UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-04316 |
| | |
| Midas Series Trust |
| (Exact name of registrant as specified in charter) |
| | |
| 11 Hanover Square, 12th Floor, New York, NY | 10005 |
| (Address of principal executive offices) | (Zip code) |
John F. Ramirez, Esq.
Midas Series Trust
11 Hanover Square, 12th Floor
New York, NY 10005
| Registrant's telephone number, including area code: | 1-212-785-0900 |
| Date of fiscal year end: | 12/31 |
| Date of reporting period: | 07/01/2015 - 06/30/2016 |
Item 1. Proxy Voting Record
The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
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AGNICO EAGLE MINES LIMITED
Meeting Date: APR 29, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: AEM
Security ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ALAMOS GOLD INC.
Meeting Date: MAY 13, 2016
Record Date: MAR 30, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: AGI
Security ID: 011532108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Daniel | Management | For | For |
| 1.2 | Elect Director Patrick D. Downey | Management | For | For |
| 1.3 | Elect Director David Fleck | Management | For | For |
| 1.4 | Elect Director David Gower | Management | For | For |
| 1.5 | Elect Director Claire M. Kennedy | Management | For | For |
| 1.6 | Elect Director John A. McCluskey | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director Ronald E. Smith | Management | For | For |
| 1.9 | Elect Director Kenneth Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Long Term Incentive Plan | Management | For | For |
| 4 | Approve Shareholder Rights Plans | Management | For | For |
| 5 | Amend By-Law No. 1 | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
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ANGLOGOLD ASHANTI LTD
Meeting Date: MAY 04, 2016
Record Date: MAR 21, 2016
Meeting Type: ANNUAL |
Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Re-elect Rhidwaan Gasant as Director | Management | For | For |
| 1.2 | Re-elect Michael Kirkwood as Director | Management | For | For |
| 1.3 | Re-elect Srinivasan Venkatakrishnan as Director | Management | For | For |
| 1.4 | Re-elect Dave Hodgson as Director | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 3.2 | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | Management | For | For |
| 3.3 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 3.4 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 3.5 | Re-elect Albert Garner as Member of the Audit and Risk Committee | Management | For | For |
| 3.6 | Re-elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 4 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 5 | Approve Increase in the Aggregate Limit of Shares to be Utilised for Purposes of the Share Incentive Schemes | Management | For | Against |
| 6 | Amend Long Term Incentive Plan | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 12 | Approve Increase in Authorised Share Capital by the Creation of C Redeemable Preference Shares | Management | For | For |
| 13 | Amend Memorandum of Incorporation | Management | For | For |
| 14 | Authorise Ratification of Approved Resolutions | Management | For | For |
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AURICO METALS INC.
Meeting Date: MAR 31, 2016
Record Date: FEB 19, 2016
Meeting Type: ANNUAL |
Ticker: AMI
Security ID: 05157J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Colterjohn | Management | For | For |
| 1.2 | Elect Director Anne L. Day | Management | For | For |
| 1.3 | Elect Director Anthony W. Garson | Management | For | For |
| 1.4 | Elect Director John A. McCluskey | Management | For | For |
| 1.5 | Elect Director Scott G. Perry | Management | For | For |
| 1.6 | Elect Director Christopher H. Richter | Management | For | For |
| 1.7 | Elect Director Joseph G. Spiteri | Management | For | For |
| 1.8 | Elect Director Janice A. Stairs | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
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BHP BILLITON LIMITED
Meeting Date: NOV 19, 2015
Record Date: SEP 15, 2015
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors of the Company | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Directors' Annual Report on Remuneration | Management | For | For |
| 8 | Approve the Remuneration Report | Management | For | For |
| 9 | Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Approve the Amendments to the BHP Billiton Limited Constitution for the DLC Dividend Share | Management | For | For |
| 11 | Approve the Amendments to the BHP Billiton Plc Articles of Association for the DLC Dividend Share | Management | For | For |
| 12 | Approve the Amendments to the DLC Structure Sharing Agreement Dividend for the DLC Dividend Share | Management | For | For |
| 13 | Approve the Amendments to the BHP Billiton Limited Constitution for Simultaneous General Meetings | Management | For | For |
| 14 | Approve the Amendments to the BHP Billiton Plc Articles of Association for Simultaneous General Meetings | Management | For | For |
| 15 | Elect Anita Frew as Director | Management | For | For |
| 16 | Elect Malcolm Brinded as Director | Management | For | For |
