Legg Mason Partners Sector Series Inactive
Filed: 20 Aug 04, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4757
Smith Barney Sector Series Inc.
(Exact name of registrant as specified in charter)
125 BROAD STREET, NEW YORK, NEW YORK 10004
(Address of principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
300 First Stamford Place, 4th Floor
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code: 203-890-7046
Date of fiscal year end: 12/31/
Date of reporting period: July 1, 2003–June 30, 2004
Item 1. Proxy Voting Record
<PRE>
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04757
Reporting Period: 07/01/2003 - 06/30/2004
Smith Barney Sector Series Inc.
=========== SMITH BARNEY SECTOR SERIES INC. - SMITH BARNEY FINANCIAL ===========
=========== SERVICES FUND ===========
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
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AMSOUTH BANCORPORATION
Ticker: ASO Security ID: 032165102
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude B. Nielsen For For Management
1.2 Elect Director Cleophus Thomas, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Political Contributions Against Against Shareholder
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AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For For Management
1.3 Elect Director Jan Kalff For For Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
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ARCHSTONE SMITH TRUST
Ticker: ASN Security ID: 039583109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest A. Gerardi, Jr. For For Management
1.2 Elect Director Ruth Ann M. Gillis For For Management
1.3 Elect Director Ned S. Holmes For For Management
1.4 Elect Director R. Scot Sellers For For Management
2 Ratify Auditors For For Management
3 Restrict Severance Agreements Against Against Shareholder
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BANK OF AMERICA CORP
Ticker: BAC Security ID: 060505-104
Meeting Date: OCT 6, 2003 Meeting Type: SPECIAL
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE MERGER AGREEMENT For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
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BANK OF MONTREAL
Ticker: BMO. Security ID: 063671101
Meeting Date: FEB 24, 2004 Meeting Type: Annual/Special
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Bachand For For Management
1.2 Elect Director David R. Beatty For For Management
1.3 Elect Director Robert Chevrier For For Management
1.4 Elect Director F. Anthony Comper For For Management
1.5 Elect Director Ronald H. Farmer For For Management
1.6 Elect Director David A. Galloway For For Management
1.7 Elect Director Eva Lee Kwok For For Management
1.8 Elect Director J. Blair Macaulay For For Management
1.9 Elect Director Frank Mckenna For For Management
1.10 Elect Director Bruce H. Mitchell For For Management
1.11 Elect Director Philip S. Orsino For For Management
1.12 Elect Director J. Robert S. Prichard For For Management
1.13 Elect Director Jeremy H. Reitman For For Management
1.14 Elect Director Joseph L. Rotman For For Management
1.15 Elect Director Guylaine Saucier For For Management
1.16 Elect Director Nancy C. Southern For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Special By-Law 'A': Remuneration of For For Management
Directors
4 Adopt By-Law Prohibiting CEO from Sitting Against Against Shareholder
on Other Boards
5 Disclose Total Value of Pension Benefits Against Against Shareholder
of Senior Executives
6 Adopt By-Law Providing that Insiders Give Against Against Shareholder
Notice of Stock Trades and Stock Option
Exercise
7 Issue a Report About How the Bank For For Shareholder
Evaluates and Manages the Risk of
Environmental Liability
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against Against Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
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BEAR STEARNS COMPANIES INC., THE
Ticker: BSC Security ID: 073902108
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cayne For For Management
1.2 Elect Director Carl D. Glickman For For Management
1.3 Elect Director Alan C. Greenberg For For Management
1.4 Elect Director Donald J. Harrington For For Management
1.5 Elect Director William L. Mack For For Management
1.6 Elect Director Frank T. Nickell For For Management
1.7 Elect Director Paul A. Novelly For For Management
1.8 Elect Director Frederic V. Salerno For For Management
1.9 Elect Director Alan D. Schwartz For For Management
1.10 Elect Director Warren J. Spector For For Management
1.11 Elect Director Vincent Tese For For Management
2 Amend the Capital Accumulation Plan for For For Management
Senior Managing Directors
3 Amend Stock Option Plan For For Management
4 Approve Restricted Stock Plan For For Management
5 Ratify Auditors For For Management
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 084670108
Meeting Date: MAY 1, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Susan T. Buffett For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Malcolm G. Chace For For Management
1.6 Elect Director David S. Gottesman For For Management
1.7 Elect Director Charlotte Guyman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Thomas S. Murphy For For Management
1.10 Elect Director Ronald L. Olson For For Management
1.11 Elect Director Walter Scott, Jr. For For Management
2 Report on Political Against Against Shareholder
Contributions/Activities
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CANADIAN IMPERIAL BANK OF COMMERCE (CIBC)
Ticker: CM. Security ID: 136069101
Meeting Date: FEB 26, 2004 Meeting Type: Annual/Special
Record Date: JAN 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2.1 Elect Director D. G. Bassett For For Management
2.2 Elect Director J. H. Bennett For For Management
2.3 Elect Director G. F. Colter For For Management
2.4 Elect Director P. M. Delbridge For For Management
2.5 Elect Director W. L. Duke For For Management
2.6 Elect Director I. E. H. Duvar For For Management
2.7 Elect Director W. A. Etherington For For Management
2.8 Elect Director A. L. Flood For For Management
2.9 Elect Director M. A. Franssen For For Management
2.10 Elect Director G. D. Giffin For For Management
2.11 Elect Director J. A. Grant For For Management
2.12 Elect Director A. E. P. Hickman For For Management
2.13 Elect Director J. S Hunkin For For Management
2.14 Elect Director C. Sirois For For Management
2.15 Elect Director S. G. Snyder For For Management
2.16 Elect Director R. W. Tysoe For For Management
2.17 Elect Director W. G. Weston For For Management
3 Amend By-Law Relating to the Remuneration For For Management
of Directors
4 Amend By-Law Relating to the Appointment For For Management
of Directors
5.1 Adopt By-Law Prohibiting CEO from Sitting Against Against Shareholder
on Other Boards
5.2 Disclose Total Value of Pension Benefits Against Against Shareholder
of Senior Executives
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CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
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CINCINNATI FINANCIAL CORP.
