2010 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
3a2 | Reelect Xu Ying as Director | Management | For | Against |
3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA GAS HOLDINGS LTD. MEETING DATE: APR 26, 2011 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Removal of Li Xiao Yun as Director | Management | For | For |
2 | Approve Removal of Xu Ying as Director | Management | For | For |
3 | Approval Removal of Liu Ming Hui as Director | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CINCINNATI BELL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: CBB SECURITY ID: 171871106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phillip R. Cox | Management | For | For |
2 | Elect Director Bruce L. Byrnes | Management | For | For |
3 | Elect Director John F. Cassidy | Management | For | For |
4 | Elect Director Jakki L. Haussler | Management | For | For |
5 | Elect Director Craig F. Maier | Management | For | For |
6 | Elect Director Alex Shumate | Management | For | For |
7 | Elect Director Lynn A. Wentworth | Management | For | For |
8 | Elect Director John M. Zrno | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram II | Management | For | For |
1.6 | Elect Director Donna A. James | Management | For | For |
1.7 | Elect Director Thomas H. Johnson | Management | For | For |
1.8 | Elect Director Suzanne B. Labarge | Management | For | For |
1.9 | Elect Director Veronique Morali | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
COLLECTIVE BRANDS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: PSS SECURITY ID: 19421W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Moran | Management | For | For |
1.2 | Elect Director Matthew A. Ouimet | Management | For | For |
1.3 | Elect Director Matthew E. Rubel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMERCIAL METALS COMPANY MEETING DATE: JAN 17, 2011 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Guido | Management | For | For |
1.2 | Elect Director Sarah E. Raiss | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
1.4 | Elect Director Robert R. Womack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Larry Cash | Management | For | For |
2 | Elect Director James S. Ely III | Management | For | For |
3 | Elect Director John A. Fry | Management | For | For |
4 | Elect Director William Norris Jennings | Management | For | For |
5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Richard S. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CON-WAY INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Anton | Management | For | For |
2 | Elect Director William R. Corbin | Management | For | For |
3 | Elect Director Robert Jaunich II | Management | For | For |
4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
5 | Elect Director Michael J. Murray | Management | For | For |
6 | Elect Director Edith R. Perez | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director William J. Schroeder | Management | For | For |
9 | Elect Director Douglas W. Stotlar | Management | For | For |
10 | Elect Director Peter W. Stott | Management | For | For |
11 | Elect Director Chelsea C. White III | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. LaViolette | Management | For | For |
1.2 | Elect Director Peter L. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CONTRANS GROUP INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: CSS SECURITY ID: 21233T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach, and G. Ross Amos as Directors | Management | For | Withhold |
2 | Approve KPMG LL as Auditors of the COmpany and Authorize Board to Fix Their Remuneration | Management | For | For |
CORNELL COMPANIES, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: CRN SECURITY ID: 219141108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CORPORATE OFFICE PROPERTIES TRUST MEETING DATE: MAY 12, 2011 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | For |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
1.3 | Elect Director Thomas F. Brady | Management | For | For |
1.4 | Elect Director Robert L. Denton | Management | For | For |
1.5 | Elect Director Randall M. Griffin | Management | For | For |
1.6 | Elect Director Elizabeth A. Hight | Management | For | For |
1.7 | Elect Director David M. Jacobstein | Management | For | For |
1.8 | Elect Director Steven D. Kesler | Management | For | For |
1.9 | Elect Director Richard Szafranski | Management | For | For |
1.10 | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen L. Green | Management | For | Against |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
3 | Elect Director John R. Muse | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DIAGEO PLC MEETING DATE: OCT 14, 2010 | ||||
TICKER: DGE SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Betsy Holden as Director | Management | For | For |
7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Management | For | For |
8 | Re-elect Franz Humer as Director | Management | For | For |
9 | Re-elect Philip Scott as Director | Management | For | For |
10 | Re-elect Todd Stitzer as Director | Management | For | For |
11 | Re-elect Paul Walker as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Management | For | For |
14 | Elect Deirdre Mahlan as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
22 | Approve Diageo 2010 Sharesave Plan | Management | For | For |
23 | Authorise the Company to Establish International Share Plans | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOVER CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D.H. Benson | Management | For | For |
2 | Elect Director R.W. Cremin | Management | For | For |
3 | Elect Director J-P.M. Ergas | Management | For | For |
4 | Elect Director P.T. Francis | Management | For | For |
5 | Elect Director K.C. Graham | Management | For | For |
6 | Elect Director R.A. Livingston | Management | For | For |
7 | Elect Director R.K. Lochridge | Management | For | For |
8 | Elect Director B.G. Rethore | Management | For | For |
9 | Elect Director M.B. Stubbs | Management | For | For |
10 | Elect Director S.M. Todd | Management | For | For |
11 | Elect Director S.K. Wagner | Management | For | For |
12 | Elect Director M.A. Winston | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EASTMAN KODAK COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: EK SECURITY ID: 277461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard S. Braddock | Management | For | For |
2 | Elect Director Herald Y. Chen | Management | For | For |
3 | Elect Director Adam H. Clammer | Management | For | For |
4 | Elect Director Timothy M. Donahue | Management | For | For |
5 | Elect Director Michael J. Hawley | Management | For | For |
6 | Elect Director William H. Hernandez | Management | For | For |
7 | Elect Director Douglas R. Lebda | Management | For | For |
8 | Elect Director Kyle P. Legg | Management | For | For |
9 | Elect Director Delano E. Lewis | Management | For | For |
10 | Elect Director William G. Parrett | Management | For | For |
11 | Elect Director Antonio M. Perez | Management | For | For |
12 | Elect Director Joel Seligman | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ENERSYS MEETING DATE: JUL 22, 2010 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Craig | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.2 | Elect Director John P. Phelan | Management | For | For |
1.3 | Elect Director Roger M. Singer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director Mark A. Mccollum | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED MEETING DATE: APR 20, 2011 | ||||
TICKER: FFH SECURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director Timothy R. Price | Management | For | For |
1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.6 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIAT SPA MEETING DATE: SEP 16, 2010 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | For |
1 | Approve Reduction of Share Repurchase Authorization | Management | For | For |
FIAT SPA MEETING DATE: MAR 30, 2011 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
FIAT SPA MEETING DATE: MAR 30, 2011 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Doti | Management | For | For |
1.2 | Elect Director Michael D. McKee | Management | For | For |
1.3 | Elect Director Thomas V. McKernan | Management | For | For |
1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FISERV, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Dillon | Management | For | For |
1.2 | Elect Director Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Glenn M. Renwick | Management | For | For |
1.4 | Elect Director Carl W. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLEURY S.A. MEETING DATE: MAR 25, 2011 | ||||
TICKER: FLRY3 SECURITY ID: P418BW104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends and Approve Capital Budget | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.3 | Elect Director Deborah L. Harmon | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FOREST OIL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Craig Clark | Management | For | For |
1.2 | Elect Director James H. Lee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Brown | Management | For | For |
1.2 | Elect Director Michael E. Dougherty | Management | For | For |