| 17 | Elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Elect Pat Davies as Director | Management | For | For |
| 19 | Elect Carolyn Hewson as Director | Management | For | For |
| 20 | Elect Andrew Mackenzie as Director | Management | For | For |
| 21 | Elect Lindsay Maxsted as Director | Management | For | For |
| 22 | Elect Wayne Murdy as Director | Management | For | For |
| 23 | Elect John Schubert as Director | Management | For | For |
| 24 | Elect Shriti Vadera as Director | Management | For | For |
| 25 | Elect Jac Nasser as Director | Management | For | For |
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DETOUR GOLD CORPORATION
Meeting Date: MAY 05, 2016
Record Date: MAR 31, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: DGC
Security ID: 250669108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.10 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Restricted Share Unit Plan | Management | For | For |
| 4 | Re-approve Share Option Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ELDORADO GOLD CORPORATION
Meeting Date: MAY 25, 2016
Record Date: APR 05, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: ELD
Security ID: 284902103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross Cory | Management | For | For |
| 1.2 | Elect Director Pamela Gibson | Management | For | For |
| 1.3 | Elect Director Robert Gilmore | Management | For | For |
| 1.4 | Elect Director Geoffrey Handley | Management | For | For |
| 1.5 | Elect Director Michael Price | Management | For | For |
| 1.6 | Elect Director Steven Reid | Management | For | For |
| 1.7 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.8 | Elect Director John Webster | Management | For | For |
| 1.9 | Elect Director Paul Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Approve Reduction in Stated Capital | Management | For | For |
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FRANCO-NEVADA CORPORATION
Meeting Date: MAY 04, 2016
Record Date: MAR 17, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: FNV
Security ID: 351858105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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GOLDCORP INC.
Meeting Date: APR 28, 2016
Record Date: MAR 14, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: G
Security ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.2 | Elect Director Peter J. Dey | Management | For | For |
| 1.3 | Elect Director Margot A. Franssen | Management | For | For |
| 1.4 | Elect Director David A. Garofalo | Management | For | For |
| 1.5 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.6 | Elect Director P. Randy Reifel | Management | For | For |
| 1.7 | Elect Director Ian W. Telfer | Management | For | For |
| 1.8 | Elect Director Blanca Trevino | Management | For | For |
| 1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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NEW GOLD INC.
Meeting Date: APR 27, 2016
Record Date: MAR 03, 2016
Meeting Type: ANNUAL |
Ticker: NGD
Security ID: 644535106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director David Emerson | Management | For | For |
| 2.2 | Elect Director James Estey | Management | For | For |
| 2.3 | Elect Director Robert Gallagher | Management | For | For |
| 2.4 | Elect Director Vahan Kololian | Management | For | For |
| 2.5 | Elect Director Martyn Konig | Management | For | For |
| 2.6 | Elect Director Randall Oliphant | Management | For | For |
| 2.7 | Elect Director Ian Pearce | Management | For | For |
| 2.8 | Elect Director Kay Priestly | Management | For | For |
| 2.9 | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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NEWMONT MINING CORPORATION
Meeting Date: APR 20, 2016
Record Date: FEB 23, 2016
Meeting Type: ANNUAL |
Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.5 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.8 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 1.10 | Elect Director Julio M. Quintana | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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NORTHERN DYNASTY MINERALS LTD.
Meeting Date: JUL 07, 2015
Record Date: MAY 08, 2015
Meeting Type: ANNUAL |
Ticker: NDM
Security ID: 66510M204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Scott D. Cousens | Management | For | Withhold |
| 2.2 | Elect Director Robert A. Dickinson | Management | For | Withhold |
| 2.3 | Elect Director Gordon J. Fretwell | Management | For | For |
| 2.4 | Elect Director Russell E. Hallbauer | Management | For | Withhold |
| 2.5 | Elect Director Wayne Kirk | Management | For | For |
| 2.6 | Elect Director Ronald W. Thiessen | Management | For | Withhold |
| 2.7 | Elect Director Peter Mitchell | Management | For | For |
| 2.8 | Elect Director Marchand Snyman | Management | For | Withhold |
| 2.9 | Elect Director Kenneth Pickering | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Deferred Share Unit Plan | Management | For | Against |
| 5 | Approve Restricted Share Unit Plan | Management | For | Against |
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NORTHERN DYNASTY MINERALS LTD.