Ticker: CINF Security ID: 172062101
Meeting Date: APR 24, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Brown For For Management
1.2 Elect Director Dirk J. Debbink For For Management
1.3 Elect Director Robert C. Schiff For For Management
1.4 Elect Director John M. Shepherd For For Management
1.5 Elect Director Douglas S. Skidmore For For Management
2 Ratify Auditors For Against Management
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COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director James F. Cordes For For Management
1.3 Elect Director Peter D. Cummings For For Management
1.4 Elect Director Todd W. Herrick For For Management
1.5 Elect Director William P. Vititoe For For Management
1.6 Elect Director Kenneth L. Way For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
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EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dobrowski For For Management
1.2 Elect Director William M. Goodyear For For Management
1.3 Elect Director James D. Harper, Jr. For For Management
1.4 Elect Director Richard D. Kincaid For For Management
1.5 Elect Director David K. Mckown For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director Edwin N. Sidman For For Management
1.8 Elect Director J. H.W.R. Van Der Vlist For For Management
1.9 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
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FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
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FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Allen M. Hill For For Management
1.3 Elect Director Dr Mitchel D Livingston For For Management
1.4 Elect Director Hendrik G. Meijer For For Management
1.5 Elect Director James E. Rogers For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Adopt Sexual Orientation None For Shareholder
Non-Discrimination Policy
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FIRST AMERICAN CORP.
Ticker: FAF Security ID: 318522307
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Beban For For Management
1.2 Elect Director J. David Chatham For For Management
1.3 Elect Director William G. Davis For For Management
1.4 Elect Director James L. Doti For For Management
1.5 Elect Director Lewis W. Douglas, Jr. For For Management
1.6 Elect Director Paul B. Fay, Jr. For For Management
1.7 Elect Director D. P. Kennedy For For Management
1.8 Elect Director Parker S. Kennedy For For Management
1.9 Elect Director Frank E. O'Bryan For For Management
1.10 Elect Director Roslyn B. Payne For For Management
1.11 Elect Director D. Van Skilling For For Management
1.12 Elect Director Herbert B. Tasker For For Management
1.13 Elect Director Virginia M. Ueberroth For For Management
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harmon E. Burns For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Robert D. Joffe For For Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director Thomas H. Kean For For Management
1.7 Elect Director James A. McCarthy For For Management
1.8 Elect Director Chutta Ratnathicam For For Management
1.9 Elect Director Peter M. Sacerdote For For Management
1.10 Elect Director Anne M. Tatlock For For Management
1.11 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
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FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For Withhold Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For Withhold Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For Withhold Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For Withhold Management
2 Ratify Auditors For For Management
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GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
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H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 10, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kenneth Baum For For Management
1.2 Elect Director Henry F. Frigon For For Management
1.3 Elect Director Roger W. Hale For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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H&R BLOCK, INC.
Ticker: HRB Security ID: 093671
Meeting Date: SEP 10, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 THE APPROVAL OF AN AMENDMENT TO THE 2003 For For Management
LONG-TERM EXECUTIVE COMPENSATION PLAN TO
(I) REMOVE THE AGGREGATE 5% LIMIT ON THE
TOTAL NUMBER OF SHARES OF COMMON STOCK
ISSUABLE UNDER THE PLAN AND (II) REDUCE
THE AGGREGATE NUMBER OF SHARES OF COMMON
STOCK ISSUAB
03 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDING APRIL 30,
2004.
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HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
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HEALTH CARE PROPERTY INVESTORS, INC.
Ticker: HCP Security ID: 421915109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Cirillo For For Management
1.2 Elect Director Robert R. Fanning, Jr. For For Management
1.3 Elect Director James F. Flaherty III For For Management
1.4 Elect Director David B. Henry For For Management
1.5 Elect Director Michael D. McKee For For Management
1.6 Elect Director Harold M. Messmer, Jr. For For Management
1.7 Elect Director Peter L. Rhein For For Management
1.8 Elect Director Kenneth B. Roath For For Management
1.9 Elect Director Richard M. Rosenberg For For Management
1.10 Elect Director Joseph P. Sullivan For For Management
2 Increase Authorized Common Stock For Against Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
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HSBC HOLDINGS PLC
Ticker: Security ID: 404280406
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2003
2.1 Elect Director The Lord Butler For For Management
2.2 Elect Director The Baroness Dunn For For Management
2.3 Elect Director R A Fairhead For For Management
2.4 Elect Director W K L Fung For For Management
2.5 Elect Director M F Geoghegan For For Management
2.6 Elect Director S Hintze For For Management
2.7 Elect Director Sir John Kemp-Welch For For Management
2.8 Elect Director Sir Mark Moody-Stuart For For Management
2.9 Elect Director H Sohmen For For Management
3 Ratify Auditors For For Management
4 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2003
5 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
6 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
7 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
8 TO INCREASE THE FEES PAYABLE TO EACH For For Management
DIRECTOR TO 55,000 POUNDS PER ANNUM
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director Jon A. Boscia For For Management
1.3 Elect Director Eric G. Johnson For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Allyn For For Management
1.2 Elect Director Brent D. Baird For For Management
1.3 Elect Director Robert J. Bennett For For Management
1.4 Elect Director C. Angela Bontempo For For Management
1.5 Elect Director Robert T. Brady For For Management
1.6 Elect Director Emerson L. Brumback For For Management
1.7 Elect Director Michael D. Buckley For For Management
1.8 Elect Director Patrick J. Callan For For Management
1.9 Elect Director R. Carlos Carballada For For Management
1.10 Elect Director T. Jefferson Cunningham For For Management
