High Yield Fund | 07/01/2014 to 06/30/2015 |
ICA File Number: 811-04119 |
Registrant Name: T. Rowe Price High Yield Fund, Inc. |
Reporting Period: 07/01/2014 - 06/30/2015 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4119 |
T. Rowe Price High Yield Fund, Inc. |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Darrell N. Braman |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-2000 |
Date of fiscal year end: 5/31 |
Date of reporting period: 07/01/2014 to 06/30/2015 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price High Yield Fund, Inc. |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 31, 2015 |
High Yield Fund
ALLISON TRANSMISSION INC. 7.125% NOTES DUE MAY 15, 2019 Meeting Date: MAR 22, 2015 Record Date: MAR 20, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 019736AC1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Deadline. | Management | N/A | Yes |
ALLY FINANCIAL INC. Meeting Date: JUL 17, 2014 Record Date: JUN 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALLY Security ID: 02005N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For |
1.2 | Elect Director Robert T. Blakely | Management | For | For |
1.3 | Elect Director Mayree C. Clark | Management | For | For |
1.4 | Elect Director Stephen A. Feinberg | Management | For | Withhold |
1.5 | Elect Director Kim S. Fennebresque | Management | For | For |
1.6 | Elect Director Gerald Greenwald | Management | For | For |
1.7 | Elect Director Marjorie Magner | Management | For | For |
1.8 | Elect Director Mathew Pendo | Management | For | For |
1.9 | Elect Director John J. Stack | Management | For | For |
1.10 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALTICE S.A. Meeting Date: SEP 10, 2014 Record Date: AUG 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: ATC Security ID: L0179Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean-Luc Allavena as Director | Management | For | For |
ALTICE S.A. Meeting Date: JUN 01, 2015 Record Date: MAY 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: ATC Security ID: L0179Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Receive Board's and Auditor's Reports | Management | None | None |
1b | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
1c | Approve Altice Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration for Executive and Non-executive Directors | Management | For | Against |
4 | Approve Discharge of Directors and Auditors | Management | For | For |
5 | Renew Appointment of Deloitte as Auditor | Management | For | For |
6 | Amend Stock Option Plan 2014 | Management | For | Against |
7 | Approve Share Repurchase | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
AOL INC. Meeting Date: MAY 27, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: AOL Security ID: 00184X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Eve Burton | Management | For | For |
1.3 | Elect Director Richard Dalzell | Management | For | For |
1.4 | Elect Director Alberto Ibarguen | Management | For | For |
1.5 | Elect Director Hugh F. Johnston | Management | For | For |
1.6 | Elect Director Dawn G. Lepore | Management | For | For |
1.7 | Elect Director Patricia Mitchell | Management | For | For |
1.8 | Elect Director Fredric Reynolds | Management | For | For |
1.9 | Elect Director James Stengel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARES CAPITAL CORPORATION Meeting Date: APR 29, 2015 Record Date: MAR 04, 2015 Meeting Type: SPECIAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
ARES CAPITAL CORPORATION Meeting Date: APR 29, 2015 Record Date: MAR 04, 2015 Meeting Type: ANNUAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Bartlett | Management | For | For |
1.2 | Elect Director Robert L. Rosen | Management | For | For |
1.3 | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
ATLAS PIPELINE 5.875% NOTES DUE AUG 1, 2023 Meeting Date: FEB 19, 2015 Record Date: FEB 19, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 04939MAJ8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Tender Date to Receive the Total Consideration, which includes the early tender premium. | Management | N/A | Yes |
BOYD GAMING 9.125% NOTES DUE DECEMBER 1, 2018 Meeting Date: MAY 08, 2015 Record Date: MAY 08, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 103304BG5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Consent Date to receive the Total Consideration, which includes the Consent Payment. | Management | N/A | Yes |
CALPINE CORP 7.875% 144A NOTES DUE JULY 31, 2020 Meeting Date: JUL 10, 2014 Record Date: JUL 10, 2014 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 131347BS4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Deadline. | Management | N/A | Yes |
CALPINE CORP 7.875% 144A NOTES DUE JULY 31, 2020 Meeting Date: JUL 10, 2014 Record Date: JUL 10, 2014 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 131347BW5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Deadline. | Management | N/A | Yes |
CONSOL ENERGY INC 8.25% NOTES DUE APRIL 1, 2020 Meeting Date: MAR 12, 2015 Record Date: MAR 12, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 20854PAF6 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Deadline. | Management | N/A | Yes |
CONTINENTAL RESOURCES, INC. Meeting Date: MAY 19, 2015 Record Date: MAR 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: CLR Security ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon McCain | Management | For | For |
1.2 | Elect Director Mark E. Monroe | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 29, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 22822V200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Cindy Christy | Management | For | For |
1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