Meeting Date: JUN 16, 2016
Record Date: MAY 09, 2016
Meeting Type: ANNUAL |
Ticker: NDM
Security ID: 66510M204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Desmond M. Balakrishnan | Management | For | For |
| 1.2 | Elect Director Marcel H. de Groot | Management | For | For |
| 1.3 | Elect Director David E. De Witt | Management | For | For |
| 1.4 | Elect Director Steven A. Decker | Management | For | For |
| 1.5 | Elect Director Robert A. Dickinson | Management | For | For |
| 1.6 | Elect Director Gordon B. Keep | Management | For | For |
| 1.7 | Elect Director Kenneth W. Pickering | Management | For | For |
| 1.8 | Elect Director Ronald W. Thiessen | Management | For | For |
| 1.9 | Elect Director David C. Laing | Management | For | For |
| 1.10 | Elect Director Christian Milau | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
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OCEANAGOLD CORPORATION
Meeting Date: JUN 09, 2016
Record Date: MAY 03, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: OGC
Security ID: 675222103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
| 1.3 | Elect Director Geoff W. Raby | Management | For | For |
| 1.4 | Elect Director J. Denham Shale | Management | For | For |
| 1.5 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.6 | Elect Director William H. Myckatyn | Management | For | For |
| 1.7 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.8 | Elect Director Diane R. Garrett | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Increase in Aggregate Non-Executive Directors' Fees | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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OSISKO GOLD ROYALTIES LTD
Meeting Date: MAY 04, 2016
Record Date: MAR 31, 2016
Meeting Type: ANNUAL |
Ticker: OR
Security ID: 68827L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director Victor H. Bradley | Management | For | For |
| 1.3 | Elect Director John Burzynski | Management | For | For |
| 1.4 | Elect Director Christopher C. Curfman | Management | For | For |
| 1.5 | Elect Director Joanne Ferstman | Management | For | For |
| 1.6 | Elect Director Andre Gaumond | Management | For | For |
| 1.7 | Elect Director Pierre Labbe | Management | For | For |
| 1.8 | Elect Director Charles E. Page | Management | For | For |
| 1.9 | Elect Director Sean Roosen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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PLATINUM GROUP METALS LTD.
Meeting Date: FEB 26, 2016
Record Date: JAN 04, 2016
Meeting Type: ANNUAL |
Ticker: PTM
Security ID: 72765Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director R. Michael Jones | Management | For | For |
| 2.2 | Elect Director Frank R. Hallam | Management | For | For |
| 2.3 | Elect Director Eric H. Carlson | Management | For | For |
| 2.4 | Elect Director Barry W. Smee | Management | For | For |
| 2.5 | Elect Director Iain D.C. McLean | Management | For | For |
| 2.6 | Elect Director Timothy D. Marlow | Management | For | For |
| 2.7 | Elect Director Diana J. Walters | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Shareholder Rights Plan | Management | For | Against |
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RANDGOLD RESOURCES LTD
Meeting Date: MAY 03, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL |
Ticker: RRS
Security ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 8 | Re-elect Christopher Coleman as Director | Management | For | For |
| 9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 10 | Re-elect Jamil Kassum as Director | Management | For | For |
| 11 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 12 | Re-elect Andrew Quinn as Director | Management | For | For |
| 13 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 14 | Reappoint BDO LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 19 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
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RIO TINTO PLC
Meeting Date: APR 14, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Re-elect Robert Brown as Director | Management | For | For |
| 5 | Re-elect Megan Clark as Director | Management | For | For |
| 6 | Re-elect Jan du Plessis as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 9 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 10 | Re-elect Chris Lynch as Director | Management | For | For |
| 11 | Re-elect Paul Tellier as Director | Management | For | For |
| 12 | Re-elect Simon Thompson as Director | Management | For | For |
| 13 | Re-elect John Varley as Director | Management | For | For |
| 14 | Re-elect Sam Walsh as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Strategic Resilience for 2035 and Beyond | Shareholder | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
YAMANA GOLD INC.
Meeting Date: MAY 05, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: YRI
Security ID: 98462Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Begeman | Management | For | For |
| 1.2 | Elect Director Christiane Bergevin | Management | For | For |
| 1.3 | Elect Director Alexander Davidson | Management | For | For |
| 1.4 | Elect Director Richard Graff | Management | For | For |
| 1.5 | Elect Director Nigel Lees | Management | For | For |
| 1.6 | Elect Director Peter Marrone | Management | For | For |
| 1.7 | Elect Director Patrick J. Mars | Management | For | For |
| 1.8 | Elect Director Carl Renzoni | Management | For | For |
| 1.9 | Elect Director Jane Sadowsky | Management | For | For |
| 1.10 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ALPHABET INC.
Meeting Date: JUN 08, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL |
Ticker: GOOGL
Security ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| 10 | Report on Gender Pay Gap | Shareholder | Against | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
Meeting Date: APR 27, 2016
Record Date: FEB 29, 2016
Meeting Type: ANNUAL |
Ticker: AMP
Security ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Jeffrey Noddle | Management | For | For |
| 1g | Elect Director H. Jay Sarles | Management | For | For |
| 1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AVNET, INC.
