UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-04316 |
| | |
| Midas Series Trust |
| (Exact name of registrant as specified in charter) |
| | |
| 11 Hanover Square, 12th Floor, New York, NY | 10005 |
| (Address of principal executive offices) | (Zip code) |
John F. Ramirez, Esq.
Midas Series Trust
11 Hanover Square, 12th Floor
New York, NY 10005
| Registrant's telephone number, including area code: | 1-212-785-0900 |
| Date of fiscal year end: | 12/31 |
| Date of reporting period: | 07/01/2016 - 06/30/2017 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
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AGNICO EAGLE MINES LIMITED
Meeting Date: APR 28, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL |
Ticker: AEM
Security ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ALAMOS GOLD INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 28, 2017
Meeting Type: ANNUAL |
Ticker: AGI
Security ID: 011532108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Daniel | Management | For | For |
| 1.2 | Elect Director Patrick D. Downey | Management | For | For |
| 1.3 | Elect Director David Fleck | Management | For | For |
| 1.4 | Elect Director David Gower | Management | For | For |
| 1.5 | Elect Director Claire M. Kennedy | Management | For | For |
| 1.6 | Elect Director John A. McCluskey | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director Ronald E. Smith | Management | For | For |
| 1.9 | Elect Director Kenneth Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ANGLOGOLD ASHANTI LTD
Meeting Date: MAY 16, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL |
Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Re-elect Sipho Pityana as Director | Management | For | For |
| 1.2 | Re-elect Rodney Ruston as Director | Management | For | For |
| 1.3 | Re-elect Maria Richter as Director | Management | For | For |
| 2 | Elect Sindi Zilwa as Director | Management | For | For |
| 3.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 3.2 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 3.3 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 3.4 | Re-elect Albert Garner as Member of the Audit and Risk Committee | Management | For | For |
| 3.5 | Re-elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 3.6 | Elect Sindi Zilwa as Member of the Audit and Risk Committee | Management | For | For |
| 4 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 8 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 9 | Approve Deferred Share Plan | Management | For | For |
| 10 | Authorise Issue of Ordinary Shares Pursuant to the Deferred Share Plan | Management | For | For |
| 11 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 12 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 13 | Amend Memorandum of Incorporation | Management | For | For |
| 14 | Authorise Ratification of Approved Resolutions | Management | For | For |
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B2GOLD CORP.
Meeting Date: JUN 16, 2017
Record Date: APR 21, 2017
Meeting Type: ANNUAL |
Ticker: BTO
Security ID: 11777Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Jerry Korpan | Management | For | For |
| 2.5 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.6 | Elect Director Kevin Bullock | Management | For | For |
| 2.7 | Elect Director George Johnson | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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BHP BILLITON LIMITED
Meeting Date: NOV 17, 2016
Record Date: SEP 16, 2016
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditor of the Company | Management | For | For |
| 3 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve General Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve General Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Remuneration Report Other than the Part Containing the Directors' Remuneration Policy | Management | For | For |
| 8 | Approve the Remuneration Report | Management | For | For |
| 9 | Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Elect Ken MacKenzie as Director | Management | For | For |
| 11 | Elect Malcolm Brinded as Director | Management | For | For |
| 12 | Elect Malcolm Broomhead as Director | Management | For | For |
| 13 | Elect Pat Davies as Director | Management | For | For |
| 14 | Elect Anita Frew as Director | Management | For | For |
| 15 | Elect Carolyn Hewson as Director | Management | For | For |
| 16 | Elect Andrew Mackenzie as Director | Management | For | For |
| 17 | Elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Elect Wayne Murdy as Director | Management | For | For |
| 19 | Elect Shriti Vadera as Director | Management | For | For |
| 20 | Elect Jac Nasser as Director | Management | For | For |
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COMPASS MINERALS INTERNATIONAL, INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL |
Ticker: CMP
Security ID: 20451N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Valdemar L. Fischer | Management | For | For |
| 1b | Elect Director Richard S. Grant | Management | For | For |
| 1c | Elect Director Amy J. Yoder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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DETOUR GOLD CORPORATION
Meeting Date: MAY 04, 2017
Record Date: MAR 30, 2017
Meeting Type: ANNUAL |
Ticker: DGC
Security ID: 250669108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ELDORADO GOLD CORPORATION
Meeting Date: APR 27, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL |
Ticker: ELD
Security ID: 284902103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Albino | Management | For | For |
| 1.2 | Elect Director George Burns | Management | For | For |
| 1.3 | Elect Director Pamela M. Gibson | Management | For | For |
| 1.4 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.5 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.6 | Elect Director Michael A. Price | Management | For | For |
| 1.7 | Elect Director Steven P. Reid | Management | For | For |
| 1.8 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.9 | Elect Director John Webster | Management | For | For |
| 1.10 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
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FRANCO-NEVADA CORPORATION
Meeting Date: MAY 09, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: FNV
Security ID: 351858105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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GOLDCORP INC.