1.3 | Elect Director William C. Powers, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
GARMIN LTD. MEETING DATE: JUN 03, 2011 | ||||
TICKER: GRMN SECURITY ID: H2906T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
3.2 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Did Not Vote |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
GEMALTO MEETING DATE: MAY 18, 2011 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBAL CROSSING LIMITED MEETING DATE: JUL 08, 2010 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Macaluso | Management | For | Withhold |
1.2 | Elect Director Michael Rescoe | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 08, 2010 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald Einsmann | Management | For | For |
1.2 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.3 | Elect Director Kenneth M. Reiss | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Anne Citrino | Management | For | For |
1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.3 | Elect Director Vicki B. Escarra | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Parick Foley | Management | For | For |
1.6 | Elect Director Jay M. Gellert | Management | For | For |
1.7 | Elect Director Roger F. Greaves | Management | For | For |
1.8 | Elect Director Bruce G. Willison | Management | For | For |
1.9 | Elect Director Frederick C. Yeager | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
HEALTHSOUTH CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
HEIDELBERGCEMENT AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HERITAGE FINANCIAL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: HFWA SECURITY ID: 42722X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daryl D. Jensen | Management | For | For |
1.2 | Elect Director Jeffrey S. Lyon | Management | For | For |
1.3 | Elect Director Donald V. Rhodes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HILLTOP HOLDINGS INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: HTH SECURITY ID: 432748101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhodes R. Bobbitt | Management | For | For |
1.2 | Elect Director W. Joris Brinkerhoff | Management | For | For |
1.3 | Elect Director Charles R. Cummings | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director Jeremy B. Ford | Management | For | For |
1.6 | Elect Director J. Markham Green | Management | For | For |
1.7 | Elect Director Jess T. Hay | Management | For | For |
1.8 | Elect Director William T. Hill, Jr. | Management | For | For |
1.9 | Elect Director W. Robert Nichols, III | Management | For | For |
1.10 | Elect Director C. Clifton Robinson | Management | For | For |
1.11 | Elect Director Kenneth D. Russell | Management | For | For |
1.12 | Elect Director Carl B. Webb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Bullock | Management | For | For |
1.2 | Elect Director John E. Caldwell | Management | For | For |
1.3 | Elect Director Donald K. Charter | Management | For | For |
1.4 | Elect Director W. Robert Dengler | Management | For | For |
1.5 | Elect Director Guy G. Dufresne | Management | For | For |
1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 19, 2010 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILIAD MEETING DATE: MAY 24, 2011 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INNOPHOS HOLDINGS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: IPHS SECURITY ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: JUN 10, 2011 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
1.6 | Elect Director Allan Z. Loren | Management | For | For |
1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Other Business | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JARDEN CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grant | Management | For | For |
1.2 | Elect Director Richard J. Heckmann | Management | For | For |
1.3 | Elect Director Irwin D. Simon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Range for Size of the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JARDINE LLOYD THOMPSON GROUP PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: JLT SECURITY ID: G55440104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Geoffrey Howe as Director | Management | For | Against |
4 | Re-elect Lord Leach of Fairford as Director | Management | For | Against |
5 | Re-elect Dominic Burke as Director | Management | For | Against |
6 | Elect Mark Brady as Director | Management | For | Against |
7 | Re-elect Richard Harvey as Director | Management | For | Against |
8 | Re-elect Simon Keswick as Director | Management | For | Against |
9 | Re-elect Nick MacAndrew as Director | Management | For | Against |
10 | Elect Simon Mawson as Director | Management | For | Against |
11 | Re-elect John Paynter as Director | Management | For | Against |
12 | Re-elect VyVienne Wade as Director | Management | For | Against |
13 | Approve Remuneration Report | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
KENNAMETAL, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Larry D. Yost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
KENNEDY-WILSON HOLDINGS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: KW SECURITY ID: 489398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry R. Solomon | Management | For | For |
1.2 | Elect Director David A. Minella | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LIHIR GOLD LTD. MEETING DATE: AUG 23, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
LINCARE HOLDINGS INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: LNCR SECURITY ID: 532791100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.P. Byrnes | Management | For | For |
1.2 | Elect Director S.H. Altman | Management | For | For |
1.3 | Elect Director C.B. Black | Management | For | For |
1.4 | Elect Director A.P. Bryant | Management | For | For |
1.5 | Elect Director F.D. Byrne | Management | For | For |
1.6 | Elect Director W.F. Miller, III | Management | For | For |
1.7 | Elect Director E.M. Zane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | For |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | For |
8 | Elect Director Douglas H. McCorkindale | Management | For | For |
9 | Elect Director Joseph W. Ralston | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MDC PARTNERS INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: MDZ.A SECURITY ID: 552697104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles S. Nadal | Management | For | For |
1.2 | Elect Director Robert J. Kamerschen | Management | For | For |
1.3 | Elect Director Clare Copeland | Management | For | For |
1.4 | Elect Director Thomas N. Davidson | Management | For | For |
1.5 | Elect Director Scott L. Kauffman | Management | For | For |
1.6 | Elect Director Micheal J.L. Kirby | Management | For | For |
1.7 | Elect Director Stephen M. Pustil | Management | For | For |
2 | Approve BDO USA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDNAX, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Dany Garcia | Management | For | For |
1.7 | Elect Director P.J. Goldschmidt | Management | For | For |
1.8 | Elect Director Manuel Kadre | Management | For | For |
1.9 | Elect Director Roger J. Medel | Management | For | For |
1.10 | Elect Director Donna E. Shalala | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MEGGITT PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stephen Young as Director | Management | For | Against |
5 | Re-elect Philip Green as Director | Management | For | Against |
6 | Re-elect David Robins as Director | Management | For | Against |
7 | Elect Paul Heiden as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Approve Increase in Directors' Fees | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Equity Participation Plan 2005 | Management | For | For |
MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: MPEL SECURITY ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu as Independent Auditors | Management | For | For |
METLIFE, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kandarian | Management | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Lulu C. Wang | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRO FOCUS INTERNATIONAL PLC MEETING DATE: SEP 23, 2010 | ||||
TICKER: MCRO SECURITY ID: G6117L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect David Maloney as Director | Management | For | For |
5 | Re-elect Tom Skelton as Director | Management | For | For |
6 | Re-elect Paul Pester as Director | Management | For | For |
7 | Elect Nigel Clifford as Director | Management | For | For |
8 | Elect Karen Slatford as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 29, 2010 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Birck | Management | For | For |
1.2 | Elect Director Anirudh Dhebar | Management | For | For |
1.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
1.4 | Elect Director Martin P. Slark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL FINANCIAL PARTNERS CORP. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NFP SECURITY ID: 63607P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephanie W. Abramson | Management | For | For |
2 | Elect Director Arthur S. Ainsberg | Management | For | For |
3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
