Amana Mutual Funds Trust Income Fund (AMANX)
Filed: 31 Aug 22, 5:01pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04276
AMANA MUTUAL FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Jane K. Carten
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant’s Telephone Number — (360) 734-9900
Date of fiscal year end: May 31, 2022
Date of reporting period: June 30, 2022
Proxy Voting Record relating to shareholder meetings held from July 1, 2021 through June 30, 2022
| 3M COMPANY | ||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||
| Ticker Symbol | MMM | Meeting Date | 10-May-2022 | |||||||
| ISIN | US88579Y1010 | Agenda | 935569535 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a one year term: Thomas "Tony" K. Brown | Management | For | For | For | |||||
| 1B. | Election of Director for a one year term: Pamela J. Craig | Management | For | For | For | |||||
| 1C. | Election of Director for a one year term: David B. Dillon | Management | For | For | For | |||||
| 1D. | Election of Director for a one year term: Michael L. Eskew | Management | For | For | For | |||||
| 1E. | Election of Director for a one year term: James R. Fitterling | Management | For | For | For | |||||
| 1F. | Election of Director for a one year term: Amy E. Hood | Management | For | For | For | |||||
| 1G. | Election of Director for a one year term: Muhtar Kent | Management | For | For | For | |||||
| 1H. | Election of Director for a one year term: Suzan Kereere | Management | For | For | For | |||||
| 1I. | Election of Director for a one year term: Dambisa F. Moyo | Management | For | For | For | |||||
| 1J. | Election of Director for a one year term: Gregory R. Page | Management | For | For | For | |||||
| 1K. | Election of Director for a one year term: Michael F. Roman | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Advisory approval of executive compensation. | Management | Against | For | Against | |||||
| 4. | Shareholder proposal on publishing a report on environmental costs. | Shareholder | Against | Against | For | |||||
| 5. | Shareholder proposal on China audit. | Shareholder | Against | Against | For | |||||
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABT | Meeting Date | 29-Apr-2022 | |||||||
| ISIN | US0028241000 | Agenda | 935562909 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | R. J. Alpern | For | For | For | ||||||
| 2 | S. E. Blount | For | For | For | ||||||
| 3 | R. B. Ford | For | For | For | ||||||
| 4 | P. Gonzalez | For | For | For | ||||||
| 5 | M. A. Kumbier | For | For | For | ||||||
| 6 | D. W. McDew | For | For | For | ||||||
| 7 | N. McKinstry | Withheld | For | Against | ||||||
| 8 | W. A. Osborn | For | For | For | ||||||
| 9 | M. F. Roman | Withheld | For | Against | ||||||
| 10 | D. J. Starks | For | For | For | ||||||
| 11 | J. G. Stratton | For | For | For | ||||||
| 12 | G. F. Tilton | For | For | For | ||||||
| 2. | Ratification of Ernst & Young LLP As Auditors | Management | For | For | For | |||||
| 3. | Say on Pay – An Advisory Vote on the Approval of Executive Compensation | Management | For | For | For | |||||
| 4. | Shareholder Proposal – Special Shareholder Meeting Threshold | Shareholder | Against | Against | For | |||||
| 5. | Shareholder Proposal – Independent Board Chairman | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Rule 10b5-1 Plans | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Lobbying Disclosure | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Antimicrobial Resistance Report | Shareholder | Against | Against | For | |||||
| ABBVIE INC. | ||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABBV | Meeting Date | 06-May-2022 | |||||||
| ISIN | US00287Y1091 | Agenda | 935568141 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | William H.L. Burnside | For | For | For | ||||||
| 2 | Thomas C. Freyman | For | For | For | ||||||
| 3 | Brett J. Hart | For | For | For | ||||||
| 4 | Edward J. Rapp | For | For | For | ||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Management | For | For | For | |||||
| 3. | Say on Pay – An advisory vote on the approval of executive compensation | Management | Against | For | Against | |||||
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | For | |||||
| 5. | Stockholder Proposal – to Adopt a Policy to Require Independent Chairman | Shareholder | For | Against | Against | |||||
| 6. | Stockholder Proposal – to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shareholder | For | Against | Against | |||||
| 7. | Stockholder Proposal – to Issue a Report on Board Oversight of Competition Practices | Shareholder | Against | Against | For | |||||
| 8. | Stockholder Proposal – to Issue an Annual Report on Political Spending | Shareholder | For | Against | Against | |||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||
| Ticker Symbol | APD | Meeting Date | 03-Feb-2022 | |||||||
| ISIN | US0091581068 | Agenda | 935535015 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Charles I. Cogut | Management | For | For | For | |||||
| 1B. | Election of Director: Lisa A. Davis | Management | For | For | For | |||||
| 1C. | Election of Director: Seifollah Ghasemi | Management | For | For | For | |||||
| 1D. | Election of Director: David H.Y. Ho | Management | For | For | For | |||||
| 1E. | Election of Director: Edward L. Monser | Management | For | For | For | |||||
| 1F. | Election of Director: Matthew H. Paull | Management | For | For | For | |||||
| 1G. | Election of Director: Wayne T. Smith | Management | For | For | For | |||||
| 2. | Advisory vote approving the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | For | |||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BMY | Meeting Date | 03-May-2022 | |||||||
| ISIN | US1101221083 | Agenda | 935571782 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A) | Election of Director: Peter J. Arduini | Management | Against | For | Against | |||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | |||||
| 1C) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | |||||
| 1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | For | |||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | For | |||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | For | |||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | For | |||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | For | |||||
| 1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For | |||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | Against | For | |||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | Against | |||||
| CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||
| Security | 136375102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CNI | Meeting Date | 20-May-2022 | |||||||
| ISIN | CA1363751027 | Agenda | 935614493 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Directors Election of Director: Shauneen Bruder | Management | For | For | For | |||||
| 1B | Election of Director: Jo-ann dePass Olsovsky | Management | For | For | For | |||||
| 1C | Election of Director: David Freeman | Management | For | For | For | |||||
| 1D | Election of Director: Denise Gray | Management | For | For | For | |||||
| 1E | Election of Director: Justin M. Howell | Management | For | For | For | |||||
| 1F | Election of Director: Susan C. Jones | Management | For | For | For | |||||
| 1G | Election of Director: Robert Knight | Management | For | For | For | |||||
| 1H | Election of Director: The Hon. Kevin G. Lynch | Management | For | For | For | |||||
| 1I | Election of Director: Margaret A. McKenzie | Management | For | For | For | |||||
| 1J | Election of Director: Robert L. Phillips | Management | For | For | For | |||||
| 1K | Election of Director: Tracy Robinson | Management | For | For | For | |||||
| 2 | Appointment of KPMG LLP as Auditors | Management | For | For | For | |||||
| 3 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on p. 11 of the management information circular. | Management | For | For | For | |||||
| 4 | Non-Binding Advisory Resolution to accept Canadian National Railway Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on p. 11 of the management information circular. | Management | For | For | For | |||||
| CARLISLE COMPANIES INCORPORATED | ||||||||||
| Security | 142339100 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSL | Meeting Date | 04-May-2022 | |||||||
| ISIN | US1423391002 | Agenda | 935564220 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Robin J. Adams | Management | For | For | For | |||||
| 1B. | Election of Director: Jonathan R. Collins | Management | For | For | For | |||||
| 1C. | Election of Director: D. Christian Koch | Management | For | For | For | |||||
| 2. | To adopt an amendment to the Company's Restated Certificate of Incorporation to eliminate enhanced voting rights for holders of shares of the Company's common stock that satisfy certain criteria and provide for one vote for each outstanding share. | Management | For | For | For | |||||
| 3. | To ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for 2022. | Management | For | For | For | |||||
| 4. | To approve an amendment and restatement of the Company's Incentive Compensation Program to increase the number of shares of the Company's common stock available for issuance thereunder. | Management | For | For | For | |||||
| 5. | To approve, on an advisory basis, the Company's named executive officer compensation in 2021. | Management | Against | For | Against | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 13-Dec-2021 | |||||||
| ISIN | US17275R1023 | Agenda | 935511469 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1C. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1D. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1E. | Election of Director: John D. Harris II | Management | For | For | For | |||||
| 1F. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||||
| 1H. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||||
| 1J. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 1K. | Election of Director: Marianna Tessel | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | |||||
| 4. | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | For | Against | Against | |||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||
| Ticker Symbol | CL | Meeting Date | 06-May-2022 | |||||||
| ISIN | US1941621039 | Agenda | 935571338 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | For | |||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | For | |||||
| 1c. | Election of Director: Lisa M. Edwards | Management | For | For | For | |||||
| 1d. | Election of Director: C. Martin Harris | Management | For | For | For | |||||
| 1e. | Election of Director: Martina Hund-Mejean | Management | For | For | For | |||||
| 1f. | Election of Director: Kimberly A. Nelson | Management | For | For | For | |||||
| 1g. | Election of Director: Lorrie M. Norrington | Management | For | For | For | |||||
| 1h. | Election of Director: Michael B. Polk | Management | For | For | For | |||||
| 1i. | Election of Director: Stephen I. Sadove | Management | For | For | For | |||||
| 1j. | Election of Director: Noel R. Wallace | Management | For | For | For | |||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Advisory vote on executive compensation. | Management | For | For | For | |||||
| 4. | Stockholder proposal regarding shareholder ratification of termination pay. | Shareholder | For | Against | Against | |||||
| 5. | Stockholder proposal regarding charitable donation disclosure. | Shareholder | Against | Against | For | |||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLY | Meeting Date | 02-May-2022 | |||||||
| ISIN | US5324571083 | Agenda | 935562858 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve a three-year term: Ralph Alvarez | Management | For | For | For | |||||
| 1B. | Election of Director to serve a three-year term: Kimberly H. Johnson | Management | For | For | For | |||||
| 1C. | Election of Director to serve a three-year term: Juan R. Luciano | Management | Against | For | Against | |||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Management | For | For | For | |||||
| 4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||||
| 6. | Approval of amendments to the company's Articles of Incorporation to give shareholders the ability to amend the company's bylaws. | Management | For | For | For | |||||
| 7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | For | Against | Against | |||||
| 8. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | Against | For | |||||
| 10. | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shareholder | Against | Against | For | |||||
| GENUINE PARTS COMPANY | ||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GPC | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US3724601055 | Agenda | 935556312 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Elizabeth W. Camp | Management | For | For | For | |||||
| 1B. | Election of Director: Richard Cox, Jr. | Management | For | For | For | |||||
| 1C. | Election of Director: Paul D. Donahue | Management | For | For | For | |||||
| 1D. | Election of Director: Gary P. Fayard | Management | For | For | For | |||||
| 1E. | Election of Director: P. Russell Hardin | Management | For | For | For | |||||
| 1F. | Election of Director: John R. Holder | Management | For | For | For | |||||
| 1G. | Election of Director: Donna W. Hyland | Management | For | For | For | |||||
