| High Yield Fund | 07/01/2016 to 06/30/2017 |
| ICA File Number: 811-4119 |
| Registrant Name: T. Rowe Price High Yield Fund, Inc. |
| Reporting Period: 07/01/2016 - 06/30/2017 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
| |
| Investment Company Act file number 811-4119 |
| |
| T. Rowe Price High Yield Fund, Inc. |
|
| (Exact name of registrant as specified in charter) |
| |
| 100 East Pratt Street Baltimore, Maryland 21202 |
|
| (Address of principal executive offices) |
| |
| Ryan Nolan |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
|
| (Name and address of agent for service) |
| |
| Registrant’s telephone number, including area code: (410) 345-2000 |
| |
| Date of fiscal year end: 5/31 |
| |
| Date of reporting period: 07/01/2016 to 06/30/2017 |
| |
| SIGNATURES |
| |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| |
| (Registrant) T. Rowe Price High Yield Fund, Inc. |
| |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| |
| Date August 31, 2017 |
The fund listed below did not vote proxies relating to portfolio securities
during the period covered by this report.
U.S. High Yield Fund
_______________________________________________________________________________
High Yield Fund
________________________________________________________________________________
Altice NV
Ticker Security ID: Meeting Date Meeting Status
ATC CINS N0R25F111 09/06/2016 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2.1 Amend Articles Re: Mgmt For For For
Representation of the
Company
2.2 Amend Articles Re: Mgmt For For For
Changes in Rules for
Granting Titles to
Executive Board
Members
2.3 Amend Articles Re: Mgmt For For For
Changes in Rules for
Suspension of
Vice-President
2.4 Amend Articles Re: Mgmt For Against Against
Changes in Quorum and
Voting Requirements
Board
Meetings
2.5 Amend Articles Re: Mgmt For For For
Miscellaneous
Changes
3.1 Approve Remuneration Mgmt For Against Against
of Dexter
Goei
3.2 Approve Remuneration Mgmt For For For
of Michel
Combes
4 Approve Discharge of Mgmt For For For
Patrick Drahi as
Resigning
CEO
5 Close Meeting Mgmt N/A N/A N/A
________________________________________________________________________________
Altice NV
Ticker Security ID: Meeting Date Meeting Status
ATC CINS N0R25F103 09/06/2016 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2.1 Amend Articles Re: Mgmt For For For
Representation of the
Company
2.2 Amend Articles Re: Mgmt For For For
Changes in Rules for
Granting Titles to
Executive Board
Members
2.3 Amend Articles Re: Mgmt For For For
Changes in Rules for
Suspension of
Vice-President
2.4 Amend Articles Re: Mgmt For Against Against
Changes in Quorum and
Voting Requirements
Board
Meetings
2.5 Amend Articles Re: Mgmt For For For
Miscellaneous
Changes
3.1 Approve Remuneration Mgmt For Against Against
of Dexter
Goei
3.2 Approve Remuneration Mgmt For For For
of Michel
Combes
4 Approve Discharge of Mgmt For For For
Patrick Drahi as
Resigning
CEO
5 Close Meeting Mgmt N/A N/A N/A
________________________________________________________________________________
Eldorado Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 01/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Eldorado Resorts Inc D07162015 7% 08012023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 28470RAC6 03/08/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the proposed N/A N/A For N/A
amendment and receive
the consent payment.