Meeting Date: APR 26, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: G
Security ID: 380956409
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.2 | Elect Director Margot A. Franssen | Management | For | For |
| 1.3 | Elect Director David A. Garofalo | Management | For | For |
| 1.4 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.5 | Elect Director P. Randy Reifel | Management | For | For |
| 1.6 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
| 1.7 | Elect Director Ian W. Telfer | Management | For | For |
| 1.8 | Elect Director Blanca A. Trevino | Management | For | For |
| 1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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IVANHOE MINES LTD.
Meeting Date: JUN 28, 2017
Record Date: MAY 03, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: IVN
Security ID: 46579R104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Markus Faber | Management | For | For |
| 2.4 | Elect Director William B. Hayden | Management | For | For |
| 2.5 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.6 | Elect Director Livia Mahler | Management | For | For |
| 2.7 | Elect Director Peter G. Meredith | Management | For | For |
| 2.8 | Elect Director Guy J. de Selliers | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Equity Incentive Plan | Management | For | Against |
| 5 | Approve Deferred Share Unit Plan | Management | For | Against |
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JOHNSON MATTHEY PLC
Meeting Date: JUL 20, 2016
Record Date: JUL 18, 2016
Meeting Type: ANNUAL |
Ticker: JMAT
Security ID: ADPV34060
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tim Stevenson as Director | Management | For | For |
| 5 | Re-elect Odile Desforges as Director | Management | For | For |
| 6 | Re-elect Alan Ferguson as Director | Management | For | For |
| 7 | Re-elect Robert MacLeod as Director | Management | For | For |
| 8 | Re-elect Colin Matthews as Director | Management | For | For |
| 9 | Re-elect Chris Mottershead as Director | Management | For | For |
| 10 | Re-elect John Walker as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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NEW GOLD INC.
Meeting Date: APR 26, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: NGD
Security ID: 644535106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Emerson | Management | For | For |
| 1.2 | Elect Director James Estey | Management | For | For |
| 1.3 | Elect Director Vahan Kololian | Management | For | For |
| 1.4 | Elect Director Martyn Konig | Management | For | For |
| 1.5 | Elect Director Randall Oliphant | Management | For | For |
| 1.6 | Elect Director Ian Pearce | Management | For | For |
| 1.7 | Elect Director Hannes Portmann | Management | For | For |
| 1.8 | Elect Director Kay Priestly | Management | For | For |
| 1.9 | Elect Director Raymond Threlkeld | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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NEWMONT MINING CORPORATION
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.5 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.8 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 1.10 | Elect Director Julio M. Quintana | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
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NUCOR CORPORATION
Meeting Date: MAY 11, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL |
Ticker: NUE
Security ID: 670346105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.2 | Elect Director John J. Ferriola | Management | For | For |
| 1.3 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.4 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.6 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.7 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.8 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Adopt Quantitative Compnay-Wide GHG Goals | Shareholder | Against | For |
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OCEANAGOLD CORPORATION
Meeting Date: JUN 23, 2017
Record Date: MAY 19, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: OGC
Security ID: 675222103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
| 1.3 | Elect Director Geoff W. Raby | Management | For | For |
| 1.4 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.5 | Elect Director William H. Myckatyn | Management | For | For |
| 1.6 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.7 | Elect Director Diane R. Garrett | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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OSISKO GOLD ROYALTIES LTD
Meeting Date: MAY 04, 2017
Record Date: MAR 30, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: OR
Security ID: 68827L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director Victor H. Bradley | Management | For | For |
| 1.3 | Elect Director John Burzynski | Management | For | For |
| 1.4 | Elect Director Christopher C. Curfman | Management | For | For |
| 1.5 | Elect Director Joanne Ferstman | Management | For | For |
| 1.6 | Elect Director Andre Gaumond | Management | For | For |
| 1.7 | Elect Director Pierre Labbe | Management | For | For |
| 1.8 | Elect Director Charles E. Page | Management | For | For |
| 1.9 | Elect Director Jacques Perron | Management | For | For |
| 1.10 | Elect Director Sean Roosen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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PLATINUM GROUP METALS LTD.