III
1.11 Elect Director Donald Devorris For For Management
1.12 Elect Director Richard E. Garman For For Management
1.13 Elect Director James V. Glynn For For Management
1.14 Elect Director Derek C. Hathaway For For Management
1.15 Elect Director Daniel R. Hawbaker For For Management
1.16 Elect Director Patrick W.E. Hodgson For For Management
1.17 Elect Director Gary Kennedy For For Management
1.18 Elect Director Richard G. King For For Management
1.19 Elect Director Reginald B. Newman, II For For Management
1.20 Elect Director Jorge G. Pereira For For Management
1.21 Elect Director Michael P. Pinto For For Management
1.22 Elect Director Robert E. Sadler, Jr. For For Management
1.23 Elect Director Eugene J. Sheehy For For Management
1.24 Elect Director Stephen G. Sheetz For For Management
1.25 Elect Director Herbert L. Washington For For Management
1.26 Elect Director Robert G. Wilmers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Chait For For Management
1.2 Elect Director Bruce E. Jacobs For For Management
1.3 Elect Director Dennis J. Kuester For For Management
1.4 Elect Director Edward L. Meyer, Jr. For For Management
1.5 Elect Director San W. Orr, Jr. For For Management
1.6 Elect Director Debra S. Waller For For Management
1.7 Elect Director George E. Wardeberg For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For For Management
1.2 Elect Director Benjamin R. Civiletti For For Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Abbott For For Management
1.2 Elect Director Thomas M. Hagerty For For Management
1.3 Elect Director Michael E. Lehman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONWIDE FINANCIAL SERVICES, INC.
Ticker: NFS Security ID: 638612101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Brocksmith, Jr. For For Management
1.2 Elect Director Keith W. Eckel For For Management
1.3 Elect Director James F. Patterson For For Management
1.4 Elect Director Gerald D. Prothro For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
- --------------------------------------------------------------------------------
PIPER JAFFRAY COS
Ticker: PJC Security ID: 724078100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Duff For For Management
1.2 Elect Director Samuel L. Kaplan For For Management
1.3 Elect Director Frank L. Sims For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY. Security ID: 780087102
Meeting Date: FEB 27, 2004 Meeting Type: Annual/Special
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.G. Beattie For For Management
1.2 Elect Director G.A. Cohon For For Management
1.3 Elect Director D.T. Elix For For Management
1.4 Elect Director J.T. Ferguson For For Management
1.5 Elect Director L.Y. Fortier For For Management
1.6 Elect Director P. Gauthier For For Management
1.7 Elect Director J. Lamarre For For Management
1.8 Elect Director B.C. Louie For For Management
1.9 Elect Director J.E. Newall For For Management
1.10 Elect Director G.M. Nixon For For Management
1.11 Elect Director D.P. O'Brien For For Management
1.12 Elect Director C.R. Otto For For Management
1.13 Elect Director R.B. Peterson For For Management
1.14 Elect Director J.P. Reinhard For For Management
1.15 Elect Director C.W. Sewell, Jr. For For Management
1.16 Elect Director K.P. Taylor For For Management
1.17 Elect Director V.L. Young For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Adopt By-Law Prohibiting CEO from Sitting Against Against Shareholder
on Other Boards
4 Disclose Total Value of Pension Benefits Against Against Shareholder
of Senior Executives
5 Adopt By-Law Providing that Insiders Give Against Against Shareholder
Notice of Stock Trades and Stock Option
Exercise
6 Provide Written Response to Question Against Against Shareholder
Raised at Annual Meeting by the Same Bank
Representative who Answered the Question
at the Annual Meeting
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Birch Bayh For For Management
1.2 Elect Director Melvyn E. Bergstein For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director G. William Miller For For Management
1.6 Elect Director J. Albert Smith, Jr. For For Management
1.7 Elect Director Pieter S. van den Berg For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SOUTHTRUST CORP.
Ticker: SOTR Security ID: 844730101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director John M. Bradford For For Management
1.3 Elect Director William C. Hulsey For For Management
1.4 Elect Director Wallace D. Malone, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For Withhold Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For Withhold Management
1.3 Elect Director Jerry W. Levin For Withhold Management
1.4 Elect Director Thomas E. Petry For Withhold Management
1.5 Elect Director Richard G. Reiten For Withhold Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against Against Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UNIONBANCAL CORP.
Ticker: UB Security ID: 908906100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director L. Dale Crandall For For Management
1.3 Elect Director Richard D. Farman For For Management
1.4 Elect Director Stanley F. Farrar For For Management
1.5 Elect Director Philip B. Fylnn For For Management
1.6 Elect Director Michael J. Gillfillan For For Management
1.7 Elect Director Richard C. Hartnack For For Management
1.8 Elect Director Norimichi Kanari For For Management
1.9 Elect Director Satoru Kishi For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Mary S. Metz For For Management
1.12 Elect Director Takahiro Moriguchi For For Management
1.13 Elect Director J. Fernando Niebla For For Management
1.14 Elect Director Takaharu Saegusa For For Management
1.15 Elect Director Tetsuo Shimura For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L. E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
============ SMITH BARNEY SECTOR SERIES INC. - SMITH BARNEY HEALTH =============
============ SCIENCES FUND =============
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For Management
1.2 Elect Director H.Laurance Fuller For Management
1.3 Elect Director Richard A. Gonzalez For Management
1.4 Elect Director Jack M. Greenberg For Management
1.5 Elect Director Jeffrey M. Leiden For Management
1.6 Elect Director David A. Lord Owen For Management
1.7 Elect Director Boone Powell Jr. For Management
1.8 Elect Director Addison Barry Rand For Management
1.9 Elect Director W.Ann Reynolds For Management
1.10 Elect Director Roy S. Roberts For Management
1.11 Elect Director William D. Smithburg For Management
1.12 Elect Director John R. Walter For Management
1.13 Elect Director Miles D. White For Management
2 Ratify Auditors For Management
3 Drug Pricing Against Shareholder
4 Report on Political Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For Management
1.2 Elect Director Kurt J. Hilzinger For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For Management
1.2 Elect Director Edward F. DeGraan For Management
1.3 Elect Director James F. Orr For Management
1.4 Elect Director Margaretha af Ugglas For Management
2 Ratify Auditors For Management
3 Approve Omnibus Stock Plan For Management
4 Provide for Cumulative Voting Against Shareholder
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN, INC.
