Amana Mutual Funds Trust Income Fund (AMANX)
Filed: 31 Aug 23, 11:23am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04276
AMANA MUTUAL FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Elliot S. Cohen
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant's Telephone Number — (360) 734-9900
Date of fiscal year end: May 31, 2023
Date of reporting period: June 30, 2023
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| 3M COMPANY | ||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||
| Ticker Symbol | MMM | Meeting Date | 09-May-2023 | |||||||
| ISIN | US88579Y1010 | Agenda | 935791550 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term of one year: Thomas "Tony" K. Brown | Management | For | For | For | |||||
| 1b. | Election of Director for a term of one year: Anne H. Chow | Management | For | For | For | |||||
| 1c. | Election of Director for a term of one year: David B. Dillon | Management | For | For | For | |||||
| 1d. | Election of Director for a term of one year: Michael L. Eskew | Management | For | For | For | |||||
| 1e. | Election of Director for a term of one year: James R. Fitterling | Management | Against | For | Against | |||||
| 1f. | Election of Director for a term of one year: Amy E. Hood | Management | For | For | For | |||||
| 1g. | Election of Director for a term of one year: Suzan Kereere | Management | For | For | For | |||||
| 1h. | Election of Director for a term of one year: Gregory R. Page | Management | For | For | For | |||||
| 1i. | Election of Director for a term of one year: Pedro J. Pizarro | Management | For | For | For | |||||
| 1j. | Election of Director for a term of one year: Michael F. Roman | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Advisory approval of executive compensation. | Management | Against | For | Against | |||||
| 4. | Advisory approval on the frequency of advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | |||||||
| ISIN | US0028241000 | Agenda | 935777865 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: R. J. Alpern | Management | For | For | For | |||||
| 1b. | Election of Director: C. Babineaux-Fontenot | Management | For | For | For | |||||
| 1c. | Election of Director: S. E. Blount | Management | For | For | For | |||||
| 1d. | Election of Director: R. B. Ford | Management | For | For | For | |||||
| 1e. | Election of Director: P. Gonzalez | Management | For | For | For | |||||
| 1f. | Election of Director: M. A. Kumbier | Management | For | For | For | |||||
| 1g. | Election of Director: D. W. McDew | Management | For | For | For | |||||
| 1h. | Election of Director: N. McKinstry | Management | Against | For | Against | |||||
| 1i. | Election of Director: M. G. O'Grady | Management | For | For | For | |||||
| 1j. | Election of Director: M. F. Roman | Management | Against | For | Against | |||||
| 1k. | Election of Director: D. J. Starks | Management | For | For | For | |||||
| 1l. | Election of Director: J. G. Stratton | Management | For | For | For | |||||
| 2. | Ratification of Ernst & Young LLP As Auditors | Management | Against | For | Against | |||||
| 3. | Say on Pay – An Advisory Vote on the Approval of Executive Compensation | Management | For | For | For | |||||
| 4. | Say When on Pay – An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal – Special Shareholder Meeting Threshold | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal – Independent Board Chairman | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Lobbying Disclosure | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal – Incentive Compensation | Shareholder | Against | Against | For | |||||
| ABBVIE INC. | ||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABBV | Meeting Date | 05-May-2023 | |||||||
| ISIN | US00287Y1091 | Agenda | 935786484 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class II Director: Robert J. Alpern | Management | For | For | For | |||||
| 1b. | Election of Class II Director: Melody B. Meyer | Management | For | For | For | |||||
| 1c. | Election of Class II Director: Frederick H. Waddell | Management | For | For | For | |||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023. | Management | Against | For | Against | |||||
| 3. | Say on Pay – An advisory vote on the approval of executive compensation. | Management | Against | For | Against | |||||
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | For | For | |||||
| 5. | Stockholder Proposal – to Implement Simple Majority Vote. | Shareholder | Against | Against | For | |||||
| 6. | Stockholder Proposal – to Issue an Annual Report on Political Spending. | Shareholder | Against | Against | For | |||||
| 7. | Stockholder Proposal – to Issue an Annual Report on Lobbying. | Shareholder | Against | Against | For | |||||
| 8. | Stockholder Proposal – to Issue a Report on Patent Process. | Shareholder | Against | Against | For | |||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||
| Ticker Symbol | APD | Meeting Date | 26-Jan-2023 | |||||||
| ISIN | US0091581068 | Agenda | 935746365 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Tonit M. Calaway | Management | For | For | For | |||||
| 1b. | Election of Director: Charles Cogut | Management | For | For | For | |||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | For | |||||
| 1d. | Election of Director: Seifollah Ghasemi | Management | For | For | For | |||||
| 1e. | Election of Director: David H.Y. Ho | Management | For | For | For | |||||
| 1f. | Election of Director: Edward L. Monser | Management | For | For | For | |||||
| 1g. | Election of Director: Matthew H. Paull | Management | For | For | For | |||||
| 1h. | Election of Director: Wayne T. Smith | Management | For | For | For | |||||
| 2. | Advisory vote approving the compensation of the Company's executive officers. | Management | Against | For | Against | |||||
| 3. | Advisory vote on the frequency of future advisory votes on executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | For | |||||
| AMGEN INC. | ||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMGN | Meeting Date | 19-May-2023 | |||||||
| ISIN | US0311621009 | Agenda | 935805739 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin | Management | For | For | For | |||||
| 1b. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway | Management | For | For | For | |||||
| 1c. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake | Management | For | For | For | |||||
| 1d. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker | Management | For | For | For | |||||
| 1e. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert | Management | Against | For | Against | |||||
| 1f. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland | Management | Against | For | Against | |||||
| 1g. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||
| 1h. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak | Management | For | For | For | |||||
| 1i. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks | Management | For | For | For | |||||
| 1j. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman | Management | For | For | For | |||||
| 1k. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles | Management | For | For | For | |||||
| 1l. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar | Management | For | For | For | |||||
| 1m. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams | Management | For | For | For | |||||
| 2. | Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory vote to approve our executive compensation. | Management | Against | For | Against | |||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. | Management | Against | For | Against | |||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||
| ISIN | US1101221083 | Agenda | 935788286 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Peter J. Arduini | Management | Against | For | Against | |||||
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | For | |||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | |||||
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | |||||
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | For | |||||
| 1F. | Election of Director: Paula A. Price | Management | For | For | For | |||||
| 1G. | Election of Director: Derica W. Rice | Management | For | For | For | |||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | For | |||||
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | For | |||||
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For | |||||
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal on Workplace Non- Discrimination Audit. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | Against | For | |||||
| CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||
| Security | 136375102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CNI | Meeting Date | 25-Apr-2023 | |||||||
| ISIN | CA1363751027 | Agenda | 935790762 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Directors Election of Director: Shauneen Bruder | Management | For | For | For | |||||
| 1B | Election of Director: Jo-ann dePass Olsovsky | Management | For | For | For | |||||
| 1C | Election of Director: David Freeman | Management | For | For | For | |||||
| 1D | Election of Director: Denise Gray | Management | For | For | For | |||||
| 1E | Election of Director: Justin M. Howell | Management | For | For | For | |||||
| 1F | Election of Director: Susan C. Jones | Management | For | For | For | |||||
| 1G | Election of Director: Robert Knight | Management | For | For | For | |||||
| 1H | Election of Director: Michel Letellier | Management | For | For | For | |||||
| 1I | Election of Director: Margaret A. McKenzie | Management | For | For | For | |||||
| 1J | Election of Director: Al Monaco | Management | For | For | For | |||||
| 1K | Election of Director: Tracy Robinson | Management | For | For | For | |||||
| 2 | Appointment of KPMG LLP as Auditors. | Management | For | For | For | |||||
| 3 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| 4 | Non-Binding Advisory Resolution to accept the Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | |||||||
| ISIN | US17275R1023 | Agenda | 935511469935723216 | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | For | |||||
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | For | |||||
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | For | |||||
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1j. | Election of Director: Brenton L. Saunders | Management | Against | For | Against | |||||
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 1l. | Election of Director: Marianna Tessel | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 4. | Stockholder Proposal – Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | For | Against | Against | |||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||
| Ticker Symbol | CL | Meeting Date | 12-May-2023 | |||||||
| ISIN | US1941621039 | Agenda | 935795382 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | For | |||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | For | |||||
| 1c. | Election of Director: Steve Cahillane | Management | For | For | For | |||||
| 1d. | Election of Director: Lisa M. Edwards | Management | For | For | For | |||||
| 1e. | Election of Director: C. Martin Harris | Management | For | For | For | |||||
| 1f. | Election of Director: Martina Hund-Mejean | Management | For | For | For | |||||
| 1g. | Election of Director: Kimberly A. Nelson | Management | For | For | For | |||||
| 1h. | Election of Director: Lorrie M. Norrington | Management | For | For | For | |||||
| 1i. | Election of Director: Michael B. Polk | Management | For | For | For | |||||
| 1j. | Election of Director: Stephen I. Sadove | Management | For | For | For | |||||
| 1k. | Election of Director: Noel R. Wallace | Management | For | For | For | |||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Advisory vote on executive compensation. | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Stockholder proposal on independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder proposal on executives to retain significant stock. | Shareholder | Against | Against | For | |||||
| EATON CORPORATION PLC | ||||||||||
| Security | G29183103 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLYETN | Meeting Date | 26-May-2023 | |||||||
| ISIN | IE00B8KQN827 | Agenda | 935777764 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | For | |||||
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | For | |||||
| 1c. | Election of Director: Silvio Napoli | Management | For | For | For | |||||
| 1d. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | For | |||||
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | For | |||||
| 1g. | Election of Director: Lori J. Ryerkerk | Management | Against | For | Against | |||||
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | For | |||||
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | For | |||||
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | For | |||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | For | |||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | Against | For | Against | |||||
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | For | |||||
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | For | |||||
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | For | |||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLY | Meeting Date | 01-May-2023 | |||||||
| ISIN | US5324571083 | Agenda | 935784769 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director to serve a three-year term: David A. Ricks | Management | For | For | For | |||||
| 1c. | Election of Director to serve a three-year term: Marschall S. Runge | Management | For | For | For | |||||
| 1d. | Election of Director to serve a three-year term: Karen Walker | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | Against | For | Against | |||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||||
| 6. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||||
| 7. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | For | Against | Against | |||||
| 9. | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | Against | For | |||||
| 10. | Shareholder proposal to report on risks of supporting abortion. | Shareholder | Against | Against | For | |||||
| 11. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | Against | For | |||||
| 12. | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | Against | Against | For | |||||
| 13. | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | Against | Against | For | |||||
| GENUINE PARTS COMPANY | ||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GPC | Meeting Date | 01-May-2023 | |||||||
| ISIN | US3724601055 | Agenda | 935774693 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Elizabeth W. Camp | Management | For | For | For | |||||
| 1b. | Election of Director: Richard Cox, Jr. | Management | For | For | For | |||||
| 1c. | Election of Director: Paul D. Donahue | Management | For | For | For | |||||
| 1d. | Election of Director: Gary P. Fayard | Management | For | For | For | |||||
| 1e. | Election of Director: P. Russell Hardin | Management | For | For | For | |||||
| 1f. | Election of Director: John R. Holder | Management | For | For | For | |||||
| 1g. | Election of Director: Donna W. Hyland | Management | For | For | For | |||||
| 1h. | Election of Director: John D. Johns | Management | For | For | For | |||||
| 1i. | Election of Director: Jean-Jacques Lafont | Management | For | For | For | |||||
| 1j. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | For | For | |||||
| 1k. | Election of Director: Wendy B. Needham | Management | For | For | For | |||||
| 1l. | Election of Director: Juliette W. Pryor | Management | For | For | For | |||||
| 1m. | Election of Director: E. Jenner Wood III | Management | For | For | For | |||||
| 2. | Advisory vote on executive compensation. | Management | Against | For | Against | |||||
| 3. | Frequency of advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2023. | Management | Against | For | Against | |||||
| GSK PLC | ||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | |||||||
| ISIN | US37733W1053 | Agenda | 935675112 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Demerger Resolution | Management | For | For | For | |||||
| 2. | Related Party Transactions Resolution | Management | For | For | For | |||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2022 | |||||||
| ISIN | US4385161066 | Agenda | 935559510 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | For | |||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | For | |||||
| 1H. | Election of Director: Rose Lee | Management | For | For | For | |||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 1K. | Election of Director: Robin Watson | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 4. | Approval of Independent Accountants. | Management | For | For | For | |||||
| 5. | Shareowner Proposal – Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 6. | Shareowner Proposal – Environmental and Health Impact Report. | Shareholder | For | Against | Against | |||||
| ILLINOIS TOOL WORKS INC. | ||||||||||
| Security | 452308109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ITW | Meeting Date | 06-May-2022 | |||||||
| ISIN | US4523081093 | Agenda | 935565549 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||||
| 1b. | Election of Director: Susan Crown | Management | For | For | For | |||||
| 1c. | Election of Director: Darrell L. Ford | Management | For | For | For | |||||
| 1d. | Election of Director: Kelly J. Grier | Management | For | For | For | |||||
| 1e. | Election of Director: James W. Griffith | Management | For | For | For | |||||
| 1f. | Election of Director: Jay L. Henderson | Management | For | For | For | |||||
| 1g. | Election of Director: Richard H. Lenny | Management | For | For | For | |||||
| 1h. | Election of Director: E. Scott Santi | Management | For | For | For | |||||
| 1i. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||||
| 1j. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||||
| 2. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of the advisory vote on compensation of named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 5. | A non-binding stockholder proposal, if properly presented at the meeting, for an Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| INTEL CORPORATION | ||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||
| Ticker Symbol | INTC | Meeting Date | 11-May-2023 | |||||||
| ISIN | US4581401001 | Agenda | 935793631 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Patrick P. Gelsinger | Management | For | For | For | |||||
| 1b. | Election of Director: James J. Goetz | Management | For | For | For | |||||
| 1c. | Election of Director: Andrea J. Goldsmith | Management | For | For | For | |||||
| 1d. | Election of Director: Alyssa H. Henry | Management | For | For | For | |||||
| 1e. | Election of Director: Omar Ishrak | Management | For | For | For | |||||
| 1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||||
| 1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||||
| 1h. | Election of Director: Barbara G. Novick | Management | For | For | For | |||||
| 1i. | Election of Director: Gregory D. Smith | Management | For | For | For | |||||
| 1j. | Election of Director: Lip-Bu Tan | Management | For | For | For | |||||
| 1k. | Election of Director: Dion J. Weisler | Management | For | For | For | |||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation of our named executive officers. | Management | Against | For | Against | |||||
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of holding future advisory votes to approve executive compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 6. | Stockholder proposal requesting an executive stock retention period policy and reporting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal requesting commission and publication of a third party review of Intel's China business ESG congruence, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US4781601046 | Agenda | 935776813 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | Abstain | None | ||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | Against | For | |||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | For | Against | Against | |||||