________________________________________________________________________________
Eldorado Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Carano Mgmt For For For
1.2 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
1.3 Elect James B. Hawkins Mgmt For For For
1.4 Elect Michael E. Pegram Mgmt For For For
1.5 Elect Thomas R. Reeg Mgmt For For For
1.6 Elect David P. Tomick Mgmt For For For
1.7 Elect Roger P. Wagner Mgmt For For For
1.8 Elect Bonnie Biumi Mgmt For For For
1.9 Elect Gregory J. Kozicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gores Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRSHU CUSIP 382866101 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Business Combination Mgmt For For For
2 Intention to Exercise Mgmt N/A Against N/A
Redemption
Rights
3 Shareholder Mgmt N/A For N/A
Certification
4 Issuance of Common Mgmt For For For
Stock
5 Amendment to Mgmt For Against Against
Classified
Board
6 Increase the Mgmt For For For
Authorized Common
Stock
7 Adoption of Mgmt For Against Against
Supermajority
Requirement
8 Opt Out of Section 203 Mgmt For Against Against
of the Delaware
General Corporation
Law and Implement
Similar
Provisions
9 Technical Amendments Mgmt For Against Against
to
Articles
10.1 Elect C. Dean Mgmt For For For
Metropoulos
10.2 Elect Andrew S. Jhawar Mgmt For For For
10.3 Elect Mark R. Stone Mgmt For For For
10.4 Elect Laurence Bodner Mgmt For For For
10.5 Elect Neil P. DeFeo Mgmt For For For
10.6 Elect Jerry D. Kaminski Mgmt For For For
10.7 Elect Craig D. Steeneck Mgmt For For For
11 2016 Equity Incentive Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
13 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Gores Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRSH CUSIP 382866101 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve SPAC Mgmt For For For
Transaction
1.1 If you wish to Mgmt N/A Against N/A
Exercise your
Redemption Rights,
you should vote FOR
this proposal. If you
wish not to Exercise
your Redemption
Rights, you should
vote
AGAINST
1.2 If you Certify that Mgmt N/A For N/A
you are Not Acting in
Concert, or as a
Group, in Connection
with the Proposed
Business Combination,
you should vote FOR
this proposal. If you
are Acting in
Concert, vote
AGAINST
2 Approve Issuance of Mgmt For For For
Shares in Connection
with the Business
Combination, Private
Placement and the
Executive Chairman
Employment
Agreement
3 Classify the Board of Mgmt For Against Against
Directors
4 Authorize New Class of Mgmt For For For
Common Stock and
Decrease Authorized
Class F Common
Stock
5 Approve Amendments to Mgmt For Against Against
Current Certificate
to Change the
Stockholder Vote
Required to Amend the
Certification of
Incorporation
6 Approve Amendments to Mgmt For Against Against
Current Certificate
to Elect Not to be
Governed by Section
203 of the
DGCL
7 Approve Additional Mgmt For Against Against
Amendments to Current
Certificate in
Connection with the
Business
Combination
8.1 Elect Director C. Dean Mgmt For For For
Metropoulos
8.2 Elect Director Andrew Mgmt For For For
Jhawar
8.3 Elect Director Mark R. Mgmt For For For
Stone
8.4 Elect Director Mgmt For For For
Laurence
Bodner
8.5 Elect Director Neil P. Mgmt For For For
DeFeo
8.6 Elect Director Jerry Mgmt For For For
D.
Kaminski
8.7 Elect Director Craig Mgmt For For For
D.
Steeneck
9 Approve Omnibus Stock Mgmt For For For
Plan
10 Ratify KPMG LLP as Mgmt For For For
Auditors
11 Adjourn Meeting Mgmt For Against Against
________________________________________________________________________________
Hercules Offshore, Inc.
Ticker Security ID: Meeting Date Meeting Status
HEROQ CUSIP 427093307 07/12/2016 Voted
Meeting Type Country of Trade
Written Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Plan Mgmt N/A For N/A
________________________________________________________________________________
Hostess Brands Inc
Ticker Security ID: Meeting Date Meeting Status
TWNK CUSIP 44109J106 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Stone Mgmt For For For
1.2 Elect William D. Toler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Howard Hughes Corp.
Ticker Security ID: Meeting Date Meeting Status
HHC CUSIP 44267D107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Ackman Mgmt For For For
2 Elect Adam Flatto Mgmt For For For
3 Elect Jeffrey D. Furber Mgmt For For For
4 Elect Allen Model Mgmt For For For
5 Elect R. Scot Sellers Mgmt For For For
6 Elect Steven Shepsman Mgmt For For For
7 Elect Burton M. Tansky Mgmt For For For
8 Elect Mary Ann Tighe Mgmt For For For
9 Elect David R. Weinreb Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Reapproval of the 2010 Mgmt For For For
Incentive Plan for
the Purposes of
162(m) of the
IRC
13 Issuance of Common Mgmt For For For
Stock
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IHeart Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 184502BL5 11/28/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A Against N/A
proposed amendment.