| 1H. | Election of Director: John D. Johns | Management | For | For | For | |||||
| 1I. | Election of Director: Jean-Jacques Lafont | Management | For | For | For | |||||
| 1J. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | For | For | |||||
| 1K. | Election of Director: Wendy B. Needham | Management | For | For | For | |||||
| 1L. | Election of Director: Juliette W. Pryor | Management | For | For | For | |||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | For | For | |||||
| 2. | Advisory Vote on Executive Compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022. | Management | For | For | For | |||||
| GSK PLC | ||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 04-May-2022 | |||||||
| ISIN | US37733W1053 | Agenda | 935586377 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive and adopt the 2021 Annual Report | Management | For | For | For | |||||
| 2. | To approve the Annual report on remuneration | Management | For | For | For | |||||
| 3. | To approve the Remuneration policy set out in the 2021 Annual Report | Management | For | For | For | |||||
| 4. | To elect Dr Anne Beal as a Director | Management | For | For | For | |||||
| 5. | To elect Dr Harry C Dietz as a Director | Management | For | For | For | |||||
| 6. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | For | |||||
| 7. | To re-elect Dame Emma Walmsley as a Director | Management | For | For | For | |||||
| 8. | To re-elect Charles Bancroft as a Director | Management | For | For | For | |||||
| 9. | To re-elect Vindi Banga as a Director | Management | For | For | For | |||||
| 10. | To re-elect Dr Hal Barron as a Director | Management | For | For | For | |||||
| 11. | To re-elect Dame Vivienne Cox as a Director | Management | For | For | For | |||||
| 12. | To re-elect Lynn Elsenhans as a Director | Management | For | For | For | |||||
| 13. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | For | |||||
| 14. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | For | |||||
| 15. | To re-elect Iain Mackay as a Director | Management | For | For | For | |||||
| 16. | To re-elect Urs Rohner as a Director | Management | For | For | For | |||||
| 17. | To re-appoint the auditor | Management | For | For | For | |||||
| 18. | To determine remuneration of the auditor | Management | For | For | For | |||||
| 19. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | For | |||||
| 20. | To authorise allotment of shares | Management | For | For | For | |||||
| 21. | To disapply pre-emption rights – general power (special resolution) | Management | For | For | For | |||||
| 22. | To disapply pre-emption rights – in connection with an acquisition or specified capital investment (special resolution) | Management | For | For | For | |||||
| 23. | To authorise the company to purchase its own shares (special resolution) | Management | For | For | For | |||||
| 24. | To authorise exemption from statement of name of senior statutory auditor | Management | Against | For | Against | |||||
| 25. | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | Against | For | Against | |||||
| 26. | To approve the GlaxoSmithKline plc Share Save Plan 2022 | Management | For | For | For | |||||
| 27. | To approve the GlaxoSmithKline plc Share Reward Plan 2022 | Management | For | For | For | |||||
| 28. | To approve adoption of new Articles of Association (special resolution) | Management | For | For | For | |||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||
| Ticker Symbol | HON | Meeting Date | 25-Apr-2022 | |||||||
| ISIN | US4385161066 | Agenda | 935559510 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | For | |||||
| 1G. | Election of Director: Rose Lee | Management | For | For | For | |||||
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||
| 1I. | Election of Director: George Paz | Management | For | For | For | |||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | Against | For | Against | |||||
| 3. | Approval of Appointment of Independent Accountants. | Management | For | For | For | |||||
| 4. | Shareowner Proposal – Special Shareholder Meeting Improvement. | Shareholder | Against | Against | For | |||||
| 5. | Shareowner Proposal – Climate Lobbying Report. | Shareholder | For | Against | Against | |||||
| 6. | Shareowner Proposal – Environmental and Social Due Diligence. | Shareholder | For | Against | Against | |||||
| ILLINOIS TOOL WORKS INC. | ||||||||||
| Security | 452308109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ITW | Meeting Date | 06-May-2022 | |||||||
| ISIN | US4523081093 | Agenda | 935565549 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||||
| 1B. | Election of Director: Susan Crown | Management | For | For | For | |||||
| 1C. | Election of Director: Darrell L. Ford | Management | For | For | For | |||||
| 1D. | Election of Director: James W. Griffith | Management | For | For | For | |||||
| 1E. | Election of Director: Jay L. Henderson | Management | For | For | For | |||||
| 1F. | Election of Director: Richard H. Lenny | Management | For | For | For | |||||
| 1G. | Election of Director: E. Scott Santi | Management | For | For | For | |||||
| 1H. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||||
| 1I. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||||
| 1J. | Election of Director: Anré D. Williams | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2022. | Management | For | For | For | |||||
| 3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||||
| 4. | A non-binding stockholder proposal, if properly presented at the meeting, to reduce threshold to call special stockholder meetings from 20% to 10%. | Shareholder | Against | Against | For | |||||
| INTEL CORPORATION | ||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||
| Ticker Symbol | INTC | Meeting Date | 12-May-2022 | |||||||
| ISIN | US4581401001 | Agenda | 935577013 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | For | |||||
| 1B. | Election of Director: James J. Goetz | Management | For | For | For | |||||
| 1C. | Election of Director: Andrea J. Goldsmith | Management | For | For | For | |||||
| 1D. | Election of Director: Alyssa H. Henry | Management | Against | For | Against | |||||
| 1E. | Election of Director: Omar Ishrak | Management | For | For | For | |||||
| 1F. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||||
| 1G. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||||
| 1H. | Election of Director: Gregory D. Smith | Management | For | For | For | |||||
| 1I. | Election of Director: Dion J. Weisler | Management | For | For | For | |||||
| 1J. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | Against | For | Against | |||||
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Management | Against | For | Against | |||||
| 5. | Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder proposal requesting a third- party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US4781601046 | Agenda | 935562997 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1B. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1C. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1D. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||||
| 1E. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1F. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1G. | Election of Director: Alex Gorsky | Management | Against | For | Against | |||||
| 1H. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1I. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1J. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1K. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1L. | Election of Director: A. Eugene Washington | Management | For | For | For | |||||
| 1M. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1N. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | For | Against | |||||
| 3. | Approval of the Company's 2022 Long- Term Incentive Plan. | Management | Against | For | Against | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shareholder | Abstain | None | ||||||
| 6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shareholder | Against | Against | For | |||||
| 7. | Third Party Racial Justice Audit. | Shareholder | Against | Against | For | |||||
| 8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | For | Against | Against | |||||
| 9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shareholder | Against | Against | For | |||||
| 10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shareholder | Against | Against | For | |||||
| 11. | Request for Charitable Donations Disclosure. | Shareholder | Against | Against | For | |||||
| 12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shareholder | Against | Against | For | |||||
| 13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shareholder | Against | Against | For | |||||
| 14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shareholder | Against | Against | For | |||||
| KIMBERLY-CLARK CORPORATION | ||||||||||
| Security | 494368103 | Meeting Type | Annual | |||||||
| Ticker Symbol | KMB | Meeting Date | 27-Apr-2022 | |||||||
| ISIN | US4943681035 | Agenda | 935557249 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a term expire at 2023 Annual Meeting: Sylvia M. Burwell | Management | For | For | For | |||||
| 1B. | Election of Director for a term expire at 2023 Annual Meeting: John W. Culver | Management | For | For | For | |||||
| 1C. | Election of Director for a term expire at 2023 Annual Meeting: Robert W. Decherd | Management | Against | For | Against | |||||
| 1D. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. Hsu | Management | For | For | For | |||||
| 1E. | Election of Director for a term expire at 2023 Annual Meeting: Mae C. Jemison, M.D. | Management | For | For | For | |||||
| 1F. | Election of Director for a term expire at 2023 Annual Meeting: S. Todd Maclin | Management | For | For | For | |||||
| 1G. | Election of Director for a term expire at 2023 Annual Meeting: Deirdre A. Mahlan | Management | For | For | For | |||||
| 1H. | Election of Director for a term expire at 2023 Annual Meeting: Sherilyn S. McCoy | Management | For | For | For | |||||
| 1I. | Election of Director for a term expire at 2023 Annual Meeting: Christa S. Quarles | Management | For | For | For | |||||
| 1J. | Election of Director for a term expire at 2023 Annual Meeting: Jaime A. Ramirez | Management | For | For | For | |||||
| 1K. | Election of Director for a term expire at 2023 Annual Meeting: Dunia A. Shive | Management | For | For | For | |||||
| 1L. | Election of Director for a term expire at 2023 Annual Meeting: Mark T. Smucker | Management | For | For | For | |||||
| 1M. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. White | Management | For | For | For | |||||
| 2. | Ratification of Auditor | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||
| Ticker Symbol | LIN | Meeting Date | 26-Jul-2021 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935428234 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | For | For | For | |||||
| 1B. | Election of Director: Stephen F. Angel | Management | For | For | For | |||||
| 1C. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | For | |||||
| 1D. | Election of Director: Prof. Dr. Clemens Börsig | Management | For | For | For | |||||
| 1E. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | For | |||||
| 1F. | Election of Director: Dr. Thomas Enders | Management | For | For | For | |||||
| 1G. | Election of Director: Franz Fehrenbach | Management | For | For | For | |||||
| 1H. | Election of Director: Edward G. Galante | Management | For | For | For | |||||
| 1I. | Election of Director: Larry D. McVay | Management | For | For | For | |||||
| 1J. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For | |||||
| 1K. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | For | |||||
| 1L. | Election of Director: Robert L. Wood | Management | For | For | For | |||||
| 2A. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | For | |||||
| 2B. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | For | |||||
| 3. | To approve, on an advisory and non- binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2021 Proxy Statement. | Management | Against | For | Against | |||||
| 4. | To approve, on an advisory and non- binding basis, a Directors' Remuneration Policy for the Company's Directors as required under Irish law. | Management | Against | For | Against | |||||
| 5. | To approve, on an advisory and non- binding basis, the Directors' Remuneration Report for the financial year ended December 31, 2020 as required under Irish law. | Management | For | For | For | |||||
| 6. | To approve the 2021 Linde plc Long Term Incentive Plan. | Management | Against | For | Against | |||||
| 7. | To determine the price range at which the Company can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| MCCORMICK & COMPANY, INCORPORATED | ||||||||||
| Security | 579780206 | Meeting Type | Annual | |||||||
| Ticker Symbol | MKC | Meeting Date | 30-Mar-2022 | |||||||
| ISIN | US5797802064 | Agenda | 935551728 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 30, 2022 AT 10:00 AM EASTERN TIME. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETIN G.COM/MKC2022). | Management | Abstain | None | ||||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||
