Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
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Security | | Ticker | | CUSIP | | | Meeting
Date | | | # of
Shares | | | Proposal Description | | Type of
Proposal | | Proposed by | | Date
Voted | | | How Voted | | Voted
with / against
Management |
AES Corporation | | AES | | | 00130H105 | | | | 04/18/13 | | | | 3,255,700 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
AES Corporation | | AES | | | 00130H105 | | | | 04/18/13 | | | | 3,255,700 | | | 2. To Ratify the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
AES Corporation | | AES | | | 00130H105 | | | | 04/18/13 | | | | 3,255,700 | | | 3. To Approve, on an Advisory Basis, the Company’s Executive Compensation | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 1. Election of Directors – 13 Nominees | | Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 2. To Approve the Company’s 2013 Omnibus Incentive Plan | | Non-Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 3. To Vote Upon a Non-Binding Shareholder Resolution to Approve Executive Compensation | | Non-Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 4. To Recommend, by Non-Binding Vote, the Frequency of Future Executive Compensation Votes | | Non-Routine | | Management | | | 05/02/13 | | | 1 Year | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 5. To Ratify the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
American International Group | | AIG | | | 026874784 | | | | 05/15/13 | | | | 1,247,500 | | | 6. Proposal Relating to Restricting Service on Other Boards by Directors of AIG | | Non-Routine | | Shareholder | | | 05/02/13 | | | AGAINST | | WITH |
Analog Devices Inc. | | ADI | | | 032654105 | | | | 03/13/13 | | | | 245,600 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 03/07/13 | | | FOR | | WITH |
Analog Devices Inc. | | ADI | | | 032654105 | | | | 03/13/13 | | | | 245,600 | | | 2. To Approve, by Non-Binding “Say-On-Pay” Vote, the Compensation of Analog Devices, Inc. Named Executive Officers | | Non-Routine | | Management | | | 03/07/13 | | | FOR | | WITH |
Analog Devices Inc. | | ADI | | | 032654105 | | | | 03/13/13 | | | | 245,600 | | | 3. To Approve the Analog Devices, Inc. Executive Section 162(m) Plan | | Non-Routine | | Management | | | 03/07/13 | | | FOR | | WITH |
Analog Devices Inc. | | ADI | | | 032654105 | | | | 03/13/13 | | | | 245,600 | | | 4. To Ratify the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 03/07/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 2. Receipt of Aon’s Annual Report and Accounts, Together with the Reports of the Directors and Auditors for the Year Ended December 31, 2012 | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 3. Ratification of the Appointment of Ernst and Young as the Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 4. Re-Appointment of Ernst & Young LLP as Aon’s U.K. Statutory Auditor Under the Companies Act 2006 | | Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 5. Authorization of the Board of Directors to Determine the Remuneration of Ernst & Young LLP | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 6. Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 7. Advisory Vote to Approve the Directors’ Remuneration Report | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Aon PLC | | AON | | | G0408V102 | | | | 05/17/13 | | | | 731,100 | | | 8. Approval of the Aon PLC Global Share Purchase Plan | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Applied Materials Inc. | | AMAT | | | 038222105 | | | | 03/05/13 | | | | 2,393,400 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 02/14/13 | | | FOR | | WITH |
Applied Materials Inc. | | AMAT | | | 038222105 | | | | 03/05/13 | | | | 2,393,400 | | | 2. To Approve, on an Advisory Basis, the Compensation of Applied Materials’ Named Executive Officers | | Non-Routine | | Management | | | 02/14/13 | | | FOR | | WITH |
Applied Materials Inc. | | AMAT | | | 038222105 | | | | 03/05/13 | | | | 2,393,400 | | | 3. To Ratify the Appointment of KPMG LLP as Company’s Independent Registered Public Accounting Firm | | Routine | | Management | | | 02/14/13 | | | FOR | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 1. Election of Directors – 13 Nominees | | Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 2. An Advisory (Non-Binding) Vote to Approve Executive Compensation (Say on Pay) | | Non-Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 3. Ratification of the Appointment of PricewaterhouseCoopers LLP as Registered Independent Public Accounting Firm | | Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 4. Report on Political Contributions | | Non-Routine | | Shareholder | | | 04/24/13 | | | AGAINST | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 5. Proxy Access | | Non-Routine | | Shareholder | | | 04/24/13 | | | AGAINST | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 6. Mutiple Board Service | | Non-Routine | | Shareholder | | | 04/24/13 | | | AGAINST | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 7. Political Contributions | | Non-Routine | | Shareholder | | | 04/24/13 | | | AGAINST | | WITH |