Meeting Date: NOV 12, 2015
Record Date: SEP 15, 2015
Meeting Type: ANNUAL |
Ticker: AVT
Security ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director William J. Amelio | Management | For | For |
| 1c | Elect Director J. Veronica Biggins | Management | For | For |
| 1d | Elect Director Michael A. Bradley | Management | For | For |
| 1e | Elect Director R. Kerry Clark | Management | For | For |
| 1f | Elect Director Richard P. Hamada | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Avid Modjtabai | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 1j | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
Meeting Date: APR 30, 2016
Record Date: MAR 02, 2016
Meeting Type: ANNUAL |
Ticker: BRK.B
Security ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Insurance Division's Response to Climate Change Risks | Shareholder | Against | For |
| |
|---|
CA, INC.
Meeting Date: AUG 05, 2015
Record Date: JUN 08, 2015
Meeting Type: ANNUAL |
Ticker: CA
Security ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jens Alder | Management | For | For |
| 1B | Elect Director Raymond J. Bromark | Management | For | For |
| 1C | Elect Director Gary J. Fernandes | Management | For | For |
| 1D | Elect Director Michael P. Gregoire | Management | For | For |
| 1E | Elect Director Rohit Kapoor | Management | For | For |
| 1F | Elect Director Jeffrey G. Katz | Management | For | For |
| 1G | Elect Director Kay Koplovitz | Management | For | For |
| 1H | Elect Director Christopher B. Lofgren | Management | For | For |
| 1I | Elect Director Richard Sulpizio | Management | For | For |
| 1J | Elect Director Laura S. Unger | Management | For | For |
| 1K | Elect Director Arthur F. Weinbach | Management | For | For |
| 1L | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 19, 2015
Record Date: SEP 21, 2015
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
COACH, INC.
Meeting Date: NOV 04, 2015
Record Date: SEP 08, 2015
Meeting Type: ANNUAL |
Ticker: COH
Security ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Denton | Management | For | For |
| 1b | Elect Director Andrea Guerra | Management | For | For |
| 1c | Elect Director Susan Kropf | Management | For | For |
| 1d | Elect Director Victor Luis | Management | For | For |
| 1e | Elect Director Ivan Menezes | Management | For | For |
| 1f | Elect Director William Nuti | Management | For | For |
| 1g | Elect Director Stephanie Tilenius | Management | For | For |
| 1h | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 04, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: ESRX
Security ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 25, 2016
Record Date: APR 06, 2016
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Ursula M. Burns | Management | For | For |
| 1.5 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.6 | Elect Director Jay S. Fishman | Management | For | For |
| 1.7 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.13 | Elect Director William C. Weldon | Management | For | For |
| 1.14 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | For |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | For |
| 12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| 13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Against |
| 14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | For |
| |
|---|
FRANKLIN RESOURCES, INC.
Meeting Date: FEB 17, 2016
Record Date: DEC 21, 2015
Meeting Type: ANNUAL |
Ticker: BEN
Security ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Charles E. Johnson | Management | For | For |
| 1d | Elect Director Gregory E. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Mark C. Pigott | Management | For | For |
| 1g | Elect Director Chutta Ratnathicam | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| |
|---|
GAMESTOP CORP.
Meeting Date: JUN 21, 2016
Record Date: APR 29, 2016
Meeting Type: ANNUAL |
Ticker: GME
Security ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
| 1.2 | Elect Director J. Paul Raines | Management | For | For |
| 1.3 | Elect Director Jerome L. Davis | Management | For | For |
| 1.4 | Elect Director Thomas N. Kelly Jr. | Management | For | For |
| 1.5 | Elect Director Shane S. Kim | Management | For | For |
| 1.6 | Elect Director Steven R. Koonin | Management | For | For |
| 1.7 | Elect Director Stephanie M. Shern | Management | For | For |
| 1.8 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.9 | Elect Director Kathy P. Vrabeck | Management | For | For |
| 1.10 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| |
|---|
INTELIQUENT, INC.