| ISIN | US5949181045 | Agenda | 935505480 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1C. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1H. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1K. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1L. | Election of Director: Padmasree Warrior | Management | Against | For | Against | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 3. | Approve Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | For | For | |||||
| 5. | Shareholder Proposal – Report on median pay gaps across race and gender. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Report on effectiveness of workplace sexual harassment policies. | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Prohibition on sales of facial recognition technology to all government entities. | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Report on implementation of the Fair Chance Business Pledge. | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal – Report on how lobbying activities align with company policies. | Shareholder | For | Against | Against | |||||
| NOVARTIS AG | ||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVS | Meeting Date | 04-Mar-2022 | |||||||
| ISIN | US66987V1098 | Agenda | 935549521 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2021 Financial Year. | Management | For | For | For | |||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | For | |||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2021. | Management | For | For | For | |||||
| 4. | Reduction of Share Capital. | Management | For | For | For | |||||
| 5. | Further Share Repurchases. | Management | For | For | For | |||||
| 6A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2022 Annual General Meeting to the 2023 Annual General Meeting. | Management | For | For | For | |||||
| 6B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2023. | Management | For | For | For | |||||
| 6C. | Advisory Vote on the 2021 Compensation Report. | Management | For | For | For | |||||
| 7A. | Re-election of Joerg Reinhardt as Member and Board Chair | Management | For | For | For | |||||
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | For | |||||
| 7C. | Re-election of Ton Buechner | Management | For | For | For | |||||
| 7D. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | For | |||||
| 7F. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 7G. | Re-election of Frans van Houten | Management | For | For | For | |||||
| 7H. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 7I. | Re-election of Andreas von Planta | Management | For | For | For | |||||
| 7J. | Re-election of Charles L. Sawyers | Management | For | For | For | |||||
| 7K. | Re-election of William T. Winters | Management | For | For | For | |||||
| 7L. | Election of Ana de Pro Gonzalo | Management | For | For | For | |||||
| 7M. | Election of Daniel Hochstrasser | Management | For | For | For | |||||
| 8A. | Re-election of Patrice Bula as Compensation Committee member | Management | For | For | For | |||||
| 8B. | Re-election of Bridgette Heller as Compensation Committee member | Management | For | For | For | |||||
| 8C. | Re-election of Simon Moroney as Compensation Committee member | Management | For | For | For | |||||
| 8D. | Re-election of William T. Winters as Compensation Committee member | Management | For | For | For | |||||
| 9. | Election of the Statutory Auditor. | Management | For | For | For | |||||
| 10. | Re-election of the Independent Proxy. | Management | For | For | For | |||||
| 11. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | For | For | For | |||||
| PARKER-HANNIFIN CORPORATION | ||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||
| Ticker Symbol | PH | Meeting Date | 27-Oct-2021 | |||||||
| ISIN | US7010941042 | Agenda | 935499904 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Lee C. Banks | Management | For | For | For | |||||
| 1B. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Jillian C. Evanko | Management | For | For | For | |||||
| 1C. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Lance M. Fritz | Management | For | For | For | |||||
| 1D. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Linda A. Harty | Management | For | For | For | |||||
| 1E. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: William F. Lacey | Management | For | For | For | |||||
| 1F. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Kevin A. Lobo | Management | For | For | For | |||||
| 1G. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Joseph Scaminace | Management | For | For | For | |||||
| 1H. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Åke Svensson | Management | For | For | For | |||||
| 1I. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Laura K. Thompson | Management | For | For | For | |||||
| 1J. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: James R. Verrier | Management | For | For | For | |||||
| 1K. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: James L. Wainscott | Management | For | For | For | |||||
| 1L. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2022: Thomas L. Williams | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | For | For | For | |||||
| 3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||
| PFIZER INC. | ||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US7170811035 | Agenda | 935562062 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | For | |||||
| 1C. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | |||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For | |||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For | |||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | For | |||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1K. | Election of Director: James Quincey | Management | Against | For | Against | |||||
| 1L. | Election of Director: James C. Smith | Management | For | For | For | |||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | For | For | |||||
| 3. | 2022 advisory approval of executive compensation | Management | For | For | For | |||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | Against | For | |||||
| 5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Against | Against | For | |||||
| PPG INDUSTRIES, INC. | ||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||
| Ticker Symbol | PPG | Meeting Date | 09-May-2022 | |||||||
| ISIN | US6935061076 | Agenda | 935558936 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2025: GARY R. HEMINGER | Management | For | For | For | |||||
| 1.2 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2025: KATHLEEN A. LIGOCKI | Management | For | For | For | |||||
| 1.3 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2025: MICHAEL H. MCGARRY | Management | For | For | For | |||||
| 1.4 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2025: MICHAEL T. NALLY | Management | For | For | For | |||||
| 2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | Against | For | Against | |||||
| 3. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | For | |||||
| 4. | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | For | |||||
| 5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2022 | Management | For | For | For | |||||
| 6. | SHAREHOLDER PROPOSAL ON SETTING TARGET AMOUNTS OF CEO COMPENSATION, IF PROPERLY PRESENTED | Shareholder | For | Against | Against | |||||
| ROCKWELL AUTOMATION, INC. | ||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ROK | Meeting Date | 01-Feb-2022 | |||||||
| ISIN | US7739031091 | Agenda | 935535849 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| A. | DIRECTOR | Management | ||||||||
| 1 | James P. Keane | For | For | For | ||||||
| 2 | Blake D. Moret | For | For | For | ||||||
| 3 | Thomas W. Rosamilia | For | For | For | ||||||
| 4 | Patricia A. Watson | For | For | For | ||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | Against | For | Against | |||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | |||||
| STANLEY BLACK & DECKER, INC. | ||||||||||
| Security | 854502101 | Meeting Type | Annual | |||||||
| Ticker Symbol | SWK | Meeting Date | 22-Apr-2022 | |||||||
| ISIN | US8545021011 | Agenda | 935558859 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Andrea J. Ayers | Management | For | For | For | |||||
| 1b. | Election of Director: Patrick D. Campbell | Management | For | For | For | |||||
| 1c. | Election of Director: Carlos M. Cardoso | Management | For | For | For | |||||
| 1d. | Election of Director: Robert B. Coutts | Management | For | For | For | |||||
| 1e. | Election of Director: Debra A. Crew | Management | For | For | For | |||||
| 1f. | Election of Director: Michael D. Hankin | Management | For | For | For | |||||
| 1g. | Election of Director: James M. Loree | Management | For | For | For | |||||
| 1h. | Election of Director: Adrian V. Mitchell | Management | For | For | For | |||||
| 1i. | Election of Director: Jane M. Palmieri | Management | For | For | For | |||||
| 1j. | Election of Director: Mojdeh Poul | Management | For | For | For | |||||
| 1k. | Election of Director: Irving Tan | Management | For | For | For | |||||
| 2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||
| 3. | Approve the selection of Ernst & Young LLP as the Company's independent auditors for the Company's 2022 fiscal year. | Management | For | For | For | |||||
| 4. | To approve the 2022 Omnibus Award Plan. | Management | For | For | For | |||||
| 5. | To consider a shareholder proposal regarding the ownership threshold required to call for special shareholder meeting, if properly presented. | Shareholder | Against | Against | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2022 | |||||||
| ISIN | US8740391003 | Agenda | 935648672 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1) | To accept 2021 Business Report and Financial Statements | Management | For | For | For | |||||
| 2) | To revise the Articles of Incorporation | Management | For | For | For | |||||
| 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For | For | |||||
| 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For | For | |||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TXN | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US8825081040 | Agenda | 935560842 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||||
| 1H. | Election of Director: Haviv Ilan | Management | For | For | For | |||||
| 1I. | Election of Director: Ronald Kirk | Management | For | For | For | |||||
| 1J. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||||
| 1K. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||||
| 1L. | Election of Director: Richard K. Templeton | Management | For | For | For | |||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | For | |||||
| 4. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | For | Against | Against | |||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||
| Ticker Symbol | PG | Meeting Date | 12-Oct-2021 | |||||||
| ISIN | US7427181091 | Agenda | 935488002 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | For | For | |||||
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | For | |||||
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | For | |||||
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | For | |||||
| 1E. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | For | For | |||||
| 1F. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | For | |||||
| 1G. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | For | |||||
| 1H. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | For | |||||
| 1I. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | For | For | |||||
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | Against | For | Against | |||||
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | For | For | |||||
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | For | |||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | For | For | |||||
| 4. | Shareholder Proposal - Inclusion of Non- Management Employees on Director Nominee Candidate Lists. | Shareholder | Against | Against | For | |||||
| UNILEVER PLC | ||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||
| Ticker Symbol | UL | Meeting Date | 04-May-2022 | |||||||
| ISIN | US9047677045 | Agenda | 935580010 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2021. | Management | For | For | For | |||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | For | |||||
| 3. | To re-elect Mr N Andersen as a Non- Executive Director. | Management | Against | For | Against | |||||
| 4. | To re-elect Dr J Hartmann as a Non- Executive Director. | Management | For | For | For | |||||
| 5. | To re-elect Mr A Jope as an Executive Director. | Management | Against | For | Against | |||||
| 6. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | For | |||||
| 7. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | For | |||||
| 8. | To re-elect Mr S Masiyiwa as a Non- Executive Director. | Management | For | For | For | |||||
| 9. | To re-elect Professor Y Moon as a Non- Executive Director. | Management | For | For | For | |||||
| 10. | To re-elect Mr G Pitkethly as an Executive Director. | Management | Against | For | Against | |||||
| 11. | To re-elect Mr F Sijbesma as a Non- Executive Director. | Management | For | For | For | |||||
| 12. | To elect Mr A Hennah as a Non-Executive Director. | Management | For | For | For | |||||
| 13. | To elect Mrs R Lu as a Non-Executive Director. | Management | For | For | For | |||||
| 14. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | For | |||||