Bank of America Corporation | | BAC | | | 060505104 | | | | 05/08/13 | | | | 3,570,600 | | | 8. Mortgage Servicing | | Non-Routine | | Shareholder | | | 04/24/13 | | | AGAINST | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 1. To Receive the Directors’ Annual Report and Accounts | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 2. To Approve the Directors’ Remuneration Report | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 3. To Re-Elect Mr. R W Dudley as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 4. To Re-Elect Mr. I C Conn as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 5. To Re-Elect Dr. B Gilvary as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 6. To Re-Elect Mr. P M Anderson as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 7. To Re-Elect Admiral F L Bowman as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 8. To Re-Elect Mr. A Burgmans as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 9. To Re-Elect Mrs. C B Carroll as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 10. To Re-Elect Mr. G David as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 11. To Re-Elect Mr. I E L Davis as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 12. To Re-Elect Professer Dame Ann Dowling as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 13. To Re-Elect Mr. B R Nelson as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 14. To Re-Elect Mr. F P Nhleko as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 15. To Re-Elect Mr. A B Shilston as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 16. To Re-Elect Mr. C-H Svanberg as a Director | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 17. To Reappoint Ernst & Young LLP as Auditors | | Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | S18. To Give Limited Authority for the Purchase of Its Own Shares By the Company | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | 19. To Give Limited Authority to Allot Shares Up to a Specified Amount | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | S20. To Give Authority to Allot a Limited Number of Shares for Cash Free of Pre-Emption Rights | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
BP P.L.C. | | BP | | | 055622104 | | | | 04/11/13 | | | | 955,400 | | | S21. To Authorize the Calling of General Meetings (Excluding Annual General Meetings) By Notice of at Least 14 Clear Days | | Non-Routine | | Management | | | 04/04/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 1. Election of Directors – 8 Nominees | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 2. Ratification of Ernst & Young LLP as Independent Auditors | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 3. Advisory Approval of Captial One’s 2012 Named Executive Officer Compensation | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 4A. Approval of Amendments to Restated Certificate of Incorporation: Future Amendments to the Amended and Restated Bylaws and the Restated Certificate of Incorporation | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 4B. Approval of Amendments to Restated Certificate of Incorporation: Removing Any Director from Office | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Capital One Financial Corp | | COF | | | 14040H105 | | | | 05/02/13 | | | | 711,400 | | | 4C. Approval of Amendments to Restated Certificate of Incorporation: Certain Business Combinations | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Cardinal Health Inc. | | CAH | | | 14149Y108 | | | | 11/02/12 | | | | 593,600 | | | 1. Election of Directors – 12 Nominees | | Routine | | Management | | | 10/25/12 | | | FOR | | WITH |
Cardinal Health Inc. | | CAH | | | 14149Y108 | | | | 11/02/12 | | | | 593,600 | | | 2. Ratify the Appointment of Ernst & Young as the Independent Registered Public Accounting Firm | | Routine | | Management | | | 10/25/12 | | | FOR | | WITH |
Cardinal Health Inc. | | CAH | | | 14149Y108 | | | | 11/02/12 | | | | 593,600 | | | 3. To Approve, on a Non-Binding Advisory Basis, the Compensation of our Named Executive Officers | | Non-Routine | | Management | | | 10/25/12 | | | FOR | | WITH |
Cardinal Health Inc. | | CAH | | | 14149Y108 | | | | 11/02/12 | | | | 593,600 | | | 4. Proposal Regarding Executives Retaining Significant Stock | | Non-Routine | | Shareholder | | | 10/25/12 | | | FOR | | AGAINST |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 2. To Ratify the Selection of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 3. Advisory Approval of Citi’s 2012 Executive Compensation | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 4. Amendment to the CitiGroup 2009 Stock Incentive Plan (Relating to Dividend Equivalents) | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 5. Proposal Requesting that Executives Retain a Significant Portion of Their Stock Until Reaching Normal Retirement Age | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 6. Proposal Requesting a Report on Lobbying and Grassroots Lobbying Contributions | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
CitiGroup Inc. | | C | | | 172967424 | | | | 04/24/13 | | | | 1,009,200 | | | 7. Proposal Requesting that the Board Institute a Policy to Make It More Practical to Deny Indemnification for Directors | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
Comcast Corporation | | CMCSA | | | 20030N101 | | | | 05/15/13 | | | | 982,100 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/08/13 | | | FOR | | WITH |
