Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
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Security | | Ticker | | CUSIP | | Meeting
Date | | # of
Shares | | | Proposal Description | | Type of
Proposal | | Proposed
by | | Date
Voted | | How
Voted | | Voted
with/ against
Management |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 1. | | Election of Directors—11 Nominees | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 2. | | Ratification of DeLoitte & Touche as Auditors | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 3. | | Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | 04/16/12 | | FOR | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 4. | | Proposal Regarding Transparency in Animal Research | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 5. | | Proposal Regarding Lobbying Disclosure | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 6. | | Proposal Regarding Independent Board Chair | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 7. | | Proposal Regarding Tax Gross-Ups | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 8. | | Proposal Regarding Equity Retention and Hedging | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 9. | | Proposal Regarding Incentive Compensation | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Abbott Laboratories | | ABT | | 002824100 | | 04/27/12 | | | 856,400 | | | 10. | | Proposal Regarding Ban Accelerated Vesting of Awards Upon a Change in Control | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 1. | | Election of Director: Andres Gluski | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 2. | | Election of Director: Zhang Guo Bao | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 3. | | Election of Director: Kristina M. Johnson | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 4. | | Election of Director: Tarun Khanna | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 5. | | Election of Director: John A. Koskinen | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 6. | | Election of Director: Philip Lader | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 7. | | Election of Director: Sandra O. Moose | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 8. | | Election of Director: John B. Morse, Jr. | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 9. | | Election of Director: Philip A. Odeen | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 10. | | Election of Director: Charles O. Rossotti | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 1 11. | | Election of Director: Sven Sandstrom | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 2. | | Ratification of Ernst & Young LLP as Independent Auditor | | Routine | | Management | | 04/09/12 | | FOR | | WITH |
AES Corporation | | AES | | 00130H105 | | 04/19/12 | | | 4,018,300 | | | 3. | | To Consider a (Non-Binding) Advisory Vote on Executive Compensation | | Non-Routine | | Management | | 04/09/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1A. | | Election of Director: Aart J. De Geus | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1B. | | Election of Director: Stephen R. Forrest | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1C. | | Election of Director: Thomas J. Iannotti | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1D. | | Election of Director: Susan M. James | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1E. | | Election of Director: Alexander A. Karsner | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1F. | | Election of Director: Gerhard H. Parker | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1G. | | Election of Director: Dennis D. Powell | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1H. | | Election of Director: Willem P. Roelandts | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1I. | | Election of Director: James E. Rogers | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1J. | | Election of Director: Michael R. Splinter | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 1K. | | Election of Director: Robert H. Swan | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 2. | | To Approve the Amended & Restated Employee Stock Incentive Plan | | Non-Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 3. | | To Approve the Amended and Restated Senior Executive Bonus Plan | | Non-Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 4. | | To Approve, on an Advisory Basis, the Compensation of Applied Materials' Named Executive Officers | | Non-Routine | | Management | | 02/23/12 | | FOR | | WITH |
Applied Materials, Inc. | | AMAT | | 038222105 | | 03/06/12 | | | 3,087,100 | | | 5. | | Ratify the Appointment of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 02/23/12 | | FOR | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 1. | | Election of Directors—12 Nominees | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 2. | | An Advisory (Non-Binding) "Say On Pay" Vote to Approve Executive Compensation | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 3. | | Ratification of the Appointment of PricewaterhouseCoopers as Independent Accounting Firm | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 4. | | Proposal Regarding Disclosure of Government Employment | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 5. | | Proposal Regarding Grassroots and Other Lobbying | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 6. | | Proposal Regarding Executives to Retain Significant Stock | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 7. | | Proposal Regarding Mortgage Servicing Operations | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Bank of America | | BAC | | 060505104 | | 05/09/12 | | | 5,106,000 | | | 8. | | Proposal Regarding Prohibition on Political Spending | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Barrick Gold Corp. | | ABX | | 067901108 | | 05/02/12 | | | 769,000 | | | 1. | | Election of Directors—14 Nominees | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Barrick Gold Corp. | | ABX | | 067901108 | | 05/02/12 | | | 769,000 | | | 2. | | Approve the Appointment of Pricewaterhousecoopers LLP as Independent Auditor | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Barrick Gold Corp. | | ABX | | 067901108 | | 05/02/12 | | | 769,000 | | | 3. | | Advisory Resolution on Executive Compensation Approach | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Capital One Financial Corp | | COF | | 14040H105 | | 05/08/12 | | | 893,100 | | | 1. | | Election of Directors—3 Nominees | | Routine | | Management | | 04/17/12 | | FOR | | WITH |