Meeting Date: MAY 19, 2016
Record Date: MAR 23, 2016
Meeting Type: ANNUAL |
Ticker: IQNT
Security ID: 45825N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rian J. Wren | Management | For | For |
| 1.2 | Elect Director James P. Hynes | Management | For | For |
| 1.3 | Elect Director Joseph A. Beatty | Management | For | For |
| 1.4 | Elect Director Lawrence M. Ingeneri | Management | For | For |
| 1.5 | Elect Director Timothy A. Samples | Management | For | For |
| 1.6 | Elect Director Edward M. Greenberg | Management | For | For |
| 1.7 | Elect Director Lauren F. Wright | Management | For | For |
| 1.8 | Elect Director Matthew Carter, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 26, 2016
Record Date: FEB 26, 2016
Meeting Type: ANNUAL |
Ticker: IBM
Security ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Mark Fields | Management | For | For |
| 1.5 | Elect Director Alex Gorsky | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 28, 2016
Record Date: MAR 01, 2016
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 17, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 11, 2016
Record Date: MAR 14, 2016
Meeting Type: ANNUAL |
Ticker: LH
Security ID: 50540R409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director D. Gary Gilliland | Management | For | For |
| 1d | Elect Director David P. King | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1g | Elect Director Peter M. Neupert | Management | For | For |
| 1h | Elect Director Richelle P. Parham | Management | For | For |
| 1i | Elect Director Adam H. Schechter | Management | For | For |
| 1j | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Report on Zika Virus Controls for Primates and Employees | Shareholder | Against | Against |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 28, 2016
Record Date: APR 29, 2016
Meeting Type: ANNUAL |
Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | Against |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
Meeting Date: MAY 24, 2016
Record Date: APR 04, 2016
Meeting Type: ANNUAL |
Ticker: OMC
Security ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Bruce Crawford | Management | For | For |
| 1.3 | Elect Director Alan R. Batkin | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Robert Charles Clark | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Susan S. Denison | Management | For | For |
| 1.8 | Elect Director Michael A. Henning | Management | For | For |
| 1.9 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.10 | Elect Director John R. Murphy | Management | For | For |
| 1.11 | Elect Director John R. Purcell | Management | For | Withhold |
| 1.12 | Elect Director Linda Johnson Rice | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 04, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Jennifer Li | Management | For | For |
| 1.6 | Elect Director Jun Makihara | Management | For | For |
| 1.7 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Human Rights Policy, Including the Right to Health | Shareholder | Against | For |
| 5 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| |
|---|
PRAXAIR, INC.
Meeting Date: APR 26, 2016
Record Date: MAR 01, 2016
Meeting Type: ANNUAL |
Ticker: PX
Security ID: 74005P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. McVay | Management | For | For |
| 1.8 | Elect Director Denise L. Ramos | Management | For | For |
| 1.9 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.10 | Elect Director Wayne T. Smith | Management | For | For |
| 1.11 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| |
|---|
SANOFI
Meeting Date: MAY 04, 2016
Record Date: MAR 24, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: SAN
Security ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TANGER FACTORY OUTLET CENTERS, INC.
Meeting Date: MAY 20, 2016
Record Date: MAR 23, 2016
Meeting Type: ANNUAL |
Ticker: SKT
Security ID: 875465106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Benton | Management | For | For |
| 1.2 | Elect Director Jeffrey B. Citrin | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Bridget M. Ryan-Berman | Management | For | For |
| 1.7 | Elect Director Allan L. Schuman | Management | For | For |
| 1.8 | Elect Director Steven B. Tanger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GAP, INC.
Meeting Date: MAY 17, 2016
Record Date: MAR 21, 2016
Meeting Type: ANNUAL |
Ticker: GPS
Security ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Domenico De Sole | Management | For | For |
| 1b | Elect Director Robert J. Fisher | Management | For | Against |
| 1c | Elect Director William S. Fisher | Management | For | For |
| 1d | Elect Director Tracy Gardner | Management | For | For |
| 1e | Elect Director Isabella D. Goren | Management | For | For |
| 1f | Elect Director Bob L. Martin | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Arthur Peck | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Katherine Tsang | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 26, 2016
Record Date: MAR 01, 2016
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMERICAN EXPRESS COMPANY
Meeting Date: MAY 02, 2016
Record Date: MAR 04, 2016
Meeting Type: ANNUAL |
Ticker: AXP
Security ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Ralph de la Vega | Management | For | For |
| 1f | Elect Director Anne L. Lauvergeon | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director Theodore J. Leonsis | Management | For | For |
| 1i | Elect Director Richard C. Levin | Management | For | For |
| 1j | Elect Director Samuel J. Palmisano | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| 6 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
BHP BILLITON LIMITED
Meeting Date: NOV 19, 2015
Record Date: SEP 15, 2015
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors of the Company | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Directors' Annual Report on Remuneration | Management | For | For |
| 8 | Approve the Remuneration Report | Management | For | For |
| 9 | Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Approve the Amendments to the BHP Billiton Limited Constitution for the DLC Dividend Share | Management | For | For |
| 11 | Approve the Amendments to the BHP Billiton Plc Articles of Association for the DLC Dividend Share | Management | For | For |
| 12 | Approve the Amendments to the DLC Structure Sharing Agreement Dividend for the DLC Dividend Share | Management | For | For |
| 13 | Approve the Amendments to the BHP Billiton Limited Constitution for Simultaneous General Meetings | Management | For | For |