Comcast Corporation | | CMCSA | | | 20030N101 | | | | 05/15/13 | | | | 982,100 | | | 2. Ratify the Appointment of Deloitte & Touche as Independent Auditors | | Routine | | Management | | | 05/08/13 | | | FOR | | WITH |
Comcast Corporation | | CMCSA | | | 20030N101 | | | | 05/15/13 | | | | 982,100 | | | 3. To Prohibit Accelerated Vesting Upon a Change in Control | | Non-Routine | | Shareholder | | | 05/08/13 | | | FOR | | AGAINST |
Comcast Corporation | | CMCSA | | | 20030N101 | | | | 05/15/13 | | | | 982,100 | | | 4. To Adopt a Recapitalization Plan | | Non-Routine | | Shareholder | | | 05/08/13 | | | FOR | | AGAINST |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 1. Election of Directors – 9 Nominees | | Routine | | Management | | | 04/22/13 | | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 2. Ratify the Selection of Ernst & Young as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/22/13 | | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 3. Say on Pay – An Advisory Vote on the Approval of Executive Compensation | | Non-Routine | | Management | | | 04/22/13 | | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 4. Amend the Company’s 2007 Employee Stock Purchase Plan to Add Shares to the Plan | | Non-Routine | | Management | | | 04/22/13 | | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 5. Amend the Company’s Charter to Reduce Voting Thresholds in the Fair Price Provision | | Non-Routine | | Management | | | 04/22/13 | | | FOR | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 6. Proposal Regarding Political Contributions and Expenditures | | Non-Routine | | Shareholder | | | 04/22/13 | | | AGAINST | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 7. Proposal Regarding Policy on Accerlerated Vesting of Equity Awards Upon a Change in Control | | Non-Routine | | Shareholder | | | 04/22/13 | | | AGAINST | | WITH |
CVS Caremark Corporation | | CVS | | | 126650100 | | | | 05/09/13 | | | | 777,600 | | | 8. Proposal Regarding Lobbying Expenditures | | Non-Routine | | Shareholder | | | 04/22/13 | | | AGAINST | | WITH |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 1. Election of Directors – 8 Nominees | | Routine | | Management | | | 06/03/13 | | | FOR | | WITH |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 2. Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | | 06/03/13 | | | AGAINST | | AGAINST |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 3. Ratification of the Appointment of KPMG LLP as Independent Auditors | | Routine | | Management | | | 06/03/13 | | | FOR | | WITH |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 4. Report Disclosing Lobbying Policies and Practices | | Non-Routine | | Shareholder | | | 06/03/13 | | | AGAINST | | WITH |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 5. Majority Vote Standard for Director Elections | | Non-Routine | | Shareholder | | | 06/03/13 | | | FOR | | AGAINST |
Devon Energy Corporation | | DVN | | | 25179M103 | | | | 06/05/13 | | | | 716,500 | | | 6. Right to Act By Written Consent | | Non-Routine | | Shareholder | | | 06/03/13 | | | FOR | | AGAINST |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 2. To Ratify the Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 3. To Approve, By Advisory Vote, Executive Compensation | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 4. Proposal on Independent Board Chair | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 5. Proposal on Lobbying Report | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 6. Proposal on Genetically Engineered Seed | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
E.I. du Pont de Nemours and Co | | DD | | | 263534109 | | | | 04/24/13 | | | | 869,200 | | | 7. Proposal on Executive Compensation Report | | Non-Routine | | Shareholder | | | 04/11/13 | | | AGAINST | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 1A. Re-Election of Mr. James A. Davidson as a Director | | Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 1B. Re-Election of Mr.William D. Watkins as a Director | | Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 2. Re-election of Mr. Lay Koon Tan as a Director | | Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 3. Approve the Re-Appointment of Deloitte & Touche as Independent Auditors and to Authorize the Board of Directors to Fix Its Remuneration | | Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 4. To Approve the General Authorization for the Directors to Allot and Issue Ordinary Shares | | Non-Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | 5. Non-Binding, Advisory Resolution. To Approve the Compensation of Flextronics’s Named Executive Officers | | Non-Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