4 | Elect Director R. Bruce Callahan | Management | For | For |
5 | Elect Director John A. Elliott | Management | For | For |
6 | Elect Director J. Barry Griswell | Management | For | For |
7 | Elect Director Kenneth C. Mlekush | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
11 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lee K. Boothby | Management | For | For |
2 | Elect Director Philip J. Burguieres | Management | For | For |
3 | Elect Director Pamela J. Gardner | Management | For | For |
4 | Elect Director John Randolph Kemp, lll | Management | For | For |
5 | Elect Director J. Michael Lacey | Management | For | For |
6 | Elect Director Joseph H. Netherland | Management | For | For |
7 | Elect Director Howard H. Newman | Management | For | For |
8 | Elect Director Thomas G. Ricks | Management | For | For |
9 | Elect Director Juanita F. Romans | Management | For | For |
10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
11 | Elect Director J. Terry Strange | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NEXEN INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
1.6 | Elect Director J. Brian Ferguson | Management | For | For |
1.7 | Elect Director Lewis Hay, III | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.10 | Elect Director Rudy E. Schupp | Management | For | For |
1.11 | Elect Director William H. Swanson | Management | For | For |
1.12 | Elect Director Michael H. Thaman | Management | For | For |
1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NOKIA CORP. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eleven | Management | For | Did Not Vote |
12.1 | Elect Stephen Elopas as Director | Management | For | Did Not Vote |
12.2 | Elect Dr. Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.3 | Elect Prof. Dr. H. Kagermann as Director | Management | For | Did Not Vote |
12.4 | Elect Per Karlsson as Director | Management | For | Did Not Vote |
12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.6 | Elect Helge Lund as Director | Management | For | Did Not Vote |
12.7 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
12.8 | Elect Jorma Ollila as Director | Management | For | Did Not Vote |
12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Issued Shares | Management | For | Did Not Vote |
16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
NORTHEAST UTILITIES MEETING DATE: MAY 10, 2011 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director John G. Graham | Management | For | For |
1.6 | Elect Director Elizabeth T. Kennan | Management | For | For |
1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
1.8 | Elect Director Robert E. Patricelli | Management | For | For |
1.9 | Elect Director Charles W. Shivery | Management | For | For |
1.10 | Elect Director John F. Swope | Management | For | For |
1.11 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OGE ENERGY CORP. MEETING DATE: MAY 19, 2011 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirk Humphreys | Management | For | For |
1.2 | Elect Director Linda Petree Lambert | Management | For | For |
1.3 | Elect Director Leroy C. Richie | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
OMNICARE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John G. Figueroa | Management | For | For |
2 | Elect Director Steven J. Heyer | Management | For | For |
3 | Elect Director Andrea R. Lindell | Management | For | For |
4 | Elect Director James D. Shelton | Management | For | For |
5 | Elect Director Amy Wallman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Hellman | Management | For | For |
1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
1.3 | Elect Director John J. Mcmackin, Jr. | Management | For | For |
1.4 | Elect Director Hugh H. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PALL CORPORATION MEETING DATE: DEC 15, 2010 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Daniel J. Carroll | Management | For | For |
1.3 | Elect Director Robert B. Coutts | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to to Facilitate Use of "Notice and Access" Option to Deliver Proxy Materials via the Internet | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 27, 2010 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Barnes | Management | For | For |
1.2 | Elect Director Collin P. Baron | Management | For | For |
1.3 | Elect Director Richard M. Hoyt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PERKINELMER, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | For |
5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | For |
7 | Elect Director Kenton J. Sicchitano | Management | For | For |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PINNACLE AIRLINES CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: PNCL SECURITY ID: 723443107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Massey | Management | For | For |
1.2 | Elect Director James E. McGehee, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POST PROPERTIES, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PPS SECURITY ID: 737464107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director David P. Stockert | Management | For | For |
1.4 | Elect Director Herschel M. Bloom | Management | For | For |
1.5 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.6 | Elect Director Russell R. French | Management | For | For |
1.7 | Elect Director Dale Anne Reiss | Management | For | For |
1.8 | Elect Director Stella F. Thayer | Management | For | For |
1.9 | Elect Director Ronald De Waal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: ��F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QUAD/GRAPHICS, INC. MEETING DATE: MAY 16, 2011 | ||||
TICKER: QUAD SECURITY ID: 747301109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
1.2 | Elect Director Mark A. Angelson | Management | For | For |
1.3 | Elect Director Douglas P. Buth | Management | For | For |
1.4 | Elect Director Christopher B. Harned | Management | For | For |
1.5 | Elect Director Betty Ewens Quadracci | Management | For | For |
1.6 | Elect Director J. Joel Quadracci | Management | For | For |
1.7 | Elect Director Thomas O. Ryder | Management | For | For |
1.8 | Elect Director John S. Shiely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
QUALITY DISTRIBUTION, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: QLTY SECURITY ID: 74756M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Crowe | Management | For | For |
1.2 | Elect Director Gary R. Enzor | Management | For | For |
1.3 | Elect Director Richard B. Marchese | Management | For | For |
1.4 | Elect Director Thomas R. Miklich | Management | For | For |
1.5 | Elect Director M. Ali Rashid | Management | For | For |
1.6 | Elect Director Alan H. Schumacher | Management | For | For |
1.7 | Elect Director Thomas M. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 17, 2011 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William F. Buehler | Management | For | For |
2 | Elect Director Daniel C. Stanzione | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RAYONIER INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul G. Boynton | Management | For | For |
2 | Elect Director Mark E. Gaumond | Management | For | For |
3 | Elect Director David W. Oskin | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
RAYTHEON COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 18, 2011 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.3 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RETAIL VENTURES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RVI SECURITY ID: 76128Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ROWAN COMPANIES, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. G. Croyle | Management | For | For |
2 | Elect Director Lord Moynihan | Management | For | For |
3 | Elect Director W. Matt Ralls | Management | For | For |
4 | Elect Director John J. Quicke | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SAFRAN MEETING DATE: APR 21, 2011 | ||||
TICKER: SAF SECURITY ID: F4035A557 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions | Management | For | For |
5 | Adopt One-Tiered Board Structure | Management | For | For |
6 | Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association | Management | For | Against |
7 | Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights | Management | For | Against |
8 | Elect Jean Paul Herteman as Director | Management | For | Against |
9 | Elect Francis Mer as Director | Management | For | Against |
10 | Elect Giovanni Bisignani as Director | Management | For | Against |
11 | Elect Jean Lou Chameau as Director | Management | For | Against |
12 | Elect Odile Desforges as Director | Management | For | Against |
13 | Elect Jean Marc Forneri as Director | Management | For | For |
14 | Elect Xavier Lagarde as Director | Management | For | Against |
15 | Elect Michel Lucas as Director | Management | For | For |
16 | Elect Elisabeth Lulin as Director | Management | For | Against |
17 | Acknowledge Appointment of Four Government Representatives at the Board | Management | For | Against |
18 | Elect Christian Halary as Director | Management | For | Against |
19 | Elect Marc Aubry as Director | Management | For | Against |
20 | Appoint Caroline Gregoire Sainte Marie as Censor | Management | For | For |