Ticker: Security ID: 090597
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE THE AGREEMENT AND PLAN OF For For Management
MERGER, DATED AS OF JUNE 20, 2003, BY AND
AMONG IDEC PHARMACEUTICALS CORPORATION,
BRIDGES MERGER CORPORATION AND BIOGEN.
02 TO APPROVE ANY PROPOSAL TO ADJOURN THE For Against Management
MEETING TO A LATER DATE, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
BIOGEN, INC.
Ticker: Security ID: 090597
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE THE AGREEMENT AND PLAN OF For For Management
MERGER, DATED AS OF JUNE 20, 2003, BY AND
AMONG IDEC PHARMACEUTICALS CORPORATION,
BRIDGES MERGER CORPORATION AND BIOGEN.
02 TO APPROVE ANY PROPOSAL TO ADJOURN THE For Against Management
MEETING TO A LATER DATE, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137
Meeting Date: OCT 6, 2003 Meeting Type: SPECIAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
SECOND RESTATED CERTIFICATE OF
INCORPORATION.
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For Management
1.2 Elect Director Tony L. White For Management
1.3 Elect Director Theodore E. Martin For Management
1.4 Elect Director Timothy M. Ring For Management
2 Approve Omnibus Stock Plan For Management
3 Amend Executive Incentive Bonus Plan For Management
4 Ratify Auditors For Management
- --------------------------------------------------------------------------------
CHIRON CORP.
Ticker: CHIR Security ID: 170040109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vaughn D. Bryson For For Management
1.2 Elect Director Pierre E. Douaze For For Management
1.3 Elect Director Edward E. Penhoet For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For Management
1.2 Elect Director Winfried Bischoff For Management
1.3 Elect Director Franklyn G. Prendergast For Management
1.4 Elect Director Kathi P. Seifert For Management
2 Ratify Auditors For Management
3 Approve Executive Incentive Bonus Plan For Management
4 Limit Executive Compensation Against Shareholder
5 Report on Drug Pricing Against Shareholder
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF AMENDMENT OF THE COMPANY For Against Management
S CERTIFICATE OF INCORPORATION TO
AUTHORIZE ADDITIONAL SHARES OF THE
COMPANY S COMMON STOCK.
03 RATIFICATION OF BDO SEIDMAN, LLP AS For For Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For For Management
1.7 Elect Director Phillip M. Satow For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF AMENDMENT OF THE COMPANY For Against Management
S CERTIFICATE OF INCORPORATION TO
AUTHORIZE ADDITIONAL SHARES OF THE
COMPANY S COMMON STOCK.
03 RATIFICATION OF BDO SEIDMAN, LLP AS For For Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For Management
2.1 Elect Director Herbert W. Boyer For Management
2.2 Elect Director Arthur D. Levinson For Management
2.3 Elect Director Mark Richmond For Management
2.4 Elect Director Charles A. Sanders For Management
2.5 Elect Director William M. Burns For Management
2.6 Elect Director Erich Hunziker For Management
2.7 Elect Director Jonathan K.C. Knowles For Management
3 Elect Director M. Burns For Management
4 Elect Director Erich Hunziker For Management
5 Elect Director Jonathan K.C. Knowles For Management
6 Increase Authorized Common Stock For Management
7 Approve Omnibus Stock Plan For Management
8 Ratify Auditors For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For Against Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M. Bergman For For Management
1.2 Elect Director Gerald A. Benjamin For For Management
1.3 Elect Director James P. Breslawski For For Management
1.4 Elect Director Mark E. Mlotek For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Barry J. Alperin For For Management
1.7 Elect Director Pamela Joseph For For Management
1.8 Elect Director Donald J. Kabat For For Management
1.9 Elect Director Marvin H. Schein For For Management
1.10 Elect Director Irving Shafran For For Management
1.11 Elect Director Philip A. Laskawy For For Management
1.12 Elect Director Norman S. Matthews For For Management
1.13 Elect Director Louis W. Sullivan For For Management
1.14 Elect Director Margaret A. Hamburg For For Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDEC PHARMACEUTICALS CORPORATION
Ticker: Security ID: 449370
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 PROPOSAL TO APPROVE THE ISSUANCE OF For For Management
SHARES OF IDEC PHARMACEUTICALS
CORPORATION COMMON STOCK UNDER THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
JUNE 20, 2003, BY AND AMONG IDEC, BRIDGES
MERGER CORPORATION AND BIOGEN, INC.
02 PROPOSAL TO AMEND IDEC PHARMACEUTICAL For For Management
CORPORATION S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED
SHARES OF COMMON STOCK FROM 500,000,000
TO 1,000,000,000 AND TO CHANGE THE NAME
OF THE CORPORATION TO BIOGEN IDEC INC.,
EFFECTIVE UPON COMPLETION O
03 PROPOSAL TO APPROVE THE 2003 OMNIBUS For For Management
EQUITY PLAN, EFFECTIVE UPON COMPLETION OF
THE MERGER.