Flextronics International Ltd. | | FLEX | | | Y2573F102 | | | | 08/30/12 | | | | 5,981,900 | | | S1. To Approve the Renewal of the Share Purchase Mandate Relating to Acquisitions by Flextronics of Its Own Issued Ordinary Shares | | Non-Routine | | Management | | | 08/20/12 | | | FOR | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | 1. Election of Directors – 17 Nominees | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | B1. Advisory Approval of Our Named Executives’ Compensation | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | B2. To Ratify the Appointment of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C1. Cessation of All Stock Options and Bonuses | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C2. Director Term Limits | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C3. Independent Chairman | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C4. Right to Act By Written Consent | | Non-Routine | | Shareholder | | | 04/15/13 | | | FOR | | AGAINST |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C5. Executives to Retain Significant Stock | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
General Electric Company | | GE | | | 369604103 | | | | 04/24/13 | | | | 1,888,100 | | | C6. Mulitiple Candidate Elections | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 05/23/13 | | | FOR | | WITH |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 2. Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/23/13 | | | FOR | | WITH |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 3. Proposal Regarding Lead Batteries In Google’s Supply Chain | | Non-Routine | | Shareholder | | | 05/23/13 | | | AGAINST | | WITH |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 4. Proposal Regarding Equal Shareholder Voting | | Non-Routine | | Shareholder | | | 05/23/13 | | | FOR | | AGAINST |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 5. Proposal Regarding Executive Stock Retention | | Non-Routine | | Shareholder | | | 05/23/13 | | | AGAINST | | WITH |
Google Inc. | | GOOG | | | 38259P508 | | | | 06/06/13 | | | | 53,350 | | | 6. Proposal Regarding Succession Planning | | Non-Routine | | Shareholder | | | 05/23/13 | | | AGAINST | | WITH |
Hospira Inc. | | HSP | | | 441060100 | | | | 05/08/13 | | | | 1,133,100 | | | 1. Election of Directors – 5 Nominees | | Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
Hospira Inc. | | HSP | | | 441060100 | | | | 05/08/13 | | | | 1,133,100 | | | 2. An Advisory Resolution to Approve Executive Compensation | | Non-Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
Hospira Inc. | | HSP | | | 441060100 | | | | 05/08/13 | | | | 1,133,100 | | | 3. To Ratify the Appointment of DeLoitte & Touche LLP as Auditors | | Routine | | Management | | | 05/02/13 | | | FOR | | WITH |
Hospira Inc. | | HSP | | | 441060100 | | | | 05/08/13 | | | | 1,133,100 | | | 4. Proposal Regarding Written Consent | | Non-Routine | | Shareholder | | | 05/02/13 | | | FOR | | AGAINST |
Invesco Ltd | | IVZ | | | G491BT108 | | | | 05/16/13 | | | | 1,473,200 | | | 1. Election of Directors – 3 Nominees | | Routine | | Management | | | 05/06/13 | | | FOR | | WITH |
Invesco Ltd | | IVZ | | | G491BT108 | | | | 05/16/13 | | | | 1,473,200 | | | 2. Advisory Vote to Approve 2012 Executive Compensation | | Non-Routine | | Management | | | 05/06/13 | | | FOR | | WITH |
Invesco Ltd | | IVZ | | | G491BT108 | | | | 05/16/13 | | | | 1,473,200 | | | 3. Approval of the Invesco Ltd Amended and Restated Executive Incentive Bonus Plan | | Non-Routine | | Management | | | 05/06/13 | | | FOR | | WITH |
Invesco Ltd | | IVZ | | | G491BT108 | | | | 05/16/13 | | | | 1,473,200 | | | 4. Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/06/13 | | | FOR | | WITH |
Life Technologies Corporation | | LIFE | | | 53217V109 | | | | 04/24/13 | | | | 576,000 | | | 1. Election of Directors – 6 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Life Technologies Corporation | | LIFE | | | 53217V109 | | | | 04/24/13 | | | | 576,000 | | | 2. Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Life Technologies Corporation | | LIFE | | | 53217V109 | | | | 04/24/13 | | | | 576,000 | | | 3. Approval of a Non-Binding Advisory Resolution Regarding the Compensation of the Company’s Named Executive Officers for the Fiscal Year Ended December 31, 2012 | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Life Technologies Corporation | | LIFE | | | 53217V109 | | | | 04/24/13 | | | | 576,000 | | | 4. Approval of the Company’s 2013 Equity Incentive Plan | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Lowe’s Companies Inc. | | LOW | | | 548661107 | | | | 05/31/13 | | | | 901,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/17/13 | | | FOR | | WITH |
Lowe’s Companies Inc. | | LOW | | | 548661107 | | | | 5/31/13 | | | | 901,200 | | | 2. Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/17/13 | | | FOR | | WITH |
Lowe’s Companies Inc. | | LOW | | | 548661107 | | | | 5/31/13 | | | | 901,200 | | | 3. Approval of the Company’s Executive Compensation | | Non-Routine | | Management | | | 05/17/13 | | | FOR | | WITH |
Lowe’s Companies Inc. | | LOW | | | 548661107 | | | | 05/31/13 | | | | 901,200 | | | 4. Proposal Regarding Executive Stock Retention Requirements | | Non-Routine | | Shareholder | | | 05/17/13 | | | AGAINST | | WITH |
Marsh & McLennan Cos. | | MMC | | | 571748102 | | | | 05/16/13 | | | | 1,084,900 | | | 1. Election of Directors – 13 Nominees | | Routine | | Management | | | 05/08/13 | | | FOR | | WITH |
Marsh & McLennan Cos. | | MMC | | | 571748102 | | | | 05/16/13 | | | | 1,084,900 | | | 2. Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | | 05/08/13 | | | FOR | | WITH |