________________________________________________________________________________
Lands` End, Inc.
Ticker Security ID: Meeting Date Meeting Status
LE CUSIP 51509F105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert A. Bowman Mgmt For For For
1.2 Elect Robert Galvin Mgmt For For For
1.3 Elect Jerome S. Mgmt For For For
Griffith
1.4 Elect Elizabeth Darst Mgmt For For For
Leykum
1.5 Elect Josephine Linden Mgmt For For For
1.6 Elect John T. McClain Mgmt For For For
1.7 Elect Jignesh Patel Mgmt For For For
1.8 Elect Jonah Staw Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2017 Mgmt For For For
Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Level 3 Communications D12012014 5.75% 12012022
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 52729NBX7 11/10/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Level 3 Financing Inc 144A D03222016 5.25% 03152026
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 527298BL6 11/10/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Level 3 Financing Inc D10292015 5.375% 01152024
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 527298BK8 11/10/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Level 3 Financing Inc D01142015 5.625% 02012023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 527298BC6 11/10/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Level 3 Financing Inc D04142015 5.375% 05012025
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 527298BH5 11/10/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Malone Mgmt For For For
1.2 Elect John E. Welsh, Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Emerson Mgmt For For For
1.2 Elect James Estey Mgmt For For For
1.3 Elect Vahan Kololian Mgmt For For For
1.4 Elect Martyn Konig Mgmt For For For
1.5 Elect Randall Oliphant Mgmt For For For
1.6 Elect Ian W Pearce Mgmt For For For
1.7 Elect Hannes Portmann Mgmt For For For
1.8 Elect Kay Priestly Mgmt For For For
1.9 Elect Raymond Threlkeld Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Approval of the Long Mgmt For For For
Term Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Kirbyjon H. Mgmt For For For
Caldwell
3 Elect Lawrence S. Coben Mgmt For For For
4 Elect Terry G. Dallas Mgmt For For For
5 Elect Mauricio Mgmt For For For
Gutierrez
6 Elect William E. Hantke Mgmt For For For
7 Elect Paul W. Hobby Mgmt For For For
8 Elect Anne C. Mgmt For For For
Schaumburg
9 Elect Evan J. Mgmt For For For
Silverstein
10 Elect Barry T Mgmt For For For
Smitherman
11 Elect Thomas H. Mgmt For For For
Weidemeyer
12 Elect C. John Wilder Mgmt For For For
13 Elect Walter R. Young Mgmt For For For
14 Approval of the Mgmt For For For
Amended and Restated
Long-Term Incentive
Plan
15 Approval of the Mgmt For For For
Amended and Restated
Employee Stock
Purchase
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
Report
________________________________________________________________________________
Pacific Exploration 5.375% 144A notes due January 2019
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 69480UAH0 08/11/2016 Voted
Meeting Type Country of Trade
Consent Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Receive consent in N/A N/A For N/A
shares.
________________________________________________________________________________
Pacific Exploration 5.625% 144A notes due January 2025
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 69840UAK3 08/11/2016 Voted
Meeting Type Country of Trade
Consent Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Receive consent in N/A N/A For N/A
shares.
________________________________________________________________________________
Pacific Exploration & Production Corp
Ticker Security ID: Meeting Date Meeting Status
PEN CUSIP 69423W301 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Luis Fernando Mgmt For Withhold Against
Alarcon
2.2 Elect W. Ellis Mgmt For For For
Armstrong
2.3 Elect Gabriel de Alba Mgmt For For For
2.4 Elect Raymond Bromark Mgmt For For For
2.5 Elect Russell Ford Mgmt For For For
2.6 Elect Camilo Marulanda Mgmt For For For
3 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
________________________________________________________________________________
Playa Resorts Holdings 8.00% notes due August 15, 2020
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 72812RAA5 12/14/2016 Voted
Meeting Type Country of Trade
Consent Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consents to the N/A N/A For N/A
proposed amendment
to the indenture.