04 PROPOSAL TO APPROVE THE PERFORMANCE BASED For For Management
MANAGEMENT INCENTIVE PLAN, EFFECTIVE UPON
COMPLETION OF THE MERGER.
05 PROPOSAL TO ADJOURN THE SPECIAL MEETING, For For Management
IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF THE FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------
IDEC PHARMACEUTICALS CORPORATION
Ticker: Security ID: 449370
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 PROPOSAL TO APPROVE THE ISSUANCE OF For For Management
SHARES OF IDEC PHARMACEUTICALS
CORPORATION COMMON STOCK UNDER THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
JUNE 20, 2003, BY AND AMONG IDEC, BRIDGES
MERGER CORPORATION AND BIOGEN, INC.
02 PROPOSAL TO AMEND IDEC PHARMACEUTICAL For For Management
CORPORATION S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED
SHARES OF COMMON STOCK FROM 500,000,000
TO 1,000,000,000 AND TO CHANGE THE NAME
OF THE CORPORATION TO BIOGEN IDEC INC.,
EFFECTIVE UPON COMPLETION O
03 PROPOSAL TO APPROVE THE 2003 OMNIBUS For For Management
EQUITY PLAN, EFFECTIVE UPON COMPLETION OF
THE MERGER.
04 PROPOSAL TO APPROVE THE PERFORMANCE BASED For For Management
MANAGEMENT INCENTIVE PLAN, EFFECTIVE UPON
COMPLETION OF THE MERGER.
05 PROPOSAL TO ADJOURN THE SPECIAL MEETING, For For Management
IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF THE FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------
IMS HEALTH INC.
Ticker: RX Security ID: 449934108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Edwards For For Management
1.2 Elect Director David M. Thomas For For Management
1.3 Elect Director William C. Van Faasen For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For Management
1.2 Elect Director Mary S. Coleman For Management
1.3 Elect Director James G. Cullen For Management
1.4 Elect Director Robert J. Darretta For Management
1.5 Elect Director M. Judah Folkman For Management
1.6 Elect Director Ann D. Jordan For Management
1.7 Elect Director Arnold G. Langbo For Management
1.8 Elect Director Susan L. Lindquist For Management
1.9 Elect Director Leo F. Mullin For Management
1.10 Elect Director Steven S Reinemund For Management
1.11 Elect Director David Satcher For Management
1.12 Elect Director Henry B. Schacht For Management
1.13 Elect Director William C. Weldon For Management
2 Ratify Auditors For Management
3 Cease Charitable Contributions Against Shareholder
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFYING THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS
03 STOCKHOLDER PROPOSAL REGARDING SEVERANCE Against Against Shareholder
PAYMENTS
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFYING THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS
03 STOCKHOLDER PROPOSAL REGARDING SEVERANCE Against Against Shareholder
PAYMENTS
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: MRX Security ID: 584690
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDED AND RESTATED For Against Management
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 50,000,000
SHARES TO 150,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & For Against Management
YOUNG LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: MRX Security ID: 584690
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDED AND RESTATED For Against Management
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 50,000,000
SHARES TO 150,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & For Against Management
YOUNG LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S
INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM For For Management
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE For For Management
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S
INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM For For Management
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE For For Management
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For Management
1.2 Elect Director M. Anthony Burns For Management
1.3 Elect Director Robert N. Burt For Management
1.4 Elect Director W. Don Cornwell For Management
1.5 Elect Director William H. Gray III For Management
1.6 Elect Director Constance J. Horner For Management
1.7 Elect Director William R. Howell For Management
1.8 Elect Director Stanley O. Ikenberry For Management
1.9 Elect Director George A. Lorch For Management
1.10 Elect Director Henry A. Mckinnell For Management
1.11 Elect Director Dana G. Mead For Management
1.12 Elect Director Franklin D. Raines For Management
1.13 Elect Director Ruth J. Simmons For Management
1.14 Elect Director William C. Steere, Jr. For Management
1.15 Elect Director Jean-Paul Valles For Management
2 Ratify Auditors For Management
3 Approve Omnibus Stock Plan For Management
4 Report on Operational Impact of HIV/AIDS, Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Shareholder
6 Report on Political Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Shareholder
8 Report on Drug Pricing Against Shareholder
9 Limit Awards to Executives Against Shareholder
10 Amend Animal Testing Policy Against Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For Management
1.2 Elect Director Van B. Honeycutt For Management
1.3 Elect Director John C. Kane For Management
1.4 Elect Director Edward A. Kangas For Management
1.5 Elect Director J. Robert Kerrey For Management
1.6 Elect Director Richard R. Pettingill For Management
2 Ratify Auditors For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO APPROVE THE AMENDED AND For For Management
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING Against For Shareholder
INDEPENDENCE OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO APPROVE THE AMENDED AND For For Management
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING Against For Shareholder
INDEPENDENCE OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
Ticker: TEVA Security ID: 881624
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPOINT PROF. GABRIELA SHALEV AS A For For Management
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI SLONIM
WHOSE TERM ENDS ON OCTOBER 17, 2003.
02 TO APPROVE AN INCREASE IN THE For For Management
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN). SUCH
ANNUAL REMUNERATION IS TO BE SET AT NIS
100,000 WITH AN ADDITIONAL NIS 3,000 PER
MEETING. DIRECTORS WHO ARE ALSO COMMITTEE
CHAIRPERSONS SHALL RECEIV
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
Ticker: TEVA Security ID: 881624
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPOINT PROF. GABRIELA SHALEV AS A For For Management
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI SLONIM
WHOSE TERM ENDS ON OCTOBER 17, 2003.