1d | Elect Director Robert E. Garrison, II | Management | For | For |
1e | Elect Director Dale N. Hatfield | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director John P. Kelly | Management | For | For |
1h | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENERAL MOTORS COMPANY Meeting Date: JUN 09, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Stephen J. Girsky | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
GREAT CANADIAN GAMING CO 144A 6.625% NOTES DUE JULY 25, 2022 Meeting Date: MAY 02, 2015 Record Date: APR 24, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 389914AF9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent | Management | N/A | Yes |
LANDS' END, INC. Meeting Date: JUN 05, 2015 Record Date: APR 07, 2015 Meeting Type: ANNUAL | ||||
Ticker: LE Security ID: 51509F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Galvin | Management | For | For |
1.2 | Elect Director Elizabeth Darst Leykum | Management | For | For |
1.3 | Elect Director Josephine Linden | Management | For | For |
1.4 | Elect Director Federica Marchionni | Management | For | For |
1.5 | Elect Director John T. McClain | Management | For | For |
1.6 | Elect Director Jignesh Patel | Management | For | For |
1.7 | Elect Director Jonah Staw | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: FEB 24, 2015 Record Date: DEC 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: LBTYK Security ID: G5480U120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
MATTERHORN FIN & CY 9.00% NOTES DUE APRIL 15, 2019 Meeting Date: JAN 09, 2015 Record Date: JAN 09, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 5779919A2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect to Consent to the Proposed Amendments. | Management | N/A | Yes |
MATTERHORN MIDCO 7.75% NOTES DUE FEBRUARY 15, 2020 Meeting Date: JAN 08, 2015 Record Date: JAN 08, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 5779929B8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect to Consent to the Proposed Amendments. | Management | N/A | Yes |
MURRAY ENERGY CORP. 9.50 NOTES DUE DECEMBER 5, 2020 Meeting Date: MAR 27, 2015 Record Date: MAR 13, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 62704PAD5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent to the Proposed Amendments. | Management | N/A | Yes |
MURRAY ENERGY CORP. 9.50 NOTES DUE DECEMBER 5, 2020 Meeting Date: MAR 27, 2015 Record Date: MAR 13, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 62704PAE3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent to the Proposed Amendments. | Management | N/A | Yes |
NII INTERNATL TELECOM SA 11.375% NOTES DUE AUGUST 15, 2019 Meeting Date: MAY 14, 2015 Record Date: APR 20, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 62914QAA5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent Granted - Event or proposal approved. | Management | N/A | No |
RANGE RESOURCES CORPORATION Meeting Date: MAY 19, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Christopher A. Helms | Management | For | For |
1f | Elect Director Jonathan S. Linker | Management | For | For |
1g | Elect Director Mary Ralph Lowe | Management | For | For |
1h | Elect Director Kevin S. McCarthy | Management | For | For |
1i | Elect Director John H. Pinkerton | Management | For | For |
1j | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
RELIANCE INTERMEDIATE 144A 9.50% NOTES DUE DECEMBER 15, 2019 Meeting Date: MAR 12, 2015 Record Date: MAR 12, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 759479AA6 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Tender Payment Deadline to receive the Total Consideration, which includes the Early Tender Payment. | Management | N/A | Yes |
RPG BYTY SRO 144A 6.75% NOTES DUE MAY 1, 2020 Meeting Date: MAR 24, 2015 Record Date: MAR 24, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 7499889B9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent | Management | N/A | Yes |
RSI HOME PRODUCTS INC. 6.875 NOTES DUE MARCH 1, 2018 Meeting Date: MAR 05, 2015 Record Date: MAR 05, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 74977XAA9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Tender Time to receive the Total Consideration, which includes the Early Tender Premium. | Management | N/A | Yes |
SABLE INTL FINANCE 8.75% NOTES DUE FEBRUARY 1, 2020 Meeting Date: NOV 13, 2014 Record Date: NOV 13, 2014 Meeting Type: CONSENT | ||||
Ticker: Security ID: 785712AB6 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent to the proposed amendments. | Management | N/A | Yes |
SCHAEFFLER FINANCE 6.875% 144A NOTES DUE AUGUST 15, 2018 Meeting Date: OCT 09, 2014 Record Date: OCT 09, 2014 Meeting Type: CONSENT | ||||
Ticker: Security ID: 80626PAA8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent | Management | N/A | Take No Action |
SEVEN GENERATIONS ENERGY LTD Meeting Date: SEP 08, 2014 Record Date: AUG 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 994799054 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Approve Distribution of Restricted Securities | Management | For | For |
SEVEN GENERATIONS ENERGY LTD Meeting Date: MAY 06, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VII Security ID: 81783Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Patrick Carlson | Management | For | For |
2.2 | Elect Director C. Kent Jespersen | Management | For | For |
2.3 | Elect Director Michael Kanovsky | Management | For | For |
2.4 | Elect Director Kaush Rakhit | Management | For | For |
2.5 | Elect Director Kevin Brown | Management | For | For |
2.6 | Elect Director Jeff van Steenbergen | Management | For | For |
2.7 | Elect Director Jeff Donahue | Management | For | For |
2.8 | Elect Director Dale Hohm | Management | For | For |