Capital One Financial Corp | | COF | | 14040H105 | | 05/08/12 | | | 893,100 | | | 2. | | Ratification of Selection of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 04/17/12 | | FOR | | WITH |
Capital One Financial Corp | | COF | | 14040H105 | | 05/08/12 | | | 893,100 | | | 3. | | Advisory, Non-Binding Approval of Capital One's 2011 Named Executive Officer Compensation | | Non-Routine | | Management | | 04/17/12 | | FOR | | WITH |
Capital One Financial Corp | | COF | | 14040H105 | | 05/08/12 | | | 893,100 | | | 4. | | Approval and Adoption of Capital One's Amended and Restated Associate Stock Purchase Plan | | Non-Routine | | Management | | 04/17/12 | | FOR | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 1. | | Election of Directors—3 Nominees | | Routine | | Management | | 05/08/12 | | FOR | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 2. | | Ratification of Deloitte & Touche LLP as Independent Auditors | | Routine | | Management | | 05/08/12 | | FOR | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 3. | | Advisory Approval of Named Executive Officer Compensation | | Non-Routine | | Management | | 05/08/12 | | FOR | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 4. | | Approval of Amendment to the Certificate of Incorporation and Bylaws to Declassify the Board | | Non-Routine | | Management | | 05/08/12 | | FOR | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 5. | | Proposal Regarding Political Contributions | | Non-Routine | | Shareholder | | 05/08/12 | | AGAINST | | WITH |
Charles Schwab Corp. | | SCHW | | 808513105 | | 05/17/12 | | | 3,246,400 | | | 6. | | Proposal to Amend Bylaws Regarding Proxy Access | | Non-Routine | | Shareholder | | 05/08/12 | | AGAINST | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1A. | | Election of Director: Franz B. Humer | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1B. | | Election of Director: Robert L. Joss | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1C. | | Election of Director: Michael E. O'Neill | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1D. | | Election of Director: Vikram S. Pandit | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1E. | | Election of Director: Lawrence R. Ricciardi | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1F. | | Election of Director: Judith Rodin | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1G. | | Election of Director: Robert L. Ryan | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1H. | | Election of Director: Anthony M. Santomero | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1I. | | Election of Director: Joan E. Spero | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1J. | | Election of Director: Diana L. Taylor | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1K. | | Election of Director: William S. Thompson, Jr. | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 1 L. | | Election of Director: Ernesto Zedillo Ponce de Leon | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 2. | | To Ratify the Selection of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 3. | | To Approve the Amendment to the Citigroup 2009 Stock Incentive Plan | | Non-Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 4. | | Advisory Approval of Citi's 2011 Executive Compensation | | Non-Routine | | Management | | 04/12/12 | | FOR | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 5. | | Proposal Requesting a Report on Prior Governmental Service of Certain Individuals | | Non-Routine | | Shareholder | | 04/12/12 | | AGAINST | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 6. | | Proposal Requesting a Report on Lobbying and Political Contributions | | Non-Routine | | Shareholder | | 04/12/12 | | AGAINST | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 7. | | Proposal Requesting that Executives Retain 25% of Their Stock for One Year Following Termination | | Non-Routine | | Shareholder | | 04/12/12 | | AGAINST | | WITH |
CitiGroup Inc. | | C | | 172967424 | | 04/17/12 | | | 1,566,990 | | | 8. | | Proposal Requesting that the Audit Committee Conduct an Independent Review and Report on Controls Related to Loans, Foreclosures, and Securitizations | | Non-Routine | | Shareholder | | 04/12/12 | | AGAINST | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 1. | | Election of Directors—11 Nominees | | Routine | | Management | | 05/24/12 | | FOR | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 2. | | Ratification of Appointment of Deloitte & Touche LLP as Independent Auditors | | Routine | | Management | | 05/24/12 | | FOR | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 3. | | Approval of the Company's 2002 Employee Stock Purchase Plan | | Non-Routine | | Management | | 05/24/12 | | FOR | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 4. | | Approval of the Comcast-NBC Universal 2011 Employee Stock Purchase Plan | | Non-Routine | | Management | | 05/24/12 | | FOR | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 5. | | To Provide for Cumulative Voting in the Election of Directors | | Non-Routine | | Shareholder | | 05/24/12 | | AGAINST | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 6. | | To Require that the Chairman of the Board Be an Independent Director | | Non-Routine | | Shareholder | | 05/24/12 | | AGAINST | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 7. | | To Adopt a Share Retention Policy for Senior Executives | | Non-Routine | | Shareholder | | 05/24/12 | | AGAINST | | WITH |