| 15. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | For | |||||
| 16. | To authorise Political Donations and expenditure. | Management | For | For | For | |||||
| 17. | To renew the authority to Directors to issue shares. | Management | For | For | For | |||||
| 18. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | For | |||||
| 19. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | For | For | For | |||||
| 20. | To renew the authority to the Company to purchase its own shares. | Management | For | For | For | |||||
| 21. | To shorten the notice period for General Meetings. | Management | Against | For | Against | |||||
| UNITED PARCEL SERVICE, INC. | ||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||
| Ticker Symbol | UPS | Meeting Date | 05-May-2022 | |||||||
| ISIN | US9113121068 | Agenda | 935570487 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Management | For | For | For | |||||
| 1B. | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Management | For | For | For | |||||
| 1C. | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Management | For | For | For | |||||
| 1D. | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Management | For | For | For | |||||
| 1E. | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Management | For | For | For | |||||
| 1F. | Election of Director to serve until 2023 annual meeting: Angela Hwang | Management | For | For | For | |||||
| 1G. | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Management | For | For | For | |||||
| 1H. | Election of Director to serve until 2023 annual meeting: William R. Johnson | Management | For | For | For | |||||
| 1I. | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Management | For | For | For | |||||
| 1J. | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Management | For | For | For | |||||
| 1K. | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Management | For | For | For | |||||
| 1L. | Election of Director to serve until 2023 annual meeting: Russell Stokes | Management | For | For | For | |||||
| 1M. | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Management | For | For | For | |||||
| 2. | To approve on an advisory basis named executive officer compensation. | Management | For | For | For | |||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For | |||||
| 4. | To prepare an annual report on lobbying activities. | Shareholder | For | Against | Against | |||||
| 5. | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | Shareholder | Against | Against | For | |||||
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | Against | |||||
| 7. | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | Shareholder | Against | Against | For | |||||
| 8. | To prepare a report on balancing climate measures and financial returns. | Shareholder | Against | Against | For | |||||
| 9. | To prepare an annual report assessing UPS's diversity and inclusion. | Shareholder | Against | Against | For | |||||
| W.W. GRAINGER, INC. | ||||||||||
| Security | 384802104 | Meeting Type | Annual | |||||||
| Ticker Symbol | GWW | Meeting Date | 27-Apr-2022 | |||||||
| ISIN | US3848021040 | Agenda | 935564080 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Rodney C. Adkins | For | For | For | ||||||
| 2 | V. Ann Hailey | For | For | For | ||||||
| 3 | Katherine D. Jaspon | For | For | For | ||||||
| 4 | Stuart L. Levenick | For | For | For | ||||||
| 5 | D.G. Macpherson | For | For | For | ||||||
| 6 | Neil S. Novich | For | For | For | ||||||
| 7 | Beatriz R. Perez | For | For | For | ||||||
| 8 | Michael J. Roberts | For | For | For | ||||||
| 9 | E. Scott Santi | For | For | For | ||||||
| 10 | Susan Slavik Williams | For | For | For | ||||||
| 11 | Lucas E. Watson | For | For | For | ||||||
| 12 | Steven A. White | For | For | For | ||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2022. | Management | For | For | For | |||||
| 3. | Say on Pay proposal to approve on a non- binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | For | For | For | |||||
| 4. | Proposal to approve the W.W. Grainger, Inc. 2022 Incentive Plan. | Management | For | For | For | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2021 through June 30, 2022
| ADOBE INC. | ||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ADBE | Meeting Date | 14-Apr-2022 | |||||||
| ISIN | US00724F1012 | Agenda | 935553669 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | For | |||||
| 1B. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | For | |||||
| 1C. | Election of Director to serve for a one-year term: Melanie Boulden | Management | Against | For | Against | |||||
| 1D. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | For | |||||
| 1E. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | For | |||||
| 1F. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | For | |||||
| 1G. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | For | |||||
| 1H. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | For | |||||
| 1I. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | For | |||||
| 1J. | Election of Director to serve for a one-year term: David Ricks | Management | Against | For | Against | |||||
| 1K. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | For | |||||
| 1L. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | For | |||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Management | For | For | For | |||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | Against | |||||
| ADVANCED MICRO DEVICES, INC. | ||||||||||
| Security | 007903107 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMD | Meeting Date | 18-May-2022 | |||||||
| ISIN | US0079031078 | Agenda | 935585096 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: John E. Caldwell | Management | For | For | For | |||||
| 1B. | Election of Director: Nora M. Denzel | Management | For | For | For | |||||
| 1C. | Election of Director: Mark Durcan | Management | For | For | For | |||||
| 1D. | Election of Director: Michael P. Gregoire | Management | For | For | For | |||||
| 1E. | Election of Director: Joseph A. Householder | Management | For | For | For | |||||
| 1F. | Election of Director: John W. Marren | Management | For | For | For | |||||
| 1G. | Election of Director: Jon A. Olson | Management | For | For | For | |||||
| 1H. | Election of Director: Lisa T. Su | Management | For | For | For | |||||
| 1I. | Election of Director: Abhi Y. Talwalkar | Management | For | For | For | |||||
| 1J. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||
| 3. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | For | |||||
| AGILENT TECHNOLOGIES, INC. | ||||||||||
| Security | 00846U101 | Meeting Type | Annual | |||||||
| Ticker Symbol | A | Meeting Date | 16-Mar-2022 | |||||||
| ISIN | US00846U1016 | Agenda | 935546296 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director for a three-year term: Hans E. Bishop | Management | For | For | For | |||||
| 1.2 | Election of Director for a three-year term: Otis W. Brawley, M.D. | Management | For | For | For | |||||
| 1.3 | Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. | Management | For | For | For | |||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | For | For | For | |||||
| 4. | To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. | Management | For | Against | Against | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 01-Jun-2022 | |||||||
| ISIN | US02079K3059 | Agenda | 935618578 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Larry Page | Management | For | For | For | |||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | For | |||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||
| 1f. | Election of Director: L. John Doerr | Management | For | For | For | |||||
| 1g. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||
| 1h. | Election of Director: Ann Mather | Management | For | For | For | |||||
| 1i. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||
| 1j. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | For | |||||
| 3. | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Management | For | For | For | |||||
| 4. | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Management | For | For | For | |||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 7. | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 8. | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 9. | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 10. | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 11. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||
| 12. | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 13. | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 14. | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 15. | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 16. | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 17. | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 18. | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 19. | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 20. | A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 21. | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| AMGEN INC. | ||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMGN | Meeting Date | 17-May-2022 | |||||||
| ISIN | US0311621009 | Agenda | 935580729 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Wanda M. Austin | Management | For | For | For | |||||
| 1B. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Bradway | Management | For | For | For | |||||
| 1C. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Brian J. Druker | Management | For | For | For | |||||
| 1D. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Eckert | Management | For | For | For | |||||
| 1E. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Greg C. Garland | Management | Against | For | Against | |||||
| 1F. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||
| 1G. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. S. Omar Ishrak | Management | For | For | For | |||||
| 1H. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Tyler Jacks | Management | For | For | For | |||||
| 1I. | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Ellen J. Kullman | Management | For | For | For | |||||
| 1J. | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Amy E. Miles | Management | For | For | For | |||||
| 1K. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Ronald D. Sugar | Management | For | For | For | |||||
| 1L. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. R. Sanders Williams | Management | For | For | For | |||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | For | |||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. | Management | For | For | For | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 04-Mar-2022 | |||||||
| ISIN | US0378331005 | Agenda | 935541549 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: James Bell | Management | For | For | For | |||||
| 1B. | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1C. | Election of Director: Al Gore | Management | For | For | For | |||||
| 1D. | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1E. | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1F. | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1G. | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1H. | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1I. | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| 4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | For | For | For | |||||
| 5. | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | Against | Against | For | |||||
| 6. | A shareholder proposal entitled "Transparency Reports". | Shareholder | Against | Against | For | |||||
| 7. | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | For | Against | Against | |||||
| 8. | A shareholder proposal entitled "Pay Equity". | Shareholder | Against | Against | For | |||||
| 9. | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | Against | Against | For | |||||
| 10. | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | For | Against | Against | |||||
| ASML HOLDINGS N.V. | ||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2022 | |||||||
| ISIN | USN070592100 | Agenda | 935599449 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 3A | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021 | Management | For | For | For | |||||
| 3B | Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law | Management | For | For | For | |||||
| 3D | Proposal to adopt a dividend in respect of the financial year 2021 | Management | For | For | For | |||||
| 4A | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021 | Management | For | For | For | |||||
| 4B | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021 | Management | For | For | For | |||||
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | For | |||||
| 6 | Proposal to amend the Remuneration Policy for the Board of Management | Management | For | For | For | |||||
| 8D | Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board | Management | For | For | For | |||||
| 8E | Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board | Management | For | For | For | |||||
| 8F | Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board | Management | For | For | For | |||||
| 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024 | Management | For | For | For | |||||
| 11 | Proposal to amend the Articles of Association of the Company | Management | For | For | For | |||||