Marsh & McLennan Cos. | | MMC | | | 571748102 | | | | 05/16/13 | | | | 1,084,900 | | | 3. Ratification of the Selection of Deloitte & Touche as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/08/13 | | | FOR | | WITH |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 1. Election of Directors – 12 Nominees | | Routine | | Management | | | 05/16/13 | | | FOR | | WITH |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 2. Ratification of the Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/16/13 | | | FOR | | WITH |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 3. Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | | 05/16/13 | | | FOR | | WITH |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 4. Proposal Concerning Shareholders’ Right to Act By Written Consent | | Non-Routine | | Shareholder | | | 05/16/13 | | | FOR | | AGAINST |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 5. Proposal Concerning Special Shareowner Meetings | | Non-Routine | | Shareholder | | | 05/16/13 | | | FOR | | AGAINST |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 6. Proposal Concerning a Report on Charitable and Political Contributions | | Non-Routine | | Shareholder | | | 05/16/13 | | | AGAINST | | WITH |
Merck & Company | | MRK | | | 58933Y105 | | | | 05/28/13 | | | | 924,800 | | | 7. Proposal Concerning a Report on Lobbying Activities | | Non-Routine | | Shareholder | | | 05/16/13 | | | AGAINST | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 1. Election of Director: Steven A. Ballmer | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 2. Election of Director: Dina Dublon | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 3. Election of Director: William H. Gates III | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 4. Election of Director: Maria M. Klawe | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 5. Election of Director: Stephen J. Luczo | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 6. Election of Director: David F. Marquardt | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 7. Election of Director: Charles H. Noski | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 8. Election of Director: Helmut Panke | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 9. Election of Director: John W. Thompson | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 10. Advisory Vote on Named Executive Officer Compensation | | Non-Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 11. Approval of Employee Stock Purchase Plan | | Non-Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 12. Ratification of Deloitte & Touche LLP as Independent Auditor | | Routine | | Management | | | 11/12/12 | | | FOR | | WITH |
Microsoft Corporation | | MSFT | | | 594918104 | | | | 11/28/12 | | | | 1,454,900 | | | 13. Proposal to Adopt Cumulative Voting | | Non-Routine | | Shareholder | | | 11/12/12 | | | AGAINST | | WITH |
Newmont Mining Corporation | | NEM | | | 651639106 | | | | 04/24/13 | | | | 713,600 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Newmont Mining Corporation | | NEM | | | 651639106 | | | | 04/24/13 | | | | 713,600 | | | 2. To Ratify the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Auditors | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Newmont Mining Corporation | | NEM | | | 651639106 | | | | 04/24/13 | | | | 713,600 | | | 3. Advisory Resolution to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Newmont Mining Corporation | | NEM | | | 651639106 | | | | 04/24/13 | | | | 713,600 | | | 4. Approve the 2013 Stock Incentive Plan | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Newmont Mining Corporation | | NEM | | | 651639106 | | | | 04/24/13 | | | | 713,600 | | | 5. Approve the Performance Pay Plan | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 1. Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012 | | Non-Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 2. Discharge from Liability of the Members of the Board of Directors and the Executive Committee | | Non-Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 3. Appropriation of Available Earnings of Novartis AG and Declaration of Dividend | | Non-Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 4. Consultative Vote on the Compensation System | | Non-Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 5.1 Election of Verena A. Briner, M.D. | | Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 5.2 Election of Joerg Reinhardt, Ph.D. | | Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 5.3 Election of Charles L. Sawyers, M.D. | | Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 5.4 Election of William T. Winters | | Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 6. Appointment of PricewaterhouseCoopers AG as Auditor | | Routine | | Management | | | 02/13/13 | | | FOR | | WITH |
Novartis AG | | NVS | | | 66987V109 | | | | 02/22/13 | | | | 630,900 | | | 7. Additional, and/or Counter-Proposals Presented at the Meeting | | Non-Routine | | Management | | | 02/13/13 | | | AGAINST | | AGAINST |
Owens-Illinois Inc. | | OI | | | 690768403 | | | | 05/17/13 | | | | 1,422,700 | | | 1. Election of Directors – 4 Nominees | | Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Owens-Illinois Inc. | | OI | | | 690768403 | | | | 05/17/13 | | | | 1,422,700 | | | 2. Ratify the Selection of Ernst & Young as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Owens-Illinois Inc. | | OI | | | 690768403 | | | | 05/17/13 | | | | 1,422,700 | | | 3. To Approve, by Advisory Vote, the Company’s Named Executive Officer Compensation | | Non-Routine | | Management | | | 05/09/13 | | | FOR | | WITH |