Comcast Corporation | | CMCSA | | 20030N101 | | 05/31/12 | | | 1,625,700 | | | 8. | | To Make Poison Pills Subject to a Shareholder Vote | | Non-Routine | | Shareholder | | 05/24/12 | | FOR | | AGAINST |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 1B. | | Consultative Vote on the 2011 Remuneration Report | | Non-Routine | | Management | | 04/19/12 | | AGAINST | | AGAINST |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 1C. | | Approval of the Annual Report, the Parent Company's 2011 Financial Statements and the Group's 2011 Consolidated Financial Statements | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 2. | | Discharge of the Acts of the Members of the Board of Directors and Executive Board | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 3A. | | Resolution on the Appropriation of Retained Earnings | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 3B. | | Resolution on the Distribution Against Reserves from Capital Contributions in the Form of Either a Scrip Dividend or a Cash Distribution | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 4A. | | Changes in Share Capital: Creation of Conversion Capital | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 4B. | | Changes in Share Capital: Increase of and Amendment to the Authorized Capital | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A1. | | Re-Election of Director: Walter B. Kielholz | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A2. | | Re-Election of Director: Andreas N. Koopmann | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A3. | | Re-Election of Director: Richard E. Thornburgh | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A4. | | Re-Election of Director: John I. Tiner | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A5. | | Re-Election of Director: Urs Rohner | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A6. | | Election of Director: Iris Bohnet | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5A7. | | Election of Director: Jean-Daniel Gerber | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5B. | | Election of KPMG Zurich as Independent Auditors | | Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 5C. | | Election of the Special Auditors | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
Credit Suisse Group ADR | | CS | | 225401108 | | 04/27/12 | | | 1,326,600 | | | 6. | | If Voting or Elections Take Place on Proposals Submitted During the Annual General Meeting Itself as Defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Herby Instruct the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | | Non-Routine | | Management | | 04/19/12 | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | 126650100 | | 05/10/12 | | | 1,172,800 | | | 1. | | Election of Directors—10 Nominees | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | 126650100 | | 05/10/12 | | | 1,172,800 | | | 2. | | Ratify the Appointment of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | 126650100 | | 05/10/12 | | | 1,172,800 | | | 3. | | To Approve the Company's Executive Compensation as Disclosed in the Proxy Statement | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | 126650100 | | 05/10/12 | | | 1,172,800 | | | 4. | | Proposal Regarding Stockholder Action by Written Consent | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | 126650100 | | 05/10/12 | | | 1,172,800 | | | 5. | | Proposal Regarding Political Contributions and Expenditures | | Non-Routine | | Shareholder | | 04/24/12 | | AGAINST | | WITH |
Delta Air Lines Inc. | | DAL | | 247361702 | | 06/15/12 | | | 3,125,700 | | | 1. | | Election of Directors—12 Nominees | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
Delta Air Lines Inc. | | DAL | | 247361702 | | 06/15/12 | | | 3,125,700 | | | 2. | | To Approve on an Advisory Basis, the Compensation of Delta's Named Executive Officers | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Delta Air Lines Inc. | | DAL | | 247361702 | | 06/15/12 | | | 3,125,700 | | | 3. | | To Re-Approve the Performance Goals Under the Delta Air Lines 2007 Performance Compensation Plan | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Delta Air Lines Inc. | | DAL | | 247361702 | | 06/15/12 | | | 3,125,700 | | | 4. | | To Ratify the Appointment of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 1. | | Election of Directors—8 Nominees | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 2. | | An Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 3. | | Ratification of Appointment of KPMG LLP as Independent Auditors | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 4. | | Approve Amending the Amended and Restated Certificate of Incorporation to Grant Stockholders the Right to Call a Special Meeting | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 5. | | Approve the 2012 Incentive Compensation Plan | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 6. | | Approve the 2012 Amendment to the2009 Long-Term Incentive Compensation Plan | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Devon Energy Corporation | | DVN | | 25179M103 | | 06/06/12 | | | 689,300 | | | 7. | | Report on the Disclosure of Lobbying Policies and Pratices | | Non-Routine | | Shareholder | | 05/30/12 | | AGAINST | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 11/17/11 | | | 1,105,200 | | | 1. | | To Approve the Issuance of Exelon Corporation Common Stock, without Par Value, to Constellation Energy Group Stockholders in Connection with the Merger Agreement. | | Non Routine | | Management | | 11/14/11 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 11/17/11 | | | 1,105,200 | | | 2. | | To Adjourn the Special Meeting of Shareholders of Exelon, if Necessary, to Solicit Additional Proxies if There are Not Sufficient Votes to Approve the Proposal Above. | | Non Routine | | Management | | 11/14/11 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1A. | | Election of