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against | For | |||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | For | |||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | For | |||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | For | |||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | For | |||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | For | |||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | For | |||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | For | |||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | For | |||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | For | |||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | For | |||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | For | |||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | |||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | For | |||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | For | |||||
| KIMBERLY-CLARK CORPORATION | ||||||||||
| Security | 494368103 | Meeting Type | Annual | |||||||
| Ticker Symbol | KMB | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US4943681035 | Agenda | 935770140 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term expire at 2024 Annual Meeting: Sylvia M. Burwell | Management | For | For | For | |||||
| 1b. | Election of Director for a term expire at 2024 Annual Meeting: John W. Culver | Management | For | For | For | |||||
| 1c. | Election of Director for a term expire at 2024 Annual Meeting: Michael D. Hsu | Management | For | For | For | |||||
| 1d. | Election of Director for a term expire at 2024 Annual Meeting: Mae C. Jemison, M.D. | Management | For | For | For | |||||
| 1e. | Election of Director for a term expire at 2024 Annual Meeting: S. Todd Maclin | Management | For | For | For | |||||
| 1f. | Election of Director for a term expire at 2024 Annual Meeting: Deirdre A. Mahlan | Management | For | For | For | |||||
| 1g. | Election of Director for a term expire at 2024 Annual Meeting: Sherilyn S. McCoy | Management | Against | For | Against | |||||
| 1h. | Election of Director for a term expire at 2024 Annual Meeting: Christa S. Quarles | Management | For | For | For | |||||
| 1i. | Election of Director for a term expire at 2024 Annual Meeting: Jaime A. Ramirez | Management | For | For | For | |||||
| 1j. | Election of Director for a term expire at 2024 Annual Meeting: Dunia A. Shive | Management | For | For | For | |||||
| 1k. | Election of Director for a term expire at 2024 Annual Meeting: Mark T. Smucker | Management | For | For | For | |||||
| 1l. | Election of Director for a term expire at 2024 Annual Meeting: Michael D. White | Management | For | For | For | |||||
| 2. | Ratification of Auditor. | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||
| Ticker Symbol | LIN | Meeting Date | 25-Jul-2022 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935660200 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Stephen F. Angel | Management | For | For | For | |||||
| 1b. | Election of Director: Sanjiv Lamba | Management | For | For | For | |||||
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | For | |||||
| 1d. | Election of Director: Dr. Thomas Enders | Management | For | For | For | |||||
| 1e. | Election of Director: Edward G. Galante | Management | For | For | For | |||||
| 1f. | Election of Director: Joe Kaeser | Management | For | For | For | |||||
| 1g. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For | |||||
| 1h. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | For | |||||
| 1i. | Election of Director: Alberto Weisser | Management | For | For | For | |||||
| 1j. | Election of Director: Robert L. Wood | Management | For | For | For | |||||
| 2a. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | For | |||||
| 2b. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | For | |||||
| 3. | To approve, on an advisory and non- binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2022 Proxy statement. | Management | For | For | For | |||||
| 4. | To approve, on an advisory and non- binding basis, the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) as set forth in the Company's IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. | Management | For | For | For | |||||
| 5. | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| 6. | To consider and vote on a shareholder proposal regarding supermajority voting requirements in Linde's Irish Constitution. | Shareholder | Against | Against | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Special | |||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750819 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| 2. | To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. | Management | For | For | For | |||||
| 3. | To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J111 | Meeting Type | Special | |||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750821 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| MCCORMICK & COMPANY, INCORPORATED | ||||||||||
| Security | 579780206 | Meeting Type | Annual | |||||||
| Ticker Symbol | MKC | Meeting Date | 29-Mar-2023 | |||||||
| ISIN | US5797802064 | Agenda | 935760339 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF MCCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 29, 2023 AT 10:00 AM EASTERN TIME. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETIN G.COM/MKC2023). | Management | For | None | ||||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Nov-2022 | |||||||
| ISIN | US5949181045 | Agenda | 935722567 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1c. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1h. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | |||||
| 4. | Shareholder Proposal – Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | Against | |||||
| 5. | Shareholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Report on Government Use of Microsoft Technology | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Report on Development of Products for Military | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal – Report on Tax Transparency | Shareholder | For | Against | Against | |||||
| NOVARTIS AG | ||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVS | Meeting Date | 07-Mar-2023 | |||||||
| ISIN | US66987V1098 | Agenda | 935764577 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Management | For | For | For | |||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Management | For | For | For | |||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||
| 5. | Further Share Repurchases | Management | For | For | For | |||||
| 6A. | Introduction of Article 12a of the Articles of Incorporation | Management | For | For | For | |||||
| 6B. | Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Management | For | For | For | |||||
| 6C. | Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Management | For | For | For | |||||
| 7A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 7B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Management | For | For | For | |||||
| 7C. | Advisory Vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 8A. | Re-election of Joerg Reinhardt as Member and Board Chair | Management | For | For | For | |||||
| 8B. | Re-election of Nancy C. Andrews | Management | For | For | For | |||||
| 8C. | Re-election of Ton Buechner | Management | For | For | For | |||||
| 8D. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 8E. | Re-election of Elizabeth Doherty | Management | For | For | For | |||||
| 8F. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 8G. | Re-election of Daniel Hochstrasser | Management | For | For | For | |||||
| 8H. | Re-election of Frans van Houten | Management | For | For | For | |||||
| 8I. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 8J. | Re-election of Ana de Pro Gonzalo | Management | For | For | For | |||||
| 8K. | Re-election of Charles L. Sawyers | Management | For | For | For | |||||
| 8L. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 8M. | Election of John D. Young | Management | For | For | For | |||||
| 9A. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 9B. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 9C. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 9D. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 10. | Re-election of the Auditor | Management | For | For | For | |||||
| 11. | Re-election of the Independent Proxy | Management | For | For | For | |||||
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations | Management | For | For | For | |||||
| PARKER-HANNIFIN CORPORATION | ||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||
| Ticker Symbol | PH | Meeting Date | 26-Oct-2022 | |||||||
| ISIN | US7010941042 | Agenda | 935714647 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lee C. Banks | Management | For | For | For | |||||
| 1b. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Jillian C. Evanko | Management | Against | For | Against | |||||
| 1c. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lance M. Fritz | Management | Against | For | Against | |||||
| 1d. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Linda A. Harty | Management | For | For | For | |||||
| 1e. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: William F. Lacey | Management | For | For | For | |||||
| 1f. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Kevin A. Lobo | Management | Against | For | Against | |||||
| 1g. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Joseph Scaminace | Management | For | For | For | |||||
| 1h. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Åke Svensson | Management | For | For | For | |||||
| 1i. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Laura K. Thompson | Management | For | For | For | |||||
| 1j. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James R. Verrier | Management | For | For | For | |||||
| 1k. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James L. Wainscott | Management | For | For | For | |||||
| 1l. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Thomas L. Williams | Management | For | For | For | |||||
| 2. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | For | |||||
| PFIZER INC. | ||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US7170811035 | Agenda | 935562062935778451 | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | For | |||||
| 1c. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | |||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | For | |||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | For | |||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | For | |||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1k. | Election of Director: James Quincey | Management | Against | For | Against | |||||
| 1l. | Election of Director: James C. Smith | Management | For | For | For | |||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | For | |||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | For | |||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | For | Against | Against | |||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | Against | For | |||||
| PPG INDUSTRIES, INC. | ||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||
| Ticker Symbol | PPG | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US6935061076 | Agenda | 935774895 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2025: STEPHEN F. ANGEL | Management | For | For | For | |||||
| 1.2 | ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2025: HUGH GRANT | Management | For | For | For | |||||
| 1.3 | ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2025: MELANIE L. HEALEY | Management | For | For | For | |||||
| 1.4 | ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2025: TIMOTHY M. KNAVISH | Management | For | For | For | |||||
| 1.5 | ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2025: GUILLERMO NOVO | Management | Against | For | Against | |||||
| 2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | For | |||||
| 3. | PROPOSAL TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For | |||||
| 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023 | Management | For | For | For | |||||
| 5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT BOARD CHAIR, IF PROPERLY PRESENTED | Shareholder | For | Against | Against | |||||
| ROCKWELL AUTOMATION, INC. | ||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||
| ISIN | US7739031091 | Agenda | 935750504 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| A. | DIRECTOR | Management | ||||||||
| 1 | William P. Gipson | For | For | For | ||||||
| 2 | Pam Murphy | For | For | For | ||||||
| 3 | Donald R. Parfet | For | For | For | ||||||
| 4 | Robert W. Soderbery | For | For | For | ||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | Against | For | Against | |||||
| C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation's named executive officers. | Management | 1 Year | 1 Year | For | |||||
| D. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8740391003 | Agenda | 935863298 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To accept 2022 Business Report and Financial Statements | Management | For | For | For | |||||
| 2. | To approve the issuance of employee restricted stock awards for year 2023 | Management | For | For | For | |||||
| 3. | To revise the Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| 4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TXN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US8825081040 | Agenda | 935777120 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Mark A. Blinn | Management | For | For | For | |||||
| 1b. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||||
| 1c. | Election of Director: Janet F. Clark | Management | For | For | For | |||||
| 1d. | Election of Director: Carrie S. Cox | Management | For | For | For | |||||
| 1e. | Election of Director: Martin S. Craighead | Management | For | For | For | |||||
| 1f. | Election of Director: Curtis C. Farmer | Management | For | For | For | |||||
| 1g. | Election of Director: Jean M. Hobby | Management | For | For | For | |||||
| 1h. | Election of Director: Haviv Ilan | Management | For | For | For | |||||
| 1i. | Election of Director: Ronald Kirk | Management | For | For | For | |||||
| 1j. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||||
| 1k. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||||
| 1l. | Election of Director: Richard K. Templeton | Management | For | For | For | |||||
| 2. | Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. | Management | For | For | For | |||||
| 3. | Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 5. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 6. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal to report on due diligence efforts to trace end-user misuse of company products. | Shareholder | For | Against | Against | |||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||
| Ticker Symbol | PG | Meeting Date | 11-Oct-2022 | |||||||
| ISIN | US7427181091 | Agenda | 935703149 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | For | |||||
| 1e. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | For | |||||
| 1i. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | For | For | |||||
| 1j. | ELECTION OF DIRECTOR: Rajesh Subramaniam | Management | For | For | For | |||||
| 1k. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | For | |||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | Against | For | Against | |||||
| UNILEVER PLC | ||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||
| Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||
| ISIN | US9047677045 | Agenda | 935793124 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | For | |||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | For | |||||
| 3. | To re-elect Nils Andersen as a Director. | Management | For | For | For | |||||
| 4. | To re-elect Judith Hartmann as a Director. | Management | For | For | For | |||||
| 5. | To re-elect Adrian Hennah as a Director. | Management | For | For | For | |||||
| 6. | To re-elect Alan Jope as a Director. | Management | Against | For | Against | |||||
| 7. | To re-elect Andrea Jung as a Director. | Management | For | For | For | |||||
| 8. | To re-elect Susan Kilsby as a Director. | Management | For | For | For | |||||
| 9. | To re-elect Ruby Lu as a Director. | Management | For | For | For | |||||
| 10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | For | |||||
| 11. | To re-elect Youngme Moon as a Director. | Management | For | For | For | |||||
| 12. | To re-elect Graeme Pitkethly as a Director. | Management | Against | For | Against | |||||
| 13. | To re-elect Feike Sijbesma as a Director. | Management | Against | For | Against | |||||
| 14. | To elect Nelson Peltz as a Director. | Management | For | For | For | |||||
| 15. | To elect Hein Schumacher as a Director. | Management | For | For | For | |||||
| 16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | For | |||||
| 17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | For | |||||
| 18. | To authorise Political Donations and expenditure. | Management | For | For | For | |||||
| 19. | To renew the authority to Directors to issue shares. | Management | For | For | For | |||||
| 20. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | For | |||||
| 21. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | No Action | For | ||||||
| 22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | For | |||||
| 23. | To shorten the notice period for General Meetings to 14 clear days' notice. | Management | Against | For | Against | |||||
| UNITED PARCEL SERVICE, INC. | ||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||
| Ticker Symbol | UPS | Meeting Date | 04-May-2023 | |||||||
| ISIN | US9113121068 | Agenda | 935783894 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve until 2024 annual meeting: Carol B. Tomé | Management | For | For | For | |||||
| 1b. | Election of Director to serve until 2024 annual meeting: Rodney C. Adkins | Management | For | For | For | |||||
| 1c. | Election of Director to serve until 2024 annual meeting: Eva C. Boratto | Management | For | For | For | |||||
| 1d. | Election of Director to serve until 2024 annual meeting: Michael J. Burns | Management | For | For | For | |||||
| 1e. | Election of Director to serve until 2024 annual meeting: Wayne M. Hewett | Management | For | For | For | |||||
| 1f. | Election of Director to serve until 2024 annual meeting: Angela Hwang | Management | For | For | For | |||||
| 1g. | Election of Director to serve until 2024 annual meeting: Kate E. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director to serve until 2024 annual meeting: William R. Johnson | Management | For | For | For | |||||
| 1i. | Election of Director to serve until 2024 annual meeting: Franck J. Moison | Management | For | For | For | |||||
| 1j. | Election of Director to serve until 2024 annual meeting: Christiana Smith Shi | Management | For | For | For | |||||
| 1k. | Election of Director to serve until 2024 annual meeting: Russell Stokes | Management | For | For | For | |||||
| 1l. | Election of Director to serve until 2024 annual meeting: Kevin Warsh | Management | For | For | For | |||||
| 2. | To approve on an advisory basis named executive officer compensation. | Management | For | For | For | |||||
| 3. | To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||
| 5. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | Against | |||||
| 6. | To adopt independently verified science- based greenhouse gas emissions reduction targets. | Shareholder | For | Against | Against | |||||
| 7. | To prepare a report on integrating GHG emissions reductions targets into executive compensation. | Shareholder | For | Against | Against | |||||
| 8. | To prepare a report on addressing the impact of UPS's climate change strategy on relevant stakeholders consistent with the "Just Transition" guidelines. | Shareholder | Against | Against | For | |||||
| 9. | To prepare a report on risks or costs caused by state policies restricting reproductive rights. | Shareholder | Abstain | Against | Against | |||||
| 10. | To prepare a report on the impact of UPS's DE&I policies on civil rights, non- discrimination and returns to merit, and the company's business. | Shareholder | Against | Against | For | |||||