21 | Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 | Management | For | For |
28 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 | Management | For | For |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | Against |
32 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
33 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million | Management | For | For |
34 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
35 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
37 | Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors | Shareholder | For | For |
38 | Elect One or Several Representatives of Employee Shareholders to the Board | Shareholder | Against | Against |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOLVAY SA MEETING DATE: MAY 10, 2011 | ||||
TICKER: SOLB SECURITY ID: B82095116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Special Board Report on Company Purpose | Management | None | None |
1.2 | Receive Special Auditor Report on Company Purpose | Management | None | None |
1.3 | Amend Article 3 Re: Company Purpose | Management | For | Did Not Vote |
2.1 | Receive Board Report on Amend Article 10ter: Shareholders Rights | Management | None | None |
2.2 | Authorize Board to Repurchase Up to 20 Percent of Shares in the Event of a Serious and Imminent Harm | Management | For | Did Not Vote |
2.3.1 | Delete Article 10 Re: Increase of Capital | Management | For | Did Not Vote |
2.3.2 | Amend Article 11 Re: Defaulting Shareholders | Management | For | Did Not Vote |
2.3.3 | Delete Point 2 of Article 13bis Re: Notification of Ownership Thresholds | Management | For | Did Not Vote |
2.3.4 | Amend Article 15 Re: Election of Directors | Management | For | Did Not Vote |
2.3.5 | Delete Article 16 | Management | For | Did Not Vote |
2.3.6 | Amend Article 20 Re: Electronic Communication Board Meetings | Management | For | Did Not Vote |
2.3.7 | Amend Article 21 Re: Proxies for Board Meetings | Management | For | Did Not Vote |
2.3.8 | Amend Article 33 Re: Shareholders Meeting | Management | For | Did Not Vote |
2.39a | Change Time of Annual Meeting | Management | For | Did Not Vote |
2.39b | Amend Article 34 Re: Ownership Requirement to Submit Agenda Items | Management | For | Did Not Vote |
2.310 | Amend Article 36 Re: Announcement of Shareholder Meeting | Management | For | Did Not Vote |
2.311 | Amend Article 37 Re: Record Date | Management | For | Did Not Vote |
2.312 | Amend Article 38 Re: Proxy | Management | For | Did Not Vote |
2313a | Amend Article 39 Re: Deliberation at Shareholder Meetings | Management | For | Did Not Vote |
2313b | Amend Article 39 Re: Electronic Voting | Management | For | Did Not Vote |
2.314 | Delete Article 40 | Management | For | Did Not Vote |
2.316 | Amend Article 41 Re: Shares | Management | For | Did Not Vote |
2.317 | Amend Article 42 Re: Meeting Procedures | Management | For | Did Not Vote |
2.318 | Amend Article 43 Re: Postponement of Shareholder Meeting | Management | For | Did Not Vote |
2.319 | Amend Article 45 Re: Annual Accounts | Management | For | Did Not Vote |
2.320 | Amend Article 46 Re: Publication of Documents | Management | For | Did Not Vote |
2.321 | Amend Article 48 Re: Dividends | Management | For | Did Not Vote |
3 | Approve Condition Precedent | Management | For | Did Not Vote |
4 | Authorize Coordination of Articles | Management | For | Did Not Vote |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STANCORP FINANCIAL GROUP, INC. MEETING DATE: MAY 16, 2011 | ||||
TICKER: SFG SECURITY ID: 852891100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick W. Buckman | Management | For | For |
2 | Elect Director J. Greg Ness | Management | For | For |
3 | Elect Director Mary F. Sammons | Management | For | For |
4 | Elect Director Ronald E. Timpe | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Renew Shareholder Rights Plan (Poison Pill) | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
SUN HEALTHCARE GROUP, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Separation Agreement | Management | For | For |
2 | Approve REIT Conversion Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SYKES ENTERPRISES, INCORPORATED MEETING DATE: MAY 19, 2011 | ||||
TICKER: SYKE SECURITY ID: 871237103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Parks Helms | Management | For | For |
1.2 | Elect Director Linda McClintock-Greco | Management | For | For |
1.3 | Elect Director James K. Murray, Jr. | Management | For | For |
1.4 | Elect Director James S. MacLeod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: SEP 20, 2010 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Bennett | Management | For | For |
2 | Elect Director Michael A. Brown | Management | For | For |
3 | Elect Director William T. Coleman, III | Management | For | For |
4 | Elect Director Frank E. Dangeard | Management | For | For |
5 | Elect Director Geraldine B. Laybourne | Management | For | For |
6 | Elect Director David L. Mahoney | Management | For | For |
7 | Elect Director Robert S. Miller | Management | For | For |
8 | Elect Director Enrique Salem | Management | For | For |
9 | Elect Director Daniel H. Schulman | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director V. Paul Unruh | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Cassaday | Management | For | For |
2 | Elect Director Manuel A. Fernandez | Management | For | For |
3 | Elect Director Hans-joachim Koerber | Management | For | For |
4 | Elect Director Jackie M. Ward | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TCF FINANCIAL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond L. Barton | Management | For | For |
1.2 | Elect Director Peter Bell | Management | For | For |
1.3 | Elect Director William F. Bieber | Management | For | For |
1.4 | Elect Director Theodore J. Bigos | Management | For | For |
1.5 | Elect Director William A. Cooper | Management | For | For |
1.6 | Elect Director Thomas A. Cusick | Management | For | For |
1.7 | Elect Director Luella G. Goldberg | Management | For | For |
1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
1.9 | Elect Director George G. Johnson | Management | For | For |
1.10 | Elect Director Vance K. Opperman | Management | For | For |
1.11 | Elect Director Gregory J. Pulles | Management | For | For |
1.12 | Elect Director Gerald A. Schwalbach | Management | For | For |
1.13 | Elect Director Ralph Strangis | Management | For | For |
1.14 | Elect Director Barry N. Winslow | Management | For | For |
1.15 | Elect Director Richard A. Zona | Management | For | For |
2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2011 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joe Ricketts | Management | For | For |
1.2 | ElectDirector Dan W. Cook III | Management | For | For |
1.3 | Elect Director Joseph H. Moglia | Management | For | For |
1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TECH DATA CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: TECD SECURITY ID: 878237106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Dutkowsky | Management | For | For |
2 | Elect Director Jeffery P. Howells | Management | For | For |
3 | Elect Director Savio W. Tung | Management | For | For |
4 | Elect Director David M. Upton | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TESORO CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE ALLSTATE CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director W. James Farrell | Management | For | For |
4 | Elect Director Jack M. Greenberg | Management | For | For |
5 | Elect Director Ronald T. Lemay | Management | For | For |
6 | Elect Director Andrea Redmond | Management | For | For |
7 | Elect Director H. John Riley, Jr. | Management | For | For |
8 | Elect Director Joshua I. Smith | Management | For | For |
9 | Elect Director Judith A. Sprieser | Management | For | For |
10 | Elect Director Mary Alice Taylor | Management | For | For |
11 | Elect Director Thomas J. Wilson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE GAP, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.2 | Elect Director Domenico De Sole | Management | For | For |
1.3 | Elect Director Robert J. Fisher | Management | For | For |
1.4 | Elect Director William S. Fisher | Management | For | For |
1.5 | Elect Director Bob L. Martin | Management | For | For |
1.6 | Elect Director Jorge P. Montoya | Management | For | For |
1.7 | Elect Director Glenn K. Murphy | Management | For | For |
1.8 | Elect Director Mayo A. Shattuck III | Management | For | For |
1.9 | Elect Director Katherine Tsang | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE KROGER CO. MEETING DATE: JUN 23, 2011 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney Mcmullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
18 | Ratify Auditors | Management | For | For |
19 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
THE MACERICH COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas D. Abbey | Management | For | For |
2 | Elect Director Dana K. Anderson | Management | For | For |
3 | Elect Director Arthur M. Coppola | Management | For | For |
4 | Elect Director Edward C. Coppola | Management | For | For |
5 | Elect Director James S. Cownie | Management | For | For |