02 TO APPROVE AN INCREASE IN THE For For Management
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN). SUCH
ANNUAL REMUNERATION IS TO BE SET AT NIS
100,000 WITH AN ADDITIONAL NIS 3,000 PER
MEETING. DIRECTORS WHO ARE ALSO COMMITTEE
CHAIRPERSONS SHALL RECEIV
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For Withhold Management
1.2 Elect Director Richard T. Burke For Withhold Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen Chao, Ph.D. For For Management
1.2 Elect Director Michel J. Feldman For For Management
1.3 Elect Director Fred G. Weiss For For Management
2 Ratify Auditors For For Management
3 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P
Meeting Date: AUG 21, 2003 Meeting Type: Special
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN For For Management
CONNECTION WITH THE EXCHANGE OFFERS FOR
CENTERPULSE AG AND INCENTIVE CAPITAL AG.
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P
Meeting Date: AUG 21, 2003 Meeting Type: Special
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN For For Management
CONNECTION WITH THE EXCHANGE OFFERS FOR
CENTERPULSE AG AND INCENTIVE CAPITAL AG.
========== SMITH BARNEY SECTOR SERIES INC. - SMITH BARNEY TECHNOLOGY ===========
========== FUND ===========
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For Did Not Management
Kimsey, Robert I. Lipp, and Wulf von Vote
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For Did Not Management
and Authorize Board to Fix Their Vote
Remuneration
3 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE THE PERFORMANCE-BASED For For Management
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2004.
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE THE PERFORMANCE-BASED For For Management
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2004.
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2003.
03 APPROVAL OF AMENDMENT TO 1998 STOCK For For Management
OPTION AND INCENTIVE PLAN.
04 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2003.
03 APPROVAL OF AMENDMENT TO 1998 STOCK For For Management
OPTION AND INCENTIVE PLAN.
04 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY For For Management
S 2000 KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR For For Management
STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY For For Management
S 2000 KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR For For Management
STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP For For Management
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Donald K. Peterson For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Approve Omnibus Stock Plan For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE BOARD S For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING MARCH 31, 2004.
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE BOARD S For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING MARCH 31, 2004.
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CDW CORP.
Ticker: CDWC Security ID: 12512N105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Casey G. Cowell For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Daniel S. Goldin For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Michael P. Krasny For For Management
1.7 Elect Director Terry L. Lengfelder For For Management
1.8 Elect Director Susan D. Wellington For For Management
1.9 Elect Director Brian E. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cadogan For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Robert H. Ewald For For Management
1.4 Elect Director Ronald T. LeMay For For Management
1.5 Elect Director George R. Lewis For For Management
1.6 Elect Director Ronald L. Turner For For Management
1.7 Elect Director Carole J. Uhrich For For Management
1.8 Elect Director Alan F. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gil Shwed, Marius Nacht, David For For Management
Rubner, Alex Serge Vieux, and Dr. Tal
Shavit as Directors
2 Elect Irwin Federman and Ray Rothrock as For For Management
External Directors
3 Authorization for Chairman of the Board For For Management
to Serve as Chairman of the Board and
Cheif Executive Officer
4 Accept Financial Statements for the Year For For Management
Ended December 31, 2002
5 Approve Kost Forer & Gabbay as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Options to Purchase Two Million For For Management
Shares to Gil Shwed, Director and
Officer, and One Million Shares to Marius
Nacht, Director and Officer
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LT
Ticker: Security ID: M22465
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS (NOTE: DIRECTORS For For Management
ARE ELECTED AS A GROUP, NOT
INDIVIDUALLY): GIL SHWED, MARIUS NACHT,
DAVID RUBNER, ALEX SERGE VIEUX, TAL
SHAVIT.
02 ELECTION OF TWO OUTSIDE DIRECTORS FOR A For For Management
PERIOD OF THREE YEARS FOLLOWING THE
MEETING.
03 TO AUTHORIZE THE CHAIRMAN OF THE BOARD TO For For Management
CONTINUE SERVING AS CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER OF THE
COMPANY FOR UP TO THREE YEARS FOLLOWING
THE MEETING.
04 TO RATIFY THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2002.
05 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS.
06 TO APPROVE CERTAIN TERMS OF COMPENSATION For For Management
OF OFFICERS WHO ARE ALSO DIRECTORS OF THE
COMPANY.
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LT
Ticker: Security ID: M22465
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS (NOTE: DIRECTORS For For Management
ARE ELECTED AS A GROUP, NOT
INDIVIDUALLY): GIL SHWED, MARIUS NACHT,
DAVID RUBNER, ALEX SERGE VIEUX, TAL
SHAVIT.
02 ELECTION OF TWO OUTSIDE DIRECTORS FOR A For For Management
PERIOD OF THREE YEARS FOLLOWING THE
MEETING.
03 TO AUTHORIZE THE CHAIRMAN OF THE BOARD TO For For Management
CONTINUE SERVING AS CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER OF THE
COMPANY FOR UP TO THREE YEARS FOLLOWING
THE MEETING.
04 TO RATIFY THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2002.
05 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS.
06 TO APPROVE CERTAIN TERMS OF COMPENSATION For For Management
OF OFFICERS WHO ARE ALSO DIRECTORS OF THE
COMPANY.
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
- --------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, I
Ticker: CA Security ID: 204912
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE 2003 COMPENSATION PLAN For For Management
FOR NON-EMPLOYEE DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING MARCH 31,
2004.
- --------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, I
Ticker: CA Security ID: 204912
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE 2003 COMPENSATION PLAN For For Management
FOR NON-EMPLOYEE DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING MARCH 31,
2004.