Pfizer Inc. | | PFE | | | 717081103 | | | | 04/25/13 | | | | 1,446,800 | | | 1. Election of Directors – 13 Nominees | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Pfizer Inc. | | PFE | | | 717081103 | | | | 04/25/13 | | | | 1,446,800 | | | 2. Ratify the Selection of KPMG LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Pfizer Inc. | | PFE | | | 717081103 | | | | 04/25/13 | | | | 1,446,800 | | | 3. Advisory Approval of Executive Compensation | | Non-Routine | | Management | | | 04/15/13 | | | FOR | | WITH |
Pfizer Inc. | | PFE | | | 717081103 | | | | 04/25/13 | | | | 1,446,800 | | | 4. Proposal Regarding Executive Equity Retention | | Non-Routine | | Shareholder | | | 04/15/13 | | | AGAINST | | WITH |
Pfizer Inc. | | PFE | | | 717081103 | | | | 04/25/13 | | | | 1,446,800 | | | 5. Proposal Regarding Action By Written Consent | | Non-Routine | | Shareholder | | | 04/15/13 | | | FOR | | AGAINST |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 09/28/12 | | | FOR | | WITH |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 2. Ratify the Appointment of Deloitte & Touche as Independent Auditors | | Routine | | Management | | | 09/28/12 | | | FOR | | WITH |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 3. Advisory Vote on Executive Compensation (the Say on Pay Vote) | | Non-Routine | | Management | | | 09/28/12 | | | FOR | | WITH |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 4. Say on Political Contribution | | Non-Routine | | Shareholder | | | 09/28/12 | | | AGAINST | | WITH |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 5. Producer Responsibility for Packaging | | Non-Routine | | Shareholder | | | 09/28/12 | | | AGAINST | | WITH |
Procter & Gamble Company | | PG | | | 742718109 | | | | 10/09/12 | | | | 588,200 | | | 6. Adopt Simple Majority Vote | | Non-Routine | | Shareholder | | | 09/28/12 | | | FOR | | AGAINST |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 05/01/13 | | | FOR | | WITH |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 2. Advisory Vote to Approve the Compensation of Our Named Executive Officers | | Non-Routine | | Management | | | 05/01/13 | | | FOR | | WITH |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 3. Ratification of the Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accountants | | Routine | | Management | | | 05/01/13 | | | FOR | | WITH |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 4. Approval of the Amended and Restated 2007 Stock Incentive Plan | | Non-Routine | | Management | | | 05/01/13 | | | FOR | | WITH |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 5. Proposal Regarding Payments Upon the Death of a Senior Executive | | Non-Routine | | Shareholder | | | 05/01/13 | | | FOR | | AGAINST |
Republic Services Inc. | | RSG | | | 760759100 | | | | 05/09/13 | | | | 1,259,400 | | | 6. Proposal Regarding Political Contributions and Expenditures | | Non-Routine | | Shareholder | | | 05/01/13 | | | AGAINST | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | O1. Approval of the Individual Company Financial Statements for the Year Ended December 31, 2102 | | Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | O2. Approval of the Consolidated Financial Statements for the Year Ended December 31, 2012 | | Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | O3. Appropriation of Profits, Declaration of Dividend | | Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | O4. Appointment of a Director (Fabienne LeCorvaisier) | | Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | O5. Authorization to the Board of Directors to Carry Out Transactions in Shares Issued by the Company | | Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E6. Delegation to the Board of Directors of Authority to Decide the Issuance, with Preemptive Rights Maintained, of Shares and/or Securities Giving Access to the Company’s Capital and/or Securities Giving Entitlement to the Allotment of Debt Instruments | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E7. Delegation to the Board of Directors of Authority to Decide the Issuance, with Preemptive Right Being Cancelled, of Shares and/or Securities Giving Access to the Company’s Capital and/or Securities Giving Entitlement to the Allotment of Debt Instruments | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E8. Possibility of Issuing, Without Preemptive Right, Shares of Securities Giving Access to the Company’s Capital as Consideration for Assets Transferred to the Company as a Capital Contribution in Kind in the Form of Shares or Securities Giving Access to | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E9. Delegation to the Board of Directors of Authority to Increase the Number of Shares to be Issued in the Event of a Capital Increase with or without Preemptive Rights | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E10. Delegation to the Board of Directors of Authority to Decide to Carry Out Increases in the Share Capital by Incorporation of Share Premium, Reserves, Profits or Other Items | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E11. Delegation to the Board of Directors of Authority to Decide the Issuance of