6 | Elect Director Fred S. Hubbell | Management | For | For |
7 | Elect Director Diana M. Laing | Management | For | For |
8 | Elect Director Stanley A. Moore | Management | For | For |
9 | Elect Director Mason G. Ross | Management | For | For |
10 | Elect Director William P. Sexton | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROGRESSIVE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
2 | Elect Director Charles A. Davis | Management | For | For |
3 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
THE VALSPAR CORPORATION MEETING DATE: FEB 17, 2011 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian R. Friendly | Management | For | For |
1.2 | Elect Director Janel S. Haugarth | Management | For | For |
1.3 | Elect Director William L. Mansfield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
TORCHMARK CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark S. McAndrew | Management | For | For |
2 | Elect Director Sam R. Perry | Management | For | For |
3 | Elect Director Lamar C. Smith | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TOWERS WATSON & CO. MEETING DATE: SEP 09, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 12, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Mark V. Mactas | Management | For | For |
5 | Elect Director Mark Maselli | Management | For | For |
6 | Elect Director Gail E. McKee | Management | For | For |
7 | Elect Director Brendan R. O'Neill | Management | For | For |
8 | Elect Director Linda D. Rabbitt | Management | For | For |
9 | Elect Director Gilbert T. Ray | Management | For | For |
10 | Elect Director Paul Thomas | Management | For | For |
11 | Elect Director Wilhelm Zeller | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRINIDAD DRILLING LTD. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TDG SECURITY ID: 896356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Brock W. Gibson | Management | For | For |
2.5 | Elect Director Lewis W. Powers | Management | For | For |
2.6 | Elect Director Kenneth Stickland | Management | For | For |
2.7 | Elect Director Lyle C. Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Amend Stock Option Plan | Management | For | For |
6 | Approve Stock Option Plan Grants | Management | For | For |
7 | Approve Shareholder Rights Plan | Management | For | For |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UGI CORPORATION MEETING DATE: JAN 20, 2011 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.D. Ban | Management | For | For |
1.2 | Elect Director L.R. Greenberg | Management | For | For |
1.3 | Elect Director M.O. Schlanger | Management | For | For |
1.4 | Elect Director A. Pol | Management | For | For |
1.5 | Elect Director E.E. Jones | Management | For | For |
1.6 | Elect Director J.L. Walsh | Management | For | For |
1.7 | Elect Director R.B. Vincent | Management | For | For |
1.8 | Elect Director M.S. Puccio | Management | For | For |
1.9 | Elect Director R.W. Gochnauer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: OCT 13, 2010 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Establish Range for Size of Board (X to Y Directors) | Management | For | For |
3.1 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3.2 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
3.3 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
3.4 | Reelect Michael C. Hagan as a Director | Management | For | For |
3.5 | Reelect George Wood as a Director | Management | For | For |
3.6 | Elect Fernando Barros Tocornal as a Director | Management | For | For |
4 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company | Management | For | For |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: JAN 28, 2011 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNISYS CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director James J. Duderstadt | Management | For | For |
3 | Elect Director Henry C. Duques | Management | For | For |
4 | Elect Director Matthew J. Espe | Management | For | For |
5 | Elect Director Denise K. Fletcher | Management | For | For |
6 | Elect Director Leslie F. Kenne | Management | For | For |
7 | Elect Director Charles B. McQuade | Management | For | For |
8 | Elect Director Paul E. Weaver | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED BUSINESS MEDIA LTD MEETING DATE: MAY 10, 2011 | ||||
TICKER: UBM SECURITY ID: G9226Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect David Levin as Director | Management | For | For |
6 | Re-elect Alan Gillespie as Director | Management | For | For |
7 | Re-elect Jonathan Newcomb as Director | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Approve Change of Company Name to UBM plc | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
UNIVERSAL AMERICAN CORP. MEETING DATE: APR 27, 2011 | ||||
TICKER: UAM SECURITY ID: 913377107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Stock Option Plan | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director Hilary A. Schneider | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALASSIS COMMUNICATIONS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VCI SECURITY ID: 918866104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Patrick F. Brennan | Management | For | For |
3 | Elect Director Kenneth V. Darish | Management | For | For |
4 | Elect Director Walter H. Ku | Management | For | For |
5 | Elect Director Robert L. Recchia | Management | For | For |
6 | Elect Director Thomas J. Reddin | Management | For | For |
7 | Elect Director Alan F. Schultz | Management | For | For |
8 | Elect Director Wallace S. Snyder | Management | For | For |
9 | Elect Director Faith Whittlesey | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adjourn Meeting | Management | For | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALLOUREC MEETING DATE: JUN 07, 2011 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Ratify Appointment of Pascale Chargrasse as Representative of Employee Shareholders to the Supervisory Board | Management | For | For |
6 | Reelect Pascale Chargrasse as Representative of Employee Shareholders to the Board | Management | For | For |
7 | Reelect Jean-Paul Parayre as Supervisory Board Member | Management | For | For |
8 | Reelect Patrick Boissier as Supervisory Board Member | Management | For | For |
9 | Elect Anne-Marie Idrac as Supervisory Board Member | Management | For | For |
10 | Appoint Francois Henrot as Censor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 117 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12 to 15 Above | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 35 Million for Future Exchange Offers | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 35 Million | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
24 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
25 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan for International Employees | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
27 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
28 | Amend Article 10.1 of Bylaws Re: Directors Length of Term | Management | For | For |
29 | Amend Article 10.1 of Bylaws Re: Representative of Employee Shareholders to the Board | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Lowell C. Mcadam | Management | For | For |
5 | Elect Director Sandra O. Moose | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VITRAN CORPORATION INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: VTN SECURITY ID: 92850E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. McGraw | Management | For | For |
1.2 | Elect Director Richard E. Gaetz | Management | For | For |
1.3 | Elect Director William S. Deluce | Management | For | For |
1.4 | Elect Director Anthony F. Griffiths | Management | For | For |
1.5 | Elect Director John R. Gossling | Management | For | For |
1.6 | Elect Director Georges L. Hebert | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VORNADO REALTY TRUST MEETING DATE: MAY 26, 2011 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony W. Deering | Management | For | For |
1.2 | Elect Director Michael Lynne | Management | For | For |
1.3 | Elect Director Ronald G. Targan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
WACKER CHEMIE AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KMPG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Affiliation Agreement with Wacker-Chemie Achte Venture GmbH | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Todd M. Abbrecht | Management | For | For |
2 | Elect Director Liam M. Fitzgerald | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2010 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Len J. Lauer | Management | For | For |
8 | Elect Director Matthew E. Massengill | Management | For | For |
9 | Elect Director Roger H. Moore | Management | For | For |
10 | Elect Director Thomas E. Pardun | Management | For | For |
11 | Elect Director Arif Shakeel | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHARF (HOLDINGS) LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 00004 SECURITY ID: Y8800U127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statement and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Paul M. P. Chan as Director | Management | For | For |
