UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
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FORM N-PX |
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annual report of proxy voting record of |
registered management investment company |
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Investment Company Act file number: | 811- 04813 | |
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BNY Mellon Investment Funds I |
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(Exact name of registrant as specified in charter) |
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c/o BNY Mellon Investment Adviser, Inc.
240 Greenwich Street
New York, New York 10286 |
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(Address of principal executive offices) (Zip code) |
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Bennett A. MacDougall, Esq. 240 Greenwich Street
New York, New York 10286
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(Name and address of agent for service) |
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Registrant's telephone number, including area code: (212) 922-6400 |
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Date of fiscal year end: 9/30* |
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Date of reporting period: July 1, 2019-June 30, 2020 *Fiscal year end is 12/31 for BNY Mellon Global Fixed Income Fund |
Item 1. Proxy Voting Record
BNY Mellon Investment Funds I
BNY Mellon Tax Sensitive Total Return Bond Fund
BNY Mellon Global Fixed Income Fund
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
================= BNY Mellon Diversified Emerging Markets Fund =================
ABOITIZ EQUITY VENTURES, INC.
Ticker: AEV Security ID: Y0001Z104
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting Held Last April
22, 2019
2 Approve 2019 Annual Report and For For Management
Financial Statements
3 Appoint External Auditor for 2020 For For Management
4.1 Elect Erramon I. Aboitiz as Director For For Management
4.2 Elect Mikel A. Aboitiz as Director For For Management
4.3 Elect Sabin M. Aboitiz as Director For For Management
4.4 Elect Enrique M. Aboitiz as Director For For Management
4.5 Elect Ana Maria A. Delgado as Director For For Management
4.6 Elect Edwin R. Bautista as Director For For Management
4.7 Elect Raphael P.M. Lotilla as Director For For Management
4.8 Elect Jose C. Vitug as Director For For Management
4.9 Elect Manuel R. Salak III as Director For For Management
5 Approve Amendment of the Company's For Against Management
Articles of Incorporation
6 Ratify Acts, Resolutions and For For Management
Proceedings of the Board of Directors,
Corporate Officers and Management from
2019 Up to April 27, 2020
7 Approve Other Matters For Against Management
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AKBANK TAS
Ticker: AKBNK Security ID: M0300L106
Meeting Date: MAR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Receive Information on Donations Made None None Management
in 2019
11 Approve Upper Limit of Donations for For For Management
2020
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
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AL RAJHI BANK
Ticker: 1120 Security ID: M0R60D105
Meeting Date: MAR 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2019
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2019
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2019
4 Approve Discharge of Directors for FY For For Management
2019
5 Ratify Distributed Dividends of SAR 1. For For Management
5 per Share for First Half of FY 2019
6 Approve Dividends of SAR 1.5 per Share For For Management
for Second Half of FY 2019
7 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2020
9 Approve Remuneration of Directors, For For Management
Committees and Audit Committee members
of SAR 6,140,000 for FY 2019
10 Approve Related Party Transactions For Against Management
11 Approve Related Party Transactions Re: For For Management
Strategic Agreement with Saudi Telecom
Company
12 Approve Related Party Transactions Re: For For Management
POS Devices Connection Agreement with
Saudi Telecom Company
13 Approve Related Party Transactions Re: For For Management
Telecommunication Services Agreement
with Saudi Telecom Company
14 Approve Related Party Transactions Re: For For Management
SMS Services Agreement with Saudi
Telecom Company
15 Approve Related Party Transactions Re: For For Management
General Services Contract with Saudi
Telecom Company
16 Approve Related Party Transactions Re: For For Management
ATM Rental Contract with Saudi Telecom
Company
17 Approve Related Party Transactions Re: For For Management
ATM Rental Contract with Saudi Telecom
Company
18 Approve Related Party Transactions Re: For For Management
Direct Internet Services Contract with
Arabian Internet and Communication
Services Company
19 Approve Related Party Transactions Re: For For Management
Providing, Installation and
Maintenance Services Contract with
Arabian Internet and Communication
Services Company
20 Approve Related Party Transactions Re: For For Management
Global Beverage Company
21 Approve Related Party Transactions Re: For For Management
South Regional Office Rental Contract
with Mohammed Abdulazeez Al Rajhi
investment Company
22 Approve Related Party Transactions Re: For For Management
Abha Sales Office Rental Contract with
Mohammed Abdulazeez Al Rajhi
investment Company
23 Approve Related Party Transactions Re: For For Management
ATM Rental Contract with Mohammed
Abdulazeez Al Rajhi investment Company
24 Approve Related Party Transactions Re: For For Management
Fursan Travel and Tourism Company
25 Approve Related Party Transactions Re: For For Management
Abdullah Al Rajhi
26 Approve Related Party Transactions Re: For For Management
Insurance Renewal with Al Rajhi
Company for Cooperative Insurance
27 Approve Related Party Transactions Re: For For Management
Vehicles Insurance Renewal with Al
Rajhi Company for Cooperative Insurance
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ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2.1 Elect Daniel Yong Zhang as Director For Against Management
2.2 Elect Chee Hwa Tung as Director For For Management
2.3 Elect Jerry Yang as Director For For Management
2.4 Elect Wan Ling Martello as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
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AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A101
Meeting Date: APR 24, 2020 Meeting Type: Special
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors for Series L For For Management
Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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ANGANG STEEL COMPANY LIMITED
Ticker: 347 Security ID: Y0132D105
Meeting Date: MAR 16, 2020 Meeting Type: Special
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhongwu as Director For For Management
2 Elect Wang Wanglin as Director For For Management
3.1 Elect Wang Baojun as Supervisor For For Management
3.2 Elect Li Wenbing as Supervisor For For Management
4 Amend Articles of Association For For Management
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ANGLO AMERICAN PLATINUM LTD.
Ticker: AMS Security ID: S9122P108
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Mark Cutifani as Director For Against Management
1.2 Re-elect John Vice as Director For For Management
1.3 Re-elect Peter Mageza as Director For For Management
2 Elect Natascha Viljoen as Director For For Management
3.1 Re-elect Peter Mageza as Member of the For For Management
Audit and Risk Committee
3.2 Re-elect John Vice as Member of the For For Management
Audit and Risk Committee
3.3 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Risk Committee
4 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company with JFM Kotze
as the Individual Designated Auditor
5 Amend Long Term Incentive Plan 2003 For For Management
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Authorise Ratification of Approved For For Management
Resolutions
8.1 Approve Remuneration Policy For For Management
8.2 Approve Remuneration Implementation For For Management
Report
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Authorise Repurchase of Issued Share For For Management
Capital
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ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial Reports For For Management
4 Approve KPMG Huazhen LLP as PRC and For For Management
Internal Control Auditor, KPMG as
International Financial Auditor, and
Authorize Board to Fix Their
Remuneration
5 Approve 2019 Profit Appropriation For For Management
Proposal and Declaration of Final
Dividend
6 Approve Provision of Guarantee to For For Management
Subsidiaries and Invested Companies
7 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
8 Approve Amendments to Articles of For For Management
Association
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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ANTA SPORTS PRODUCTS LTD.
Ticker: 2020 Security ID: G04011105
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lai Shixian as Director For For Management
4 Elect Wu Yonghua as Director For For Management
5 Elect Wang Wenmo as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
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ARCA CONTINENTAL SAB DE CV
Ticker: AC Security ID: P0448R103
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report on Operations and For For Management
Results of Company Accompanied by
Auditor's Report and Board's Opinion
1.2 Approve Report on Operations and For For Management
Activities Undertaken by Board and
Accounting Policies and Criteria and
Information Followed in Preparation of
Financial Information
1.3 Approve Report of Audit and Corporate For For Management
Practices Committee; Receive Report on
Adherence to Fiscal Obligations
2 Approve Allocation of Income and Cash For For Management
Dividends of MXN 2.42 Per Share
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors, Verify their For Against Management
Independence Classification, Approve
their Remuneration and Elect
Secretaries
5 Approve Remuneration of Board For Against Management
Committee Members; Elect Chairman of
Audit and Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
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ASIA CEMENT CORP.
Ticker: 1102 Security ID: Y0275F107
Meeting Date: JUN 23, 2020 Meeting Type: Annual ��
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5.1 Elect Douglas Tong Hsu, with For For Management
Shareholder No. 13, as Non-Independent
Director
5.2 Elect Tsai Hsiung Chang (T.H. Chang), For Against Management
a Representative of Far Eastern New
Century Corporation with Shareholder
No. 1, as Non-Independent Director
5.3 Elect Johnny Shih, a Representative of For Against Management
Far Eastern New Century Corporation
with Shareholder No. 1, as
Non-Independent Director
5.4 Elect C.V. Chen, a Representative of For Against Management
Far Eastern New Century Corporation
with Shareholder No. 1, as
Non-Independent Director
5.5 Elect Chin-Der Ou, a Representative of For Against Management
Bai Yang Investment Holdings
Corporation with Shareholder No.
85666, as Non-Independent Director
5.6 Elect Kun Yan Lee (K.Y. Lee), a For For Management
Representative of Yue Ding Industry Co.
, Ltd. (U-Ding Corporation) with
Shareholder No. 126912, as
Non-Independent Director
5.7 Elect Peter Hsu, a Representative of For Against Management
Far Eastern Y.Z. Hsu Science And
Technology Memorial Foundation with
Shareholder No. 180996, as
Non-Independent Director
5.8 Elect Chen Kun Chang (C.K. Chang), a For Against Management
Representative of Far Eastern Y.Z. Hsu
Science And Technology Memorial
Foundation with Shareholder No.
180996, as Non-Independent Director
5.9 Elect Ruey Long Chen, a Representative For Against Management
of Ta Chu Chemical Fiber Co.,Ltd. with
Shareholder No. 225135, as
Non-Independent Director
5.10 Elect Connie Hsu, a Representative of For Against Management
Huey Kang Investment Corporation with
Shareholder No. 92107, as
Non-Independent Director
5.11 Elect Champion Lee, a Representative For Against Management
of Far Eastern Medical Foundation with
Shareholder No. 22744, as
Non-Independent Director
5.12 Elect Kwan-Tao Li (K.T. Li), a For Against Management
Representative of U-Ming Corporation
with Shareholder No. 27718, as
Non-Independent Director
5.13 Elect Chi Schive with ID No. For For Management
Q100446XXX as Independent Director
5.14 Elect Gordon S. Chen with ID No. For For Management
P101989XXX as Independent Director
5.15 Elect Yun-Peng Chu with ID No. For For Management
H100450XXX as Independent Director
6 Approve to Lift the Restriction on the For Against Management
Prohibition of Directors' Competition
According to Article 209 of the
Company Act
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AUROBINDO PHARMA LIMITED
Ticker: 524804 Security ID: Y04527142
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm First and Second Interim For For Management
Dividend
4 Reelect P. Sarath Chandra Reddy as For For Management
Director
5 Reelect M. Sivakumaran as Director For For Management
6 Reelect K. Ragunathan as Director For For Management
7 Reelect Savita Mahajan as Director For For Management
8 Reelect Avnit Bimal Singh as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of P. Sarath Chandra Reddy as
Whole-time Director
10 Approve Revision in the Remuneration For For Management
of M. Madan Mohan Reddy as Whole-time
Director
11 Approve Revision in the Remuneration For For Management
of N. Govindarajan as Managing Director
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AYALA LAND, INC.
Ticker: ALI Security ID: Y0488F100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Fernando Zobel de Ayala as For For Management
Director
4.2 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
4.3 Elect Bernard Vincent O. Dy as Director For For Management
4.4 Elect Antonino T. Aquino as Director For For Management
4.5 Elect Arturo G. Corpuz as Director For For Management
4.6 Elect Rizalina G. Mantaring as Director For For Management
4.7 Elect Rex Ma. A. Mendoza as Director For For Management
4.8 Elect Sherisa P. Nuesa as Director For For Management
4.9 Elect Cesar V. Purisima as Director For For Management
5 Elect SyCip Gorres Velayo & Co. as For For Management
Independent Auditor and Fixing of Its
Remuneration
6 Approve Other Matters For Against Management
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B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: ADPV40583
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Approve Remuneration of Fiscal Council For For Management
Members
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B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: ADPV40583
Meeting Date: APR 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Capital
2 Amend Corporate Purpose For For Management
3 Amend Article For For Management
4 Remove Transitory Disposition in For For Management
Article 79
5 Approve Renumbering of Articles For For Management
6 Consolidate Bylaws For For Management
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BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Financial Report For For Management
4 Approve 2019 Profits Distribution and For For Management
Dividends Distribution Plan
5 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
6 Elect Qi Chunyu as Supervisor For For Management
7 Approve Grant of General Mandate for For For Management
the Issuance of Debt Financing
Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
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BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: JUN 18, 2020 Meeting Type: Special
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
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BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management
Director
4 Elect Naushad Darius Forbes as Director For For Management
5 Elect Anami N Roy as Director For For Management
6 Reelect Nanoo Gobindram Pamnani as For For Management
Director
7 Reelect Dipak Kumar Poddar as Director For For Management
8 Reelect Ranjan Surajprakash Sanghi as For For Management
Director
9 Reelect Balaji Rao Jagannathrao For For Management
Doveton as Director
10 Reelect Omkar Goswami as Director For Against Management
11 Reelect Gita Piramal as Director For For Management
12 Approve Rahulkumar Kamalnayan Bajaj to For For Management
Continue Office as Non-Executive and
Non-Independent Director
13 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
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BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: OCT 23, 2019 Meeting Type: Special
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
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BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: MAR 15, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association - Board For For Management
Related
2 Approve Limit on Foreign Portfolio For Against Management
Investors' Investment
3 Approve Increase in Borrowing Powers For For Management
4 Approve Pledging of Assets for Debt For For Management
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BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: AUG 30, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify KPMG Auditores Independentes as For For Management
the Firm to Appraise Proposed
Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement to Absorb Bradesco For For Management
Cartoes
4 Approve Absorption of Bradesco Cartoes For For Management
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BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: AUG 30, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of BAC Florida Bank For For Management
2 Ratify PricewaterhouseCoopers Servicos For For Management
Professionais Ltda. as the Independent
Firm to Appraise Proposed Transaction
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BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: AUG 30, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Genival Francisco da Silva as None For Shareholder
Alternate Fiscal Council Member
Appointed by Minority Shareholder
2 Amend Article 5 Re: Corporate Purpose For For Management
3 Amend Article 8 For For Management
4 Amend Article 9 For For Management
5 Consolidate Bylaws For For Management
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: NOV 27, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paulo Antonio Spencer Uebel as For For Management
Fiscal Council Member
1.2 Elect Rafael Cavalcanti de Araujo as For For Management
Fiscal Council Member
2.1 Elect Helio Lima Magalhaes as Director For For Management
2.2 Elect Marcelo Serfaty as Director For Against Management
3 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
4.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Helio Lima Magalhaes as Director
4.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Serfaty as Director
5 Amend Articles For For Management
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BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: OCT 30, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
and Reduction of Share Capital Without
Cancellation of Shares
2 Approve Negotiation of Treasury Shares For For Management
3 Amend Articles For Against Management
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BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 1 For For Management
2 Amend Articles Re: Chapter IV For Against Management
3 Amend Articles Re: Chapter V For For Management
4 Amend Articles Re: Chapter VI For For Management
5 Amend Articles Re: Chapter VII For For Management
6 Amend Article 35 For For Management
7 Amend Article 36 For For Management
8 Amend Article 37 For For Management
9 Amend Articles Re: Chapter XI For For Management
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BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: DEC 19, 2019 Meeting Type: Special
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply of Aviation Safety and For For Management
Security Guard Services Agreement and
Related Transactions
2 Approve Profit Distribution Adjustment For For Shareholder
Proposal
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BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial For For Management
Statements and Independent Auditors'
Report
4 Approve 2019 Profit Appropriation For For Management
Proposal
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
6.1 Elect Liu Xuesong as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.2 Elect Han Zhiliang as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.3 Elect Zhang Guoliang as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.4 Elect Gao Shiqing as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.5 Elect Jia Jianqing as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.6 Elect Song Kun as Director, Authorize For For Management
Board to Enter Into Service Contract
with Him, and Authorize Board to Fix
His Remuneration
6.7 Elect Jiang Ruiming as Director, For For Management
Authorize Board to Enter Into Service ��
Contract with Him, and Authorize Board
to Fix His Remuneration
6.8 Elect Liu Guibin as Director, For Against Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.9 Elect Zhang Jiali as Director, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
6.10 Elect Stanley Hui Hon-Chung as For For Management
Director, Authorize Board to Enter
Into Service Contract with Him, and
Authorize Board to Fix His Remuneration
7.1 Elect Song Shengli as Supervisor, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
7.2 Elect Wang Xiaolong as Supervisor, For For Management
Authorize Board to Enter Into Service
Contract with Him, and Authorize Board
to Fix His Remuneration
7.3 Elect Japhet Sebastian Law as For For Management
Supervisor, Authorize Board to Enter
Into Service Contract with Him, and
Authorize Board to Fix His Remuneration
8 Approve Registration and Issue of For For Shareholder
Medium-Term Notes and Grant of
Authorization to the Board to Deal
with Such Related Matters
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BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Interim Dividends For For Management
3 Reelect Devender Singh Rawat as For For Management
Director
4 Elect Prakul Kaushiva as Director For For Management
5 Reelect Bharat Sumant Raut as Director For For Management
6 Reelect Jitender Balakrishnan as For For Management
Director
7 Reelect Leena Srivastava as Director For For Management
8 Reelect Narayanan Kumar as Director For Against Management
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BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: NOV 19, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to Sign
Minutes of Meeting
2 Approve Special Dividend For For Management
3 Wishes None None Management
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Company Articles For For Management
8 Elect Directors and Approve Their For For Management
Remuneration
9 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose and
Receive Information in Accordance to
Article 1.3.6 of Corporate Governance
Principles
10 Receive Information on Share None None Management
Repurchase Program
11 Receive Information on Donations Made None None Management
in 2019
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
13 Ratify External Auditors For For Management
14 Wishes None None Management
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019 and Approve
Treatment of Net Loss
2 Fix Number of Directors at Ten For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Augusto Marques da Cruz Filho as
Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Dan loschpe as Independent
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Buarque de Almeida as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Maria Bittencourt as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Osorio as Independent
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Fernando Furlan as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Pullen Parente as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ivandre Motiel da Silva as
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Rodrigues as Independent
Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo F. Bacci as Independent
Director
8 Elect Pedro Pullen Parente as Board For For Management
Chairman and Augusto Marques da Cruz
Filho as Board Vice-Chairman
9 Approve Remuneration of Company's For For Management
Management
10.1 Elect Attilio Guaspari as Fiscal For For Management
Council Member and Susana Hanna
Stiphan Jabra as Alternate
10.2 Elect Maria Paula Soares Aranha as For For Management
Fiscal Council Member and Monica
Hojaij Carvalho Molina as Alternate
10.3 Elect Andre Vicentini as Fiscal For For Management
Council Member and Valdecyr Maciel
Gomes as Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 21 For For Management
2 Approve Indemnification Agreement For For Management
between the Company and New Elected
Directors
3 Amend Stock Option Plan and Share For Against Management
Matching Plan
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: JAN 10, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Maria Marcondes Penido
Sant'Anna as Director and Eduarda
Penido Dalla Vecchia as Alternate
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Luiz Aguiar Filho as
Director and Leonardo de Almeida Massa
as Alternate
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Coutinho de Sena as
Director and Jose Henrique Braga
Polido Lopes as Alternate
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavio Mendes Aidar as Director
and Livio Hagime Kuze as Alternate
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Roberto Reckziegel Guedes
as Director and Fernando Santos Salles
as Alternate
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Claudio Rapparini Soares as
Director and Eduardo Penido Sant'Anna
as Alternate
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Torres de Faria as
Director and Paulo Marcio de Oliveira
Monteiro as Alternate
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Henrique Sutton de Sousa Neves
as Director and Rosa Evangelina Penido
Dalla Vecchia as Alternate
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Carlos Cavalcanti Dutra
Junior as Director and Nelson
Tambelini Junior as Alternate
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Alberto Colonna Rosman as
Independent Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leonardo Porciuncula Gomes
Pereira as Independent Director
8.12 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo Bunker Gentil as
Independent Director
8.13 Percentage of Votes to Be Assigned - None For Management
Elect Eliane Aleixo Lustosa de Andrade
as Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Ana Maria Marcondes Penido For Against Management
Sant'Anna as Board Chairman and
Ricardo Coutinho de Sena as Board
Vice-Chairman
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12.1 Elect Adalgiso Fragoso de Faria as For For Management
Fiscal Council Member and Marcelo de
Andrade as Alternate
12.2 Elect Bruno Goncalves Siqueira as For For Management
Fiscal Council Member and Daniel da
Silva Alves as Alternate
12.3 Elect Piedade Mota da Fonseca as For For Management
Fiscal Council Member and Ronaldo
Pires da Silva as Alternate
13 Approve Remuneration of Company's For Against Management
Management
14 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Annual Report For For Management
4 Approve 2019 Audited Financial Report For For Management
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve 2020 Investment Plan and For For Management
Capital Expenditure Budget
7 Approve KPMG Huazhen (Special General For For Management
Partnership) as Financial and Internal
Control Auditor and Authorize Board to
Fix their Remuneration
8 Approve Change in the Use of Certain For For Management
Funds Raised from H Shares
9.1 Elect Yang Changli as Director For For Shareholder
9.2 Elect Wang Wei as Director For For Shareholder
10.1 Approve Remuneration of Zhang Shanming For For Management
10.2 Approve Remuneration of Yang Changli For For Management
10.3 Approve Remuneration of Gao Ligang For For Management
10.4 Approve Remuneration of Tan Jiansheng For For Management
10.5 Approve Remuneration of Shi Bing For For Management
10.6 Approve Remuneration of Wang Wei For For Management
10.7 Approve Remuneration of Zhang Yong For For Management
10.8 Approve Remuneration of Na Xizhi For For Management
10.9 Approve Remuneration of Hu Yiguang For For Management
10.10 Approve Remuneration of Francis Siu For For Management
Wai Keung
10.11 Approve Remuneration of Chen Sui For For Management
10.12 Approve Remuneration of Chen Rongzhen For For Management
10.13 Approve Remuneration of Yang Lanhe For For Management
10.14 Approve Remuneration of Zhu Hui For For Management
10.15 Approve Remuneration of Wang Hongxin For For Management
11 Approve Donation of Epidemic For For Management
Prevention and Control Funds
12 Amend Articles of Association For For Management
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
and/or H Shares
14 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 20, 2020 Meeting Type: Special
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CHAILEASE HOLDING CO., LTD.
Ticker: 5871 Security ID: G20288109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Articles of Association For For Management
5 Approve the Company's Plan to Raise For For Management
Long Term Capital
6 Approve the Issuance of New Shares Via For For Management
Capitalization of Retained Earnings
7.1 Elect JOHN-LEE KOO, a Representative For For Management
of CHUN AN INVESTMENT CO., LTD. with
Shareholder No. 93771, as
Non-Independent Director
7.2 Elect FONG-LONG CHEN, a Representative For For Management
of CHUN AN INVESTMENT CO., LTD. with
Shareholder No. 93771, as
Non-Independent Director
7.3 Elect CHEE WEE GOH, with ID No. For For Management
1946102XXX, as Non-Independent Director
7.4 Elect HSIU-TZE CHENG, a Representative For For Management
of CHUN AN TECHNOLOGY CO., LTD. with
Shareholder No. 100317, as
Non-Independent Director
7.5 Elect KING WAI ALFRED WONG, a For For Management
Representative of CHUN AN TECHNOLOGY
CO., LTD. with Shareholder No. 100317,
as Non-Independent Director
7.6 Elect CHIH-YANG, CHEN, a For For Management
Representative of LI CHENG INVESTMENT
CO., LTD. with Shareholder No. 104095,
as Non-Independent Director
7.7 Elect STEVEN JEREMY GOODMAN with ID No. For For Management
1959121XXX as Independent Director
7.8 Elect CHING-SHUI TSOU with ID No. For For Management
J101182XXX as Independent Director
7.9 Elect CASEY K. TUNG with ID No. For For Management
1951121XXX as Independent Director
8 Approve Release of Restrictions of For For Management
Competitive Activities of Director
JOHN-LEE KOO, a Representative of CHUN
AN INVESTMENT CO., LTD.
9 Approve Release of Restrictions of For For Management
Competitive Activities of Director
FONG-LONG CHEN, a Representative of
CHUN AN INVESTMENT CO., LTD.
10 Approve Release of Restrictions of For For Management
Competitive Activities of Director
HSIU-TZE CHENG, a Representative of
CHUN AN TECHNOLOGY CO., LTD.
--------------------------------------------------------------------------------
CHICONY ELECTRONICS CO., LTD.
Ticker: 2385 Security ID: Y1364B106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and For For Management
Consolidated Financial Statements and
Individual Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Loaning of Funds For For Management
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID:�� Y1434M116
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Financial Report For For Management
3 Approve 2019 Profit Distribution Plan For For Management
4 Approve 2020 Financial Budget Plan For For Management
5 Approve 2020 Engagement of Accounting For For Management
Firms and Their Fees
6 Approve 2019 Special Report of Related For For Management
Party Transactions
7 Approve 2019 Report of the Board of For For Management
Directors
8 Approve 2019 Report of the Board of For For Management
Supervisors
9 Approve Wei Guobin as an External For For Management
Supervisor
10 Approve Improvement of Management on For For Management
the Remuneration of Independent
Directors
11 Approve Improvement of Management on For For Management
the Remuneration of External Directors
12 Amend Articles of Association For Against Management
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
16 Approve Change of Office and Residence For For Management
and Amendments to the Related Terms of
the Articles of Association
17 Approve Extension of the Authorization For For Management
Period to the Board of Directors for
Handling Matters in Relation to the
Non-public Offering of Preference
Shares by the General Meeting
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: MAY 20, 2020 Meeting Type: Special
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Authorization For For Management
Period to the Board of Directors for
Handling Matters in Relation to the
Non-public Offering of Preference
Shares by the General Meeting
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 1898 Security ID: Y1434L100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial For For Management
Statements
4 Approve 2019 Profit Distribution Plan For For Management
and Distribution of Final Dividends
5 Approve Capital Expenditure Budget for For Against Management
the Year 2020
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditor and Deloitte Touche
Tohmatsu as International Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve Emoluments of Directors and For For Management
Supervisors
8.01 Approve 2021 Coal Supply Framework For For Management
Agreement, Annual Caps and Related
Transactions
8.02 Approve 2021 Integrated Materials and For For Management
Services Mutual Provision Framework
Agreement, Annual Caps and Related
Transactions
8.03 Approve 2021 Project Design, For For Management
Construction and General Contracting
Services Framework Agreement, Annual
Caps and Related Transactions
8.04 Approve 2021 Financial Services For Against Management
Framework Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: OCT 30, 2019 Meeting Type: Special
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Yongqing as Supervisor For For Management
2 Elect Michel Madelain as Director For For Management
3 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors of the
Bank in 2018
4 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors of the
Bank in 2018
5 Approve Authorization for Additional For For Management
Temporary Limit on Poverty Alleviation
Donations
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Final Financial Accounts For For Management
4 Approve 2019 Profit Distribution Plan For For Management
5 Approve 2020 Budget for Fixed Assets For For Management
Investment
6 Elect Tian Guoli as Director For For Management
7 Elect Feng Bing as Director For For Management
8 Elect Zhang Qi as Director For For Management
9 Elect Xu Jiandong as Director For For Management
10 Elect Malcolm Christopher McCarthy as For For Management
Director
11 Elect Yang Fenglai as Supervisor For For Management
12 Elect Liu Huan as Supervisor For For Management
13 Elect Ben Shenglin as Supervisor For For Management
14 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
15 Approve Authorization for Temporary For For Management
Limit on Charitable Donations for 2020
16 Approve Capital Plan of China For For Management
Construction Bank for 2021 to 2023
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: JUL 30, 2019 Meeting Type: Special
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Xiaopeng as Director For For Shareholder
1.2 Elect Ge Haijiao as Director For For Shareholder
1.3 Elect Cai Yunge as Director For Against Shareholder
1.4 Elect Lu Hong as Director For For Shareholder
1.5 Elect Fu Dong as Director For For Shareholder
1.6 Elect Shi Yongyan as Director For For Shareholder
1.7 Elect Wang Xiaolin as Director For For Shareholder
1.8 Elect Dou Hongquan as Director For For Shareholder
1.9 Elect He Haibin as Director For For Shareholder
1.10 Elect Liu Chong as Director For For Shareholder
1.11 Elect Yu Chunling as Director For For Shareholder
1.12 Elect Fok Oi Ling Catherine as Director For For Management
1.13 Elect Xu Hongcai as Director For For Management
1.14 Elect Wang Liguo as Director For For Management
1.15 Elect Hong Yongmiao as Director For For Management
1.16 Elect Shao Ruiqing as Director For For Management
1.17 Elect Lu Zhengfei as Director For For Management
2.1 Elect Li Xin as Supervisor For For Management
2.2 Elect Yin Lianchen as Supervisor For For Management
2.3 Elect Wu Junhao as Supervisor For For Management
2.4 Elect Wu Gaolian as Supervisor For For Management
2.5 Elect Wang Zhe as Supervisor For For Management
2.6 Elect Qiao Zhimin as Supervisor For For Management
3 Approve Resolution on Formulating the For For Management
Provisional Measures on Administration
of Equities
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: DEC 20, 2019 Meeting Type: Special
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wu Lijun as Director For For Shareholder
2 Approve Remuneration of the Chairman For For Management
of the Board of Supervisors for 2018
3 Elect Liu Jin as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: MAR 26, 2020 Meeting Type: Special
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Amend Articles of Association For For Management
1.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
1.3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
1.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
2 Elect Li Yinquan as Director For For Management
3 Approve Adjustment to the Remuneration For For Management
Standard of Independent Non-Executive
Directors
4 Approve Adjustment to the Remuneration For For Management
Standard of External Supervisors
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Budget Plan of Fixed For For Management
Asset Investment
4 Approve 2019 Audited Accounts Report For For Management
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve Appointment of Accounting Firm For For Management
in 2020
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Issuance of Financial Bonds For For Management
10 Approve 2020 Poverty Alleviation in For For Management
Designated Areas and External Donation
Quota for Unexpected Emergencies
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: JAN 15, 2020 Meeting Type: Special
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend and Related For For Management
Transactions
--------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD.