Director: John A. Canning, Jr. | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1B. | | Election of Director: Christopher M. Crane | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1C. | | Election of Director: M. Walter D'Alessio | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1D. | | Election of Director: Nicholos Debenedictis | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1E. | | Election of Director: Nelson A. Diaz | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1F. | | Election of Director: Sue L. Gin | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1G. | | Election of Director: Rosemarie B. Greco | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1H. | | Election of Director: Paul L. Joskow | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1I. | | Election of Director: Richard W. Mies | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1J. | | Election of Director: John M. Palms | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1K. | | Election of Director: William C. Richardson | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1L. | | Election of Director: Thomas J. Ridge | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1M. | | Election of Director: John W. Rogers, Jr. | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1N. | | Election of Director: John W. Rowe | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1O. | | Election of Director: Stephen D. Steinour | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1P. | | Election of Director: Don Thompson | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1Q. | | Election of Director: Ann C. Berzin | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1R. | | Election of Director: Yves C. De Balmann | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1S. | | Election of Director: Robert J. Lawless | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 1T. | | Election of Director: Mayo A. Shattuck III | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 2. | | Ratification of Pricewaterhousecoopers LLP as Independent Accountant | | Routine | | Management | | 03/28/12 | | FOR | | WITH |
Exelon Corporation | | EXC | | 30161N101 | | 04/02/12 | | | 845,000 | | | 3. | | Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | 03/28/12 | | AGAINST | | AGAINST |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 1A. | | Election of Director—Robert L. Edwards | | Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 1B. | | Election of Director—Daniel H. Schulman | | Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 2. | | Approve the Reappointment of Deloitte & Touche as Independent Auditors and to Authorize the Board of Directors to Fix Its Remuneration | | Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 3. | | Approve the General Authorization for the Directors of Flextronics to Allot and Issue Ordinary Shares | | Non Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 4. | | Approve Changes in the Cash Compensation Payable to Flextronics's Non-Employee Directors and the Chairman of the Board of Directors | | Non Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 5. | | Approve a Non-Binding, Advisory Resolution Relating to the Compensation of Flextronics's Named Executive Officers | | Non Routine | | Management | | 07/13/11 | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | 6. | | The Frequency of a Non-Binding, Advisory Resolution to Approve the Compensation of Flextronics's Named Executive Officers | | Non Routine | | Management | | 07/13/11 | | 1 YR | | WITH |
Flextronics International Ltd. | | FLEX | | Y2573F102 | | 07/22/11 | | | 6,311,300 | | | S1. | | Extraordinary General Meeting Proposal: Approve the Renewal of the Share Purchase Mandate Relating to Acquisitions by Flextronics of Its Own Ordinary Shares | | Non Routine | | Management | | 07/13/11 | | FOR | | WITH |
General Motors Company | | GM | | 37045100 | | 06/12/12 | | | 1,760,700 | | | 1. | | Election of Directors—14 Nominees | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
General Motors Company | | GM | | 37045100 | | 06/12/12 | | | 1,760,700 | | | 2. | | Ratification of the Selection of Deloitte & Touche LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/30/12 | | FOR | | WITH |
General Motors Company | | GM | | 37045100 | | 06/12/12 | | | 1,760,700 | | | 3. | | Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | 05/30/12 | | FOR | | WITH |
Invesco Ltd | | IVZ | | G491BT108 | | 05/17/12 | | | 1,831,000 | | | 1. | | Election of Directors—4 Nominees | | Routine | | Management | | 05/11/12 | | FOR | | WITH |
Invesco Ltd | | IVZ | | G491BT108 | | 05/17/12 | | | 1,831,000 | | | 2. | | Advisory Vote to Approve 2011 Executive Compensation | | Non-Routine | | Management | | 05/11/12 | | FOR | | WITH |
Invesco Ltd | | IVZ | | G491BT108 | | 05/17/12 | | | 1,831,000 | | | 3. | | Approval of the Invesco Ltd. 2012 Employee Stock Purchase Plan | | Non-Routine | | Management | | 05/11/12 | | FOR | | WITH |
Invesco Ltd | | IVZ | | G491BT108 | | 05/17/12 | | | 1,831,000 | | | 4. | | Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/11/12 | | FOR | | WITH |
Life Technologies | | LIFE | | 53217V109 | | 04/26/12 | | | 1,106,800 | | | 1.1 | | Election of Director: Donald W. Grimm | | Routine | | Management | | 04/13/12 | | FOR | | WITH |
Life Technologies | | LIFE | | 53217V109 | | 04/26/12 | | | 1,106,800 | | | 1.2 | | Election of Director: Ora H. Pescovitz, M.D. | | Routine | | Management | | 04/13/12 | | FOR | | WITH |
Life Technologies | | LIFE | | 53217V109 | | 04/26/12 | | | 1,106,800 | | | 1.3 | | Election of Director: Per A. Peterson, PH.D. | | Routine | | Management | | 04/13/12 | | FOR | | WITH |
Life Technologies | | LIFE | | 53217V109 | | 04/26/12 | | | 1,106,800 | | | 2. | | Ratification of Ernst & Young LLP as Independent Auditor | | Routine | | Management | | 04/13/12 | | FOR | | WITH |