| 11. | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. | Shareholder | For | Against | Against | |||||
| W.W. GRAINGER, INC. | ||||||||||
| Security | 384802104 | Meeting Type | Annual | |||||||
| Ticker Symbol | GWW | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | US3848021040 | Agenda | 935780761 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | For | |||||
| 1b. | Election of Director: V. Ann Hailey | Management | For | For | For | |||||
| 1c. | Election of Director: Katherine D. Jaspon | Management | For | For | For | |||||
| 1d. | Election of Director: Stuart L. Levenick | Management | For | For | For | |||||
| 1e. | Election of Director: D.G. Macpherson | Management | For | For | For | |||||
| 1f. | Election of Director: Neil S. Novich | Management | For | For | For | |||||
| 1g. | Election of Director: Beatriz R. Perez | Management | For | For | For | |||||
| 1h. | Election of Director: E. Scott Santi | Management | For | For | For | |||||
| 1i. | Election of Director: Susan Slavik Williams | Management | For | For | For | |||||
| 1j. | Election of Director: Lucas E. Watson | Management | For | For | For | |||||
| 1k. | Election of Director: Steven A. White | Management | For | For | For | |||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | Say on Pay proposal to approve on a non- binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | For | For | For | |||||
| 4. | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| ADOBE INC. | ||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US00724F1012 | Agenda | 935770126 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | For | |||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | For | |||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | Against | For | Against | |||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | For | |||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | For | |||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | For | |||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | For | |||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | For | |||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | For | |||||
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | Against | For | Against | |||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | For | |||||
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | For | |||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | For | For | |||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | For | |||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | Against | |||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 6. | Stockholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | For | Against | Against | |||||
| ADVANCED MICRO DEVICES, INC. | ||||||||||
| Security | 007903107 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMD | Meeting Date | 18-May-2023 | |||||||
| ISIN | US0079031078 | Agenda | 935797728 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Nora M. Denzel | Management | For | For | For | |||||
| 1b. | Election of Director: Mark Durcan | Management | For | For | For | |||||
| 1c. | Election of Director: Michael P. Gregoire | Management | For | For | For | |||||
| 1d. | Election of Director: Joseph A. Householder | Management | For | For | For | |||||
| 1e. | Election of Director: John W. Marren | Management | For | For | For | |||||
| 1f. | Election of Director: Jon A. Olson | Management | For | For | For | |||||
| 1g. | Election of Director: Lisa T. Su | Management | For | For | For | |||||
| 1h. | Election of Director: Abhi Y. Talwalkar | Management | For | For | For | |||||
| 1i. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||||
| 2. | Approve of the Advanced Micro Devices, Inc. 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||
| 4. | Advisory vote to approve the executive compensation of our named executive officers. | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| AGILENT TECHNOLOGIES, INC. | ||||||||||
| Security | 00846U101 | Meeting Type | Annual | |||||||
| Ticker Symbol | A | Meeting Date | 15-Mar-2023 | |||||||
| ISIN | US00846U1016 | Agenda | 935762218 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director for a three-year term: Heidi K. Kunz | Management | For | For | For | |||||
| 1.2 | Election of Director for a three-year term: Susan H. Rataj | Management | For | For | For | |||||
| 1.3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | Against | For | Against | |||||
| 1.4 | Election of Director for a three-year term: Dow R. Wilson | Management | For | For | For | |||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | For | For | For | |||||
| 4. | To approve amendments to the Certificate of Incorporation to create a new stockholder right to call a special meeting. | Management | For | For | For | |||||
| 5. | An advisory vote on the frequency of the stockholder vote to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||
| ISIN | US02079K3059 | Agenda | 935830946 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Larry Page | Management | Against | For | Against | |||||
| 1b. | Election of Director: Sergey Brin | Management | Against | For | Against | |||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||
| 1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | For | |||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | For | |||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Ann Mather | Management | For | For | For | |||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | For | |||||
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | 3 Years | Against | |||||
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal regarding a congruency report | Shareholder | For | Against | Against | |||||
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | For | Against | Against | |||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | For | Against | Against | |||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | Against | For | |||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | Against | |||||
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | Against | |||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | Against | |||||
| 14. | Stockholder proposal regarding a content governance report | Shareholder | For | Against | Against | |||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | For | Against | Against | |||||
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | Against | For | |||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | Against | For | |||||
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against | Against | |||||
| AMGEN INC. | ||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMGN | Meeting Date | 19-May-2023 | |||||||
| ISIN | US0311621009 | Agenda | 935805739 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin | Management | For | For | For | |||||
| 1b. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway | Management | For | For | For | |||||
| 1c. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake | Management | For | For | For | |||||
| 1d. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker | Management | For | For | For | |||||
| 1e. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert | Management | Against | For | Against | |||||
| 1f. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland | Management | Against | For | Against | |||||
| 1g. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||
| 1h. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak | Management | For | For | For | |||||
| 1i. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks | Management | For | For | For | |||||
| 1j. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman | Management | For | For | For | |||||
| 1k. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles | Management | For | For | For | |||||
| 1l. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar | Management | For | For | For | |||||
| 1m. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams | Management | For | For | For | |||||
| 2. | Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory vote to approve our executive compensation. | Management | Against | For | Against | |||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. | Management | Against | For | Against | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||
| ISIN | US0378331005 | Agenda | 935757700 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a | Election of Director: James Bell | Management | For | For | For | |||||
| 1b | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1c | Election of Director: Al Gore | Management | For | For | For | |||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1e | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1f | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1g | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1h | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1i | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Against | For | |||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Against | For | |||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | For | Against | Against | |||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Against | For | |||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against | |||||
| ASML HOLDINGS N.V. | ||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||
| Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | USN070592100 | Agenda | 935815932 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | For | For | |||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | For | For | |||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | For | For | |||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | For | For | |||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | For | For | |||||
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | For | |||||
| 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | For | For | |||||
| 6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | For | For | |||||
| 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | For | For | |||||
| 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | For | For | |||||
| 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | For | For | |||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | For | |||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | For | For | For | |||||
| 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | For | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935796841 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935820793 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| CHURCH & DWIGHT CO., INC. | ||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CHD | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US1713401024 | Agenda | 935780622 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term of one year: Bradlen S. Cashaw | Management | For | For | For | |||||
| 1b. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | For | |||||
| 1c. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | For | |||||
| 1d. | Election of Director for a term of one year: Penry W. Price | Management | For | For | For | |||||
| 1e. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | For | |||||
| 1f. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | For | |||||
| 1g. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | For | |||||
| 1h. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | For | |||||
| 1i. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | For | |||||
| 1j. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | For | |||||
| 2. | An advisory vote to approve compensation of our named executive officers; | Management | Against | For | Against | |||||
| 3. | An advisory vote to approve the preferred frequency of the advisory vote on compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 5. | Approval of the Church & Dwight Co., Inc. Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 6. | Stockholder Proposal – Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | |||||||
| ISIN | US17275R1023 | Agenda | 935723216 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | For | |||||
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | For | |||||
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | For | |||||
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1j. | Election of Director: Brenton L. Saunders | Management | Against | For | Against | |||||
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 1l. | Election of Director: Marianna Tessel | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 4. | Stockholder Proposal – Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | For | Against | Against | |||||
| CORTEVA INC. | ||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||
| ISIN | US22052L1044 | Agenda | 935773920 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | For | |||||
| 1b. | Election of Director: Klaus A. Engel | Management | For | For | For | |||||
| 1c. | Election of Director: David C. Everitt | Management | For | For | For | |||||
| 1d. | Election of Director: Janet P. Giesselman | Management | For | For | For | |||||
| 1e. | Election of Director: Karen H. Grimes | Management | For | For | For | |||||
| 1f. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||
| 1g. | Election of Director: Rebecca B. Liebert | Management | For | For | For | |||||
| 1h. | Election of Director: Marcos M. Lutz | Management | For | For | For | |||||
| 1i. | Election of Director: Charles V. Magro | Management | For | For | For | |||||
| 1j. | Election of Director: Nayaki R. Nayyar | Management | For | For | For | |||||
| 1k. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1l. | Election of Director: Kerry J. Preete | Management | For | For | For | |||||
| 1m. | Election of Director: Patrick J. Ward | Management | For | For | For | |||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| ELEVANCE HEALTH, INC. | ||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ELV | Meeting Date | 10-May-2023 | |||||||
| ISIN | US0367521038 | Agenda | 935797502 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Gail K. Boudreaux | Management | For | For | For | |||||
| 1b. | Election of Director: R. Kerry Clark | Management | For | For | For | |||||
| 1c. | Election of Director: Robert L. Dixon, Jr. | Management | For | For | For | |||||
| 1d. | Election of Director: Deanna D. Strable | Management | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | Against | For | Against | |||||
| 5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal requesting annual reporting from third parties seeking financial support. | Shareholder | Against | Against | For | |||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLY | Meeting Date | 01-May-2023 | |||||||
| ISIN | US5324571083 | Agenda | 935784769 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director to serve a three-year term: David A. Ricks | Management | For | For | For | |||||
| 1c. | Election of Director to serve a three-year term: Marschall S. Runge | Management | For | For | For | |||||
| 1d. | Election of Director to serve a three-year term: Karen Walker | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | Against | For | Against | |||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||||
| 6. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||||
| 7. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | For | Against | Against | |||||
| 9. | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | Against | For | |||||
| 10. | Shareholder proposal to report on risks of supporting abortion. | Shareholder | Against | Against | For | |||||
| 11. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | Against | For | |||||
| 12. | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | Against | Against | For | |||||
| 13. | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | Against | Against | For | |||||
| FASTENAL COMPANY | ||||||||||
| Security | 311900104 | Meeting Type | Annual | |||||||
| Ticker Symbol | FAST | Meeting Date | 22-Apr-2023 | |||||||
| ISIN | US3119001044 | Agenda | 935770669 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||
| 1b. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||
| 1c. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||
| 1d. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||
| 1e. | Election of Director: Rita J. Heise | Management | For | For | For | |||||
| 1f. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||
| 1g. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||
| 1i. | Election of Director: Sarah N. Nielsen | Management | For | For | For | |||||
| 1j. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | Against | For | Against | |||||
| 4. | Approval, by non-binding vote, of the frequency of future executive compensation votes. | Management | 1 Year | 1 Year | For | |||||
| GARTNER, INC. | ||||||||||
| Security | 366651107 | Meeting Type | Annual | |||||||
| Ticker Symbol | IT | Meeting Date | 01-Jun-2023 | |||||||
| ISIN | US3666511072 | Agenda | 935825806 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for term expiring in 2024: Peter E. Bisson | Management | For | For | For | |||||
| 1b. | Election of Director for term expiring in 2024: Richard J. Bressler | Management | For | For | For | |||||
| 1c. | Election of Director for term expiring in 2024: Raul E. Cesan | Management | For | For | For | |||||
| 1d. | Election of Director for term expiring in 2024: Karen E. Dykstra | Management | For | For | For | |||||
| 1e. | Election of Director for term expiring in 2024: Diana S. Ferguson | Management | For | For | For | |||||
| 1f. | Election of Director for term expiring in 2024: Anne Sutherland Fuchs | Management | For | For | For | |||||
| 1g. | Election of Director for term expiring in 2024: William O. Grabe | Management | For | For | For | |||||
| 1h. | Election of Director for term expiring in 2024: José M. Gutiérrez | Management | For | For | For | |||||
| 1i. | Election of Director for term expiring in 2024: Eugene A. Hall | Management | For | For | For | |||||
| 1j. | Election of Director for term expiring in 2024: Stephen G. Pagliuca | Management | For | For | For | |||||
| 1k. | Election of Director for term expiring in 2024: Eileen M. Serra | Management | For | For | For | |||||
| 1l. | Election of Director for term expiring in 2024: James C. Smith | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | For | Against | |||||
| 3. | Vote, on an advisory basis, on the frequency of future stockholder advisory votes on the Company's executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Approval of the Gartner, Inc. Long-Term Incentive Plan. | Management | Against | For | Against | |||||
| 5. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||
| IDEXX LABORATORIES, INC. | ||||||||||
| Security | 45168D104 | Meeting Type | Annual | |||||||
| Ticker Symbol | IDXX | Meeting Date | 17-May-2023 | |||||||
| ISIN | US45168D1046 | Agenda | 935793996 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director (Proposal One): Daniel M. Junius | Management | For | For | For | |||||
| 1b. | Election of Director (Proposal One): Lawrence D. Kingsley | Management | For | For | For | |||||
| 1c. | Election of Director (Proposal One): Sophie V. Vandebroek, PhD | Management | For | For | For | |||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | For | |||||
| 3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. To recommend, by nonbinding advisory vote, the frequency of future advisory votes on the Company's executive compensation (Proposal Four). | Management | 1 Year | 1 Year | For | |||||
| INTUIT INC. | ||||||||||
| Security | 461202103 | Meeting Type | Annual | |||||||
| Ticker Symbol | INTU | Meeting Date | 19-Jan-2023 | |||||||
| ISIN | US4612021034 | Agenda | 935744006 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Eve Burton | Management | For | For | For | |||||
| 1b. | Election of Director: Scott D. Cook | Management | For | For | For | |||||
| 1c. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||||
| 1d. | Election of Director: Sasan K. Goodarzi | Management | For | For | For | |||||
| 1e. | Election of Director: Deborah Liu | Management | For | For | For | |||||
| 1f. | Election of Director: Tekedra Mawakana | Management | For | For | For | |||||