Ticker: 867 Security ID: G21108124
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lam Kong as Director For For Management
3b Elect Chen Hongbing as Director For For Management
3c Elect Wu Chi Keung as Director For For Management
3d Elect Luo, Laura Ying as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Final Financial Report For For Management
3 Approve 2019 Profit Distribution Plan For For Management
4 Approve 2020 Annual Budgets For For Management
5 Approve 2019 Work Report of the Board For For Management
6 Approve 2019 Work Report of the Board For For Management
of Supervisors
7 Approve 2019 Report of Remuneration of For For Management
Directors
8 Approve 2019 Report of Remuneration of For For Management
Supervisors
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Undated Capital For For Management
Bonds in the Next Three Years
11 Approve Extension of the Validity For For Management
Period of the Resolutions on the
Public Issuance of A Share Convertible
Corporate Bonds and Related
Transactions
12 Approve Report on Utilization of For For Management
Proceeds from the Previous Issuance
13 Approve Shareholder Return Plan for For For Management
2019 to 2021
14 Approve Impacts on Dilution of Current For For Management
Returns of the Public Issuance of A
Share Convertible Corporate Bonds and
the Remedial Measures
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
16 Approve Issuance of Financial Bonds For Against Management
and Tier-2 Capital Bonds in the Next
Three Years
17 Approve Change of Registered Capital For For Management
18 Amend Articles of Association For For Management
19 Elect Gao Yingxin as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 29, 2020 Meeting Type: Special
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Resolutions on the
Public Issuance of A Share Convertible
Corporate Bonds and Related
Transactions
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wang Yuhang as Director For For Management
4.1 Elect Paul Chow Man Yiu as Director For For Management
4.2 Elect Stephen Yiu Kin Wah as Director For For Management
5 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt Share Option Scheme and Related For Against Management
Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhan Yanjing as Director and For For Shareholder
Authorize Board to Fix Her Remuneration
2 Approve Financial Services Framework For Against Management
Agreement, Provision of Deposit
Services, the Caps of the Deposit
Services and Related Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Auditors' Report and For For Management
Audited Financial Statements
4 Approve 2019 Profit Distribution Plan For For Management
and Final Dividend Distribution Plan
5 Authorize Board to Deal With All For For Management
Matters in Relation to the Company's
Distribution of Interim Dividend
6 Approve Baker Tilly China Certified For For Management
Public Accountants as Domestic Auditor
and Baker Tilly Hong Kong Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Elect Li Jun as Director and Authorize For For Management
Board to Fix His Remuneration
8 Elect Wang Yumeng as Supervisor and For For Management
Authorize Board to Fix His Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Unlisted Shares
and H Shares
10 Approve Issuance of Debt Financing For Against Management
Instruments and Related Transactions
11a Amend Articles of Association For For Management
11b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAY 22, 2020 Meeting Type: Special
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Amend Articles of Association For For Management
1b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Zhichao as Director For For Management
3b Elect Zhuang Yong as Director For Against Management
3c Elect Guo Guanghui as Director For Against Management
3d Elect Fan Hsu Lai Tai, Rita as Director For For Management
3e Elect Li Man Bun, Brian David as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 1313 Security ID: G2113L106
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhou Longshan as Director For For Management
3.2 Elect Ji Youhong as Director For For Management
3.3 Elect Ip Shu Kwan Stephen as Director For For Management
3.4 Elect Lam Chi Yuen Nelson as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Ernst and Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LIMITED
Ticker: 1109 Security ID: G2108Y105
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wang Xiangming as Director For For Management
3.2 Elect Zhang Dawei as Director For Against Management
3.3 Elect Xie Ji as Director For For Management
3.4 Elect Yan Biao as Director For Against Management
3.5 Elect Chen Ying as Director For Against Management
3.6 Elect Ho Hin Ngai, Bosco as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: DEC 13, 2019 Meeting Type: Special
Record Date: DEC 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
2.1 Elect Han Yuewei as Non-Independent For For Shareholder
Director
2.2 Elect Deng Ronghui as Non-Independent For For Shareholder
Director
3.1 Elect Weng Jingwen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For For Management
7 Approve Business Cooperation For Against Management
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial For For Management
Statements
4 Approve 2019 Profit Distribution Plan For For Management
and Final Dividend
5 Approve 2019 Remuneration of Directors For For Management
and Supervisors
6 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
7 Approve KPMG as International Auditors For For Management
and KPMG Huazhen LLP as PRC Auditors
and Authorize Directors' Committee to
Fix Their Remuneration
8 Approve Entering into the Shenhua For For Management
Finance Capital Increase Agreement
with Shuohuang Railway, Zhunge'er
Energy, Baoshen Railway, China Energy
and Shenhua Finance and Related
Transactions
9 Approve Entering into the Termination For Against Management
Agreement of the Existing Financial
Services Agreement with China Energy,
Entering into the New Financial
Services Agreement with Shenhua
Finance and the Terms, Annual Caps and
Related Transactions
10 Approve the Increase of Cash Dividend For For Management
Percentage for 2019-2021
11 Amend Articles of Association For Against Management
Regarding Party Committee
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
15.01 Elect Wang Xiangxi as Director For For Shareholder
15.02 Elect Yang Jiping as Director For For Shareholder
15.03 Elect Xu Mingjun as Director For For Shareholder
15.04 Elect Jia Jinzhong as Director For For Shareholder
15.05 Elect Zhao Yongfeng as Director For For Shareholder
16.01 Elect Yuen Kwok Keung as Director For For Shareholder
16.02 Elect Bai Chong-En as Director For For Shareholder
16.03 Elect Chen Hanwen as Director For For Shareholder
17.01 Elect Luo Meijian as Supervisor For For Shareholder
17.02 Elect Zhou Dayu as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: MAY 29, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LIMITED
Ticker: 762 Security ID: Y1519S111
Meeting Date: MAY 25, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Li Fushen as Director For For Management
3.1b Elect Fan Yunjun as Director For For Management
3.1c Elect Law Fan Chiu Fun Fanny as For For Management
Director
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG and KPMG Huazhen LLP as For For Management
Auditors of the Group for Hong Kong
Financial Reporting and U.S. Financial
Reporting Purposes and Authorize Board
to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Annual Report For For Management
4 Approve 2019 Dividend Distribution Plan For For Management
5 Approve Appointment of Auditors For For Management
6 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
7 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Amend Articles of Association For For Management
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
14.1 Elect Hu Guobin as Director For For Management
14.2 Elect Li Qiangqiang as Director For For Management
14.3 Elect Tang Shaojie as Director For For Management
14.4 Elect Wang Haiwu as Director For For Management
14.5 Elect Xin Jie as Director For For Management
14.6 Elect Yu Liang as Director For For Management
14.7 Elect Zhu Jiusheng as Director For For Management
15.1 Elect Zhang Yichen as Director For For Shareholder
15.2 Elect Kang Dian as Director For For Management
15.3 Elect Liu Shuwei as Director For Against Management
15.4 Elect Ng Kar Ling, Johnny as Director For Against Management
16.1 Elect Li Miao as Supervisor For For Management
16.2 Elect Xie Dong as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2020 Meeting Type: Special
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: AUG 21, 2019 Meeting Type: Special
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Teng Weiheng as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: OCT 15, 2019 Meeting Type: Special
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision For For Management
2 Approve Investment to Power For For Shareholder
Distribution Project
3 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Acquisition of Power Distribution
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Auditor For For Management
6 Approve Internal Control Auditor For For Management
7 Approve Short-term Fixed Income For Against Management
Investment
8 Approve Issuance of Debt Financing For For Management
Instruments
9.1 Elect Li Qinghua as Non-Independent For For Management
Director ��
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: JUN 30, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of GDR and Listing on For For Management
London Stock Exchange as well as
Conversion to an Overseas Fundraising
Company
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Scale of GDR in its Lifetime For For Management
2.6 Approve Conversion Rate of GDR and For For Management
Underlying A Shares
2.7 Approve Manner of Pricing For For Management
2.8 Approve Target Subscribers For For Management
2.9 Approve Conversion Restriction Period For For Management
of GDR and Underlying Securities A
Shares
2.10 Approve Underwriting Manner For For Management
3 Approve Report on the Deposit and For For Management
Usage of Raised Funds
4 Approve Issuance of GDR for For For Management
Fund-raising Use Plan
5 Approve Resolution Validity Period For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Distribution Plan of For For Management
Roll-forward Profits
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Work Report of the Board For For Management
of Supervisors
3 Approve 2019 Financial Final Proposal For For Management
4 Approve 2019 Profit Distribution Plan For For Management
5 Approve 2020 Financial Budget Proposal For For Management
6 Approve 2019 Annual Report and Its For For Management
Summary and Results Announcement
7 Approve External Auditors and Fix For For Management
Their Remuneration
8 Approve Related Party Transaction For For Management
Regarding to Group Credit Limits of
Chongqing Yufu Holding Group Co., Ltd.
9 Approve Related Party Transaction For For Management
Regarding to Credit Limits of
Chongqing City Construction Investment
(Group) Company Limited
10 Approve Related Party Transaction For For Management
Regarding to Group Credit Limits of
Chongqing Casin Group Co., Ltd.
11 Approve Related Party Transaction For For Management
Regarding to Group Credit Limits of
Chongqing Development Investment Co.,
Ltd.
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: JUN 29, 2020 Meeting Type: Special
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Related Party Transaction For For Management
of Loncin Holding Co., Ltd.
2 Approve the Bank's Issuance of Capital For For Management
Bonds with No Fixed Term
--------------------------------------------------------------------------------
CLICKS GROUP LTD.
Ticker: CLS Security ID: S17249111
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: JAN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 August 2019
2 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with Anthony
Cadman as the Individual Registered
Auditor
3 Re-elect Fatima Abrahams as Director For For Management
4 Re-elect Martin Rosen as Director For For Management
5.1 Re-elect John Bester as Member of the For For Management
Audit and Risk Committee
5.2 Re-elect Fatima Daniels as Member of For For Management
the Audit and Risk Committee
5.3 Re-elect Nonkululeko Gobodo as Member For For Management
of the Audit and Risk Committee
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Implementation For For Management
Report
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Authorise Specific Repurchase of For For Management
Shares from New Clicks South Africa
Proprietary Limited
10 Approve Directors' Fees For For Management
11 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
12 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: NOV 21, 2019 Meeting Type: Special
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A1 Accept Financial Statements and For For Management
Statutory Reports
A2 Approve Final Dividend For For Management
A3 Elect Hu Guangjie as Director For For Management
A4 Elect Wen Dongfen as Director For For Management
A5 Elect Lawrence J. Lau as Director For For Management
A6 Elect Tse Hau Yin, Aloysius as Director For For Management
A7 Authorize Board to Fix the For For Management
Remuneration of Directors
A8 Approve Deloitte Touche Tohmatsu as For For Management
Independent Auditors and Authorize
Board to Fix Their Remuneration
B1 Authorize Repurchase of Issued Share For For Management
Capital
B2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
B3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COCA-COLA FEMSA SAB DE CV
Ticker: KOFUBL Security ID: P2861Y177
Meeting Date: MAR 17, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries; For Against Management
Verify Director's Independence
Classification; Approve Their
Remuneration
5 Elect Members of Planning and For For Management
Financing Committee, Audit Committee
and Corporate Practices Committee;
Elect Chairman of Committees and Fix
their Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: NOV 26, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Angelo Luiz Moreira Grossi as For For Management
Fiscal Council Member and Andrea
Martins Botaro as Alternate
2 Ratify Election of Wilson Newton de For For Management
Mello Neto as Director
3 Amend Article 14 For For Management
4 Consolidate Bylaws For For Management
5 Rectify Remuneration of Company's For For Management
Management and Fiscal Council Members
Approved at the June 3, 2019, EGM
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
5.1 Elect Mario Engler Pinto Junior as For For Management
Board Chairman
5.2 Elect Benedito Pinto Ferreira Braga For For Management
Junior as Director
5.3 Elect Wilson Newton de Mello Neto as For For Management
Director
5.4 Elect Reinaldo Guerreiro as Director For For Management
5.5 Elect Claudia Polto da Cunha as For For Management
Director
5.6 Elect Francisco Vidal Luna as For For Management
Independent Director
5.7 Elect Lucas Navarro Prado as For For Management
Independent Director
5.8 Elect Francisco Luiz Sibut Gomide as For For Management
Independent Director
5.9 Elect Eduardo de Freitas Teixeira as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mario Engler Pinto Junior as
Board Chairman
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Benedito Pinto Ferreira Braga
Junior as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wilson Newton de Mello Neto as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Reinaldo Guerreiro as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Polto da Cunha as
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Vidal Luna as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucas Navarro Prado as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Luiz Sibut Gomide as
Independent Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo de Freitas Teixeira as
Independent Director
8.1 Elect Fabio Bernacchi Maia as Fiscal For For Management
Council Member and Marcio Cury
Abumussi as Alternate
8.2 Elect Pablo Andres Fernandez Uhart as For For Management
Fiscal Council Member and Cassiano
Quevedo Rosas de Avila as Alternate
8.3 Elect Edson Tomas de Lima Filho as For For Management
Fiscal Council Member and Nanci
Cortazzo Mendes Galuzio as Alternate
8.4 Elect Angelo Luiz Moreira Grossi as For For Management
Fiscal Council Member and Andrea
Martins Botaro as Alternate
9 Fix Number of Directors at Nine For For Management
10 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
4 Designate Diario Oficial da Uniao For For Management
(DOU) to Publish Company Announcements
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
6 Elect Valmir Pedro Rossi as Fiscal None For Shareholder
Council Member and Maria Aparecida
Matanias Hallack as Alternate
Appointed by Minority Shareholder
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS CO. LTD.
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yang Zhicheng as Director For For Management
3a2 Elect Su Baiyuan as Director For For Management
3a3 Elect Chen Chong as Director For For Management
3a4 Elect Lai Ming, Joseph as Director For For Management
3a5 Elect To Yau Kwok as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Guo Zhanjun as Director For For Management
3a2 Elect Rui Meng as Director For For Management
3a3 Elect Chen Weiru as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO., LTD.
Ticker: 000210 Security ID: Y1860N109
Meeting Date: OCT 16, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bae Won-bok as Inside Director For For Management
--------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO., LTD.
Ticker: 000210 Security ID: Y1860N109
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Chung-hun as Outside Director For For Management
4 Elect Lee Chung-hun as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
DOOSAN BOBCAT, INC.
Ticker: 241560 Security ID: Y2103B100
Meeting Date: MAR 24, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Sung-chull as Inside For For Management
Director
3 Elect Choi Ji-gwang as Outside Director For For Management
4 Elect Choi Ji-gwang as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED
Ticker: 500124 Security ID: Y21089159
Meeting Date: JAN 02, 2020 Meeting Type: Court
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation and For For Management
Arrangement
--------------------------------------------------------------------------------
DUBAI ISLAMIC BANK PJSC
Ticker: DIB Security ID: M2888J107
Meeting Date: DEC 17, 2019 Meeting Type: Special
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Noor Bank PJSC For For Management
2 Authorize Board to Finalize Terms and For For Management
Conditions of the Capital Increase and
the Sale and Purchase Agreement
3 Approve Increase in Share Capital in For For Management
Connection with Acquisition
4 Amend Articles to Reflect Changes in For For Management
Capital
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DUBAI ISLAMIC BANK PJSC
Ticker: DIB Security ID: M2888J107
Meeting Date: MAR 15, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2019
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2019
3 Approve Shariah Supervisory Board For For Management
Report for FY 2019
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2019
5 Approve Dividends Representing 35 For For Management
Percent of Share Capital
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2019
8 Approve Discharge of Auditors for FY For For Management
2019
9 Elect Sharia Supervisory Board Members For For Management
(Bundled) for FY 2020
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2020
11 Elect Directors (Bundled) For Against Management
12 Authorize Issuance of Non Convertible For For Management
Bonds/Sukuk Up to USD 7.5 Billion
13 Authorize Issuance of Tier 1 Sukuk For For Management
Program Up to USD 1.5 Billion
14 Authorize Issuance of Tier 2 Sukuk For For Management
Program Up to USD 1.5 Billion
15.1 Approve Stock Ownership Limitations For For Management
Re: Foreign Ownership Limits
15.2 Authorize Board to Ratify and Execute For For�� Management
Approved Resolutions
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: P3661P101
Meeting Date: DEC 16, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For For Management
5 Elect Chairman of Meeting For For Management
6 Appoint Committee in Charge of For For Management
Scrutinizing Elections and Polling
7 Elect Meeting Approval Committee For For Management
8 Approve Reallocation of Occasional For Against Management
Reserves
9 Approve Dividends Charged to For Against Management
Occasional Reserves
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: P3661P101
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For For Management
5 Amend Regulations on General Meetings For Against Management
6 Elect Chairman of Meeting For For Management
7 Appoint Committee in Charge of For For Management
Scrutinizing Elections and Polling
8 Elect Meeting Approval Committee For For Management
9 Present Board of Directors' Report, None None Management
CEO's Evaluation and Compliance with
the Corporate Governance Code
10 Present Board of Directors and None None Management
Chairman's Report
11 Present Individual and Consolidated None None Management
Financial Statements
12 Present Auditor's Report None None Management
13 Approve Management Reports For For Management
14 Approve Individual and Consolidated For For Management
Financial Statements
15 Approve Allocation of Income For For Management
16 Amend Bylaws For For Management
17 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
EDP ENERGIAS DO BRASIL SA
Ticker: ENBR3 Security ID: P3769R108
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capital Budget For For Management
4 Fix Number of Directors at Eight For For Management
5 Approve Remuneration of Company's For For Management
Management
6 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
7 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
8 As an Ordinary Shareholder, Would You None Abstain Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Elect Directors For Against Management
10 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
11 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
12.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Luis Guerra Nunes Mexia
as Director
12.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Nuno Simoes Nunes
Ferreira Setas as Director
12.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Stilwell de Andrade as
Director
12.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joao Manuel Verissimo Marques da
Cruz as Director
12.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Sampaio Malan as
Independent Director
12.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Carlos Coutinho
Pitella as Independent Director
12.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Modesto Souza Barros Carvalhosa
as Independent Director
12.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Juliana Rozenbaum Munemori as
Independent Director
--------------------------------------------------------------------------------
EDP ENERGIAS DO BRASIL SA
Ticker: ENBR3 Security ID: P3769R108
Meeting Date: MAR 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 5 Accordingly
2 Amend Articles For For Management
3 Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EMAAR PROPERTIES PJSC
Ticker: EMAAR Security ID: M4025S107
Meeting Date: JUN 21, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2019
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2019
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2019
4 Approve Remuneration of Directors of For For Management
AED 10,128,333 for FY 2019
5 Approve Discharge of Directors for FY For For Management
2019
6 Approve Discharge of Auditors for FY For For Management
2019
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2020
8 Allow Directors to Engage in For For Management
Commercial Transactions with
Competitors
9 Approve Donations for FY 2020 Up to 2 For For Management
Percent of Average Net Profits of FY
2018 and FY 2019
10 Amend Article 39 of Bylaws Re: The For For Management
General Assembly
11 Amend Article 46 of Bylaws Re: For For Management
Electronic Voting at The General
Assembly
12 Amend Article 57 of Bylaws Re: Interim For For Management
Dividends Distribution
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: P37186106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget
5 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
6 Appoint Auditors For For Management
7 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
8 Designate Risk Assessment Companies For For Management
9 Approve Investment and Financing Policy For For Management
10 Present Dividend Policy and None None Management
Distribution Procedures
11 Receive Report Regarding Related-Party None None Management
Transactions
12 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
13 Other Business For Against Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL GENERACION CHILE SA
Ticker: ENELGXCH Security ID: P3710M109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Directors For For Management
4 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
5 Appoint Auditors For For Management
6 Designate Risk Assessment Companies For For Management
7 Present Dividend Policy and None None Management
Distribution Procedures
8 Receive Report Regarding Related-Party None None Management
Transactions
9 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
10 Other Business For Against Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENKA INSAAT VE SANAYI AS
Ticker: ENKAI Security ID: M4055T108
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to Sign
Meeting Minutes
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Receive Information on Donations Made None None Management
in 2019
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Elect Directors For For Management
8 Approve Director Remuneration For For Management
9 Ratify External Auditors For For Management
10 Approve Allocation of Income For For Management
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Authorize Board to Distribute Advance For For Management
Dividends
13 Approve Advance Dividend Payment for For For Management
2020
14 Receive Information on Share None None Management
Repurchases
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 2688 Security ID: G3066L101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Han Jishen as Director For For Management
3a2 Elect Zhang Yuying as Director For For Management
3a3 Elect Wang Dongzhi as Director For For Management
3a4 Elect Jin Yongsheng as Director For For Management
3a5 Elect Law Yee Kwan, Quinn as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ESTACIO PARTICIPACOES SA
Ticker: YDUQ3 Security ID: P3784E132
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2019
3 Approve Capital Budget For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Fix Number of Directors at Nine For For Management
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7 Elect Directors For For Management
8 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
9 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
10.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Juan Pablo Zucchini as
Independent Director
10.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Luis Luchetti as
Independent Director
10.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Igor Xavier Correia Lima as
Independent Director
10.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Luiz Wurzmann as
Independent Director
10.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Osvaldo Burgos Schirmer as
Independent Director
10.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavio Benicio Jansen Ferreira
as Independent Director
10.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jackson Medeiros de Farias
Schneider as Independent Director
10.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Brenno Raiko de Souza as
Independent Director
10.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Sender Ramirez as
Independent Director
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
12 Approve Classification of Independent For Against Management
Directors
13 Install Fiscal Council For For Management
14 Fix Number of Fiscal Council Members For For Management
at Three
15.1 Elect Jorge Roberto Manoel as Fiscal For For Management
Council Member and Gustavo Matioli
Vieira Janer as Alternate
15.2 Elect Pedro Wagner Pereira Coelho as For For Management
Fiscal Council Member and Saulo de
Tarso Alves Lara as Alternate
15.3 Elect Regina Longo Sanchez as Fiscal For For Management
Council Member and Julio Cesar Garcia
Pina Rodrigues as Alternate
16 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
17 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
ESTACIO PARTICIPACOES SA
Ticker: YDUQ3 Security ID: P3784E132
Meeting Date: APR 24, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to YDUQS For For Management
Participacoes S.A. and Amend Article 1
Accordingly
2 Amend and Renumber Articles For Against Management
3 Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ETIHAD ETISALAT CO.
Ticker: 7020 Security ID: M4100E106
Meeting Date: APR 13, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2019
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2019
3 Approve Board Report on Company For For Management
Operations for FY 2019
4 Approve Discharge of Directors for FY For For Management
2019
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q3 and Q4 of FY 2020
and Q1 of FY 2021
6 Approve Related Party Transactions Re: For For Management
Emirates Telecommunications
Corporation for FY 2019
7 Approve Related Party Transactions For For Management
with Saudi Banks during FY 2019
8 Approve Competitive Business Standards For For Management
9 Approve Related Party Transactions For Against Management
--------------------------------------------------------------------------------
FENG TAY ENTERPRISE CO., LTD.
Ticker: 9910 Security ID: Y24815105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Articles of Association For For Management
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.i Accept Reports of Audit, Corporate For For Management
Practices, Nominating and Remuneration
Committees
1.ii Accept Technical Committee Report on For For Management
Compliance in Accordance to Article
172 of General Mercantile Companies Law
1.iii Accept Report of Trust Managers in For For Management
Accordance to Article 44-XI of
Securities Market Law, Including
Technical Committee's Opinion on that
Report
1.iv Accept Technical Committee Report on For For Management
Operations and Activities Undertaken
2 Approve Financial Statements and For For Management
Allocation of Income
3.a Elect or Ratify Ignacio Trigueros For For Management
Legarreta as Member of Technical
Committee (Proposed by Nominations and
Compensations Committee)
3.b Elect or Ratify Antonio Hugo Franck For For Management
Cabrera as Member of Technical
Committee (Proposed by Nominations and
Compensations Committee)
3.c Elect or Ratify Ruben Goldberg Javkin For For Management
as Member of Technical Committee
(Proposed by Nominations and
Compensations Committee)
3.d Elect or Ratify Herminio Blanco For For Management
Mendoza as Member of Technical
Committee (Proposed by Nominations and
Compensations Committee)
3.e Elect or Ratify Alberto Felipe Mulas For For Management
Alonso as Member of Technical
Committee (Proposed by Nominations and
Compensations Committee)
4 Elect or Ratify Members, Alternates For Against Management
and Secretary (Non-Member) of
Technical Committee; Verify
Independence Classification
5 Approve Remuneration of Technical For For Management
Committee Members
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FILA KOREA LTD.
Ticker: 081660 Security ID: Y2484W103
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LIMITED
Ticker: 27 Security ID: Y2679D118
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Paddy Tang Lui Wai Yu as Director For For Management
2.2 Elect William Yip Shue Lam as Director For For Management
2.3 Elect Patrick Wong Lung Tak as Director For Against Management
2.4 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 03, 2020 Meeting Type: Annual/Special
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for Consolidated Accounts
9 Reelect Martin Gonzalo Umaran as For For Management
Director
10 Reelect Guibert Andres Englebienne as For For Management
Director
11 Reelect Linda Rottenberg as Director For For Management
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Amend Article 10.2 of the Articles of For Against Management
Association
3 Amend Article 10.8 of the Articles of For For Management
Association
--------------------------------------------------------------------------------
GLOBE TELECOM, INC.
Ticker: GLO Security ID: Y27257149
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Stockholders' For For Management
Meeting held on April 23, 2019
2 Approve the Annual Report of Officers For For Management
and Audited Financial Statements
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
Adopted During the Preceding Year
4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management
Director
4.2 Elect Delfin L. Lazaro as Director For Against Management
4.3 Elect Lang Tao Yih, Arthur as Director For Against Management
4.4 Elect Fernando Zobel de Ayala as For Against Management
Director
4.5 Elect Jose Teodoro K. Limcaoco as For Against Management
Director
4.6 Elect Romeo L. Bernardo as Director For Against Management
4.7 Elect Ernest L. Cu as Director For For Management
4.8 Elect Samba Natarajan as Director For Against Management
4.9 Elect Saw Phaik Hwa as Director For For Management
4.10 Elect Cirilo P. Noel as Director For For Management
4.11 Elect Rex Ma. A. Mendoza as Director For For Management
5 Approve Independent Auditors and For For Management
Fixing of Their Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
GLOW ENERGY PUBLIC COMPANY LIMITED
Ticker: GLOW Security ID: Y27290124
Meeting Date: AUG 13, 2019 Meeting Type: Special
Record Date: JUL 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Delisting of Securities of the For For Management
Company from the SET and the
Delegation of Authority Related to
Matter
3 Other Business For Against Management
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: NOV 18, 2019 Meeting Type: Special
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: MAR 17, 2020 Meeting Type: Special
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Special Report on Foreign For For Management
Exchange Derivatives Trading Business
8 Approve Use of Own Idle Funds for For Against Management
Investment in Financial Products
9 Approve Daily Related-Party For For Management
Transactions
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA
Ticker: OPAP Security ID: X3232T104
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Management of Company and For For Management
Grant Discharge to Auditors
3 Approve Auditors and Fix Their For For Management
Remuneration
4 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
5 Advisory Vote on Remuneration Report For For Management
6 Amend Company Articles For For Management
7 Approve Allocation of Income and For For Management
Dividends
8 Approve Annual Bonus by Means of For For Management
Profit Distribution to Executives and
Key Personnel
9 Approve Profit Distribution to For For Management
Executives and Key Personnel Under the
Long-Term Incentive Plan 2017-2019
10 Approve New Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD.
Ticker: GRT Security ID: S3373C239
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Present the Financial Statements and None None Management
Statutory Reports for the Year Ended
30 June 2019
1.2.1 Elect Frank Berkeley as Director For For Management
1.2.2 Elect John van Wyk as Director For For Management
1.2.3 Elect Christina Teixeira as Director For Abstain Management
1.3.1 Re-elect Lynette Finlay as Director For For Management
1.3.2 Re-elect Sebenzile Mngconkola as For For Management
Director
1.3.3 Re-elect Mpume Nkabinde as Director For For Management
1.4.1 Elect Frank Berkeley as Member of the For For Management
Audit Committee
1.4.2 Re-elect Lynette Finlay as Member of For For Management
the Audit Committee
1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management
of the Audit Committee
1.4.4 Elect Christina Teixeira as Member of For Abstain Management
the Audit Committee
1.5 Appoint EY as Auditors of the Company For For Management
1.6.1 Approve Remuneration Policy For For Management
1.6.2 Approve Implementation of Remuneration For For Management
Policy
1.7 Place Authorised but Unissued Shares For For Management
under Control of Directors
1.8 Authorise Directors to Issue Shares to For For Management
Afford Shareholders Distribution
Reinvestment Alternatives
1.9 Authorise Board to Issue Shares for For For Management
Cash
1.10 Approve Social, Ethics and For For Management
Transformation Committee Report
2.1 Approve Non-executive Directors' Fees For For Management
2.2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
2.3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: MAR 30, 2020 Meeting Type: Special
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Set Maximum Amount of Share Repurchase For For Management
Reserve
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report on Financial For For Management
Statements and Statutory Reports
1.b Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.c Approve Board's Report on Operations For For Management
and Activities Undertaken by Board
1.d Approve Report on Activities of Audit For For Management
and Corporate Practices Committee
1.e Approve All Operations Carried out by For For Management
Company and Ratify Actions Carried out
by Board, CEO and Audit and Corporate
Practices Committee
2 Approve Allocation of Income For For Management
3 Receive Auditor's Report on Tax None None Management
Position of Company
4.a1 Elect Carlos Hank Gonzalez as Board For For Management
Chairman
4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management
Director
4.a3 Elect David Juan Villarreal Montemayor For For Management
as Director
4.a4 Elect Jose Marcos Ramirez Miguel as For For Management
Director
4.a5 Elect Carlos de la Isla Corry as For For Management
Director
4.a6 Elect Everardo Elizondo Almaguer as For For Management
Director
4.a7 Elect Carmen Patricia Armendariz For For Management
Guerra as Director
4.a8 Elect Hector Federico Reyes Retana y For For Management
Dahl as Director
4.a9 Elect Alfredo Elias Ayub as Director For For Management
4.a10 Elect Adrian Sada Cueva as Director For For Management
4.a11 Elect David Penaloza Alanis as Director For For Management
4.a12 Elect Jose Antonio Chedraui Eguia as For For Management
Director
4.a13 Elect Alfonso de Angoitia Noriega as For For Management
Director
4.a14 Elect Thomas Stanley Heather Rodriguez For For Management
as Director
4.a15 Elect Graciela Gonzalez Moreno as For For Management
Alternate Director
4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management
Alternate Director
4.a17 Elect Alberto Halabe Hamui as For For Management
Alternate Director
4.a18 Elect Gerardo Salazar Viezca as For For Management
Alternate Director
4.a19 Elect Alberto Perez-Jacome Friscione For For Management
as Alternate Director
4.a20 Elect Diego Martinez Rueda-Chapital as For For Management
Alternate Director
4.a21 Elect Roberto Kelleher Vales as For For Management
Alternate Director
4.a22 Elect Clemente Ismael Reyes Retana For For Management
Valdes as Alternate Director
4.a23 Elect Isaac Becker Kabacnik as For For Management
Alternate Director
4.a24 Elect Jose Maria Garza Trevino as For For Management
Alternate Director
4.a25 Elect Carlos Cesarman Kolteniuk as For For Management
Alternate Director
4.a26 Elect Humberto Tafolla Nunez as For For Management
Alternate Director
4.a27 Elect Guadalupe Phillips Margain as For For Management
Alternate Director
4.a28 Elect Ricardo Maldonado Yanez as For For Management
Alternate Director
4.b Elect Hector Avila Flores (Non-Member) For For Management
as Board Secretary
4.c Approve Directors Liability and For For Management
Indemnification
5 Approve Remuneration of Directors For For Management
6 Elect Hector Federico Reyes Retana y For For Management
Dahl as Chairman of Audit and
Corporate Practices Committee
7.1 Approve Report on Share Repurchase For For Management
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Approve Certification of the Company's For For Management
Bylaws
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA SA
Ticker: GGAL Security ID: 399909100
Meeting Date: APR 28, 2020 Meeting Type: Annual/Special
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Present Business Affairs of Subsidiary For For Management
Banco de Galicia y Buenos Aires SA;
Determine Grupo Financiero Galicia's
Position Regarding Banco Galicia's
Next AGM
3 Consider Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income, Increase For For Management
Discretionary Reserve for Distribution
of Dividends; Partially Decrease
Discretionary Reserve; Distribute Cash
Dividends; Constitute Discretionary
Reserve for Development of New
Businesses and Support of Companies
5 Approve Discharge of Directors and For For Management
Internal Statutory Auditors Committee
(Comision Fiscalizadora)
6 Approve Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
7 Approve Remuneration of Directors For For Management
8 Approve Advance Remuneration of For For Management
Directors up to the Amount Determined ��
by AGM
9 Elect Three Members of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora) and Their Respective
Alternates for One-Year Term
10 Fix Number of and Elect Directors and For Against Management
Alternates
11 Approve Remuneration of Auditors For For Management
12 Elect Principal and Alternate Auditors For For Management
--------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Approve Policy Related to Acquisition For For Management
of Own Shares; Set Aggregate Nominal
Amount of Share Repurchase Reserve
5 Approve Discharge of Board of For For Management
Directors, Executive Chairman and
Board Committees
6 Ratify Auditors For For Management
7 Elect or Ratify Directors; Verify For Against Management
Independence of Board Members; Elect
or Ratify Chairmen and Members of
Board Committees
8 Approve Remuneration of Directors and For For Management
Members of Board Committees
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: AUG 06, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Auditors For For Management
2 Approve Appointment of Internal For For Management
Control Auditors
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HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: FEB 20, 2020 Meeting Type: Special
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Approve Cancellation of Repurchased For For Management
Shares
3 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Income Allocation
2 Receive Report on Activities of Audit None None Management
Committee
3 Approve Management of Company and For For Management
Grant Discharge to Auditors
4 Ratify Auditors For For Management
5 Approve Remuneration Policy For For Management
6 Approve Director Remuneration For For Management
7 Advisory Vote on Remuneration Report For For Management
8 Approve Director Liability and For For Management
Indemnification
9 Announcement of Related Party None None Management
Transactions
10 Amend Company Articles For For Management
11.1 Elect Amanda Sisson as Director For For Management
11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder
Board
11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder
Board
12.1 Elect Amanda Sisson as Audit Committee For For Management
Member
12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder
Audit Committee
12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder
Audit Committee
13 Announcement of Director Appointments None None Management
14 Various Announcements None None Management
--------------------------------------------------------------------------------
HERO MOTOCORP LIMITED
Ticker: 500182 Security ID: Y3194B108
Meeting Date: JUL 29, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Vikram Sitaram Kasbekar as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Jagmohan Singh Raju as Director For For Management
6 Reelect Meleveetil Damodaran as For For Management
Director
7 Reelect Pradeep Dinodia as Director For For Management
8 Approve Reappointment and Remuneration For For Management
of Vikram Sitaram Kasbekar, Executive
Director - Operations as Whole-Time
Director
--------------------------------------------------------------------------------
HINDALCO INDUSTRIES LIMITED
Ticker: 500440 Security ID: Y3196V185
Meeting Date: AUG 30, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Rajashree Birla as Director For Against Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Vikas Balia as Director For For Management
6 Reelect K. N. Bhandari as Director For Against Management
7 Reelect Ram Charan as Director For Against Management
--------------------------------------------------------------------------------
HINDUSTAN PETROLEUM CORPORATION LIMITED
Ticker: 500104 Security ID: Y3224R123
Meeting Date: AUG 21, 2019 Meeting Type: Annual
Record Date: AUG 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Approve For For Management
Final Dividend
3 Reelect Vinod S. Shenoy as Director For For Management
4 Reelect Subhash Kumar as Director For For Management
5 Elect Sunil Kumar as Government For For Management
Nominee Director
6 Elect G. Rajendran Pillai as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
8 Approval Material Related Party For For Management
Transactions
--------------------------------------------------------------------------------
HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: MAR 18, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wilhelmus Adrianus Theodorus For For Management
Uijen as Director and Approve
Appointment and Remuneration of
Wilhelmus Adrianus Theodorus Uijen as
Whole-time Director
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HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Dev Bajpai as Director For For Management
4 Reelect Srinivas Phatak as Director For For Management
5 Reelect Wilhemus Uijen as Director For For Management
6 Elect Ashish Sharad Gupta as Director For For Management
7 Approve Payment of Commission to For For Management
Non-Executive Directors
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED
Ticker: 500010 Security ID: Y37246207
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect V. Srinivasa Rangan as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Bhaskar Ghosh as Director For For Management
6 Elect Ireena Vittal as Director For For Management
7 Reelect Nasser Munjee as Director For For Management
8 Reelect J. J. Irani as Director For For Management
9 Approve Related Party Transactions For For Management
with HDFC Bank Limited
10 Approve Commission to Non-Executive For For Management
Directors
11 Approve Revision in the Remuneration For For Management
of Keki M. Mistry as Managing Director
Designated as Vice Chairman & Chief
Executive Officer
12 Authorize Issuance of Redeemable For For Management
Non-Convertible Debentures and/ or Any
Other Hybrid Instruments on Private
Placement Basis
--------------------------------------------------------------------------------
HYUNDAI GLOVIS CO., LTD.