Life Technologies | | LIFE | | 53217V109 | | 04/26/12 | | | 1,106,800 | | | 3. | | Approval of a Non-Binding Advisory Resolution Regarding the Compensation of the Company's Named Executive Officers for the Fiscal Year Ended December 31, 2011 | | Non-Routine | | Management | | 04/13/12 | | FOR | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 1. | | Election of Directors—11 Nominees | | Routine | | Management | | 05/22/12 | | FOR | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 2. | | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/22/12 | | FOR | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 3. | | Advisory Approval of the Company's Executive Compensation | | Non-Routine | | Management | | 05/22/12 | | FOR | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 4. | | Approval of an Amendment to the Company's Employee Stock Purchase Plan—Stock Options for Everyone—to Increase the Number of Shares Authorized for Issuance Under the Plan | | Non-Routine | | Management | | 05/22/12 | | FOR | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 5. | | Proposal Regarding Report on Political Spending | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 6. | | Proposal Regarding Executive Severance Agreements | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Lowe's Companies | | LOW | | 548661107 | | 06/01/12 | | | 1,564,300 | | | 7. | | Proposal Regarding Executive Stock Retention Requirements | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Marsh & McLennan Cos | | MMC | | 571748102 | | 05/17/12 | | | 1,461,700 | | | 1. | | Election of Directors—13 Nominees | | Routine | | Management | | 04/30/12 | | FOR | | WITH |
Marsh & McLennan Cos | | MMC | | 571748102 | | 05/17/12 | | | 1,461,700 | | | 2. | | To Ratify the Selection of Deloitte & Touche LLP as Registered Public Accounting Firm | | Routine | | Management | | 04/30/12 | | FOR | | WITH |
Marsh & McLennan Cos | | MMC | | 571748102 | | 05/17/12 | | | 1,461,700 | | | 3. | | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | 04/30/12 | | FOR | | WITH |
MetLife Inc. | | MET | | 59156R108 | | 04/24/12 | | | 948,100 | | | 1. | | Election of Directors—4 Nominees | | Routine | | Management | | 04/11/12 | | FOR | | WITH |
MetLife Inc. | | MET | | 59156R108 | | 04/24/12 | | | 948,100 | | | 2. | | Ratification of DeLoitte & Touche as Independent Auditor | | Routine | | Management | | 04/11/12 | | FOR | | WITH |
MetLife Inc. | | MET | | 59156R108 | | 04/24/12 | | | 948,100 | | | 3. | | Approve the Compensation Paid to the Company's Named Executive Officers | | Non-Routine | | Management | | 04/11/12 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 1. | | Election of Director: Steven A. Ballmer | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 2. | | Election of Director: Dina Dublon | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 3. | | Election of Director: William H. Gates III | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 4. | | Election of Director: Raymond V. Gilmartin | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 5. | | Election of Director: Reed Hastings | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 6. | | Election of Director: Maria M. Klawe | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 7. | | Election of Director: David F. Marquardt | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 8. | | Election of Director: Charles H. Noski | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 9. | | Election of Director: Helmut Panke | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 10. | | Advisory Vote on Named Executive Officer Compensation | | Non Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 11. | | Advisory Vote on Frequency of Advisory Vote on Named Executive Officer Compensation | | Non Routine | | Management | | 11/01/11 | | 1 YR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 12. | | Ratify the Selection of Deloitte & Touche LLP as the Company's Independent Auditor | | Routine | | Management | | 11/01/11 | | FOR | | WITH |
Microsoft Corporation | | MSFT | | 594918104 | | 11/15/11 | | | 2,304,100 | | | 13. | | Establishment of a Board Committee on Environmental Sustainability | | Non Routine | | Shareholder | | 11/01/11 | | AGAINST | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 1. | | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2011 | | Non-Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 2. | | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | | Non-Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 3. | | Appropriation of Available Earnings of Novartis AG and Delcaration of Dividend | | Non-Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 4. | | Reduction of Share Capital | | Non-Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5A1. | | Re-Election of William Brody, M.D., PH.D., for a Two-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5A2. | | Re-Election of Srikant Datar, PH.D., for a Three-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5A3. | | Re-Election of Andreas Von Planta, PH.D., for a Three-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5A4. | | Re-Election of Dr. Ing. Wendelin Wiedeking for a Three-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5A5. | | Re-Election of Rolf M. Zinkernagel, M.D., for a Two-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 5B. | | Election of Dimitri Azar, M.D., for a Three-Year Term | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 6. | | Appointment of PricewaterHouseCoopers as Independent Auditor | | Routine | | Management | | 02/10/12 | | FOR | | WITH |
Novartis AG | | NVS | | 66987V109 | | 02/14/12 | | | 682,200 | | | 7. | | Additional and/or Counter-Proposals Presented at the Meeting | | Non-Routine | | Management | | 02/10/12 | | AGAINST | | AGAINST |