| 1g. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Thomas Szkutak | Management | For | For | For | |||||
| 1i. | Election of Director: Raul Vazquez | Management | For | For | For | |||||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay) | Management | For | For | For | |||||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 | Management | For | For | For | |||||
| 4. | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | Management | For | For | For | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US4781601046 | Agenda | 935776813 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | Abstain | None | ||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | Against | For | |||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | For | Against | Against | |||||
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against | For | |||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | For | |||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | For | |||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | For | |||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | For | |||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | For | |||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | For | |||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | For | |||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | For | |||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | For | |||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | For | |||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | For | |||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | |||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | For | |||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | For | |||||
| KEYSIGHT TECHNOLOGIES, INC. | ||||||||||
| Security | 49338L103 | Meeting Type | Annual | |||||||
| Ticker Symbol | KEYS | Meeting Date | 16-Mar-2023 | |||||||
| ISIN | US49338L1035 | Agenda | 935761216 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director to a 3-year term: Satish C. Dhanasekaran | Management | For | For | For | |||||
| 1.2 | Election of Director to a 3-year term: Richard P. Hamada | Management | For | For | For | |||||
| 1.3 | Election of Director to a 3-year term: Paul A. Lacouture | Management | For | For | For | |||||
| 1.4 | Election of Director to a 3-year term: Kevin A. Stephens | Management | For | For | For | |||||
| 2. | Ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | Management | Against | For | Against | |||||
| 4. | Approve an amendment to Keysight's Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | For | |||||
| LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||
| Security | 533900106 | Meeting Type | Annual | |||||||
| Ticker Symbol | LECO | Meeting Date | 19-Apr-2023 | |||||||
| ISIN | US5339001068 | Agenda | 935788337 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Brian D. Chambers | For | For | For | ||||||
| 2 | Curtis E. Espeland | For | For | For | ||||||
| 3 | Patrick P. Goris | For | For | For | ||||||
| 4 | Michael F. Hilton | For | For | For | ||||||
| 5 | Kathryn Jo Lincoln | For | For | For | ||||||
| 6 | Christopher L. Mapes | For | For | For | ||||||
| 7 | Phillip J. Mason | For | For | For | ||||||
| 8 | Ben P. Patel | For | For | For | ||||||
| 9 | Hellene S. Runtagh | For | For | For | ||||||
| 10 | Kellye L. Walker | For | For | For | ||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers (NEOs). | Management | For | For | For | |||||
| 4. | To recommend, on an advisory basis, the frequency for future advisory votes to approve the compensation of our NEOs. | Management | 1 Year | 1 Year | For | |||||
| 5. | To approve Lincoln Electric's 2023 Equity and Incentive Compensation Plan. | Management | For | For | For | |||||
| 6. | To approve Lincoln Electric's 2023 Stock Plan for Non-Employee Directors. | Management | For | For | For | |||||
| LOWE'S COMPANIES, INC. | ||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||
| ISIN | US5486611073 | Agenda | 935817190 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Raul Alvarez | For | For | For | ||||||
| 2 | David H. Batchelder | For | For | For | ||||||
| 3 | Scott H. Baxter | Withheld | For | Against | ||||||
| 4 | Sandra B. Cochran | For | For | For | ||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||
| 7 | Marvin R. Ellison | For | For | For | ||||||
| 8 | Daniel J. Heinrich | For | For | For | ||||||
| 9 | Brian C. Rogers | For | For | For | ||||||
| 10 | Bertram L. Scott | For | For | For | ||||||
| 11 | Colleen Taylor | For | For | For | ||||||
| 12 | Mary Beth West | For | For | For | ||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | For | Against | Against | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US5500211090 | Agenda | 935847600 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class I Director: Michael Casey | Management | Against | For | Against | |||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | 1 Year | None | ||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| MERCK & CO., INC. | ||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | |||||||
| ISIN | US58933Y1055 | Agenda | 935809080 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | For | |||||
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | For | |||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | For | |||||
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | For | |||||
| 1f. | Election of Director: Risa J. Lavizzo- Mourey, M.D. | Management | For | For | For | |||||
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | For | |||||
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | For | |||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | For | |||||
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | For | |||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | For | |||||
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | For | |||||
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | For | |||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Against | Against | For | |||||
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | For | Against | Against | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||
| ISIN | US5949181045 | Agenda | 935722567 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1c. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1h. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | |||||
| 4. | Shareholder Proposal – Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | Against | |||||
| 5. | Shareholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Report on Government Use of Microsoft Technology | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Report on Development of Products for Military | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal – Report on Tax Transparency | Shareholder | For | Against | Against | |||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSI | Meeting Date | 16-May-2023 | |||||||
| ISIN | US6200763075 | Agenda | 935792211 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a one-year term: Gregory Q. Brown | Management | For | For | For | |||||
| 1b. | Election of Director for a one-year term: Kenneth D. Denman | Management | For | For | For | |||||
| 1c. | Election of Director for a one-year term: Egon P. Durban | Management | For | For | For | |||||
| 1d. | Election of Director for a one-year term: Ayanna M. Howard | Management | For | For | For | |||||
| 1e. | Election of Director for a one-year term: Clayton M. Jones | Management | For | For | For | |||||
| 1f. | Election of Director for a one-year term: Judy C. Lewent | Management | For | For | For | |||||
| 1g. | Election of Director for a one-year term: Gregory K. Mondre | Management | For | For | For | |||||
| 1h. | Election of Director for a one-year term: Joseph M. Tucci | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Management | For | For | For | |||||
| 3. | Advisory Approval of the Company's Executive Compensation. | Management | Against | For | Against | |||||
| 4. | Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| NINTENDO CO.,LTD. | ||||||||||
| Security | J51699106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||
| ISIN | JP3756600007 | Agenda | 717313275 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Furukawa, Shuntaro | Management | For | For | For | |||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Shigeru | Management | For | For | For | |||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Shinya | Management | For | For | For | |||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shibata, Satoru | Management | For | For | For | |||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Shiota, Ko | Management | For | For | For | |||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Chris Meledandri | Management | For | For | For | |||||
| NORFOLK SOUTHERN CORPORATION | ||||||||||
| Security | 655844108 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSC | Meeting Date | 11-May-2023 | |||||||
| ISIN | US6558441084 | Agenda | 935801729 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | |||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | For | |||||
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | For | |||||
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | For | |||||
| 1g. | Election of Director: Steven F. Leer | Management | For | For | For | |||||
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | For | |||||
| 1i. | Election of Director: Amy E. Miles | Management | For | For | For | |||||
| 1j. | Election of Director: Claude Mongeau | Management | For | For | For | |||||
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | For | |||||
| 1l. | Election of Director: Alan H. Shaw | Management | For | For | For | |||||
| 1m. | Election of Director: John R. Thompson | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2023 Annual Meeting of Shareholders. | Management | For | For | For | |||||
| 4. | Frequency of advisory resolution on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | A shareholder proposal regarding street name and non-street name shareholders' rights to call a special meeting. | Shareholder | Against | Against | For | |||||
| ORACLE CORPORATION | ||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORCL | Meeting Date | 16-Nov-2022 | |||||||
| ISIN | US68389X1054 | Agenda | 935715182 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Awo Ablo | For | For | For | ||||||
| 2 | Jeffrey S. Berg | For | For | For | ||||||
| 3 | Michael J. Boskin | For | For | For | ||||||
| 4 | Safra A. Catz | For | For | For | ||||||
| 5 | Bruce R. Chizen | For | For | For | ||||||
| 6 | George H. Conrades | For | For | For | ||||||
| 7 | Lawrence J. Ellison | For | For | For | ||||||
| 8 | Rona A. Fairhead | For | For | For | ||||||
| 9 | Jeffrey O. Henley | For | For | For | ||||||
| 10 | Renee J. James | For | For | For | ||||||
| 11 | Charles W. Moorman | For | For | For | ||||||
| 12 | Leon E. Panetta | For | For | For | ||||||
| 13 | William G. Parrett | For | For | For | ||||||
| 14 | Naomi O. Seligman | For | For | For | ||||||
| 15 | Vishal Sikka | For | For | For | ||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of our Independent Registered Public Accounting Firm. | Management | For | Fors | For | |||||
| STRYKER CORPORATION | ||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||
| Ticker Symbol | SYK | Meeting Date | 10-May-2023 | |||||||
| ISIN | US8636671013 | Agenda | 935785444 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Mary K. Brainerd | Management | For | For | For | |||||
| 1b. | Election of Director: Giovanni Caforio, M.D. | Management | Against | For | Against | |||||
| 1c. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For | |||||
| 1d. | Election of Director: Allan C. Golston | Management | For | For | For | |||||
| 1e. | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Management | For | For | For | |||||
| 1f. | Election of Director: Sherilyn S. McCoy (Lead Independent Director) | Management | For | For | For | |||||
| 1g. | Election of Director: Andrew K. Silvernail | Management | For | For | For | |||||
| 1h. | Election of Director: Lisa M. Skeete Tatum | Management | For | For | For | |||||
| 1i. | Election of Director: Ronda E. Stryker | Management | For | For | For | |||||
| 1j. | Election of Director: Rajeev Suri | Management | For | For | For | |||||
| 2. | Ratification of Appointment of Ernst & Young LLP as Our Independent Registered Public Accounting Firm for 2023. | Management | Against | For | Against | |||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal on Political Disclosure. | Shareholder | Against | Against | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8740391003 | Agenda | 935863298 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To accept 2022 Business Report and Financial Statements | Management | For | For | For | |||||
| 2. | To approve the issuance of employee restricted stock awards for year 2023 | Management | For | For | For | |||||
| 3. | To revise the Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| 4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||
| Ticker Symbol | EL | Meeting Date | 18-Nov-2022 | |||||||
| ISIN | US5184391044 | Agenda | 935714659 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class II Director: Ronald S. Lauder | Management | Withheld | For | Against | |||||
| 1b. | Election of Class II Director: William P. Lauder | Management | Withheld | For | Against | |||||
| 1c. | Election of Class II Director: Richard D. Parsons | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Lynn Forester de Rothschild | Management | For | For | For | |||||
| 1e. | Election of Class II Director: Jennifer Tejada | Management | For | For | For | |||||
| 1f. | Election of Class II Director: Richard F. Zannino | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2023 fiscal year. | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| THE TJX COMPANIES, INC. | ||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8725401090 | Agenda | 935847509 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | For | |||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||
| 1d. | Election of Director: David T. Ching | Management | For | For | For | |||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | For | |||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | For | |||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | For | |||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | For | For | |||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | Against | For | Against | |||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | For | Against | Against | |||||
| TRANE TECHNOLOGIES PLC | ||||||||||
| Security | G8994E103 | Meeting Type | Annual | |||||||
| Ticker Symbol | TT | Meeting Date | 01-Jun-2023 | |||||||
| ISIN | IE00BK9ZQ967 | Agenda | 935831897 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Kirk E. Arnold | Management | For | For | For | |||||
| 1b. | Election of Director: Ann C. Berzin | Management | For | For | For | |||||
| 1c. | Election of Director: April Miller Boise | Management | For | For | For | |||||
| 1d. | Election of Director: Gary D. Forsee | Management | For | For | For | |||||
| 1e. | Election of Director: Mark R. George | Management | For | For | For | |||||
| 1f. | Election of Director: John A. Hayes | Management | For | For | For | |||||
| 1g. | Election of Director: Linda P. Hudson | Management | For | For | For | |||||
| 1h. | Election of Director: Myles P. Lee | Management | For | For | For | |||||
| 1i. | Election of Director: David S. Regnery | Management | For | For | For | |||||
| 1j. | Election of Director: Melissa N. Schaeffer | Management | For | For | For | |||||
| 1k. | Election of Director: John P. Surma | Management | For | For | For | |||||
| 2. | Advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | For | |||||
| 4. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 5. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | For | |||||
| 6. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | For | |||||
| 7. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | For | |||||
| TRIMBLE INC. | ||||||||||
| Security | 896239100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TRMB | Meeting Date | 01-Jun-2023 | |||||||
| ISIN | US8962391004 | Agenda | 935830059 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | James C. Dalton | For | For | For | ||||||
| 2 | Borje Ekholm | Withheld | For | Against | ||||||
| 3 | Ann Fandozzi | For | For | For | ||||||
| 4 | Kaigham (Ken) Gabriel | For | For | For | ||||||
| 5 | Meaghan Lloyd | For | For | For | ||||||
| 6 | Sandra MacQuillan | For | For | For | ||||||
| 7 | Robert G. Painter | For | For | For | ||||||
| 8 | Mark S. Peek | For | For | For | ||||||
| 9 | Thomas Sweet | For | For | For | ||||||
| 10 | Johan Wibergh | For | For | For | ||||||
| 2. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 3. | Advisory vote on the frequency of executive compensation votes | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| UNION PACIFIC CORPORATION | ||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNP | Meeting Date | 18-May-2023 | |||||||
| ISIN | US9078181081 | Agenda | 935805703 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: William J. DeLaney | Management | For | For | For | |||||
| 1b. | Election of Director: David B. Dillon | Management | For | For | For | |||||
| 1c. | Election of Director: Sheri H. Edison | Management | For | For | For | |||||
| 1d. | Election of Director: Teresa M. Finley | Management | For | For | For | |||||
| 1e. | Election of Director: Lance M. Fritz | Management | For | For | For | |||||
| 1f. | Election of Director: Deborah C. Hopkins | Management | For | For | For | |||||
| 1g. | Election of Director: Jane H. Lute | Management | For | For | For | |||||
| 1h. | Election of Director: Michael R. McCarthy | Management | For | For | For | |||||
| 1i. | Election of Director: Jose H. Villarreal | Management | For | For | For | |||||
| 1j. | Election of Director: Christopher J. Williams | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2023. | Management | For | For | For | |||||
| 3. | An advisory vote to approve executive compensation ("Say On Pay"). | Management | For | For | For | |||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation ("Say on Frequency"). | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal regarding independent board chairman. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder proposal requesting an amendment to our Bylaws to require shareholder approval for certain future amendments. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal requesting a paid sick leave policy. | Shareholder | Against | Against | For | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2021 through June 30, 2022
| ADVANTECH CO LTD | ||||||||||
| Security | Y0017P108 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||
| ISIN | TW0002395001 | Agenda | 717132334 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ADOPTION OF THE 2022 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2022 PROFITS . PROPOSED CASH DIVIDEND: TWD 10 PER SHARE. | Management | For | For | For | |||||
| 3 | ISSUANCE OF NEW SHARES FROM CAPITAL INCREASE BY EARNINGS. PROPOSED STOCK DIVIDEND: 100 FOR 1000 SHS HELD. | Management | For | For | For | |||||
| 4 | THE COMPANY PLANS TO ISSUE EMPLOYEE SHARE OPTIONS WITH PRICE LOWER THAN FAIR MARKET VALUE. | Management | Against | For | Against | |||||
| 5.1 | THE ELECTION OF THE DIRECTOR.: K.C. LIU, SHAREHOLDER NO.00000001 | Management | For | For | For | |||||
| 5.2 | THE ELECTION OF THE DIRECTOR.: K AND M INVESTMENT CO LTD, SHAREHOLDER NO.00000039, WESLEY LIU AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.3 | THE ELECTION OF THE DIRECTOR.: ADVANTECH FOUNDATION, SHAREHOLDER NO.00000163, CHANEY HO AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.4 | THE ELECTION OF THE DIRECTOR.: AIDC INVESTMENT CORP, SHAREHOLDER NO.00000040, TONY LIU AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.5 | THE ELECTION OF THE DIRECTOR.: JEFF CHEN, SHAREHOLDER NO.B100630XXX | Management | For | For | For | |||||
| 5.6 | THE ELECTION OF THE DIRECTOR.: JI- REN LEE, SHAREHOLDER NO.Y120143XXX | Management | For | For | For | |||||