Ticker: 086280 Security ID: Y27294100
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For �� For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jeon Geum-bae as Inside Director For Against Management
3.2 Elect Kim Jun-gyu as Outside Director For For Management
3.3 Elect Lim Chang-gyu as Outside Director For Against Management
4.1 Elect Kim Jun-gyu as a Member of Audit For For Management
Committee
4.2 Elect Lim Chang-gyu as a Member of For Against Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD.
Ticker: 012330 Security ID: Y3849A109
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3.1.1 Elect Karl-Thomas Neumann as Outside For For Management
Director
3.1.2 Elect Jang Young-woo as Outside For For Management
Director
3.2 Elect Chung Eui-sun as Inside Director For For Management
4.1 Elect Karl-Thomas Neumann as a Member For For Management
of Audit Committee
4.2 Elect Jang Young-woo as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y3860Z132
Meeting Date: AUG 09, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Anup Bagchi as Director For For Management
4 Approve Walker Chandiok & Co LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Elect Hari L. Mundra as Director For For Management
7 Elect Rama Bijapurkar as Director For For Management
8 Elect B. Sriram as Director For For Management
9 Elect Subramanian Madhavan as Director For For Management
10 Approve Appointment and Remuneration For For Management
of Sandeep Bakhshi as Managing
Director & Chief Executive Officer
11 Elect Sandeep Batra as Director For For Management
12 Approve Appointment and Remuneration For For Management
of Sandeep Batra as Wholetime Director
(designated as Executive Director)
13 Approve Revision in the Remuneration For For Management
of N. S. Kannan as Executive Director
14 Approve Revision in the Remuneration For For Management
of Vishakha Mulye as Executive Director
15 Approve Revision in the Remuneration For For Management
of Vijay Chandok as Executive Director
16 Approve Revision in the Remuneration For For Management
of Anup Bagchi as Executive Director
17 Amend Memorandum of Association For For Management
18 Adopt New Articles of Association For For Management
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INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Work Report of the Board For For Management
of Supervisors
3 Approve 2019 Audited Accounts For For Management
4 Approve 2019 Profit Distribution Plan For For Management
5 Approve 2020 Fixed Asset Investment For For Management
Budget
6 Approve KPMG Huazhen LLP and KPMG as For For Management
Domestic External Auditors and KPMG as
Domestic External Auditors
7 Elect Shen Si as Director For For Management
8 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds and Eligible Tier
2 Capital Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of Eligible Tier 2 For For Shareholder
Capital Instruments
11 Approve Application for Authorization For For Shareholder
Limit for Special Donations for
COVID-19 Pandemic Prevention and
Control
12 Elect Liao Lin as Director For For Shareholder
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: Y4082C133
Meeting Date: JUN 27, 2020 Meeting Type: Annual
Record Date: JUN 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Salil Parekh as Director For For Management
4 Elect Uri Levine as Director For For Management
--------------------------------------------------------------------------------
INTERCONEXION ELECTRICA SA ESP
Ticker: ISA Security ID: P5624U101
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Present Meeting Secretary's Report Re: None None Management
Minutes of Meeting Held on March 29,
2019
3 Elect Meeting Approval Committee For For Management
4 Welcome Message from Chairman and None None Management
Presentation of Board Report
5 Approve Management Report For For Management
6 Present Individual and Consolidated None None Management
Financial Statements
7 Present Auditor's Report None None Management
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income and For For Management
Dividends
10 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
11 Elect Directors For Against Management
12 Approve Remuneration Policy For For Management
13 Approve Remuneration of Directors For For Management
14 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC.
Ticker: ICT Security ID: Y41157101
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order For For Management
2 Determination of Existence of Quorum For For Management
3 Approve Minutes of the Annual For For Management
Stockholders' Meeting Held on April
11, 2019
4 Presentation of Chairman's Report For For Management
5 Approve the Chairman's Report and the For For Management
2019 Audited Financial Statements
6 Ratify the Acts, Contracts, For For Management
Investments, and Resolutions of the
Board of Directors and Management
Since the Last Annual Stockholders'
Meeting
7.1 Elect Enrique K. Razon, Jr. as Director For For Management
7.2 Elect Cesar A. Buenaventura as Director For Against Management
7.3 Elect Octavio Victor R. Espiritu as For Against Management
Director
7.4 Elect Joseph R. Higdon as Director For For Management
7.5 Elect Jose C. Ibazeta as Director For For Management
7.6 Elect Stephen A. Paradies as Director For Against Management
7.7 Elect Andres Soriano III as Director For For Management
8 Appoint External Auditors For Against Management
9 Approve Other Matters For Against Management
10 Adjournment For For Management
--------------------------------------------------------------------------------
INVESTEC LTD.
Ticker: INL Security ID: S39081138
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Zarina Bassa as Director For For Management
2 Re-elect Peregrine Crosthwaite as For For Management
Director
3 Re-elect Hendrik du Toit as Director For For Management
4 Re-elect David Friedland as Director For For Management
5 Re-elect Philip Hourquebie as Director For For Management
6 Re-elect Charles Jacobs as Director For For Management
7 Re-elect Ian Kantor as Director For For Management
8 Re-elect Lord Malloch-Brown as Director For For Management
9 Re-elect Khumo Shuenyane as Director For For Management
10 Re-elect Fani Titi as Director For For Management
11 Elect Kim McFarland as Director For For Management
12 Elect Nishlan Samujh as Director For For Management
13 Approve Remuneration Report including For For Management
Implementation Report
14 Approve Remuneration Policy For For Management
15 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
16 Present the Financial Statements and None None Management
Statutory Reports for the Year Ended
31 March 2019
17 Sanction the Interim Dividend on the For For Management
Ordinary Shares
18 Sanction the Interim Dividend on the For For Management
Dividend Access (South African
Resident) Redeemable Preference Share
19 Approve Final Dividend on the Ordinary For For Management
Shares and the Dividend Access (South
African Resident) Redeemable
Preference Share
20 Reappoint Ernst & Young Inc as Joint For For Management
Auditors of the Company
21 Reappoint KPMG Inc as Joint Auditors For For Management
of the Company
22 Place Unissued Variable Rate, For For Management
Cumulative, Redeemable Preference
Shares and Unissued Non-Redeemable,
Non-Cumulative, Non-Participating
Preference Shares Under Control of
Directors
23 Place Unissued Unissued Special For For Management
Convertible Redeemable Preference
Shares Under Control of Directors
24 Authorise Repurchase of Issued For For Management
Ordinary Shares
25 Authorise Repurchase of Any For For Management
Redeemable, Non-Participating
Preference Shares and Non-Redeemable,
Non-Cumulative, Non-Participating
Preference Shares
26 Approve Financial Assistance to For For Management
Subsidiaries and Directors
27 Approve Non-executive Directors' For For Management
Remuneration
28 Accept Financial Statements and For For Management
Statutory Reports
29 Sanction the Interim Dividend on the For For Management
Ordinary Shares
30 Approve Final Dividend For For Management
31 Reappoint Ernst & Young LLP as Auditors For For Management
32 Authorise Board to Fix Remuneration of For For Management
Auditors
33 Authorise Issue of Equity For For Management
34 Authorise Market Purchase of Ordinary For For Management
Shares
35 Authorise Market Purchase of For For Management
Preference Shares
36 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
INVESTEC LTD.
Ticker: INL Security ID: S39081138
Meeting Date: FEB 10, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Demerger of Ninety One from Investec
Group
2 Approve Matters Relating to the Share For For Management
Premium Account and Capital Reduction
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: AUG 12, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Approve Change in Board Term For Against Management
3 Elect Ivan de Souza Monteiro as Board For For Management
Chairman
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: SEP 19, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thais Ricarte Peters as For For Management
Alternate Director
2 Elect Otavio Ladeira de Medeiros as For For Management
Fiscal Council Member
3 Approve 3-for-1 Stock Split For For Management
4 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: MAY 11, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUN 12, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.a Amend Articles For Against Management
1.b Amend Article 50 Re: Profit Reserves For For Management
2 Elect Ellen Gracie Northfleet as For For Management
Independent Director
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUN 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
a Amend Articles For Against Management
b Amend Article 50 Re: Profit Reserves For For Management
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: JUL 12, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect David Robert Simpson as For For Management
Director
4 Reelect John Pulinthanam as Director For For Management
5 Approve S R B C & CO LLP, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Hemant Bhargava as Director For For Management
7 Elect Sumant Bhargavan as Director and For For Management
Approve Appointment and Remuneration
of Sumant Bhargavan as Wholetime
Director
8 Reelect Arun Duggal as Director For For Management
9 Reelect Sunil Behari Mathur as Director For For Management
10 Reelect Meera Shankar as Director For For Management
11 Approve Remuneration of P. Raju Iyer For For Management
as Cost Auditors
12 Approve Remuneration of S. Mahadevan & For For Management
Co. as Cost Auditors
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: SEP 23, 2019 Meeting Type: Special
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ajit Kumar Seth as Director For For Management
2 Elect Anand Nayak as Director For For Management
3 Approve Variation in Terms of For For Management
Remuneration Payable to Chairman &
Managing Director and Wholetime
Directors
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Fiscal Council Members For For Management
at Four
4 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
5.1 Elect Adrian Lima da Hora as Fiscal For Against Management
Council Member and Andre Alcantara
Ocampos as Alternate
5.2 Elect Demetrius Nichele Macei as For Against Management
Fiscal Council Member and Marcos Godoy
Brogiato as Alternate
5.3 Elect Jose Paulo da Silva Filho as For Against Management
Fiscal Council Member and Sandro
Domingues Raffai as Alternate
5.4 Elect Mauricio Wanderley Estanislau da For For Management
Costa as Fiscal Council Member and
Francisco Vicente Santana Silva Telles
as Alternate
6 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Midup For For Management
Participacoes Ltda. (Midup)
2 Ratify Factum - Avaliacoes e For For Management
Consultoria S/S - EPP (Factum) as
Independent Firm to Appraise Proposed
Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Midup For For Management
Participacoes Ltda. (Midup) and
Authorize Executives to Ratify and
Execute Approved Resolutions
5 Re-Ratify Absorption of Midtown For For Management
Participacoes Ltda., Tannery do Brasil
S.A. and IM Pecus Industria e Comercio
de Couros e Derivados Ltda. for
Regularization of Certain Company's
Real Estate Properties
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Independent For For Management
Directors
5 Approve Report of the Supervisors For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Change in Usage of Share For For Management
Repurchase
9.1 Approve Remuneration of Directors and For For Management
Senior Management
9.2 Approve Remuneration of Supervisors For For Management
10 Approve Issuance of Medium-term Notes For For Management
11 Approve to Carry-out Online For For Management
Non-recovery Factoring Business
12 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LIMITED
Ticker: 1888 Security ID: G5257K107
Meeting Date: DEC 12, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the New Supply and Service For For Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LIMITED
Ticker: 1888 Security ID: G5257K107
Meeting Date: MAY 25, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Cheung Kwok Wa as Director For For Management
3B Elect Cheung Ka Ho as Director For For Management
3C Elect Leung Tai Chiu as Director For For Management
3D Elect Ip Shu Kwan, Stephen as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KOC HOLDING AS ��
Ticker: KCHOL Security ID: M63751107
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointment For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2019
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
the 2020 and Receive Information on
Donations Made in 2019
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
KOREA INVESTMENT HOLDINGS CO., LTD.
Ticker: 071050 Security ID: Y4862P106
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
2.1 Elect Kim Nam-goo as Inside Director For For Management
2.2 Elect Lee Gang-haeng as Inside Director For For Management
2.3 Elect Hobart Lee Epstein as Outside For For Management
Director
2.4 Elect Jeong Young-rok as Outside For For Management
Director
3 Elect Jeong Young-rok as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ZINC CO., LTD.
Ticker: 010130 Security ID: Y4960Y108
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Choi Yoon-beom as Inside Director For For Management
2.2 Elect Jang Hyeong-jin as For For Management
Non-Independent Non-Executive Director
2.3 Elect Seong Yong-rak as Outside For For Management
Director
2.4 Elect Lee Jong-gwang as Outside For For Management
Director
2.5 Elect Kim Doh-hyeon as Outside Director For For Management
3.1 Elect Lee Jong-gwang as a Member of For For Management
Audit Committee
3.2 Elect Kim Doh-hyeon as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUMHO PETROCHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y5S159113
Meeting Date: MAR 13, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Lee Jae-gyeong as Outside For For Management
Director
3 Elect Lee Jae-gyeong as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LARSEN & TOUBRO LIMITED
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect M.V. Satish as Director For For Management
4 Reelect Shailendra Roy as Director For For Management
5 Reelect R. Shankar Raman as Director For For Management
6 Reelect J.D Patil as Director For For Management
7 Reelect M.M. Chitale as Director For For Management
8 Reelect M. Damodaran as Director For For Management
9 Reelect Vikram Singh Mehta as Director For For Management
10 Reelect Adil Zainulbhai as Director For For Management
11 Approve Remuneration to S.N For Against Management
Subrahmanyan as Chief Executive
Officer and Managing Director
12 Approve Remuneration to R. Shankar For Against Management
Raman as Chief Financial Officer and
Whole-time Director
13 Amend Objects Clause of Memorandum of For For Management
Association
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
15 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
LG UPLUS CORP.
Ticker: 032640 Security ID: Y5293P102
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Jae-ho as Outside Director For For Management
4 Elect Lee Jae-ho as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
LI NING COMPANY LIMITED
Ticker: 2331 Security ID: G5496K124
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Kosaka Takeshi as Director For For Management
3.1b Elect Wang Ya Fei as Director For For Management
3.1c Elect Chan Chung Bun, Bunny as Director For For Management
3.2 Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers, For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: OCT 25, 2019 Meeting Type: Special
Record Date: SEP 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin off of Solid State For For Management
Storage Business Unit to SOLID STATE
STORAGE CORPORATION
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
LONGFOR GROUP HOLDINGS LIMITED
Ticker: 960 Security ID: G5635P109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Shao Mingxiao as Director For For Management
3.2 Elect Wang Guangjian as Director For Against Management
3.3 Elect Chan Chi On, Derek as Director For For Management
3.4 Elect Xiang Bing as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MALAYSIA AIRPORTS HOLDINGS BERHAD
Ticker: 5014 Security ID: Y5585D106
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Directors' Benefits For For Management
3 Elect Jana Santhiran Muniayan as For For Management
Director
4 Elect Zamzuri Abdul Aziz as Director For For Management
5 Elect Yam Kong Choy as Director For For Management
6 Elect Zalekha Hassan as Director For For Management
7 Elect Rosli Abdullah as Director For For Management
8 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: AUG 27, 2019 Meeting Type: Annual
Record Date: AUG 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Toshihiro Suzuki as Director For For �� Management
4 Reelect Kinji Saito as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of Kenichi Ayukawa as Managing
Director and Chief Executive Officer
6 Elect Takahiko Hashimoto as Director For For Management
and Approve Appointment and
Remuneration of Takahiko Hashimoto as
Whole-time Director designated as
Director (Marketing & Sales)
7 Reelect D.S. Brar as Director For For Management
8 Reelect R.P. Singh as Director For For Management
9 Elect Lira Goswami as Director For For Management
10 Elect Hiroshi Sakamoto as Director For For Management
11 Elect Hisashi Takeuchi as Director For For Management
12 Approve Enhancement of Ceiling of For For Management
Payment of Commission to Non-Executive
Directors
13 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
MEDIATEK, INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Orr Gordon Robert Halyburton as For For Management
Director
3 Elect Leng Xuesong as Director For For Management
4 Elect Shum Heung Yeung Harry as For For Management
Director
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MERITZ SECURITIES CO., LTD.
Ticker: 008560 Security ID: Y594DP360
Meeting Date: MAR 13, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Bae Jun-su as Inside Director For For Management
3.2 Elect Kim Seok-jin as Outside Director For For Management
4 Elect Koo Jeong-han as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Kim Seok-jin as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
METRO PACIFIC INVESTMENTS CORPORATION
Ticker: MPI Security ID: Y60305102
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Minutes of the Annual For For Management
Meeting of Stockholders Held on May
27, 2019
2 Approve Report of the President and For For Management
Chief Executive Officer
3 Approve the 2019 Audited Financial For For Management
Statements
4 Ratify the Acts of the Board of For For Management
Directors and Management
5.1 Elect Albert F. Del Rosario as Director For Against Management
5.2 Elect Lydia B. Echauz as Director For For Management
5.3 Elect Ray C. Espinosa as Director For Against Management
5.4 Elect Ramoncito S. Fernandez as For Against Management
Director
5.5 Elect Rodrigo E. Franco as Director For Against Management
5.6 Elect Edward S. Go as Director For For Management
5.7 Elect Jose Ma. K. Lim as Director For For Management
5.8 Elect David J. Nicol as Director For Against Management
5.9 Elect Augusto P. Palisoc Jr. as For Against Management
Director
5.10 Elect Artemio V. Panganiban as Director For For Management
5.11 Elect Manuel V. Pangilinan as Director For Against Management
5.12 Elect Jose Jesus G. Laurel as Director For Against Management
5.13 Elect Francisco C. Sebastian as For Against Management
Director
5.14 Elect Alfred V. Ty as Director For Against Management
5.15 Elect Christopher H. Young as Director For Against Management
6 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
MINERVA SA
Ticker: BEEF3 Security ID: P6831V106
Meeting Date: MAR 20, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
without Cancellation of Shares and
Amend Article 5 Accordingly
2 Amend Article 6 to Reflect Changes in For For Management
Authorized Capital
3 Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MINERVA SA
Ticker: BEEF3 Security ID: P6831V106
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2019
3 Approve Allocation of Income For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ibar Vilela de Queiroz as Board
Chairman and Rafael Vincentini de
Queiroz as Alternate
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Frederico Alcantara de Queiroz
as Board Vice-Chairman and Rafael
Vincentini de Queiroz as Alternate
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Norberto Lanzara Giangrande
Junior as Director and Rafael
Vincentini de Queiroz as Alternate
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Lahoz Mendonca de
Barros as Director and Rafael
Vincentini de Queiroz as Alternate
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Carvalho Mandin Fonseca
as Director and Rafael Vincentini de
Queiroz as Alternate
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gabriel Jaramillo Sanint as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Rego Glaser as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abdulaziz Saleh Al-Rebdi as
Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bakr Almuhanna as Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mohammed Mansour A. Almousa as
Director
9 As an Ordinary Shareholder, Would You None Abstain Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Classification of Gabriel For For Management
Jaramillo Sanint and Jose Luiz Rego
Glaser as Independent Directors
11 Install Fiscal Council For For Management
12 Fix Number of Fiscal Council Members For For Management
at Three
13.1 Elect Luiz Manoel Gomes Junior as For For Management
Fiscal Council Member and Marcelo
Scaff Padilha as Alternate
13.2 Elect Dorival Antonio Bianchi as For For Management
Fiscal Council Member and Emerson
Cortezia de Souza as Alternate
13.3 Elect Franklin Saldanha Neiva Filho as For For Management
Fiscal Council Member and Pedro
Teixeira Dall'agnol as Alternate
14 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
15 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
MISC BERHAD
Ticker: 3816 Security ID: Y6080H105
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sekhar Krishnan as Director For For Management
2 Elect Liza Mustapha as Director For For Management
3 Elect Mohd Yusri Mohamed Yusof as For For Management
Director
4 Approve Directors' Fees For For Management
5 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Authorize Share Repurchase Program For For Management
7 Elect Noh Haji Omar as Director None None Management
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: SEP 26, 2019 Meeting Type: Special
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 883. For For Management
93 per Share for First Half Year of
Fiscal 2019
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: DEC 16, 2019 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 604. For For Management
09 per Share for First Nine Months of
Fiscal 2019
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 557.20 per Share
5.1 Elect Nikolai Abramov as Director None For Management
5.2 Elect Sergei Barbashev as Director None Against Management
5.3 Elect Sergei Batekhin as Director None Against Management
5.4 Elect Aleksei Bashkirov as Director None Against Management
5.5 Elect Sergei Bratukhin as Director None Against Management
5.6 Elect Sergei Volk as Director None For Management
5.7 Elect Marianna Zakharova as Director None Against Management
5.8 Elect Roger Munnings as Director None For Management
5.9 Elect Gareth Penny as Director None Against Management
5.10 Elect Maksim Poletaev as Director None Against Management
5.11 Elect Viacheslav Solomin as Director None Against Management
5.12 Elect Evgenii Shvarts as Director None For Management
5.13 Elect Robert Edwards as Director None Against Management
6.1 Elect Aleksei Dzybalov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgii Svanidze as Members of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Ianevich as Member of For For Management
Audit Commission
7 Ratify KPMG as RAS Auditor For For Management
8 Ratify KPMG as IFRS Auditor For For Management
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: NOV 26, 2019 Meeting Type: Special
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Receive Supervisory Board Opinion on None None Management
Interim Financial Statements and
Proposal on Allocation of Income
4.1 Approve Interim Financial Statements For For Management
4.2 Approve Increase in Registered Capital For For Management
4.3 Approve Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
5 Approve Interim Dividends of CZK 3.30 For For Management
per Share
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NANYA TECHNOLOGY CORP.
Ticker: 2408 Security ID: Y62066108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2019
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4 Re-elect Nolo Letele as Directors For For Management
5.1 Re-elect Koos Bekker as Director For For Management
5.2 Re-elect Steve Pacak as Director For For Management
5.3 Re-elect Cobus Stofberg as Director For For Management
5.4 Re-elect Ben van der Ross as Director For For Management
5.5 Re-elect Debra Meyer as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Ben van der Ross as Member of For For Management
the Audit Committee
6.3 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For Against Management
8 Approve Implementation of the For Against Management
Remuneration Policy
9 Place Authorised but Unissued Shares For Against Management
under Control of Directors
10 Authorise Board to Issue Shares for For Against Management
Cash
11 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
12 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social and Ethics For For Management
Committee Chairman
1.12 Approve Fees of the Social and Ethics For For Management
Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Repurchase of A Ordinary For Against Management
Shares
6 Authorise Specific Repurchase of N For Against Management
Ordinary Shares from Holders of N
Ordinary Shares
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Special
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters in Relation to the For For Management
Implementation of the Proposed
Transaction
--------------------------------------------------------------------------------
NEDBANK GROUP LTD.
Ticker: NED Security ID: S5518R104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tshilidzi Marwala as Director For For Management
2.1 Re-elect Hubert Brody as Director For For Management
2.2 Re-elect Errol Kruger as Director For For Management
2.3 Re-elect Linda Makalima as Director For For Management
2.4 Re-elect Mpho Makwana as Director For For Management
2.5 Re-elect Dr Mantsika Matooane as For For Management
Director
3.1 Reappoint Deloitte & Touche as For For Management
Auditors with Lito Nunes as the
Designated Registered Auditor
3.2 Reappoint Ernst & Young as Auditors For For Management
with Farouk Mohideen as the Designated
Registered Auditor
4.1 Elect Stanley Subramoney as Member of For For Management
the Audit Committee
4.2 Elect Hubert Brody as Member of the For For Management
Audit Committee
4.3 Elect Neo Dongwana as Member of the For For Management
Audit Committee
4.4 Elect Errol Kruger as Member of the For For Management
Audit Committee
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Adopt and Publicly Disclose an Energy For For Management
Policy
6.2 Report on the Company's Approach to For For Management
Measuring, Disclosing and Assessing
its Exposure to Climate-related Risks
7.1 Approve Remuneration Policy For For Management
7.2 Approve Remuneration Implementation For For Management
Report
1.1 Approve Fees for the Non-executive For For Management
Chairman
1.2 Approve Fees for the Lead Independent For For Management
Director
1.3 Approve Fees for the Nedbank Group For For Management
Board Member
1.4 Approve Fees for the Group Audit For For Management
Committee
1.5 Approve Fees for the Group Credit For For Management
Committee
1.6 Approve Fees for the Group Directors' For For Management
Affairs Committee
1.7 Approve Fees for the Group Information For For Management
Technology Committee
1.8 Approve Fees for the Group Related For For Management
Party Transactions Committee
1.9 Approve Fees for the Group For For Management
Remuneration Committee
1.10 Approve Fees for the Group Risk and For For Management
Capital Management Committee
1.11 Approve Fees for the Group For For Management
Transformation, Social and Ethics
Committee
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Authorise Board to Issue Shares for For For Management
Cash
4 Approve Financial Assistance to For For Management
Related and Inter-related Companies
--------------------------------------------------------------------------------
NESTLE INDIA LTD.
Ticker: 500790 Security ID: Y6268T111
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Three Interim Dividends, For For Management
Special Interim Dividend and Declare
Final Dividend
3 Reelect Martin Roemkens as Director For For Management
4 Approve Remuneration of Cost Auditors For For Management
5 Approve Reappointment and Remuneration For For Management
of Suresh Narayanan as Managing
Director
6 Elect David Steven McDaniel as For For Management
Director and Approve Appointment and
Remuneration of David Steven McDaniel
as Whole-time Director Designated as
Executive Director-Finance & Control
and Chief Financial Officer
7 Elect Ramesh Prathivadibhayankara For For Management
Rajagopalan as Director
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board For For Management
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Annual Report and Its For For Management
Summary
4 Approve 2019 Annual Financial Report For For Management
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve 2019 Report of Performance of For For Management
the Directors
7 Approve 2019 Report of Performance of For For Management
the Independent Non-executive Directors
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor
9 Approve the Proposal on Amendment to For For Management
the Administrative Measures on Related
Party Transactions
10 Approve the Proposal on Amendment to For For Management
the Plan on Authorization to the Board
Granted by the General Meeting
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association For Against Management
Regarding Party Committee
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules of Procedures of the Board For Against Management
of Directors Regarding Party Committee
15 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisors
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO., LTD.
Ticker: 005940 Security ID: Y6S75L806
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jeong Young-chae as Inside For For Management
Director
2.2 Elect Hong Seok-dong as Outside For For Management
Director
2.3 Elect Jeong Tae-seok as Outside For For Management
Director
2.4 Elect Lee Jeong-dae as Non-Independent For For Management
Non-Executive Director
2.5 Elect Kim Hyeong-shin as For For Management
Non-Independent Non-Executive Director
3 Elect Jeong Young-chae as CEO For For Management
4 Elect Lim Byeong-soon as Inside For Against Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: DEC 03, 2019 Meeting Type: Special
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 192 For For Management
per Share for First Nine Months of
Fiscal 2019
2 Approve Remuneration of Directors For For Management
3 Approve Remuneration of Members of For For Management
Audit Commission
4 Approve Charter in New Edition For For Management
5 Approve Early Termination of Powers of For For Management
Audit Commission
6 Amend Regulations on General Meetings For For Management
7 Amend Regulations on Board of Directors For For Management
8 Amend Regulations on Management For For Management
9 Cancel Regulations on Audit Commission For For Management
10 Approve Reduction in Share Capital For For Management
through Share Repurchase Program and
Subsequent Share Cancellation
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 350 per
Ordinary Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None Against Management
2.3 Elect Toby Gati as Director None For Management
2.4 Elect Ravil Maganov as Director None Against Management
2.5 Elect Roger Munnings as Director None For Management
2.6 Elect Nikolai Nikolaev as Director None Against Management
2.7 Elect Pavel Teplukhin as Director None For Management
2.8 Elect Leonid Fedun as Director None Against Management
2.9 Elect Liubov Khoba as Director None Against Management
2.10 Elect Sergei Shatalov as Director None For Management
2.11 Elect Wolfgang Schuessel as Director None For Management
3.1 Approve Remuneration of Directors For For Management
3.2 Approve Remuneration of New Directors For For Management
4 Ratify KPMG as Auditor For For Management
5 Approve Related-Party Transaction with For For Management
Ingosstrakh Re: Liability Insurance
for Directors and Executives
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA
Ticker: BRDT3 Security ID: P1904D109
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Dismiss Directors and Fiscal Council For For Management
Member
2 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
3.1 Elect Edy Luiz Kogut as Director For For Management
3.2 Elect Alexandre Firme Carneiro as For For Management
Director
3.3 Elect Maria Carolina Lacerda as For For Management
Director
3.4 Elect Carlos Augusto Leone Piani as For For Management
Director
3.5 Elect Claudio Roberto Ely as Director For For Management
3.6 Elect Leonel Dias de Andrade Neto as For For Management
Director
3.7 Elect Mateus Affonso Bandeira as For For Management
Director
3.8 Elect Pedro Santos Ripper as Director For For Management
3.9 Elect Ricardo Carvalho Maia as Director For For Management
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edy Luiz Kogut as Director
5.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Firme Carneiro as
Director
5.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Carolina Lacerda as
Director
5.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Augusto Leone Piani as
Director
5.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Roberto Ely as Director
5.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leonel Dias de Andrade Neto as
Director
5.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mateus Affonso Bandeira as
Director
5.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Santos Ripper as Director
5.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Carvalho Maia as Director
6 Elect Fiscal Council Member For Against Management
7 Elect Edy Luiz Kogut as Board Chairman None For Management
8 Elect Alexandre Firme Carneiro as None Abstain Management
Board Chairman
9 Elect Maria Carolina Lacerda as Board None Abstain Management
Chairman
10 Elect Carlos Augusto Leone Piani as None Abstain Management
Board Chairman
11 Elect Claudio Roberto Ely as Board None Abstain Management
Chairman
12 Elect Leonel Dias de Andrade Neto as None Abstain Management
Board Chairman
13 Elect Mateus Affonso Bandeira as Board None Abstain Management
Chairman
14 Elect Pedro Santos Ripper as Board None Abstain Management
Chairman
15 Elect Ricardo Carvalho Maia as Board None Abstain Management
Chairman
16 Amend Remuneration of Company's For Against Management
Management
--------------------------------------------------------------------------------
PICC PROPERTY & CASUALTY CO. LTD.
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Caishi as Director For For Management
2 Elect Zhang Xiaoli as Supervisor For For Management
3 Approve 2019 Report of the Board of For For Management
Directors
4 Approve 2019 Report of the Supervisory For For Management
Committee
5 Approve 2019 Audited Financial For For Management
Statements and Auditor's Report
6 Approve 2019 Profit Distribution Plan For For Management
7 Approve 2020 Directors' Fees For For Management
8 Approve 2020 Supervisors' Fees For For Management
9 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Authorize Board to Fix Their
Remuneration
10 Approve 2019 Performance Report and For For Management
Performance Evaluation Results of
Independent Directors
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect New Capital Structure
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: DEC 10, 2019 Meeting Type: Special
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Xie Yonglin as Director For For Management
1.02 Elect Tan Sin Yin as Director For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Annual Report and Its For For Management
Summary
4 Approve 2019 Financial Statements and For For Management
Statutory Reports
5 Approve 2019 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2019 Performance Evaluation of For For Management
Independent Non-Executive Directors
8 Approve Issuance of Debt Financing For For Management
Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Amend Articles of Association For For Management
11 Elect Lu Min as Director For For Shareholder
--------------------------------------------------------------------------------
PLAY COMMUNICATIONS SA
Ticker: PLY Security ID: L7635Y118
Meeting Date: APR 07, 2020 Meeting Type: Annual/Special
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Annual Report and Auditor's None None Management
Report (Non-Voting)
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Interim Dividends For For Management
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Reelect Vasileios Billis as Director For Against Management
8 Reelect Serdar Cetin as Director For Against Management
9 Reelect Ioannis Karagiannis as Director For Against Management
10 Reelect Andrzej Klesyk as Director For For Management
11 Reelect Bruce Graham McInroy as For Against Management
Director
12 Reelect Andrzej Olechowski as Director For For Management
13 Reelect Patrick Tillieux as Director For Against Management
14 Approve Remuneration Policy For Against Management
15 Approve Remuneration Report For Against Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: X59432108
Meeting Date: JUN 22, 2020 Meeting Type: Special
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Share Capital For Against Management
through Issuance of 3,130,000 Ordinary
Shares via Closed Subscription
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Chang In-hwa as Inside Director For For Management
2.2 Elect Chon Jung-son as Inside Director For For Management
2.3 Elect Kim Hak-dong as Inside Director For For Management
2.4 Elect Jeong Tak as Inside Director For For Management
3 Elect Chang Seung-wha as Outside For For Management
Director
4 Elect Park Heui-jae as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POSCO INTERNATIONAL CORP.
Ticker: 047050 Security ID: Y1911C102
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Ju Si-bo as Inside Director For For Management
2.1.2 Elect Noh Min-yong as Inside Director For For Management
2.2 Elect Jeong Tak as Non-Independent For For Management
Non-Executive Director
2.3.1 Elect Hong Jong-ho as Outside Director For For Management
2.3.2 Elect Shim In-suk as Outside Director For For Management
3.1 Elect Hong Jong-ho as a Member of For For Management
Audit Committee
3.2 Elect Shim In-suk as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
POWERTECH TECHNOLOGY, INC.