2.9 | Elect Director W.J. (Bill) McAdam | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEVEN GENERATIONS ENERGY LTD Meeting Date: MAY 06, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VII Security ID: 81783Q204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Patrick Carlson | Management | For | For |
2.2 | Elect Director C. Kent Jespersen | Management | For | For |
2.3 | Elect Director Michael Kanovsky | Management | For | For |
2.4 | Elect Director Kaush Rakhit | Management | For | For |
2.5 | Elect Director Kevin Brown | Management | For | For |
2.6 | Elect Director Jeff van Steenbergen | Management | For | For |
2.7 | Elect Director Jeff Donahue | Management | For | For |
2.8 | Elect Director Dale Hohm | Management | For | For |
2.9 | Elect Director W.J. (Bill) McAdam | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SOFTBANK CORP. Meeting Date: JUN 19, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
Ticker: 9984 Security ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles to Change Company Name - Reduce Directors' Term - Indemnify Directors - Increase Maximum Number of Statutory Auditors - Indemnify Statutory Auditors | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Nikesh Arora | Management | For | For |
3.3 | Elect Director Miyauchi, Ken | Management | For | For |
3.4 | Elect Director Ronald Fisher | Management | For | For |
3.5 | Elect Director Yun Ma | Management | For | For |
3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Nagamori, Shigenobu | Management | For | For |
4.1 | Appoint Statutory Auditor Murata, Tatsuhiro | Management | For | For |
4.2 | Appoint Statutory Auditor Toyama, Atsushi | Management | For | For |
T-MOBILE US, INC. Meeting Date: JUN 02, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: TMUS Security ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | Withhold |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | Withhold |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | Withhold |
1.5 | Elect Director Timotheus Hottges | Management | For | For |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.7 | Elect Director Raphael Kubler | Management | For | Withhold |
1.8 | Elect Director Thorsten Langheim | Management | For | Withhold |
1.9 | Elect Director John J. Legere | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | Withhold |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
5 | Provide Proxy Access Right | Shareholder | Against | For |
THE HOWARD HUGHES CORPORATION Meeting Date: MAY 21, 2015 Record Date: MAR 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: HHC Security ID: 44267D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Ackman | Management | For | For |
1.2 | Elect Director Adam Flatto | Management | For | For |
1.3 | Elect Director Jeffrey Furber | Management | For | For |
1.4 | Elect Director Gary Krow | Management | For | For |
1.5 | Elect Director Allen Model | Management | For | For |
1.6 | Elect Director R. Scot Sellers | Management | For | For |
1.7 | Elect Director Steven Shepsman | Management | For | For |
1.8 | Elect Director Burton M. Tansky | Management | For | For |
1.9 | Elect Director Mary Ann Tighe | Management | For | For |
1.10 | Elect Director David R. Weinreb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TIG TOPCO LIMITED Meeting Date: MAY 29, 2015 Record Date: MAY 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: Security ID: NA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To elect John Tiner as Chairman and Non-Executive Director, subject to receipt of regulatory approvals. | Management | For | For |
2 | Pending the appointment of John Tiner, to re-elect Alastair Lyons as interim Chairman and Non-Executive Director. | Management | For | For |
3 | To re-elect Scott Egan as interim Chief Executive Officer and Executive Director. | Management | For | For |
4 | To re-elect Philip Moore as Non-Executive Director. | Management | For | For |
5 | To re-elect Teresa Robson-Capps as Non-Executive Director. | Management | For | For |
6 | To approve the delegation of responsibility for the group's acquisition programme. | Management | For | For |
7 | To approve the delegation of the power to determine remuneration matters. | Management | For | For |
TIME WARNER CABLE INC. Meeting Date: OCT 09, 2014 Record Date: AUG 18, 2014 Meeting Type: SPECIAL | ||||
Ticker: TWC Security ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
TIME WARNER INC. Meeting Date: JUN 19, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James L. Barksdale | Management | For | For |
1b | Elect Director William P. Barr | Management | For | For |
1c | Elect Director Jeffrey L. Bewkes | Management | For | For |
1d | Elect Director Stephen F. Bollenbach | Management | For | For |
1e | Elect Director Robert C. Clark | Management | For | For |
1f | Elect Director Mathias Dopfner | Management | For | For |
1g | Elect Director Jessica P. Einhorn | Management | For | For |
1h | Elect Director Carlos M. Gutierrez | Management | For | For |
1i | Elect Director Fred Hassan | Management | For | Against |
1j | Elect Director Kenneth J. Novack | Management | For | For |
1k | Elect Director Paul D. Wachter | Management | For | For |
1l | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Board Oversight of Tobacco Use Depicted in Products | Shareholder | Against | Against |
6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Against |
WESTMORELAND COAL 10.75 % NOTES DUE FEBRUARY 1, 2018 Meeting Date: NOV 20, 2014 Record Date: NOV 20, 2014 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 960887AB3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Consent Payment Deadline to receive the Total Consideration, which includes the Consent Payment. | Management | N/A | Yes |
END NPX REPORT