| 12A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | For | |||||
| 12B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A. | Management | For | For | For | |||||
| 13 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||
| 14 | Proposal to cancel ordinary shares | Management | For | For | For | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 29-Apr-2022 | |||||||
| ISIN | US0463531089 | Agenda | 935608729 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5A. | Re-election of Director: Leif Johansson | Management | For | For | For | |||||
| 5B. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5C. | Election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5D. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5E. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5F. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5H. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5I. | Re-election of Director: Sheri McCoy | Management | Against | For | Against | |||||
| 5J. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5L. | Election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5M. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2021 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | Against | For | Against | |||||
| 13. | To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme | Management | For | For | For | |||||
| CHURCH & DWIGHT CO., INC. | ||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CHD | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US1713401024 | Agenda | 935566779 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve for a term of one year: Bradlen S. Cashaw | Management | For | For | For | |||||
| 1B. | Election of Director to serve for a term of one year: James R. Craigie | Management | For | For | For | |||||
| 1C. | Election of Director to serve for a term of one year: Matthew T. Farrell | Management | For | For | For | |||||
| 1D. | Election of Director to serve for a term of one year: Bradley C. Irwin | Management | For | For | For | |||||
| 1E. | Election of Director to serve for a term of one year: Penry W. Price | Management | For | For | For | |||||
| 1F. | Election of Director to serve for a term of one year: Susan G. Saideman | Management | For | For | For | |||||
| 1G. | Election of Director to serve for a term of one year: Ravichandra K. Saligram | Management | For | For | For | |||||
| 1H. | Election of Director to serve for a term of one year: Robert K. Shearer | Management | For | For | For | |||||
| 1I. | Election of Director to serve for a term of one year: Janet S. Vergis | Management | For | For | For | |||||
| 1J. | Election of Director to serve for a term of one year: Arthur B. Winkleblack | Management | For | For | For | |||||
| 1K. | Election of Director to serve for a term of one year: Laurie J. Yoler | Management | For | For | For | |||||
| 2. | An advisory vote to approve compensation of our named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | |||||
| 4. | Proposal to approve an amendment and restatement of the Church & Dwight Co., Inc. Amended and Restated Omnibus Equity Compensation Plan. | Management | For | For | For | |||||
| 5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | For | Against | Against | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 13-Dec-2021 | |||||||
| ISIN | US17275R1023 | Agenda | 935511469 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1C. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1D. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1E. | Election of Director: John D. Harris II | Management | For | For | For | |||||
| 1F. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||||
| 1H. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||||
| 1J. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 1K. | Election of Director: Marianna Tessel | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | |||||
| 4. | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | For | Against | Against | |||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLY | Meeting Date | 02-May-2022 | |||||||
| ISIN | US5324571083 | Agenda | 935562858 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director to serve a three-year term: Ralph Alvarez | Management | For | For | For | |||||
| 1B. | Election of Director to serve a three-year term: Kimberly H. Johnson | Management | For | For | For | |||||
| 1C. | Election of Director to serve a three-year term: Juan R. Luciano | Management | Against | For | Against | |||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Management | For | For | For | |||||
| 4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||||
| 6. | Approval of amendments to the company's Articles of Incorporation to give shareholders the ability to amend the company's bylaws. | Management | For | For | For | |||||
| 7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | For | Against | Against | |||||
| 8. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | Against | For | |||||
| 10. | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shareholder | Against | Against | For | |||||
| FASTENAL COMPANY | ||||||||||
| Security | 311900104 | Meeting Type | Annual | |||||||
| Ticker Symbol | FAST | Meeting Date | 23-Apr-2022 | |||||||
| ISIN | US3119001044 | Agenda | 935558619 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||
| 1C. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||
| 1D. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||
| 1E. | Election of Director: Rita J. Heise | Management | For | For | For | |||||
| 1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||
| 1I. | Election of Director: Sarah N. Nielsen | Management | For | For | For | |||||
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | For | |||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | Against | For | Against | |||||
| GARTNER, INC. | ||||||||||
| Security | 366651107 | Meeting Type | Annual | |||||||
| Ticker Symbol | IT | Meeting Date | 02-Jun-2022 | |||||||
| ISIN | US3666511072 | Agenda | 935611702 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for term expiring in 2023: Peter E. Bisson | Management | For | For | For | |||||
| 1B. | Election of Director for term expiring in 2023: Richard J. Bressler | Management | For | For | For | |||||
| 1C. | Election of Director for term expiring in 2023: Raul E. Cesan | Management | For | For | For | |||||
| 1D. | Election of Director for term expiring in 2023: Karen E. Dykstra | Management | For | For | For | |||||
| 1E. | Election of Director for term expiring in 2023: Diana S. Ferguson | Management | For | For | For | |||||
| 1F. | Election of Director for term expiring in 2023: Anne Sutherland Fuchs | Management | For | For | For | |||||
| 1G. | Election of Director for term expiring in 2023: William O. Grabe | Management | Against | For | Against | |||||
| 1H. | Election of Director for term expiring in 2023: Eugene A. Hall | Management | For | For | For | |||||
| 1I. | Election of Director for term expiring in 2023: Stephen G. Pagliuca | Management | For | For | For | |||||
| 1J. | Election of Director for term expiring in 2023: Eileen M. Serra | Management | For | For | For | |||||
| 1K. | Election of Director for term expiring in 2023: James C. Smith | Management | Against | For | Against | |||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | For | |||||
| INTUIT INC. | ||||||||||
| Security | 461202103 | Meeting Type | Annual | |||||||
| Ticker Symbol | INTU | Meeting Date | 20-Jan-2022 | |||||||
| ISIN | US4612021034 | Agenda | 935527993 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Eve Burton | Management | For | For | For | |||||
| 1B. | Election of Director: Scott D. Cook | Management | For | For | For | |||||
| 1C. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||||
| 1D. | Election of Director: Sasan K. Goodarzi | Management | For | For | For | |||||
| 1E. | Election of Director: Deborah Liu | Management | For | For | For | |||||
| 1F. | Election of Director: Tekedra Mawakana | Management | For | For | For | |||||
| 1G. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1H. | Election of Director: Dennis D. Powell | Management | For | For | For | |||||
| 1I. | Election of Director: Brad D. Smith | Management | For | For | For | |||||
| 1J. | Election of Director: Thomas Szkutak | Management | For | For | For | |||||
| 1K. | Election of Director: Raul Vazquez | Management | For | For | For | |||||
| 1L. | Election of Director: Jeff Weiner | Management | For | For | For | |||||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Management | Against | For | Against | |||||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2022. | Management | For | For | For | |||||
| 4. | Approve the Amended and Restated 2005 Equity Incentive Plan to, among other things, increase the share reserve by an additional 18,000,000 shares and extend the term of the plan by an additional five years. | Management | Against | For | Against | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 28-Apr-2022 | |||||||
| ISIN | US4781601046 | Agenda | 935562997 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1B. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1C. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1D. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||||
| 1E. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1F. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1G. | Election of Director: Alex Gorsky | Management | Against | For | Against | |||||
| 1H. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1I. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1J. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1K. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1L. | Election of Director: A. Eugene Washington | Management | For | For | For | |||||
| 1M. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1N. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | For | Against | |||||
| 3. | Approval of the Company's 2022 Long- Term Incentive Plan. | Management | Against | For | Against | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shareholder | Abstain | None | ||||||
| 6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shareholder | Against | Against | For | |||||
| 7. | Third Party Racial Justice Audit. | Shareholder | Against | Against | For | |||||
| 8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | For | Against | Against | |||||
| 9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shareholder | Against | Against | For | |||||
| 10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shareholder | Against | Against | For | |||||
| 11. | Request for Charitable Donations Disclosure. | Shareholder | Against | Against | For | |||||
| 12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shareholder | Against | Against | For | |||||
| 13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shareholder | Against | Against | For | |||||
| 14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shareholder | Against | Against | For | |||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||
| Ticker Symbol | JCI | Meeting Date | 09-Mar-2022 | |||||||
| ISIN | IE00BY7QL619 | Agenda | 935543199 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Jean Blackwell | Management | For | For | For | |||||
| 1B. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Pierre Cohade | Management | For | For | For | |||||
| 1C. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Michael E. Daniels | Management | For | For | For | |||||
| 1D. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: W. Roy Dunbar | Management | For | For | For | |||||
| 1E. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Gretchen R. Haggerty | Management | For | For | For | |||||
| 1F. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Simone Menne | Management | For | For | For | |||||
| 1G. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: George R. Oliver | Management | For | For | For | |||||
| 1H. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Jürgen Tinggren | Management | For | For | For | |||||
| 1I. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: Mark Vergnano | Management | For | For | For | |||||
| 1J. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: R. David Yost | Management | For | For | For | |||||
| 1K. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2023: John D. Young | Management | For | For | For | |||||
| 2A. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||
| 2B. | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | Against | For | Against | |||||
| 6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | For | |||||
| 7. | To approve the waiver of statutory pre- emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | For | For | For | |||||
| KEYSIGHT TECHNOLOGIES, INC. | ||||||||||
| Security | 49338L103 | Meeting Type | Annual | |||||||
| Ticker Symbol | KEYS | Meeting Date | 17-Mar-2022 | |||||||
| ISIN | US49338L1035 | Agenda | 935545345 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: James G. Cullen | Management | For | For | For | |||||
| 1B. | Election of Director: Michelle J. Holthaus | Management | For | For | For | |||||
| 1C. | Election of Director: Jean M. Nye | Management | For | For | For | |||||
| 1D. | Election of Director: Joanne B. Olsen | Management | For | For | For | |||||