Ticker: 6239 Security ID: Y7083Y103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt or Issuance of New
Shares for Public Offering or Issuance
of Marketable Securities via Private
Placement or Issuance of Convertible
Bonds
4.1 Elect D.K. Tsai with Shareholder No. For For Management
641, as Non-Independent Director
4.2 Elect J.Y. Hung with Shareholder No. For For Management
19861, as Non-Independent Director
4.3 Elect J.S. Leu with Shareholder No. For Against Management
302, as Non-Independent Director
4.4 Elect Shigeo Koguchi, a Representative For Against Management
of KTC-SUN Corp. with Shareholder No.
135526, as Non-Independent Director
4.5 Elect Dephne Wu, a Representative of For Against Management
KTC-SUN Corp. (KTC-TU Corp.) with
Shareholder No. 135526, as
Non-Independent Director
4.6 Elect Boris Hsieh, a Representative of For Against Management
GREATEK ELECTRONICS INC. with
Shareholder No. 179536, as
Non-Independent Director
4.7 Elect Kenjiro Hara, a Representative For Against Management
of Kioxia Semiconductor Taiwan
Corporation with Shareholder No. 2509,
as Non-Independent Director
4.8 Elect Jim W.L. Cheng with Shareholder For For Management
No. 195 as Independent Director
4.9 Elect Pei-Ing Lee with ID No. For For Management
N103301XXX as Independent Director
4.10 Elect Morgan Chang with ID No. For For Management
B100035XXX as Independent Director
4.11 Elect Jui-Tsung Chen with ID No. For Against Management
B100071XXX as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: AUG 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Evaluation of First Semester None For Shareholder
Performance 2019
2 Approve Changes in Board of Company None Against Shareholder
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK
Ticker: BBNI Security ID: Y74568166
Meeting Date: AUG 30, 2019 Meeting Type: Special
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Evaluation of First Semester None For Shareholder
Performance 2019
2 Approve Changes in Board of Company None Against Shareholder
--------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP.
Ticker: 2379 Security ID: Y7220N101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
REDEFINE PROPERTIES LTD. ��
Ticker: RDF Security ID: S6815L196
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sipho Pityana as Director For For Management
2 Elect Daisy Naidoo as Director For For Management
3 Re-elect Leon Kok as Director For For Management
4 Re-elect Bridgitte Mathews as Director For Against Management
5.1 Elect Daisy Naidoo as Chairperson of For For Management
the Audit Committee
5.2 Re-elect Bridgitte Mathews as Member For For Management
of the Audit Committee
5.3 Re-elect Lesego Sennelo as Member of For For Management
the Audit Committee
6 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with John
Bennett as the Designated Auditor
7 Place Authorised but Unissued Shares For For Management
under Control of Directors
8 Authorise Board to Issue Shares for For For Management
Cash
9 Authorise Issue of Shares Pursuant to For For Management
a Reinvestment Option
10 Approve Remuneration Policy For For Management
11 Approve Implementation of the For Against Management
Remuneration Policy
12 Authorise Ratification of Approved For For Management
Resolutions
1 Amend Memorandum of Incorporation For For Management
2.1 Approve Remuneration of Independent For For Management
Non-executive Chairperson
2.2 Approve Remuneration of Lead For For Management
Independent Director
2.3 Approve Remuneration of Non-executive For For Management
Director
2.4 Approve Remuneration of Audit For For Management
Committee Chairperson
2.5 Approve Remuneration of Audit For For Management
Committee Member
2.6 Approve Remuneration of Risk, For For Management
Compliance and Technology Committee
Chairperson
2.7 Approve Remuneration of Risk, For For Management
Compliance and Technology Committee
Member
2.8 Approve Remuneration of Remuneration For For Management
Committee Chairperson
2.9 Approve Remuneration of Remuneration For For Management
Committee Member
2.10 Approve Remuneration of Nomination and For For Management
Governance Committee Chairperson
2.11 Approve Remuneration of Nomination and For For Management
Governance Committee Member
2.12 Approve Remuneration of Social, Ethics For For Management
and Transformation Committee
Chairperson
2.13 Approve Remuneration of Social, Ethics For For Management
and Transformation Committee Member
2.14 Approve Remuneration of Investment For For Management
Committee Chairperson
2.15 Approve Remuneration of Investment For For Management
Committee Member
3 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
5 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
RESILIENT REIT LTD.
Ticker: RES Security ID: S6990F105
Meeting Date: NOV 06, 2019 Meeting Type: Annual
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Stuart Bird as Director For For Management
2.1 Re-elect Des de Beer as Director For For Management
2.2 Re-elect Jacobus Kriek as Director For For Management
2.3 Re-elect Protas Phili as Director For For Management
2.4 Re-elect Dawn Marole as Director For For Management
3.1 Re-elect Barry van Wyk as Director For For Management
3.2 Re-elect Thembi Chagonda as Director For For Management
4.1 Re-elect David Brown as Member of the For For Management
Audit Committee
4.2 Re-elect Protas Phili as Member of the For For Management
Audit Committee
4.3 Re-elect Des Gordon as Member of the For For Management
Audit Committee
5 Appoint PKF Octagon Inc. with H For For Management
Schalekamp as the Designated Audit
Partner
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Conditional Share Plan For For Management
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
1 Approve Financial Assistance to For For Management
Related or Inter-related Companies
2 Authorise Repurchase of Issued Share For For Management
Capital
3.1 Approve Non-executive Directors' Fees For For Management
3.2 Approve Non-executive Directors' Fees For For Management
for Special Committee Meetings
4 Authorise Issue of Shares under the For For Management
Conditional Share Plan
8 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
RHB BANK BERHAD
Ticker: 1066 Security ID: Y72783106
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1�� Approve Final Dividend For For Management
2 Elect Rebecca Fatima Sta Maria as For For Management
Director
3 Elect Khairussaleh Bin Ramli as For For Management
Director
4 Elect Govindan A/L Kunchamboo as For For Management
Director
5 Elect Mohamad Nasir Bin Ab Latif as For For Management
Director
6 Approve Directors' Fees and Board For For Management
Committees' Allowances for the
Financial Year Ended December 31, 2019
7 Approve Directors' Fees and Board For For Management
Committees' Allowances from January 1,
2020 Until the 55th AGM
8 Approve Directors' Remuneration For For Management
(Excluding Directors' Fees and Board
Committees' Allowances)
9 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ROSNEFT OIL CO.
Ticker: ROSN Security ID: 67812M207
Meeting Date: SEP 30, 2019 Meeting Type: Special
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 15.34 For For Management
for First Half Year of Fiscal 2019
--------------------------------------------------------------------------------
ROSNEFT OIL CO.
Ticker: ROSN Security ID: 67812M207
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 18.07 per For For Management
Share
5 Approve Remuneration of Directors None None Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Elect Directors None None Management
8.1 Elect Olga Andrianova as Member of For For Management
Audit Commission
8.2 Elect Tatiana Zobkova as Member of For For Management
Audit Commission
8.3 Elect Sergei Poma as Member of Audit For For Management
Commission
8.4 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
8.5 Elect Pavel Shumov as Member of Audit For For Management
Commission
9 Ratify Ernst and Young as Auditor For For Management
--------------------------------------------------------------------------------
S-OIL CORP.
Ticker: 010950 Security ID: Y80710109
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Hussain A. Al-Qahtani as Inside For For Management
Director
2.2 Elect A.M.Al-Judaimi as For For Management
Non-Independent Non-Executive Director
2.3 Elect S.A.Al-Hadrami as For For Management
Non-Independent Non-Executive Director
2.4 Elect S.M.Al-Hereagi as For For Management
Non-Independent Non-Executive Director
2.5 Elect Ziad T. Al-Murshed as For For Management
Non-Independent Non-Executive Director
2.6 Elect Kim Cheol-su as Outside Director For For Management
2.7 Elect Lee Seung-won as Outside Director For For Management
2.8 Elect Hong Seok-woo as Outside Director For For Management
2.9 Elect Hwang In-tae as Outside Director For For Management
2.10 Elect Shin Mi-nam as Outside Director For For Management
2.11 Elect Jungsoon Janice Lee as Outside For For Management
Director
3.1 Elect Lee Seung-won as a Member of For For Management
Audit Committee
3.2 Elect Hong Seok-woo as a Member of For For Management
Audit Committee
3.3 Elect Hwang In-tae as a Member of For For Management
Audit Committee
3.4 Elect Shin Mi-nam as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Han Jong-hee as Inside Director For For Management
2.2 Elect Choi Yoon-ho as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SECURITIES CO., LTD.
Ticker: 016360 Security ID: Y7486Y106
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Sah Jae-hoon as Inside Director For For Management
2.2 Elect Lee Seung-ho as Inside Director For For Management
2.3 Elect Jang Beom-sik as Outside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SEASPAN CORPORATION
Ticker: SSW Security ID: Y75638109
Meeting Date: FEB 27, 2020 Meeting Type: Special
Record Date: JAN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement and Plan of Merger For For Management
2 Approve Amended and Restated Articles For For Management
of Incorporation of Atlas Corp.
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Logistic and Distribution For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
2 Approve Finance Leasing and Factoring For Against Management
Framework Agreement, Annual Caps and
Related Transactions
3 Approve Purchase Framework Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: JUN 08, 2020 Meeting Type: Special
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Loan For For Management
Agreement and Share Retention Agreement
2 Approve, Execute and Do or Procure All For For Management
Such Documents and Things in
Connection with the Subscription
Agreement and Submit to Authority for
Approval or Filing of Any Relevant
Document
3 Authorize Board to Deal with All For For Management
Matters in Relation to Subscription
Agreement, Loan Agreement and Share
Retention Agreement
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LIMITED
Ticker: 363 Security ID: Y7683K107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhou Jun as Director For For Management
3b Elect Woo Chia-Wei as Director For For Management
3c Elect Yuen Tin Fan, Francis as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD.
Ticker: 563 Security ID: G8065B103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a Elect Lou Jun as Director For For Management
3b Elect Fei Zuoxiang as Director For For Management
3c Elect Zhong Tao as Director For For Management
3d Elect Qiao Zhigang as Director For For Management
3e Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Reduction of Share Premium For For Management
Account, Transfer of the Credit
Arising Therefrom to the Contributed
Surplus Account and Related
Transactions
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD.
Ticker: 563 Security ID: G8065B103
Meeting Date: JUN 19, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For For Management
Related Transactions
2 Elect Huang Haiping as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share
Option Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Management Measures For For Management
for the Implementation of the 2019
Share Option Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Report of the Board of For For Management
Directors
3 Approve 2019 Report of the Board of For For Management
Supervisors
4 Approve 2019 Final Accounts Report and For For Management
2020 Financial Budget
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve External Guarantees for 2020 For Against Management
8 Approve Issuance of Debt Financing For For Management
Products
9 Approve Satisfaction of Conditions for For For Management
Issuing Corporate Bonds
10.01 Approve Face Value of Bonds to be For For Management
Issued and Scale of Issuance
10.02 Approve Issuing Price of Bonds and the For For Management
Way to Determine Interest Rate
10.03 Approve Variety and Term of Bonds For For Management
10.04 Approve Way of Principal and Interest For For Management
Repayment
10.05 Approve Way of Issuance For For Management
10.06 Approve Target of Issuance and For For Management
Arrangement of Placement to
Shareholders of the Company
10.07 Approve Use of Proceeds For For Management
10.08 Approve Guarantees For For Management
10.09 Approve Credit Standing of the Company For For Management
and Measures to Guarantee Repayment
10.10 Approve Way of Underwriting For For Management
10.11 Approve Listing Arrangements For For Management
10.12 Approve Period of Validity of the For For Management
Resolution
10.13 Approve Issuance on Authorizations for For For Management
the Executive Committee of the Board
11 Approve Application for Centralized For Against Management
Registration of Different Types of
Debt Financing Instruments (DFI Model)
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 23, 2020 Meeting Type: Special
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LIMITED
Ticker: 152 Security ID: G8086V146
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Li Hai Tao as Director For For Management
3.2 Elect Hu Wei as Director For For Management
3.3 Elect Liu Xiao Dong as Director For For Management
3.4 Elect Nip Yun Wing as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED
Ticker: 813 Security ID: G81043104
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Hui Wing Mau as Director For For Management
3.2 Elect Lu Yi as Director For For Management
3.3 Elect Kan Lai Kuen, Alice as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Change of English Name and For For Management
Chinese Dual Foreign Name of the
Company and Related Transactions
--------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO., LTD.
Ticker: 055550 Security ID: Y7749X101
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Yong-byoung as Inside For Against Management
Director
3.2 Elect Philippe Avril as For Against Management
Non-Independent Non-Executive Director
3.3 Elect Park An-soon as Outside Director For For Management
3.4 Elect Park Cheul as Outside Director For Against Management
3.5 Elect Yoon Jae-won as Outside Director For For Management
3.6 Elect Jin Hyun-duk as Outside Director For For Management
3.7 Elect Choi Kyong-rok as Outside For For Management
Director
3.8 Elect as Yuki Hirakawa Outside Director For Against Management
4.1 Elect Yoon Jae-won as a Member of For For Management
Audit Committee
4.2 Elect Lee Yoon-jae as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINSEGAE CO., LTD.
Ticker: 004170 Security ID: Y77538109
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Cha Jeong-ho as Inside Director For For Management
2.2 Elect Kweon Hyeuk-goo as Inside For For Management
Director
2.3 Elect Kim Jeong-sik as Inside Director For For Management
2.4 Elect Choi Jin-seok as Outside Director For For Management
3 Elect Choi Jin-seok as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: MAY 26, 2020 Meeting Type: Special
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Redeemable For For Management
Non-Convertible Debentures,
Subordinated Debentures, Bonds or Any
Other Debt Securities on Private
Placement Basis
--------------------------------------------------------------------------------
SIBANYE STILLWATER LTD.
Ticker: SSW Security ID: S7627K103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with Lance
Tomlinson as the Designated Individual
Partner
2 Elect Elaine Dorward-King as Director For For Management
3 Elect Vincent Maphai as Director For For Management
4 Re-elect Timothy Cumming as Director For For Management
5 Re-elect Charl Keyter as Director For For Management
6 Re-elect Keith Rayner as Chair of the For For Management
Audit Committee
7 Re-elect Timothy Cumming as Member of For For Management
the Audit Committee
8 Re-elect Savannah Danson as Member of For For Management
the Audit Committee
9 Re-elect Rick Menell as Member of the For For Management
Audit Committee
10 Re-elect Nkosemntu Nika as Member of For For Management
the Audit Committee
11 Re-elect Susan van der Merwe as Member For For Management
of the Audit Committee
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Authorise Board to Issue Shares for For For Management
Cash
14 Approve Remuneration Policy For For Management
15 Approve Remuneration Implementation For For Management
Report
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Approve that Lead Independent Director For For Management
Recompense for Period Since Appointment
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SIBANYE-STILLWATER LTD.
Ticker: SGL Security ID: S7627H100
Meeting Date: JAN 23, 2020 Meeting Type: Court
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Scheme For For Management
Shares by Sibanye-Stillwater
2 Approve Revocation of Special For For Management
Resolution Number 1 if the Scheme Does
Not Become Unconditional and is Not
Continued
1 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD.
Ticker: 1177 Security ID: G8167W138
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Cheng Cheung Ling as Director For For Management
4 Elect Tse, Eric S Y as Director For For Management
5 Elect Wang Shanchun as Director For Against Management
6 Elect Tian Zhoushan as Director For For Management
7 Elect Lu Zhengfei as Director For For Management
8 Elect Li Dakui as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Director
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11B Authorize Repurchase of Issued Share For For Management
Capital
11C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINO-OCEAN GROUP HOLDING LIMITED
Ticker: 3377 Security ID: Y8002N103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Wang Honghui and Authorize Board For For Management
to Fix His Remuneration
3B Elect Zhao Peng as Director and For For Management
Authorize Board to Fix His Remuneration
3C Elect Hou Jun as Director and For For Management
Authorize Board to Fix His Remuneration
3D Elect Han Xiaojing as Director and For For Management
Authorize Board to Fix His Remuneration
3E Elect Suen Man Tak as Director and For For Management
Authorize Board to Fix His Remuneration
3F Elect Jin Qingjun as Director and For Against Management
Authorize Board to Fix His Remuneration
3G Elect Lam Sin Lai Judy as Director and For For Management
Authorize Board to Fix Her Remuneration
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial For For Management
Statements of the Company and Its
Subsidiaries and the Auditors' Report
4 Approve Profit Distribution Plan and For For Management
Payment of Final Dividend
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Supervisory Committee to Fix For For Management
Remuneration of Supervisors
7 Approve Ernst & Young Hua Ming LLP as For For Management
the Domestic Auditor and Ernst & Young
as the International Auditor and
Authorize Audit Committee of the Board
to Fix Their Remuneration ��
8 Approve Provision of Guarantees For Against Management
9 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
11 Amend Articles of Association and For For Management
Related Transactions
12 Approve Issuance of Debt Financing For For Management
Instruments and Related Transactions
13 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
14 Elect Feng Rongli as Director and For For Shareholder
Authorize the Chairman of the Board or
Any Executive Director to Enter Into
Service Contract with Her
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 11, 2020 Meeting Type: Special
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOTRUK (HONG KONG) LIMITED
Ticker: 3808 Security ID: Y8014Z102
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Liu Wei as Director For Against Management
3B Elect Richard von Braunschweig as For Against Management
Director
3C Elect Liu Zhengtao as Director For Against Management
3D Elect Qu Hongkun as Director For Against Management
3E Elect Yang Weicheng as Director For For Management
3F Elect Liang Qing as Director For For Management
3G Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as None None Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SISTEMA PJSFC
Ticker: AFKS Security ID: 48122U204
Meeting Date: JUN 27, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 0.13 per Share
3 Fix Number of Directors at 12 For For Management
4.1a Elect Anna Belova as Director None For Management
4.2a Elect Andrei Dubovskov as Director None Against Management
4.3a Elect Vladimir Evtushenkov as Director None Against Management
4.4a Elect Feliks Evtushenkov as Director None Against Management
4.5a Elect Ron Sommer as Director None Against Management
4.6a Elect Robert Kocharian as Director None Against Management
4.7a Elect Roger Munnings as Director None Against Management
4.8a Elect Vladimir Chirakhov as Director None Against Management
4.9a Elect Anatolii Chubais as Director None Against Management
4.10a Elect Mikhail Shamolin as Director None Against Management
4.11a Elect Etienne Shneider as Director None For Management
4.12a Elect David Iakobashvilli as Director None Against Management
4.1b Elect Anna Belova as Director None For Management
4.2b Elect Andrei Dubovskov as Director None Against Management
4.3b Elect Vladimir Evtushenkov as Director None Against Management
4.4b Elect Feliks Evtushenkov as Director None Against Management
4.5b Elect Ron Sommer as Director None Against Management
4.6b Elect Robert Kocharian as Director None Against Management
4.7b Elect Roger Munnings as Director None Against Management
4.8b Elect Vladimir Chirakhov as Director None Against Management
4.9b Elect Anatolii Chubais as Director None Against Management
4.10b Elect Mikhail Shamolin as Director None Against Management
4.11b Elect Etienne Shneider as Director None For Management
4.12b Elect David Iakobashvilli as Director None Against Management
5.1 Ratify Deloitte & Touche CIS as RAS For For Management
Auditor
5.2 Ratify Deloitte & Touche CIS as IFRS For For Management
Auditor
6 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Seok-hee as Inside Director For For Management
4 Elect Park Jung-ho as Non-Independent For For Management
Non-Executive Director
5.1 Elect Shin Chang-hwan as Outside For For Management
Director
5.2 Elect Han Ae-ra as Outside Director For For Management
6.1 Elect Ha Young-gu as a Member of Audit For For Management
Committee
6.2 Elect Shin Chang-hwan as a Member of For For Management
Audit Committee
6.3 Elect Han Ae-ra as a Member of Audit For For Management
Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
10 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
SM PRIME HOLDINGS, INC. ��
Ticker: SMPH Security ID: Y8076N112
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
Held on April 23, 2019
2 Approve 2019 Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and the Management from the Date of
the Last Annual Stockholders' Meeting
up to the Date of this Meeting
4.1 Elect Henry T. Sy, Jr. as Director For For Management
4.2 Elect Hans T. Sy as Director For For Management
4.3 Elect Herbert T. Sy as Director For For Management
4.4 Elect Jeffrey C. Lim as Director For For Management
4.5 Elect Jorge T. Mendiola as Director For For Management
4.6 Elect Jose L. Cuisia, Jr. as Director For For Management
4.7 Elect Gregorio U. Kilayko as Director For For Management
4.8 Elect Joselito H. Sibayan as Director For For Management
5 Appoint Sycip Gorres Velayo & Co. as For For Management
External Auditor
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
STANDARD FOODS CORP.
Ticker: 1227 Security ID: Y8151Z105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Endorsement and For For Management
Guarantees
4 Amend Procedures for Lending Funds to For For Management
Other Parties
--------------------------------------------------------------------------------
SURGUTNEFTEGAS PJSC
Ticker: SNGS Security ID: 868861204
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Directors None None Management
5 Approve Remuneration of Members of For For Management
Audit Commission
6.1 Elect Aleksandr Agarev as Director None Against Management
6.2 Elect Vladimir Bogdanov as Director None None Management
6.3 Elect Aleksandr Bulanov as Director None Against Management
6.4 Elect Ivan Dinichenko as Director None Against Management
6.5 Elect Valerii Egorov as Director None For Management
6.6 Elect Vladimir Erokhin as Director None Against Management
6.7 Elect Vladislav Konovalov as Director None Against Management
6.8 Elect Viktor Krivosheev as Director None Against Management
6.9 Elect Nikolai Matveev as Director None Against Management
6.10 Elect Georgii Mukhamadeev as Director None For Management
6.11 Elect Ildus Usmanov as Director None Against Management
6.12 Elect Viktor Chashchin as Director None Against Management
7.1 Elect Valentina Musikhina as Member of For For Management
Audit Commission
7.2 Elect Tamara Oleinik as Member of For For Management
Audit Commission
7.3 Elect Liudmila Prishchepova as Member For For Management
of Audit Commission
8 Ratify Auditor For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Amend Procedures for Lending Funds to For For Management
Other Parties
3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management
D100708xxx as Independent Director
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Aarthi Subramanian as Director For For Management
--------------------------------------------------------------------------------
TATA POWER CO., LTD.
Ticker: 500400 Security ID: Y85481169
Meeting Date: JUN 24, 2020 Meeting Type: Special
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Share Capital For For Management
2 Amend Memorandum of Association to For For Management
Reflect Changes in Capital
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: SEP 13, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2019
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: DEC 19, 2019 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Nine Months of Fiscal 2019
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Fanil Agliullin as Director None Against Management
4.2 Elect Radik Gaizatullin as Director None Against Management
4.3 Elect Laszlo Gerecs as Director None For Management
4.4 Elect Larisa Glukhova as Director None Against Management
4.5 Elect Iurii Levin as Director None For Management
4.6 Elect Nail Maganov as Director None Against Management
4.7 Elect Rafail Nurmukhametov as Director None Against Management
4.8 Elect Rinat Sabirov as Director None Against Management
4.9 Elect Valerii Sorokin as Director None Against Management
4.10 Elect Nurislam Siubaev as Director None Against Management
4.11 Elect Shafagat Takhautdinov as Director None Against Management
4.12 Elect Rustam Khalimov as Director None Against Management
4.13 Elect Rais Khisamov as Director None Against Management
4.14 Elect Rene Steiner as Director None Against Management
5.1 Elect Kseniia Borzunova as Member of For For Management
Audit Commission
5.2 Elect Azat Galeev as Member of Audit For For Management
Commission
5.3 Elect Guzel Gilfanova as Member of For For Management
Audit Commission
5.4 Elect Salavat Zaliaev as Member of For For Management
Audit Commission
5.5 Elect Venera Kuzmina as Member of For For Management
Audit Commission
5.6 Elect Liliia Rakhimzianova as Member For For Management
of Audit Commission
5.7 Elect Nazilia Farkhutdinova as Member For For Management
of Audit Commission
5.8 Elect Ravil Sharifullin as Member of For For Management
Audit Commission
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
--------------------------------------------------------------------------------
TAV HAVALIMANLARI HOLDING AS
Ticker: TAVHL Security ID: M8782T109
Meeting Date: MAR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For For Management
8 Approve Remuneration Policy For For Management
9 Ratify Director Appointment For For Management
10 Ratify External Auditors For For Management
11 Approve Donation Policy and Upper For For Management
Limit of Donations for 2020, Receive
Information on Donations Made in 2019
12 Receive Information on Related Party None None Management
Transactions
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
TECH MAHINDRA LIMITED
Ticker: 532755 Security ID: Y85491127
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUL 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect V. S. Parthasarathy as Director For For Management
5 Elect Mukti Khaire as Director For For Management
6 Reelect M. Damodaran as Director For For Management
7 Reelect T. N. Manoharan as Director For For Management
8 Reelect M. Rajyalakshmi Rao as Director For For Management
9 Elect Haigreve Khaitan as Director For For Management
10 Elect Shikha Sharma as Director For For Management
11 Approve Payment of Commission to For For Management
Directors
--------------------------------------------------------------------------------
TELKOM SA SOC LTD.
Ticker: TKG Security ID: S84197102
Meeting Date: AUG 27, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Keith Rayner as Director For For Management
1.2 Elect Sibusiso Sibisi as Director For For Management
2.1 Re-elect Santie Botha as Director For For Management
2.2 Re-elect Khanyisile Kweyama as Director For For Management
2.3 Re-elect Kholeka Mzondeki as Director For For Management
2.4 Re-elect Fagmeedah Petersen-Cook as For For Management
Director
3.1 Re-elect Sibusiso Luthuli as Member of For For Management
the Audit Committee
3.2 Re-elect Kholeka Mzondeki as Member of For For Management
the Audit Committee
3.3 Elect Keith Rayner as Member of the For For Management
Audit Committee
3.4 Re-elect Rex Tomlinson as Member of For For Management
the Audit Committee
3.5 Re-elect Louis Von Zeuner as Member of For For Management
the Audit Committee
4.1 Reappoint PricewaterhouseCoopers as For For Management
Auditors of the Company with Skalo
Dikana as the Individual Designated
Auditor
4.2 Reappoint SizweNtsalubaGobodo Grant For For Management
Thornton as Auditors of the Company
with Suleman Lockhat as the Individual
Designated Auditor
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
1 Authorise Repurchase of Issued Share For For Management
Capital
2 Authorise Board to Issue Shares for For For Management
Cash
3 Approve Remuneration of Non-executive For For Management
Directors
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
TENAGA NASIONAL BERHAD
Ticker: 5347 Security ID: Y85859109
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Amran Hafiz bin Affifudin as For For Management
Director
2 Elect Noraini binti Che Dan as Director For For Management
3 Elect Cheok Lay Leng as Director For For Management
4 Elect Rashidah binti Mohd Sies as For For Management
Director
5 Elect Mahdzir bin Khalid as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
8 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Grant and Issuance of Shares For Against Management
to Amir Hamzah bin Azizan Under the
Long Term Incentive Plan
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: 88031M109
Meeting Date: JUL 29, 2019 Meeting Type: Special
Record Date: JUL 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of Shares from For For Management
Bolsas y Mercados Argentinos S.A.
2 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lau Chi Ping Martin as Director For Against Management
3b Elect Charles St Leger Searle as For For Management
Director
3c Elect Ke Yang as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend the Existing Amended and For For Management
Restated Memorandum of Association and
Articles of Association and Adopt
Second Amended and Restated Memorandum
of Association and Articles of
Association
--------------------------------------------------------------------------------
THAI BEVERAGE PUBLIC COMPANY LIMITED
Ticker: Y92 Security ID: Y8588A103
Meeting Date: JAN 31, 2020 Meeting Type: Annual
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Business Operation for None None Management
2019 and the Report of the Board of
Directors
3 Approve Financial Statements and For For Management
Auditors' Reports
4 Approve Dividend Payment and For For Management
Appropriation for Legal Reserve
5.1.1 Elect Kanung Luchai as Director For For Management
5.1.2 Elect Pornchai Matangkasombut as For For Management
Director
5.1.3 Elect Choo-Chat Kambhu Na Ayudhya as For For Management
Director
5.1.4 Elect Vivat Tejapaibul as Director For For Management
5.1.5 Elect Panote Sirivadhanabhakdi as For For Management
Director
5.2 Elect Timothy Chia Chee Ming as For Against Management
Director
5.3 Approve Determination of Director �� For For Management
Authorities
6 Approve Remuneration of Directors For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve D&O Insurance for Directors For For Management
and Executives
9 Approve Mandate for Interested Person For For Management
Transactions
10 Amend Articles of Association For For Management
11 Approve Transfer of Shares to Chang For For Management
Beer Co., Ltd. in Relation to the
Business Restructuring Plan
12 Other Business For Against Management
--------------------------------------------------------------------------------
THAI OIL PUBLIC COMPANY LIMITED
Ticker: TOP Security ID: Y8620B119
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Approve Omission of Dividend Payment For For Management
and Acknowledge Interim Dividend
Payment
3 Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5.1 Elect Aek Angsananont as Director For For Management
5.2 Elect Yongyut Jantararotai as Director For For Management
5.3 Elect Suttipong Inseeyong as Director For For Management
5.4 Elect Phannalin Mahawongtikul as For For Management
Director
5.5 Elect Praphaisith Tankeyura as Director For For Management
6 Approve Issuance of Additional For For Management
Debentures
7 Other Business For Against Management
--------------------------------------------------------------------------------
TIM PARTICIPACOES SA
Ticker: TIMP3 Security ID: P91536469
Meeting Date: APR 07, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Ratify Election of Flavia Maria For For Management
Bittencourt as Director
4 Ratify Election of Carlo Filangieri as For For Management
Director
5 Ratify Election of Sabrina di For For Management
Bartolomeo as Director
6 Fix Number of Fiscal Council Members For For Management
at Three
7 Elect Fiscal Council Members For For Management
8 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
9 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TIM PARTICIPACOES SA
Ticker: TIMP3 Security ID: P91536469
Meeting Date: APR 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Prolonging of Cooperation and For For Management
Support Agreement between Telecom
Italia S.p.A and TIM S.A.
2 Authorize Capitalization of Reserves For For Management
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
TIMES CHINA HOLDINGS LIMITED
Ticker: 1233 Security ID: G8904A100
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Shum Chiu Hung as Director For For Management
3A2 Elect Sun Hui as Director For Against Management
3A3 Elect Wong Wai Man as Director For Against Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: 322 Security ID: G8878S103
Meeting Date: JAN 16, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply Agreement, Relevant For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: 322 Security ID: G8878S103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Junichiro Ida as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Yuko Takahashi as Director and For For Management
Authorize Board to Fix His Remuneration
6 Elect Tseng Chien as Director and For For Management
Authorize Board to Fix Her Remuneration
7 Elect Hiromu Fukada as Director and For For Management
Authorize Board to Fix His Remuneration
8 Approve Mazars CPA Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TURKIYE IS BANKASI AS
Ticker: ISCTR Security ID: M8933F115
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For Against Management
Statutory Reports
3 Approve Discharge of Board For Against Management
4 Approve Allocation of Income For For Management
5 Elect Directors For Against Management
6 Approve Director Remuneration For Against Management
7 Ratify External Auditors For For Management
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
9 Amend Article 5 Re: Capital Related For Against Management
10 Receive Information in Accordance with None None Management
Article 1.3.6 of the Corporate
Governance Principles of the Capital
Market Board
11 Receive Information on Donations Made None None Management
in 2019
--------------------------------------------------------------------------------
TURKIYE SISE VE CAM FABRIKALARI AS
Ticker: SISE Security ID: M9013U105
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to sign
Meeting Minutes
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For For Management
4 Approve Discharge of Board For For Management
5 Elect Directors For Against Management
6 Approve Director Remuneration For Against Management
7 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
8 Approve Allocation of Income For For Management
9 Authorize Board to Distribute Advance For For Management
Dividends
10 Ratify External Auditors For Against Management
11 Approve Upper Limit of Donations in For For Management
2020 and Receive Information on
Donations Made in 2019
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
--------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI TAO
Ticker: VAKBN Security ID: M9037B109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Statutory Reports For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Appoint Internal Statutory Auditors For Against Management
9 Approve Remuneration of Directors and For Against Management
Internal Auditors
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Receive Information on Share None None Management
Repurchases
12 Receive Information on Remuneration None None Management
Policy
13 Ratify External Auditors For For Management
14 Receive Information on Donations Made None None Management
in 2019
15 Wishes None None Management
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP.