| 5.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.: BENSON LIU, SHAREHOLDER NO.P100215XXX | Management | For | For | For | |||||
| 5.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.: CHAN-JANE LIN, SHAREHOLDER NO.R203128XXX | Management | For | For | For | |||||
| 5.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.: MING-HUI CHANG, SHAREHOLDER NO.N120041XXX | Management | For | For | For | |||||
| 6 | EXEMPTION OF THE LIMITATION OF NON-COMPETITION ON THE DIRECTORS OF THE COMPANY. | Management | For | For | For | |||||
| AMBUJA CEMENTS LTD | ||||||||||
| Security | Y6140K106 | Meeting Type | Other Meeting | |||||||
| Ticker Symbol | Meeting Date | 01-Jul-2022 | ||||||||
| ISIN | INE079A01024 | Agenda | 715731091 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL FOR PAYMENT OF INCENTIVE TO MR. NEERAJ AKHOURY (DIN: 007419090) MANAGING DIRECTOR AND CEO ("MD & CEO") | Management | Against | For | Against | |||||
| BARRICK GOLD CORPORATION | ||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOLD | Meeting Date | 02-May-2023 | |||||||
| ISIN | CA0679011084 | Agenda | 935799974 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | D. M. Bristow | For | For | For | ||||||
| 2 | H. Cai | For | For | For | ||||||
| 3 | G. A. Cisneros | For | For | For | ||||||
| 4 | C. L. Coleman | For | For | For | ||||||
| 5 | I. A. Costantini | For | For | For | ||||||
| 6 | J. M. Evans | For | For | For | ||||||
| 7 | B. L. Greenspun | For | For | For | ||||||
| 8 | J. B. Harvey | For | For | For | ||||||
| 9 | A. N. Kabagambe | For | For | For | ||||||
| 10 | A. J. Quinn | For | For | For | ||||||
| 11 | M. L. Silva | For | For | For | ||||||
| 12 | J. L. Thornton | For | For | For | ||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | For | |||||
| 3 | Advisory resolution on approach to executive compensation. | Management | For | For | For | |||||
| BIMB HOLDINGS BHD | ||||||||||
| Security | ADPV52563 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 26-May-2023 | ||||||||
| ISIN | MYL5258OO008 | Agenda | 717131279 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RE-ELECT TAN SRI DR. ISMAIL HAJI BAKAR AS DIRECTOR WHO IS TO RETIRE PURSUANT TO CLAUSE 133 OF THE COMPANY'S CONSTITUTION | Management | For | For | For | |||||
| 2 | TO RE-ELECT ENCIK AZIZAN AHMAD AS DIRECTOR WHO IS TO RETIRE PURSUANT TO CLAUSE 133 OF THE COMPANY'S CONSTITUTION | Management | For | For | For | |||||
| 3 | TO RE-ELECT PUAN MASHITAH HAJI OSMAN AS DIRECTOR WHO IS TO RETIRE PURSUANT TO CLAUSE 133 OF THE COMPANY'S CONSTITUTION | Management | For | For | For | |||||
| 4 | TO RE-ELECT DATO' PROFESSOR DR. NOOR INAYAH YAAKUB AS DIRECTOR WHO IS TO RETIRE PURSUANT TO CLAUSE 142 OF THE COMPANY'S CONSTITUTION | Management | For | For | For | |||||
| 5 | TO APPROVE THE REVISION AND PAYMENT OF DIRECTORS' FEES AND BOARD COMMITTEES' ALLOWANCES TO THE NON-EXECUTIVE DIRECTORS FROM THE 40TH AGM TO THE 41ST AGM OF THE COMPANY | Management | Against | For | Against | |||||
| 6 | TO APPROVE THE PAYMENT OF BENEFIT TO THE NON-EXECUTIVE DIRECTORS OF UP TO RM1,105,000.00 FROM THE 40TH AGM TO THE 41ST AGM OF THE COMPANY | Management | For | For | For | |||||
| 7 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS PLT AS THE EXTERNAL AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2023 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||
| 8 | RENEWAL OF AUTHORITY FOR THE DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES OF THE COMPANY IN RELATION TO THE DIVIDEND REINVESTMENT PLAN | Management | For | For | For | |||||
| CLICKS GROUP LIMITED | ||||||||||
| Security | S17249111 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 26-Jan-2023 | ||||||||
| ISIN | ZAE000134854 | Agenda | 716398412 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| O.1 | ADOPTION OF FINANCIAL STATEMENTS | Management | For | For | For | |||||
| O.2 | REAPPOINTMENT OF AUDITOR: RESOLVED THAT THE FIRM ERNST & YOUNG INC. BE REAPPOINTED AND MALCOLM RAPSON AS THE DESIGNATED AUDITOR BE APPOINTED FOR THE ENSUING YEAR | Management | Against | For | Against | |||||
| O.3 | ELECTION OF NOMGANDO MATYUMZA AS A DIRECTOR | Management | For | For | For | |||||
| O.4 | ELECTION OF GORDON TRAILL AS A DIRECTOR | Management | For | For | For | |||||
| O.5.1 | ELECTION OF MEMBER OF THE AUDIT AND RISK COMMITTEE: MFUNDISO NJEKE | Management | For | For | For | |||||
| O.5.2 | ELECTION OF MEMBER OF THE AUDIT AND RISK COMMITTEE: SANGO NTSALUBA | Management | For | For | For | |||||
| O.5.3 | ELECTION OF MEMBER OF THE AUDIT AND RISK COMMITTEE: NOMGANDO MATYUMZA | Management | For | For | For | |||||
| NB.6 | NON-BINDING ADVISORY VOTE: APPROVAL OF THE COMPANY'S REMUNERATION POLICY | Management | Against | For | Against | |||||
| NB.7 | NON-BINDING ADVISORY VOTE: ENDORSEMENT OF THE COMPANY'S REMUNERATION IMPLEMENTATION REPORT | Management | For | For | For | |||||
| S.1 | GENERAL AUTHORITY TO REPURCHASE SHARES | Management | For | For | For | |||||
| S.2 | APPROVAL OF DIRECTORS' FEES | Management | For | For | For | |||||
| S.3 | GENERAL APPROVAL TO PROVIDE FINANCIAL ASSISTANCE | Management | For | For | For | |||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||
| Ticker Symbol | CL | Meeting Date | 12-May-2023 | |||||||
| ISIN | US1941621039 | Agenda | 935795382 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | For | |||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | For | |||||
| 1c. | Election of Director: Steve Cahillane | Management | For | For | For | |||||
| 1d. | Election of Director: Lisa M. Edwards | Management | For | For | For | |||||
| 1e. | Election of Director: C. Martin Harris | Management | For | For | For | |||||
| 1f. | Election of Director: Martina Hund-Mejean | Management | For | For | For | |||||
| 1g. | Election of Director: Kimberly A. Nelson | Management | For | For | For | |||||
| 1h. | Election of Director: Lorrie M. Norrington | Management | For | For | For | |||||
| 1i. | Election of Director: Michael B. Polk | Management | For | For | For | |||||
| 1j. | Election of Director: Stephen I. Sadove | Management | For | For | For | |||||
| 1k. | Election of Director: Noel R. Wallace | Management | For | For | For | |||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | For | |||||
| 3. | Advisory vote on executive compensation. | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Stockholder proposal on independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder proposal on executives to retain significant stock. | Shareholder | Against | Against | For | |||||
| DELTA ELECTRONICS INC | ||||||||||
| Security | Y20263102 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 13-Jun-2023 | ||||||||
| ISIN | TW0002308004 | Agenda | 717241359 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ADOPTION OF THE 2022 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | For | |||||
| 2 | ADOPTION OF THE 2022 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND TWD 9.84 PER SHARE. | Management | For | For | For | |||||
| 3 | DISCUSSION OF THE AMENDMENTS TO THE ARTICLES OF INCORPORATION. | Management | For | For | For | |||||
| 4 | DISCUSSION OF THE AMENDMENTS TO THE SHAREHOLDERS' MEETING RULES AND PROCEDURES. | Management | For | For | For | |||||
| 5 | DISCUSSION OF THE AMENDMENTS TO THE DIRECTOR ELECTION REGULATIONS. | Management | For | For | For | |||||
| 6 | DISCUSSION OF THE RELEASE FROM NON COMPETITION RESTRICTIONS ON DIRECTORS. | Management | For | For | For | |||||
| FLEURY SA | ||||||||||
| Security | P418BW104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 18-Aug-2022 | ||||||||
| ISIN | BRFLRYACNOR5 | Agenda | 715938190 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | EXAMINE, DISCUSS AND APPROVE THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF THE MERGER OF SHARES ISSUED BY INSTITUTO HERMES PARDINI S.A. INTO OXONIA SP PARTICIPACOES S.A., FOLLOWED BY THE MERGER OF OXONIA SP PARTICIPACOES S.A. INTO FLEURY S.A., PROTOCOL AND JUSTIFICATION, EXECUTED ON JUNE 29, 2022, TRANSACTION | Management | For | For | For | |||||
| 2 | RATIFY THE APPOINTMENT OF THE SPECIALIZED COMPANY, APSIS CONSULTORIA E AVALIACOES LTDA., CNPJ N. 08.681.365.0001.30, APSIS, RESPONSIBLE FOR PREPARING THE APPRAISAL REPORT AT BOOK VALUE, APPRAISAL REPORT, OF THE NET EQUITY OF OXONIA SP PARTICIPACOES S.A., CNPJ N. 42.329. 537.0001.40, HOLDING FLEURY, TO BE CONSIDERED FOR THE MERGER OF HOLDING FLEURY INTO THE COMPANY, AS AN ACT IMMEDIATELY SUBSEQUENT TO THE CAPITAL INCREASE OF HOLDING FLEURY TO BE SUBSCRIBED AND PAID UP BY FLEURY, THE MERGER OF SHARES ISSUED BY INSTITUTO HERMES PARDINI S.A., CNPJ N. 19.378.769.0001.76, B3, PARD3, HERMES PARDINI INTO HOLDING FLEURY AND THE REDEMPTION OF PREFERRED SHARES ISSUED BY HOLDING FLEURY, PURSUANT TO THE TERMS OF THE PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| 3 | APPROVE THE APPRAISAL REPORT | Management | Abstain | For | Against | |||||
| 4 | APPROVE, UNDER CONDITIONS PRECEDENT, PURSUANT TO THE TERMS OF THE PROTOCOL AND JUSTIFICATION, THE TRANSACTION | Management | For | For | For | |||||
| 5 | APPROVE, UNDER CONDITIONS PRECEDENT, PURSUANT TO THE TERMS OF THE PROTOCOL AND JUSTIFICATION, THE COMPANY'S CAPITAL INCREASE, THROUGH THE ISSUANCE OF NEW COMMON SHARES, | Management | For | For | For | |||||
| TO BE SUBSCRIBED AND PAID UP BY THE MANAGERS OF HOLDING FLEURY, FOR THE BENEFIT OF ITS SHAREHOLDERS, WITH THE CONSEQUENT AMENDMENT OF THE CAPUT OF ARTICLE 5 OF THE COMPANY'S BYLAWS | ||||||||||
| 6 | ELECT, UNDER CONDITIONS PRECEDENT, PURSUANT TO THE TERMS OF THE PROTOCOL AND JUSTIFICATION, THREE, 3, MEMBERS FOR THE COMPANY'S BOARD OF DIRECTORS, IT BEING UNDERSTOOD THAT THE INVESTITURE OF SUCH MEMBERS WILL BE CONDITIONED TO THE CONSUMMATION OF THE TRANSACTION AND THE END OF SUCH TERMS OF OFFICE WILL COINCIDE WITH THE END OF THE TERMS OF OFFICE IN EFFECT OF THE OTHER MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS. NAMELY, I, AUREA MARIA PARDINI, INDEPENDENT MEMBER. II, REGINA PARDINI, INDEPENDENT MEMBER. III, VICTOR CAVALCANTI PARDINI, INDEPENDENT MEMBER | Management | Abstain | For | Against | |||||
| 7 | AMEND THE CAPUT OF ARTICLE 6 OF THE COMPANY'S BYLAWS, IN ORDER TO INCREASE THE LIMIT OF AUTHORIZATION FOR INCREASING THE CAPITAL STOCK BY MEANS OF A RESOLUTION OF THE BOARD OF DIRECTORS, REGARDLESS OF AN AMENDMENT TO THE BYLAWS | Management | For | For | For | |||||
| 8 | AUTHORIZE THE PRACTICE, BY THE COMPANY'S MANAGERS, OF ALL ACTS NECESSARY FOR THE CONSUMMATION OF THE TRANSACTION | Management | For | For | For | |||||
| FLEURY SA | ||||||||||
| Security | P418BW104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Oct-2022 | ||||||||
| ISIN | BRFLRYACNOR5 | Agenda | 716144388 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO APPROVE THE PROTOCOL AND JUSTIFICATION OF THE MERGERS OF CENTRO DE ENDOSCOPIA DIGESTIVA DO RECIFE LTDA., DIAGMAX DIAGNOSTICOS POR IMAGEM LTDA., DIAGMAX PARTICIPACOES SOCIETARIAS S.A. AND INLAB, INVESTIGACAO LABORATORIAL LTDA. BY FLEURY S.A., ENTERED INTO ON SEPTEMBER 27, 2022 BETWEEN THE COMPANY AND THE COMPANIES CENTRO DE ENDOSCOPIA DIGESTIVA DO RECIFE LTDA., CNPJ.ME. 11.521.101.0001.24, CEDIRE, DIAGMAX DIAGNOSTICOS POR IMAGEM LTDA., CNPJ.ME. 04.907.130.0001.63, DIAGMAX LTDA., DIAGMAX PARTICIPACOES SOCIETARIAS S.A., CNPJ.ME. 28.850.695.0001.10, DIAGMAX S.A., AND INLAB, INVESTIGATION LABORATORIAL LTDA., CNPJ.ME. 63.441.802.0001.57, INLAB, CONTAINING THE TERMS AND CONDITIONS OF THE MERGER OF CEDIRE, DIAGMAX LTDA., DIAGMAX S.A., AND INLAB INTO THE COMPANY, THE PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| 2 | TO RATIFY THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACAO LTDA., A LIMITED LIABILITY COMPANY HEADQUARTERED AT RUA DO PASSEIO, NUMBER 62, 6TH FLOOR, CENTRO, CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, REGISTERED WITH THE CPNJ.ME UNDER NO. 08.681. 365.0001.30 AND REGISTERED WITH THE REGIONAL ACCOUNTING COUNCIL OF RIO DE JANEIRO UNDER NO. 005112.O.9, SPECIALIZED COMPANY, AS A SPECIALIZED COMPANY RESPONSIBLE FOR THE PREPARATION OF APPRAISAL REPORTS IN ORDER TO DETERMINE THE AMOUNT OF THE BOOK NET EQUITY VALUE OF CEDIRE, DIAGMAX LTDA., DIAGMAX S.A., AND INLAB TO BE MERGED INTO THE COMPANY, APPRAISAL REPORTS | Management | For | For | For | |||||
| 3 | APPROVE THE APPRAISAL REPORTS PREPARED BY THE SPECIALIZED COMPANY | Management | For | For | For | |||||
| 4 | APPROVE THE MERGER OF DIAGMAX S.A. AND INLAB INTO THE COMPANY, UNDER THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| 5 | APPROVE THE MERGER OF CEDIRE AND DIAGMAX LTDA. INTO THE COMPANY, UNDER THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| FLEURY SA | ||||||||||
| Security | P418BW104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||
| ISIN | BRFLRYACNOR5 | Agenda | 716873713 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | AMEND THE ARTICLE 5 OF THE COMPANYS BYLAWS, TO UPDATE THE AMOUNT OF THE CAPITAL STOCK OF THE COMPANY, TO REFLECT THE CAPITAL INCREASES APPROVED BY THE BOARD OF DIRECTORS, WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL, ON AUGUST 8, 2022, ON DECEMBER 8, 2022 AND MARCH 17, 2023, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||
| 2 | AMEND THE ARTICLE 14 OF THE COMPANYS BYLAWS, TO DETAIL THE RULES FOR REPLACING MEMBERS OF THE BOARD OF DIRECTORS IN CASE OF VACANCY AND TEMPORARY OR DEFINITIVE IMPEDIMENT, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||
| 3 | INCLUDE A NEW ARTICLE 29 TO THE COMPANYS BYLAWS TO INSTITUTE THE POSSIBILITY OF EXECUTING INDEMNITY AGREEMENT BETWEEN THE COMPANY AND ITS MANAGERS AND OTHER BENEFICIARIES, WITH I. THE CONSEQUENT AMENDMENT OF ARTICLE 18 TO CLARIFY THE COMPETENCE OF THE BOARD OF DIRECTORS TO APPROVE THE RULES, PROCEDURES, CONDITIONS AND LIMITATIONS TO BE OBSERVED FOR SIGNING AND EXECUTING INDEMNITY AGREEMENTS AND II. THE CONSEQUENT RENUMBERING OF SUBSEQUENT ARTICLES, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||
| 4 | AMEND THE ARTICLE 31 OF THE COMPANYS BYLAWS, TO CREATE A STATUTORY PROFIT RESERVE, PURSUANT TO ARTICLE 194 OF LAW NO. 6,404, OF DECEMBER 15, 1976, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||
| 5 | ELECT, UNDER THE PROTOCOL AND JUSTIFICATION FOR COMBINING THE BUSINESSES AND SHAREHOLDING BASES OF THE COMPANY AND INSTITUTO HERMES PARDINI S.A., APPROVED UNDER THE CONDITIONS PRECEDENT, IN AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY HELD ON AUGUST 18, 2022, TRANSACTION, THREE MEMBERS FOR THE COMPANYS BOARD OF DIRECTORS, IT BEING CERTAIN THAT THE INVESTITURE OF SUCH MEMBERS IS CONDITIONED TO THE CONSUMMATION OF THE TRANSACTION AND THE END OF SUCH TERMS OF OFFICE SHALL COINCIDE WITH THE END OF THE TERMS OF OFFICE IN FORCE OF OTHER MEMBERS OF THE COMPANYS BOARD OF DIRECTORS, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||
| 6 | IN THE CASE OF A SECOND CALL FOR THIS GENERAL MEETING, THE VOTING INSTRUCTIONS CONTAINED IN THIS BALLOT CAN ALSO BE CONSIDERED FOR HOLDING THE MEETING AT SECOND CALL | Management | For | For | For | |||||
| FLEURY SA | ||||||||||
| Security | P418BW104 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||
| ISIN | BRFLRYACNOR5 | Agenda | 716873799 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | REVIEWING THE MANAGERS ACCOUNTS, EXAMINING, DISCUSSING, AND VOTING ON THE MANAGEMENT REPORT AND THE FINANCIAL STATEMENTS, ACCOMPANIED BY THE INDEPENDENT AUDITORS AND THE AUDIT COMMITTEES REPORT, FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 | Management | For | For | For | |||||
| 2 | RESOLVING UPON THE PROPOSAL OF ALLOCATION OF THE NET PROFITS EARNED IN THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 AND THE CAPITAL BUDGET PROPOSAL FOR THE FISCAL YEAR TO END ON DECEMBER 31, 2023 | Management | For | For | For | |||||
| 3 | SET THE NUMBER OF MEMBERS FOR THE COMPANY'S BOARD OF DIRECTORS FOR THE TERM UNTIL THE 2025 ANNUAL GENERAL MEETING OF THE COMPANY AT 10 EFFECTIVE MEMBERS AND 3 ALTERNATE MEMBERS | Management | For | For | For | |||||
| 4 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY SLATE NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE. THE VOTES INDICATED IN THIS SECTION WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: MARCIO PINHEIRO MENDES, EFFECTIVE, CHAIRMMAN FERNANDO LOPES ALBERTO, EFFECTIVE, VICE CHAIRMMAN RUI MONTEIRO DE BARROS MACIEL, EFFECTIVE LUIZ CARLOS TRABUCO CAPPI, EFFECTIVE, MAURICIO MACHADO DE MINAS, SUBSTITUTE SAMUEL MONTEIRO DOS SANTOS JUNIOR, EFFECTIVE, OCTAVIO DE LAZARI JUNIOR, SUBSTITUTE IVAN LUIZ GONTIJO JUNIOR, EFFECTIVE, MANOEL ANTONIO PERES, SUBSTITUTE | Management | For | For | For | |||||
| ANDREA CRISTINA DE LIMA ROLIM, EFFECTIVE, INDEPENDENT RACHEL RIBEIRO HORTA, EFFECTIVE, INDEPENDENT JOAO ROBERTO GONCALVES TEIXEIRA, EFFECTIVE, INDEPENDENT RAUL CALFAT, EFFECTIVE, INDEPENDENT | ||||||||||
| 5 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Management | Abstain | For | Against | |||||
| 6 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOU VE CHOSEN. IF THE SHAREHOLDER CHOOSES YES AND ALSO INDICATES THE APPROVE ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | Abstain | For | Against | |||||
| 7.1 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MARCIO PINHEIRO MENDES, EFFECTIVE, CHAIRMMAN | Management | For | For | For | |||||
| 7.2 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FERNANDO LOPES ALBERTO , EFFECTIVE, VICE CHAIRMMAN | Management | For | For | For | |||||
| 7.3 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: RUI MONTEIRO DE BARROS MACIEL, EFFECTIVE | Management | For | For | For | |||||
| 7.4 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: LUIZ CARLOS TRABUCO CAPPI, EFFECTIVE, MAURICIO MACHADO DE MINAS, SUBSTITUTE | Management | For | For | For | |||||
| 7.5 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: SAMUEL MONTEIRO DOS SANTOS JUNIOR, EFFECTIVE, OCTAVIO DE LAZARI JUNIOR, SUBSTITUTE | Management | For | For | For | |||||
| 7.6 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: IVAN LUIZ GONTIJO JUNIOR, EFFECTIVE, MANOEL ANTONIO PERES, SUBSTITUE | Management | For | For | For | |||||
| 7.7 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANDREA CRISTINA DE LIMA ROLIM, INDEPENDENT | Management | For | For | For | |||||
| 7.8 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: RACHEL RIBEIRO HORTA, EFFECTIVE, INDEPENDENT | Management | For | For | For | |||||
| 7.9 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JOAO ROBERTO GONCALVES TEIXEIRA, EFFECTIVE, INDEPENDENT | Management | For | For | For | |||||
| 7.10 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: RAUL CALFAT, EFFECTIVE, INDEPENDENT | Management | For | For | For | |||||
| 8 | DO YOU WISH TO REQUEST THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141, PARAGRAPH 4, I OF THE BRAZILIAN CORPORATION LAW IF YOU CHOOSE NO OR ABSTAIN, YOUR SHARES WILL NOT BE COMPUTED FOR THE PURPOSE OF REQUESTING THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS. THE SHAREHOLDER MAY ONLY FILL OUT THIS FIELD IF THEY HAVE LEFT THE FIELDS BLANK AND THEY HAVE BEEN HOLDER OF THE SHARES THEY VOTE FOR UNINTERRUPTEDLY DURING THE 3 MONTHS IMMEDIATELY PRIOR TO THE GENERAL MEETING | Management | Abstain | For | Against | |||||
| 9 | DO YOU WISH TO REQUEST THE ADOPTION OF THE MULTIPLE VOTING PROCEDURE FOR ELECTION OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141 OF LAW 6,404 OF 1976 | Management | Abstain | For | Against | |||||
| 10 | ESTABLISH THE MANAGERS GLOBAL COMPENSATION FOR THE 2023 FISCAL YEAR | Management | For | For | For | |||||
| 11 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE AUDIT COMMITTEE, PURSUANT TO ARTICLE 161 OF LAW NO. 6,404 OF DECEMBER 15, 1976 | Management | For | For | For | |||||
| 12 | IN THE CASE OF A SECOND CALL FOR THIS GENERAL MEETING, SHOULD THE VOTING INSTRUCTIONS CONTAINED IN THIS BALLOT ALSO BE CONSIDERED FOR HOLDING THE MEETING AT SECOND CALL | Management | For | For | For | |||||
| FLEURY SA | ||||||||||
| Security | P418BW104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 02-Jun-2023 | ||||||||