Meeting Date: FEB 23, 2017
Record Date: JAN 03, 2017
Meeting Type: ANNUAL |
Ticker: PTM
Security ID: 72765Q601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Michael Jones | Management | For | For |
| 1.2 | Elect Director Frank R. Hallam | Management | For | For |
| 1.3 | Elect Director Iain D.C. McLean | Management | For | For |
| 1.4 | Elect Director Eric H. Carlson | Management | For | For |
| 1.5 | Elect Director Barry W. Smee | Management | For | For |
| 1.6 | Elect Director Timothy D. Marlow | Management | For | For |
| 1.7 | Elect Director Diana J. Walters | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Share Compensation Plan | Management | For | Against |
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RANDGOLD RESOURCES LTD
Meeting Date: MAY 02, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: RRS
Security ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
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RESOLUTE MINING LTD.
Meeting Date: NOV 29, 2016
Record Date: NOV 27, 2016
Meeting Type: ANNUAL |
Ticker: RSG
Security ID: Q81068100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Peter Ernest Huston as Director | Management | For | Against |
| 3 | Elect Martin John Botha as Director | Management | For | For |
| 4 | Approve the Resolute Mining Limited Performance Rights Plan | Management | None | For |
| 5 | Approve the Grant of Performance Rights Plan to John Welborn | Management | For | For |
| 6 | Approve the Special Grant of Performance Rights to John Welborn | Management | For | Against |
| 7 | Ratify the Past Issuance of Shares to Institutional Investors | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
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RIO TINTO PLC
Meeting Date: APR 12, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
| 5 | Re-elect Megan Clark as Director | Management | For | For |
| 6 | Elect David Constable as Director | Management | For | For |
| 7 | Re-elect Jan du Plessis as Director | Management | For | For |
| 8 | Re-elect Ann Godbehere as Director | Management | For | For |
| 9 | Elect Simon Henry as Director | Management | For | For |
| 10 | Elect Jean-Sebastien Jacques as Director | Management | For | For |
| 11 | Elect Sam Laidlaw as Director | Management | For | For |
| 12 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 13 | Re-elect Chris Lynch as Director | Management | For | For |
| 14 | Re-elect Paul Tellier as Director | Management | For | For |
| 15 | Re-elect Simon Thompson as Director | Management | For | For |
| 16 | Re-elect John Varley as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM
Meeting Date: APR 28, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: SQM
Security ID: 833635105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Annual Report and Account Inspectors' Report | Management | For | For |
| 3 | Appoint Auditors | Management | For | For |
| 4 | Elect Internal Statutory Auditors | Management | For | For |
| 5 | Approve Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Approve Investment and Financing Policy | Management | For | For |
| 7 | Approve Allocation of Income and Dividends | Management | For | For |
| 8 | Approve 2017 Dividend Policy | Management | For | For |
| 9 | Approve Report on Board's Expenses | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Receive Matters Related to Directors' Committee, Safety, Health and Environmental Committee, and Corporate Governance Committee | Management | For | For |
| 13 | Other Business | Management | For | Against |
| 14 | Elect Directors | Management | For | Against |
| |
|---|
TAHOE RESOURCES INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: THO
Security ID: 873868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.2 | Elect Director Ronald W. Clayton | Management | For | For |
| 1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
| 1.4 | Elect Director Charles A. Jeannes | Management | For | For |
| 1.5 | Elect Director Drago G. Kisic | Management | For | For |
| 1.6 | Elect Director Alan C. Moon | Management | For | For |
| 1.7 | Elect Director A. Dan Rovig | Management | For | For |
| 1.8 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.9 | Elect Director James S. Voorhees | Management | For | For |
| 1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ALPHABET INC.