- --------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: CA Security ID: 204912109
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell M. Artzt For For Management
1.2 Elect Director Kenneth Cron For For Management
1.3 Elect Director Alfonse M. D'Amato For For Management
1.4 Elect Director Gary J. Fernandes For For Management
1.5 Elect Director Sanjay Kumar For For Management
1.6 Elect Director Robert E. La Blanc For For Management
1.7 Elect Director Jay W. Lorsch For For Management
1.8 Elect Director Lewis S. Ranieri For For Management
1.9 Elect Director Walter P. Schuetze For For Management
1.10 Elect Director Alex Serge Vieux For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Elizabeth A. Chappell For For Management
1.4 Elect Director Elaine K. Didier For For Management
1.5 Elect Director William O. Grabe For For Management
1.6 Elect Director William R. Halling For For Management
1.7 Elect Director Peter Karmanos, Jr. For For Management
1.8 Elect Director Faye Alexander Nelson For For Management
1.9 Elect Director Glenda D. Price For For Management
1.10 Elect Director W. James Prowse For For Management
1.11 Elect Director G. Scott Romney For For Management
1.12 Elect Director Lowell P. Weicker, Jr. For For Management
- --------------------------------------------------------------------------------
COMPUWARE CORPORATION
Ticker: CPWR Security ID: 205638
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
COMPUWARE CORPORATION
Ticker: CPWR Security ID: 205638
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENT OF THE COMPANY S 2002 EMPLOYEE For For Management
STOCK PURCHASE PLAN.
03 ADOPTION AND APPROVAL OF THE COMPANY S For For Management
2004 MANAGEMENT INCENTIVE PLAN.
04 RATIFICATION OF THE ENGAGEMENT OF For For Management
DELOITTE & TOUCHE LLP TO SERVE AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING JANUARY 31, 2004.
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENT OF THE COMPANY S 2002 EMPLOYEE For For Management
STOCK PURCHASE PLAN.
03 ADOPTION AND APPROVAL OF THE COMPANY S For For Management
2004 MANAGEMENT INCENTIVE PLAN.
04 RATIFICATION OF THE ENGAGEMENT OF For For Management
DELOITTE & TOUCHE LLP TO SERVE AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING JANUARY 31, 2004.
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONCORD EFS, INC.
Ticker: CE Security ID: 206197105
Meeting Date: FEB 26, 2004 Meeting Type: Special
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CONCORD EFS, INC.
Ticker: CE Security ID: 206197
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO ADOPT THE AGREEMENT AND PLAN OF For For Management
MERGER, DATED AS OF APRIL 1, 2003, AMONG
FIRST DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF
FIRST DATA CORPORATION, AND CONCORD EFS,
INC.
- --------------------------------------------------------------------------------
CONCORD EFS, INC.
Ticker: CE Security ID: 206197
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO ADOPT THE AGREEMENT AND PLAN OF For For Management
MERGER, DATED AS OF APRIL 1, 2003, AMONG
FIRST DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF
FIRST DATA CORPORATION, AND CONCORD EFS,
INC.
- --------------------------------------------------------------------------------
DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ELIMINATION OF CLASSIFIED BOARD For For Management
03 CHANGE OF COMPANY NAME TO DELL INC. For For Management
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ELIMINATION OF CLASSIFIED BOARD For For Management
03 CHANGE OF COMPANY NAME TO DELL INC. For For Management
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For Withhold Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF THE SHARE EXCHANGE AGREEMENT For For Management
DATED AUGUST 25, 2003, BY AND AMONG DST
SYSTEMS, INC., DST OUTPUT MARKETING
SERVICES, INC. AND JANUS CAPITAL GROUP
INC. AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF THE SHARE EXCHANGE AGREEMENT For For Management
DATED AUGUST 25, 2003, BY AND AMONG DST
SYSTEMS, INC., DST OUTPUT MARKETING
SERVICES, INC. AND JANUS CAPITAL GROUP
INC. AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For Against Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORPORATION
Ticker: FDC Security ID: 319963
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE THE ISSUANCE OF SHARES OF For For Management
FIRST DATA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 1, 2003, AMONG FIRST
DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF
FIRST DATA CORPORATION,
- --------------------------------------------------------------------------------
FIRST DATA CORPORATION
Ticker: FDC Security ID: 319963
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE THE ISSUANCE OF SHARES OF For For Management
FIRST DATA COMMON STOCK AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 1, 2003, AMONG FIRST
DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF
FIRST DATA CORPORATION,
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.R. Jensen For For Management
1.2 Elect Director K.M. Robak For For Management
1.3 Elect Director T.C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AMENDMENTS TO THE JABIL For For Management
CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN
TO (I) PROVIDE FOR AN INCREASE IN THE
AGGREGATE SHARES OF COMMON STOCK THAT MAY
BE SUBJECT TO FUTURE AWARDS FROM
1,512,705 TO 11,512,705 SHARES, (II)
PROHIBIT THE REPRICING OF OUTS
03 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR JABIL.
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AMENDMENTS TO THE JABIL For For Management
CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN
TO (I) PROVIDE FOR AN INCREASE IN THE
AGGREGATE SHARES OF COMMON STOCK THAT MAY
BE SUBJECT TO FUTURE AWARDS FROM
1,512,705 TO 11,512,705 SHARES, (II)
PROHIBIT THE REPRICING OF OUTS
03 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR JABIL.
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: Security ID: 535678
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE
27, 2004.
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: Security ID: 535678
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE
27, 2004.
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: Security ID: 57772K
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 JAMES R. BERGMAN For For Management
01.2 JOHN F. GIFFORD For Withheld Management
01.3 B. KIPLING HAGOPIAN For For Management
01.4 M.D. SAMPELS For For Management
01.5 A.R. FRANK WAZZAN For For Management
02 TO RATIFY AND APPROVE AN AMENDMENT TO THE For Against Management
COMPANY S 1996 STOCK INCENTIVE PLAN, AS
AMENDED, INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
9,400,000 SHARES FROM 95,200,000 SHARES
TO 104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO THE For For Management
COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 400,000 SHARES
FROM 14,651,567 SHARES TO 15,051,567
SHARES.
04 TO RATIFY THE RETENTION OF ERNST & YOUNG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 26, 2004.
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: Security ID: 57772K
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Split Management
01.1 JAMES R. BERGMAN For For Management
01.2 JOHN F. GIFFORD For Withheld Management
01.3 B. KIPLING HAGOPIAN For For Management
01.4 M.D. SAMPELS For For Management
01.5 A.R. FRANK WAZZAN For For Management
02 TO RATIFY AND APPROVE AN AMENDMENT TO THE For Against Management
COMPANY S 1996 STOCK INCENTIVE PLAN, AS
AMENDED, INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
9,400,000 SHARES FROM 95,200,000 SHARES
TO 104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO THE For For Management
COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 400,000 SHARES
FROM 14,651,567 SHARES TO 15,051,567
SHARES.
04 TO RATIFY THE RETENTION OF ERNST & YOUNG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 26, 2004.
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 WILLIAM H. GATES III For For Management
01.2 STEVEN A. BALLMER For For Management
01.3 JAMES I. CASH JR. For For Management
01.4 RAYMOND V. GILMARTIN For For Management
01.5 A. MCLAUGHLIN KOROLOGOS For For Management
01.6 DAVID F. MARQUARDT For For Management
01.7 CHARLES H. NOSKI For For Management
01.8 HELMUT PANKE For For Management
01.9 WM. G. REED JR. For For Management
01.10 JON A. SHIRLEY For Withheld Management
02 ADOPTION OF THE AMENDMENTS TO THE 2001 For For Management
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Split Management
01.1 WILLIAM H. GATES III For For Management
01.2 STEVEN A. BALLMER For For Management
01.3 JAMES I. CASH JR. For For Management
01.4 RAYMOND V. GILMARTIN For For Management
01.5 A. MCLAUGHLIN KOROLOGOS For For Management
01.6 DAVID F. MARQUARDT For For Management
01.7 CHARLES H. NOSKI For For Management
01.8 HELMUT PANKE For For Management
01.9 WM. G. REED JR. For For Management
01.10 JON A. SHIRLEY For Withheld Management
02 ADOPTION OF THE AMENDMENTS TO THE 2001 For For Management
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
1999 STOCK OPTION PLAN TO CREATE A STOCK
ISSUANCE PROGRAM.
03 APPROVE AN AMENDMENT TO THE COMPANY S For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE UNDER THE PURCHASE PLAN
BY AN ADDITIONAL 1,000,000 SHARES OF
COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
30, 2004.
05 TRANSACT SUCH OTHER BUSINESS AS MAY For For Management
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
1999 STOCK OPTION PLAN TO CREATE A STOCK
ISSUANCE PROGRAM.
03 APPROVE AN AMENDMENT TO THE COMPANY S For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE UNDER THE PURCHASE PLAN
BY AN ADDITIONAL 1,000,000 SHARES OF
COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
30, 2004.
05 TRANSACT SUCH OTHER BUSINESS AS MAY For For Management
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Michael R. Hallman For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director Dr. Sachio Semmoto For For Management
1.8 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None For Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: ANNUAL
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
PEOPLESOFT, INC.
Ticker: PSFT Security ID: 712713106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Craig A. Conway For For Management
1.3 Elect Director Frank J. Fanzilli, Jr. For For Management
1.4 Elect Director Cyril J. Yansouni For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For Withhold Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Hartz For For Management
1.2 Elect Director Charles R. Schwab For For Management
1.3 Elect Director George T. Shaheen For For Management
1.4 Elect Director John W. White For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Abstain For Shareholder
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
THE BISYS GROUP, INC.
Ticker: BSG Security ID: 055472
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 LYNN J. MANGUM For For Management
01.2 DENIS A. BOVIN For Withheld Management
01.3 ROBERT J. CASALE For For Management
01.4 THOMAS A. COOPER For For Management
01.5 PAULA G. MCINERNEY For For Management
01.6 THOMAS E. MCINERNEY For For Management
01.7 JOSEPH J. MELONE For For Management
01.8 DENNIS R. SHEEHAN For For Management
02 THE PROPOSAL TO APPROVE THE COMPANY S For For Management
2004 EMPLOYEE STOCK PURCHASE PLAN.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
- --------------------------------------------------------------------------------
THE BISYS GROUP, INC.
Ticker: BSG Security ID: 055472
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Split Management
01.1 LYNN J. MANGUM For For Management
01.2 DENIS A. BOVIN For Withheld Management
01.3 ROBERT J. CASALE For For Management
01.4 THOMAS A. COOPER For For Management
01.5 PAULA G. MCINERNEY For For Management
01.6 THOMAS E. MCINERNEY For For Management
01.7 JOSEPH J. MELONE For For Management
01.8 DENNIS R. SHEEHAN For For Management
02 THE PROPOSAL TO APPROVE THE COMPANY S For For Management
2004 EMPLOYEE STOCK PURCHASE PLAN.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
- --------------------------------------------------------------------------------
TIBCO SOFTWARE, INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Naren Gupta For For Management
1.3 Elect Director Peter Job For For Management
1.4 Elect Director William A. Owens For For Management
1.5 Elect Director Philip K. Wood For For Management
1.6 Elect Director Eric Dunn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Lawrence A. Weinbach For For Management
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: Security ID: 983919
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF XILINX FOR THE FISCAL YEAR ENDING
APRIL 3, 2004.
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: Security ID: 983919
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF XILINX FOR THE FISCAL YEAR ENDING
APRIL 3, 2004.
</PRE>
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Smith Barney Sector Series Inc.
By:
/s/ R. Jay Gerken
R. Jay Gerken
Chief Executive Officer of
Smith Barney Sector Series Inc.
Date: August 20, 2004