Owens-Illinois Inc. | | OI | | 690768403 | | 05/10/12 | | | 1,480,000 | | | 1. | | Election of Directors—3 Nominees | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Owens-Illinois Inc. | | OI | | 690768403 | | 05/10/12 | | | 1,480,000 | | | 2. | | Ratify the Selection of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Owens-Illinois Inc. | | OI | | 690768403 | | 05/10/12 | | | 1,480,000 | | | 3. | | To Approve, By Advisory Vote, the Compensation of the Company's Named Executive Officers | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
Owens-Illinois Inc. | | OI | | 690768403 | | 05/10/12 | | | 1,480,000 | | | 4. | | To Adopt the Amendments to the Company's Second Restated Certificate of Incorporation to Provide for the Annual Election of All Directors | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1A. | | Election of Director: Dennis A. Ausiello | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1B. | | Election of Director: M. Anthony Burns | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1C. | | Election of Director: W. Don Cornwell | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1D. | | Election of Director: Frances D. Fergusson | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1E. | | Election of Director: William H. Gray, III | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1F. | | Election of Director: Helen H. Hobbs | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1G. | | Election of Director: Constance J. Horner | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1H. | | Election of Director: James M. Kilts | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1I. | | Election of Director: George A. Lorts | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1J. | | Election of Director: John P. Mascotte | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1K. | | Election of Director: Suzanne Nora Johnson | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1L. | | Election of Director: Ian C. Read | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1M. | | Election of Director: Stephen W. Sanger | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 1N. | | Election of Director: Marc Tessier-Lavigne | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 2. | | Ratify the Selection of KPMG as Independent Registered Public Accounting Firm | | Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 3. | | Advisory Approval of Executive Compensation | | Non-Routine | | Management | | 04/16/12 | | FOR | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 4. | | Proposal Regarding Publication of Political Contributions | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 5. | | Proposal Regarding Action by Written Consent | | Non-Routine | | Shareholder | | 04/16/12 | | FOR | | AGAINST |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 6. | | Proposal Regarding Special Shareholder Meetings | | Non-Routine | | Shareholder | | 04/16/12 | | FOR | | AGAINST |
Pfizer Inc. | | PFE | | 717081103 | | 04/26/12 | | | 2,039,900 | | | 7. | | Proposal Regarding Advisory Vote on Director Pay | | Non-Routine | | Shareholder | | 04/16/12 | | AGAINST | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 1. | �� | Approval of the Individual Company Financial Statements for the Year Ended December 31, 2011 | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 2. | | Approval of the Consolidated Financial Statements for the Year Ended December 31, 2011 | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 3. | | Appropriation of Profits, Declaration of Dividend | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 4. | | Appointment of Mr. Laurent Attal as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 5. | | Reappointment of Mr. Uwe Bicker as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 6. | | Reappointment of Mr. Jean-Rene Fourtou as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 7. | | Reappointment of Ms.Claudie Haignere as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 8. | | Reappointment of Ms. Carole Piwnica as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 9. | | Reappointment of Mr. Klaus Pohle as Director | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 10. | | Appointment of a Statutory Auditor | | Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 11. | | Appointment of a Deputy Statutory Auditor | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 12. | | Ratification of the Transfer of the Registered Office | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | 13. | | Authorization to the Board of Directors to Carry Out Transactions in Shares Issued by the Company | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | E14. | | Delegation to the Board of Directors of Authority to Allot Existing or New Consideration-Free Shares to Some or All Salaried Employees and Corporate Officers of the Group | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Sanofi ADR | | SNY | | 80105N105 | | 05/04/12 | | | 1,042,100 | | | E15. | | Powers for Formalities | | Non-Routine | | Management | | 04/20/12 | | FOR | | WITH |
Southwest Airlines Company | | LUV | | 844741108 | | 05/16/12 | | | 4,599,400 | | | 1. | | Election of Directors—10 Nominees | | Routine | | Management | | 04/30/12 | | FOR | | WITH |
Southwest Airlines Company | | LUV | | 844741108 | | 05/16/12 | | | 4,599,400 | | | 2. | | Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | 04/30/12 | | FOR | | WITH |
Southwest Airlines Company | | LUV | | 844741108 | | 05/16/12 | | | 4,599,400 | | | 3. | | Amendment & Restatement of Company's Articles of Incorporation to Eliminate Supermajority Voting for Certain Corporate Matters | | Non-Routine | | Management | | 04/30/12 | | FOR | | WITH |
Southwest Airlines Company | | LUV | | 844741108 | | 05/16/12 | | | 4,599,400 | | | 4. | | To Ratify the Appointment of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 04/30/12 | | FOR | | WITH |
State Street Corporation | | STT | | 857477103 | | 05/16/12 | | | 947,100 | | | 1. | | Election of Directors—12 Nominees | | Routine | | Management | | 05/07/12 | | FOR | | WITH |
State Street Corporation | | STT | | 857477103 | | 05/16/12 | | | 947,100 | | | 2. | | To Approve an Advisory Proposal on Executive Compensation | | Non-Routine | | Management | | 05/07/12 | | FOR | | WITH |