Meeting Date: JUN 07, 2017
Record Date: APR 19, 2017
Meeting Type: ANNUAL |
Ticker: GOOGL
Security ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | Withhold |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.11 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.12 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | For |
| 10 | Report on Charitable Contributions | Shareholder | Against | Against |
| 11 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 12 | Report on Fake News | Shareholder | Against | Against |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2017
Record Date: DEC 30, 2016
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Against |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| |
|---|
BED BATH & BEYOND INC.
Meeting Date: JUL 01, 2016
Record Date: MAY 06, 2016
Meeting Type: ANNUAL |
Ticker: BBBY
Security ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | Against |
| 1e | Elect Director Stanley F. Barshay | Management | For | Against |
| 1f | Elect Director Geraldine T. Elliott | Management | For | For |
| 1g | Elect Director Klaus Eppler | Management | For | For |
| 1h | Elect Director Patrick R. Gaston | Management | For | For |
| 1i | Elect Director Jordan Heller | Management | For | For |
| 1j | Elect Director Victoria A. Morrison | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Proxy Access | Shareholder | Against | For |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
Meeting Date: MAY 06, 2017
Record Date: MAR 08, 2017
Meeting Type: ANNUAL |
Ticker: BRK.B
Security ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Assess and Report on Exposure to Climate Change Risks | Shareholder | Against | For |
| 6 | Require Divestment from Fossil Fuels | Shareholder | Against | Against |
| |
|---|
BIOGEN INC.
Meeting Date: JUN 07, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL |
Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director Lynn Schenk | Management | For | For |
| 1j | Elect Director Stephen A. Sherwin | Management | For | For |
| 1k | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CARTER'S, INC.
Meeting Date: MAY 17, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL |
Ticker: CRI
Security ID: 146229109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy Woods Brinkley | Management | For | For |
| 1b | Elect Director Michael D. Casey | Management | For | For |
| 1c | Elect Director A. Bruce Cleverly | Management | For | For |
| 1d | Elect Director Jevin S. Eagle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4a | Declassify the Board of Directors | Management | For | For |
| 4b | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: DEC 12, 2016
Record Date: OCT 14, 2016
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Amy L. Chang | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Against |
| 6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Against |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
Meeting Date: APR 26, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: DHIL
Security ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. H. Dillon | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Paul A. Reeder, III | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Frances A. Skinner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DICK'S SPORTING GOODS, INC.
Meeting Date: JUN 07, 2017
Record Date: APR 12, 2017
Meeting Type: ANNUAL |
Ticker: DKS
Security ID: 253393102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward W. Stack | Management | For | For |
| 1b | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1c | Elect Director Lawrence J. Schorr | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
DST SYSTEMS, INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: DST
Security ID: 233326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph C. Antonellis | Management | For | For |
| 1.2 | Elect Director Jerome H. Bailey | Management | For | For |
| 1.3 | Elect Director Lynn Dorsey Bleil | Management | For | For |
| 1.4 | Elect Director Gary D. Forsee | Management | For | For |
| 1.5 | Elect Director Stephen C. Hooley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL |
Ticker: ESRX
Security ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
FRANKLIN RESOURCES, INC.
Meeting Date: FEB 15, 2017
Record Date: DEC 19, 2016
Meeting Type: ANNUAL |
Ticker: BEN
Security ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Charles E. Johnson | Management | For | For |
| 1d | Elect Director Gregory E. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Mark C. Pigott | Management | For | For |
| 1g | Elect Director Chutta Ratnathicam | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Climate Change Position and Proxy Voting | Shareholder | Against | Against |
| 6 | Report on Executive Pay and Proxy Voting | Shareholder | Against | Against |
| |
|---|
GAMCO INVESTORS, INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: GBL
Security ID: 361438104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edwin L. Artzt | Management | For | For |
| 1.2 | Elect Director Raymond C. Avansino, Jr. | Management | For | For |
| 1.3 | Elect Director Leslie B. Daniels | Management | For | For |
| 1.4 | Elect Director Mario J. Gabelli | Management | For | Withhold |
| 1.5 | Elect Director Eugene R. McGrath | Management | For | For |
| 1.6 | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1.7 | Elect Director Elisa M. Wilson | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve the Issuance of Shares to Mario J. Gabelli | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Reclassification of Class B Stock | Management | For | For |
| |
|---|
GENTHERM INCORPORATED
Meeting Date: MAY 19, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: THRM
Security ID: 37253A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis Booth | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director Sophie Desormiere | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Yvonne Hao | Management | For | For |
| 1.7 | Elect Director Ronald Hundzinski | Management | For | For |
| 1.8 | Elect Director Byron T. Shaw, II | Management | For | For |
| 2 | Ratify Grant Thornton as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HIBBETT SPORTS, INC.