| 14 | Approve the Amendments to the BHP Billiton Plc Articles of Association for Simultaneous General Meetings | Management | For | For |
| 15 | Elect Anita Frew as Director | Management | For | For |
| 16 | Elect Malcolm Brinded as Director | Management | For | For |
| 17 | Elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Elect Pat Davies as Director | Management | For | For |
| 19 | Elect Carolyn Hewson as Director | Management | For | For |
| 20 | Elect Andrew Mackenzie as Director | Management | For | For |
| 21 | Elect Lindsay Maxsted as Director | Management | For | For |
| 22 | Elect Wayne Murdy as Director | Management | For | For |
| 23 | Elect John Schubert as Director | Management | For | For |
| 24 | Elect Shriti Vadera as Director | Management | For | For |
| 25 | Elect Jac Nasser as Director | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 25, 2016
Record Date: APR 06, 2016
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Ursula M. Burns | Management | For | For |
| 1.5 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.6 | Elect Director Jay S. Fishman | Management | For | For |
| 1.7 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.13 | Elect Director William C. Weldon | Management | For | For |
| 1.14 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | For |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | For |
| 12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| 13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Against |
| 14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | For |
| |
|---|
NUCOR CORPORATION
Meeting Date: MAY 13, 2016
Record Date: MAR 14, 2016
Meeting Type: ANNUAL |
Ticker: NUE
Security ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Ferriola | Management | For | For |
| 1.2 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.3 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.4 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.5 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.6 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.7 | Elect Director Raymond J. Milchovich | Management | For | For |
| 1.8 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 04, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Jennifer Li | Management | For | For |
| 1.6 | Elect Director Jun Makihara | Management | For | For |
| 1.7 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Human Rights Policy, Including the Right to Health | Shareholder | Against | For |
| 5 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| |
|---|
RIO TINTO PLC
Meeting Date: APR 14, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Re-elect Robert Brown as Director | Management | For | For |
| 5 | Re-elect Megan Clark as Director | Management | For | For |
| 6 | Re-elect Jan du Plessis as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 9 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 10 | Re-elect Chris Lynch as Director | Management | For | For |
| 11 | Re-elect Paul Tellier as Director | Management | For | For |
| 12 | Re-elect Simon Thompson as Director | Management | For | For |
| 13 | Re-elect John Varley as Director | Management | For | For |
| 14 | Re-elect Sam Walsh as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Strategic Resilience for 2035 and Beyond | Shareholder | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SANOFI
Meeting Date: MAY 04, 2016
Record Date: MAR 24, 2016
Meeting Type: ANNUAL/SPECIAL |
Ticker: SAN
Security ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM
Meeting Date: APR 26, 2016
Record Date: APR 04, 2016
Meeting Type: ANNUAL |
Ticker: SQM-B
Security ID: 833635105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Annual Report and Account Inspectors' Report | Management | For | For |
| 3 | Appoint Auditors | Management | For | For |
| 4 | Elect Internal Statutory Auditors | Management | For | For |
| 5 | Approve Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Approve Investment and Financing Policy | Management | For | For |
| 7 | Approve Allocation of Income and Dividends | Management | For | For |
| 8 | Approve Eventual Dividend of $150 Million | Management | For | For |
| 9 | Approve Dividend Policy | Management | For | For |
| 10 | Approve Report on Board's Expenses | Management | For | For |
| 11.a | Elect Directors | Management | For | Against |
| 11.b | Elect Edward J. Waitzer as Independent Director | Management | For | For |
| 12 | Approve Remuneration of Directors | Management | For | For |
| 13 | Receive Matters Related to Directors' Committee, Safety, Health and Environmental Committee, and Corporate Governance Committee | Management | For | For |
| 14 | Other Business | Management | For | Against |
| |
|---|
SYNGENTA AG
Meeting Date: APR 26, 2016
Record Date: MAR 17, 2016
Meeting Type: ANNUAL |
Ticker: SYNN
Security ID: 87160A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve CHF 36,750 Reduction in Share Capital via Cancellation of Treasury Shares | Management | For | For |
| 5.1 | Approve Allocation of Income and Dividends of CHF 11.00 per Share | Management | For | For |
| 5.2 | Approve Allocation of Special Dividend of CHF 5.00 per Share | Management | For | For |
| 6.1 | Reelect Vinita Bali as Director | Management | For | For |
| 6.2 | Reelect Stefan Borgas as Director | Management | For | For |
| 6.3 | Reelect Gunnar Brock as Director | Management | For | For |
| 6.4 | Reelect Michel Demare as Director | Management | For | For |
| 6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | For |
| 6.6 | Reelect David Lawrence as Director | Management | For | For |
| 6.7 | Reelect Eveline Saupper as Director | Management | For | For |
| 6.8 | Reelect Juerg Witmer as Director | Management | For | For |
| 7 | Reelect Michel Demare as Board Chairman | Management | For | For |
| 8.1 | Reelect Eveline Saupper as Member of the Compensation Committee | Management | For | For |
| 8.2 | Reelect Juerg Witmer as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Stefan Borgas as Member of the Compensation Committee | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of CHF 4.5 Million | Management | For | For |
| 10 | Approve Remuneration of Executive Committee in the Amount of CHF 41 Million | Management | For | For |
| 11 | Designate Lukas Handschin as Independent Proxy | Management | For | For |
| 12 | Ratify KPMG AG as Auditors | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TANGER FACTORY OUTLET CENTERS, INC.