State Street Corporation | | STT | | 857477103 | | 05/16/12 | | | 947,100 | | | 3. | | Approve the Amended and Restated 2006 Equity Incentive Plan to Increase By 15.5 Million the Number of Shares of Common Stock | | Non-Routine | | Management | | 05/07/12 | | FOR | | WITH |
State Street Corporation | | STT | | 857477103 | | 05/16/12 | | | 947,100 | | | 4. | | Ratify the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/07/12 | | FOR | | WITH |
Sunoco Inc | | SUN | | 86764P109 | | 05/03/12 | | | 1,249,300 | | | 1. | | Election of Directors—9 Nominees | | Routine | | Management | | 04/11/12 | | FOR | | WITH |
Sunoco Inc | | SUN | | 86764P109 | | 05/03/12 | | | 1,249,300 | | | 2. | | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 04/11/12 | | FOR | | WITH |
Sunoco Inc | | SUN | | 86764P109 | | 05/03/12 | | | 1,249,300 | | | 3. | | Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | 04/11/12 | | FOR | | WITH |
Sunoco Inc | | SUN | | 86764P109 | | 05/03/12 | | | 1,249,300 | | | 4. | | Proposal Regarding Equity Awards | | Non-Routine | | Shareholder | | 04/11/12 | | AGAINST | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1A. | | Election of Director: Stephen M. Bennett | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1B. | | Election of Director: Michael A. Brown | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1C. | | Election of Director: Frank E. Dangeard | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1D. | | Election of Director: Geraldine B. Laybourne | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1E. | | Election of Director: David L. Mahoney | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1F. | | Election of Director: Robert S. Miller | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1G. | | Election of Director: Enrique Salem | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 1I. | | Election of Director: Daniel L. Schulman | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 2. | | Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 3. | | Amendment to 2000 Director Equity Incentive Plan, as Amended, to Increase Number of Authorized Shares Issuable by 50,000 Shares | | Non Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 4. | | Advisory Vote on Executive Compensation | | Non Routine | | Management | | 10/05/11 | | FOR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 5. | | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | | Non Routine | | Management | | 10/05/11 | | 1 YR | | WITH |
Symantec Corporation | | SYMC | | 871503108 | | 10/25/11 | | | 2,429,300 | | | 6. | | Stockholder Proposal Regarding Special Stockholder Meetings | | Non Routine | | Shareholder | | 10/05/11 | | FOR | | AGAINST |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1A. | | Election of Director: R.W. Babb, Jr. | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1B. | | Election of Director: D.A. Carp | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1C. | | Election of Director: C.S. Cox | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1D. | | Election of Director: P.H. Patsley | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1E. | | Election of Director: R.E.Sanchez | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1F. | | Election of Director: W.R. Sanders | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1G. | | Election of Director: R. J. Simmons | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1H. | | Election of Director: R.K.Templeton | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 1I. | | Election of Director: C.T. Whitman | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 2. | | Board Proposal Regarding Advisory Approval of the Company's Executive Compensation | | Non-Routine | | Management | | 04/04/12 | | FOR | | WITH |
Texas Instruments | | TXN | | 882508104 | | 04/19/12 | | | 1,549,100 | | | 3. | | Ratification of Ernst & Young LLP as Independent Auditor | | Routine | | Management | | 04/04/12 | | FOR | | WITH |
Time Warner Inc. | | TWX | | 887317303 | | 05/15/12 | | | 1,354,100 | | | 1. | | Election of Directors—11 Nominees | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Time Warner Inc. | | TWX | | 887317303 | | 05/15/12 | | | 1,354,100 | | | 2. | | To Ratify the Appointment of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | 04/24/12 | | FOR | | WITH |
Time Warner Inc. | | TWX | | 887317303 | | 05/15/12 | | | 1,354,100 | | | 3. | | Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | 04/24/12 | | FOR | | WITH |
Time Warner Inc. | | TWX | | 887317303 | | 05/15/12 | | | 1,354,100 | | | 4. | | Proposal on Stockholder Action By Written Consent | | Non-Routine | | Shareholder | | 04/24/12 | | FOR | | AGAINST |
UnitedHealth Group Inc. | | UNH | | 91324P102 | | 06/04/12 | | | 865,100 | | | 1. | | Election of Directors—10 Nominees | | Routine | | Management | | 05/18/12 | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | 91324P102 | | 06/04/12 | | | 865,100 | | | 2. | | Advisory Approval of the Company's Executive Compensation | | Non-Routine | | Management | | 05/18/12 | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | 91324P102 | | 06/04/12 | | | 865,100 | | | 3. | | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/18/12 | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | 91324P102 | | 06/04/12 | | | 865,100 | | | 4. | | Report on Lobbying Payments and Policy | | Non-Routine | | Shareholder | | 05/18/12 | | AGAINST | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1A. | | Election of Director: Gary P. Coughlan | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1B. | | Election of Director: Mary B. Cranston | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1C. | | Election of Director: Francisco Javier Fernandez-Carbajal | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1D. | | Election of Director: Robert W. Matschullat | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1E. | | Election