| ISIN | BRFLRYACNOR5 | Agenda | 717184066 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO APPROVE THE, PROTOCOL AND JUSTIFICATION OF THE MERGER OF LABORATORIO MARCELO MAGALHAES S.A. INTO FLEURY S.A., ENTERED INTO ON APRIL 26, 2023 BETWEEN THE COMPANY AND THE LABORATORIO MARCELO MAGALHAES S.A., CNPJ., MF., 11.696.937000160., LABORATORY, CONTAINING THE TERMS AND CONDITIONS OF THE MERGER OF THE LABORATORY INTO THE COMPANY, THE, PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| 2 | TO RATIFY THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACAO LTDA., A LIMITED LIABILITY COMPANY HEADQUARTERED AT RUA DO PASSEIO, N. 62, 6TH FLOOR, CENTRO, CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, REGISTERED WITH THE CPNJ., MF UNDER N 08.681. 365000130 AND REGISTERED WITH THE REGIONAL ACCOUNTING COUNCIL OF RIO DE JANEIRO UNDER NO. 005112O9, SPECIALIZED COMPANY, AS A SPECIALIZED COMPANY RESPONSIBLE FOR THE PREPARATION OF APPRAISAL REPORT IN ORDER TO DETERMINE THE AMOUNT OF THE BOOK NET EQUITY VALUE OF TO BE MERGED INTO THE COMPANY, APPRAISAL REPORTS | Management | For | For | For | |||||
| 3 | APPROVE THE APPRAISAL REPORT PREPARED BY THE SPECIALIZED COMPANY | Management | For | For | For | |||||
| 4 | APPROVE THE MERGER OF THE LABORATORY INTO THE COMPANY, UNDER THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION | Management | For | For | For | |||||
| FORD OTOMOTIV SANAYI AS | ||||||||||
| Security | M7608S105 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Nov-2022 | ||||||||
| ISIN | TRAOTOSN91H6 | Agenda | 716234668 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPENING AND ELECTION OF CHAIRMANSHIP PANEL | Management | For | For | For | |||||
| 2 | APPROVAL OF THE MEMBER CHANGES IN THE BOARD OF DIRECTORS DURING THE YEAR AS PER ARTICLE 363 OF TURKISH COMMERCIAL CODE | Management | For | For | For | |||||
| 3 | APPROVAL OR APPROVAL WITH AMENDMENTS OR REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL ON DISTRIBUTING DIVIDEND IN 2022 FROM THE EXTRAORDINARY RESERVES OF THE COMPANY AND DETERMINING THE DISTRIBUTION DATE | Management | For | For | For | |||||
| 4 | ANY OTHER BUSINESS | Management | Against | Abstain | Against | |||||
| FORD OTOMOTIV SANAYI AS | ||||||||||
| Security | M7608S105 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 09-Mar-2023 | ||||||||
| ISIN | TRAOTOSN91H6 | Agenda | 716682162 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPENING, THE ELECTION OF THE PRESIDENTIAL BOARD | Management | For | For | For | |||||
| 2 | READING, DISCUSSION AND APPROVAL OF THE ANNUAL REPORT OF YEAR 2022 PREPARED BY THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 3 | READING OF THE SUMMARY REPORT OF THE INDEPENDENT AUDIT FIRM OF 2022 FISCAL PERIOD | Management | For | For | For | |||||
| 4 | READING, DISCUSSION AND APPROVAL OF THE FINANCIAL STATEMENTS OF 2022 FISCAL PERIOD | Management | For | For | For | |||||
| 5 | APPROVAL OF THE MEMBER CHANGES IN THE BOARD OF DIRECTORS DURING THE YEAR AS PER ARTICLE 363 OF TURKISH COMMERCIAL CODE | Management | For | For | For | |||||
| 6 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS SEPARATELY FOR YEAR 2022 ACTIVITIES | Management | For | For | For | |||||
| 7 | APPROVAL, OR APPROVAL WITH AMENDMENTS OR REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL FOR PROFIT DISTRIBUTION FOR THE YEAR 2022 AND THE DISTRIBUTION DATE WHICH PREPARED IN ACCORDANCE WITH THE COMPANY'S PROFIT DISTRIBUTION POLICY | Management | For | For | For | |||||
| 8 | DETERMINATION OF THE NUMBER AND THE TERM OF DUTY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ELECTION OF THE MEMBERS BASE ON THE DETERMINED NUMBER, ELECTION OF THE INDEPENDENT BOARD MEMBERS | Management | For | For | For | |||||
| 9 | AS PER THE CORPORATE GOVERNANCE PRINCIPLES, INFORMING THE SHAREHOLDERS REGARDING THE REMUNERATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE SENIOR EXECUTIVES AND PAYMENTS MADE UNDER THIS POLICY AND APPROVAL OF THE REMUNERATION POLICY AND RELATED PAYMENTS | Management | Against | For | Against | |||||
| 10 | DETERMINATION OF THE ANNUAL GROSS FEES TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 11 | AS PER THE REGULATIONS OF THE TURKISH COMMERCIAL CODE AND CAPITAL MARKETS BOARD, APPROVAL OF THE BOARD OF DIRECTORS ELECTION FOR THE INDEPENDENT AUDIT FIRM | Management | For | For | For | |||||
| 12 | GIVING INFORMATION TO THE SHAREHOLDERS REGARDING THE DONATIONS MADE BY THE COMPANY IN 2022 AND DETERMINATION OF A UPPER LIMIT FOR DONATIONS TO BE MADE IN 2023 | Management | For | For | For | |||||
| 13 | IN ACCORDANCE WITH THE CAPITAL MARKETS BOARD REGULATIONS, PRESENTATION TO THE SHAREHOLDERS OF THE SECURITIES, PLEDGES AND MORTGAGES GRANTED IN FAVOR OF THE THIRD PARTIES IN THE YEAR 2022 AND OF ANY BENEFITS OR INCOME THEREOF | Management | For | For | For | |||||
| 14 | UNDER ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE, AUTHORIZING SHAREHOLDERS WITH MANAGEMENT CONTROL, MEMBERS OF THE BOARD OF DIRECTORS, SENIOR EXECUTIVES AND THEIR SPOUSES AND RELATIVES RELATED BY BLOOD OR AFFINITY UP TO THE SECOND DEGREE AND ALSO INFORMING THE SHAREHOLDERS REGARDING THE TRANSACTIONS MADE IN THIS EXTENT IN 2022 PURSUANT TO THE CAPITAL MARKETS BOARD'S COMMUNIQU ON CORPORATE GOVERNANCE | Management | For | For | For | |||||
| 15 | WISHES AND OPINIONS | Management | Against | For | Against | |||||
| HARTALEGA HOLDINGS BHD | ||||||||||
| Security | Y31139101 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 01-Sep-2022 | ||||||||
| ISIN | MYL5168OO009 | Agenda | 715952140 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND OF 3.50 SEN PER SHARE SINGLE TIER FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM1,320,000, AND BENEFITS OF RM27,500 FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 3 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF UP TO RM2,184,000 AND BENEFITS OF UP TO RM58,500, FROM 1 APRIL 2022 UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | Against | For | Against | |||||
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH CLAUSE 91 OF THE CONSTITUTION OF THE COMPANY: MR. KUAN KAM HON @ KWAN KAM ONN | Management | For | For | For | |||||
| 5 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH CLAUSE 91 OF THE CONSTITUTION OF THE COMPANY: TAN SRI DATUK DR REBECCA FATIMA STA. MARIA | Management | For | For | For | |||||
| 6 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH CLAUSE 91 OF THE CONSTITUTION OF THE COMPANY: DATUK SERI NURMALA BINTI ABD RAHIM | Management | For | For | For | |||||
| 7 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH CLAUSE 96 OF THE CONSTITUTION OF THE COMPANY: MR. YAP SENG CHONG | Management | For | For | For | |||||
| 8 | TO RE-APPOINT DELOITTE PLT (LLP0010145-LCA) (AF0080) AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||
| 9 | AUTHORITY TO ALLOT AND ISSUE SHARES PURSUANT TO SECTION 75 & 76 OF THE COMPANIES ACT 2016 | Management | For | For | For | |||||
| 10 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | Management | For | For | For | |||||
| HIKMA PHARMACEUTICALS PLC | ||||||||||
| Security | G4576K104 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||
| ISIN | GB00B0LCW083 | Agenda | 716784233 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RECEIVE AND ACCEPT THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | For | |||||
| 2 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES OF THE COMPANY ("ORDINARY SHARES") TOTALLING 37 CENTS PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2022, PAYABLE ON 5 MAY 2023 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 24 MARCH 2023 | Management | For | For | For | |||||
| 3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP ("PWC") AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | |||||
| 4 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||||
| 5 | TO ELECT LAURA BALAN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 6 | TO ELECT VICTORIA HULL AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 7 | TO ELECT DR DENEEN VOJTA AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 8 | TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 9 | TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 10 | TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 11 | TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 12 | TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 13 | TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 14 | TO RE-ELECT CYNTHIA FLOWERS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 15 | TO RE-ELECT DOUGLAS HURT AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 16 | TO RECEIVE AND APPROVE THE ANNUAL REPORT ON REMUNERATION (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) AS SET OUT ON PAGES 109 TO 124 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY, AS SET OUT ON PAGES 99 TO 108 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022, TO TAKE EFFECT FROM THE DATE OF THE AGM | Management | For | For | For | |||||
| 18 | THAT THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT"), TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: A. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,342,093 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH B. BELOW IN EXCESS OF SUCH SUM); AND B. COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 14,684,186 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH A. ABOVE) IN CONNECTION WITH OR PURSUANT TO AN OFFER OR INVITATION BY WAY OF A RIGHTS ISSUE: I. IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDER IT NECESSARY, BUT SUBJECT TO SUCH LIMITS, RESTRICTIONS OR OTHER ARRANGEMENTS AS THE BOARD MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH | Management | For | For | For | |||||
| FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES AND/OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN, ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER, SUCH AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE NEXT AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 28 JULY 2024), SAVE THAT, IN EACH CASE, THE COMPANY MAY DURING THIS PERIOD MAKE ANY OFFER OR ENTER INTO ANY AGREEMENTS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED, AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES, OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES, IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT ENDED | ||||||||||
| 19 | TO: A. APPROVE THE HIKMA PHARMACEUTICALS PLC LONG-TERM INCENTIVE PLAN 2023 (THE "LTIP"), SUMMARISED IN APPENDIX 1 TO THIS NOTICE AND THE RULES OF WHICH ARE PRODUCED TO THIS MEETING AND INITIALLED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION, AND TO AUTHORISE THE BOARD TO DO ALL SUCH ACTS AND THINGS NECESSARY OR DESIRABLE TO ESTABLISH THE LTIP; AND B. AUTHORISE THE BOARD TO ADOPT FURTHER PLANS BASED ON THE LTIP, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY ORDINARY SHARES MADE AVAILABLE UNDER SUCH PLANS ARE TREATED AS COUNTING AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE LTIP | Management | For | For | For | |||||
| 20 | TO: A. APPROVE THE HIKMA PHARMACEUTICALS PLC DEFERRED BONUS PLAN 2023 (THE "DBP"), SUMMARISED IN APPENDIX 1 TO THIS NOTICE AND THE RULES OF WHICH ARE PRODUCED TO THIS MEETING AND INITIALLED BY THE CHAIRMAN FOR THE | Management | For | For | For | |||||
| PURPOSES OF IDENTIFICATION, AND TO AUTHORISE THE BOARD TO DO ALL SUCH ACTS AND THINGS NECESSARY OR DESIRABLE TO ESTABLISH THE DBP; AND B. AUTHORISE THE BOARD TO ADOPT FURTHER PLANS BASED ON THE DBP, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY ORDINARY SHARES MADE AVAILABLE UNDER SUCH SCHEDULES ARE TREATED AS COUNTING AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE DBP | ||||||||||
| 21 | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH UNDER THE AUTHORITY CONFERRED BY THAT RESOLUTION; AND/OR SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A. TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH B. OF RESOLUTION 18, BY WAY OF A RIGHTS ISSUE ONLY); I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES, OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY AND/OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; B. IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH A. OF RESOLUTION 18 AND/OR IN THE CASE OF ANY SALE OF | Management | For | For | For | |||||
| TREASURY SHARES, TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH A. ABOVE) UP TO A NOMINAL AMOUNT OF GBP 2,202,628; AND C. TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH A. OR PARAGRAPH B. ABOVE) UP TO A NOMINAL AMOUNT EQUAL TO 20% OF ANY ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES FROM TIME TO TIME UNDER PARAGRAPH B. ABOVE, SUCH POWER TO BE USED ONLY FOR THE PURPOSES OF MAKING A FOLLOW- ON OFFER WHICH THE BOARD DETERMINES TO BE OF A KIND CONTEMPLATED BY PARAGRAPH 3 OF SECTION 2B OF THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 28 JULY 2024) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | ||||||||||
| 22 | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN THE POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 21 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH A. OF RESOLUTION 18 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO | Management | For | For | For | |||||
| A NOMINAL AMOUNT OF GBP 2,202,628, SUCH POWER TO BE USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION WHICH THE BOARD DETERMINES TO BE EITHER AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OR FOR THE PURPOSES OF REFINANCING SUCH A TRANSACTION WITHIN 12 MONTHS OF ITS TAKING PLACE; AND B. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH A. ABOVE) UP TO A NOMINAL AMOUNT EQUAL TO 20% OF ANY ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES FROM TIME TO TIME UNDER PARAGRAPH A. ABOVE, SUCH POWER TO BE USED ONLY FOR THE PURPOSES OF MAKING A FOLLOW-ON OFFER WHICH THE BOARD DETERMINES TO BE OF A KIND CONTEMPLATED BY PARAGRAPH 3 OF SECTION 2B OF THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 28 JULY 2024) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | ||||||||||
| 23 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE ACT TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE | Management | For | For | For | |||||
| ACT) OF ANY OF ITS ORDINARY SHARES ON SUCH TERMS AND IN SUCH MANNER AS THE BOARD MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: A. THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 22,026,280; B. THE MINIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 10 PENCE WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES, IF ANY; C. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHEST OF: I. AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND II. THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT AT THE RELEVANT TIME; D. UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED, THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE AGM TO BE HELD IN 2024 (OR, IF EARLIER, 28 JULY 2024); AND E. UNDER THIS AUTHORITY THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY, AND THE COMPANY MAY MAKE PURCHASES OF ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THIS AUTHORITY HAD NOT EXPIRED | ||||||||||
| 24 | THAT A GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | |||||
| IHH HEALTHCARE BHD | ||||||||||
| Security | Y374AH103 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 30-May-2023 | ||||||||
| ISIN | MYL5225OO007 | Agenda | 717148577 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | RE-ELECTION OF JILL MARGARET WATTS | Management | For | For | For | |||||
| 2 | RE-ELECTION OF DATO' MUTHANNA BIN ABDULLAH | Management | For | For | For | |||||
| 3 | RE-ELECTION OF TOMO NAGAHIRO | Management | For | For | For | |||||
| 4 | RE-ELECTION OF LIM TSIN-LIN | Management | For | For | For | |||||
| 5 | RE-ELECTION OF MOHD SHAHAZWAN BIN MOHD HARRIS | Management | For | For | For | |||||
| 6 | APPROVAL OF PAYMENT OF DIRECTORS' FEES AND OTHER BENEFITS TO THE DIRECTORS OF THE COMPANY BY THE COMPANY | Management | For | For | For | |||||
| 7 | APPROVAL OF PAYMENT OF DIRECTORS' FEES AND OTHER BENEFITS TO THE DIRECTORS OF THE COMPANY BY THE COMPANY'S SUBSIDIARIES | Management | For | For | For | |||||
| 8 | RE-APPOINTMENT OF KPMG PLT AS AUDITORS OF THE COMPANY AND AUTHORITY TO THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||
| 9 | AUTHORITY TO ALLOT SHARES PURSUANT TO SECTIONS 75 AND 76 OF THE COMPANIES ACT 2016 | Management | For | For | For | |||||
| 10 | PROPOSED RENEWAL OF AUTHORITY FOR IHH TO PURCHASE ITS OWN SHARES OF UP TO TEN PERCENT (10%) OF THE PREVAILING TOTAL NUMBER OF ISSUED SHARES OF IHH | Management | For | For | For | |||||
| INFOSYS LIMITED | ||||||||||
| Security | 456788108 | Meeting Type | Special | |||||||
| Ticker Symbol | INFY | Meeting Date | 02-Dec-2022 | |||||||
| ISIN | US4567881085 | Agenda | 935734219 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval for the Buyback of Equity Shares of the Company. | Management | For | For | For | |||||
| INFOSYS LIMITED | ||||||||||
| Security | 456788108 | Meeting Type | Special | |||||||
| Ticker Symbol | INFY | Meeting Date | 31-Mar-2023 | |||||||
| ISIN | US4567881085 | Agenda | 935777485 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Appointment of Govind Vaidiram Iyer (DIN: 00169343) as an Independent Director of the Company | Management | For | For | For | |||||
| INFOSYS LIMITED | ||||||||||
| Security | 456788108 | Meeting Type | Annual | |||||||
| Ticker Symbol | INFY | Meeting Date | 28-Jun-2023 | |||||||
| ISIN | US4567881085 | Agenda | 935894130 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| O1. | Adoption of financial statements | Management | For | None | ||||||
| O2. | Declaration of dividend | Management | For | None | ||||||
| O3. | Appointment of Salil Parekh as a director, liable to retire by rotation | Management | Against | None | ||||||
| S4. | Appointment of Helene Auriol Potier as an Independent Director of the Company | Management | Against | None | ||||||
| S5. | Reappointment of Bobby Parikh as an independent director | Management | Against | None | ||||||
| K.P.J. HEALTHCARE BHD | ||||||||||
| Security | Y4984Y100 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 12-Dec-2022 | ||||||||
| ISIN | MYL5878OO003 | Agenda | 716378941 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | PROPOSED SALE | Management | For | For | For | |||||
| 2 | PROPOSED LEASEBACK | Management | For | For | For | |||||
| K.P.J. HEALTHCARE BHD | ||||||||||
| Security | Y4984Y100 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||
| ISIN | MYL5878OO003 | Agenda | 716818971 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | PROPOSED DISPOSAL OF 2 PARCELS OF FREEHOLD LAND IN BETHANIA QUEENSLAND AUSTRALIA BY JETA GARDENS (QLD) PTY LTD, AN INDIRECT SUBSIDIARY OF KPJ HEALTHCARE BERHAD, TO JLAND AUSTRALIA PTY LTD FOR A TOTAL CASH CONSIDERATION OF AUSTRALIAN DOLLARS ("AUD") 6,500,000 (EQUIVALENT TO RM19,611,800) ("PROPOSED DISPOSAL") | Management | For | For | For | |||||
| K.P.J. HEALTHCARE BHD | ||||||||||
| Security | Y4984Y100 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||
| ISIN | MYL5878OO003 | Agenda | 717167957 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY WHO RETIRE IN ACCORDANCE WITH THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-ELECTION: SHAMSUL ANUAR BIN ABDUL MAJID – RULE 95(I) | Management | For | For | For | |||||
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY WHO RETIRE IN ACCORDANCE WITH THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-ELECTION: ROZAINI BIN MOHD SANI – RULE 95(I) | Management | For | For | For | |||||
| 3 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY WHO RETIRE IN ACCORDANCE WITH THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-ELECTION: DATO' MOHD REDZA SHAH BIN ABDUL WAHID – RULE 95(I) | Management | For | For | For | |||||
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY WHO RETIRE IN ACCORDANCE WITH THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, HAS OFFERED HERSELF FOR RE-ELECTION: LEE LAI FAN – RULE 96 | Management | For | For | For | |||||
| 5 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF UP TO RM1,600,000 FOR THE NON-EXECUTIVE DIRECTORS ("NEDS") FROM THE CONCLUSION OF THE 30TH AGM UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | For | |||||
| 6 | TO APPROVE THE PAYMENT OF BENEFITS PAYABLE TO THE NEDS UP TO AN AMOUNT OF RM2,200,000 FROM THE CONCLUSION OF THE 30TH AGM UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | For | |||||
| 7 | TO RE-APPOINT ERNST & YOUNG PLT AS AUDITOR OF THE COMPANY FOR THE ENSUING FINANCIAL YEAR ENDING 31 DECEMBER 2023 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Against | For | Against | |||||
| 8 | AUTHORITY TO ISSUE AND ALLOT SHARES PURSUANT TO SECTIONS 75 AND 76 OF THE COMPANIES ACT 2016 | Management | For | For | For | |||||