Ticker: 1216 Security ID: Y91475106
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 24, 2020 ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Deletion of the For For Management
Non-competition Promise Ban Imposed
Upon the Company's Directors According
to the Article 209 of Company Act
--------------------------------------------------------------------------------
UPL LIMITED
Ticker: 512070 Security ID: Y9305P100
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: AUG 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Jaidev Rajnikant Shroff as For Against Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
6 Reelect Pradeep Vedprakash Goyal as For For Management
Director
7 Reelect Reena Ramachandran as Director For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
3 Elect Directors For Against Management
4 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Mauricio Pereira Coelho as
Director and Arthur Prado Silva as
Alternate
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Jorge Buso Gomes as
Director and Johan Albino Ribeiro as
Alternate
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Oscar Augusto Camargo Filho as
Director and Ken Yasuhara as Alternate
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luciano Duarte Penido as
Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcel Juviniano Barros as
Director and Marcia Fragoso Soares as
Alternate
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Toshiya Asahi as Director and
Hugo Serrado Stoffel as Alternate
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roger Allan Downey as Director
and Ivan Luiz Modesto Schara as
Alternate
6.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Cesar Lemos dos Santos
Passos as Director and Joao Ernesto de
Lima Mesquita as Alternate
6.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Isabella Saboya de Albuquerque
as Independent Director and Adriano
Cives Seabra as Alternate
6.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
6.12 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Gasparino da Silva as
Independent Director and Nuno Maria
Pestana de Almeida Alves as Alternate
7 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
8 Elect Fiscal Council Members For For Management
9 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
10 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
2 Approve Agreement to Absorb Ferrous For For Management
Resources do Brasil S.A. (Ferrous) and
Mineracao Jacuipe S.A. (Jacuipe)
3 Ratify Premiumbravo Auditores For For Management
Independentes as Independent Firm to
Appraise Proposed Transaction
4 Approve Independent Firm's Appraisals For For Management
5 Approve Absorption of Ferrous For For Management
Resources do Brasil S.A. (Ferrous) and
Mineracao Jacuipe S.A. (Jacuipe)
6 Approve Agreement to Absorb Minas da For For Management
Serra Geral S.A. (MSG), MSE - Servicos
de Operacao, Manutencao e Montagens
Ltda. (MSE), Retiro Novo
Reflorestamento Ltda. (Retiro Novo)
and Mineracao Guariba Ltda. (Guariba)
7 Ratify Macso Legate Auditores For For Management
Independentes as Independent Firm to
Appraise Proposed Transaction
8 Approve Independent Firm's Appraisals For For Management
9 Approve Absorption of Minas da Serra For For Management
Geral S.A. (MSG), MSE - Servicos de
Operacao, Manutencao e Montagens Ltda.
(MSE), Retiro Novo Reflorestamento
Ltda. (Retiro Novo) and Mineracao
Guariba Ltda. (Guariba)
--------------------------------------------------------------------------------
VEON LTD.
Ticker: VEON Security ID: 91822M106
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
2.1 Elect Osama Bedier as Director None Against Management
2.2 Elect Mikhail Fridman as Director None Against Management
2.3 Elect Gennady Gazin as Director None Against Management
2.4 Elect Andrei Gusev as Director None Against Management
2.5 Elect Gunnar Holt as Director None Against Management
2.6 Elect Robert Jan van de Kraats as None Against Management
Director
2.7 Elect Alexander Pertsovsky as Director None Against Management
2.8 Elect Hans Holger Albrecht as Director None Against Management
2.9 Elect Mariano De Beer as Director None Against Management
2.10 Elect Peter Derby as Director None Against Management
2.11 Elect Amos Genish as Director None Against Management
2.12 Elect Stephen Pusey as Director None Against Management
3 If you are holding less than 5% of the None For Management
Company's total issued and outstanding
shares, vote FOR. Otherwise vote
AGAINST.
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: MAR 24, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Report of Audit and Corporate For For Management
Practices Committees
1b Approve CEO's Report For For Management
1c Approve Board Opinion on CEO's Report For For Management
1d Approve Board of Directors' Report For For Management
1e Approve Report on Adherence to Fiscal For For Management
Obligations
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of MXN 1.79 Per Share
4 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
5 Approve Report on Share Repurchase For For Management
Reserves
6a1 Elect or Ratify Enrique Ostale as For For Management
Director
6a2 Elect or Ratify Richard Mayfield as For For Management
Director
6a3 Elect or Ratify Christopher Nicholas For For Management
as Director
6a4 Elect or Ratify Guilherme Loureiro as For For Management
Director
6a5 Elect or Ratify Lori Flees as Director For For Management
6a6 Elect or Ratify Kirsten Evans as For For Management
Director
6a7 Elect or Ratify Adolfo Cerezo as For For Management
Director
6a8 Elect or Ratify Blanca Trevino as For For Management
Director
6a9 Elect or Ratify Roberto Newell as For For Management
Director
6a10 Elect or Ratify Ernesto Cervera as For For Management
Director
6a11 Elect or Ratify Eric Perez Grovas as For For Management
Director
6b1 Elect or Ratify Adolfo Cerezo as For For Management
Chairman of Audit and Corporate
Practices Committees
6b2 Approve Discharge of Board of For For Management
Directors and Officers
6b3 Approve Directors and Officers For For Management
Liability
6c1 Approve Remuneration of Board Chairman For For Management
6c2 Approve Remuneration of Director For For Management
6c3 Approve Remuneration of Chairman of For For Management
Audit and Corporate Practices
Committees
6c4 Approve Remuneration of Member of For For Management
Audit and Corporate Practices
Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188 ��
Meeting Date: JUN 26, 2020 Meeting Type: Special
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report on Corporate For For Management
Restructuring Re: Absorption of Two
Subsidiaries
2 Approve Balance Sheet as of May 31, For For Management
2020
3 Approve Corporate Restructuring Re: For For Management
Absorption of Subsidiary Holding de
Restaurantes y Servicios S. de R. L.
de C.V.
4 Approve Corporate Restructuring Re: For For Management
Absorption of Subsidiary Tiendas
Wal-Mart S. de R. L. de C.V.
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: SEP 24, 2019 Meeting Type: Special
Record Date: AUG 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Weichai Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans and the Relevant
Interest Rate Swap Transactions
2 Approve Weichai Holdings General For For Management
Services Agreement and the Chongqing
Weichai General Services Agreement and
the Relevant New Caps
3 Approve Weichai Purchase and For For Management
Processing Services Agreement and the
Relevant New Caps
4 Approve Shaanxi Zhongqi Purchase For For Management
Agreement and the Relevant New Caps
5 Approve Shaanxi Zhongqi Sale Agreement For For Management
and the Relevant New Caps
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Report of the Board of For For Management
Directors
3 Approve 2019 Report of the Supervisory For For Management
Committee
4 Approve 2019 Audited Financial For For Management
Statements and Auditors' Report
5 Approve 2019 Final Financial Report For For Management
6 Approve 2020 Financial Budget Report For Against Management
7 Approve 2019 Profit Distribution For For Management
8 Approve Interim Dividend For For Management
9 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Hexin Accountants LLP as For For Management
Internal Control Auditors
11 Amend Articles of Association For For Management
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Elect Zhang Liangfu as Director For For Management
15a Elect Jiang Yan as Director For For Management
15b Elect Yu Zhuoping as Director For For Management
15c Elect Zhao Huifang as Director For For Shareholder
--------------------------------------------------------------------------------
WIN SEMICONDUCTORS CORP.
Ticker: 3105 Security ID: Y9588T126
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements and Profit
Distribution
2 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WINBOND ELECTRONICS CORP.
Ticker: 2344 Security ID: Y95873108
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Endorsement and For Against Management
Guarantees
4.1 Elect Mr. Arthur Yu-Cheng Chiao, with For For Management
Shareholder No. 84, as Non-Independent
Director
4.2 Elect a Representative of Chin-Xin For Against Management
Investment Co., Ltd., with Shareholder
No. 10573, as Non-Independent Director
4.3 Elect Mr. Jamie Lin, with ID No. For For Management
A124776XXX, as Non-Independent Director
4.4 Elect Ms. Teresa Ma, with ID No. For For Management
A220629XXX, as Non-Independent Director
4.5 Elect a Representative of Walsin Lihwa For Against Management
Corporation, with Shareholder No. 1,
as Non-Independent Director
4.6 Elect Mr. Tung-Yi Chan, with For For Management
Shareholder No. 7813, as
Non-Independent Director
4.7 Elect Ms. Yung Chin, with Shareholder For For Management
No. 89, as Non-Independent Director
4.8 Elect Mr. Allen Hsu, with ID No. For For Management
F102893XXX, as Independent Director
4.9 Elect Mr. Stephen Tso, with ID No. For For Management
A102519XXX, as Independent Director
4.10 Elect Mr. Francis Tsai, with ID No. For For Management
E101538XXX, as Independent Director
4.11 Elect Mr. Jerry Hsu, with ID No. For Against Management
A126637XXX, as Independent Director
5 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Yuan-Mou Su
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Arthur Yu-Cheng
Chiao
7 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Representative of
Chin-Xin Investment Co., Ltd.
8 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Jamie Lin
9 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Ms. Teresa Ma
10 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Representative of
Walsin Lihwa Corporation
11 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Tung-Yi Chan
12 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Ms. Yung Chin
13 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Allen Hsu
14 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Francis Tsai
15 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and
Representatives - Mr. Jerry Hsu
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Ordinary Shares or For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Issuance of
Marketable Securities via Private
Placement
4 Approve Issuance of Restricted Stocks For For Management
5 Amend Articles of Association For For Management
6 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
WIWYNN CORP.
Ticker: 6669 Security ID: Y9673D101
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
6.1 Elect SIMON LIN, a Representative of For For Management
WISTRON CORPORATION, with SHAREHOLDER
NO.0000001, as Non-independent Director
6.2 Elect EMILY HONG, with SHAREHOLDER NO. For For Management
0000002 as Non-independent Director
6.3 Elect FRANK LIN, a Representative of For For Management
WISTRON CORPORATION, with SHAREHOLDER
NO.0000001, as Non-independent Director
6.4 Elect SUNLAI CHANG, with SHAREHOLDER For For Management
NO.0000005 as Non-independent Director
6.5 Elect STEVEN LU, with SHAREHOLDER NO. For For Management
0000007 as Non-independent Director
6.6 Elect CHARLES KAU, with SHAREHOLDER NO. For For Management
A104129XXX as Independent Director
6.7 Elect SIMON DZENG, with SHAREHOLDER NO. For For Management
Y100323XXX as Independent Director
6.8 Elect VICTOR CHENG, with SHAREHOLDER For For Management
NO.J100515XXX as Independent Director
6.9 Elect CATHY HAN, with SHAREHOLDER NO. For For Management
E220500XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
WOORI FINANCIAL GROUP, INC.
Ticker: 316140 Security ID: Y972JZ105
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cheom Moon-ak as Outside Director For For Management
3.2 Elect Kim Hong-tae as Non-Independent For For Management
Non-Executive Director
3.3 Elect Lee Won-deok as Inside Director For For Management
3.4 Elect Son Tae-seung as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9718N106
Meeting Date: SEP 27, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Elect Zeng Congqin as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9718N106
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-party For Against Management
Transactions
7 Approve Appointment of Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Change in Usage and For For Management
Implementing Party of Raised Funds
Investment Project
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Approve Comprehensive Budget Plan For For Management
14.1 Elect Liu Feng as Supervisor For For Management
14.2 Elect Yang Ling as Supervisor For For Management
--------------------------------------------------------------------------------
X5 RETAIL GROUP NV
Ticker: FIVE Security ID: 98387E205
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.A Approve Remuneration Report For Against Management
3.B Receive Explanation on Company's None None Management
Dividend Policy
3.C Adopt Financial Statements and For For Management
Statutory Reports
3.D Approve Dividends of RUB 110.47 per For For Management
Share
4.A Approve Discharge of Management Board For For Management
4.B Approve Discharge of Supervisory Board For For Management
5 Amend Remuneration Policy for For Against Management
Management Board
6 Elect Marat Atnashev to Supervisory For For Management
Board
7.A Amend Remuneration Policy for For Against Management
Supervisory Board
7.B Approve Restricted Stock Grants to For Against Management
Supervisory Board Members
8.A Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8.B Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8.C Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Appoint Ernst & Young as Auditors For For Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
YAGEO CORP.
Ticker: 2327 Security ID: Y9723R100
Meeting Date: FEB 26, 2020 Meeting Type: Special
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Common Shares for For For Management
Cash for Sponsoring Issuance of GDR
--------------------------------------------------------------------------------
YAGEO CORP.
Ticker: 2327 Security ID: Y9723R100
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for ��
Endorsement and Guarantees
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: DEC 20, 2019 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Prior Approval by the Class A Meeting For For Management
of Agenda Item 1 (Amendment of
Articles of Association)
1 Amend Articles of Association For For Management
2 Authorize Repurchase of Priority Share For For Management
3 Elect Alexey Komissarov as For For Management
Non-Executive Director
4 Elect Alexei Yakovitsky as For For Management
Non-Executive Director
5 Approve Cancellation of Outstanding For For Management
Class C Ordinary Shares
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Working Report of the For For Management
Board
2 Approve 2019 Working Report of the For For Management
Supervisory Committee
3 Approve 2019 Audited Financial For For Management
Statements
4 Approve 2019 Profit Distribution Plan For For Management
and Authorize Board to Distribute Cash
Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Renewal of Liability Insurance For For Management
of Directors, Supervisors and Senior
Officers
7 Approve External Auditing Firm and to For For Management
Fix Their Remuneration
8 Approve Provision of Financial For Against Management
Guarantees to Subsidiaries and Grant
of Authorization to Yancoal Australia
Limited and Its Subsidiaries to
Provide Guarantees in Relation to
Daily Operations to the Subsidiaries
of the Company in Australia
9 Authorize the Company to Carry Out For For Management
Domestic and Overseas Financing
Businesses
10 Amend Articles of Association and For For Management
Rules and Procedures Regarding General
Meetings of Shareholders
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued H Share For For Management
Capital
13.01 Elect Li Xiyong as Director For For Management
13.02 Elect Li Wei as Director For For Management
13.03 Elect Wu Xiangqian as Director For For Management
13.04 Elect Liu Jian as Director For For Management
13.05 Elect Zhao Qingchun as Director For For Management
13.06 Elect He Jing as Director For For Management
14.01 Elect Tian Hui as Director For For Management
14.02 Elect Cai Chang as Director For For Management
14.03 Elect Poon Chiu Kwok as Director For Against Management
14.04 Elect Zhu Limin as Director For For Management
15.01 Elect Gu Shisheng as Supervisor For For Management
15.02 Elect Zhou Hong as Supervisor For For Management
15.03 Elect Li Shipeng as Supervisor For For Management
15.04 Elect Qin Yanpo as Supervisor For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 19, 2020 Meeting Type: Special
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Rules and Procedures Regarding General
Meetings of Shareholders
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
ZHEN DING TECHNOLOGY HOLDING LTD.
Ticker: 4958 Security ID: G98922100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
4 Amend Articles of Association For For Management
5.1 Elect Chang-Fang Shen, with For For Management
Shareholder No. 15, as Non-Independent
Director
5.2 Elect Che-Hung Yu, a Representative of For For Management
Foxconn (Far East) Limited with
Shareholder No. 2, as Non-Independent
Director
5.3 Elect John-See Lee, with ID No. For For Management
P100035XXX, as Non-Independent Director
5.4 Elect Ting-Chuan Lee, with ID No. For For Management
P121659XXX, as Non-Independent Director
5.5 Elect Chih-Chen Chou with ID No. For For Management
A102012XXX as Independent Director
5.6 Elect Chen-Fu Chien with ID No. For For Management
H120290XXX as Independent Director
5.7 Elect Chi-Hsien Lee with ID No. For For Management
K120329XXX as Independent Director
6 Approve Release of Restrictions on For For Management
�� Competitive Activities of Newly
Appointed Directors (Including
Independent Directors) and
Representatives
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LIMITED
Ticker: 881 Security ID: G9894K108
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Yi as Director For For Management
4 Elect David Alexander Newbigging as For For Management
Director
5 Elect Hsu David as Director For For Management
6 Elect Ying Wei as Director For For Management
7 Elect Li Yanwei as Director For For Management
8 Elect Li Guohui as Director For For Management
9 Elect Tang Xianfeng as Director For For Management
10 Authorize Board to Fix Remuneration of For For Management
Directors
11 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Board
3 Approve 2019 Report of Settlement For For Management
Accounts
4 Approve 2019 Full Text and Summary of For For Management
the Annual Report of A Shares
5 Approve 2019 Annual Report of H Shares For For Management
6 Approve 2019 Profit Distribution Plan For For Management
7 Approve Provisions for Asset Impairment For For Management
8 Approve Application to Financial For For Management
Institutions for General Credit
Facilities and Financing with a Credit
Limit and Authorize Zhan Chunxin to
Execute Facility Agreements and Other
Relevant Financing Documents and to
Allocate the Credit Limit Available
9 Approve Authorization to the Company For For Management
to Provide Buy-Back Guarantees in
Respect of Third-Party Finance Leasing
Business and to Provide Guarantees for
the Factoring Financing
10 Approve Authorization to the Company For For Management
to Continue to Develop and Provide
Buy-Back Guarantees in Respect of Its
Mortgage-Funded Business
11 Approve Authorization to Zoomlion For For Management
Industrial Vehicles to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Industrial Vehicles to
Execute the Relevant Cooperation
Agreements
12 Approve Authorization to Zoomlion For For Management
Heavy Machinery Co., Ltd. to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Heavy Machinery to Execute
the Relevant Cooperation Agreements
13 Approve Provision of Guarantees in For Against Management
Favour of 35 Subsidiaries and
Authorize Board to Adjust the
Available Guarantee Amount Between the
Guaranteed Parties
14 Approve Carrying Out of Low Risk For Against Management
Investments and Financial Management
and Authorize the Chairman to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
15 Approve Investment in Financial For For Management
Derivatives and Authorize the Chairman
and His Authorized Persons to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
16 Approve Authorization to Hunan For For Management
Zhicheng Financing And Guarantee Co.,
Ltd. to Engage in Business of
Providing Guarantees
17.1 Approve Related Party Transactions For For Management
with Infore Environment in Relation to
the Sales of Spare Parts and
Components for Environmental
Sanitation Equipment
17.2 Approve Related Party Transactions For Against Management
with Infore Environment in Relation to
the Provision of Financial Services
17.3 Approve Related Party Transactions For For Management
with Infore Environment in Relation to
the Procurement of Products Including
Spare Parts and Components for
Environmental Sanitation Equipment and
Modified Vehicles for Environmental ��
Sanitation
18.1 Approve Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditor and Internal Control
Auditor
18.2 Approve KPMG as International Auditor For For Management
18.3 Authorize Audit Committee of the Board For For Management
to Determine the Principles of Fixing
the Remuneration of Domestic and
International Auditors and Authorize
Company's Management to Determine
Their Actual Remuneration Based on the
Agreed Principles
19 Approve Merger by Absorption of For For Management
Wholly-Owned Subsidiary
20 Amend Articles of Association For For Management
21 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
24 Amend Articles of Association to For For Shareholder
Change the Business Nature Referred to
in the Business Licence
===================== BNY Mellon International Equity Fund =====================
AIA GROUP LIMITED
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Edmund Sze-Wing Tse as Director For For Management
4 Elect Jack Chak-Kwong So as Director For For Management
5 Elect Mohamed Azman Yahya Director For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7B Authorize Repurchase of Issued Share For For Management
Capital
8 Approve New Share Option Scheme and For For Management
Terminate Existing Share Option Scheme
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4.1 Approve Remuneration Report For For Management
(Non-Binding)
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 35.3
Million
5.1 Reelect Michael Ball as Director For For Management
5.2 Reelect Lynn Bleil as Director For For Management
5.3 Reelect Arthur Cummings as Director For For Management
5.4 Reelect David Endicott as Director For For Management
5.5 Reelect Thomas Glanzmann as Director For For Management
5.6 Reelect Keith Grossmann as Director For For Management
5.7 Reelect Scott Maw as Director For For Management
5.8 Reelect Karen May as Director For For Management
5.9 Reelect Ines Poeschel as Director For For Management
5.10 Reelect Dieter Spaelti as Director For For Management
6.1 Reappoint Thomas Glanzmann as Member For For Management
of the Compensation Committee
6.2 Reappoint Keith Grossmann as Member of For For Management
the Compensation Committee
6.3 Reappoint Karen May as Member of the For For Management
Compensation Committee
6.4 Reappoint Ines Poeschel as Member of For For Management
the Compensation Committee
7 Designate Hartmann Dreyer For For Management
Attorneys-at-Law as Independent Proxy
8 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
9 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2.1 Elect Daniel Yong Zhang as Director For Against Management
2.2 Elect Chee Hwa Tung as Director For For Management
2.3 Elect Jerry Yang as Director For For Management
2.4 Elect Wan Ling Martello as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hixonia Nyasulu as Director For For Management
4 Elect Nonkululeko Nyembezi as Director For For Management
5 Re-elect Ian Ashby as Director For For Management
6 Re-elect Marcelo Bastos as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Mark Cutifani as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Tony O'Neill as Director For For Management
11 Re-elect Stephen Pearce as Director For For Management
12 Re-elect Jim Rutherford as Director For For Management
13 Re-elect Anne Stevens as Director For For Management
14 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Approve Long Term Incentive Plan For For Management
19 Approve Bonus Share Plan For For Management
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
3.d Approve Dividends of EUR 2.40 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for For For Management
Management Board
6 Approve Certain Adjustments to the For For Management
Remuneration Policy for Management
Board
7 Approve Remuneration Policy for For For Management
Supervisory Board
8.a Announce Vacancies on the Supervisory None None Management
Board
8.b Opportunity to Make Recommendations None None Management
8.c Announce Intention to Reappoint A.P. None None Management
Aris and Appoint D.W.A. East and D.M.
Durcan to Supervisory Board
8.d Reelect A.P. (Annet) Aris to For For Management
Supervisory Board
8.e Elect D.M. (Mark) Durcan to For For Management
Supervisory Board
8.f Elect D.W.A. (Warren) East to For For Management
Supervisory Board
8.g Receive Information on the Composition None None Management
of the Supervisory Board
9 Ratify KPMG as Auditors For For Management
10.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital for
General Purposes
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.a
10.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares Up to 5 Percent in Case of
Merger or Acquisition
10.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.c
11.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11.b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
12 Authorize Cancellation of Repurchased For For Management
Shares
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: DEC 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Emma Adamo as Director For For Management
6 Re-elect Graham Allan as Director For For Management
7 Re-elect John Bason as Director For For Management
8 Re-elect Ruth Cairnie as Director For For Management
9 Re-elect Wolfhart Hauser as Director For For Management
10 Re-elect Michael McLintock as Director For For Management
11 Re-elect Richard Reid as Director For For Management
12 Re-elect George Weston as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.73 per Share
4 Approve Compensation of Corporate For For Management
Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For For Management
CEO
7 Approve Remuneration Policy of CEO For For Management
8 Approve Remuneration Policy of For For Management
Chairman of the Board
9 Approve Remuneration Policy of For For Management
Directors
10 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
11 Reelect Angelien Kemna as Director For For Management
12 Reelect Irene Dorner as Director For For Management
13 Elect Isabel Hudson as Director For For Management
14 Elect Antoine Gosset-Grainville as For For Management
Director
15 Elect Marie-France Tschudin as Director For For Management
16 Elect Helen Browne as Director For For Shareholder
A Elect Jerome Amouyal as Director Against Against Shareholder
B Elect Constance Reschke as Director Against Against Shareholder
C Elect Bamba Sall as Director Against Against Shareholder
D Elect Bruno Guy-Wasier as Director Against Against Shareholder
E Elect Timothy Leary as Director Against Against Shareholder
F Elect Ashitkumar Shah as Director Against Against Shareholder
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of the Group's
Subsidiaries
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Amend Article 10 of Bylaws Re: For For Management
Employee Representatives
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dawn Fitzpatrick as Director For For Management
5 Elect Mohamed A. El-Erian as Director For For Management
6 Elect Brian Gilvary as Director For For Management
7 Re-elect Mike Ashley as Director For For Management
8 Re-elect Tim Breedon as Director For For Management
9 Re-elect Sir Ian Cheshire as Director For For Management
10 Re-elect Mary Anne Citrino as Director For For Management
11 Re-elect Mary Francis as Director For For Management
12 Re-elect Crawford Gillies as Director For For Management
13 Re-elect Nigel Higgins as Director For For Management
14 Re-elect Tushar Morzaria as Director For For Management
15 Re-elect Diane Schueneman as Director For For Management
16 Re-elect James Staley as Director For For Management
17 Reappoint KPMG LLP as Auditors For For Management
18 Authorise the Board Audit Committee to For For Management
Fix Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Issue of Equity in Relation For For Management
to the Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
27 Approve SAYE Share Option Scheme For For Management
28 Amend Share Value Plan For For Management
29 Approve Barclays' Commitment in For For Management
Tackling Climate Change
30 Approve ShareAction Requisitioned Against For Shareholder
Resolution
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2019
2 Approve Discharge of Management Board For For �� Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4.1 Elect Ertharin Cousin to the For For Management
Supervisory Board
4.2 Elect Otmar Wiestler to the For For Management
Supervisory Board
4.3 Elect Horst Baier to the Supervisory For For Management
Board
5 Approve Remuneration Policy for the For For Management
Management Board
6 Approve Remuneration Policy for the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
8 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
--------------------------------------------------------------------------------
BUREAU VERITAS SA
Ticker: BVI Security ID: F96888114
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Jerome Michiels For For Management
as Director
6 Reelect Sian Herbert-Jones as Director For For Management
7 Reelect Stephanie Besnier as Director For For Management
8 Reelect Claude Ehlingeras Director For Against Management
9 Approve Remuneration Policy of For Against Management
Directors
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For Against Management
12 Approve Compensation Report of For Against Management
Corporate Officers
13 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the board
14 Approve Compensation of Didier For Against Management
Michaud-Daniel, CEO
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CHR. HANSEN HOLDING A/S
Ticker: CHR Security ID: K1830B107
Meeting Date: NOV 27, 2019 Meeting Type: Annual
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board Report None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 7.07 Per Share
4 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.2 Million for
Chair, DKK 800,000 for Vice-Chair and
DKK 400,000 for Other Directors;
Approve Remuneration for Committee Work
5 Approve Revised Remuneration For For Management
Guidelines for Executive Management
and Board
6a Reelect Dominique Reiniche (Chair) as For For Management
Director
6b.a Reelect Jesper Brandgaard as Director For For Management
6b.b Reelect Luis Cantarell as Director For For Management
6b.c Reelect Heidi Kleinbach-Sauter as For For Management
Director
6b.d Elect Niels Peder Nielsen as New For For Management
Director
6b.e Reelect Kristian Villumsen as Director For For Management
6b.f Reelect Mark Wilson as Director For For Management
7 Reelect PricewaterhouseCoopers as For For Management
Auditor
8 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For Against Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
4 Approve CHF 4.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For For Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Kai Nargolwala as Director For For Management
5.1.i Reelect Ana Pessoa as Director For For Management
5.1.j Reelect Joaquin Ribeiro as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Reelect John Tiner as Director For For Management
5.1.m Elect Richard Meddings as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For Against Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For Against Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For Against Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For Against Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable For Against Management
Remuneration of Executive Committee in
the Amount of CHF 22.4 Million
6.2.2 Approve Fixed Remuneration of For Against Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable For Against Management
Remuneration of Executive Committee in
the Amount of CHF 28.6 Million
7.1 Ratify PricewaterhouseCoopers AG as For Against Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Re-elect Richie Boucher as Director For For Management
4b Elect Johan Karlstrom as Director For For Management
4c Elect Shaun Kelly as Director For For Management
4d Re-elect Heather McSharry as Director For For Management
4e Re-elect Albert Manifold as Director For For Management
4f Re-elect Senan Murphy as Director For For Management
4g Re-elect Gillian Platt as Director For For Management
4h Re-elect Mary Rhinehart as Director For For Management
4i Re-elect Lucinda Riches as Director For For Management
4j Re-elect Siobhan Talbot as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Ratify Deloitte Ireland LLP as Auditors For For Management
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Reissuance of Treasury Shares For For Management
12 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Debra Crew as Director For For Management
5 Re-elect Lord Davies as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Kathryn Mikells as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Approve Irish Sharesave Scheme For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
5a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Advisory)
5b Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive ��
Management (Binding)
6 Approve Company's Corporate Governance For Did Not Vote Management
Statement
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Approve Reduction in Share Capital via For Did Not Vote Management
Share Cancellation
9 Amend Articles For Did Not Vote Management
10 Authorize Board to Raise Subordinated For Did Not Vote Management
Loan
11 Elect Directors For Did Not Vote Management
12 Elect Members of Nominating Committee For Did Not Vote Management
13 Approve Remuneration of Directors and For Did Not Vote Management
Nominating Committee
--------------------------------------------------------------------------------
EBARA CORP.
Ticker: 6361 Security ID: J12600128
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Maeda, Toichi For For Management
2.2 Elect Director Asami, Masao For For Management
2.3 Elect Director Uda, Sakon For For Management
2.4 Elect Director Sawabe, Hajime For For Management
2.5 Elect Director Yamazaki, Shozo For For Management
2.6 Elect Director Oeda, Hiroshi For For Management
2.7 Elect Director Hashimoto, Masahiro For For Management
2.8 Elect Director Nishiyama, Junko For For Management
2.9 Elect Director Fujimoto, Mie For For Management
2.10 Elect Director Fujimoto, Tetsuji For For Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 174.65
2.1 Elect Director Inaba, Yoshiharu For For Management
2.2 Elect Director Yamaguchi, Kenji For For Management
2.3 Elect Director Uchida, Hiroyuki For For Management
2.4 Elect Director Gonda, Yoshihiro For For Management
2.5 Elect Director Saito, Yutaka For For Management
2.6 Elect Director Inaba, Kiyonori For For Management
2.7 Elect Director Noda, Hiroshi For For Management
2.8 Elect Director Michael J. Cicco For For Management
2.9 Elect Director Tsukuda, Kazuo For For Management
2.10 Elect Director Imai, Yasuo For For Management
2.11 Elect Director Ono, Masato For For Management
2.12 Elect Director Yamazaki, Naoko For For Management
3 Appoint Statutory Auditor Tomita, Mieko For For Management
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Elect Geoff Drabble as Director For For Management
8 Elect Catherine Halligan as Director For For Management
9 Re-elect Kevin Murphy as Director For For Management
10 Re-elect Alan Murray as Director For For Management
11 Re-elect Michael Powell as Director For For Management
12 Elect Tom Schmitt as Director For For Management
13 Re-elect Dr Nadia Shouraboura as For For Management
Director
14 Re-elect Jacqueline Simmonds as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Amend Long Term Incentive Plan 2019 For Against Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Sir Jonathan Symonds as Director For For Management
5 Elect Charles Bancroft as Director For For Management
6 Re-elect Emma Walmsley as Director For For Management
7 Re-elect Vindi Banga as Director For For Management
8 Re-elect Dr Hal Barron as Director For For Management
9 Re-elect Dr Vivienne Cox as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Dr Laurie Glimcher as Director For For Management
12 Re-elect Dr Jesse Goodman as Director For For Management
13 Re-elect Judy Lewent as Director For For Management
14 Re-elect Iain Mackay as Director For For Management
15 Re-elect Urs Rohner as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure ��
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HELLA GMBH & CO. KGAA
Ticker: HLE Security ID: D3R112160
Meeting Date: SEP 27, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2018/2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.35 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2018/2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2018/2019
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2018/2019
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2019/2020
7.1 Elect Juergen Behrend to the For Against Management
Shareholders' Committee
7.2 Elect Horst Binnig to the For Against Management
Shareholders' Committee
7.3 Elect Samuel Christ to the For Against Management
Shareholders' Committee
7.4 Elect Carl-Peter Forster to the For Against Management
Shareholders' Committee
7.5 Elect Roland Hammerstein to the For Against Management
Shareholders' Committee
7.6 Elect Klaus Kuehn to the Shareholders' For For Management
Committee
7.7 Elect Matthias Roepke to the For Against Management
Shareholders' Committee
7.8 Elect Konstantin Thomas to the For Against Management
Shareholders' Committee
8.1 Elect Dietrich Hueck to the For Against Management
Supervisory Board
8.2 Elect Stephanie Hueck to the For Against Management
Supervisory Board
8.3 Elect Tobias Hueck to the Supervisory For Against Management
Board
8.4 Elect Klaus Kuehn to the Supervisory For For Management
Board
8.5 Elect Claudia Owen to the Supervisory For Against Management
Board
8.6 Elect Thomas B. Paul to the For Against Management
Supervisory Board
8.7 Elect Charlotte Soetje to the For Against Management
Supervisory Board
8.8 Elect Christoph Thomas to the For Against Management
Supervisory Board
9 Approve Remuneration of Shareholders' For For Management
Committee
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Creation of EUR 44 Million For Against Management
Pool of Capital without Preemptive
Rights
12 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
13 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.27 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6.1 Elect Xiaoqun Clever to the For For Management
Supervisory Board
6.2 Elect Friedrich Eichiner to the For For Management
Supervisory Board
6.3 Elect Hans-Ulrich Holdenried to the For For Management
Supervisory Board
6.4 Elect Manfred Puffer to the For For Management
Supervisory Board
6.5 Elect Ulrich Spiesshofer to the For For Management
Supervisory Board
6.6 Elect Margret Suckale to the For For Management
Supervisory Board
7 Approve Cancellation of Conditional For For Management
Capital 2010/I
8 Approve Creation of EUR 750 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 4
Billion; Approve Creation of EUR 260
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: MAY 04, 2020 Meeting Type: Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Raising For For Management
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Derek Mapp as Director For For Management
2 Re-elect Stephen Carter as Director For For Management
3 Re-elect Gareth Wright as Director For For Management
4 Re-elect Gareth Bullock as Director For For Management
5 Re-elect Stephen Davidson as Director For For Management
6 Re-elect David Flaschen as Director For For Management
7 Re-elect Mary McDowell as Director For For Management
8 Re-elect Helen Owers as Director For For Management
9 Re-elect John Rishton as Director For For Management
10 Elect Gill Whitehead as Director For For Management
11 Accept Financial Statements and For For Management
Statutory Reports
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Tango, Yasutake For For Management
3.2 Elect Director Iwai, Mutsuo For For Management
3.3 Elect Director Terabatake, Masamichi For For Management
3.4 Elect Director Minami, Naohiro For For Management
3.5 Elect Director Hirowatari, Kiyohide For For Management
3.6 Elect Director Yamashita, Kazuhito For For Management
3.7 Elect Director Koda, Main For For Management
3.8 Elect Director Watanabe, Koichiro For For Management
3.9 Elect Director Nagashima, Yukiko For For Management
4 Approve Restricted Stock Plan and For For Management
Performance Share Plan
--------------------------------------------------------------------------------
KASIKORNBANK PUBLIC CO. LTD.