| 2. | Ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | Management | Against | For | Against | |||||
| 4. | Approve an amendment to Keysight's Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | For | |||||
| LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||
| Security | 533900106 | Meeting Type | Annual | |||||||
| Ticker Symbol | LECO | Meeting Date | 21-Apr-2022 | |||||||
| ISIN | US5339001068 | Agenda | 935569775 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Brian D. Chambers | For | For | For | ||||||
| 2 | Curtis E. Espeland | For | For | For | ||||||
| 3 | Patrick P. Goris | For | For | For | ||||||
| 4 | Michael F. Hilton | For | For | For | ||||||
| 5 | Kathryn Jo Lincoln | For | For | For | ||||||
| 6 | Christopher L. Mapes | For | For | For | ||||||
| 7 | Phillip J. Mason | For | For | For | ||||||
| 8 | Ben P. Patel | For | For | For | ||||||
| 9 | Hellene S. Runtagh | For | For | For | ||||||
| 10 | Kellye L. Walker | For | For | For | ||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| LOWE'S COMPANIES, INC. | ||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||
| Ticker Symbol | LOW | Meeting Date | 27-May-2022 | |||||||
| ISIN | US5486611073 | Agenda | 935607210 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Raul Alvarez | For | For | For | ||||||
| 2 | David H. Batchelder | For | For | For | ||||||
| 3 | Sandra B. Cochran | For | For | For | ||||||
| 4 | Laurie Z. Douglas | For | For | For | ||||||
| 5 | Richard W. Dreiling | For | For | For | ||||||
| 6 | Marvin R. Ellison | For | For | For | ||||||
| 7 | Daniel J. Heinrich | For | For | For | ||||||
| 8 | Brian C. Rogers | For | For | For | ||||||
| 9 | Bertram L. Scott | For | For | For | ||||||
| 10 | Colleen Taylor | For | For | For | ||||||
| 11 | Mary Beth West | For | For | For | ||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2021. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | |||||
| 4. | Approval of the Amended and Restated Lowe's Companies, Inc. 2006 Long Term Incentive Plan. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shareholder | For | Against | Against | |||||
| 9. | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shareholder | Against | Against | For | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 08-Jun-2022 | |||||||
| ISIN | US5500211090 | Agenda | 935631879 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class III Director: Kathryn Henry | Management | For | For | For | |||||
| 1b. | Election of Class III Director: Jon McNeill | Management | For | For | For | |||||
| 1c. | Election of Class III Director: Alison Loehnis | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2023. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | Shareholder proposal regarding a report on the slaughter methods used to procure down. | Shareholder | Against | Against | For | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||
| ISIN | US5949181045 | Agenda | 935505480 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1C. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1H. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1K. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1L. | Election of Director: Padmasree Warrior | Management | Against | For | Against | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 3. | Approve Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | For | For | |||||
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | For | Against | Against | |||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSI | Meeting Date | 17-May-2022 | |||||||
| ISIN | US6200763075 | Agenda | 935583117 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director for a one year term: Gregory Q. Brown | Management | For | For | For | |||||
| 1B. | Election of Director for a one year term: Kenneth D. Denman | Management | For | For | For | |||||
| 1C. | Election of Director for a one year term: Egon P. Durban | Management | For | For | For | |||||
| 1D. | Election of Director for a one year term: Ayanna M. Howard | Management | For | For | For | |||||
| 1E. | Election of Director for a one year term: Clayton M. Jones | Management | For | For | For | |||||
| 1F. | Election of Director for a one year term: Judy C. Lewent | Management | For | For | For | |||||
| 1G. | Election of Director for a one year term: Gregory K. Mondre | Management | For | For | For | |||||
| 1H. | Election of Director for a one year term: Joseph M. Tucci | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | |||||
| 3. | Advisory Approval of the Company's Executive Compensation. | Management | For | For | For | |||||
| 4. | Approval of the Motorola Solutions Amended and Restated Omnibus Incentive Plan of 2015. | Management | For | For | For | |||||
| NEWMONT CORPORATION | ||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||
| Ticker Symbol | NEM | Meeting Date | 21-Apr-2022 | |||||||
| ISIN | US6516391066 | Agenda | 935558051 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1E. | Election of Director: Emma FitzGerald. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1F. | Election of Director: Mary Laschinger. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1G. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1H. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1I. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1J. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 1K. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | Against | For | Against | |||||
| 1L. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For | |||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | For | |||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | |||||
| NIKE, Inc. | ||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||
| Ticker Symbol | NKE | Meeting Date | 06-Oct-2021 | |||||||
| ISIN | US6541061031 | Agenda | 935484624 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Class B Director: Alan B. Graf, Jr. | Management | Abstain | For | Against | |||||
| 1B. | Election of Class B Director: Peter B. Henry | Management | Abstain | For | Against | |||||
| 1C. | Election of Class B Director: Michelle A. Peluso | Management | Abstain | For | Against | |||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | For | |||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | For | For | For | |||||
| 4. | To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 5. | To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 7. | To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| NORFOLK SOUTHERN CORPORATION | ||||||||||
| Security | 655844108 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSC | Meeting Date | 12-May-2022 | |||||||
| ISIN | US6558441084 | Agenda | 935576833 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For | |||||
| 1B. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | |||||
| 1C. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||
| 1D. | Election of Director: John C. Huffard, Jr. | Management | For | For | For | |||||
| 1E. | Election of Director: Christopher T. Jones | Management | For | For | For | |||||
| 1F. | Election of Director: Thomas C. Kelleher | Management | For | For | For | |||||
| 1G. | Election of Director: Steven F. Leer | Management | For | For | For | |||||
| 1H. | Election of Director: Michael D. Lockhart | Management | For | For | For | |||||
| 1I. | Election of Director: Amy E. Miles | Management | For | For | For | |||||
| 1J. | Election of Director: Claude Mongeau | Management | For | For | For | |||||
| 1K. | Election of Director: Jennifer F. Scanlon | Management | For | For | For | |||||
| 1L. | Election of Director: Alan H. Shaw | Management | For | For | For | |||||
| 1M. | Election of Director: James A. Squires | Management | For | For | For | |||||
| 1N. | Election of Director: John R. Thompson | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2022. | Management | For | For | For | |||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2022 Annual Meeting of Shareholders. | Management | Against | For | Against | |||||
| 4. | A shareholder proposal regarding reducing the percentage of shareholders required to call a special meeting. | Shareholder | Against | Against | For | |||||
| ORACLE CORPORATION | ||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORCL | Meeting Date | 10-Nov-2021 | |||||||
| ISIN | US68389X1054 | Agenda | 935498027 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Jeffrey S. Berg | For | For | For | ||||||
| 2 | Michael J. Boskin | For | For | For | ||||||
| 3 | Safra A. Catz | For | For | For | ||||||
| 4 | Bruce R. Chizen | For | For | For | ||||||
| 5 | George H. Conrades | For | For | For | ||||||
| 6 | Lawrence J. Ellison | For | For | For | ||||||
| 7 | Rona A. Fairhead | For | For | For | ||||||
| 8 | Jeffrey O. Henley | For | For | For | ||||||
| 9 | Renee J. James | For | For | For | ||||||
| 10 | Charles W. Moorman IV | For | For | For | ||||||
| 11 | Leon E. Panetta | For | For | For | ||||||
| 12 | William G. Parrett | For | For | For | ||||||
| 13 | Naomi O. Seligman | For | For | For | ||||||
| 14 | Vishal Sikka | For | For | For | ||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Management | Against | For | Against | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 5. | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder Proposal Regarding Political Spending. | Shareholder | For | Against | Against | |||||
| QUALCOMM INCORPORATED | ||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||
| Ticker Symbol | QCOM | Meeting Date | 09-Mar-2022 | |||||||
| ISIN | US7475251036 | Agenda | 935543567 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For | |||||
| 1B. | Election of Director: Cristiano R. Amon | Management | For | For | For | |||||
| 1C. | Election of Director: Mark Fields | Management | For | For | For | |||||
| 1D. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | |||||
| 1E. | Election of Director: Gregory N. Johnson | Management | Against | For | Against | |||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | For | |||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For | |||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For | |||||
| 1I. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | |||||
| 1J. | Election of Director: Kornelis (Neil) Smit | Management | For | For | For | |||||
| 1K. | Election of Director: Jean-Pascal Tricoire | Management | For | For | For | |||||
| 1L. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Management | For | For | For | |||||
| 3. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| SAP SE | ||||||||||
| Security | 803054204 | Meeting Type | Annual | |||||||
| Ticker Symbol | SAP | Meeting Date | 18-May-2022 | |||||||
| ISIN | US8030542042 | Agenda | 935600420 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2021 | Management | For | None | ||||||
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2021 | Management | For | None | ||||||
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2021 | Management | For | None | ||||||
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2022 | Management | For | None | ||||||
| 6. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2023 | Management | For | None | ||||||
| 7. | Resolution on the approval of the compensation report for fiscal year 2021 | Management | For | None | ||||||
| 8A. | Election of Supervisory Board member: Prof Dr h. c. mult. Hasso Plattner | Management | For | None | ||||||
| 8B. | Election of Supervisory Board member: Dr Rouven Westphal | Management | For | None | ||||||
| 8C. | Election of Supervisory Board member: Dr Gunnar Wiedenfels | Management | For | None | ||||||
| 8D. | Election of Supervisory Board member: Jennifer Xin-Zhe Li | Management | For | None | ||||||
| 9. | Resolution on the compensation of the Supervisory Board members by amending Article 16 of the Articles of Incorporation | Management | For | None | ||||||
| STRYKER CORPORATION | ||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||
| Ticker Symbol | SYK | Meeting Date | 04-May-2022 | |||||||
| ISIN | US8636671013 | Agenda | 935568711 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A) | Election of Director: Mary K. Brainerd | Management | For | For | For | |||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | Against | For | Against | |||||
| 1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For | |||||
| 1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | For | |||||
| 1E) | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Management | For | For | For | |||||
| 1F) | Election of Director: Sherilyn S. McCoy | Management | For | For | For | |||||
| 1G) | Election of Director: Andrew K. Silvernail | Management | For | For | For | |||||
| 1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | For | For | |||||
| 1I) | Election of Director: Ronda E. Stryker | Management | For | For | For | |||||
| 1J) | Election of Director: Rajeev Suri | Management | For | For | For | |||||
| 2) | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 3) | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 4) | Shareholder Proposal to Amend Proxy Access Terms. | Shareholder | Against | Against | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2022 | |||||||
| ISIN | US8740391003 | Agenda | 935648672 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1) | To accept 2021 Business Report and Financial Statements | Management | For | For | For | |||||