_______________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Thomas P. Burke Mgmt For For For
3 Elect Thomas R. Hix Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Thierry Pilenko Mgmt For For For
6 Elect Suzanne P. Mgmt For For For
Nimocks
7 Elect John J. Quicke Mgmt For For For
8 Elect Tore I. Sandvold Mgmt For For For
9 Elect Charles L. Szews Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Remuneration Policy Mgmt For For For
(UK -
Binding)
13 Remuneration Report Mgmt For For For
(UK
-
Advisory)
14 Accounts and Reports Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Ratification of Mgmt For For For
Statutory
Auditor
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Amendment to the Mgmt For For For
Incentive
Plan
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sentry Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
N/A SEDOL 9436985 08/10/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To receive audited Mgmt For For For
financial statements
of the Company and
the related auditors'
report.
2 To re-appoint KPMG Mgmt For For For
LLP as auditors of
the Company.
3 To authorise the Board Mgmt For For For
of Directors to fix the
remuneration of the
Auditors.
4 To appoint Daniel Mgmt For For For
Pietrzak as Chairman
and to re-appoint
Daniel Pietrzak as
Director of the Company.
5 To re-appoint Oliver Feix Mgmt For For For
as Director of the
Company.
6 To re-appoint Matthieu Mgmt For For For
Boulanger as Director
of the Company.
7 To re-appoint Bradley Mgmt For For For
Palmer as Director of
the Company.
________________________________________________________________________________
Surgery Center Holdings 144A 8.875% notes due April 15, 2021
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 86881WAA0 05/23/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Holders consent to the N/A N/A For N/A
proposed amendments.
________________________________________________________________________________
Terex Corp 6.00% notes due May 2021
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 880779AY9 09/23/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed waivers.
__________________________________________________________________________________
Terraform Power 6.125% notes due June 15, 2025
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAB9 07/25/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The holders consent to N/A N/A Against N/A
the proposed waiver
and amendment.
__________________________________________________________________________________
Terraform Power 5.875% notes due February 1, 2023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAA1 07/25/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The holder consents to N/A N/A Against N/A
the proposed waiver
and amendments.
__________________________________________________________________________________
Terraform Power 5.875% notes due February 1, 2023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAA1 07/25/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The holder consents to N/A N/A Against N/A
the proposed waiver
and amendments.
__________________________________________________________________________________
Terraform Power 5.875% notes due February 1, 2023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAA1 08/23/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The holder consents to N/A N/A For N/A
the proposed waiver
and amendments.
__________________________________________________________________________________
Terraform Power 6.125% notes due June 15, 2025
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAB9 08/23/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The holders consent to N/A N/A For N/A
the proposed waiver
and amendment.
__________________________________________________________________________________
Terraform Power Operatin 144A D01282015 9.375% 02012023
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAA1 11/17/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A Against N/A
proposed waiver.
__________________________________________________________________________________
Terraform Power Operatin 144A D07172015 9.625% 06152025
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 88104LAB9 11/17/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A Against N/A
proposed waiver.
________________________________________________________________________________
T-Mobile US, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMUS CUSIP 872590104 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Michael Barnes Mgmt For For For
1.2 Elect Thomas Mgmt For Withhold Against
Dannenfeldt
1.3 Elect Srikant M. Datar Mgmt For For For
1.4 Elect Lawrence H. Mgmt For For For
Guffey
1.5 Elect Timotheus Hottges Mgmt For For For
1.6 Elect Bruno Mgmt For For For
Jacobfeuerborn
1.7 Elect Raphael Kubler Mgmt For Withhold Against
1.8 Elect Thorsten Langheim Mgmt For Withhold Against
1.9 Elect John J. Legere Mgmt For For For
1.10 Elect Teresa A. Taylor Mgmt For For For
1.11 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
__________________________________________________________________________________
Tribune Media Co D06172015 5.875% 07152022
Ticker Security ID: Meeting Date Meeting Status
N/A CUSIP 896047AH0 06/15/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consent to the N/A N/A For N/A
proposed amendments.