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operation Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Suphajee Suthumpun as Director For For Management
4.2 Elect Chanin Donavanik as Director For For Management
4.3 Elect Sara Lamsam as Director For For Management
4.4 Elect Kattiya Indaravijaya as Director For For Management
4.5 Elect Patchara Samalapa as Director For For Management
5 Elect Chonchanum Soonthornsaratoon as For For Management
Director
6 Approve Names and Number of Directors For For Management
Who Have Signing Authority
7 Approve Remuneration of Directors For For Management
8 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Other Business None None Management
--------------------------------------------------------------------------------
L'OREAL SA
Ticker: OR Security ID: F58149133
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.85 per Share and an
Extra of EUR 0.38 per Share to Long
Term Registered Shares
4 Elect Nicolas Meyers as Director For Against Management
5 Elect Ilham Kadri as Director For For Management
6 Reelect Beatrice Guillaume-Grabisch as For Against Management
Director
7 Reelect Jean-Victor Meyers as Director For Against Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Jean-Paul For For Management
Agon, Chairman and CEO
10 Approve Remuneration Policy of For Against Management
Corporate Officers
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize up to 0.6 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
16 Amend Article 8 of Bylaws Re: Employee For For Management
Reprensentatives
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LONZA GROUP AG
Ticker: LONN Security ID: H50524133
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
5.1.1 Reelect Werner Bauer as Director For For Management
5.1.2 Reelect Albert Baehny as Director For For Management
5.1.3 Reelect Angelica Kohlmann as Director For For Management
5.1.4 Reelect Christoph Maeder as Director For For Management
5.1.5 Reelect Barbara Richmond as Director For For Management
5.1.6 Reelect Juergen Steinemann as Director For For Management
5.1.7 Reelect Olivier Verscheure as Director For For Management
5.2.1 Elect Dorothee Deuring as Director For For Management
5.2.2 Elect Moncef Slaoui as Director For For Management
5.3 Reelect Albert Baehny as Board Chairman For For Management
5.4.1 Reappoint Angelica Kohlmann as Member For For Management
of the Nomination and Compensation
Committee
5.4.2 Reappoint Christoph Maeder as Member For For Management
of the Nomination and Compensation
Committee
5.4.3 Reappoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG Ltd as Auditors For For Management
7 Designate ThomannFischer as For For Management
Independent Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.9 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.8 Million for the Period July 1,
2020 - June 30, 2021
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 4 Million for Fiscal
2019
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 12 Million for
Fiscal 2020
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
M3, INC.
Ticker: 2413 Security ID: J4697J108
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanimura, Itaru For For Management
1.2 Elect Director Tomaru, Akihiko For For Management
1.3 Elect Director Tsuchiya, Eiji For For Management
1.4 Elect Director Izumiya, Kazuyuki For For Management
1.5 Elect Director Urae, Akinori For For Management
1.6 Elect Director Yoshida, Kenichiro For For Management
1.7 Elect Director Mori, Kenichi For For Management
2.1 Elect Director and Audit Committee For For Management
Member Ii, Masako
2.2 Elect Director and Audit Committee For For Management
Member Yamazaki, Mayuka
2.3 Elect Director and Audit Committee For For Management
Member Toyama, Ryoko
--------------------------------------------------------------------------------
MACROMILL, INC.
Ticker: 3978 Security ID: J3924V108
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUN 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Ernst For For Management
1.2 Elect Director Iriyama, Akie For For Management
1.3 Elect Director Mizushima, Atsushi For For Management
1.4 Elect Director Lawrence Weber For For Management
1.5 Elect Director Nishi, Naofumi For For Management
1.6 Elect Director Nishiyama, Shigeru For For Management
--------------------------------------------------------------------------------
MOWI ASA
Ticker: MOWI Security ID: R4S04H101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Receive Briefing on the Business None None Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
7 Approval of the Guidelines for For For Management
Allocation of Options
8 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.2 Million for
Chair, NOK 675,000 for Vice Chair and
NOK 500,000 for Other Directors;
Approve Remuneration for Audit
Committee
9 Approve Remuneration of Nomination For For Management
Committee
10 Approve Remuneration of Auditors For For Management
11a Elect Alf-Helge Aarskog (Vice Chair) For Against Management
as New Director
11b Elect Bjarne Tellmann as New Director For Against Management
11c Elect Solveig Strand as New Director For Against Management
11d Reelect Cecilie Fredriksen as Director For Against Management
12 Elect Anne Lise Ellingsen Gryte as New For For Management
Member and Chair of Nominating
Committee
13 Authorize Board to Distribute Dividends For For Management
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15a Approve Creation of NOK 387.8 Million For For Management
Pool of Capital without Preemptive
Rights
15b Authorize Issuance of Convertible For For Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 3.2
Billion; Approve Creation of NOK 387.8
Million Pool of Capital to Guarantee
Conversion Rights
16 Approval of an Application to be For For Management
Exempt from the Obligation to
Establish a Corporate Assembly
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.95 per Share
4 Approve CHF 30.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 93 Million
5.3 Approve Remuneration Report For For Management
6.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
6.2 Reelect Nancy Andrews as Director For For Management
6.3 Reelect Ton Buechner as Director For For Management
6.4 Reelect Patrice Bula as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Frans van Houten as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William Winters as Director For For Management
6.13 Elect Bridgette Heller as Director For For Management
6.14 Elect Simon Moroney as Director For For Management
7.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
7.2 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
7.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
7.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
7.5 Appoint Bridgette Heller as Member of For For Management
the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Zahn as Independent For For Management
Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.
Ticker: 7532 Security ID: J1235L108
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUN 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Yoshida, Naoki For For Management
2.2 Elect Director Matsumoto, Kazuhiro For For Management
2.3 Elect Director Nishii, Takeshi For For Management
2.4 Elect Director Sakakibara, Ken For For Management
2.5 Elect Director Sekiguchi, Kenji For For Management
2.6 Elect Director Maruyama, Tetsuji For For Management
2.7 Elect Director Ishii, Yuji For For Management
2.8 Elect Director Abe, Hiroshi For For Management
2.9 Elect Director Yasuda, Takao For For Management
3.1 Elect Director and Audit Committee For For Management
Member Nishitani, Jumpei
3.2 Elect Director and Audit Committee For For Management
Member Yoshino, Masaki
--------------------------------------------------------------------------------
PERSIMMON PLC ��
Ticker: PSN Security ID: G70202109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Re-elect Roger Devlin as Director For For Management
6 Re-elect David Jenkinson as Director For For Management
7 Re-elect Michael Killoran as Director For For Management
8 Re-elect Nigel Mills as Director For For Management
9 Re-elect Rachel Kentleton as Director For For Management
10 Re-elect Simon Litherland as Director For For Management
11 Re-elect Marion Sears as Director For For Management
12 Elect Joanna Place as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Annual Report and Its For For Management
Summary
4 Approve 2019 Financial Statements and For For Management
Statutory Reports
5 Approve 2019 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2019 Performance Evaluation of For For Management
Independent Non-Executive Directors
8 Approve Issuance of Debt Financing For For Management
Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Amend Articles of Association For For Management
11 Elect Lu Min as Director For For Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: OCT 15, 2019 Meeting Type: Special
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Demerger of the M&G Group from the
Prudential Group
2 Elect Amy Yip as Director For For Management
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jeremy Anderson as Director For For Management
5 Elect Shriti Vadera as Director For For Management
6 Re-elect Mark Fitzpatrick as Director For For Management
7 Re-elect David Law as Director For For Management
8 Re-elect Paul Manduca as Director For For Management
9 Re-elect Kaikhushru Nargolwala as For For Management
Director
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECRUIT HOLDINGS CO., LTD.
Ticker: 6098 Security ID: J6433A101
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Minegishi, Masumi For For Management
1.2 Elect Director Idekoba, Hisayuki For For Management
1.3 Elect Director Senaha, Ayano For For Management
1.4 Elect Director Rony Kahan For For Management
1.5 Elect Director Izumiya, Naoki For For Management
1.6 Elect Director Totoki, Hiroki For For Management
2.1 Appoint Statutory Auditor Nagashima, For For Management
Yukiko
2.2 Appoint Statutory Auditor Ogawa, For For Management
Yoichiro
2.3 Appoint Statutory Auditor Natori, For For Management
Katsuya
2.4 Appoint Alternate Statutory Auditor For For Management
Tanaka, Miho
--------------------------------------------------------------------------------
RELX PLC
Ticker: REL Security ID: G7493L105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Elect Charlotte Hogg as Director For For Management
8 Re-elect Erik Engstrom as Director For For Management
9 Re-elect Sir Anthony Habgood as For For Management
Director
10 Re-elect Wolfhart Hauser as Director For For Management
11 Re-elect Marike van Lier Lels as For For Management
Director
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Linda Sanford as Director For For Management
15 Re-elect Andrew Sukawaty as Director For For Management
16 Re-elect Suzanne Wood as Director For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RELX PLC
Ticker: REL Security ID: G7493L105
Meeting Date: MAY 26, 2020 Meeting Type: Special
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For Against Management
4 Approve Final Dividend For For Management
5 Approve Special Dividend For For Management
6 Re-elect Howard Davies as Director For For Management
7 Elect Alison Rose-Slade as Director For For Management
8 Re-elect Katie Murray as Director For For Management
9 Re-elect Frank Dangeard as Director For Against Management
10 Re-elect Patrick Flynn as Director For For Management
11 Re-elect Morten Friis as Director For For Management
12 Re-elect Robert Gillespie as Director For Against Management
13 Elect Yasmin Jetha as Director For For Management
14 Re-elect Baroness Noakes as Director For For Management
15 Re-elect Mike Rogers as Director For Against Management
16 Re-elect Mark Seligman as Director For Against Management
17 Re-elect Lena Wilson as Director For Against Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Authorise EU Political Donations and For For Management
Expenditure
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Off-Market Purchase of For For Management
Ordinary Shares
29 Adopt New Articles of Association For For Management
30 Approve Employee Share Ownership Plan For For Management
--------------------------------------------------------------------------------
SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jun Young-hyun as Inside Director For For Management
2.2 Elect Kwon Oh-kyung as Outside Director For For Management
2.3 Elect Kim Duk-hyun as Outside Director For For Management
2.4 Elect Park Tae-ju as Outside Director For For Management
2.5 Elect Choi Won-wook as Outside Director For For Management
3.1 Elect Kwon Oh-kyung as a Member of For For Management
Audit Committee
3.2 Elect Kim Duk-hyun as a Member of For For Management
Audit Committee
3.3 Elect Park Tae-ju as a Member of Audit For For Management
Committee
3.4 Elect Choi Won-wook as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6.1 Approve Creation of EUR 250 Million For For Management
Pool of Capital with Preemptive Rights
6.2 Approve Creation of EUR 250 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration Policy for the For For Management
Supervisory Board
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify Director
Authority on Board Meetings
3.1 Elect Director Isaka, Ryuichi For For Management
3.2 Elect Director Goto, Katsuhiro For For Management
3.3 Elect Director Ito, Junro For For Management
3.4 Elect Director Yamaguchi, Kimiyoshi For For Management
3.5 Elect Director Maruyama, Yoshimichi For For Management
3.6 Elect Director Nagamatsu, Fumihiko For For Management
3.7 Elect Director Kimura, Shigeki For For Management
3.8 Elect Director Joseph M. DePinto For For Management
3.9 Elect Director Tsukio, Yoshio For For Management
3.10 Elect Director Ito, Kunio For For Management
3.11 Elect Director Yonemura, Toshiro For For Management
3.12 Elect Director Higashi, Tetsuro For For Management
3.13 Elect Director Rudy, Kazuko For For Management
--------------------------------------------------------------------------------
SONY CORP.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Company Name For For Management
2.1 Elect Director Yoshida, Kenichiro For For Management
2.2 Elect Director Totoki, Hiroki For For Management
2.3 Elect Director Sumi, Shuzo For For Management
2.4 Elect Director Tim Schaaff For For Management
2.5 Elect Director Matsunaga, Kazuo For For Management
2.6 Elect Director Oka, Toshiko For For Management
2.7 Elect Director Akiyama, Sakie For For Management
2.8 Elect Director Wendy Becker For For Management
2.9 Elect Director Hatanaka, Yoshihiko For For Management
2.10 Elect Director Adam Crozier For For Management
2.11 Elect Director Kishigami, Keiko For For Management
2.12 Elect Director Joseph A. Kraft Jr For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Iain Cornish as Director For For Management
4 Re-elect Andrew Croft as Director For For Management
5 Re-elect Ian Gascoigne as Director For For Management
6 Re-elect Craig Gentle as Director For For Management
7 Re-elect Simon Jeffreys as Director For For Management
8 Re-elect Patience Wheatcroft as For For Management
Director
9 Re-elect Roger Yates as Director For For Management
10 Elect Emma Griffin as Director For For Management
11 Elect Rosemary Hilary as Director For For Management
12 Elect Helena Morrissey as Director For For Management
13 Approve Remuneration Report For For Management
14 Approve Remuneration Policy For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity For For Management
18 Approve Share Incentive Plan For For Management
19 Approve Sharesave Option Plan For For Management
20 Approve Company Share Option Plan For For Management
21 Approve Performance Share Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SUGI HOLDINGS CO., LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sugiura, Hirokazu For For Management
1.2 Elect Director Sakakibara, Eiichi For For Management
1.3 Elect Director Sugiura, Katsunori For For Management
1.4 Elect Director Sugiura, Shinya For For Management
1.5 Elect Director Kamino, Shigeyuki For For Management
1.6 Elect Director Hayama, Yoshiko For For Management
1.7 Elect Director Hori, Michiko For For Management
2.1 Appoint Statutory Auditor Sakamoto, For For Management
Toshihiko
2.2 Appoint Statutory Auditor Kamiya, For For Management
Makoto
--------------------------------------------------------------------------------
SUNTORY BEVERAGE & FOOD LTD.
Ticker: 2587 Security ID: J78186103
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Kogo, Saburo For For Management
3.2 Elect Director Saito, Kazuhiro For For Management
3.3 Elect Director Yamazaki, Yuji For For Management
3.4 Elect Director Kimura, Josuke For For Management
3.5 Elect Director Torii, Nobuhiro For For Management
3.6 Elect Director Inoue, Yukari For For Management
4 Elect Director and Audit Committee For For Management
Member Chiji, Kozo
5 Elect Alternate Director and Audit For For Management
Committee Member Amitani, Mitsuhiro
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 48
2.1 Elect Director Suzuki, Osamu For For Management
2.2 Elect Director Harayama, Yasuhito For For Management
2.3 Elect Director Suzuki, Toshihiro For For Management
2.4 Elect Director Honda, Osamu For For Management
2.5 Elect Director Nagao, Masahiko For For Management
2.6 Elect Director Suzuki, Toshiaki For For Management
2.7 Elect Director Kawamura, Osamu For For Management
2.8 Elect Director Domichi, Hideaki For For Management
2.9 Elect Director Kato, Yuriko For For Management
3.1 Appoint Statutory Auditor Sugimoto, For For Management
Toyokazu
3.2 Appoint Statutory Auditor Kasai, Masato For For Management
3.3 Appoint Statutory Auditor Tanaka, Norio For For Management
3.4 Appoint Statutory Auditor Araki, For For Management
Nobuyuki
3.5 Appoint Statutory Auditor Nagano, For For Management
Norihisa
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWED.A Security ID: W94232100
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Chairman of For Did Not Vote Management
Meeting
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3.a Authorize Board to Decide on For Did Not Vote Management
Entitlement of Attending the Meeting
3.b Approve that Employees of the Swedish None Did Not Vote Shareholder
Television Company Should Not be
Allowed to Attend the AGM
3.c Approve that Shareholders Shall be None Did Not Vote Shareholder
Given the Opportunity to Present
Supporting Documents for Decisions on
a Big Screen at the AGM
3.d Approve Broadcasting of Meeting Over For Did Not Vote Management
Web Link
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Auditor's Report None None Management
7.c Receive President's Report None None Management
8 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
10.a Approve Discharge of Annika Poutiainen For Did Not Vote Management
as Ordinary Board Member
10.b Approve Discharge of Lars Idermark as For Did Not Vote Management
Ordinary Board Member
10.c Approve Discharge of Ulrika Francke as For Did Not Vote Management
Ordinary Board Member
10.d Approve Discharge of Peter Norman as For Did Not Vote Management
Ordinary Board Member
10.e Approve Discharge of Siv Svensson as For Did Not Vote Management
Ordinary Board Member
10.f Approve Discharge of Bodil Eriksson as For Did Not Vote Management
Ordinary Board Member
10.g Approve Discharge of Mats Granryd as For Did Not Vote Management
Ordinary Board Member
10.h Approve Discharge of Bo Johansson as For Did Not Vote Management
Ordinary Board Member
10.i Approve Discharge of Anna Mossberg as For Did Not Vote Management
Ordinary Board Member
10.j Approve Discharge of Magnus Uggla as For Did Not Vote Management
Ordinary Board Member
10.k Approve Discharge of Kerstin For Did Not Vote Management
Hermansson as Ordinary Board Member
10.l Approve Discharge of Josefin For Did Not Vote Management
Lindstrand as Ordinary Board Member
10.m Approve Discharge of Bo Magnusson as For Did Not Vote Management
Ordinary Board Member
10.n Approve Discharge of Goran Persson as For Did Not Vote Management
Ordinary Board Member
10.o Approve Discharge of Birgitte Bonnesen For Did Not Vote Management
as CEO Until 28 March 2019
10.p Approve Discharge of Anders Karlsson For Did Not Vote Management
as CEO Until 1 October 2019
10.q Approve Discharge of Jens Henriksson For Did Not Vote Management
as CEO as of 1 October 2019
10.r Approve Discharge of Camilla Linder as For Did Not Vote Management
Ordinary Employee Representative
10.s Approve Discharge of Roger Ljung as For Did Not Vote Management
Ordinary Employee Representative
10.t Approve Discharge of Henrik Joelsson For Did Not Vote Management
as Deputy Employee Representative
10.u Approve Discharge of Ake Skoglund as For Did Not Vote Management
Deputy Employee Representative
11 Determine Number of Directors (10) For Did Not Vote Management
12 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.63 Million for
Chairman, SEK 885,000 for Vice
Chairman and SEK 605,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
13.a Elect Bo Bengtsson as New Director For Did Not Vote Management
13.b Elect Goran Bengtsson as New Director For Did Not Vote Management
13.c Elect Hans Eckerstrom as New Director For Did Not Vote Management
13.d Elect Bengt Erik Lindgren as New For Did Not Vote Management
Director
13.e Elect Biljana Pehrsson as New Director For Did Not Vote Management
13.f Reelect Kerstin Hermansson as Director For Did Not Vote Management
13.g Reelect Josefin Lindstrand as Director For Did Not Vote Management
13.h Reelect Bo Magnusson as Director For Did Not Vote Management
13.i Reelect Anna Mossberg as Director For Did Not Vote Management
13.j Reelect Goran Persson as Director For Did Not Vote Management
14 Elect Goran Persson as Board Chairman For Did Not Vote Management
15 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Five of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Authorize Repurchase Authorization for For Did Not Vote Management
Trading in Own Shares
18 Authorize General Share Repurchase For Did Not Vote Management
Program
19 Approve Issuance of Convertibles For Did Not Vote Management
without Preemptive Rights
20.a Approve Common Deferred Share Bonus For Did Not Vote Management
Plan (Eken 2020)
20.b Approve Deferred Share Bonus Plan for For Did Not Vote Management
Key Employees (IP 2020)
20.c Approve Equity Plan Financing to For Did Not Vote Management
Participants of 2020 and Previous
Programs
21 Instruct Board to Work for the Swedish None Did Not Vote Shareholder
Companies Act to be Amended so the
Possibility of Differentiation of
Voting Rights is Abolished
22 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder
Representation of Small and
Medium-Sized Shareholders on the
Company's Board and Nomination
Committee, to be Submitted to AGM 2021
23 Appoint Special Examination of the None Did Not Vote Shareholder
Auditors' Actions
24 Close Meeting None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Amend Procedures for Lending Funds to For For Management
Other Parties
3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management
D100708xxx as Independent Director
--------------------------------------------------------------------------------
TECHNOPRO HOLDINGS, INC.
Ticker: 6028 Security ID: J82251109
Meeting Date: SEP 27, 2019 Meeting Type: Annual
Record Date: JUN 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 84
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Nishio, Yasuji For For Management
3.2 Elect Director Shimaoka, Gaku For For Management
3.3 Elect Director Asai, Koichiro For For Management
3.4 Elect Director Yagi, Takeshi For For Management
3.5 Elect Director Hagiwara, Toshihiro For For Management
3.6 Elect Director Watabe, Tsunehiro For For Management
3.7 Elect Director Yamada, Kazuhiko For For Management
3.8 Elect Director Sakamoto, Harumi For For Management
4.1 Appoint Statutory Auditor Madarame, For For Management
Hitoshi
4.2 Appoint Statutory Auditor Mikami, Akira For For Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lau Chi Ping Martin as Director For Against Management
3b Elect Charles St Leger Searle as For For Management
Director
3c Elect Ke Yang as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend the Existing Amended and For For Management
Restated Memorandum of Association and
Articles of Association and Adopt
Second Amended and Restated Memorandum
of Association and Articles of
Association
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Elect Philippe Knoche as Director For For Management
5 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
6 Approve Compensation Report of For For Management
Corporate Officers
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Approve Remuneration Policy of Board For For Management
Members
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
11 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 159 Million
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 60 Million
14 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
16 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 11-15 at EUR 180 Million
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Amend Article 11 of Bylaws Re: Board For For Management
Members Remuneration
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TOMRA SYSTEMS ASA
Ticker: TOM Security ID: R91733114
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of For Did Not Vote Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Receive Management Report on the For Did Not Vote Management
Status of the Company and Group
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Advisory)
8 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Binding)
9 Discuss Company's Corporate Governance None None Management
Statement (Not Voting)
10 Approve Remuneration of Directors For Did Not Vote Management
11 Approve Remuneration of Nominating For Did Not Vote Management
Committee
12 Reelect Jan Svensson (Chairman), Bodil For Did Not Vote Management
Sonesson, Pierre Couderc, Bjorn Matre
and Hege Skryseth as Directors
13 Reelect Rune Selmar (Chairman), Eric For Did Not Vote Management
Douglas and Hild Kinder as Members of
Nominating Committee
14 Approve Remuneration of Auditors For Did Not Vote Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares for
Incentive Plan Funding
16 Approve Creation of NOK 14.8 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
17 Authorize Board to Decide on the For Did Not Vote Management
Distribution of Dividends of up to NOK
2.75 Per Share
18 Ratify Auditor For Did Not Vote Management
--------------------------------------------------------------------------------
TOPCON CORP.
Ticker: 7732 Security ID: J87473112
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hirano, Satoshi For For Management
1.2 Elect Director Iwasaki, Makoto For For Management
1.3 Elect Director Eto, Takashi For For Management
1.4 Elect Director Akiyama, Haruhiko For For Management
1.5 Elect Director Yamazaki, Takayuki For For Management
1.6 Elect Director Matsumoto, Kazuyuki For For Management
1.7 Elect Director Sudo, Akira For For Management
1.8 Elect Director Yamazaki, Naoko For For Management
1.9 Elect Director Inaba, Yoshiharu For For Management
2 Appoint Statutory Auditor Ryu, Nobuyuki For For Management
3 Appoint Alternate Statutory Auditor For For Management
Inoue, Tsuyoshi
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share and
Option for Stock Dividend Program
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Patricia Barbizet as Director For For Management
7 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
8 Reelect Mark Cutifani as Director For For Management
9 Elect Jerome Contamine as Director For For Management
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Compensation of Patrick For For Management
Pouyanne, Chairman and CEO
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE) and Amend
Bylaws Accordingly
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights and/or
Capitalization of Reserves for Bonus
Issue or Increase in Par Value, up to
Aggregate Nominal Amount of EUR 2.5
Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 650 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 650 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 16 and 17
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plans
A Instruct Company to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions Aligned with the Goal of the
Paris Climate Agreement and Amend
Article 19 of Bylaws Accordingly
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Tetsuro For For Management
1.2 Elect Director Onishi, Akira For For Management
1.3 Elect Director Sasaki, Kazue For For Management
1.4 Elect Director Sasaki, Takuo For For Management
1.5 Elect Director Mizuno, Yojiro For For Management
1.6 Elect Director Ishizaki, Yuji For For Management
1.7 Elect Director Sumi, Shuzo For For Management
1.8 Elect Director Yamanishi, Kenichiro For For Management
1.9 Elect Director Kato, Mitsuhisa For For Management
2.1 Appoint Statutory Auditor Mizuno, For For Management
Akihisa
2.2 Appoint Statutory Auditor Watanabe, For Against Management
Toru
3 Appoint Alternate Statutory Auditor For For Management
Furusawa, Hitoshi
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2019 Financial Year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Remuneration Report For Against Management
4 Approve Discharge of Executive For For Management
Directors
5 Approve Discharge of Non-Executive For For Management
Directors
6 Reelect N Andersen as Non-Executive For Against Management
Director
7 Reelect L Cha as Non-Executive Director For For Management
8 Reelect V Colao as Non-Executive For Against Management
Director
9 Reelect J Hartmann as Non-Executive For For Management
Director
10 Reelect A Jope as Executive Director For For Management
11 Reelect A Jung as Non-Executive For For Management
Director
12 Reelect S Kilsby as Non-Executive For For Management
Director
13 Reelect S Masiyiwa as Non-Executive For For Management
Director
14 Reelect Y Moon as Non-Executive For For Management
Director
15 Reelect G Pitkethly as Executive For For Management
Director
16 Reelect J Rishton as Director For For Management
17 Reelect F Sijbesma as Director For For Management
18 Ratify KPMG as Auditors For For Management
19 Grant Board Authority to Issue Shares For For Management
20 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances for
General Corporate Purposes
21 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances for
Acquisition or Specified Capital
Investment Purposes
22 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
23 Approve Reduction in Share Capital For For Management
through Cancellation of Ordinary Shares
--------------------------------------------------------------------------------
VAKRANGEE LIMITED
Ticker: 511431 Security ID: Y9316P107
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Dinesh Nandwana as Director For For Management
4 Elect Anil Khanna as Director For For Management
5 Approve Appointment and Remuneration For For Management
of Anil Khanna as Managing Director &
Group CEO
6 Approve Reappointment and Remuneration For For Management
of Dinesh Nandwana as the Executive
Director
7 Reelect Avinash Vyas as Director For For Management
8 Reelect Sujata Chattopadhyay as For For Management
Director
9 Reelect Sunil Agarwal as Director For Against Management
10 Reelect Ramesh Joshi as Director For For Management
11 Reelect B. L. Meena as Director For Against Management
--------------------------------------------------------------------------------
VALEO SA
Ticker: FR Security ID: F96221340
Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Bpifrance For For Management
Participations as Director
6 Ratify Appointment of Fonds For For Management
Strategique de Participation as
Director
7 Reelect Thierry Moulonguet as Director For For Management
8 Reelect Ulrike Steinhorst as Director For For Management
9 Reelect Fonds Strategique de For For Management
Participation as Director
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Jacques For For Management
Aschenbroich, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Directors
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Delegate Powers to the Board to Amend For Against Management
Bylaws to Comply with Legal Changes
16 Amend Articles 14, 16, 18 and 23 of For For Management
Bylaws to Comply with Legal Changes
17 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE)
18 Pursuant to Item 17 Above, Adopt New For For Management
Bylaws
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: APR 20, 2020 Meeting Type: Annual/Special
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Reelect Yannick Bollore as Supervisory For Against Management
Board Member
5 Elect Laurent Dassault as Supervisory For For Management
Board Member
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
8 Approve Compensation Report of For Against Management
Corporate Officers
9 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
10 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
11 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
12 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
13 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
14 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
15 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
16 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
17 Approve Remuneration Policy of For Against Management
Chairman and Members of Supervisory
Board
18 Approve Remuneration Policy of For Against Management
Chairman of Management Board
19 Approve Remuneration Policy of For Against Management
Management Board Members
20 Approve Additional Pension Scheme For Against Management
Agreement with Arnaud de Puyfontaine,
Chairman of the Management Board
21 Approve Additional Pension Scheme For Against Management
Agreement with Gilles Alix, Management
Board Member
22 Approve Additional Pension Scheme For Against Management
Agreement with Cedric de
Bailliencourt, Management Board Member
23 Approve Additional Pension Scheme For Against Management
Agreement with Frederic Crepin,
Management Board Member
24 Approve Additional Pension Scheme For Against Management
Agreement with Simon Gillham,
Management Board Member
25 Approve Additional Pension Scheme For Against Management
Agreement with Herve Philippe,
Management Board Member
26 Approve Additional Pension Scheme For Against Management
Agreement with Stephane Roussel,
Management Board Member
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Specific Buyback Program and For Against Management
Cancellation of Repurchased Share
29 Amend Article 8 of Bylaws Re: Employee For For Management
Representative
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Sanjiv Ahuja as Director For For Management
3 Elect David Thodey as Director For For Management
4 Re-elect Gerard Kleisterlee as Director For For Management
5 Re-elect Nick Read as Director For For Management
6 Re-elect Margherita Della Valle as For For Management
Director
7 Re-elect Sir Crispin Davis as Director For For Management
8 Re-elect Michel Demare as Director For For Management
9 Re-elect Dame Clara Furse as Director For For Management
10 Re-elect Valerie Gooding as Director For For Management
11 Re-elect Renee James as Director For For Management
12 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
13 Re-elect David Nish as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Appoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WOLTERS KLUWER NV
Ticker: WKL Security ID: N9643A197
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Report of Supervisory Board None None Management
(Non-Voting)
2.c Approve Remuneration Report For For Management
3.a Adopt Financial Statements For For Management
3.b Receive Explanation on Dividend Policy None None Management
3.c Approve Dividends of EUR 1.18 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Reelect Jeanette Horan to Supervisory For For Management
Board
5.b Elect Jack de Kreij to Supervisory For For Management
Board
5.c Elect Sophie Vandebroek to Supervisory For For Management
Board
6 Approve Remuneration Policy for For For Management
Management Board
7.a Approve Remuneration Policy for For For Management
Supervisory Board
7.b Amend Remuneration of Supervisory For For Management
Board Members
8.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
8.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.7 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 78.2
Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Conditional
Capital without Preemptive Rights
7 Amend Articles of Association For For Management
8 Transact Other Business (Voting) For Against Management
======================= BNY Mellon Small Cap Growth Fund =======================
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Serge Saxonov For For Management
1.2 Elect Director Benjamin J. Hindson For For Management
1.3 Elect Director John R. Stuelpnagel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. McCourt For For Management
1b Elect Director Francois Nader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Thomas M. Prescott For For Management
1.8 Elect Director Andrea L. Saia For For Management
1.9 Elect Director Greg J. Santora For For Management
1.10 Elect Director Susan E. Siegel For For Management
1.11 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC.
Ticker: AMOT Security ID: 019330109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda P. Duch For For Management
1.2 Elect Director Robert B. Engel For For Management
1.3 Elect Director Richard D. Federico For For Management
1.4 Elect Director Gerald J. (Bud) Laber For For Management
1.5 Elect Director James J. Tanous For For Management
1.6 Elect Director Richard S. Warzala For For Management
1.7 Elect Director Michael R. Winter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn D. Bleil For For Management
1.2 Elect Director Bradley L. Campbell For Withhold Management
1.3 Elect Director Robert Essner For For Management
1.4 Elect Director Ted W. Love For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Amit D. Munshi For For Management
1.6 Elect Director Garry A. Neil For For Management
1.7 Elect Director Tina S. Nova For For Management
1.8 Elect Director Manmeet S. Soni For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Report on Company's Activities Past For For Management
Year
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect Albert Cha as Director (Class For For Management
II)
5b Reelect Birgitte Volck as Director For For Management
(Class II)
5c Reelect Lars Holtug as Director (Class For For Management
II)
6 Ratify Deloitte as Auditors For For Management
7 Approve Issuance of Warrants for Board For Against Management
of Directors, Executive Management and
Employees, Advisors and Consultants of
the Company or its Subsidiaries;
Approve Creation of DKK 2 Million Pool
of Conditional Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
ASSETMARK FINANCIAL HOLDINGS, INC.