Meeting Date: MAY 20, 2016
Record Date: MAR 23, 2016
Meeting Type: ANNUAL |
Ticker: SKT
Security ID: 875465106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Benton | Management | For | For |
| 1.2 | Elect Director Jeffrey B. Citrin | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Bridget M. Ryan-Berman | Management | For | For |
| 1.7 | Elect Director Allan L. Schuman | Management | For | For |
| 1.8 | Elect Director Steven B. Tanger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VOLKSWAGEN AG (VW)
Meeting Date: JUN 22, 2016
Record Date: MAY 20, 2016
Meeting Type: ANNUAL |
Ticker: VOW3
Security ID: 928662303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.11 per Ordinary Share and EUR 0.17 per Preferred Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member M. Mueller for Fiscal 2015 | Management | For | Against |
| 3.2 | Approve Discharge of Management Board Member H. Diess for Fiscal 2015 | Management | For | Against |
| 3.3 | Approve Discharge of Management Board Member F.J. Garcia Sanz for Fiscal 2015 | Management | For | Against |
| 3.4 | Approve Discharge of Management Board Member J. Heizmann for Fiscal 2015 | Management | For | Against |
| 3.5 | Approve Discharge of Management Board Member C. Klingler for Fiscal 2015 | Management | For | Against |
| 3.6 | Approve Discharge of Management Board Member H. Neumann for Fiscal 2015 | Management | For | Against |
| 3.7 | Approve Discharge of Management Board Member L. Oestling for Fiscal 2015 | Management | For | Against |
| 3.8 | Approve Discharge of Management Board Member H.D. Poetsch for Fiscal 2015 | Management | For | Against |
| 3.9 | Approve Discharge of Management Board Member A. Renschler for Fiscal 2015 | Management | For | Against |
| 3.10 | Approve Discharge of Management Board Member R. Stadler for Fiscal 2015 | Management | For | Against |
| 3.11 | Approve Discharge of Management Board Member M. Winterkorn for Fiscal 2015 | Management | For | Against |
| 3.12 | Approve Discharge of Management Board Member F. Witter for Fiscal 2015 | Management | For | Against |
| 4.1 | Approve Discharge of Supervisory Board Member H.D. Poetsch for Fiscal 2015 | Management | For | Against |
| 4.2 | Approve Discharge of Supervisory Board Member J. Hofmann for Fiscal 2015 | Management | For | Against |
| 4.3 | Approve Discharge of Supervisory Board Member H.A. Al-Abdulla for Fiscal 2015 | Management | For | Against |
| 4.4 | Approve Discharge of Supervisory Board Member A. Al Baker for Fiscal 2015 | Management | For | Against |
| 4.5 | Approve Discharge of Supervisory Board Member A. Al-Sayed for Fiscal 2015 | Management | For | Against |
| 4.6 | Approve Discharge of Supervisory Board Member J. Dorn for Fiscal 2015 | Management | For | Against |
| 4.7 | Approve Discharge of Supervisory Board Member A. Falkengren for Fiscal 2015 | Management | For | Against |
| 4.8 | Approve Discharge of Supervisory Board Member H.-P. Fischer for Fiscal 2015 | Management | For | Against |
| 4.9 | Approve Discharge of Supervisory Board Member U. Fritsch for Fiscal 2015 | Management | For | Against |
| 4.10 | Approve Discharge of Supervisory Board Member B. Froehlich for Fiscal 2015 | Management | For | Against |
| 4.11 | Approve Discharge of Supervisory Board Member B. Huber for Fiscal 2015 | Management | For | Against |
| 4.12 | Approve Discharge of Supervisory Board Member U. Hueck for Fiscal 2015 | Management | For | Against |
| 4.13 | Approve Discharge of Supervisory Board Member J. Jaervklo for Fiscal 2015 | Management | For | Against |
| 4.14 | Approve Discharge of Supervisory Board Member L. Kiesling for Fiscal 2015 | Management | For | Against |
| 4.15 | Approve Discharge of Supervisory Board Member J. Kuhn-Piech for Fiscal 2015 | Management | For | Against |
| 4.16 | Approve Discharge of Supervisory Board Member O. Lies for Fiscal 2015 | Management | For | Against |