3b | Reelect Vincent K. Fang as Director | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Increase in the Authorized Share Capital of the Company | Management | For | Against |
9 | Adopt Share Option Scheme | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
YAHOO! INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol Bartz | Management | For | For |
2 | Elect Director Roy J. Bostock | Management | For | For |
3 | Elect Director Patti S. Hart | Management | For | For |
4 | Elect Director Susan M. James | Management | For | For |
5 | Elect Director Vyomesh Joshi | Management | For | For |
6 | Elect Director David W. Kenny | Management | For | For |
7 | Elect Director Arthur H. Kern | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Jerry Yang | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Shareholder | Against | Abstain |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE STRATEGIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: NOV 18, 2010 | ||||
TICKER: ACW SECURITY ID: 00439T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCURIDE CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: ACW SECURITY ID: 00439T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
1.2 | Elect Director Richard F. Dauch | Management | For | For |
1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
1.5 | Elect Director William M. Lasky | Management | For | For |
1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
1.7 | Elect Director John W. Risner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AEGON NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolfgang Deml | Management | For | For |
1.2 | Elect Director Luiz F. Furlan | Management | For | For |
1.3 | Elect Director Gerald B. Johanneson | Management | For | For |
1.4 | Elect Director Thomas W. LaSorda | Management | For | For |
1.5 | Elect Director George E. Minnich | Management | For | For |
1.6 | Elect Director Martin H. Richenhagen | Management | For | For |
1.7 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director P. Michael Giftos | Management | For | For |
1.7 | Elect Director Joel Richards, III | Management | For | For |
1.8 | Elect Director James F. Roberts | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry A. Hodges | Management | For | For |
1.2 | Elect Director Luther P. Cochrane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARVINMERITOR, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: MTOR SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
1.3 | Elect Director Eugene S. Katz | Management | For | For |
1.4 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Elect Director Howard L. Carver | Management | For | For |
3 | Elect Director Juan N. Cento | Management | For | For |
4 | Elect Director Lawrence V. Jackson | Management | For | For |
5 | Elect Director David B. Kelso | Management | For | For |
6 | Elect Director Charles J. Koch | Management | For | For |
7 | Elect Director H. Carroll Mackin | Management | For | For |
8 | Elect Director Robert B. Pollock | Management | For | For |
9 | Elect Director John A.C. Swainson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTOLIV INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg | Management | For | For |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BLOUNT INTERNATIONAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BLT SECURITY ID: 095180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
1.2 | Elect Director Ronald Cami | Management | For | For |
1.3 | Elect Director R. Eugene Cartledge | Management | For | For |
1.4 | Elect Director Andrew C. Clarke | Management | For | For |
1.5 | Elect Director Joshua L. Collins | Management | For | For |
1.6 | Elect Director Thomas J. Fruechtel | Management | For | For |
1.7 | Elect Director E. Daniel James | Management | For | For |
1.8 | Elect Director Harold E. Layman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 27, 2011 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
1.2 | Elect Director Enrique H. Boilini | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.3 | Elect Director John R. Ryan | Management | For | For |
1.4 | Elect Director Vincent Tese | Management | For | For |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan O. Dinges | Management | For | For |
2 | Elect Director James R. Gibbs | Management | For | For |
3 | Elect Director William P. Vititoe | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALAVO GROWERS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director Michael D. Hause | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 13, 2011 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert G. Bohn | Management | For | For |
2 | Elect Director Terry D. Growcock | Management | For | For |
3 | Elect Director Gregg A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CASUAL MALE RETAIL GROUP, INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: CMRG SECURITY ID: 148711302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
1.2 | Elect Director David A. Levin | Management | For | Withhold |
1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
1.4 | Elect Director Jesse Choper | Management | For | Withhold |
1.5 | Elect Director John E. Kyees | Management | For | For |
1.6 | Elect Director Ward K. Mooney | Management | For | Withhold |
1.7 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
1.8 | Elect Director Mitchell S. Presser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEDAR FAIR, L.P. MEETING DATE: JAN 11, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1 | Require Independent Board Chairman | Shareholder | Against | Against |
2 | Amend Partnership Agreement | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
2 | Amend Partnership Agreement | Shareholder | For | Did Not Vote |
CEDAR FAIR, L.P. MEETING DATE: JUN 02, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
2 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
CHINA CONSTRUCTION BANK CORPORATION MEETING DATE: JUN 09, 2011 | ||||
TICKER: 00939 SECURITY ID: Y1397N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of Board of Directors | Management | For | For |
2 | Approve Report of Board of Supervisors | Management | For | For |
3 | Approve Final Financial Accounts | Management | For | For |
4 | Approve Fixed Assets Investment Budget for the Year 2011 | Management | For | For |
5 | Approve Profit Distribution Plan for 2010 | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Elect Dong Shi as Non-Executive Director | Management | For | For |
8 | Approve Purchase of Head Office Business Processing Centre | Management | For | For |
9 | Approve 2010 Final Emolument Distribution Plan for Directors and Supervisors | Shareholder | None | For |
CINTAS CORPORATION MEETING DATE: OCT 26, 2010 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Richard T. Farmer | Management | For | For |
3 | Elect Director Scott D. Farmer | Management | For | For |
4 | Elect Director James J. Johnson | Management | For | For |
5 | Elect Director Robert J. Kohlhepp | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Joseph Scaminace | Management | For | For |
8 | Elect Director Ronald W. Tysoe | Management | For | For |
9 | Ratify Auditors | Management | For | For |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COGENT COMMUNICATIONS GROUP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | Withhold |
1.4 | Elect Director Timothy Weingarten | Management | For | Withhold |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | Withhold |
1.7 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COGNEX CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CGNX SECURITY ID: 192422103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Jerald G. Fishman | Management | For | For |
1.3 | Elect Director Theodor Krantz | Management | For | For |
1.4 | Elect Director Robert J. Willett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Bovee | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Richard S. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2010 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.4 | Elect Director James A. Locke III | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORELOGIC, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CLGX SECURITY ID: 21871D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. David Chatham | Management | For | For |
2 | Elect Director Anand K. Nallathambi | Management | For | For |
3 | Elect Director Thomas C. O'Brien | Management | For | For |
4 | Elect Director D. Van Skilling | Management | For | For |
5 | Elect Director David F. Walker | Management | For | For |
6 | Elect Director Mary Lee Widener | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Ratify Auditors | Management | For | For |
COTT CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | For |
1.2 | Elect Director George A. Burnett | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | For |
1.5 | Elect Director Stephen H. Halperin | Management | For | For |
1.6 | Elect Director Betty Jane Hess | Management | For | For |
1.7 | Elect Director Gregory Monahan | Management | For | For |
1.8 | Elect Director Mario Pilozzi | Management | For | For |
1.9 | Elect Director Andrew Prozes | Management | For | For |
1.10 | Elect Director Eric Rosenfeld | Management | For | For |