Meeting Date: MAY 17, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL |
Ticker: HIBB
Security ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director Ralph T. Parks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ICONIX BRAND GROUP, INC.
Meeting Date: NOV 04, 2016
Record Date: SEP 09, 2016
Meeting Type: ANNUAL |
Ticker: ICON
Security ID: 451055107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.2 | Elect Director John Haugh | Management | For | For |
| 1.3 | Elect Director Drew Cohen | Management | For | For |
| 1.4 | Elect Director Sue Gove | Management | For | For |
| 1.5 | Elect Director Mark Friedman | Management | For | For |
| 1.6 | Elect Director James Marcum | Management | For | For |
| 1.7 | Elect Director Sanjay Khosla | Management | For | For |
| 1.8 | Elect Director Kristen O'Hara | Management | For | For |
| 1.9 | Elect Director Kenneth Slutsky | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
IPG PHOTONICS CORPORATION
Meeting Date: JUN 01, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: IPGP
Security ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.6 | Elect Director William S. Hurley | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Eric Meurice | Management | For | For |
| 1.9 | Elect Director John R. Peeler | Management | For | For |
| 1.10 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Mark B. McClellan | Management | For | For |
| 1f | Elect Director Anne M. Mulcahy | Management | For | For |
| 1g | Elect Director William D. Perez | Management | For | For |
| 1h | Elect Director Charles Prince | Management | For | For |
| 1i | Elect Director A. Eugene Washington | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director Todd A. Combs | Management | For | For |
| 1f | Elect Director James S. Crown | Management | For | For |
| 1g | Elect Director James Dimon | Management | For | For |
| 1h | Elect Director Timothy P. Flynn | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Clawback Amendment | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 27, 2017
Record Date: APR 27, 2017
Meeting Type: ANNUAL |
Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 27, 2016
Record Date: MAY 31, 2016
Meeting Type: ANNUAL |
Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director M. Christine Jacobs | Management | For | For |
| 1f | Elect Director Donald R. Knauss | Management | For | For |
| 1g | Elect Director Marie L. Knowles | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
OMNICOM GROUP INC.
Meeting Date: MAY 25, 2017
Record Date: APR 05, 2017
Meeting Type: ANNUAL |
Ticker: OMC
Security ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Bruce Crawford | Management | For | For |
| 1.3 | Elect Director Alan R. Batkin | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Robert Charles Clark | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Susan S. Denison | Management | For | For |
| 1.8 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.9 | Elect Director John R. Murphy | Management | For | For |
| 1.10 | Elect Director John R. Purcell | Management | For | For |
| 1.11 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.12 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PACCAR INC
Meeting Date: APR 25, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: PCAR
Security ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beth E. Ford | Management | For | For |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.4 | Elect Director Mark A. Schulz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 31, 2017
Meeting Type: ANNUAL |
Ticker: RHI
Security ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.2 | Elect Director Marc H. Morial | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SIGNET JEWELERS LIMITED
Meeting Date: JUN 28, 2017
Record Date: APR 21, 2017
Meeting Type: ANNUAL |
Ticker: SIG
Security ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Todd Stitzer | Management | For | For |
| 1b | Elect Director Virginia "Gina" Drosos | Management | For | For |
| 1c | Elect Director Dale Hilpert *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Mark Light | Management | For | For |
| 1e | Elect Director Helen McCluskey | Management | For | For |
| 1f | Elect Director Marianne Miller Parrs | Management | For | For |
| 1g | Elect Director Thomas Plaskett | Management | For | For |
| 1h | Elect Director Jonathan Sokoloff | Management | For | For |
| 1i | Elect Director Robert Stack | Management | For | For |
| 1j | Elect Director Brian Tilzer | Management | For | For |
| 1k | Elect Director Eugenia Ulasewicz | Management | For | For |
| 1l | Elect Director Russell Walls | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STURM, RUGER & COMPANY, INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: RGR
Security ID: 864159108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Cosentino, Jr. | Management | For | For |
| 1.2 | Elect Director Michael O. Fifer | Management | For | For |
| 1.3 | Elect Director Sandra S. Froman | Management | For | For |
| 1.4 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.5 | Elect Director Christopher J. Killoy | Management | For | For |
| 1.6 | Elect Director Terrence G. O'Connor | Management | For | For |
| 1.7 | Elect Director Amir P. Rosenthal | Management | For | For |
| 1.8 | Elect Director Ronald C. Whitaker | Management | For | For |
| 1.9 | Elect Director Phillip C. Widman | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