| 4.17 | Approve Discharge of Supervisory Board Member H. Meine for Fiscal 2015 | Management | For | Against |
| 4.18 | Approve Discharge of Supervisory Board Member P. Mosch for Fiscal 2015 | Management | For | Against |
| 4.19 | Approve Discharge of Supervisory Board Member B. Osterloh for Fiscal 2015 | Management | For | Against |
| 4.20 | Approve Discharge of Supervisory Board Member F.K. Piech for Fiscal 2015 | Management | For | Against |
| 4.21 | Approve Discharge of Supervisory Board Member H.M. Piech for Fiscal 2015 | Management | For | Against |
| 4.22 | Approve Discharge of Supervisory Board Member U. Piech for Fiscal 2015 | Management | For | Against |
| 4.23 | Approve Discharge of Supervisory Board Member F.O. Porsche for Fiscal 2015 | Management | For | Against |
| 4.24 | Approve Discharge of Supervisory Board Member W. Porsche for Fiscal 2015 | Management | For | Against |
| 4.25 | Approve Discharge of Supervisory Board Member S. Weil for Fiscal 2015 | Management | For | Against |
| 4.26 | Approve Discharge of Supervisory Board Member S. Wolf for Fiscal 2015 | Management | For | Against |
| 4.27 | Approve Discharge of Supervisory Board Member T. Zwiebler for Fiscal 2015 | Management | For | Against |
| 5.1 | Elect Hessa Sultan Al-Jaber to the Supervisory Board | Management | For | Against |
| 5.2 | Elect Annika Falkengren to the Supervisory Board | Management | For | Against |
| 5.3 | Elect Louise Kiesling to the Supervisory Board | Management | For | Against |
| 5.4 | Elect Hans Dieter Poetsch to the Supervisory Board | Management | For | Against |
| 6.1 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016 | Management | For | For |
| 6.2 | Ratify PricewaterhouseCoopers as Auditors for the First Half of Fiscal 2016 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers as Auditors for the First Quarter of Fiscal 2017 | Management | For | For |
| 7.1 | Approve Special Audit Re: Breach of Duty of Management and Supervisory Boards Regarding Emissions Test-Rigging as of Jan. 1, 2005; Appoint Baker Tilly Roelfs AG as Special Auditor | Shareholder | None | For |
| 7.2 | Approve Special Audit Re: Breach of Duty of Management and Supervisory Boards Regarding Emissions Test-Rigging as of May 15, 2014; Appoint Baker Tilly Roelfs AG as Special Auditor | Shareholder | None | For |
| 7.3 | Approve Special Audit Re: Establishment of Risk- and Compliance Systems to Prevent Future Emissions Test-Rigging Scandals; Appoint Baker Tilly Roelfs AG as Special Auditor | Shareholder | None | For |
| 8 | Approve Special Audit Re: Breach of Duty of Management and Supervisory Boards Regarding Emissions Test-Rigging Scandal; Appoint Alix Partners GmbH as Special Auditor | Shareholder | None | For |
| A | Counter Motion A | Shareholder | Against | Against |
| B | Counter Motion B | Shareholder | Against | Against |
| C | Counter Motion C | Shareholder | Against | Against |
| D | Counter Motion D | Shareholder | Against | Against |
| E | Counter Motion E | Shareholder | Against | Against |
| F | Counter Motion F | Shareholder | Against | Against |
| G | Counter Motion G | Shareholder | Against | Against |
| H | Counter Motion H | Shareholder | Against | Against |
| |
|---|
WAL-MART STORES, INC.
Meeting Date: JUN 03, 2016
Record Date: APR 08, 2016
Meeting Type: ANNUAL |
Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James I. Cash, Jr. | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Marissa A. Mayer | Management | For | For |
| 1f | Elect Director C. Douglas McMillon | Management | For | For |
| 1g | Elect Director Gregory B. Penner | Management | For | For |
| 1h | Elect Director Steven S. Reinemund | Management | For | For |
| 1i | Elect Director Kevin Y. Systrom | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 1l | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Incentive Compensation Plans | Shareholder | Against | For |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Against |