1.11 | Elect Director Graham Savage | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation | Management | Three Years | One Year |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.2 | Elect Director John P. Phelan | Management | For | For |
1.3 | Elect Director Roger M. Singer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FERRO CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Austin Crayton | Management | For | For |
1.2 | Elect Director Richard J. Hipple | Management | For | For |
1.3 | Elect Director William B. Lawrence | Management | For | For |
1.4 | Elect Director Timothy K. Pistell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.3 | Elect Director Deborah L. Harmon | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 21, 2011 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley (Mickey) Steinberg | Management | For | For |
1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GLOBAL CROSSING LIMITED MEETING DATE: JUL 08, 2010 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Macaluso | Management | For | Withhold |
1.2 | Elect Director Michael Rescoe | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
GLOBAL CROSSING LIMITED MEETING DATE: JUN 14, 2011 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Macaluso | Management | For | For |
1.2 | Elect Director Michael Rescoe | Management | For | For |
2 | Approve Reduction of Share Premium Account | Management | For | For |
3 | Approve Ernst & Young Llp as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBE SPECIALTY METALS, INC. MEETING DATE: DEC 06, 2010 | ||||
TICKER: GSM SECURITY ID: 37954N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.4 | Elect Director Alan Kestenbaum | Management | For | For |
1.5 | Elect Director Franklin L. Lavin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
GULF RESOURCES, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: GFRE SECURITY ID: 40251W929 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Yang | Management | For | For |
1.2 | Elect Director Xiaobin Liu | Management | For | For |
1.3 | Elect Director Naihui Miao | Management | For | For |
1.4 | Elect Director Nan Li | Management | For | For |
1.5 | Elect Director Yang Zou | Management | For | For |
1.6 | Elect Director Shi Tong Jiang | Management | For | For |
1.7 | Elect Director Ya Fei Ji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HAYNES INTERNATIONAL, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: HAYN SECURITY ID: 420877201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bohan | Management | For | For |
1.2 | Elect Director Donald C. Campion | Management | For | For |
1.3 | Elect Director Mark M. Comerford | Management | For | For |
1.4 | Elect Director John C. Corey | Management | For | For |
1.5 | Elect Director Robert H. Getz | Management | For | For |
1.6 | Elect Director Timothy J. McCarthy | Management | For | For |
1.7 | Elect Director William P. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Baylis | Management | For | For |
2 | Elect Director Willard W. Brittain | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann M. Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOUSTON WIRE & CABLE COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: HWCC SECURITY ID: 44244K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Sorrentino | Management | For | For |
1.2 | Elect Director Michael T. Campbell | Management | For | For |
1.3 | Elect Director I. Stewart Farwell | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Wilson B. Sexton | Management | For | For |
1.6 | Elect Director William H. Sheffield | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 19, 2010 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INNOPHOS HOLDINGS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: IPHS SECURITY ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Neal Black | Management | For | For |
1.2 | Elect Director Robert N. Wildrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KB HOME MEETING DATE: APR 07, 2011 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Electi Director Michael G. Mccaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Leslie Moonves | Management | For | For |
10 | Elect Director Luis G. Nogales | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAURENT PERRIER MEETING DATE: JUL 07, 2010 | ||||
TICKER: LPE SECURITY ID: F55758100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | For | For |
5 | Approve Transactions with Supervisory Board Members | Management | For | For |
6 | Approve Transactions with Management Board Members | Management | For | For |
7 | Approve Transactions with Shareholders Holding More Than 10 Percent of Share Capital of the Voting Rights | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 158,340 | Management | For | For |
9 | Ackowledge Continuation of Supervisory Board Members' and Auditors' Mandates | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Allow Board to Use Delegations Granted under Items 10 to 12 of the July 8, 2009 General Meeting in the Event of a Public Tender Offer or Share Exchange | Management | For | Against |
13 | Amend Article 15.1 of Bylaws Re: Attendance to Supervisory Board Meetings Through Videoconference and Telecommunication | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2 | Elect Director Gregory T. Lucier | Management | For | For |
3 | EleElect Director Ronald A. Matricaria | Management | For | For |
4 | Elect Director David C. U Prichard | Management | For | For |
5 | Elect Director William H. Longfield | Management | For | For |
6 | Elect Director Ora H. Pescovitz | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Blackmore | Management | For | For |
2 | Elect Director Ahmad R. Chatila | Management | For | For |
3 | Elect Director Marshall Turner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
MENTOR GRAPHICS CORPORATION MEETING DATE: JUL 01, 2010 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Bonfield | Management | For | For |
1.2 | Elect Director Marsha B. Congdon | Management | For | For |
1.3 | Elect Director James R. Fiebiger | Management | For | For |
1.4 | Elect Director Gregory K. Hinckley | Management | For | For |
1.5 | Elect Director Kevin C. McDonough | Management | For | For |
1.6 | Elect Director Patrick B. McManus | Management | For | For |
1.7 | Elect Director Walden C. Rhines | Management | For | For |
1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 29, 2010 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Birck | Management | For | For |
1.2 | Elect Director Anirudh Dhebar | Management | For | For |
1.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
1.4 | Elect Director Martin P. Slark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
O'CHARLEY'S INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHUX SECURITY ID: 670823103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Arnaud Ajdler | Management | For | Against |
2 | Election Of Director: William F. Andrews | Management | For | For |
3 | Election Of Director: Douglas Benham | Management | For | For |
4 | Election Of Director: David W. Head | Management | For | For |
5 | Election Of Director: Philip J. Hickey, Jr. | Management | For | For |
6 | Election Of Director: Gregory Monahan | Management | For | For |
7 | Election Of Director: Dale W. Polley | Management | For | For |
8 | Election Of Director: Richard Reiss, Jr. | Management | For | Against |
9 | Election Of Director: H. Steve Tidwell | Management | For | Against |
10 | Election Of Director: Robert J. Walker | Management | For | For |
11 | Election Of Director: Shirley A. Zeitlin | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Wren | Management | For | For |
2 | Elect Director Bruce Crawford | Management | For | For |
3 | Elect Director Alan R. Batkin | Management | For | For |
4 | Elect Director Robert Charles Clark | Management | For | For |
5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
6 | Elect Director Errol M. Cook | Management | For | For |
7 | Elect Director Susan S. Denison | Management | For | For |
8 | Elect Director Michael A. Henning | Management | For | For |
9 | Elect Director John R. Murphy | Management | For | For |
10 | Elect Director John R. Purcell | Management | For | For |
11 | Elect Director Linda Johnson Rice | Management | For | For |
12 | Elect Director Gary L. Roubos | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACTIV CORPORATION MEETING DATE: NOV 15, 2010 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PERKINELMER, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | For |
5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | For |
7 | Elect Director Kenton J. Sicchitano | Management | For | For |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 17, 2011 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William F. Buehler | Management | For | For |
2 | Elect Director Daniel C. Stanzione | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RALCORP HOLDINGS, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: RAH SECURITY ID: 751028101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Ola. Akande | Management | For | For |
1.2 | Elect Director Jonathan E. Baum | Management | For | For |
1.3 | Elect Director Kevin J. Hunt | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