Ticker: AMK Security ID: 04546L106
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rohit Bhagat For For Management
1b Elect Director Bryan Lin For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Scott W. Drake For For Management
1d Elect Director Daniel P. Florin For For Management
1e Elect Director Regina E. Groves For For Management
1f Elect Director B. Kristine Johnson For For Management
1g Elect Director Mark R. Lanning For For Management
1h Elect Director Karen N. Prange For For Management
1i Elect Director Sven A. Wehrwein For For Management
1j Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Morken For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Declan Doogan For For Management
1b Elect Director Vlad Coric For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For Withhold Management
1.3 Elect Director Lonnel Coats For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Michael A. Daniels For For Management
1B Elect Director William L. Jews For For Management
1C Elect Director Gregory G. Johnson For For Management
1D Elect Director J. Phillip London For For Management
1E Elect Director John S. Mengucci For For Management
1F Elect Director James L. Pavitt For For Management
1G Elect Director Warren R. Phillips For Against Management
1H Elect Director Debora A. Plunkett For For Management
1I Elect Director Charles P. Revoile For For Management
1J Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bender For For Management
1.2 Elect Director Bruce Rothstein For For Management
1.3 Elect Director Gary Rosenthal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lecil E. Cole For For Management
1.2 Elect Director Steven Hollister For For Management
1.3 Elect Director James D. Helin For For Management
1.4 Elect Director Donald M. Sanders For For Management
1.5 Elect Director Marc L. Brown For For Management
1.6 Elect Director Michael A. DiGregorio For For Management
1.7 Elect Director Scott Van Der Kar For For Management
1.8 Elect Director J. Link Leavens For For Management
1.9 Elect Director Dorcas H. Thille For For Management
1.10 Elect Director John M. Hunt For For Management
1.11 Elect Director Egidio Carbone, Jr. For �� Withhold Management
1.12 Elect Director Harold Edwards For For Management
1.13 Elect Director Kathleen M. Holmgren For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Majority of Independent Against Against Shareholder
Directors on Board
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: OCT 23, 2019 Meeting Type: Special
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael D. Goldberg For Withhold Management
1b Elect Director Peter Maag For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Maroone For For Management
1.2 Elect Director Neha Parikh For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Neidorff For For Management
1b Elect Director H. James Dallas For For Management
1c Elect Director Robert K. Ditmore For For Management
1d Elect Director Richard A. Gephardt For For Management
1e Elect Director Lori J. Robinson For For Management
1f Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
CONSTELLIUM SE
Ticker: CSTM Security ID: F21107101
Meeting Date: JUN 29, 2020 Meeting Type: Annual/Special
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Jean-Marc Germain as Director For For Management
2 Reelect Peter Hartman as Director For For Management
3 Reelect Guy Maugis as Director For For Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Discharge of Directors and For For Management
Auditors
7 Approve Allocation of Income and For For Management
Absence of Dividends
8 Authorize Board to Issue Free Warrants For For Management
with Preemptive Rights During a Public
Tender Offer
9 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 06, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Jennings For For Management
1b Elect Director Mark R. Matteson For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Rodger Novak as Director and For For Management
Board Chairman
4b Reelect Director Samarth Kulkarni For For Management
4c Reelect Director Ali Behbahani For Against Management
4d Reelect Director Bradley Bolzon For Against Management
4e Reelect Director Simeon J. George For For Management
4f Reelect Director John T. Greene For For Management
4g Reelect Director Katherine A. High For Against Management
4h Elect Director Douglas A. Treco For For Management
5a Elect Ali Behbahan as Member of the For For Management
Compensation Committee
5b Reelect Simeon J. George as Member of For For Management
the Compensation Committee
5c Reelect John T. Greene as Member of For For Management
the Compensation Committee
6a Approve Remuneration of Directors in For For Management
the Amount of USD 320,000
6b Approve Remuneration of Directors in For Against Management
the Amount of USD 5,911,650
6c Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
3,393,795
6d Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
2,379,619
6e Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
53,069,700
7 Amend Pool of Conditional Capital for For Against Management
Employee Benefit Plans
8 Amend Omnibus Stock Plan For Against Management
9 Approve CHF 915,548 Increase in For Against Management
Authorized Capital
10 Designate Marius Meier as Independent For For Management
Proxy
11 Ratify Ernst & Young LLP as Auditor For For Management
and Ernst & Young AG as Statutory
Auditor
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Dean M. Flatt For For Management
1.3 Elect Director S. Marce Fuller For For Management
1.4 Elect Director Bruce D. Hoechner For For Management
1.5 Elect Director Glenda J. Minor For For Management
1.6 Elect Director John B. Nathman For For Management
1.7 Elect Director Robert J. Rivet For For Management
1.8 Elect Director Albert E. Smith For For Management
1.9 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENALI THERAPEUTICS INC.
Ticker: DNLI Security ID: 24823R105
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Schenkein For For Management
1.2 Elect Director Jennifer Cook For For Management
1.3 Elect Director Ryan J. Watts For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Mullen For Withhold Management
1.2 Elect Director Akshay K. Vaishnaw For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For Withhold Management
1b Elect Director Josh Silverman For Withhold Management
1c Elect Director Fred Wilson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jaime Ellertson For Withhold Management
1.2 Elect Director Sharon Rowlands For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Duffy For Against Management
1b Elect Director Diane Holder For Against Management
1c Elect Director Michael D'Amato For Against Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIBROGEN, INC. ��
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Enrique Conterno For For Management
1b Elect Director Thomas F. Kearns, Jr. For For Management
1c Elect Director Kalevi Kurkijarvi For Withhold Management
1d Elect Director Gerald Lema For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRESHPET, INC.
Ticker: FRPT Security ID: 358039105
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Basto For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director Walter N. George, III For For Management
1.4 Elect Director Craig D. Steeneck For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Alterman For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Thomas F. Herman For For Management
1.4 Elect Director Erik D. Ragatz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Geoffrey Guy as Director For For Management
2 Re-elect Cabot Brown as Director For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Remuneration Report For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Deloitte and Touche LLP as For For Management
Auditors
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Accept Financial Statements and For For Management
Statutory Reports
10 Authorise Issue of Equity For For Management
11 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
HEALTH CATALYST, INC.
Ticker: HCAT Security ID: 42225T107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy G. Ferris For For Management
1.2 Elect Director Anita V. Pramoda For For Management
1.3 Elect Director S. Dawn Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Herendeen For Against Management
1b Elect Director Michael Simon For Against Management
1c Elect Director Jay Simons For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
I3 VERTICALS, INC.
Ticker: IIIV Security ID: 46571Y107
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Daily For Withhold Management
1.2 Elect Director Clay Whitson For Withhold Management
1.3 Elect Director Elizabeth Seigenthaler For For Management
Courtney
1.4 Elect Director John Harrison For Withhold Management
1.5 Elect Director Burton Harvey For For Management
1.6 Elect Director Timothy McKenna For For Management
1.7 Elect Director David Morgan For Withhold Management
1.8 Elect Director David Wilds For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg �� For Withhold Management
1.4 Elect Director Philippe Santi For Withhold Management
1.5 Elect Director Francois Heilbronn For Withhold Management
1.6 Elect Director Robert Bensoussan For For Management
1.7 Elect Director Patrick Choel For For Management
1.8 Elect Director Michel Dyens For For Management
1.9 Elect Director Veronique Gabai-Pinsky For For Management
1.10 Elect Director Gilbert Harrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency For For Management
Every Year
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. King For For Management
1.2 Elect Director Raymond W. Scott For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Kehoe For For Management
1.2 Elect Director Steven J. Bensinger For For Management
1.3 Elect Director Anne C. Kronenberg For For Management
1.4 Elect Director Robert Lippincott, III For For Management
1.5 Elect Director James J. Ritchie For For Management
1.6 Elect Director Frederick L. Russell, For For Management
Jr.
1.7 Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KORNIT DIGITAL LTD.
Ticker: KRNT Security ID: M6372Q113
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Alon Lumbroso as Director For For Management
1.2 Reelect Dov Ofer as Director For For Management
2.1 Elect Stephen Nigro as Director For For Management
2.2 Elect Ronen Samuel as Director For For Management
3 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4.1 Approve amended Employment terms of For For Management
CEO Re: Discretionary Bonus.
4.2 Approve amended Employment terms of For For Management
CEO Re: Equity-Based Compensation
5 Approve Grant of Option to Ronen For For Management
Samuel, CEO
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
KORNIT DIGITAL LTD.
Ticker: KRNT Security ID: M6372Q113
Meeting Date: FEB 27, 2020 Meeting Type: Special
Record Date: JAN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Renewal of Liability For For Management
Insurance Policy to Directors/Officers
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director John E. Major For For Management
1i Elect Director William P. Noglows For For Management
1j Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Samuel F. Thomas For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For Withhold Management
1.6 Elect Director Ronald R. Booth For For Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Borge Hald For For Management
1b Elect Director Douglas Leone For For Management
1c Elect Director Leslie Stretch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 23, 2019 Meeting Type: Annual
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James K. Bass For For Management
1.2 Elect Director Michael A. Daniels For Withhold Management
1.3 Elect Director Lisa S. Disbrow For For Management
1.4 Elect Director Barry R. Nearhos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 03, 2019 Meeting Type: Annual
Record Date: OCT 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aron Ain For Against Management
2 Elect Director Stephen M. Ward For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Accept Financial Statements and For For Management
Statutory Reports
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MYOVANT SCIENCES LTD.
Ticker: MYOV Security ID: G637AM102
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: JUL 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Terrie Curran For For Management
1B Elect Director Mark Guinan For For Management
1C Elect Director Myrtle Potter For For Management
1D Elect Director Vivek Ramaswamy For For Management
1E Elect Director Kathleen Sebelius For For Management
1F Elect Director Lynn Seely For For Management
1G Elect Director Frank Torti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC.
Ticker: NSTG Security ID: 63009R109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Bradley Gray For For Management
1b Elect Director Robert M. Hershberg For For Management
1c Elect Director Kirk D. Malloy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rowan Chapman For For Management
1.2 Elect Director Herm Rosenman For Withhold Management
1.3 Elect Director Jonathan Sheena For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Clermont For For Management
1.2 Elect Director Robert E. Dean For For Management
1.3 Elect Director Fred J. Joseph For For Management
1.4 Elect Director G. Timothy Laney For For Management
1.5 Elect Director Micho F. Spring For For Management
1.6 Elect Director Burney S. Warren, III For For Management
1.7 Elect Director Art Zeile For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Tehle For For Management
1.2 Elect Director Thomas V. Taylor, Jr. For For Management
1.3 Elect Director Virginia A. Hepner For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Steven C. Jones For For Management
1c Elect Director Kevin C. Johnson For For Management
1d Elect Director Raymond R. Hipp For For Management
1e Elect Director Bruce K. Crowther For For Management
1f Elect Director Lynn A. Tetrault For For Management
1g Elect Director Alison L. Hannah For For Management
1h Elect Director Stephen M. Kanovsky For For Management
1i Elect Director Rachel A. Stahler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Patrick C.S. Lo For For Management
1B Elect Director Laura J. Durr For For Management
1C Elect Director Jef T. Graham For For Management
1D Elect Director Bradley L. Maiorino For For Management
1E Elect Director Janice M. Roberts For For Management
1F Elect Director Gregory J. Rossmann For For Management
1G Elect Director Barbara V. Scherer For For Management
1H Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NEVRO CORP.
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Fischer For For Management
1.2 Elect Director Shawn T. McCormick For For Management
1.3 Elect Director Kevin O'Boyle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Watteeuw For For Management
Carlisle
1.2 Elect Director Dan Scholnick For For Management
1.3 Elect Director James Tolonen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bandel Carano For Withhold Management
1.2 Elect Director Raymond Link For Withhold Management
1.3 Elect Director Geoffrey Moore For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alissa Ahlman For For Management
1B Elect Director Robert Fisch For For Management
1C Elect Director John Swygert For For Management
1D Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED
Ticker: OSW Security ID: P73684113
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Heyer For For Management
1.2 Elect Director Andrew R. Heyer For For Management
1.3 Elect Director Leonard Fluxman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Authorize a New Class of Non-Voting For For Management
Common Share
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christian O. Henry For Did Not Vote Management
1.2 Elect Director John F. Milligan For Did Not Vote Management
1.3 Elect Director Lucy Shapiro For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Did Not Vote Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Dowdell For For Management
1.2 Elect Director Daryl Bradley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Spinelli, Jr. For Withhold Management
1.2 Elect Director Enshalla Anderson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For Withhold Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William L. George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Necip Sayiner For For Management
1.8 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PREVAIL THERAPEUTICS INC.
Ticker: PRVL Security ID: 74140Y101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Asa Abeliovich For Withhold Management
1.2 Elect Director Carl Gordon For Withhold Management
1.3 Elect Director Morgan Sheng For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Feiber For For Management
1b Elect Director Kevin Harvey For For Management
1c Elect Director Leyla Seka For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paula K. Cobb For For Management
1b Elect Director Lars G. Ekman For For Management
1c Elect Director Gene G. Kinney For For Management
1d Elect Director Oleg Nodelman For For Management
1e Elect Director Dennis J. Selkoe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Stock Option Exchange Program For Against Management
6 Approve Reduction in Capital and For For Management
Creation of Distributable Reserves
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victoria M. Holt For For Management
1b Elect Director Archie C. Black For For Management
1c Elect Director Sujeet Chand For For Management
1d Elect Director Moonhie Chin For For Management
1e Elect Director Rainer Gawlick For For Management
1f Elect Director John B. Goodman For For Management
1g Elect Director Donald G. Krantz For For Management
1h Elect Director Sven A. Wehrwein For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie S. Okey For For Management
1.2 Elect Director Stuart W. Peltz For For Management
1.3 Elect Director Jerome B. Zeldis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Charles T. Doyle For For Management
1.3 Elect Director Carl James Schaper For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn Dekkers For For Management
1.2 Elect Director Sarah E. Hlavinka For For Management
1.3 Elect Director David R. Walt For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Crandell For For Management
1.2 Elect Director E. Kevin Hrusovsky For For Management
1.3 Elect Director Paul M. Meister For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Benjamin Holzman For For Management
1.3 Elect Director Tom Schodorf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
REDFIN CORPORATION
Ticker: RDFN Security ID: 75737F108
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Bass For For Management
1b Elect Director Glenn Kelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REVANCE THERAPEUTICS, INC.
Ticker: RVNC Security ID: 761330109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill Beraud For For Management
1.2 Elect Director Robert Byrnes For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Ingram For For Management
1.2 Elect Director Hans Wigzell For For Management
1.3 Elect Director Mary Ann Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Burra For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For Withhold Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Mohan R. Maheswaran For For Management
1.9 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHAKE SHACK INC.
Ticker: SHAK Security ID: 819047101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randy Garutti For Withhold Management
1b Elect Director Joshua Silverman For Withhold Management
1c Elect Director Jonathan D. Sokoloff For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tobias Luetke For For Management
1.2 Elect Director Robert Ashe For For Management
1.3 Elect Director Gail Goodman For For Management
1.4 Elect Director Colleen Johnston For For Management
1.5 Elect Director Jeremy Levine For For Management
1.6 Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) W. For For Management
Douglas, III
1.2 Elect Director Jeri L. Isbell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Murphy For For Management
1.2 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC.
Ticker: TRHC Security ID: 873379101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Berger For Withhold Management
1.2 Elect Director Kathrine O'Brien For Withhold Management
1.3 Elect Director Michael Purcell For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TEGNA, INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: APR 30, 2020 Meeting Type: Proxy Contest
Record Date: MAR 20, 2020 ��
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Proxy Card) None
1.1 Elect Director Gina L. Bianchini For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Stuart J. Epstein For For Management
1.4 Elect Director Lidia Fonseca For For Management
1.5 Elect Director Karen H. Grimes For For Management
1.6 Elect Director David T. Lougee For For Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Henry W. McGee For For Management
1.9 Elect Director Susan Ness For For Management
1.10 Elect Director Bruce P. Nolop For For Management
1.11 Elect Director Neal Shapiro For For Management
1.12 Elect Director Melinda C. Witmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Soohyung Kim For Did Not Vote Shareholder
1.2 Elect Director Colleen B. Brown For Did Not Vote Shareholder
1.3 Elect Director Ellen McClain Haime For Did Not Vote Shareholder
1.4 Elect Director Deborah McDermott For Did Not Vote Shareholder
1.5 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder
1.6 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder
1.7 Management Nominee Lidia Fonseca For Did Not Vote Shareholder
1.8 Management Nominee Karen H. Grimes For Did Not Vote Shareholder
1.9 Management Nominee David T. Lougee For Did Not Vote Shareholder
1.10 Management Nominee Henry W. McGee For Did Not Vote Shareholder
1.11 Management Nominee Susan Ness For Did Not Vote Shareholder
1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan Against Did Not Vote Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Darling For For Management
1.2 Elect Director William H. Frist For For Management
1.3 Elect Director Michael Goldstein For For Management
1.4 Elect Director Jason Gorevic For For Management
1.5 Elect Director Catherine A. Jacobson For For Management
1.6 Elect Director Thomas G. McKinley For For Management
1.7 Elect Director Kenneth H. Paulus For For Management
1.8 Elect Director David Shedlarz For For Management
1.9 Elect Director Mark Douglas Smith For For Management
1.10 Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Buzzelli For For Management
1.2 Elect Director Helen Hanna Casey For Withhold Management
1.3 Elect Director Brian S. Fetterolf For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIUMPH BANCORP, INC.
Ticker: TBK Security ID: 89679E300
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management
1.2 Elect Director Charles A. Anderson For For Management
1.3 Elect Director Douglas M. Kratz For For Management
1.4 Elect Director Richard L. Davis For For Management
1.5 Elect Director Michael P. Rafferty For For Management
1.6 Elect Director C.Todd Sparks For For Management
1.7 Elect Director Debra Bradford For For Management
1.8 Elect Director Laura Easley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Dalzell For Withhold Management
1.2 Elect Director Jeffrey Immelt For Withhold Management
1.3 Elect Director Erika Rottenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL, INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emil D. Kakkis For For Management
1b Elect Director Shehnaaz Suliman For For Management
1c Elect Director Daniel G. Welch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec �� Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director Madhavan Balachandran For For Management
4 Elect Director Jack Kaye For For Management
5 Elect Director Jeremy Springhorn For For Management
6 Elect Director Leonard Post For For Management
7 Grant Board Authority to Issue Shares For Against Management
and Options
8 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie H. Anderson For For Management
1.2 Elect Director Robert S. Epstein For Withhold Management
1.3 Elect Director Evan Jones For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andre Turenne For Withhold Management
1.2 Elect Director Steven Hyman For Withhold Management
1.3 Elect Director James A. Geraghty For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XENON PHARMACEUTICALS INC.
Ticker: XENE Security ID: 98420N105
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Tarnow For For Management
1.2 Elect Director Mohammad Azab For For Management
1.3 Elect Director Clarissa Desjardins For For Management
1.4 Elect Director Steven R. Gannon For For Management
1.5 Elect Director Michael R. Hayden For For Management
1.6 Elect Director Frank A. Holler For For Management
1.7 Elect Director Gary Patou For Withhold Management
1.8 Elect Director Simon N. Pimstone For For Management
1.9 Elect Director Dawn A. Svoronos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
6 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Lou Kelley For For Management
1.2 Elect Director Dustan E. McCoy For For Management
1.3 Elect Director Robert K. Shearer For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Curtis For Against Management
1b Elect Director Mikkel Svane For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Louis C. Bock For For Management
1B Elect Director Cam L. Garner For For Management
1C Elect Director Mark Wiggins For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
======================= BNY Mellon Small Cap Value Fund ========================
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For Withhold Management
1.2 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wade D. Miquelon For For Management
1b Elect Director William M. Petrie For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC.
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ross M. Jones For For Management
1b Elect Director C. Robert Kidder For For Management
1c Elect Director Manuel J. Perez de la For For Management
Mesa
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Chilton For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Eileen P. Drake For For Management
1.4 Elect Director James R. Henderson For For Management
1.5 Elect Director Warren G. Lichtenstein For For Management
1.6 Elect Director Lance W. Lord For For Management
1.7 Elect Director Martin Turchin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 27, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Thomas Burbage For For Management
1.2 Elect Director Charles R. Holland For For Management
1.3 Elect Director Edward R. Muller For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merrie S. Frankel For For Management
1.2 Elect Director Farris G. Kalil For For Management
1.3 Elect Director Simon Leopold For For Management
1.4 Elect Director William S. Rubenfaer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Michael M.E. Johns For For Management
1e Elect Director Daphne E. Jones For For Management
1f Elect Director Martha H. Marsh For For Management
1g Elect Director Susan R. Salka For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Approve Reduction of Threshold to Call Against Against Shareholder
Special Meetings to 10% of Outstanding
Shares
--------------------------------------------------------------------------------
APERGY CORPORATION
Ticker: APY Security ID: 03755L104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary P. Luquette For For Management
1.2 Elect Director Daniel W. Rabun For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Bernard C. Bailey For For Management
2b Elect Director Thomas A. Bradley For For Management
2c Elect Director Fred R. Donner For For Management
2d Elect Director Anthony P. Latham For For Management
2e Elect Director Dymphna A. Lehane For For Management
2f Elect Director Samuel G. Liss For For Management
2g Elect Director Carol A. McFate For For Management
2h Elect Director Kathleen A. Nealon For For Management
2i Elect Director Al-Noor Ramji For For Management
2j Elect Director Kevin J. Rehnberg For For Management
2k Elect Director John H. Tonelli For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Establish Range For Board Size For For Management
6 Amend Bye-Laws to Modify the Voting For For Management
Push-Up Requirement
--------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. ��
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Gehl For For Management
1.2 Elect Director William G. Dorey For For Management
1.3 Elect Director Charles F. Potts For For Management
1.4 Elect Director Barry A. Ruffalo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Russell Ellett For For Management
1.2 Elect Director Gregory L. Fisher For For Management
1.3 Elect Director Patrick J. McCann For For Management
1.4 Elect Director Alan W. Myers For For Management
1.5 Elect Director Linda V. Schreiner For For Management
2 Declassify the Board of Directors For For Management
3 Amend Articles of Incorporation to For For Management
Update the Provision Regarding
Indemnification of Directors and
Officers
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Scott H. Maw For For Management
1e Elect Director Scott L. Morris For For Management
1f Elect Director Jeffry L. Philipps For For Management
1g Elect Director Marc F. Racicot For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Grescovich For For Management
1.2 Elect Director David A. Klaue For For Management
1.3 Elect Director Merline Saintil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUCORA, INC.
Ticker: BCOR Security ID: 095229100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Aldrich For For Management
1.2 Elect Director Mark A. Ernst For For Management
1.3 Elect Director E. Carol Hayles For For Management
1.4 Elect Director John MacIlwaine For For Management
1.5 Elect Director Georganne C. Proctor For For Management
1.6 Elect Director Jana R. Schreuder For For Management
1.7 Elect Director Christopher W. Walters For For Management
1.8 Elect Director Mary S. Zappone For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BLUE BIRD CORPORATION
Ticker: BLBD Security ID: 095306106
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Grimm For For Management
1.2 Elect Director Phil Horlock For For Management
1.3 Elect Director Connor Wentzell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony DeChellis For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Joseph C. Guyaux For For Management
1.4 Elect Director Deborah F. Kuenstner For For Management
1.5 Elect Director Gloria C. Larson For For Management
1.6 Elect Director Kimberly S. Stevenson For For Management
1.7 Elect Director Luis Antonio Ubinas For For Management
1.8 Elect Director Stephen M. Waters For For Management
1.9 Elect Director Lizabeth H. Zlatkus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 24, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Robyn C. Davis For For Management
1.3 Elect Director Joseph R. Martin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea F. Gilbert For For Management
1.2 Elect Director Lynn B. McKee For For Management
1.3 Elect Director F. Kevin Tylus For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez For For Management
1.2 Elect Director Sean D. Keohane For For Management
1.3 Elect Director William C. Kirby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bender For For Management
1.2 Elect Director Bruce Rothstein For For Management
1.3 Elect Director Gary Rosenthal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lecil E. Cole For For Management
1.2 Elect Director Steven Hollister For For Management
1.3 Elect Director James D. Helin For For Management
1.4 Elect Director Donald M. Sanders For For Management
1.5 Elect Director Marc L. Brown For For Management
1.6 Elect Director Michael A. DiGregorio For For Management
1.7 Elect Director Scott Van Der Kar For For Management
1.8 Elect Director J. Link Leavens For For Management
1.9 Elect Director Dorcas H. Thille For For Management
1.10 Elect Director John M. Hunt For For Management
1.11 Elect Director Egidio Carbone, Jr. For Withhold Management
1.12 Elect Director Harold Edwards For For Management
1.13 Elect Director Kathleen M. Holmgren For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Majority of Independent Against Against Shareholder
Directors on Board
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: OCT 23, 2019 Meeting Type: Special
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION
Ticker: CARO Security ID: 143873107
Meeting Date: APR 02, 2020 Meeting Type: Special
Record Date: FEB 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For �� Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Viola L. Acoff For For Management
1.2 Elect Director I. Martin Inglis For For Management
1.3 Elect Director Stephen M. Ward, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 09, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Greenblatt For Withhold Management
1.2 Elect Director Richard A. Kerley For For Management
1.3 Elect Director Julia W. Sze For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For Withhold Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC.
Ticker: CCS Security ID: 156504300
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale Francescon For For Management
1.2 Elect Director Robert J. Francescon For For Management
1.3 Elect Director John P. Box For Withhold Management
1.4 Elect Director Keith R. Guericke For For Management
1.5 Elect Director James M. Lippman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lila A. Jaber For For Management
1b Elect Director Thomas J. Bresnan For For Management
1c Elect Director Ronald G. Forsythe, Jr. For For Management
1d Elect Director Dianna F. Morgan For Withhold Management
1e Elect Director John R. Schimkaitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
CLOUDERA, INC.
Ticker: CLDR Security ID: 18914U100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bearden For For Management
1.2 Elect Director Paul Cormier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Sebastian Edwards For For Management
1c Elect Director Randolph E. Gress For For Management
1d Elect Director Mitchell J. Krebs For For Management
1e Elect Director Eduardo Luna For For Management
1f Elect Director Jessica L. McDonald For For Management
1g Elect Director Robert E. Mellor For For Management
1h Elect Director John H. Robinson For For Management
1i Elect Director Brian E. Sandoval For For Management
1j Elect Director J. Kenneth Thompson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay T. Flatley For For Management
1b Elect Director Pamela Fletcher For For Management
1c Elect Director Andreas (Andy) W. Mattes For For Management
1d Elect Director Beverly Kay Matthews For For Management
1e Elect Director Michael R. McMullen For For Management
1f Elect Director Garry W. Rogerson For For Management
1g Elect Director Steve Skaggs For For Management
1h Elect Director Sandeep Vij For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig D. Eerkes For For Management
1b Elect Director Ford Elsaesser For For Management
1c Elect Director Mark A. Finkelstein For For Management
1d Elect Director Eric S. Forrest For For Management
1e Elect Director Thomas M. Hulbert For For Management
1f Elect Director Michelle M. Lantow For For Management
1g Elect Director Randal L. Lund For For Management
1h Elect Director S. Mae Fujita Numata For For Management
1i Elect Director Elizabeth W. Seaton For For Management
1j Elect Director Clint E. Stein For For Management
1k Elect Director Janine T. Terrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carmen M. Bowser For For Management
1b Elect Director John L. Dixon For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Murray J. McCabe For For Management
1e Elect Director E. Nelson Mills For For Management
1f Elect Director Constance B. Moore For For Management
1g Elect Director Michael S. Robb For For Management
1h Elect Director Thomas G. Wattles For For Management
1i Elect Director Francis X. Wentworth, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 06, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Jennings For For Management
1b Elect Director Mark R. Matteson For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CRAY INC.
Ticker: CRAY Security ID: 225223304
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUN 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Barnes For For Management
1b Elect Director Marwan H. Fawaz For For Management
1c Elect Director Rajan Naik For For Management
1d Elect Director Haiyan Song For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Borba, Jr. For For Management
1.2 Elect Director David A. Brager For For Management
1.3 Elect Director Stephen A. Del Guercio For For Management
1.4 Elect Director Rodrigo Guerra, Jr. For For Management
1.5 Elect Director Anna Kan For For Management
1.6 Elect Director Marshall V. Laitsch For For Management
1.7 Elect Director Kristina M. Leslie For For Management
1.8 Elect Director Raymond V. O'Brien, III For For Management
1.9 Elect Director Hal W. Oswalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Baldwin For For Management
1.2 Elect Director William C. Cobb For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Barry C. McCarthy For For Management
1.5 Elect Director Don J. McGrath For For Management
1.6 Elect Director Thomas J. Reddin For For Management
1.7 Elect Director Martyn R. Redgrave For For Management
1.8 Elect Director John L. Stauch For For Management
1.9 Elect Director Victoria A. Treyger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Stack For For Management
1.2 Elect Director Lauren R. Hobart For Withhold Management
1.3 Elect Director Lawrence J. Schorr For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank R. Mori For Against Management
1b Elect Director Reynie Rutledge For For Management
1c Elect Director J.C. Watts, Jr. For For Management
1d Elect Director Nick White For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.H. Chen For For Management
1.2 Elect Director Warren Chen For For Management
1.3 Elect Director Michael R. Giordano For For Management
1.4 Elect Director Keh-Shew Lu For For Management
1.5 Elect Director Peter M. Menard For For Management
1.6 Elect Director Christina Wen-Chi Sung For For Management
1.7 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven L. Berman For For Management
1b Elect Director Kevin M. Olsen For For Management
1c Elect Director John J. Gavin For For Management
1d Elect Director Paul R. Lederer For For Management
1e Elect Director Richard T. Riley For For Management
1f Elect Director Kelly A. Romano For For Management
1g Elect Director G. Michael Stakias For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas R. Waggoner For For Management
1.2 Elect Director Samuel K. Skinner For For Management
1.3 Elect Director Matthew Ferguson For For Management
1.4 Elect Director David Habiger For For Management
1.5 Elect Director William M. Farrow, III For For Management
1.6 Elect Director Virginia L. Henkels For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Richard F. Hamm, Jr. For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Amend Restricted Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director William H. Berkman For For Management
1.3 Elect Director Leslie D. Biddle For For Management
1.4 Elect Director Thomas J. DeRosa For For Management
1.5 Elect Director Steven J. Gilbert For For Management
1.6 Elect Director S. Michael Giliberto For For Management
1.7 Elect Director Patricia S. Han For For Management
1.8 Elect Director James D. Robinson, IV For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard I. Hoffen For For Management
1.2 Elect Director David M. Shaffer For For Management
1.3 Elect Director Ronald P. Vargo For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director James S. Corl For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director Edward A. Glickman For For Management
1.5 Elect Director David A. Helfand For For Management
1.6 Elect Director Peter Linneman For For Management
1.7 Elect Director James L. Lozier, Jr. For For Management
1.8 Elect Director Mary Jane Robertson For For Management
1.9 Elect Director Kenneth Shea For For Management
1.10 Elect Director Gerald A. Spector For For Management
1.11 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Casale For For Management
1.2 Elect Director Douglas J. Pauls For For Management
1.3 Elect Director William Spiegel For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Duffy For Against Management
1b Elect Director Diane Holder For Against Management
1c Elect Director Michael D'Amato For Against Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Homa Bahrami For For Management
1.2 Elect Director Gregory P. Dougherty For For Management
1.3 Elect Director Rollance E. Olson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management
as Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Blue, Jr. For For Management
1.2 Elect Director Mary Clara Capel For For Management
1.3 Elect Director James C. Crawford, III For For Management
1.4 Elect Director Suzanne S. DeFerie For For Management
1.5 Elect Director Abby J. Donnelly For For Management
1.6 Elect Director John B. Gould For For Management
1.7 Elect Director Michael G. Mayer For Withhold Management
1.8 Elect Director Richard H. Moore For For Management
1.9 Elect Director Thomas F. Phillips For For Management
1.10 Elect Director O. Temple Sloan, III For For Management
1.11 Elect Director Frederick L. Taylor, II For For Management
1.12 Elect Director Virginia C. Thomasson For For Management
1.13 Elect Director Dennis A. Wicker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC.
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alice S. Cho For For Management
1.2 Elect Director Dana L. Crandall For For Management
1.3 Elect Director Dennis L. Johnson For For Management
1.4 Elect Director Patricia L. Moss For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Sharon L. Allen For For Management
1.3 Elect Director Richard D. Chapman For For Management
1.4 Elect Director George A. ("Chip") For For Management
Hambro
1.5 Elect Director Molly E. Joseph For For Management
1.6 Elect Director Craig Kennedy For For Management
1.7 Elect Director William J. Post For For Management
1.8 Elect Director Paul H. Stebbins For For Management
1.9 Elect Director Michael T. Sweeney For For Management
1.10 Elect Director Mark R. Widmar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George E. Deese For For Management
1b Elect Director Rhonda Gass For For Management
1c Elect Director Benjamin H. Griswold, IV For For Management
1d Elect Director Margaret G. Lewis For For Management
1e Elect Director A. Ryals McMullian For For Management
1f Elect Director James T. Spear For For Management
1g Elect Director Melvin T. Stith For For Management
1h Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Berthelot For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sophie Desormiere For For Management
1.2 Elect Director Phillip M. Eyler For For Management
1.3 Elect Director Yvonne Hao For For Management
1.4 Elect Director Ronald Hundzinski For For Management
1.5 Elect Director Charles Kummeth For For Management
1.6 Elect Director Byron Shaw, II For For Management
1.7 Elect Director John Stacey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For For Management
1.3 Elect Director Richard L. Boger For For Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For Withhold Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. Bertucci For For Management
1.2 Elect Director Constantine S. Liollio For For Management
1.3 Elect Director Thomas H. Olinde For For Management
1.4 Elect Director Joan C. Teofilo For For Management
1.5 Elect Director C. Richard Wilkins For For Management
2a Eliminate the Business Combination For For Management
Supermajority Vote Provision
2b Eliminate the Prohibition on For For Management
Non-Cumulative Preferred Dividends
2c Remove the Series A Preferred Stock For For Management
Provision
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For For Management
1.4 Elect Director F. Nicholas Grasberger, For For Management
III
1.5 Elect Director Carolann I. Haznedar For For Management
1.6 Elect Director Mario Longhi For For Management
1.7 Elect Director Edgar (Ed) M. Purvis, For For Management
Jr.