Shares or Securities Giving Access to the Company’s Capital Reserved for Members of Savings Plans, With Waiver of Preemptive Right in Their Favor | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E12. Delegation to the Board of Directors of Authority to Allot, without Preemptive Right, Existing or New Restricted Shares in Full or Partial Substitution for the Discount to a Capital Increase Reserved for Salaried Employees | | Non-Routine | | management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E13. Delegation to the Board of Directors of Authority to Grant, without Preemptive Right, Options to Subscribe for or Purchase Shares | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E14. Authorization to the Board of Directors to Reduce the Share Capital by Cancellation of Treasury Shares | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Sanofi | | SNY | | | 80105N105 | | | | 05/03/13 | | | | 886,800 | | | E15. Power for Formalities | | Non-Routine | | Management | | | 04/19/13 | | | FOR | | WITH |
Southwest Airlines Company | | LUV | | | 844741108 | | | | 5/15/13 | | | | 3,379,000 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Southwest Airlines Company | | LUV | | | 844741108 | | | | 5/15/13 | | | | 3,379,000 | | | 2. Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Southwest Airlines Company | | LUV | �� | | 844741108 | | | | 5/15/13 | | | | 3,379,000 | | | 3. Approval of the Southwest Airlines Co. Amended and Restated 1991 Employee Stock Purchase Plan | | Non-Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
Southwest Airlines Company | | LUV | | | 844741108 | | | | 5/15/13 | | | | 3,379,000 | | | 4. Ratification of the Selection of Ernst & Young as the Company’s Independent Auditors | | Routine | | Management | | | 04/24/13 | | | FOR | | WITH |
State Street Corporation | | STT | | | 857477103 | | | | 5/15/13 | | | | 709,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
State Street Corporation | | STT | | | 857477103 | | | | 5/15/13 | | | | 709,200 | | | 2. To Approve an Advisory Proposal on Executive Compensation | | Non-Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
State Street Corporation | | STT | | | 857477103 | | | | 5/15/13 | | | | 709,200 | | | 3. Ratify the Selection of Ernst & Young as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
Sysco Corporation | | SYY | | | 871829107 | | | | 11/14/12 | | | | 1,213,300 | | | 1. Election of Directors – 3 Nominees | | Routine | | Management | | | 10/26/12 | | | FOR | | WITH |
Sysco Corporation | | SYY | | | 871829107 | | | | 11/14/12 | | | | 1,213,300 | | | 2. To Approve, By Advisory Vote, the Compensation Paid to Sysco’s Named Executive Officers | | Non-Routine | | Management | | | 10/26/12 | | | FOR | | WITH |
Sysco Corporation | | SYY | | | 871829107 | | | | 11/14/12 | | | | 1,213,300 | | | 3. Ratify the Appointment of Ernst & Young LLP as Independent Accountants | | Routine | | Management | | | 10/26/12 | | | FOR | | WITH |
Texas Instruments Inc. | | TXN | | | 882508104 | | | | 4/18/13 | | | | 1,416,000 | | | 1. Election of Directors – 10 Nominees | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Texas Instruments Inc. | | TXN | | | 882508104 | | | | 4/18/13 | | | | 1,416,000 | | | 2. Board Proposal Regarding Advisory Approval of the Company’s Executive Compensation | | Non-Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
Texas Instruments Inc. | | TXN | | | 882508104 | | | | 4/18/13 | | | | 1,416,000 | | | 3. To Ratify the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 04/11/13 | | | FOR | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 5/16/13 | | | | 2,439,700 | | | 1. Election of Directors – 4 Nominees | | Routine | | Management | | | 05/10/13 | | | FOR | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 5/16/13 | | | | 2,439,700 | | | 2. Ratification of the Selection of Deloitte & Touche as Independent Auditors | | Routine | | Management | | | 05/10/13 | | | FOR | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 5/16/13 | | | | 2,439,700 | | | 3. Advisory Approval of Named Executive Officer Compensation | | Non-Routine | | Management | | | 05/10/13 | | | FOR | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 05/16/13 | | | | 2,439,700 | | | 4. Approval of 2013 Stock Incentive Plan | | Non-Routine | | Management | | | 05/10/13 | | | FOR | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 05/16/13 | | | | 2,439,700 | | | 5. Proposal Regarding Political Contributions | | Non-Routine | | Shareholder | | | 05/10/13 | | | AGAINST | | WITH |
The Charles Schwab Corporation | | SCHW | | | 808513105 | | | | 05/16/13 | | | | 2,439,700 | | | 6. Proposal Regarding Proxy Access | | Non-Routine | | Shareholder | | | 05/10/13 | | | FOR | | AGAINST |
Thermo Fisher Scientific Inc. | | TMO | | | 883556102 | | | | 05/22/13 | | | | 563,500 | | | 1. Election of Directors – 8 Nominees | | Routine | | Management | | | 05/13/13 | | | FOR | | WITH |
Thermo Fisher Scientific Inc. | | TMO | | | 883556102 | | | | 05/22/13 | | | | 563,500 | | | 2. An Advisory Vote to Approve Named Executive Officer Compensation | | Non-Routine | | Management | | | 05/13/13 | | | FOR | | WITH |
Thermo Fisher Scientific Inc. | | TMO | | | 883556102 | | | | 05/22/13 | | | | 563,500 | | | 3. Approval and Adoption of the Thermo Fisher Scientific 2013 Stock Incentive Plan | | Non-Routine | | Management | | | 05/13/13 | | | FOR | | WITH |