| 9 | PROPOSED RENEWAL OF THE EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management | Against | For | Against | |||||
| KIMBERLY-CLARK DE MEXICO SAB DE CV | ||||||||||
| Security | P60694117 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 02-Mar-2023 | ||||||||
| ISIN | MXP606941179 | Agenda | 716674189 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME | Management | For | For | For | |||||
| 2 | ELECT AND/OR RATIFY PRINCIPAL AND ALTERNATE MEMBERS OF BOARD OF DIRECTORS, CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEE AND SECRETARY; VERIFY DIRECTOR'S INDEPENDENCE | Management | Abstain | For | Against | |||||
| 3 | APPROVE REMUNERATION OF PRINCIPAL AND ALTERNATE MEMBERS OF BOARD OF DIRECTORS, BOARD COMMITTEES AND SECRETARY | Management | Abstain | For | Against | |||||
| 4 | APPROVE REPORT ON SHARE REPURCHASE POLICIES AND APPROVE THEIR ALLOCATION | Management | For | For | For | |||||
| 5 | APPROVE CASH DIVIDENDS OF MXN 1.62 PER SERIES A AND B SHARES; SUCH DIVIDENDS WILL BE DISTRIBUTED IN FOUR INSTALLMENTS OF MXN 0.405 | Management | For | For | For | |||||
| 6 | AUTHORIZE CANCELLATION OF UP TO 19.54 MILLION CLASS I REPURCHASED SHARES HELD IN TREASURY AND CONSEQUENTLY REDUCTION IN FIXED PORTION OF CAPITAL; AMEND ARTICLE 5 | Management | For | For | For | |||||
| 7 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | For | |||||
| LGHOUSEHOLD&HEALTHCARE LTD | ||||||||||
| Security | Y5275R100 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Mar-2023 | ||||||||
| ISIN | KR7051900009 | Agenda | 716720304 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2.1 | ELECTION OF INSIDE DIRECTOR: I JEONG AE | Management | Against | For | Against | |||||
| 2.2 | ELECTION OF OUTSIDE DIRECTOR: GIM JAE HWAN | Management | For | For | For | |||||
| 3 | ELECTION OF AUDIT COMMITTEE MEMBER: GIM JAE HWAN | Management | For | For | For | |||||
| 4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | For | |||||
| NVIDIA CORPORATION | ||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||
| ISIN | US67066G1040 | Agenda | 935863224 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Robert K. Burgess | Management | For | For | For | |||||
| 1b. | Election of Director: Tench Coxe | Management | For | For | For | |||||
| 1c. | Election of Director: John O. Dabiri | Management | For | For | For | |||||
| 1d. | Election of Director: Persis S. Drell | Management | For | For | For | |||||
| 1e. | Election of Director: Jen-Hsun Huang | Management | For | For | For | |||||
| 1f. | Election of Director: Dawn Hudson | Management | For | For | For | |||||
| 1g. | Election of Director: Harvey C. Jones | Management | For | For | For | |||||
| 1h. | Election of Director: Michael G. McCaffery | Management | For | For | For | |||||
| 1i. | Election of Director: Stephen C. Neal | Management | For | For | For | |||||
| 1j. | Election of Director: Mark L. Perry | Management | For | For | For | |||||
| 1k. | Election of Director: A. Brooke Seawell | Management | For | For | For | |||||
| 1l. | Election of Director: Aarti Shah | Management | For | For | For | |||||
| 1m. | Election of Director: Mark A. Stevens | Management | For | For | For | |||||
| 2. | Advisory approval of our executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | For | |||||
| PT INDOFOOD CBP SUKSES MAKMUR TBK | ||||||||||
| Security | Y71260106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 22-Jul-2022 | ||||||||
| ISIN | ID1000116700 | Agenda | 715838566 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ACCEPTANCE AND APPROVAL OF THE ANNUAL REPORT OF THE BOARD OF DIRECTORS ON THE ACTIVITIES AND FINANCIAL RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 | Management | For | For | For | |||||
| 2 | APPROVAL OF THE COMPANY'S BALANCE SHEET AND INCOME STATEMENT FOR THE YEAR ENDED DECEMBER 31, 2021 | Management | For | For | For | |||||
| 3 | DETERMINATION OF THE USE OF NET PROFIT OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 | Management | Abstain | For | Against | |||||
| 4 | DETERMINATION OF THE REMUNERATION OF ALL MEMBERS OF THE BOARD OF COMMISSIONERS AND MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | Abstain | For | Against | |||||
| 5 | APPOINTMENT OF THE PUBLIC ACCOUNTANT OF THE COMPANY AND GIVE THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO DETERMINE THE FEES OF THE PUBLIC ACCOUNTANT AND OTHER TERMS | Management | For | For | For | |||||
| PT INDOFOOD CBP SUKSES MAKMUR TBK | ||||||||||
| Security | Y71260106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||
| ISIN | ID1000116700 | Agenda | 717314594 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ACCEPTANCE AND APPROVAL OF THE ANNUAL REPORT OF THE BOARD OF DIRECTORS ON THE ACTIVITIES AND FINANCIAL RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | For | For | For | |||||
| 2 | APPROVAL OF THE COMPANY'S BALANCE SHEET AND INCOME STATEMENT FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | For | For | For | |||||
| 3 | DETERMINATION OF THE USE OF NET PROFIT OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | For | For | For | |||||
| 4 | DETERMINATION OF THE REMUNERATION OF ALL MEMBERS OF THE BOARD OF COMMISSIONERS AND MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | For | |||||
| 5 | APPOINTMENT OF THE PUBLIC ACCOUNTANT OF THE COMPANY AND GIVE THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO DETERMINE THE FEES OF THE PUBLIC ACCOUNTANT AND OTHER TERMS | Management | For | For | For | |||||
| PT TELKOM INDONESIA (PERSERO) TBK | ||||||||||
| Security | 715684106 | Meeting Type | Annual | |||||||
| Ticker Symbol | TLK | Meeting Date | 30-May-2023 | |||||||
| ISIN | US7156841063 | Agenda | 935873237 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of Annual Report and Ratification of the Company's Consolidated Financial Statements, Approval of the Board of Commissioners Supervision Duty Report and Ratification of the Financial Statements of the Micro and Small Business Funding Program for the Financial Year 2022, and granting full release and discharge of responsibilities (volledig acquit et de charge) to all Board members for the management and supervision carried out during the Financial Year 2022. | Management | For | For | For | |||||
| 2. | Determination on Utilization of the Company's Net Profit for Financial Year of 2022. | Management | For | For | For | |||||
| 3. | Determination of Bonus for the Financial year of 2022, Salary for Board of Directors and Honorarium for Board of Commissioners Including other Facilities and Benefits for the Year of 2023. | Management | For | For | For | |||||
| 4. | Appointment of Public Accounting Firm to Audit the Company's Consolidated Financial Statement and Company's Financial Report of the Micro and Small Business Funding Program for Financial Year of 2023. | Management | For | For | For | |||||
| 5. | Approval of the Company's Proposed Business Spin Off which is an Affiliated Transaction as referred to in Financial Services Authority Regulation No. 42/2020 on Affiliated and Conflict of Interest Transaction, and a Material Transaction as referred to in Financial Services Authority Regulation No. 17/2020 on Material Transactions and Changes in Business Activities. | Management | For | For | For | |||||
| 6. | Approval of Company's proposed Business Spin off Plan, for the fulfilment of Law No. 40 of 2007 on Limited Liability Companies as lastly amended by Law No. 6 of 2023 on the Stipulation of Government Regulation in Lieu of Law No. 2 of 2022 on Job Creation as Law. | Management | For | For | For | |||||
| 7. | Approval of Special Assignment to the Company by the President of the Republic of Indonesia. | Management | For | For | For | |||||
| 8a. | Ratification on Minister of SOE Regulation Number: PER-1/MBU/03/2023 dated March 3, 2023, on Special Assignments and Social and Environmental Responsibility Programs of SOEs and its amendments. | Management | For | For | For | |||||
| 8b. | Ratification on Minister of SOE Regulation Number: PER-2/MBU/03/2023 dated March 3, 2023, on Guidelines for the Governance and Significant Corporate Activities of SOEs and its amendments. | Management | For | For | For | |||||
| 8c. | Ratification on Minister of SOE Regulation Number: PER-3/MBU/03/2023 dated March 20, 2023, on Organizations and Human Resources of SOEs and its amendments. | Management | For | For | For | |||||
| 9. | Changes to the Management of the Company. | Management | For | For | For | |||||
| QUALCOMM INCORPORATED | ||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | US7475251036 | Agenda | 935757281 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | For | For | For | |||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | For | For | For | |||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | For | For | For | |||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | For | For | For | |||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | For | For | For | |||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | For | For | For | |||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | For | For | For | |||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | For | For | For | |||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | For | For | For | |||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire | Management | For | For | For | |||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | For | For | For | |||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | For | Against | |||||
| RIO TINTO PLC | ||||||||||
| Security | 767204100 | Meeting Type | Special | |||||||
| Ticker Symbol | RIO | Meeting Date | 25-Oct-2022 | |||||||
| ISIN | US7672041008 | Agenda | 935717287 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | (a)For the purposes of ASX Listing Rule 10.1 and all other purposes, to approve the Transaction, and the entry into and performance of the Transaction Documents. (b)to authorise the Directors (or any duly constituted committee thereof) to do all necessary, expedient or desirable things to implement, complete or to procure the implementation or completion of the Transaction and any matters incidental to the Transaction with such nonmaterial modifications, variations, revisions, waivers or amendments as they may deem necessary, expedient or disirable | Management | For | For | For | |||||
| 2. | Subject to, and conditional upon passing of Resolution 1, and for the purpose of ASX Listing Rule 10.1 only, to approve any acquisition or disposal of a substantial asset from or to China Baowu Steel Group Co. Ltd or its associates pursuant to a Future Transaction (as defined in the circular to shareholders). | Management | Against | For | Against | |||||
| RIO TINTO PLC | ||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||
| Ticker Symbol | RIO | Meeting Date | 06-Apr-2023 | |||||||
| ISIN | US7672041008 | Agenda | 935782892 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Receipt of the 2022 Annual Report | Management | For | For | For | |||||
| 2 | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | For | |||||
| 3 | Approval of the Directors' Remuneration Report | Management | For | For | For | |||||
| 4 | Approval of potential termination benefits | Management | For | For | For | |||||
| 5 | To elect Kaisa Hietala as a Director | Management | For | For | For | |||||
| 6 | To re-elect Dominic Barton BBM as a Director | Management | For | For | For | |||||
| 7 | To re-elect Megan Clark AC as a Director | Management | For | For | For | |||||
| 8 | To re-elect Peter Cunningham as a Director | Management | Against | For | Against | |||||
| 9 | To re-elect Simon Henry as a Director | Management | For | For | For | |||||
| 10 | To re-elect Sam Laidlaw as a Director | Management | Against | For | Against | |||||
| 11 | To re-elect Simon McKeon AO as a Director | Management | For | For | For | |||||
| 12 | To re-elect Jennifer Nason as a Director | Management | For | For | For | |||||
| 13 | To re-elect Jakob Stausholm as a Director | Management | For | For | For | |||||
| 14 | To re-elect Ngaire Woods CBE as a Director | Management | For | For | For | |||||
| 15 | To re-elect Ben Wyatt as a Director | Management | For | For | For | |||||
| 16 | Re-appointment of auditors of Rio Tinto plc | Management | Against | For | Against | |||||
| 17 | Remuneration of auditors | Management | Against | For | Against | |||||
| 18 | Authority to make political donations | Management | For | For | For | |||||
| 19 | General authority to allot shares | Management | For | For | For | |||||
| 20 | Disapplication of pre-emption rights | Management | For | For | For | |||||
| 21 | Authority to purchase Rio Tinto plc shares | Management | For | For | For | |||||
| 22 | Notice period for general meetings other than annual general meetings | Management | For | For | For | |||||
| SAMSUNG ELECTRONICS CO LTD | ||||||||||
| Security | Y74718100 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 03-Nov-2022 | ||||||||
| ISIN | KR7005930003 | Agenda | 716037951 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | ELECTION OF OUTSIDE DIRECTOR HEO EUN NYEONG | Management | For | For | For | |||||
| 1.2 | ELECTION OF OUTSIDE DIRECTOR YU MYEONG HUI | Management | For | For | For | |||||
| SAMSUNG ELECTRONICS CO LTD | ||||||||||
| Security | Y74718100 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 15-Mar-2023 | ||||||||
| ISIN | KR7005930003 | Agenda | 716681437 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2 | ELECTION OF INSIDE DIRECTOR HAN JONG HUI | Management | For | For | For | |||||
| 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | For | |||||
| SAMSUNG SDI CO. LTD | ||||||||||
| Security | Y74866107 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 15-Mar-2023 | ||||||||
| ISIN | KR7006400006 | Agenda | 716684091 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2.1 | ELECTION OF INSIDE DIRECTOR: JEON YEONG HYEON | Management | For | For | For | |||||
| 2.2 | ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG | Management | For | For | For | |||||
| 2.3 | ELECTION OF OUTSIDE DIRECTOR: GIM DEOK HYEON | Management | For | For | For | |||||
| 2.4 | ELECTION OF OUTSIDE DIRECTOR: I MI GYEONG | Management | For | For | For | |||||
| 3.1 | ELECTION OF AUDIT COMMITTEE MEMBER GWON O GYEONG | Management | Against | For | Against | |||||
| 3.2 | ELECTION OF AUDIT COMMITTEE MEMBER I MI GYEONG | Management | For | For | For | |||||
| 4 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER CHOE WON UK | Management | For | For | For | |||||
| 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | For | |||||
| SAUDI TELECOM COMPANY | ||||||||||
| Security | M8T596104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 30-Aug-2022 | ||||||||
| ISIN | SA0007879543 | Agenda | 715960173 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | VOTING ON THE BOARD OF DIRECTOR'S RECOMMENDATION TO INCREASE SAUDI TELECOM COMPANY'S (STC) CAPITAL VIA GRANTING BONUS SHARES TO STC'S SHAREHOLDERS AS FOLLOWS: A. THE TOTAL AMOUNT OF THE INCREASE IS SAR 30,000 MILLION. B. THE CAPITAL BEFORE THE INCREASE IS SAR 20,000 MILLION, AND THE CAPITAL AFTER THE INCREASE WILL BECOME SAR 50,000 MILLION; AN INCREASE BY (150%). C. THE NUMBER OF SHARES BEFORE THE INCREASE IS 2,000 MILLION SHARES, AND THE NUMBER OF SHARES AFTER THE INCREASE WILL BECOME 5,000 MILLION SHARES. D. THE OBJECTIVE OF THE INCREASE IS TO SUPPORT STC IN ACHIEVING ITS GROWTH AND EXPANSION STRATEGY ALONG WITH MAXIMIZING ITS SHAREHOLDERS' RETURN THRU INCREASING AND DIVERSIFYING STC'S INVESTMENTS AND SEIZING THE EXPECTED GROWTH OPPORTUNITIES IN THE TELECOMMUNICATION & TECHNOLOGY SECTOR IN THE KINGDOM OF SAUDI ARABIA AND THE REGION. E THE INCREASE WILL BE THROUGH CAPITALIZING SAR 30,000 MILLION FROM THE RETAINED EARNINGS VIA GRANTING (1.5) SHARE FOR EACH (1) SHARE OWNED BY SHAREHOLDER AT THE ELIGIBILITY DATE. F. IN CASE OF SHARES FRACTIONS OCCURRENCE, STC WILL COLLECT ALL FRACTIONS IN ONE PORTFOLIO TO BE SOLD AT MARKET PRICE, THE VALUE WILL BE DISTRIBUTED TO ELIGIBLE SHAREHOLDERS EACH BY THEIR SHARE WITHIN A PERIOD NOT TO EXCEEDS 30 DAYS FROM THE ALLOCATION OF NEW SHARES TO EACH SHAREHOLDER. G. IN CASE OF CAPITAL INCREASE IS APPROVED BY STC'S SHAREHOLDERS DURING THE EXTRAORDINARY GENERAL ASSEMBLY MEETING, THE ELIGIBILITY SHALL BE | Management | For | For | For | |||||
| FOR SHAREHOLDERS OWNING SHARES BY THE END OF THE TRADING DAY OF STC'S EXTRAORDINARY GENERAL ASSEMBLY MEETING AND ARE REGISTERED IN STC'S SHAREHOLDERS REGISTRY IN THE DEPOSITORY CENTER BY THE END OF THE SECOND TRADING DAY FOLLOWING THE EXTRAORDINARY GENERAL ASSEMBLY MEETING DATE. H. THE AMENDMENT OF ARTICLE NO. (7) OF SAUDI TELECOM COMPANY'S (STC) ARTICLES OF ASSOCIATION RELATED TO THE COMPANY'S CAPITAL (ATTACHED). I. THE AMENDMENT OF ARTICLE NO. (8) OF SAUDI TELECOM COMPANY'S (STC) ARTICLES OF ASSOCIATION RELATED TO SHARES SUBSCRIPTION (ATTACHED) | ||||||||||
| 2 | VOTING ON THE AMENDMENT OF SAUDI TELECOM COMPANY'S (STC) DIVIDENDS POLICY (ATTACHED) | Management | For | For | For | |||||
| 3 | VOTING ON BUSINESS AND CONTRACTS BETWEEN SAUDI TELECOM COMPANY (STC) AND WALA'A COOPERATIVE INSURANCE CO. (WALAA); IN WHICH MR. JAMEEL A. AL- MULHEM, HAS AN INDIRECT INTEREST BEING A MEMBER OF THE BOARD OF DIRECTORS OF STC AND WALAA. THE DISCLOSED INDIRECT INTEREST IS REGARDING THE AGREEMENTS WITH WALAA, WHICH INCLUDES SIGNING A NUMBER OF INSURANCE CONTRACTS TO PROVIDE GENERAL INSURANCE COVERAGE FOR STC AND ITS SUBSIDIARIES FOR THREE YEARS STARTING FROM 03-06-2022 WITH AN AMOUNT OF SAR 36.76 MILLION (ANNUALLY). THE SIGNED CONTRACTS WERE PART OF THE ORDINARY BUSINESSES THAT HAVE OFFERED NO PREFERENTIAL ADVANTAGES (ATTACHED) | Management | For | For | For | |||||
| 4 | VOTING ON BUSINESS AND CONTRACTS BETWEEN SAUDI TELECOM COMPANY (STC) AND EWTPA TECHNOLOGY INNOVATION LIMITED COMPANY, ALIBABA CLOUD (SINGAPORE) PRIVATE LIMITED, SAUDI COMPANY FOR ARTIFICIAL INTELLIGENCE (SCAI) AND SAUDI INFORMATION TECHNOLOGY COMPANY (SITE) WITH REGARDS TO SIGNING A JOINT VENTURE AGREEMENT (JV) TO ESTABLISH A LIMITED LIABILITY COMPANY | Management | For | For | For | |||||
| SPECIALIZED IN CLOUD COMPUTING WITH A TOTAL CAPITAL OF SAR (894) MILLION UPON ESTABLISHMENT. THE SHARES ARE DISTRIBUTED AS FOLLOWS: (STC 55%, EWTPA 27%, ALIBABA CLOUD 10%, SCAI 4%, AND SITE 4%). THE JV AGREEMENT IS WITHIN THE ORDINARY BUSINESSES THAT HAVE OFFERED NO PREFERENTIAL ADVANTAGES. THE PUBLIC INVESTMENT FUND (PIF) IS A RELATED PARTY AS IT IS THE LARGEST SHAREHOLDER IN STC WITH 64% OWNERSHIP, AS WELL AS A LIMITED PARTNER IN EWTPA THROUGH ITS WHOLLY OWNED SUBSIDIARIES AND OWNS ALL THE SHARES OF SCAI AND SITE, AND THE BOARD OF DIRECTORS FOLLOWING MEMBERS HAVE INDIRECT INTEREST AS A REPRESENTATIVE OF THE PIF: H.E DR. KHALED H. BIYARI, MR. YAZEED A. ALHUMIED, MS. RANIA M. NASHAR, MR. ARNDT F. RAUTENBERG AND MR. SANJAY KAPOOR (ATTACHED) | ||||||||||
| 5 | VOTING ON BUSINESS AND CONTRACTS BETWEEN SAUDI TELECOM COMPANY (STC) AND PUBLIC INVESTMENT FUND (PIF) WITH REGARDS TO SIGNING A JOINT VENTURE AGREEMENT (JV) TO ESTABLISH A LIMITED LIABILITY COMPANY SPECIALIZED IN THE FIELD OF INTERNET OF THINGS (IOT), WITH A TOTAL CAPITAL OF SAR 492 MILLION UPON ESTABLISHMENT. THE JOINT VENTURE AGREEMENT ALLOWS THE POSSIBILITY TO INCREASE THE COMPANY'S CAPITAL UP TO SAR 900 MILLION, AS NEEDED, AND BASED ON THE COMPANY'S BUSINESS REQUIREMENTS, AT THE END OF THE 3RD FINANCIAL YEAR FROM ESTABLISHMENT, SUBJECT TO THE COMPETENT AUTHORITIES AND REGULATORY APPROVALS, WITH 50% OWNERSHIP FOR BOTH STC AND PIF. THE JV AGREEMENT IS WITHIN THE ORDINARY BUSINESSES THAT HAVE OFFERED NO PREFERENTIAL ADVANTAGES. THE PIF IS A RELATED PARTY AS IT IS THE LARGEST SHAREHOLDER IN STC WITH 64% OWNERSHIP, AND THE BOARD OF | Management | For | For | For | |||||
| DIRECTORS FOLLOWING MEMBERS HAVE INDIRECT INTEREST AS A REPRESENTATIVE OF THE PIF: H.E DR. KHALED H. BIYARI, MR. YAZEED A. ALHUMIED, MS. RANIA M. NASHAR, MR. ARNDT F. RAUTENBERG AND MR. SANJAY KAPOOR (ATTACHED) | ||||||||||