| 2) | To revise the Articles of Incorporation | Management | For | For | For | |||||
| 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For | For | |||||
| 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For | For | |||||
| THE CLOROX COMPANY | ||||||||||
| Security | 189054109 | Meeting Type | Annual | |||||||
| Ticker Symbol | CLX | Meeting Date | 17-Nov-2021 | |||||||
| ISIN | US1890541097 | Agenda | 935503208 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Amy Banse | Management | For | For | For | |||||
| 1B. | Election of Director: Richard H. Carmona | Management | For | For | For | |||||
| 1C. | Election of Director: Spencer C. Fleischer | Management | For | For | For | |||||
| 1D. | Election of Director: Esther Lee | Management | For | For | For | |||||
| 1E. | Election of Director: A.D. David Mackay | Management | For | For | For | |||||
| 1F. | Election of Director: Paul Parker | Management | For | For | For | |||||
| 1G. | Election of Director: Linda Rendle | Management | For | For | For | |||||
| 1H. | Election of Director: Matthew J. Shattock | Management | For | For | For | |||||
| 1I. | Election of Director: Kathryn Tesija | Management | For | For | For | |||||
| 1J. | Election of Director: Russell Weiner | Management | For | For | For | |||||
| 1K. | Election of Director: Christopher J. Williams | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 4. | Approval of the Amended and Restated 2005 Stock Incentive Plan. | Management | For | For | For | |||||
| 5. | Shareholder Proposal Requesting Non- Management Employees on Director Nominee Candidate Lists. | Shareholder | Against | Against | For | |||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||
| Ticker Symbol | EL | Meeting Date | 12-Nov-2021 | |||||||
| ISIN | US5184391044 | Agenda | 935498558 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Class I Director: Rose Marie Bravo | Management | For | For | For | |||||
| 1B. | Election of Class I Director: Paul J. Fribourg | Management | For | For | For | |||||
| 1C. | Election of Class I Director: Jennifer Hyman | Management | For | For | For | |||||
| 1D. | Election of Class I Director: Barry S. Sternlicht | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2022 fiscal year. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| THE HOME DEPOT, INC. | ||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||
| Ticker Symbol | HD | Meeting Date | 19-May-2022 | |||||||
| ISIN | US4370761029 | Agenda | 935581290 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | Against | For | Against | |||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||||
| 1G. | Election of Director: Edward P. Decker | Management | For | For | For | |||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||
| 1J. | Election of Director: Manuel Kadre | Management | Against | For | Against | |||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||||
| 1M. | Election of Director: Paula Santilli | Management | For | For | For | |||||
| 1N. | Election of Director: Caryn Seidman-Becker | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||||
| 4. | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Management | For | For | For | |||||
| 5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal Regarding Report on Deforestation | Shareholder | For | Against | Against | |||||
| 10. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | For | Against | Against | |||||
| THE TJX COMPANIES, INC. | ||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||
| Ticker Symbol | TJX | Meeting Date | 07-Jun-2022 | |||||||
| ISIN | US8725401090 | Agenda | 935636146 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | For | |||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||
| 1d. | Election of Director: David T. Ching | Management | For | For | For | |||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | For | |||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | For | |||||
| 1g. | Election of Director: Michael F. Hines | Management | For | For | For | |||||
| 1h. | Election of Director: Amy B. Lane | Management | For | For | For | |||||
| 1i. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||
| 1j. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||
| 1k. | Election of Director: John F. O'Brien | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 3. | Approval of Stock Incentive Plan (2022 Restatement) | Management | For | For | For | |||||
| 4. | Advisory approval of TJX's executive compensation (the say-on- pay vote) | Management | Against | For | Against | |||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain | Shareholder | For | Against | Against | |||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal for a report on risk due to restrictions on reproductive rights | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal to adopt a paid sick leave policy for all Associates | Shareholder | Against | Against | For | |||||
| TRIMBLE INC. | ||||||||||
| Security | 896239100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TRMB | Meeting Date | 25-May-2022 | |||||||
| ISIN | US8962391004 | Agenda | 935591645 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Steven W. Berglund | For | For | For | ||||||
| 2 | James C. Dalton | For | For | For | ||||||
| 3 | Borje Ekholm | Withheld | For | Against | ||||||
| 4 | Ann Fandozzi | Withheld | For | Against | ||||||
| 5 | Kaigham (Ken) Gabriel | For | For | For | ||||||
| 6 | Meaghan Lloyd | For | For | For | ||||||
| 7 | Sandra MacQuillan | For | For | For | ||||||
| 8 | Robert G. Painter | For | For | For | ||||||
| 9 | Mark S. Peek | For | For | For | ||||||
| 10 | Thomas Sweet | For | For | For | ||||||
| 11 | Johan Wibergh | For | For | For | ||||||
| 2. | To hold an advisory vote on approving the compensation for our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 30, 2022. | Management | For | For | For | |||||
| UNION PACIFIC CORPORATION | ||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNP | Meeting Date | 12-May-2022 | |||||||
| ISIN | US9078181081 | Agenda | 935575071 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: William J. DeLaney | Management | For | For | For | |||||
| 1B. | Election of Director: David B. Dillon | Management | For | For | For | |||||
| 1C. | Election of Director: Sheri H. Edison | Management | For | For | For | |||||
| 1D. | Election of Director: Teresa M. Finley | Management | For | For | For | |||||
| 1E. | Election of Director: Lance M. Fritz | Management | For | For | For | |||||
| 1F. | Election of Director: Deborah C. Hopkins | Management | For | For | For | |||||
| 1G. | Election of Director: Jane H. Lute | Management | For | For | For | |||||
| 1H. | Election of Director: Michael R. McCarthy | Management | For | For | For | |||||
| 1I. | Election of Director: Jose H. Villarreal | Management | For | For | For | |||||
| 1J. | Election of Director: Christopher J. Williams | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Management | For | For | For | |||||
| 3. | An advisory vote on executive compensation ("Say On Pay"). | Management | For | For | For | |||||
| XILINX, INC. | ||||||||||
| Security | 983919101 | Meeting Type | Annual | |||||||
| Ticker Symbol | XLNX | Meeting Date | 04-Aug-2021 | |||||||
| ISIN | US9839191015 | Agenda | 935463860 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For | |||||
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For | |||||
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For | |||||
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For | |||||
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For | |||||
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For | |||||
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For | |||||
| 1.8 | Election of Director: Victor Peng | Management | For | For | For | |||||
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2022. | Management | For | For | For | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2021 through June 30, 2022
| BARRICK GOLD CORPORATION | |||||||||||
| Security | 067901108 | Meeting Type | Annual | ||||||||
| Ticker Symbol | GOLD | Meeting Date | 03-May-2022 | ||||||||
| ISIN | CA0679011084 | Agenda | 935581391 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | DIRECTOR | Management | |||||||||
| 1 | D. M. Bristow | For | For | For | |||||||
| 2 | H. Cai | For | For | For | |||||||
| 3 | G. A. Cisneros | For | For | For | |||||||
| 4 | C. L. Coleman | For | For | For | |||||||
| 5 | J. M. Evans | For | For | For | |||||||
| 6 | B. L. Greenspun | For | For | For | |||||||
| 7 | J. B. Harvey | For | For | For | |||||||
| 8 | A. N. Kabagambe | For | For | For | |||||||
| 9 | A. J. Quinn | For | For | For | |||||||
| 10 | M. L. Silva | For | For | For | |||||||
| 11 | J. L. Thornton | For | For | For | |||||||
| 2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | For | ||||||
| 3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | For | ||||||
| CANADIAN PACIFIC RAILWAY LIMITED | |||||||||||
| Security | 13645T100 | Meeting Type | Annual and Special Meeting | ||||||||
| Ticker Symbol | CP | Meeting Date | 27-Apr-2022 | ||||||||
| ISIN | CA13645T1003 | Agenda | 935574081 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | Appointment of Auditor as named in the Proxy Circular. | Management | For | For | For | ||||||
| 2 | Vote on a special resolution to approve an amendment to the Management Stock Option Incentive Plan as described in the Proxy Circular. | Management | For | For | For | ||||||
| 3 | Advisory vote to approve the Corporation's approach to executive compensation as described in the Proxy Circular. | Management | Against | For | Against | ||||||
| 4 | Advisory vote to approve the Corporation's approach to climate change as described in the Proxy Circular. | Management | For | For | For | ||||||
| 5 | DIRECTOR | Management | |||||||||
| 1 | The Hon. John Baird | For | For | For | |||||||
| 2 | Isabelle Courville | For | For | For | |||||||
| 3 | Keith E. Creel | For | For | For | |||||||
| 4 | Gillian H. Denham | For | For | For | |||||||
| 5 | Edward R. Hamberger | For | For | For | |||||||
| 6 | Matthew H. Paull | For | For | For | |||||||
| 7 | Jane L. Peverett | For | For | For | |||||||
| 8 | Andrea Robertson | For | For | For | |||||||
| 9 | Gordon T. Trafton | For | For | For | |||||||
| COLGATE-PALMOLIVE COMPANY | |||||||||||
| Security | 194162103 | Meeting Type | Annual | ||||||||
| Ticker Symbol | CL | Meeting Date | 06-May-2022 | ||||||||
| ISIN | US1941621039 | Agenda | 935571338 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | For | ||||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | For | ||||||
| 1c. | Election of Director: Lisa M. Edwards | Management | For | For | For | ||||||
| 1d. | Election of Director: C. Martin Harris | Management | For | For | For | ||||||
| 1e. | Election of Director: Martina Hund-Mejean | Management | For | For | For | ||||||
| 1f. | Election of Director: Kimberly A. Nelson | Management | For | For | For | ||||||
| 1g. | Election of Director: Lorrie M. Norrington | Management | For | For | For | ||||||
| 1h. | Election of Director: Michael B. Polk | Management | For | For | For | ||||||
| 1i. | Election of Director: Stephen I. Sadove | Management | For | For | For | ||||||
| 1j. | Election of Director: Noel R. Wallace | Management | For | For | For | ||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | For | ||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | For | ||||||
| 4. | Stockholder proposal regarding shareholder ratification of termination pay. | Shareholder | For | Against | Against | ||||||
| 5. | Stockholder proposal regarding charitable donation disclosure. | Shareholder | Against | Against | For | ||||||
| INFOSYS LIMITED | |||||||||||
| Security | 456788108 | Meeting Type | Annual | ||||||||
| Ticker Symbol | INFY | Meeting Date | 25-Jun-2022 | ||||||||
| ISIN | US4567881085 | Agenda | 935674223 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| O1. | Adoption of financial statements | Management | For | None | |||||||
| O2. | Declaration of dividend | Management | For | None | |||||||
| O3. | Appointment of Nandan M. Nilekani as a director, liable to retire by rotation | Management | For | None | |||||||
| O4. | Reappointment of Deloitte Haskins & Sells LLP, Chartered Accountants, as statutory auditors of the Company | Management | For | None | |||||||
| S5. | Reappointment of D. Sundaram as an independent director | Management | For | None | |||||||
| S6. | Reappointment of Salil S. Parekh, Chief Executive Officer and Managing Director of the Company, and approval of the revised remuneration payable to him | Management | For | None | |||||||
| KANSAS CITY SOUTHERN | |||||||||||
| Security | 485170302 | Meeting Type | Contested-Special | ||||||||
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 | ||||||||
| ISIN | US4851703029 | Agenda | 935473037 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian National Railway Company ("CN") and Brooklyn Merger Sub, Inc., a wholly owned subsidiary of CN (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/prospectus is timely provided to KCS shareholders. | Management | For | For | For | ||||||
| KANSAS CITY SOUTHERN | |||||||||||
| Security | 485170302 | Meeting Type | Contested-Special | ||||||||
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 | ||||||||