of Director: Cathy E. Minehan | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1F. | | Election of Director: Suzanne Nora Johnson | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1G. | | Election of Director: David J. Pang | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1H. | | Election of Director: Joseph W. Saunders | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1I. | | Election of Director: Wiliam S. Shanahan | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 1J. | | Election of Director: John A. Swainson | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 2. | | To Approve on an Advisory Basis, the Compensation of the Company's Named Executive Officers | | Non-Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 3. | | To Approve the Visa Inc. 2007 Equity Incentive Compensation Plan, as Amended and Restated | | Non-Routine | | Management | | 01/25/12 | | FOR | | WITH |
Visa, Inc. | | V | | 92826C839 | | 01/31/12 | | | 495,100 | | | 4. | | To Ratify the Appointment of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 01/25/12 | | FOR | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 1. | | Election of Directors—16 Nominees | | Routine | | Management | | 05/22/12 | | FOR | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 2. | | Ratification of Ernst & Young LLP as Independent Accountants | | Routine | | Management | | 05/22/12 | | FOR | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 3. | | Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | 05/22/12 | | FOR | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 4. | | Political Contributions Report | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 5. | | Director Nomination Policy | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Wal-Mart Stores Inc. | | WMT | | 931142103 | | 06/01/12 | | | 735,200 | | | 6. | | Report Regarding Incentive Compensation Programs | | Non-Routine | | Shareholder | | 05/22/12 | | AGAINST | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 1. | | Approval of the 2011 Annual Report, the Consolidated Financial Statements of Weatherford International Ltd. for the Year Ended December 31, 2011 and the Statutory Financial Statements of the Company for the Year Ended December 31, 2011 | | Non-Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 2. | | Discharge of the Board of Directors and Executive Officers from Liability Under Swiss Law for Actions or Omissions During the Year Ended December 31, 2011 | | Non-Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3A. | | Election of Director: Bernard J. Duroc-Danner | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3B. | | Election of Director: Samuel W. Bodman, III | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3C. | | Election of Director: Nicholas F. Brady | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3D. | | Election of Director: David J. Butters | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3E. | | Election of Director: William E. Macaulay | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3F. | | Election of Director: Robert K. Moses, Jr. | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3G. | | Election of Director: Guillermo Ortiz | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3H. | | Election of Director: Emyr Jones Parry | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 3I. | | Election of Director: Robert A. Rayne | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 4. | | Ratify the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 5. | | Approval of an Amendment to the Articles of Association to Extend the Board's Authorization to Issue Shares from Authorized Share Capital to May 23, 2014 and to Increase Issuable Authorized Capital to an Amount Equal to 50% of Current Stated Capital | | Non-Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 6. | | Approval of an Amendment to the Weatherford International Ltd. 2010 Omnibus Incentive Plan to Increase the Number of Shares Issuable Under the Plan | | Non-Routine | | Management | | 05/21/12 | | FOR | | WITH |
Weatherford International | | WFT | | H27013103 | | 05/23/12 | | | 3,018,900 | | | 7. | | Approval of an Advisory Resolution Regarding Executive Compensation | | Non-Routine | | Management | | 05/21/12 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1A. | | Election of Director: Kathleen A. Cote | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1B. | | Election of Director: John F. Coyne | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1C. | | Election of Director: Henry T. Denero | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1D. | | Election of Director: William L. Kimsey | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1E. | | Election of Director: Michael D. Lambert | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1F. | | Election of Director: Len J. Lauer | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1G. | | Election of Director: Matthew E. Massengill | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1H. | | Election of Director: Roger H. Moore | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1I. | | Election of Director: Thomas E. Pardun | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 1J. | | Election of Director: Arif Shakeel | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 2. | | To Approve on an Advisory Basis the Named Executive Officer Compensation in the Proxy Statement | | Non Routine | | Management | | 10/21/11 | | FOR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 3. | | To Approve on an Advisory Basis the Frequency of Future Advisory Votes on Named Executive Officer Compensation | | Non Routine | | Management | | 10/21/11 | | 1 YR | | WITH |
Western Digital Corporation | | WDC | | 958102105 | | 11/10/11 | | | 664,900 | | | 4. | | To Ratify the Appointment of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | 10/21/11 | | FOR | | WITH |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