T. ROWE PRICE GROUP, INC.
Meeting Date: APR 26, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: TROW
Security ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director Robert F. MacLellan | Management | For | For |
| 1g | Elect Director Brian C. Rogers | Management | For | For |
| 1h | Elect Director Olympia J. Snowe | Management | For | For |
| 1i | Elect Director William J. Stromberg | Management | For | For |
| 1j | Elect Director Dwight S. Taylor | Management | For | For |
| 1k | Elect Director Anne Marie Whittemore | Management | For | For |
| 1l | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1m | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| 9 | Report on and Assess Proxy Voting Policies in Relation to Executive Compensation | Shareholder | Against | Against |
| 10 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | None | For |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 08, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL |
Ticker: 2330
Security ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1.2 | Approve Profit Distribution | Management | For | For |
| 1.3 | Amend Articles of Association | Management | For | For |
| 1.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 2.1 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 2.2 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 08, 2017
Record Date: JAN 09, 2017
Meeting Type: ANNUAL |
Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1f | Elect Director Fred H. Langhammer | Management | For | For |
| 1g | Elect Director Aylwin B. Lewis | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1k | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
| |
|---|
TRANSOCEAN LTD.
Meeting Date: MAY 11, 2017
Record Date: APR 24, 2017
Meeting Type: ANNUAL |
Ticker: RIG
Security ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Appropriation of Available Earnings for Fiscal Year 2016 | Management | For | For |
| 4A | Elect Director Glyn A. Barker | Management | For | For |
| 4B | Elect Director Vanessa C.L. Chang | Management | For | For |
| 4C | Elect Director Frederico F. Curado | Management | For | For |
| 4D | Elect Director Chadwick C. Deaton | Management | For | For |
| 4E | Elect Director Vincent J. Intrieri | Management | For | For |
| 4F | Elect Director Martin B. McNamara | Management | For | For |
| 4G | Elect Director Samuel J. Merksamer | Management | For | For |
| 4H | Elect Director Merrill A. "Pete" Miller, Jr. | Management | For | For |
| 4I | Elect Director Edward R. Muller | Management | For | For |
| 4J | Elect Director Tan Ek Kia | Management | For | For |
| 4K | Elect Director Jeremy D. Thigpen | Management | For | For |
| 5 | Elect Merrill A. "Pete" Miller, Jr. as Board Chairman | Management | For | For |
| 6A | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
| 6B | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | For |
| 6C | Appoint Martin B. McNamara as Member of the Compensation Committee | Management | For | For |
| 6D | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 7 | Designate Schweiger Advokatur/Notariat as Independent Proxy | Management | For | For |
| 8 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2017 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2017 and 2018 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
| 10B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2018 in the Amount of USD 24 Million | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Other Business | Management | For | Against |
| |
|---|
UNITED THERAPEUTICS CORPORATION
Meeting Date: JUN 28, 2017
Record Date: MAY 01, 2017
Meeting Type: ANNUAL |
Ticker: UTHR
Security ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond Dwek | Management | For | For |
| 1b | Elect Director Christopher Patusky | Management | For | For |
| 1c | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WILLIAMS-SONOMA, INC.
Meeting Date: MAY 31, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: WSM
Security ID: 969904101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura J. Alber | Management | For | For |
| 1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
| 1.3 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.4 | Elect Director Anthony A. Greener | Management | For | For |
| 1.5 | Elect Director Grace Puma | Management | For | For |
| 1.6 | Elect Director Christiana Smith Shi | Management | For | For |
| 1.7 | Elect Director Sabrina Simmons | Management | For | For |
| 1.8 | Elect Director Jerry D. Stritzke | Management | For | For |
| 1.9 | Elect Director Frits D. van Paasschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