Thermo Fisher Scientific Inc. | | TMO | | | 883556102 | | | | 05/22/13 | | | | 563,500 | | | 4. Approval and Adoption of the Thermo Fisher Scientific 2013 Annual Incentive Plan | | Non-Routine | | Management | | | 05/13/13 | | | FOR | | WITH |
Thermo Fisher Scientific Inc. | | TMO | | | 883556102 | | | | 05/22/13 | | | | 563,500 | | | 5. Ratification of PricewaterhouseCoopers LLP as the Independent Auditors | | Routine | | Management | | | 05/13/13 | | | FOR | | WITH |
Time Warner Inc. | | TWX | | | 887317303 | | | | 05/23/13 | | | | 639,200 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/15/13 | | | FOR | | WITH |
Time Warner Inc. | | TWX | | | 887317303 | | | | 05/23/13 | | | | 639,200 | | | 2. Ratification of the Appointment of Ernst & Young as Independent Auditors | | Routine | | Management | | | 05/15/13 | | | FOR | | WITH |
Time Warner Inc. | | TWX | | | 887317303 | | | | 05/23/13 | | | | 639,200 | | | 3. Advisory Vote to Approve Named Executive Officers Compensation | | Non-Routine | | Management | | | 05/15/13 | | | FOR | | WITH |
Time Warner Inc. | | TWX | | | 887317303 | | | | 05/23/13 | | | | 639,200 | | | 4. Approval of the Time Warner Inc. 2013 Stock Incentive Plan | | Non-Routine | | Management | | | 05/15/13 | | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | | 91324P102 | | | | 06/03/13 | | | | 497,700 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 05/21/13 | | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | | 91324P102 | | | | 06/03/13 | | | | 497,700 | | | 2. Advisory Approval of the Company’s Executive Compensation | | Non-Routine | | Management | | | 05/21/13 | | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | | 91324P102 | | | | 06/03/13 | | | | 497,700 | | | 3. Ratification of the Appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/21/13 | | | FOR | | WITH |
UnitedHealth Group Inc. | | UNH | | | 91324P102 | | | | 06/03/13 | | | | 497,700 | | | 4. Proposal Requesting Additional Lobbying Disclosure | | Non-Routine | | Shareholder | | | 05/21/13 | | | AGAINST | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 1. Approve the 2012 Annual Report, the Consolidated Financial Statements for Fiscal Year 2012 and the Statutory Financial Statements of Weatherford International Ltd. For Fiscal Year 2012 | | Non-Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 2. Discharge the Board of Directors and Executive Officers from Liability Under Swiss Law for the Year ended December 31, 2012 | | Non-Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 3. Election of Directors – 10 Nominees | | Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 4. Ratify the Appointment of KPMG LLP as the Independend Registered Public Acounting Firm and Elect KPMG AG as the Firm’s Swiss Statutory Auditor | | Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 5. Approve Amendments to Weatherford’s Articles of Association to Authorize Issuable Authorized Share Capital in an Amount Equal to 18.22% of Current Stated Capital and Grant an Authorization of the Board of Directors to Issue Shares from Share Capital f | | Non-Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Weatherford International Ltd. | | WFT | | | H27013103 | | | | 06/20/13 | | | | 2,633,600 | | | 6. Adopt an Advisory Resolution Approving the Compensation of the Named Executive Officers | | Non-Routine | | Management | | | 06/14/13 | | | FOR | | WITH |
Wellpoint Inc. | | WLP | | | 94973V107 | | | | 05/15/13 | | | | 543,400 | | | 1. Election of Directors – 3 Nominees | | Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
Wellpoint Inc. | | WLP | | | 94973V107 | | | | 05/15/13 | | | | 543,400 | | | 2. Ratify the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
Wellpoint Inc. | | WLP | | | 94973V107 | | | | 05/15/13 | | | | 543,400 | | | 3. Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers | | Non-Routine | | Management | | | 05/03/13 | | | FOR | | WITH |
Wellpoint Inc. | | WLP | | | 94973V107 | | | | 05/15/13 | | | | 543,400 | | | 4. Proposal to Require Semi-Annual Reporting on Political Contributions and Expenditures | | Non-Routine | | Shareholder | | | 05/03/13 | | | AGAINST | | WITH |
Yahoo! Inc. | | YHOO | | | 984332106 | | | | 07/12/12 | | | | 2,752,800 | | | 1. Election of Directors – 11 Nominees | | Routine | | Management | | | 07/06/12 | | | FOR | | WITH |
Yahoo! Inc. | | YHOO | | | 984332106 | | | | 07/12/12 | | | | 2,752,800 | | | 2. Advisory Vote to Approve Executive Compensation | | Non-Routine | | Management | | | 07/06/12 | | | AGAINST | | AGAINST |
Yahoo! Inc. | | YHOO | | | 984332106 | | | | 07/12/12 | | | | 2,752,800 | | | 3. Amendment to the Company’s 1995 Stock Plan | | Non-Routine | | Management | | | 07/06/12 | | | FOR | | WITH |
Yahoo! Inc. | | YHOO | | | 984332106 | | | | 07/12/12 | | | | 2,752,800 | | | 4. Amendment to the Company’s 1996 Directors’ Stock Plan | | Non-Routine | | Management | | | 07/06/12 | | | FOR | | WITH |
Yahoo! Inc. | | YHOO | | | 984332106 | | | | 07/12/12 | | | | 2,752,800 | | | 5. Ratify the Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | | Routine | | Management | | | 07/06/12 | | | FOR | | WITH |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