| ISIN | US4851703029 | Agenda | 935482961 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The proposal to adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as may be further amended from time to time, the "CN Merger Agreement"), by and among Canadian National Railway Company, a Canadian corporation ("CN"), Brooklyn Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a direct wholly owned subsidiary of CN, and KCS (such proposal, the "Merger Proposal"). | Management | Against | ||||||||
| 2. | The proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the CN Merger Agreement (the "Compensation Proposal"). | Management | None | ||||||||
| 3. | The proposal to adjourn the Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal or to ensure that any supplement or amendment to the proxy statement/prospectus filed by KCS and CN with the United States Securities and Exchange Commission (the "SEC") on July 7, 2021 (the "CN Merger Proxy Statement") is timely provided to KCS stockholders (the "Adjournment Proposal"). | Management | For | ||||||||
| KANSAS CITY SOUTHERN | |||||||||||
| Security | 485170302 | Meeting Type | Special | ||||||||
| Ticker Symbol | KSU | Meeting Date | 10-Dec-2021 | ||||||||
| ISIN | US4851703029 | Agenda | 935517726 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of September 15, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian Pacific Railway Limited ("CPRL"), Cygnus Merger Sub 1 Corporation, a wholly owned subsidiary of CPRL, and Cygnus Merger Sub 2 Corporation, a wholly owned subsidiary of Cygnus Merger Sub 1 Corporation (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to the proxy statement/prospectus is timely provided to KCS stockholders. | Management | For | For | For | ||||||
| NVIDIA CORPORATION | |||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||
| Ticker Symbol | NVDA | Meeting Date | 02-Jun-2022 | ||||||||
| ISIN | US67066G1040 | Agenda | 935618299 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | For | ||||||
| 1B. | Election of Director: Tench Coxe | Management | For | For | For | ||||||
| 1C. | Election of Director: John O. Dabiri | Management | For | For | For | ||||||
| 1D. | Election of Director: Persis S. Drell | Management | For | For | For | ||||||
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | For | ||||||
| 1F. | Election of Director: Dawn Hudson | Management | For | For | For | ||||||
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | For | ||||||
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | For | ||||||
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | For | ||||||
| 1J. | Election of Director: Mark L. Perry | Management | For | For | For | ||||||
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | For | ||||||
| 1L. | Election of Director: Aarti Shah | Management | For | For | For | ||||||
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | For | ||||||
| 2. | Advisory approval of our executive compensation. | Management | For | For | For | ||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | ||||||
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | For | For | For | ||||||
| 5. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | For | ||||||
| PT TELKOM INDONESIA (PERSERO) TBK | |||||||||||
| Security | 715684106 | Meeting Type | Annual | ||||||||
| Ticker Symbol | TLK | Meeting Date | 27-May-2022 | ||||||||
| ISIN | US7156841063 | Agenda | 935650502 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Approval of Annual Report and Ratification of the Company's Consolidated Financial Statement for Financial Year of 2021 as well as the Board of Commissioner's Supervision Duty Implementation Report for Financial Year of 2021. | Management | For | For | For | ||||||
| 2. | Ratification of the Company's Financial and Implementation Report of Corporate Social and Environmental Responsibility Program for the year ended on December 31, 2021. | Management | For | For | For | ||||||
| 3. | Determination on Utilization of the Company's Net Profit for Financial Year of 2021. | Management | For | For | For | ||||||
| 4. | Determination of Bonus for the Financial year of 2021, Salary for Board of Directors and Honorarium for Board of Commissioners Including other Facilities and Benefits for the Year of 2022. | Management | For | For | For | ||||||
| 5. | Appointment of Public Accounting Firm to Audit the Company's Consolidated Financial Statement and Company's Financial and Implementation Report of the Micro and Small Business Funding Program for Financial Year of 2022. | Management | For | For | For | ||||||
| 6. | Approval on Amendment of the Article of Association of the Company. | Management | For | For | For | ||||||
| 7a. | Ratification on Minister of SOE Regulation ("MSOE Regulation"): MSOE Regulation No. PER-05/MBU/04/2021 on Corporate Social and Environmental Responsibility Program of SOE ("MSOE Regulation 5/2021"). | Management | For | For | For | ||||||
| 7b. | Ratification on Minister of SOE Regulation ("MSOE Regulation"): MSOE Regulation No. PER-11/MBU/07/2021 on Requirements and Procedures of Appointment and Dismissal of the Member of Board of Director of SOE ("MSOE Regulation 11/2021"). | Management | For | For | For | ||||||
| 7c. | Ratification on Minister of SOE Regulation ("MSOE Regulation"): MSOE Regulation No. PER-13/MBU/09/2021 regarding Sixth Changes of SOE Regulation No. PER- 04/MBU/2014 on Guidelines for the Determination of Remuneration of Board of Directors, Board of Commissioners, and Supervisory Board of SOE ("MSOE Regulation 13/2021"). | Management | For | For | For | ||||||
| 8. | The Delegation of Authority of the General Meeting of Shareholders to the Board of Commissioners on the Approval of the Statement of the Founder of the Telkom Pension Fund regarding the Amendment to the Regulations of the Telkom Pension Fund which results in Changes in Funding and/or Amount of Pension Benefits. | Management | For | For | For | ||||||
| QUALCOMM INCORPORATED | |||||||||||
| Security | 747525103 | Meeting Type | Annual | ||||||||
| Ticker Symbol | QCOM | Meeting Date | 09-Mar-2022 | ||||||||
| ISIN | US7475251036 | Agenda | 935543567 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For | ||||||
| 1B. | Election of Director: Cristiano R. Amon | Management | For | For | For | ||||||
| 1C. | Election of Director: Mark Fields | Management | For | For | For | ||||||
| 1D. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | ||||||
| 1E. | Election of Director: Gregory N. Johnson | Management | Against | For | Against | ||||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | For | ||||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For | ||||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For | ||||||
| 1I. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | ||||||
| 1J. | Election of Director: Kornelis (Neil) Smit | Management | For | For | For | ||||||
| 1K. | Election of Director: Jean-Pascal Tricoire | Management | For | For | For | ||||||
| 1L. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | ||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Management | For | For | For | ||||||
| 3. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | Against | For | Against | ||||||
| RIO TINTO PLC | |||||||||||
| Security | 767204100 | Meeting Type | Annual | ||||||||
| Ticker Symbol | RIO | Meeting Date | 08-Apr-2022 | ||||||||
| ISIN | US7672041008 | Agenda | 935565121 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Receipt of the 2021 Annual Report | Management | For | For | For | ||||||
| 2. | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | For | ||||||
| 3. | Approval of the Directors' Remuneration Report | Management | For | For | For | ||||||
| 4. | To elect Dominic Barton BBM as a director | Management | For | For | For | ||||||
| 5. | To elect Peter Cunningham as a director | Management | Against | For | Against | ||||||
| 6. | To elect Ben Wyatt as a director | Management | For | For | For | ||||||
| 7. | To re-elect Megan Clark AC as a director | Management | For | For | For | ||||||
| 8. | To re-elect Simon Henry as a director | Management | For | For | For | ||||||
| 9. | To re-elect Sam Laidlaw as a director | Management | For | For | For | ||||||
| 10. | To re-elect Simon McKeon AO as a director | Management | For | For | For | ||||||
| 11. | To re-elect Jennifer Nason as a director | Management | For | For | For | ||||||
| 12. | To re-elect Jakob Stausholm as a director | Management | For | For | For | ||||||
| 13. | To re-elect Ngaire Woods CBE as a director | Management | For | For | For | ||||||
| 14. | Re-appointment of auditors | Management | For | For | For | ||||||
| 15. | Remuneration of auditors | Management | For | For | For | ||||||
| 16. | Authority to make political donations | Management | For | For | For | ||||||
| 17. | Climate Action Plan | Management | For | For | For | ||||||
| 18. | General authority to allot shares | Management | For | For | For | ||||||
| 19. | Disapplication of pre-emption rights | Management | For | For | For | ||||||
| 20. | Authority to purchase Rio Tinto plc shares | Management | For | For | For | ||||||
| 21. | Notice period for general meetings other than annual general meetings | Management | For | For | For | ||||||
| 22. | Resolution to hold a meeting for fresh election of directors (conditional item) | Management | Against | Against | For | ||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||
| Security | 874039100 | Meeting Type | Annual | ||||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2022 | ||||||||
| ISIN | US8740391003 | Agenda | 935648672 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1) | To accept 2021 Business Report and Financial Statements | Management | For | For | For | ||||||
| 2) | To revise the Articles of Incorporation | Management | For | For | For | ||||||
| 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For | For | ||||||
| 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For | For | ||||||
| UNILEVER PLC | |||||||||||
| Security | 904767704 | Meeting Type | Annual | ||||||||
| Ticker Symbol | UL | Meeting Date | 04-May-2022 | ||||||||
| ISIN | US9047677045 | Agenda | 935580010 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2021. | Management | For | For | For | ||||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | For | ||||||
| 3. | To re-elect Mr N Andersen as a Non- Executive Director. | Management | Against | For | Against | ||||||
| 4. | To re-elect Dr J Hartmann as a Non- Executive Director. | Management | For | For | For | ||||||
| 5. | To re-elect Mr A Jope as an Executive Director. | Management | Against | For | Against | ||||||
| 6. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | For | ||||||
| 7. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | For | ||||||
| 8. | To re-elect Mr S Masiyiwa as a Non- Executive Director. | Management | For | For | For | ||||||
| 9. | To re-elect Professor Y Moon as a Non- Executive Director. | Management | For | For | For | ||||||
| 10. | To re-elect Mr G Pitkethly as an Executive Director. | Management | Against | For | Against | ||||||
| 11. | To re-elect Mr F Sijbesma as a Non- Executive Director. | Management | For | For | For | ||||||
| 12. | To elect Mr A Hennah as a Non-Executive Director. | Management | For | For | For | ||||||
| 13. | To elect Mrs R Lu as a Non-Executive Director. | Management | For | For | For | ||||||
| 14. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | For | ||||||
| 15. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | For | ||||||
| 16. | To authorise Political Donations and expenditure. | Management | For | For | For | ||||||
| 17. | To renew the authority to Directors to issue shares. | Management | For | For | For | ||||||
| 18. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | For | ||||||
| 19. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | For | For | For | ||||||
| 20. | To renew the authority to the Company to purchase its own shares. | Management | For | For | For | ||||||
| 21. | To shorten the notice period for General Meetings. | Management | Against | For | Against | ||||||
| VF CORPORATION | |||||||||||
| Security | 918204108 | Meeting Type | Annual | ||||||||
| Ticker Symbol | VFC | Meeting Date | 27-Jul-2021 | ||||||||
| ISIN | US9182041080 | Agenda | 935454354 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | DIRECTOR | Management | |||||||||
| 1 | Richard T. Carucci | For | For | For | |||||||
| 2 | Juliana L. Chugg | For | For | For | |||||||
| 3 | Benno Dorer | For | For | For | |||||||
| 4 | Mark S. Hoplamazian | Withheld | For | Against | |||||||
| 5 | Laura W. Lang | For | For | For | |||||||
| 6 | W. Alan McCollough | For | For | For | |||||||
| 7 | W. Rodney McMullen | For | For | For | |||||||
| 8 | Clarence Otis, Jr. | For | For | For | |||||||
| 9 | Steven E. Rendle | For | For | For | |||||||
| 10 | Carol L. Roberts | For | For | For | |||||||
| 11 | Matthew J. Shattock | For | For | For | |||||||
| 12 | Veronica B. Wu | For | For | For | |||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | Against | For | Against | ||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | For | ||||||
The Amana Participation Fund did not vote any proxies because it does not own equity securities with voting rights of any issuers.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto durly authorized.
AMANA MUTUAL FUNDS TRUST
**Nicholas Kaiser, President
**By /s/ Jane K. Carten
Jane K. Carten, Attorney-In-Fact
Date: August 31, 2022