| 6 | VOTING ON THE PURCHASE OF A NUMBER OF THE SAUDI TELECOM COMPANY (STC) SHARES WITH A MAXIMUM OF 15 MILLION SHARES (THE PROPOSED SHARES TO BE PURCHASED REFLECTS THE PROPOSED INCREASE IN STC'S CAPITAL BY 150%), AND IN AN AMOUNT NOT TO EXCEED SAR 453 MILLION TO ALLOCATE THEM WITHIN THE EMPLOYEE STOCK INCENTIVE PLAN WHICH WAS APPROVED IN THE EXTRAORDINARY GENERAL ASSEMBLY MEETING HELD IN 20-04-2020, WHERE THE PURCHASE OF THOSE SHARES TO BE FINANCED THRU STC'S OWN RESOURCES. FURTHER, TO AUTHORIZE THE BOARD OF DIRECTORS OR WHOEVER IT DELEGATES TO COMPLETE THE PURCHASE WITHIN A PERIOD OF 12 MONTHS FROM THE DATE OF THE EXTRAORDINARY GENERAL ASSEMBLY APPROVAL. THE PURCHASED SHARES TO BE KEPT NO LONGER THAN 7 YEARS FROM THE DATE OF EXTRAORDINARY GENERAL ASSEMBLY APPROVAL AND ONCE THE 7 YEARS PERIOD LAPSES, STC WILL FOLLOW THE RULES AND PROCEDURES STIPULATED IN THE RELEVANT LAWS AND REGULATIONS (ATTACHED) | Management | For | For | For | |||||
| SAUDI TELECOM COMPANY | ||||||||||
| Security | M8T596104 | Meeting Type | Ordinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||
| ISIN | SA0007879543 | Agenda | 717085446 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | REVIEWING AND DISCUSSING THE BOARD OF DIRECTORS REPORT FOR THE FINANCIAL YEAR-ENDING ON 31/12/2022 | Non-Voting | ||||||||
| 2 | REVIEWING AND DISCUSSING THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR-ENDING ON 31/12/2022 | Non-Voting | ||||||||
| 3 | VOTING ON THE COMPANY EXTERNAL AUDITORS REPORT FOR THE FINANCIAL YEAR ENDED 31/12/2022 | Management | For | For | For | |||||
| 4 | VOTING ON APPOINTING AN EXTERNAL AUDITOR FOR THE COMPANY AMONG THOSE NOMINEES BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE TO EXAMINE, REVIEW AND AUDIT THE FINANCIAL STATEMENTS FOR THE SECOND AND THIRD QUARTERS AND AUDIT ANNUAL FINANCIAL STATEMENTS OF THE FINANCIAL YEAR 2023 AND THE FIRST, SECOND AND THIRD QUARTERS OF THE FINANCIAL YEAR 2024 AND DETERMINE THEIR FEES | Management | For | For | For | |||||
| 5 | VOTING ON AUTHORIZING THE BOARD OF DIRECTORS WITH THE GENERAL ASSEMBLY AUTHORITY WITH THE RIGHTS MENTIONED IN PARAGRAPH (1) OF ARTICLE (27) OF THE COMPANIES LAW FOR ONE YEAR FROM THE DATE OF APPROVAL OF THE GENERAL ASSEMBLY OR UNTIL THE END OF THE SESSION OF THE AUTHORIZED BOARD OF DIRECTORS, WHICHEVER IS EARLIER, IN ACCORDANCE WITH THE CONDITIONS MENTIONED IN THE IMPLEMENTING REGULATION OF THE COMPANIES LAW FOR LISTED JOINT STOCK COMPANIES | Management | For | For | For | |||||
| 6 | VOTING ON THE PAYMENT AN AMOUNT OF SAR (6,345,000) AS REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR ENDED 31/12/2022 | Management | For | For | For | |||||
| SAUDI TELECOM COMPANY | ||||||||||
| Security | M8T596104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||
| ISIN | SA0007879543 | Agenda | 717268987 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | VOTING ON THE AMENDMENT OF THE COMPANYS BY-LAWS IN ACCORDANCE WITH THE NEW COMPANIES LAW | Management | For | For | For | |||||
| 2 | VOTING ON THE AMENDMENT OF BOARD AUDIT COMMITTEE CHARTER | Management | For | For | For | |||||
| 3 | VOTING ON THE AMENDMENT OF BOARD NOMINATION AND REMUNERATION COMMITTEE CHARTER | Management | For | For | For | |||||
| 4 | VOTING ON AMENDING THE POLICY FOR NOMINATING MEMBERS OF THE STC BOARD OF DIRECTORS AND MEMBERS OF ITS COMMITTEES AND THEIR REMUNERATION, AND THE REMUNERATION OF THE EXECUTIVE MANAGEMENT | Management | For | For | For | |||||
| 5 | VOTING ON TRANSFERRING THE BALANCE OF THE STATUTORY RESERVE AMOUNTING TO SAR (11,217,053,716) AS SHOWN IN THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31/12/2022 TO THE RETAINED EARNINGS | Management | For | For | For | |||||
| SERCOMM CORPORATION | ||||||||||
| Security | Y7670W106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 13-Jun-2023 | ||||||||
| ISIN | TW0005388003 | Agenda | 717238364 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ADOPTION OF THE 2022 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2022 PROFITS. PROPOSED CASH DIVIDEND: TWD 4.5 PER SHARE | Management | For | For | For | |||||
| 3 | THE ISSUANCE OF NEW COMMON SHARES FOR CASH OR OVERSEAS/ DOMESTIC CONVERTIBLE BONDS IN PRIVATE PLACEMENT | Management | For | For | For | |||||
| 4 | ISSUANCE OF THE EMPLOYEE RESTRICTED STOCK AWARDS | Management | For | For | For | |||||
| 5 | AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | For | For | For | |||||
| 6.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR:PAUL YANG,SHAREHOLDER NO.A123777XXX | Management | For | For | For | |||||
| 7 | RELEASE OF RESTRICTIONS ON COMPETITIVE ACTIVITIES OF INDEPENDENT DIRECTOR | Management | Against | For | Against | |||||
| SM PRIME HOLDINGS INC | ||||||||||
| Security | Y8076N112 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 25-Apr-2023 | ||||||||
| ISIN | PHY8076N1120 | Agenda | 716734959 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | CALL TO ORDER | Management | For | For | For | |||||
| 2 | CERTIFICATION OF NOTICE AND QUORUM | Management | For | For | For | |||||
| 3 | APPROVAL OF MINUTES OF THE ANNUAL MEETING OF STOCKHOLDERS HELD ON APRIL 25, 2022 | Management | For | For | For | |||||
| 4 | APPROVAL OF ANNUAL REPORT FOR 2022 | Management | For | For | For | |||||
| 5 | OPEN FORUM | Management | For | For | For | |||||
| 6 | GENERAL RATIFICATION OF ACTS OF THE BOARD OF DIRECTORS, BOARD COMMITTEES AND MANAGEMENT | Management | For | For | For | |||||
| 7 | ELECTION OF DIRECTOR: HENRY T. SY, JR | Management | Against | For | Against | |||||
| 8 | ELECTION OF DIRECTOR: HANS T. SY | Management | Against | For | Against | |||||
| 9 | ELECTION OF DIRECTOR: HERBERT T. SY | Management | Against | For | Against | |||||
| 10 | ELECTION OF DIRECTOR: JEFFREY C. LIM | Management | Against | For | Against | |||||
| 11 | ELECTION OF DIRECTOR: JORGE T. MENDIOLA | Management | Against | For | Against | |||||
| 12 | ELECTION OF DIRECTOR: AMANDO M. TETANGCO, JR. (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 13 | ELECTION OF DIRECTOR: J. CARLITOS G. CRUZ (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 14 | ELECTION OF DIRECTOR: DARLENE MARIE B. BERBERABE (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 15 | APPOINTMENT OF EXTERNAL AUDITOR: SYCIP GORRES VELAYO AND CO | Management | For | For | For | |||||
| 16 | OTHER MATTERS | Management | For | Abstain | Against | |||||
| 17 | ADJOURNMENT | Management | For | For | For | |||||
| SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | ||||||||||
| Security | 833635105 | Meeting Type | Annual | |||||||
| Ticker Symbol | SQM | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | US8336351056 | Agenda | 935824272 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | SQM's Balance Sheet, Financial Statements, Annual Report, Account Inspectors Report, and External Auditors' Report for the business year ended December 31, 2022. | Management | For | None | ||||||
| 2. | Designation of the External Auditing Company. | Management | For | None | ||||||
| 3. | Designation of the Rating Agencies. | Management | For | None | ||||||
| 4. | Designation of the Account Inspectors. | Management | For | None | ||||||
| 5. | Investment Policy. | Management | For | None | ||||||
| 6. | Finance Policy. | Management | For | None | ||||||
| 7. | Distribution of the final dividend. | Management | For | None | ||||||
| 8A. | Antonio Gil Nievas, nominated as a Board member (Please note that you can vote "FOR" for option "A", or option "B" only. If you vote "FOR" for more than one option, the ballot on this resolution will not count.) | Management | For | None | ||||||
| 8B. | Board Election (Please note that you can vote "FOR" for option "A", or option "B" only. If you vote "FOR" for more than one option, the ballot on this resolution will not count.) | Management | Against | None | ||||||
| 9. | Board of Directors and Board committees compensation structure. | Management | Against | None | ||||||
| 10. | Designation of the newspaper for corporate publications; general corporate information matters and execution of shareholders' meeting resolutions. | Management | For | None | ||||||
| SOUTHERN COPPER CORPORATION | ||||||||||
| Security | 84265V105 | Meeting Type | Annual | |||||||
| Ticker Symbol | SCCO | Meeting Date | 26-May-2023 | |||||||
| ISIN | US84265V1052 | Agenda | 935820717 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director to serve until the 2024 Annual Meeting: German Larrea Mota- Velasco | Management | Withheld | For | Against | |||||
| 1.2 | Election of Director to serve until the 2024 Annual Meeting: Oscar Gonzalez Rocha | Management | Withheld | For | Against | |||||
| 1.3 | Election of Director to serve until the 2024 Annual Meeting: Vicente Ariztegui Andreve | Management | Withheld | For | Against | |||||
| 1.4 | Election of Director to serve until the 2024 Annual Meeting: Enrique Castillo Sanchez Mejorada | Management | Withheld | For | Against | |||||
| 1.5 | Election of Director to serve until the 2024 Annual Meeting: Leonardo Contreras Lerdo de Tejada | Management | Withheld | For | Against | |||||
| 1.6 | Election of Director to serve until the 2024 Annual Meeting: Xavier Garcia de Quevedo Topete | Management | Withheld | For | Against | |||||
| 1.7 | Election of Director to serve until the 2024 Annual Meeting: Luis Miguel Palomino Bonilla | Management | Withheld | For | Against | |||||
| 1.8 | Election of Director to serve until the 2024 Annual Meeting: Gilberto Perezalonso Cifuentes | Management | Withheld | For | Against | |||||
| 1.9 | Election of Director to serve until the 2024 Annual Meeting: Carlos Ruiz Sacristan | Management | Withheld | For | Against | |||||
| 2. | To ratify the selection by the Audit Committee of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for calendar year 2023. | Management | Against | For | Against | |||||
| 3. | Approve, by non-binding vote, executive compensation. | Management | Against | For | Against | |||||
| 4. | Recommend, by non-binding advisory vote, the frequency of the advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| SUNNY FRIEND ENVIRONMENTAL TECHNOLOGY CO | ||||||||||
| Security | Y8T409107 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 26-May-2023 | ||||||||
| ISIN | TW0008341009 | Agenda | 717144858 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | RATIFICATION OF THE 2022 YEAR-END REPORT. | Management | For | For | For | |||||
| 2 | RATIFICATION OF THE 2022 EARNINGS APPROPRIATION.THE DISTRIBUTION OF THE 2022 CASH DIVIDENDS AT NT7.5 PER SHARE. | Management | For | For | For | |||||
| 3 | AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | For | For | For | |||||
| 4 | AMENDMENT TO THE SHAREHOLDERS MEETING RULES OF PROCEDURES. | Management | For | For | For | |||||
| 5.1 | THE ELECTION OF THE DIRECTOR:REN- YING INDUSTRIAL CO., LTD.,SHAREHOLDER NO.0000000341,FANG-CHEN CHANG AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.2 | THE ELECTION OF THE DIRECTOR:RUENTEX DEVELOPMENT INTERNATIONAL,SHAREHOLDER NO.0000000386,TIAN-CHENG YEH AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.3 | THE ELECTION OF THE DIRECTOR:RUENTEX DEVELOPMENT INTERNATIONAL,SHAREHOLDER NO.0000000386,TIEN-JIE LI AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.4 | THE ELECTION OF THE DIRECTOR:YUAN-TING INVESTMENT CO., LTD.,SHAREHOLDER NO.0000000346,MING-YUAN CHENG AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.5 | THE ELECTION OF THE DIRECTOR:CHENG-CHI INVESTMENT CO., LTD.,SHAREHOLDER NO.0000000722,YONG-DIAN CHANG AS REPRESENTATIVE | Management | For | For | For | |||||
| 5.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR:SHIH-MING LIN,SHAREHOLDER NO.M120532XXX | Management | For | For | For | |||||
| 5.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR:WEN-CHIEH WANG,SHAREHOLDER NO.L120652XXX | Management | For | For | For | |||||
| 5.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR:CHUN-CHUNG CHEN,SHAREHOLDER NO.K120152XXX | Management | For | For | For | |||||
| 5.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR:CHIN-FA CHIU,SHAREHOLDER NO.A102628XXX | Management | For | For | For | |||||
| 6 | PLEASE DISCUSS THE LIFTING OF RESTRICTIONS ON THE NON-COMPETE CLAUSE OF NEWLY ELECTED DIRECTORS | Management | For | For | For | |||||
| SYARIKAT TAKAFUL MALAYSIA KELUARGA BHD | ||||||||||
| Security | Y8344M102 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||
| ISIN | MYL6139OO009 | Agenda | 717173443 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE RETIRING BY ROTATION IN ACCORDANCE WITH RULE 74 OF THE COMPANY S CONSTITUTION AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE- ELECTION: DATO MUSTAFFA AHMAD | Management | For | For | For | |||||
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE RETIRING BY ROTATION IN ACCORDANCE WITH RULE 74 OF THE COMPANY S CONSTITUTION AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE- ELECTION: MOHAMAD SALIHUDDIN AHMAD | Management | For | For | For | |||||
| 3 | TO RE-ELECT CH'NG SOK HEANG WHO IS RETIRING IN ACCORDANCE WITH RULE 83 OF THE COMPANYS CONSTITUTION AND BEING ELIGIBLE, HAS OFFERED HERSELF FOR RE- ELECTION | Management | For | For | For | |||||
| 4 | TO APPROVE THE PAYMENT OF NON- EXECUTIVE DIRECTORS FEES OF UP TO RM3,140,000 FOR TAKAFUL MALAYSIA KELUARGA AND ITS SUBSIDIARY COMPANIES (TAKAFUL MALAYSIA OR GROUP) FROM THIS AGM OF THE COMPANY UNTIL THE NEXT AGM OF THE COMPANY | Management | For | For | For | |||||
| 5 | TO APPROVE THE PAYMENT OF NON- EXECUTIVE DIRECTORS BENEFITS OF UP TO RM700,000 FOR THE GROUP FROM THIS AGM OF THE COMPANY UNTIL THE NEXT AGM OF THE COMPANY | Management | For | For | For | |||||
| 6 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS PLT AS THE AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2023 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||
| 7 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH LEMBAGA TABUNG HAJI AND ITS SUBSIDIARIES ("LTH GROUP") | Management | For | For | For | |||||
| 8 | PROPOSED AUTHORITY TO ISSUE AND ALLOT SHARES | Management | For | For | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8740391003 | Agenda | 935863298 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To accept 2022 Business Report and Financial Statements | Management | For | For | For | |||||
| 2. | To approve the issuance of employee restricted stock awards for year 2023 | Management | For | For | For | |||||
| 3. | To revise the Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| 4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| UNICHARM CORPORATION | ||||||||||
| Security | J94104114 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||
| ISIN | JP3951600000 | Agenda | 716735393 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takahara, Takahisa | Management | For | For | For | |||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hikosaka, Toshifumi | Management | Against | For | Against | |||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Takaku, Kenji | Management | Against | For | Against | |||||
| 2.1 | Appoint a Director who is Audit and Supervisory Committee Member Sugita, Hiroaki | Management | For | For | For | |||||
| 2.2 | Appoint a Director who is Audit and Supervisory Committee Member Rzonca Noriko | Management | For | For | For | |||||
| 2.3 | Appoint a Director who is Audit and Supervisory Committee Member Asada, Shigeru | Management | Against | For | Against | |||||
| 3 | Appoint Accounting Auditors | Management | For | For | For | |||||
| UNILEVER PLC | ||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||
| Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||
| ISIN | US9047677045 | Agenda | 935793124 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | For | |||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | For | |||||
| 3. | To re-elect Nils Andersen as a Director. | Management | For | For | For | |||||
| 4. | To re-elect Judith Hartmann as a Director. | Management | For | For | For | |||||
| 5. | To re-elect Adrian Hennah as a Director. | Management | For | For | For | |||||
| 6. | To re-elect Alan Jope as a Director. | Management | Against | For | Against | |||||
| 7. | To re-elect Andrea Jung as a Director. | Management | For | For | For | |||||
| 8. | To re-elect Susan Kilsby as a Director. | Management | For | For | For | |||||
| 9. | To re-elect Ruby Lu as a Director. | Management | For | For | For | |||||
| 10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | For | |||||
| 11. | To re-elect Youngme Moon as a Director. | Management | For | For | For | |||||
| 12. | To re-elect Graeme Pitkethly as a Director. | Management | Against | For | Against | |||||
| 13. | To re-elect Feike Sijbesma as a Director. | Management | Against | For | Against | |||||
| 14. | To elect Nelson Peltz as a Director. | Management | For | For | For | |||||
| 15. | To elect Hein Schumacher as a Director. | Management | For | For | For | |||||
| 16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | For | |||||
| 17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | For | |||||
| 18. | To authorise Political Donations and expenditure. | Management | For | For | For | |||||
| 19. | To renew the authority to Directors to issue shares. | Management | For | For | For | |||||
| 20. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | For | |||||
| 21. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | No Action | For | ||||||
| 22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | For | |||||
| 23. | To shorten the notice period for General Meetings to 14 clear days' notice. | Management | Against | For | Against | |||||
| V.F. CORPORATION | ||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||
| Ticker Symbol | VFC | Meeting Date | 26-Jul-2022 | |||||||
| ISIN | US9182041080 | Agenda | 935676455 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Richard T. Carucci | Management | For | For | For | |||||
| 1b. | Election of Director: Alex Cho | Management | For | For | For | |||||
| 1c. | Election of Director: Juliana L. Chugg | Management | For | For | For | |||||
| 1d. | Election of Director: Benno Dorer | Management | Withheld | For | Against | |||||
| 1e. | Election of Director: Mark S. Hoplamazian | Management | For | For | For | |||||
| 1f. | Election of Director: Laura W. Lang | Management | For | For | For | |||||
| 1g. | Election of Director: W. Rodney McMullen | Management | For | For | For | |||||
| 1h. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Steven E. Rendle | Management | For | For | For | |||||
| 1j. | Election of Director: Carol L. Roberts | Management | For | For | For | |||||
| 1k. | Election of Director: Matthew J. Shattock | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||
| WILCON DEPOT, INC. | ||||||||||
| Security | Y9584X105 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 19-Jun-2023 | ||||||||
| ISIN | PHY9584X1055 | Agenda | 717223337 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | CALL TO ORDER | Management | For | For | For | |||||
| 2 | CERTIFICATION OF NOTICE AND DETERMINATION OF QUORUM | Management | For | For | For | |||||
| 3 | APPROVAL OF THE MINUTES OF THE ANNUAL MEETING OF THE STOCKHOLDERS HELD ON 20 JUNE 2022 | Management | For | For | For | |||||
| 4 | PRESENTATION AND APPROVAL OF ANNUAL REPORT AND FINANCIAL STATEMENTS AS OF 31 DECEMBER 2022 | Management | For | For | For | |||||
| 5 | RATIFICATION OF ALL ACTS AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT DURING THE PRECEDING YEAR | Management | For | For | For | |||||
| 6 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | For | |||||
| 7 | ELECTION OF DIRECTOR: BERTRAM B. LIM (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 8 | ELECTION OF DIRECTOR: RICARDO S. PASCUA (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 9 | ELECTION OF DIRECTOR: ROLANDO S. NARCISO (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 10 | ELECTION OF DIRECTOR: DELFIN L. WARREN (INDEPENDENT DIRECTOR) | Management | For | For | For | |||||
| 11 | ELECTION OF DIRECTOR: LORRAINE BELO-CINCOCHAN | Management | For | For | For | |||||
| 12 | ELECTION OF DIRECTOR: MARK ANDREW Y. BELO | Management | For | For | For | |||||
| 13 | ELECTION OF DIRECTOR: CAREEN Y. BELO | Management | For | For | For | |||||
| 14 | APPOINTMENT OF EXTERNAL AUDITOR: REYES TACANDONG AND CO | Management | For | For | For | |||||
| 15 | CONSIDERATION OF SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING | Management | For | Abstain | Against | |||||
| 16 | ADJOURNMENT | Management | For | For | For | |||||
The Amana Participation Fund did not vote any proxies because it does not own equity securities with voting rights of any issuers.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto durly authorized.
AMANA MUTUAL FUNDS TRUST
**Nicholas Kaiser, President
**By /s/ Jane K. Carten
Jane K. Carten, Attorney-In-Fact
Date: August 31, 2023