1.5 | Elect Director David R. Wenzel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 04, 2011 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
1.2 | Elect Director Jack Tyrrell | Management | For | For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 18, 2011 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.3 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William R. Brooks | Management | For | For |
1.5 | Elect Director William I. Belk | Management | For | For |
1.6 | Elect Director Robert Heller | Management | For | For |
1.7 | Elect Director Robert L. Rewey | Management | For | For |
1.8 | Elect Director Victor H. Doolan | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SPANSION INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Mitchell | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNOPTA INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SYMMETRY MEDICAL INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: SMA SECURITY ID: 871546206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Sullivan | Management | For | For |
1.2 | Elect Director Francis T. Nusspickel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 27, 2011 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Frank V. Cahouet | Management | For | For |
1.3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE SOUTHERN COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark, III | Management | For | For |
1.4 | Elect Director T. A. Fanning | Management | For | For |
1.5 | Elect Director H.W. Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director V.M Hagen | Management | For | For |
1.7 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.8 | Elect Director D. M. James | Management | For | For |
1.9 | Elect Director D. E. Klein | Management | For | For |
1.10 | Elect Director J. N. Purcell | Management | For | For |
1.11 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.12 | Elect Director S. R. Specker | Management | For | For |
1.13 | Elect Director L.D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 03, 2011 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean P. Hennessy | Management | For | For |
1.2 | Elect Director Douglas W. Peacock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 25, 2011 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: OCT 13, 2010 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Establish Range for Size of Board (X to Y Directors) | Management | For | For |
3.1 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3.2 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
3.3 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
3.4 | Reelect Michael C. Hagan as a Director | Management | For | For |
3.5 | Reelect George Wood as a Director | Management | For | For |
3.6 | Elect Fernando Barros Tocornal as a Director | Management | For | For |
4 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company | Management | For | For |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: JAN 28, 2011 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Stock Option Plan | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VALASSIS COMMUNICATIONS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VCI SECURITY ID: 918866104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Patrick F. Brennan | Management | For | For |
3 | Elect Director Kenneth V. Darish | Management | For | For |
4 | Elect Director Walter H. Ku | Management | For | For |
5 | Elect Director Robert L. Recchia | Management | For | For |
6 | Elect Director Thomas J. Reddin | Management | For | For |
7 | Elect Director Alan F. Schultz | Management | For | For |
8 | Elect Director Wallace S. Snyder | Management | For | For |
9 | Elect Director Faith Whittlesey | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adjourn Meeting | Management | For | Against |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Hurvitz | Management | For | For |
1.2 | Elect Director Abraham Ludomirski | Management | For | For |
1.3 | Elect Director Wayne M. Rogers | Management | For | For |
1.4 | Elect Director Ronald Ruzic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOLKSWAGEN AG (VW) MEETING DATE: MAY 03, 2011 | ||||
TICKER: VOW SECURITY ID: D94523145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Ordinary Share and EUR 2.26 per Preference Share | Management | For | Did Not Vote |
3.1 | Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2010 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Management Board Member Francisco Garcia for Fiscal 2010 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2010 | Management | For | Did Not Vote |
3.4 | Approve Discharge of Management Board Member Christian Klingler for Fiscal 2010 | Management | For | Did Not Vote |
3.5 | Approve Discharge of Management Board Member Michael Macht for Fiscal 2010 | Management | For | Did Not Vote |
3.6 | Approve Discharge of Management Board Member Horst Neumann for Fiscal 2010 | Management | For | Did Not Vote |
3.7 | Approve Discharge of Management Board Member Hans Poetsch for Fiscal 2010 | Management | For | Did Not Vote |
3.8 | Approve Discharge of Management Board Member Rupert Stadler for Fiscal 2010 | Management | For | Did Not Vote |
4.1 | Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2010 | Management | For | Did Not Vote |
4.2 | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2010 | Management | For | Did Not Vote |
4.3 | Approve Discharge of Supervisory Board Member Hussain Al-Abdulla for Fiscal 2010 | Management | For | Did Not Vote |
4.4 | Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2010 | Management | For | Did Not Vote |
4.5 | Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2010 | Management | For | Did Not Vote |
4.6 | Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2010 | Management | For | Did Not Vote |
4.7 | Approve Discharge of Supervisory Board Member Hans Gaul for Fiscal 2010 | Management | For | Did Not Vote |
4.8 | Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2010 | Management | For | Did Not Vote |
4.9 | Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2010 | Management | For | Did Not Vote |
4.10 | Approve Discharge of Supervisory Board Member David McAllister for Fiscal 2010 | Management | For | Did Not Vote |
4.11 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2010 | Management | For | Did Not Vote |
4.12 | Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2010 | Management | For | Did Not Vote |
4.13 | Approve Discharge of Supervisory Board Member Roland Oetkerfor Fiscal 2010 | Management | For | Did Not Vote |
4.14 | Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2010 | Management | For | Did Not Vote |
4.15 | Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2010 | Management | For | Did Not Vote |
4.16 | Approve Discharge of Supervisory Board Member Hans Piech for Fiscal 2010 | Management | For | Did Not Vote |
4.17 | Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2010 | Management | For | Did Not Vote |
4.18 | Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2010 | Management | For | Did Not Vote |
4.19 | Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2010 | Management | For | Did Not Vote |
4.20 | Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2010 | Management | For | Did Not Vote |
4.21 | Approve Discharge of Supervisory Board Member Juergen Stumpf for Fiscal 2010 | Management | For | Did Not Vote |
4.22 | Approve Discharge of Supervisory Board Member Bernd Wehlauer for Fiscal 2010 | Management | For | Did Not Vote |
4.23 | Approve Discharge of Supervisory Board Member Christian Wulff for Fiscal 2010 | Management | For | Did Not Vote |
4.24 | Approve Discharge of Supervisory Board Member Thomas Zwiebler for Fiscal 2010 | Management | For | Did Not Vote |
5.1 | Elect Annika Falkengren to the Supervisory Board | Management | For | Did Not Vote |
5.2 | Elect Khalifa Al-Kuwari to the Supervisory Board | Management | For | Did Not Vote |
6 | Approve Creation of EUR 110 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8 | Approve Affiliation Agreements with Volkswagen Vertriebsbetreuungsgesellschaft mbH | Management | For | Did Not Vote |
9 | Amend Articles Re: Court of Jurisdiction | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | Did Not Vote |
WACKER CHEMIE AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KMPG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Affiliation Agreement with Wacker-Chemie Achte Venture GmbH | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2010 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Len J. Lauer | Management | For | For |
8 | Elect Director Matthew E. Massengill | Management | For | For |
9 | Elect Director Roger H. Moore | Management | For | For |
10 | Elect Director Thomas E. Pardun | Management | For | For |
11 | Elect Director Arif Shakeel | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
ZOGENIX, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: ZGNX SECURITY ID: 98978L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Cam L. Garner | Management | For | For |
1.3 | Elect Director Mark Wiggins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE HIGH INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer