Legg Mason Partners Sector Series Inactive
Filed: 30 Aug 07, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4757
Legg Mason Partners Sector Series, Inc.
(Exact name of registrant as specified in charter)
125 BROAD STREET, NEW YORK, NEW YORK 10004
(Address of principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
300 First Stamford Place, 2nd Floor
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code: 203-703-7046
Date of fiscal year end: October 31
Except for Legg Mason Partners Financial Services Fund, a Series of the Registrant, with a fiscal year ending March 31
Date of reporting period: July 1, 2006–June 30, 2007*
| * | Unless otherwise indicated herein. |
Item 1. Proxy Voting Record
A report may indicate that the Adviser or Subadviser, as the case may be, “did note vote” in a particular proposal. No vote was entered for a proposal where certain restrictions or pre-conditions on voting may, if followed, have adversely affected investment management of the fund’s portfolio holdings, such as “share blocking rules” that prohibit sales during the shareholder solicitation and voting process, (b) potential material conflicts of interest arising from proxy proposals were identified by the Proxy Voting Committee, (c) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, and/or (d) systems or processing errors occurred (including errors by third party vendors).
On December 1, 2006, Legg Mason Partners Health Sciences Fund merged into Legg Mason Partners Aggressive Growth Fund, Inc. This filing contains the fund’s proxy voting record from July 1, 2006 up to the date of the merger.
On February 2, 2007, Legg Mason Partners Technology Fund merged into Legg Mason Partners Large Cap Growth Fund. This filing contains the fund’s proxy voting record from July 1, 2006 up to the date of the merger.
As part of a number of initiatives to restructure and streamline the Legg Mason Partners fund complex, Legg Mason Partners Financial Services Fund assumed the assets and liabilities of a predecessor fund with the same name effective April 16, 2007. On that date, Legg Mason Partners Financial Services Fund became a series of Legg Mason Partners Equity Trust. Prior thereto, the fund was a series of Legg Mason Partners Sector Series, Inc. The information in this filing relating to Legg Mason Partners Financial Services Fund prior to April 16, 2007 refers to Legg Mason Partners Financial Services Fund’s predecessor.
<PRE>
SCHEDULE A
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04757
Reporting Period: 07/01/2006 - 06/30/2007
Smith Barney Sector Series Inc.
================= LEGG MASON PARTNERS FINANCIAL SERVICES FUND ==================
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: FEB 27, 2007 Meeting Type: Annual
Record Date: JAN 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Robert L. Joss For For Management
2 Ratify Auditors For For Management
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AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 18, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director Charles E. Foster For For Management
1.4 Elect Director James S. Kahan For For Management
1.5 Elect Director Dov Baharav For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Eli Gelman For For Management
1.8 Elect Director Nehemia Lemelbaum For For Management
1.9 Elect Director John T. Mclennan For For Management
1.10 Elect Director Robert A. Minicucci For For Management
1.11 Elect Director Simon Olswang For For Management
1.12 Elect Director Mario Segal For Withhold Management
1.13 Elect Director Joseph Vardi For For Management
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2006.
3 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
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APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 19, 2006 Meeting Type: Annual
Record Date: AUG 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For Withhold Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For Withhold Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
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AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: DEC 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Year Ended
Sept. 30, 2006
2a Elect J.K. Ellis as Director For For Management
2b Elect M.A. Jackson as Director For For Management
3 Approve Remuneration Report for the Year For For Management
Ended Sept. 30, 2006
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AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 15, 2007 Meeting Type: Annual
Record Date: DEC 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Daniel C. Stanzione For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
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AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
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BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: Security ID: E11805103
Meeting Date: MAR 16, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for Fiscal Year
Ended 12-31-06, Allocation of Income and
Distribution of Dividend, and Discharge
Directors
2.1 Nominate Rafael Bermejo Blanco to Board For For Management
of Directors
2.2 Ratify Richard C. Breeden as Board Member For For Management
2.3 Ratify Ramon Bustamante y de la Mora as For For Management
Board Member
2.4 Ratify Jose Antonio Fernandez Rivero as For For Management
Board Member
2.5 Ratify Ignacio Ferrero Jordi as Board For For Management
Member
2.6 Ratify Roman Knorr Borras as Board Member For For Management
2.7 Ratify Enrique Medina Fernandez as Board For For Management
Member
3 Authorize Increase in Authority Granted For For Management
to the Board at the AGM Held on 3-18-06
by up to EUR 30 Billion Via Issuance of
Non-convertible and Exchangeable
Securities
4 Authorize Repurchase of Shares; Grant For For Management
Authority to Reduce Capital Via
Amortization of Treasury Shares
5 Reelect Auditors for Fiscal Year 2007 For For Management
6 Amend Article 36 of Bylaws Re: Length of For For Management
Term and Reelection of Directors
7 Approve Creation of a Foundation for the For For Management
Cooperation and Development of
Social-Economic Projects through
Micro-Financing Activities
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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BANCO ESPIRITO SANTO SA (FRM. BANCO ESPIRITO SANTO E C)
Ticker: Security ID: X0346X153
Meeting Date: DEC 18, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Members of the General Meeting For Did Not Management
Vote
2 Ratify Election of a Director in Light of For Did Not Management
Vacancy Vote
3 Amend Bylaws For Did Not Management
Vote
4 Elect Audit Committee Members and its For Did Not Management
Chairman Vote
5 Appoint Auditor and their Alternate For Did Not Management
Vote
6 Approve Affiliation Agreements with For Did Not Management
Subsidiaries Vote
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BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: Security ID: E19790109
Meeting Date: OCT 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Riyal SL, For For Management
Lodares Inversiones SL Sociedad
Unipersonal, Somaen Dos SL Sociedad
Unipersonal, Gessinest Consulting SA
Sociedad Unipersonal, and Carvasa
Inversiones SL Sociedad Unipersonal;
Approve Consolidated Tax Regime
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Barnet, III For For Management
2 Elect Director Frank P. Bramble, Sr. For For Management
3 Elect Director John T. Collins For For Management
4 Elect Director Gary L. Countryman For For Management
5 Elect Director Tommy R. Franks For For Management
6 Elect Director Charles K. Gifford For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Kenneth D. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Walter E. Massey For For Management
11 Elect Director Thomas J. May For For Management
12 Elect Director Patricia E. Mitchell For For Management
13 Elect Director Thomas M. Ryan For For Management
14 Elect Director O. Temple Sloan, Jr. For For Management
15 Elect Director Meredith R. Spangler For For Management
16 Elect Director Robert L. Tillman For For Management
17 Elect Director Jackie M. Ward For For Management
18 Ratify Auditors For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
20 Change Size of Board of Directors Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
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BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Paul M. Bisaro For For Management
1.3 Elect Director George P. Stephan For For Management
1.4 Elect Director Harold N. Chefitz For For Management
1.5 Elect Director Richard R. Frankovic For For Management
1.6 Elect Director Peter R. Seaver For For Management
1.7 Elect Director James S. Gilmore, III For Withhold Management
2 Ratify Auditors For For Management
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BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 19, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Dale Crandall For For Management
1.2 Elect Director William H. Janeway For For Management
1.3 Elect Director Richard T. Schlosberg, III For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Act on Shareholder Resolutions that Against For Shareholder
Receive Majority Support
6 Declassify the Board of Directors Against For Shareholder
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: SEP 25, 2006 Meeting Type: Special
Record Date: AUG 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Preferred and Common For For Management
Stock
3 Adopt Supermajority Vote Requirement for For For Management
Amendments
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Increase Authorized Preferred and Common For For Management
Stock
6 Amend Articles/ Stockholder Act By For For Management
Written Consent
7 Amend Articles/Board Composition For For Management
8 Amend Articles/Business Combinations with For For Management
Interested Stockholders
9 Amend Omnibus Stock Plan For For Management
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BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 22, 2006 Meeting Type: Annual
Record Date: JUL 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director Lew W. Gray For For Management
1.7 Elect Director P. Thomas Jenkins For For Management
1.8 Elect Director Louis J. Lavigne, Jr. For For Management
1.9 Elect Director Kathleen A. O'Neil For For Management
1.10 Elect Director George F. Raymond For For Management
1.11 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
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BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Fiddaman For For Management
1.2 Elect Director Roger P. Kuppinger For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director Edward E. Mace For For Management
1.5 Elect Director Christopher J. Mcgurk For For Management
1.6 Elect Director Matthew T. Medeiros For For Management
1.7 Elect Director Constance B. Moore For For Management
1.8 Elect Director Jeanne R. Myerson For For Management
1.9 Elect Director Gregory M. Simon For For Management
2 Ratify Auditors For For Management
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BROCADE COMMUNICATIONS SYSTEMS
Ticker: BRCD Security ID: 111621108
Meeting Date: JAN 25, 2007 Meeting Type: Special
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
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CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
- Limit Rights of Odd-lot Holders -
Update Terminology to Match that of New
Corporate Law
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
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CAPITALIA SPA (FRMRLY. BANCA DI ROMA )
Ticker: Security ID: T2432A100
Meeting Date: DEC 5, 2006 Meeting Type: Special
Record Date: DEC 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors on the Board; For Did Not Management
Elect Directors; Determine Directors' Vote
Remuneration
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CENTRO PROPERTIES GROUP ( FORMERLY CENTRO PROPERTIES LTD.)
Ticker: CNP Security ID: Q2226X103
Meeting Date: OCT 20, 2006 Meeting Type: Annual
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2a Elect Samuel Kavourakis as Director For For Management
2b Elect Peter Wilkinson as Director For For Management
2c Elect Paul Cooper as Director For For Management
1 Approve Remuneration Report for the For For Management
Financial Year Ended June 30, 2006
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CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 31, 2006 Meeting Type: Annual
Record Date: JUN 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For For Management
DIRECTORS): GIL SHWED, MARIUS NACHT,
JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, TAL SHAVIT. NOTE: DIRECTORS ARE
ELECTED AS A GROUP, NOT INDIVIDUALLY
PLEASE BE ADVISED THAT THE ONLY VALID
VOTING OPTIONS FOR THIS P
2 ELECTION OF OUTSIDE DIRECTORS: YOAV For For Management
CHELOUCHE, IRWIN FEDERMAN, GUY GECHT, RAY
ROTHROCK. NOTE: DIRECTORS ARE ELECTED AS
A GROUP, NOT INDIVIDUALLY PLEASE BE
ADVISED THAT THE ONLY VALID VOTING
OPTIONS FOR THIS PROPOSAL ARE EITHER FOR
OR ABSTAIN
3 TO AUTHORIZE GIL SHWED TO CONTINUE For Against Management
SERVING AS CHAIRMAN OF OUR BOARD OF
DIRECTORS AND OUR CHIEF EXECUTIVE OFFICER
FOR UP TO THREE YEARS FOLLOWING THE
MEETING.
4 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF CHECK POINT S INDEPENDENT
PUBLIC ACCOUNTANTS.
5 TO AMEND OUR ARTICLES OF ASSOCIATION TO For For Management
PERMIT ELECTRONIC VOTING.
6 TO APPROVE COMPENSATION TO CERTAIN For Against Management
EXECUTIVE OFFICERS WHO ARE ALSO BOARD
MEMBERS.
7 PLEASE INDICATE WHETHER OR NOT YOU HAVE A None Against Management
PERSONAL INTEREST IN PROPOSAL 6. MARK
FOR = YES OR AGAINST = NO.
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CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Bard For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director John D. Finnegan For For Management
1.6 Elect Director Klaus J. Mangold For For Management
1.7 Elect Director David G. Scholey For For Management
1.8 Elect Director Lawrence M. Small For For Management
1.9 Elect Director Daniel E. Somers For For Management
1.10 Elect Director Karen Hastie Williams For For Management
1.11 Elect Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter General For For Management
Matters--Adopt Majority Vote Standard for
the Election of Directors
4 Report on Political Contributions Against For Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
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COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Mcdonnell For Withhold Management
1.2 Elect Director Benjamin F.Rassieur, III For For Management
1.3 Elect Director Andrew C. Taylor For For Management
1.4 Elect Director Robert H. West For For Management
2 Ratify Auditors For For Management
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COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: NOV 3, 2006 Meeting Type: Annual
Record Date: NOV 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Year Ended June
30, 2006
2a Elect S. Carolyn Kay as Director For For Management
2b Elect Warwick G. Kent as Director For For Management
2c Elect Fergus D. Ryan as Director For For Management
2d Elect David J. Turner as Director For For Management
2e Elect Jane M. Hemstritch as Director For For Management
3 Approve Remuneration Report for the Year For For Management
Ended June 30, 2006
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COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: JUL 31, 2006 Meeting Type: Annual
Record Date: JUN 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director David J. Barram For For Management
1.3 Elect Director Stephen L. Baum For For Management
1.4 Elect Director Rodney F. Chase For For Management
1.5 Elect Director Van B. Honeycutt For For Management
1.6 Elect Director F. Warren McFarlan For For Management
1.7 Elect Director Thomas H. Patrick For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
4 Board Diversity Against For Shareholder
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CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Evans, Jr. For For Management
1.2 Elect Director Karen E. Jennings For For Management
1.3 Elect Director R.M. Kleberg, III For For Management
1.4 Elect Director Horace Wilkins, Jr For For Management
1.5 Elect Director T.C. Frost For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
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DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 21, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Sallie L. Krawcheck For For Management
1.5 Elect Director Alan (A.G.) Lafley For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Samuel A. Nunn, Jr. For For Management
1.11 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Adopt ILO-Based Code of Conduct Against Against Shareholder
4 Compensation Company Against Against Shareholder
Specific--Declaration of Dividend
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director Lord Browne of Madingley For For Management
3 Elect Director John H. Bryan For For Management
4 Elect Director Gary D. Cohn For For Management
5 Elect Director Claes Dahlback For For Management
6 Elect Director Stephen Friedman For For Management
7 Elect Director William W. George For For Management
8 Elect Director Rajat K. Gupta For For Management
9 Elect Director James A. Johnson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Edward M. Liddy For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Elect Director Jon Winkelried For For Management
14 Ratify Auditors For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Sustainability Report Against Against Shareholder
17 Prohibit Executive Stock-Based Awards Against Against Shareholder
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HANG LUNG PROPERTIES LTD
Ticker: Security ID: Y30166105
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: NOV 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Ronald J. Arculli as Director For For Management
3b Reelect Laura L.Y. Chen as Director For Against Management
3c Reelect P.W. Liu as Director For For Management
3d Reelect Nelson W.L. Yuen as Director For For Management
3e Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5a Approve Redesignation of Existing For For Management
Ordinary Shares of HK$1.0 in the Capital
of the Company as Shares of HK$1.0 Each
5b Approve Redesignation of the Remaining For For Management
80,000 Convertible Cumulative Preference
Shares of HK$7,500 Each in the Capital of
the Company as Shares of HK$1.0 Each
5c Amend Articles of Association For For Management
6a Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6c Authorize Reissuance of Repurchased For For Management
Shares
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HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 27, 2006 Meeting Type: Annual
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Growcock For For Management
1.2 Elect Director Leslie F. Kenne For For Management
1.3 Elect Director David B. Rickard For For Management
1.4 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
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HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K.Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against For Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against For Shareholder
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: SEP 20, 2006 Meeting Type: Annual
Record Date: AUG 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Alexander J. Denner For For Management
1.4 Elect Director Vincent T. DeVita, Jr. For For Management
1.5 Elect Director John A. Fazio For For Management
1.6 Elect Director Joseph L. Fischer For For Management
1.7 Elect Director Carl C. Icahn For For Management
1.8 Elect Director David M. Kies For For Management
1.9 Elect Director William R. Miller For For Management
1.10 Elect Director Richard C. Mulligan For For Management
1.11 Elect Director David Sidransky For For Management
1.12 Elect Director Charles Woler For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: OCT 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Stratton D. Sclavos For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
INVESTA PROPERTY GROUP (FORMERLY WESTPAC PROPERTY TRUST)
Ticker: IPG Security ID: Q4968M105
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: OCT 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Adopt Remuneration For the Year Ended For For Management
June 30, 2006
3A Elect Steve Crane as Director For For Management
3B Elect Graham Monk as Director For For Management
3C Elect Robert Webster as Director For For Management
3D Elect Deborah Page as Director For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Laban P. Jackson, Jr. For For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Report on Political Contributions Against Against Shareholder
10 Report on Management Initiatives to Against Against Shareholder
Address Links to Slavery and Human Rights
Abuse
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Seiichi Watanabe For For Management
1.10 Elect Director Patricia S. Wolpert For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael L. Ainslie For For Management
2 Elect Director John F. Akers For For Management
3 Elect Director Roger S. Berlind For For Management
4 Elect Director Thomas H. Cruikshank For For Management
5 Elect Director Marsha Johnson Evans For For Management
6 Elect Director Richard S. Fuld, Jr. For For Management
7 Elect Director Christopher Gent For For Management
8 Elect Director Roland A. Hernandez For For Management
9 Elect Director Henry Kaufman For For Management
10 Elect Director John D. Macomber For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Publish Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: AUG 3, 2006 Meeting Type: Special
Record Date: JUN 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Adjust Par Value of Common Stock For For Management
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann E. Berman For For Management
1.2 Elect Director Joseph L. Bower For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Walter L. Harris For For Management
1.6 Elect Director Philip A. Laskawy For For Management
1.7 Elect Director Gloria R. Scott For For Management
1.8 Elect Director Andrew H. Tisch For For Management
1.9 Elect Director James S. Tisch For For Management
1.10 Elect Director Jonathan M. Tisch For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Social Proposal Against Against Shareholder
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAR 29, 2007 Meeting Type: Special
Record Date: FEB 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 24, 2006 Meeting Type: Annual
Record Date: JUN 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Robert C. Pozen For For Management
1.4 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Finnegan For For Management
1.2 Elect Director Joseph W. Prueher For For Management
1.3 Elect Director Ann N. Reese For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Burton A. Dole, Jr. For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director Charles M. Leighton For For Management
1.5 Elect Director David Satcher For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 5, 2006 Meeting Type: Annual
Record Date: OCT 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director Teruaki Aoki For For Management
1.3 Elect Director James W. Bagley For For Management
1.4 Elect Director Mercedes Johnson For For Management
1.5 Elect Director Lawrence N. Mondry For For Management
1.6 Elect Director Gordon C. Smith For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation or Gender Identity
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation
13 Establish Shareholder Advisory Committee Against Against Shareholder
- --------------------------------------------------------------------------------
MIRVAC GROUP
Ticker: MGR Security ID: Q62377108
Meeting Date: NOV 17, 2006 Meeting Type: Annual/Special
Record Date: NOV 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Biancardi as Director For For Management
2a Elect Nicholas Collishaw as Director For For Management
2b Elect Adrian Fini as Director For For Management
2c Elect Peter Hawkins as Director For For Management
2d Elect Penny Morris as Director For For Management
3 Adopt Remuneration Report for the Fiscal For For Management
Year Ended June 30, 2006
4 Approve Increase In Non-Executive None For Management
Directors' Remuneration by A$200,000 from
A$1 Million to A$1.2 Million
5a Approve Long Term Incentive Plan For For Management
5b Approve General Employee Exemption Plan For For Management
6.1a Approve Participation of Gregory Paramor For For Management
on the Company's Long Term Incentive Plan
6.1b Approve Participation of Nicholas For For Management
Collishaw on the Company's Long Term
Incentive Plan
6.1c Approve Participation of Adrian Fini on For For Management
the Company's Long Term Incentive Plan
6.2a Approve Participation of Gregory Paramor For For Management
on the Company's General Employee
Exemption Plan
6.2b Approve Participation of Nicholas For For Management
Collishaw on the Company's General
Employee Exemption Plan
6.2c Approve Participation of Adrian Fini on For For Management
the Company's General Employee Exemption
Plan
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director C. Robert Kidder For For Management
5 Elect Director John J. Mack For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Hutham S. Olayan For For Management
9 Elect Director Charles E. Phillips, Jr. For For Management
10 Elect Director Griffith Sexton For For Management
11 Elect Director Laura D. Tyson For For Management
12 Elect Director Klaus Zumwinkel For Against Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For Against Management
15 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
16 Approve Report of the Compensation Against For Shareholder
Committee
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date: JUN 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milan Puskar For For Management
1.2 Elect Director Robert J. Coury For For Management
1.3 Elect Director Wendy Cameron For For Management
1.4 Elect Director Neil Dimick, CPA For For Management
1.5 Elect Director Douglas J. Leech, CPA For For Management
1.6 Elect Director Joseph C. Maroon, Md For For Management
1.7 Elect Director Rodney L. Piatt, CPA For For Management
1.8 Elect Director C.B. Todd For For Management
1.9 Elect Director Rl Vanderveen, Ph.D, Rph For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATEXIS BANQUE POPULAIRES (FORMERLY NATEXIS)
Ticker: KN Security ID: F6777D103
Meeting Date: NOV 17, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Removal Double-Voting Rights for For Did Not Management
Long-Term Registered Shareholders Vote
2 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
NATEXIS BANQUE POPULAIRES (FORMERLY NATEXIS)
Ticker: KN Security ID: F6777D103
Meeting Date: NOV 17, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tranfer of Securities from Caisse For Did Not Management
Nationale des Caisses d'Epargne Vote
2 Approve Contribution from S.N.C. For Did Not Management
Champion Vote
3 Issue 70,600,163 Shares in Connection For Did Not Management
with Transfers Above Vote
4 Acknowledge Completion of the For Did Not Management
Contributions Above Submitted to Vote
Realizations of Conditions
5 Approve Contribution from Caisse For Did Not Management
Nationale des Caisses d'Epargne Vote
6 Approve Contribution from S.N.C Champion For Did Not Management
Vote
7 Issue 2,531,313 Shares in Connection with For Did Not Management
Transfer Above Vote
8 Acknowledge Completion of the For Did Not Management
Contributions Above Submitted to Vote
Realizations of Conditions
9 Approve 1 for 10 Stock Split For Did Not Management
Vote
10 Amend Articles to Reflect Changes in For Did Not Management
Capital Under Items 3,6, and 7 Vote
11 Change Company Name to Natixis For Did Not Management
Vote
12 Adopt Two-Tiered Board Structure For Did Not Management
Vote
13 Remove Double-Voting Rights for Long-Term For Did Not Management
Registered Shareholders Vote
14 Adopt New Articles of Association For Did Not Management
Vote
15 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 150 Million
16 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 150 Million
17 Authorize Board to Increase Capital in For Did Not Management
the Event of Additional Demand Related to Vote
Delegations Submitted to Shareholder
Votes Above
18 Authorize Capital Increase of Up to 10 For Did Not Management
Percent of Issued Capital for Future Vote
Acquisitions
19 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 150 Million for Bonus Issue or Vote
Increase in Par Value
20 Approve Stock Option Plans Grants For Did Not Management
Vote
21 Authorize Granting of Up to 6,000,000 For Did Not Management
Shares for Use in Restricted Stock Plan Vote
22 Amend Employee Savings-Related Share For Did Not Management
Purchase Plan Vote
23 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
24 Elect Chales Milhaud as Supervisory Board For Did Not Management
Member Vote
25 Elect Banque Federale des Banques For Did Not Management
Populaires, Represented by Michel Goudard Vote
as Supervisory Board Member
26 Elect Caisse Nationale des Caisse For Did Not Management
d'Epargne, Represented by Nicolas Vote
Merindol as Supervisory Board Member
27 Elect Vincent Bollore as Supervisory For Did Not Management
Board Member Vote
28 Elect Jean-Francois as Supervisory Board For Did Not Management
Member Vote
29 Elect Bernard Comolet as Supervisory For Did Not Management
Board Member Vote
30 Elect Claude Cordel as Supervisory Board For Did Not Management
Member Vote
31 Elect Jean-Claude Crequit as Supervisory For Did Not Management
Board Member Vote
32 Elect Steve Gentili as Supervisory Board For Did Not Management
Member Vote
33 Elect Francis Henry as Supervisory Board For Did Not Management
Member Vote
34 Elect Yvan de la Porte du Theil as For Did Not Management
Supervisory Board Member Vote
35 Elect Bruno Mettling as Supervisory Board For Did Not Management
Member Vote
36 Elect Jean-Charles Naouri as Supervisory For Did Not Management
Board Member Vote
37 Elect Didier Pault as Supervisory Board For Did Not Management
Member Vote
38 Elect Henri Proglio as Supervisory Board For Did Not Management
Member Vote
39 Elect Philippe Sueur as Supervisory Board For Did Not Management
Member Vote
40 Elect Jean-Louis Tourret as Supervisory For Did Not Management
Board Member Vote
41 Elect Robert Zolade as Supervisory Board For Did Not Management
Member Vote
42 Appoint Ulrich Brixner as Censor For Did Not Management
Vote
43 Appoint Alfonso Lozzo as Censor For Did Not Management
Vote
44 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 500,000 Vote
45 Ratify Mazars & Guerard as Auditor For Did Not Management
Vote
46 Ratify Patrik de Cambourg as Alternate For Did Not Management
Auditor Vote
47 Approve Related-Party Transaction with For Did Not Management
Caisse Nationale des Caisses d'Epargne Vote
and Banque Federale des Banques
Populaires
48 Approve Related-Party Transactions with For Did Not Management
Caisse Nationale des Caisses d'Epargne Vote
and Banque Federale des Banques
Populaires
49 Approve Related-Party Transactions with For Did Not Management
Banques Polpulaires and Banque Federale Vote
des Banques Populaires
50 Authorize Repurchase of Up to Five For Did Not Management
Percent of Issued Share Capital Vote
51 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: JAN 31, 2007 Meeting Type: Annual
Record Date: JAN 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Presentations by the Chairman and the None None Management
Group Chief Executive Officer
2 Receive Financial Statements and None None Management
Statutory Reports for the Year Ended
Sept. 30, 2006
3a Elect Michael Chaney as Director For For Management
3b Elect Ahmed Fahour as Director For For Management
3c Elect Paul Rizzo as Director For For Management
3d Elect Michael Ulmer as Director For For Management
4 Approve Remuneration Report for the Year For For Management
Ended Sept. 30, 2006
5 Approve Non-Executive Director Share Plan For For Management
6 Approve Issuance of 37,260 National For For Management
Shares at A$39.52 Each to John Stewart,
Group Chief Executive Officer, Under
Short Term Incentive Plan
7 Approve Grants of 42,587 Shares, 284,250 For For Management
Performance Options and 71,063
Performance Rights, Under the Company's
Short Term and Long Term Incentive Plans,
to Ahmed Fahour, Chief Executive
Officer, Australia
8a Approve Grants of 19,661 Shares, 152,514 For For Management
Performance Options, and 38,129
Performance Rights, Under the Company's
Short Term and Long Term Incentive Plans,
to Michael Ullmer,Group Chief Financial
Officer
8b Approve Grant of Shares to the Value of For For Management
A$1 Million to Michael Ullmer, Group
Chief Financial Officer
9 Approve Selective Buy-Back Scheme For For Management
Relating to 20 Million Preference Shares
Associated with the National Income
Securities
- --------------------------------------------------------------------------------
NEDBANK GROUP(FRMLY NEDCOR LTD.)
Ticker: Security ID: S5518R104
Meeting Date: DEC 7, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the NedNamibia Holdings LTIP For For Management
2 Approve the Black Management Scheme For For Management
3 Approve the Broad-based Employee Scheme For For Management
4 Approve the Education Trust Scheme For For Management
5 Approve the Long-term Strategic For For Management
Allocation
6 Approve Specific Issuance of Shares For For Management
Pursuant to Private Placement
7 Authorize Specific Repurchase of Shares For For Management
8 Approve Specific Authority to Issuance of For For Management
Shares to Various Special Purpose
Vehicles
9 Approve Specific Authority to Issue Share For For Management
Relating to Annual Performance Fees
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
OMC CARD, INC. (FORMERLY DAIEI OMC INC.)
Ticker: 8258 Security ID: J0895G102
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: AUG 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director For For Management
1.2 Elect Director For For Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 9, 2006 Meeting Type: Annual
Record Date: AUG 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For For Management
1.2 Elect Director Lawrence J. Ellison For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Michael J. Boskin For For Management
1.5 Elect Director Jack F. Kemp For Withhold Management
1.6 Elect Director Jeffrey S. Berg For For Management
1.7 Elect Director Safra A. Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director H. Raymond Bingham For For Management
1.10 Elect Director Charles E Phillips, Jr. For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
- --------------------------------------------------------------------------------
PHILIPS ELECTRONICS NV
Ticker: PHGFF Security ID: N6817P109
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For Did Not Management
Vote
2 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
3 Cancel Additional Company Treasury Shares For Did Not Management
Vote
4 Authorize Additional Share Repurchase For Did Not Management
Program Vote
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Sherry Lansing For For Management
1.5 Elect Director Peter M. Sacerdote For For Management
1.6 Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 15, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Biever For For Management
1.2 Elect Director Francis S. Godbold For Withhold Management
1.3 Elect Director H William Habermeyer Jr For For Management
1.4 Elect Director Chet Helck For Withhold Management
1.5 Elect Director Thomas A. James For Withhold Management
1.6 Elect Director Paul W. Marshall For For Management
1.7 Elect Director Paul C. Reilly For Withhold Management
1.8 Elect Director Kenneth A. Shields For Withhold Management
1.9 Elect Director Hardwick Simmons For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Approve Stock Option Plan For Against Management
5 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
REYNOLDS & REYNOLDS CO. (THE)
Ticker: REY Security ID: 761695105
Meeting Date: OCT 23, 2006 Meeting Type: Special
Record Date: SEP 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
RHOEN-KLINIKUM AG
Ticker: Security ID: D6530N119
Meeting Date: JUL 19, 2006 Meeting Type: Annual
Record Date: JUN 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports for Fiscal 2005 Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.45 per Share Vote
3 Approve Discharge of Management Board for For Did Not Management
Fiscal 2005 Vote
4 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2005 Vote
5 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors for Fiscal 2006 Vote
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Amend Articles Re: Registration for For Did Not Management
Shareholder Meetings due to New German Vote
Legislation (Law on Company Integrity and
Modernization of the Right of Avoidance)
8 Amend Articles Re: Conducting of For Did Not Management
Supervisory Board Meetings Vote
9 Amend Articles Re: Compensation of For Did Not Management
Supervisory Board Vote
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. For For Management
2 ELECT WILLIAM W. BRADLEY AS A DIRECTOR. For For Management
3 ELECT MICHAEL R. CANNON AS A DIRECTOR. For For Management
4 ELECT JAMES A. DAVIDSON AS A DIRECTOR. For For Management
5 ELECT DONALD E. KIERNAN AS A DIRECTOR. For For Management
6 ELECT STEPHEN J. LUCZO AS A DIRECTOR. For For Management
7 ELECT DAVID F. MARQUARDT AS A DIRECTOR. For For Management
8 ELECT LYDIA M. MARSHALL AS A DIRECTOR. For For Management
9 ELECT C.S. PARK AS A DIRECTOR. For For Management
10 ELECT GREGORIO REYES AS A DIRECTOR. For For Management
11 ELECT JOHN W. THOMPSON AS A DIRECTOR. For For Management
12 ELECT WILLIAM D. WATKINS AS A DIRECTOR. For For Management
13 APPROVE AN INCREASE IN SHARES ELIGIBLE For For Management
FOR ISSUANCE UNDER 2004 STOCK
COMPENSATION PLAN IN THE AMOUNT OF 36
MILLION SHARES.
14 APPROVE AN INCREASE IN THE ISSUABLE For For Management
SHARES FOR PURCHASE UNDER EMPLOYEE STOCK
PURCHASE PLAN IN THE AMOUNT OF 10 MILLION
SHARES.
15 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP TO SERVE AS INDEPENDENT REGISTERED
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAWF Security ID: D69671218
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None Did Not Management
Corporate Governance Report, and Vote
Remuneration Report
2 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.45 per Share Vote
4 Approve Discharge of Management Board for For Did Not Management
Fiscal 2005/2006 Vote
5 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2005/2006 Vote
6 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors for Vote
Fiscal 2006/2007
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance or Cancellation of Repurchased Vote
Shares
8 Amend Articles Re: Supervisory Board For Did Not Management
Meetings and Decisionmaking Vote
9 Amend Articles Re: Allow Electronic For Did Not Management
Distribution of Company Communications Vote
- --------------------------------------------------------------------------------
SINO LAND COMPANY LTD
Ticker: Security ID: Y80267126
Meeting Date: NOV 16, 2006 Meeting Type: Annual
Record Date: NOV 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.3 Per For For Management
Share with an Option for Scrip Dividend
3a Reelect Robert Ng Chee Siong as Director For For Management
3b Reelect Allan Zeman as Director For Against Management
3c Reelect Yu Wai Wai as Director For For Management
3d Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 10, 2007 Meeting Type: Annual
Record Date: NOV 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For Withhold Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For Withhold Management
1.4 Elect Director H. Paulett Eberhart For For Management
1.5 Elect Director Heinz Fridrich For For Management
1.6 Elect Director William R. Graber For For Management
1.7 Elect Director Paul R. Low For Withhold Management
1.8 Elect Director C. Wesley M. Scott For For Management
1.9 Elect Director Cyril Yansouni For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TECHNE CORP.
Ticker: TECH Security ID: 878377100
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Thomas E. Oland For For Management
2.2 Elect Director Roger C. Lucas, Ph.D. For For Management
2.3 Elect Director Howard V. O'Connell For For Management
2.4 Elect Director G. Arthur Herbert For For Management
2.5 Elect Director R.C. Steer, M.D., Ph.D. For For Management
2.6 Elect Director Robert V. Baumgartner For For Management
2.7 Elect Director C.A. Dinarello, M.D. For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 5, 2006 Meeting Type: Special
Record Date: AUG 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE REMUNERATION OF MR. ELI For For Management
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF TEVA, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $300,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE INCREASE OF
THE ISRAELI CONSUMER PRICE INDEX,
TOGETHER WITH AN OFFIC
2 TO APPROVE THE REMUNERATION OF DR. For For Management
PHILLIP FROST IN HIS CAPACITY AS VICE
CHAIRMAN OF THE BOARD OF TEVA AND
CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $275,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Blythe J. McGarvie For For Management
1.12 Elect Director Glen D. Nelson, M.D. For For Management
1.13 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Company Specific- Majority Vote for the For For Management
Election of Directors
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 5, 2007 Meeting Type: Annual
Record Date: DEC 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: JUL 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director Jerry Gitt For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Maryellen C. Herringer For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Timothy D. Proctor For For Management
1.7 Elect Director Van L. Richey For For Management
1.8 Elect Director Dona Davis Young For For Management
2 Declassify the Board of Directors For For Management
3 Company Specific--Provide for Majority For For Management
Voting
4 Ratify Auditors For For Management
5 Approve Report of the Compensation Against For Shareholder
Committee
6 Require Director Nominee Qualifications Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Chen For For Management
1.2 Elect Director Lloyd H. Dean For For Management
1.3 Elect Director Susan E. Engel For For Management
1.4 Elect Director Enrique Hernandez, Jr. For For Management
1.5 Elect Director Robert L. Joss For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For Against Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Philip J. Quigley For Against Management
1.11 Elect Director Donald B. Rice For Against Management
1.12 Elect Director Judith M. Runstad For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director Susan G. Swenson For For Management
1.15 Elect Director John G. Stumpf For For Management
1.16 Elect Director Michael W. Wright For Against Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Establish SERP Policy Against For Shareholder
6 Report on Racial and Ethnic Disparities Against Against Shareholder
in Loan Pricing
7 Report on Emission Reduction Goals Against For Shareholder
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORP.
Ticker: WDC Security ID: 958102105
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: DEC 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew E. Massengill For For Management
2 Elect Director Peter D. Behrendt For For Management
3 Elect Director Kathleen A. Cote For For Management
4 Elect Director John F. Coyne For For Management
5 Elect Director Henry T. Denero For For Management
6 Elect Director William L. Kimsey For For Management
7 Elect Director Michael D. Lambert For For Management
8 Elect Director Roger H. Moore For For Management
9 Elect Director Thomas E. Pardun For For Management
10 Elect Director Arif Shakeel For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WHITNEY HOLDING CORP.
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Crowell For For Management
1.2 Elect Director Michael L. Lomax For For Management
1.3 Elect Director Dean E. Taylor For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L.E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Ticker: Security ID: H9870Y105
Meeting Date: APR 3, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 11 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4 Approve CHF 324,244 Increase in Pool of For Did Not Management
Capital Reserved for Stock Option Plan Vote
5.1.1 Elect Armin Meyer as Director For Did Not Management
Vote
5.1.2 Elect Rolf Watter as Director For Did Not Management
Vote
5.2 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
=================== LEGG MASON PARTNERS HEALTH SCIENCES FUND ===================
APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 19, 2006 Meeting Type: Annual
Record Date: AUG 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For Withhold Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For Withhold Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Paul M. Bisaro For For Management
1.3 Elect Director George P. Stephan For For Management
1.4 Elect Director Harold N. Chefitz For For Management
1.5 Elect Director Richard R. Frankovic For For Management
1.6 Elect Director Peter R. Seaver For For Management
1.7 Elect Director James S. Gilmore, III For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: SEP 20, 2006 Meeting Type: Annual
Record Date: AUG 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Alexander J. Denner For For Management
1.4 Elect Director Vincent T. DeVita, Jr. For For Management
1.5 Elect Director John A. Fazio For For Management
1.6 Elect Director Joseph L. Fischer For For Management
1.7 Elect Director Carl C. Icahn For For Management
1.8 Elect Director David M. Kies For For Management
1.9 Elect Director William R. Miller For For Management
1.10 Elect Director Richard C. Mulligan For For Management
1.11 Elect Director David Sidransky For For Management
1.12 Elect Director Charles Woler For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 24, 2006 Meeting Type: Annual
Record Date: JUN 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Robert C. Pozen For For Management
1.4 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date: JUN 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milan Puskar For For Management
1.2 Elect Director Robert J. Coury For For Management
1.3 Elect Director Wendy Cameron For For Management
1.4 Elect Director Neil Dimick, CPA For For Management
1.5 Elect Director Douglas J. Leech, CPA For For Management
1.6 Elect Director Joseph C. Maroon, Md For For Management
1.7 Elect Director Rodney L. Piatt, CPA For For Management
1.8 Elect Director C.B. Todd For For Management
1.9 Elect Director Rl Vanderveen, Ph.D, Rph For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RHOEN-KLINIKUM AG
Ticker: Security ID: D6530N119
Meeting Date: JUL 19, 2006 Meeting Type: Annual
Record Date: JUN 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports for Fiscal 2005 Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.45 per Share Vote
3 Approve Discharge of Management Board for For Did Not Management
Fiscal 2005 Vote
4 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2005 Vote
5 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors for Fiscal 2006 Vote
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Amend Articles Re: Registration for For Did Not Management
Shareholder Meetings due to New German Vote
Legislation (Law on Company Integrity and
Modernization of the Right of Avoidance)
8 Amend Articles Re: Conducting of For Did Not Management
Supervisory Board Meetings Vote
9 Amend Articles Re: Compensation of For Did Not Management
Supervisory Board Vote
- --------------------------------------------------------------------------------
TECHNE CORP.
Ticker: TECH Security ID: 878377100
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Thomas E. Oland For For Management
2.2 Elect Director Roger C. Lucas, Ph.D. For For Management
2.3 Elect Director Howard V. O'Connell For For Management
2.4 Elect Director G. Arthur Herbert For For Management
2.5 Elect Director R.C. Steer, M.D., Ph.D. For For Management
2.6 Elect Director Robert V. Baumgartner For For Management
2.7 Elect Director C.A. Dinarello, M.D. For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 5, 2006 Meeting Type: Special
Record Date: AUG 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE REMUNERATION OF MR. ELI For For Management
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF TEVA, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $300,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE INCREASE OF
THE ISRAELI CONSUMER PRICE INDEX,
TOGETHER WITH AN OFFIC
2 TO APPROVE THE REMUNERATION OF DR. For For Management
PHILLIP FROST IN HIS CAPACITY AS VICE
CHAIRMAN OF THE BOARD OF TEVA AND
CHAIRMAN OF THE BOARD S SCIENCE AND
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE
NIS EQUIVALENT OF $275,000 PER ANNUM PLUS
VAT, TO BE ADJUSTED BY THE
===================== LEGG MASON PARTNERS TECHNOLOGY FUND ======================
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: FEB 27, 2007 Meeting Type: Annual
Record Date: JAN 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Robert L. Joss For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 18, 2007 Meeting Type: Annual
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director Charles E. Foster For For Management
1.4 Elect Director James S. Kahan For For Management
1.5 Elect Director Dov Baharav For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Eli Gelman For For Management
1.8 Elect Director Nehemia Lemelbaum For For Management
1.9 Elect Director John T. Mclennan For For Management
1.10 Elect Director Robert A. Minicucci For For Management
1.11 Elect Director Simon Olswang For For Management
1.12 Elect Director Mario Segal For Withhold Management
1.13 Elect Director Joseph Vardi For For Management
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2006.
3 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 15, 2007 Meeting Type: Annual
Record Date: DEC 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Daniel C. Stanzione For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 9, 2006 Meeting Type: Annual
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 19, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Dale Crandall For For Management
1.2 Elect Director William H. Janeway For For Management
1.3 Elect Director Richard T. Schlosberg, III For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Act on Shareholder Resolutions that Against For Shareholder
Receive Majority Support
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 22, 2006 Meeting Type: Annual
Record Date: JUL 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director Lew W. Gray For For Management
1.7 Elect Director P. Thomas Jenkins For For Management
1.8 Elect Director Louis J. Lavigne, Jr. For For Management
1.9 Elect Director Kathleen A. O'Neil For For Management
1.10 Elect Director George F. Raymond For For Management
1.11 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS
Ticker: BRCD Security ID: 111621108
Meeting Date: JAN 25, 2007 Meeting Type: Special
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: DEC 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
- Limit Rights of Odd-lot Holders -
Update Terminology to Match that of New
Corporate Law
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
6 Approve Payment of Annual Bonuses to For For Management
Directors
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 31, 2006 Meeting Type: Annual
Record Date: JUN 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For For Management
DIRECTORS): GIL SHWED, MARIUS NACHT,
JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, TAL SHAVIT. NOTE: DIRECTORS ARE
ELECTED AS A GROUP, NOT INDIVIDUALLY
PLEASE BE ADVISED THAT THE ONLY VALID
VOTING OPTIONS FOR THIS P
2 ELECTION OF OUTSIDE DIRECTORS: YOAV For For Management
CHELOUCHE, IRWIN FEDERMAN, GUY GECHT, RAY
ROTHROCK. NOTE: DIRECTORS ARE ELECTED AS
A GROUP, NOT INDIVIDUALLY PLEASE BE
ADVISED THAT THE ONLY VALID VOTING
OPTIONS FOR THIS PROPOSAL ARE EITHER FOR
OR ABSTAIN
3 TO AUTHORIZE GIL SHWED TO CONTINUE For Against Management
SERVING AS CHAIRMAN OF OUR BOARD OF
DIRECTORS AND OUR CHIEF EXECUTIVE OFFICER
FOR UP TO THREE YEARS FOLLOWING THE
MEETING.
4 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF CHECK POINT S INDEPENDENT
PUBLIC ACCOUNTANTS.
5 TO AMEND OUR ARTICLES OF ASSOCIATION TO For For Management
PERMIT ELECTRONIC VOTING.
6 TO APPROVE COMPENSATION TO CERTAIN For Against Management
EXECUTIVE OFFICERS WHO ARE ALSO BOARD
MEMBERS.
7 PLEASE INDICATE WHETHER OR NOT YOU HAVE A None Against Management
PERSONAL INTEREST IN PROPOSAL 6. MARK
FOR = YES OR AGAINST = NO.
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2006 Meeting Type: Annual
Record Date: SEP 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Michael D. Capellas For For Management
1.4 Elect Director Larry R. Carter For For Management
1.5 Elect Director John T. Chambers For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Richard M. Kovacevich For For Management
1.8 Elect Director Roderick C. McGeary For For Management
1.9 Elect Director Steven M. West For For Management
1.10 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
4 Report on Pay Disparity Against Against Shareholder
5 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: JUL 31, 2006 Meeting Type: Annual
Record Date: JUN 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director David J. Barram For For Management
1.3 Elect Director Stephen L. Baum For For Management
1.4 Elect Director Rodney F. Chase For For Management
1.5 Elect Director Van B. Honeycutt For For Management
1.6 Elect Director F. Warren McFarlan For For Management
1.7 Elect Director Thomas H. Patrick For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
4 Board Diversity Against For Shareholder
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 21, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Sallie L. Krawcheck For For Management
1.5 Elect Director Alan (A.G.) Lafley For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Samuel A. Nunn, Jr. For For Management
1.11 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Adopt ILO-Based Code of Conduct Against Against Shareholder
4 Compensation Company Against Against Shareholder
Specific--Declaration of Dividend
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 27, 2006 Meeting Type: Annual
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Growcock For For Management
1.2 Elect Director Leslie F. Kenne For For Management
1.3 Elect Director David B. Rickard For For Management
1.4 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K.Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against For Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against For Shareholder
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: OCT 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Stratton D. Sclavos For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Seiichi Watanabe For For Management
1.10 Elect Director Patricia S. Wolpert For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAR 29, 2007 Meeting Type: Special
Record Date: FEB 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 5, 2006 Meeting Type: Annual
Record Date: OCT 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director Teruaki Aoki For For Management
1.3 Elect Director James W. Bagley For For Management
1.4 Elect Director Mercedes Johnson For For Management
1.5 Elect Director Lawrence N. Mondry For For Management
1.6 Elect Director Gordon C. Smith For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation or Gender Identity
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 14, 2006 Meeting Type: Annual
Record Date: SEP 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director James I. Cash, Jr., Ph.D. For For Management
4 Elect Director Dina Dublon For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director Jon A. Shirley For For Management
10 Ratify Auditors For For Management
11 Cease Product Sales that Can Be Used to Against Against Shareholder
Violate Human Rights
12 Amend EEO Statement to Not Reference Against Against Shareholder
Sexual Orientation
13 Establish Shareholder Advisory Committee Against Against Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 9, 2006 Meeting Type: Annual
Record Date: AUG 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For For Management
1.2 Elect Director Lawrence J. Ellison For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Michael J. Boskin For For Management
1.5 Elect Director Jack F. Kemp For Withhold Management
1.6 Elect Director Jeffrey S. Berg For For Management
1.7 Elect Director Safra A. Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director H. Raymond Bingham For For Management
1.10 Elect Director Charles E Phillips, Jr. For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
- --------------------------------------------------------------------------------
PHILIPS ELECTRONICS NV
Ticker: PHGFF Security ID: N6817P109
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: OCT 18, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Company Treasury Shares For Did Not Management
Vote
2 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
3 Cancel Additional Company Treasury Shares For Did Not Management
Vote
4 Authorize Additional Share Repurchase For Did Not Management
Program Vote
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 13, 2007 Meeting Type: Annual
Record Date: JAN 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Sherry Lansing For For Management
1.5 Elect Director Peter M. Sacerdote For For Management
1.6 Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REYNOLDS & REYNOLDS CO. (THE)
Ticker: REY Security ID: 761695105
Meeting Date: OCT 23, 2006 Meeting Type: Special
Record Date: SEP 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 26, 2006 Meeting Type: Annual
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. For For Management
2 ELECT WILLIAM W. BRADLEY AS A DIRECTOR. For For Management
3 ELECT MICHAEL R. CANNON AS A DIRECTOR. For For Management
4 ELECT JAMES A. DAVIDSON AS A DIRECTOR. For For Management
5 ELECT DONALD E. KIERNAN AS A DIRECTOR. For For Management
6 ELECT STEPHEN J. LUCZO AS A DIRECTOR. For For Management
7 ELECT DAVID F. MARQUARDT AS A DIRECTOR. For For Management
8 ELECT LYDIA M. MARSHALL AS A DIRECTOR. For For Management
9 ELECT C.S. PARK AS A DIRECTOR. For For Management
10 ELECT GREGORIO REYES AS A DIRECTOR. For For Management
11 ELECT JOHN W. THOMPSON AS A DIRECTOR. For For Management
12 ELECT WILLIAM D. WATKINS AS A DIRECTOR. For For Management
13 APPROVE AN INCREASE IN SHARES ELIGIBLE For For Management
FOR ISSUANCE UNDER 2004 STOCK
COMPENSATION PLAN IN THE AMOUNT OF 36
MILLION SHARES.
14 APPROVE AN INCREASE IN THE ISSUABLE For For Management
SHARES FOR PURCHASE UNDER EMPLOYEE STOCK
PURCHASE PLAN IN THE AMOUNT OF 10 MILLION
SHARES.
15 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP TO SERVE AS INDEPENDENT REGISTERED
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAWF Security ID: D69671218
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None Did Not Management
Corporate Governance Report, and Vote
Remuneration Report
2 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.45 per Share Vote
4 Approve Discharge of Management Board for For Did Not Management
Fiscal 2005/2006 Vote
5 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2005/2006 Vote
6 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors for Vote
Fiscal 2006/2007
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance or Cancellation of Repurchased Vote
Shares
8 Amend Articles Re: Supervisory Board For Did Not Management
Meetings and Decisionmaking Vote
9 Amend Articles Re: Allow Electronic For Did Not Management
Distribution of Company Communications Vote
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 10, 2007 Meeting Type: Annual
Record Date: NOV 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For Withhold Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For Withhold Management
1.4 Elect Director H. Paulett Eberhart For For Management
1.5 Elect Director Heinz Fridrich For For Management
1.6 Elect Director William R. Graber For For Management
1.7 Elect Director Paul R. Low For Withhold Management
1.8 Elect Director C. Wesley M. Scott For For Management
1.9 Elect Director Cyril Yansouni For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 5, 2007 Meeting Type: Annual
Record Date: DEC 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORP.
Ticker: WDC Security ID: 958102105
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: DEC 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew E. Massengill For For Management
2 Elect Director Peter D. Behrendt For For Management
3 Elect Director Kathleen A. Cote For For Management
4 Elect Director John F. Coyne For For Management
5 Elect Director Henry T. Denero For For Management
6 Elect Director William L. Kimsey For For Management
7 Elect Director Michael D. Lambert For For Management
8 Elect Director Roger H. Moore For For Management
9 Elect Director Thomas E. Pardun For For Management
10 Elect Director Arif Shakeel For For Management
11 Ratify Auditors For For Management
========== END NPX REPORT
</PRE>SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Legg Mason Partners Sector Series, Inc.
By:
/s/ R. Jay Gerken
R. Jay Gerken
Chairman of the Board, President and Chief Executive Officer of
Legg Mason Partners Sector Series, Inc.
Date: August 30, 2007