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy H. Nelson For For Management
1.2 Elect Director William L. Transier For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian S. Charneski For For Management
1.2 Elect Director John A. Clees For For Management
1.3 Elect Director Kimberly T. Ellwanger For For Management
1.4 Elect Director Stephen A. Dennis For For Management
1.5 Elect Director Jeffrey J. Deuel For For Management
1.6 Elect Director Deborah J. Gavin For For Management
1.7 Elect Director Jeffrey S. Lyon For For Management
1.8 Elect Director Gragg E. Miller For For Management
1.9 Elect Director Anthony B. Pickering For For Management
1.10 Elect Director Brian L. Vance For For Management
1.11 Elect Director Ann Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Eugene Lockhart For For Management
1.2 Elect Director James H. Roth For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IBERIABANK CORPORATION ��
Ticker: IBKC Security ID: 450828108
Meeting Date: APR 24, 2020 Meeting Type: Special
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil S. Braun For For Management
1.2 Elect Director Eric A. Demirian For For Management
1.3 Elect Director Kevin Douglas For For Management
1.4 Elect Director Richard L. Gelfond For For Management
1.5 Elect Director David W. Leebron For Withhold Management
1.6 Elect Director Michael MacMillan For For Management
1.7 Elect Director Dana Settle For For Management
1.8 Elect Director Darren Throop For For Management
1.9 Elect Director Bradley J. Wechsler For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Miller For For Management
1b Elect Director Elisha Finney For For Management
1c Elect Director Michelle V. Stacy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Eliminate Supermajority Vote For For Management
Requirement
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Amend Omnibus Stock Plan For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil Ben Baldanza For For Management
1b Elect Director Peter Boneparth For For Management
1c Elect Director Virginia Gambale For For Management
1d Elect Director Robin Hayes For For Management
1e Elect Director Ellen Jewett For For Management
1f Elect Director Robert Leduc For For Management
1g Elect Director Teri McClure For For Management
1h Elect Director Sarah Robb O'Hagan For For Management
1i Elect Director Vivek Sharma For For Management
1j Elect Director Thomas Winkelmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent For For Management
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Birnbaum For For Management
1.2 Elect Director David C. Dobson For For Management
1.3 Elect Director William Pence For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KAMAN CORPORATION
Ticker: KAMN Security ID: 483548103
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Minnich For Against Management
1.2 Elect Director Thomas W. Rabaut For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director James R. Blackwell For For Management
1c Elect Director Stuart J. B. Bradie For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director Lester L. Lyles For For Management
1f Elect Director Wendy M. Masiello For For Management
1g Elect Director Jack B. Moore For For Management
1h Elect Director Ann D. Pickard For For Management
1i Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors�� For For Management
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob T. Kotzubei For For Management
1.2 Elect Director Robert G. Paul For For Management
1.3 Elect Director Yasuko Matsumoto For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: FEB 20, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Christopher B. Sarofim For For Management
1i Elect Director David P. Storch For For Management
1j Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Timothy R. McLevish For For Management
1.7 Elect Director Sagar A. Patel For For Management
1.8 Elect Director Christopher Rossi For For Management
1.9 Elect Director Lawrence W. Stranghoener For For Management
1.10 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Andrew B. Cogan For For Management
1.2 Director Stephen F. Fisher For Withhold Management
1.3 Director Sarah E. Nash For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KORN FERRY
Ticker: KFY Security ID: 500643200
Meeting Date: OCT 03, 2019 Meeting Type: Annual
Record Date: AUG 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Doyle N. Beneby For For Management
1B Elect Director Gary D. Burnison For For Management
1C Elect Director Christina A. Gold For For Management
1D Elect Director Len J. Lauer For For Management
1E Elect Director Jerry P. Leamon For For Management
1F Elect Director Angel R. Martinez For For Management
1G Elect Director Debra J. Perry For For Management
1H Elect Director Lori J. Robinson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bannister For For Management
1b Elect Director George P. Scanlon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Goldberg For For Management
1.2 Elect Director Clifford S. Holtz For For Management
1.3 Elect Director W.J. 'Billy' Tauzin For For Management
1.4 Elect Director Brent Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 07, 2020 Meeting Type: Annual
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Christodolou For For Management
1.2 Elect Director David B. Rayburn For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIVENT CORPORATION
Ticker: LTHM Security ID: 53814L108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul W. Graves For For Management
1b Elect Director Andrea E. Utecht For For Management
1c Elect Director Christina Lampe-Onnerud For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirements
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt M. Landgraf For For Management
1b Elect Director Stephen E. Macadam For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Samuel F. Thomas For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Mandarich For For Management
1.2 Elect Director Paris G. Reece, III For For Management
1.3 Elect Director David Siegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For Withhold Management
1.6 Elect Director Ronald R. Booth For For Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Donahue For For Management
1.2 Elect Director Janice K. Henry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Lhota For For Management
1.2 Elect Director Joel M. Litvin For For Management
1.3 Elect Director John L. Sykes For For Management
2 Ratify KPMG LLP as Auditors For For �� Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Clermont For For Management
1.2 Elect Director Robert E. Dean For For Management
1.3 Elect Director Fred J. Joseph For For Management
1.4 Elect Director G. Timothy Laney For For Management
1.5 Elect Director Micho F. Spring For For Management
1.6 Elect Director Burney S. Warren, III For For Management
1.7 Elect Director Art Zeile For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: NTUS Security ID: 639050103
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan A. Kennedy For For Management
1b Elect Director Barbara R. Paul For For Management
1c Elect Director Alice D. Schroeder For Against Management
1d Elect Director Thomas J. Sullivan For For Management
1e Elect Director Ilan Daskal For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Patrick C.S. Lo For For Management
1B Elect Director Laura J. Durr For For Management
1C Elect Director Jef T. Graham For For Management
1D Elect Director Bradley L. Maiorino For For Management
1E Elect Director Janice M. Roberts For For Management
1F Elect Director Gregory J. Rossmann For For Management
1G Elect Director Barbara V. Scherer For For Management
1H Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NEWMARK GROUP, INC.
Ticker: NMRK Security ID: 65158N102
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For For Management
1.2 Elect Director Michael Snow For For Management
1.3 Elect Director Virginia S. Bauer For For Management
1.4 Elect Director Peter F. Cervinka For For Management
--------------------------------------------------------------------------------
NIC INC.
Ticker: EGOV Security ID: 62914B100
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry H. Herington For For Management
1.2 Elect Director Art N. Burtscher For For Management
1.3 Elect Director Venmal (Raji) Arasu For For Management
1.4 Elect Director C. Brad Henry For For Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director William M. Lyons For For Management
1.7 Elect Director Anthony Scott For For Management
1.8 Elect Director Jayaprakash Vijayan For For Management
1.9 Elect Director Pete Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Anthony T. Clark For For Management
1.3 Elect Director Dana J. Dykhouse For For Management
1.4 Elect Director Jan R. Horsfall For For Management
1.5 Elect Director Britt E. Ide For For Management
1.6 Elect Director Julia L. Johnson For For Management
1.7 Elect Director Linda G. Sullivan For For Management
1.8 Elect Director Robert C. Rowe For For Management
1.9 Elect Director Mahvash Yazdi For For Management
1.10 Elect Director Jeffrey W. Yingling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Christopher Barry For For Management
1b Elect Director Gregory T. Lucier For For Management
1c Elect Director Leslie V. Norwalk For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Goebel For For Management
1.2 Elect Director Jerome F. Henry, Jr. For For Management
1.3 Elect Director Daniel S. Hermann For For Management
1.4 Elect Director Ryan C. Kitchell For For Management
1.5 Elect Director Phelps L. Lambert For For Management
1.6 Elect Director Austin M. Ramirez For For Management
1.7 Elect Director James C. Ryan, III For For Management
1.8 Elect Director Thomas E. Salmon For For Management
1.9 Elect Director Randall T. Shepard For For Management
1.10 Elect Director Rebecca S. Skillman For For Management
1.11 Elect Director Derrick J. Stewart For For Management
1.12 Elect Director Katherine E. White For For Management
1.13 Elect Director Linda E. White For For Management
2 Increase Authorized Preferred Stock For Against Management
3 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend the By-Laws
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alissa Ahlman For For Management
1B Elect Director Robert Fisch For For Management
1C Elect Director John Swygert For For Management
1D Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanne B. Bauer For For Management
1.2 Elect Director Robin G. Seim For For Management
1.3 Elect Director Sara J. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC.
Ticker: OXM Security ID: 691497309
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Love For For Management
1.2 Elect Director Clyde C. Tuggle For For Management
1.3 Elect Director E. Jenner Wood, III For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: JAN 13, 2020 Meeting Type: Special
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Ballantine For For Management
1b Elect Director Rodney L. Brown, Jr. For For Management
1c Elect Director Jack E. Davis For For Management
1d Elect Director Kirby A. Dyess For For Management
1e Elect Director Mark B. Ganz For For Management
1f Elect Director Marie Oh Huber For For Management
1g Elect Director Kathryn J. Jackson For For Management
1h Elect Director Michael H. Millegan For For Management
1i Elect Director Neil J. Nelson For For Management
1j Elect Director M. Lee Pelton For For Management
1k Elect Director Maria M. Pope For For Management
1l Elect Director Charles W. Shivery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda M. Breard For For Management
1b Elect Director Lawrence S. Peiros For For Management
1c Elect Director Eric J. Cremers For Against Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
R1 RCM INC.
Ticker: RCM Security ID: 749397105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Feiner For For Management
1.2 Elect Director Joseph G. Flanagan For For Management
1.3 Elect Director John B. Henneman, III For For Management
1.4 Elect Director Alex J. Mandl For For Management
1.5 Elect Director Neal Moszkowski For For Management
1.6 Elect Director Ian Sacks For For Management
1.7 Elect Director Jill Smith For For Management
1.8 Elect Director Anthony J. Speranzo For For Management
1.9 Elect Director Anthony R. Tersigni For For Management
1.10 Elect Director Albert (Bert) R. For For Management
Zimmerli
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC.
Ticker: RUTH Security ID: 783332109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. O'Donnell For For Management
1b Elect Director Robin P. Selati For For Management
1c Elect Director Giannella Alvarez For For Management
1d Elect Director Mary L. Baglivo For For Management
1e Elect Director Carla R. Cooper For For Management
1f Elect Director Cheryl J. Henry For For Management
1g Elect Director Stephen M. King For For Management
1h Elect Director Marie L. Perry For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Brussard For For Management
1b Elect Director Thalia M. Meehan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayland R. Hicks For For Management
1.2 Elect Director Judith A. Johansen For For Management
1.3 Elect Director Tamara L. Lundgren For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie H. Daum For Withhold Management
1.2 Elect Director Dennis S. Hudson, III For For Management
1.3 Elect Director Alvaro J. Monserrat For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Burville For For Management
1b Elect Director Terrence W. Cavanaugh For For Management
1c Elect Director Robert Kelly Doherty For For Management
1d Elect Director John J. Marchioni For For Management
1e Elect Director Thomas A. McCarthy For For Management
1f Elect Director H. Elizabeth Mitchell For For Management
1g Elect Director Michael J. Morrissey For For Management
1h Elect Director Gregory E. Murphy For For Management
1i Elect Director Cynthia S. Nicholson For For Management
1j Elect Director William M. Rue �� For For Management
1k Elect Director John S. Scheid For For Management
1l Elect Director J. Brian Thebault For For Management
1m Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Burra For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For Withhold Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Mohan R. Maheswaran For For Management
1.9 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERITAGE GROWTH PROPERTIES
Ticker: SRG Security ID: 81752R100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Osberg For For Management
1.2 Elect Director Benjamin Schall For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine Blair For For Management
1.2 Elect Director Geyer Kosinski For For Management
1.3 Elect Director Richard Rappaport For For Management
1.4 Elect Director Richard Siskind For Withhold Management
2 Adopt a Comprehensive Human Rights Against For Shareholder
Policy
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1,6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: MAY 21, 2020 Meeting Type: Special
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John V. Arabia For For Management
1B Elect Director W. Blake Baird For For Management
1C Elect Director Andrew Batinovich For For Management
1D Elect Director Monica Digilio For For Management
1E Elect Director Thomas A. Lewis, Jr. For For Management
1F Elect Director Murray J. McCabe For For Management
1G Elect Director Douglas M. Pasquale For For Management
1H Elect Director Keith P. Russell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For For Management
1.2 Elect Director Gary H. Hunt For For Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director William H. Lyon For For Management
1.5 Elect Director Anne L. Mariucci For For Management
1.6 Elect Director Andrea (Andi) Owen For For Management
1.7 Elect Director Sheryl D. Palmer For For Management
1.8 Elect Director Denise F. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEGNA, INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: APR 30, 2020 Meeting Type: Proxy Contest
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Proxy Card) None
1.1 Elect Director Gina L. Bianchini For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Stuart J. Epstein For For Management
1.4 Elect Director Lidia Fonseca For For Management
1.5 Elect Director Karen H. Grimes For For Management
1.6 Elect Director David T. Lougee For For Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Henry W. McGee For For Management
1.9 Elect Director Susan Ness For For Management
1.10 Elect Director Bruce P. Nolop For For Management
1.11 Elect Director Neal Shapiro For For Management
1.12 Elect Director Melinda C. Witmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Soohyung Kim For Did Not Vote Shareholder
1.2 Elect Director Colleen B. Brown For Did Not Vote Shareholder
1.3 Elect Director Ellen McClain Haime For Did Not Vote Shareholder
1.4 Elect Director Deborah McDermott For Did Not Vote Shareholder
1.5 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder
1.6 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder
1.7 Management Nominee Lidia Fonseca For Did Not Vote Shareholder
1.8 Management Nominee Karen H. Grimes For Did Not Vote Shareholder
1.9 Management Nominee David T. Lougee For Did Not Vote Shareholder
1.10 Management Nominee Henry W. McGee For Did Not Vote Shareholder
1.11 Management Nominee Susan Ness For Did Not Vote Shareholder
1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan Against Did Not Vote Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela Franco Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Overton For For Management
1b Elect Director Edie A. Ames For For Management
1c Elect Director Alexander L. Cappello For For Management
1d Elect Director Jerome L. Kransdorf For For Management
1e Elect Director Janice L. Meyer For For Management
1f Elect Director Laurence B. Mindel For For Management
1g Elect Director David B. Pittaway For For Management
1h Elect Director Herbert Simon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY
Ticker: GRC Security ID: 383082104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald H. Bullock, Jr. For For Management
1.2 Elect Director Jeffrey S. Gorman For For Management
1.3 Elect Director M. Ann Harlan For For Management
1.4 Elect Director Christopher H. Lake For For Management
1.5 Elect Director Sonja K. McClelland For For Management
1.6 Elect Director Vincent K. Petrella For For Management
1.7 Elect Director Kenneth R. Reynolds For For Management
1.8 Elect Director Rick R. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 08, 2020 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda F. Felton For For Management
1.2 Elect Director Graeme A. Jack For Withhold Management
1.3 Elect Director David L. Starling For Withhold Management
1.4 Elect Director Wendy L. Teramoto For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLC as Auditors For For Management
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: OCT 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Beck For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Dean Hollis For For Management
1d Elect Director Shervin J. Korangy For For Management
1e Elect Director Roger Meltzer For For Management
1f Elect Director Mark L. Schiller For For Management
1g Elect Director Michael B. Sims For For Management
1h Elect Director Glenn W. Welling For For Management
1i Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TPI COMPOSITES, INC.
Ticker: TPIC Security ID: 87266J104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Lockard For Withhold Management
1.2 Elect Director William E. Siwek For For Management
1.3 Elect Director Philip J. Deutch For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TRI POINTE GROUP, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMAS CORPORATION
Ticker: TRS Security ID: 896215209
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbet K. Parker For For Management
1.2 Elect Director Holly M. Boehne For For Management
1.3 Elect Director Teresa M. Finley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Buzzelli For For Management
1.2 Elect Director Helen Hanna Casey For Withhold Management
1.3 Elect Director Brian S. Fetterolf For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIUMPH BANCORP, INC.
Ticker: TBK Security ID: 89679E300
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management
1.2 Elect Director Charles A. Anderson For For Management
1.3 Elect Director Douglas M. Kratz For For Management
1.4 Elect Director Richard L. Davis For For Management
1.5 Elect Director Michael P. Rafferty For For Management
1.6 Elect Director C.Todd Sparks For For Management
1.7 Elect Director Debra Bradford For For Management
1.8 Elect Director Laura Easley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For Withhold Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Landsford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Paul Uhlmann, III For For Management
1.13 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Y. Fowler For For Management
1.2 Elect Director Stephen M. Gambee For For Management
1.3 Elect Director James S. Greene For For Management
1.4 Elect Director Luis F. Machuca For For Management
1.5 Elect Director Maria M. Pope For For Management
1.6 Elect Director Cort L. O'Haver For For Management
1.7 Elect Director John F. Schultz For For Management
1.8 Elect Director Susan F. Stevens For For Management
1.9 Elect Director Hilliard C. Terry, III For For Management
1.10 Elect Director Bryan L. Timm For For Management
1.11 Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Blalock For For Management
1.2 Elect Director L. Cathy Cox For For Management
1.3 Elect Director Kenneth L. Daniels For For Management
1.4 Elect Director Lance F. Drummond For For Management
1.5 Elect Director H. Lynn Harton For For Management
1.6 Elect Director Jennifer K. Mann For For Management
1.7 Elect Director Thomas A. Richlovsky For For Management
1.8 Elect Director David C. Shaver For For Management
1.9 Elect Director Tim R. Wallis For For Management
1.10 Elect Director David H. Wilkins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
URBAN EDGE PROPERTIES
Ticker: UE Security ID: 91704F104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Olson For For Management
1b Elect Director Michael A. Gould For For Management
1c Elect Director Steven H. Grapstein For For Management
1d Elect Director Steven J. Guttman For For Management
1e Elect Director Amy B. Lane For For Management
1f Elect Director Kevin P. O'Shea For For Management
1g Elect Director Steven Roth For For Management
1h Elect Director Douglas W. Sesler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Sukhinder Singh Cassidy For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Scott Galloway For For Management
1.5 Elect Director Margaret A. Hayne For For Management
1.6 Elect Director Richard A. Hayne For For Management
1.7 Elect Director Elizabeth Ann Lambert For For Management
1.8 Elect Director Wesley S. McDonald For For Management
1.9 Elect Director Todd R. Morgenfeld For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director John Egan For For Management
1.3 Elect Director Stephen Gold For For Management
1.4 Elect Director Penelope Herscher For For Management
1.5 Elect Director William Kurtz For For Management
1.6 Elect Director Andrew Miller For For Management
1.7 Elect Director Richard Nottenburg For For Management
1.8 Elect Director Howard Safir For For Management
1.9 Elect Director Earl Shanks For For Management
1.10 Elect Director Jason Wright For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Barrese For For Management
1b Elect Director Naomi M. Bergman For For Management
1c Elect Director Jeffrey D. Jones For For Management
1d Elect Director Sachin S. Lawande For For Management
1e Elect Director Joanne M. Maguire For For Management
1f Elect Director Robert J. Manzo For For Management
1g Elect Director Francis M. Scricco For For Management
1h Elect Director David L. Treadwell For For Management
1i Elect Director Rouzbeh Yassini-Fard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
WAGEWORKS, INC.
Ticker: WAGE Security ID: 930427109
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Alber For For Management
1.2 Elect Director Scott Dahnke For For Management
1.3 Elect Director Anne Mulcahy For For Management
1.4 Elect Director William Ready For For Management
1.5 Elect Director Sabrina Simmons For For Management
1.6 Elect Director Frits van Paasschen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
===================== BNY Mellon Small/Mid Cap Growth Fund =====================
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Serge Saxonov For For Management
1.2 Elect Director Benjamin J. Hindson For For Management
1.3 Elect Director John R. Stuelpnagel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. McCourt For For Management
1b Elect Director Francois Nader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Thomas M. Prescott For For Management
1.8 Elect Director Andrea L. Saia For For Management
1.9 Elect Director Greg J. Santora For For Management
1.10 Elect Director Susan E. Siegel For For Management
1.11 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
6 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director Michelle M. MacKay For For Management
1g Elect Director David J. Neithercut For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn D. Bleil For For Management
1.2 Elect Director Bradley L. Campbell For Withhold Management
1.3 Elect Director Robert Essner For For Management
1.4 Elect Director Ted W. Love For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Fotiades For For Management
1b Elect Director B. Craig Owens For For Management
1c Elect Director Joanne C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Amit D. Munshi For For Management
1.6 Elect Director Garry A. Neil For For Management
1.7 Elect Director Tina S. Nova For For Management
1.8 Elect Director Manmeet S. Soni For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Report on Company's Activities Past For For Management
Year
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect Albert Cha as Director (Class For For Management
II)
5b Reelect Birgitte Volck as Director For For Management
(Class II)
5c Reelect Lars Holtug as Director (Class For For Management
II)
6 Ratify Deloitte as Auditors For For Management
7 Approve Issuance of Warrants for Board For Against Management
of Directors, Executive Management and
Employees, Advisors and Consultants of
the Company or its Subsidiaries;
Approve Creation of DKK 2 Million Pool
of Conditional Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Morken For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Declan Doogan For For Management
1b Elect Director Vlad Coric For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Jabbour For For Management
1.2 Elect Director Richard N. Massey For Withhold Management
1.3 Elect Director John D. Rood For For Management
1.4 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For Withhold Management
1.3 Elect Director Lonnel Coats For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Michael A. Daniels For For Management
1B Elect Director William L. Jews For For Management
1C Elect Director Gregory G. Johnson For For Management
1D Elect Director J. Phillip London For For Management
1E Elect Director John S. Mengucci For For Management
1F Elect Director James L. Pavitt For For Management
1G Elect Director Warren R. Phillips For Against Management
1H Elect Director Debora A. Plunkett For For Management
1I Elect Director Charles P. Revoile For For Management
1J Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bender For For Management
1.2 Elect Director Bruce Rothstein For For Management
1.3 Elect Director Gary Rosenthal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Maroone For For Management
1.2 Elect Director Neha Parikh For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLARIVATE ANALYTICS PLC
Ticker: CCC Security ID: G21810109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheryl von Blucher For For Management
1b Elect Director Jane Okun Bomba For For Management
1c Elect Director Balakrishnan S. Iyer For For Management
1d Elect Director Richard W. Roedel For For Management
2 Change Company Name to Clarivate Plc For For Management
3 Amend Memorandum and Articles of For Against Management
Association
4 Authorise Market Purchase of Ordinary For For Management
Shares
5 Authorise Market Purchase of Ordinary For For Management
Shares from Private Equity Sponsors
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick A. Alias For Against Management
1.2 Elect Director Theodor Krantz For For Management
1.3 Elect Director Dianne M. Parrotte For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For For Management
1d Elect Director Thomas S. Gayner For Against Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director Liam J. Kelly For For Management
1g Elect Director A. Clayton Perfall For For Management
1h Elect Director Didier Teirlinck For For Management
1i Elect Director Rajiv Vinnakota For For Management
1j Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONSTELLIUM SE
Ticker: CSTM Security ID: F21107101
Meeting Date: JUN 29, 2020 Meeting Type: Annual/Special
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Jean-Marc Germain as Director For For Management
2 Reelect Peter Hartman as Director For For Management
3 Reelect Guy Maugis as Director For For Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Discharge of Directors and For For Management
Auditors
7 Approve Allocation of Income and For For Management
Absence of Dividends
8 Authorize Board to Issue Free Warrants For For Management
with Preemptive Rights During a Public
Tender Offer
9 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For Against Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial �� For For Management
Statements and Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Rodger Novak as Director and For For Management
Board Chairman
4b Reelect Director Samarth Kulkarni For For Management
4c Reelect Director Ali Behbahani For Against Management
4d Reelect Director Bradley Bolzon For Against Management
4e Reelect Director Simeon J. George For For Management
4f Reelect Director John T. Greene For For Management
4g Reelect Director Katherine A. High For Against Management
4h Elect Director Douglas A. Treco For For Management
5a Elect Ali Behbahan as Member of the For For Management
Compensation Committee
5b Reelect Simeon J. George as Member of For For Management
the Compensation Committee
5c Reelect John T. Greene as Member of For For Management
the Compensation Committee
6a Approve Remuneration of Directors in For For Management
the Amount of USD 320,000
6b Approve Remuneration of Directors in For Against Management
the Amount of USD 5,911,650
6c Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
3,393,795
6d Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
2,379,619
6e Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
53,069,700
7 Amend Pool of Conditional Capital for For Against Management
Employee Benefit Plans
8 Amend Omnibus Stock Plan For Against Management
9 Approve CHF 915,548 Increase in For Against Management
Authorized Capital
10 Designate Marius Meier as Independent For For Management
Proxy
11 Ratify Ernst & Young LLP as Auditor For For Management
and Ernst & Young AG as Statutory
Auditor
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Dean M. Flatt For For Management
1.3 Elect Director S. Marce Fuller For For Management
1.4 Elect Director Bruce D. Hoechner For For Management
1.5 Elect Director Glenda J. Minor For For Management
1.6 Elect Director John B. Nathman For For Management
1.7 Elect Director Robert J. Rivet For For Management
1.8 Elect Director Albert E. Smith For For Management
1.9 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Collins For For Management
1b Elect Director Mark G. Foletta For For Management
1c Elect Director Eric J. Topol For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia Gaylor For For Management
1.2 Elect Director S. Steven Singh For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For Withhold Management
1b Elect Director Josh Silverman For Withhold Management
1c Elect Director Fred Wilson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For Withhold Management
1.3 Elect Director Mark R. Callegari For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 14, 2020 Meeting Type: Annual ��
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jaime Ellertson For Withhold Management
1.2 Elect Director Sharon Rowlands For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Enrique Conterno For For Management
1b Elect Director Thomas F. Kearns, Jr. For For Management
1c Elect Director Kalevi Kurkijarvi For Withhold Management
1d Elect Director Gerald Lema For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Hafize Gaye Erkan For Against Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director Boris Groysberg For For Management
1f Elect Director Sandra R. Hernandez For For Management
1g Elect Director Pamela J. Joyner For For Management
1h Elect Director Reynold Levy For For Management
1i Elect Director Duncan L. Niederauer For For Management
1j Elect Director George G.C. Parker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Cannon For For Management
1b Elect Director John D. Carter For For Management
1c Elect Director William W. Crouch For For Management
1d Elect Director Catherine A. Halligan For For Management
1e Elect Director Earl R. Lewis For For Management
1f Elect Director Angus L. Macdonald For For Management
1g Elect Director Michael T. Smith For For Management
1h Elect Director Cathy A. Stauffer For For Management
1i Elect Director Robert S. Tyrer For For Management
1j Elect Director John W. Wood, Jr. For For Management
1k Elect Director Steven E. Wynne For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Change State of Incorporation Oregon For For Management
to Delaware
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda J. Bacon For For Management
1b Elect Director Mark S. Bartlett For For Management
1c Elect Director Claudio Costamagna For For Management
1d Elect Director Vernon Ellis For For Management
1e Elect Director Nicholas C. Fanandakis For For Management
1f Elect Director Steven H. Gunby For For Management
1g Elect Director Gerard E. Holthaus For For Management
1h Elect Director Laureen E. Seeger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: 36315X101
Meeting Date: OCT 22, 2019 Meeting Type: Special
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel O'Day as Director For For Management
2 Elect Linda Higgins as Director For For Management
3 Approve Auditors' Remuneration For For Management
1 Receive Special Board Report Re: None None Management
Issuance of Warrants
2 Receive Special Auditor Report Re: None None Management
Issuance of Warrants
3 Approve Issuance of Warrants For For Management
4 Receive Special Board Report Re: None None Management
Increase of Authorized Capital
5 Renew Authorization to Increase Share For Against Management
Capital by Up to 20 Percent within the
Framework of Authorized Capital
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick J. McHale For For Management
1b Elect Director Lee R. Mitau For Against Management
1c Elect Director Martha A. Morfitt For For Management
1d Elect Director Kevin J. Wheeler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Alterman For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Thomas F. Herman For For Management
1.4 Elect Director Erik D. Ragatz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Geoffrey Guy as Director For For Management
2 Re-elect Cabot Brown as Director For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Remuneration Report For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Deloitte and Touche LLP as For For Management
Auditors
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Accept Financial Statements and For For Management
Statutory Reports
10 Authorise Issue of Equity For For Management
11 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Herendeen For Against Management
1b Elect Director Michael Simon For Against Management
1c Elect Director Jay Simons For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally W. Crawford For For Management
1.2 Elect Director Michael R. Minogue For For Management
1.3 Elect Director Corinne H. Nevinny For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency For For Management
Every Year
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Kehoe For For Management
1.2 Elect Director Steven J. Bensinger For For Management
1.3 Elect Director Anne C. Kronenberg For For Management
1.4 Elect Director Robert Lippincott, III For For Management
1.5 Elect Director James J. Ritchie For For Management
1.6 Elect Director Frederick L. Russell, For For Management
Jr.
1.7 Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Jackson For For Management
1.2 Elect Director Kevin Knight For Withhold Management
1.3 Elect Director Roberta Roberts Shank For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LEVI STRAUSS & CO.
Ticker: LEVI Security ID: 52736R102
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Charles "Chip" V. Bergh For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Patricia Salas Pineda For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Espeland For For Management
1.2 Elect Director Patrick P. Goris For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Michael F. Hilton For For Management
1.5 Elect Director G. Russell Lincoln For For Management
1.6 Elect Director Kathryn Jo Lincoln For Withhold Management
1.7 Elect Director William E. MacDonald, For For Management
III
1.8 Elect Director Christopher L. Mapes For For Management
1.9 Elect Director Phillip J. Mason For For Management
1.10 Elect Director Ben P. Patel For For Management
1.11 Elect Director Hellene S. Runtagh For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director John E. Major For For Management
1i Elect Director William P. Noglows For For Management
1j Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.2 Elect Director Ariel Emanuel For For Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Casey For For Management
1b Elect Director Glenn Murphy For For Management
1c Elect Director David M. Mussafer For For Management
1d Elect Director Stephanie Ferris For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy to Eliminate the Sale of Against Against Shareholder
Items Containing Down Feathers
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Samuel F. Thomas For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Borge Hald For For Management
1b Elect Director Douglas Leone For For Management
1c Elect Director Leslie Stretch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 23, 2019 Meeting Type: Annual
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James K. Bass For For Management
1.2 Elect Director Michael A. Daniels For Withhold Management
1.3 Elect Director Lisa S. Disbrow For For Management
1.4 Elect Director Barry R. Nearhos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For Against Management
1b Elect Director Kunal Kapoor For For Management
1c Elect Director Robin Diamonte For Against Management
1d Elect Director Cheryl Francis For Against Management
1e Elect Director Steve Joynt For For Management
1f Elect Director Steve Kaplan For For Management
1g Elect Director Gail Landis For Against Management
1h Elect Director Bill Lyons For For Management
1i Elect Director Jack Noonan For Against Management
1j Elect Director Caroline Tsay For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
MYOVANT SCIENCES LTD.
Ticker: MYOV Security ID: G637AM102
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: JUL 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Terrie Curran For For Management
1B Elect Director Mark Guinan For For Management
1C Elect Director Myrtle Potter For For Management
1D Elect Director Vivek Ramaswamy For For Management
1E Elect Director Kathleen Sebelius For For Management
1F Elect Director Lynn Seely For For Management
1G Elect Director Frank Torti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rowan Chapman For For Management
1.2 Elect Director Herm Rosenman For Withhold Management
1.3 Elect Director Jonathan Sheena For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Tehle For For Management
1.2 Elect Director Thomas V. Taylor, Jr. For For Management
1.3 Elect Director Virginia A. Hepner For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gorman For For Management
1.2 Elect Director Gary A. Lyons For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEVRO CORP. ��
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Fischer For For Management
1.2 Elect Director Shawn T. McCormick For For Management
1.3 Elect Director Kevin O'Boyle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Watteeuw For For Management
Carlisle
1.2 Elect Director Dan Scholnick For For Management
1.3 Elect Director James Tolonen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bandel Carano For Withhold Management
1.2 Elect Director Raymond Link For Withhold Management
1.3 Elect Director Geoffrey Moore For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alissa Ahlman For For Management
1B Elect Director Robert Fisch For For Management
1C Elect Director John Swygert For For Management
1D Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED
Ticker: OSW Security ID: P73684113
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Heyer For For Management
1.2 Elect Director Andrew R. Heyer For For Management
1.3 Elect Director Leonard Fluxman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Authorize a New Class of Non-Voting For For Management
Common Share
--------------------------------------------------------------------------------
PARSLEY ENERGY, INC.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 09, 2020 Meeting Type: Special
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Spinelli, Jr. For Withhold Management
1.2 Elect Director Enshalla Anderson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For Withhold Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William L. George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Necip Sayiner For For Management
1.8 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Feiber For For Management
1b Elect Director Kevin Harvey For For Management
1c Elect Director Leyla Seka For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For�� For Management
Auditors
--------------------------------------------------------------------------------
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Charles T. Doyle For For Management
1.3 Elect Director Carl James Schaper For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Benjamin Holzman For For Management
1.3 Elect Director Tom Schodorf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Bartlett For For Management
1.2 Elect Director David C. Longren For For Management
1.3 Elect Director George C. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Ingram For For Management
1.2 Elect Director Hans Wigzell For For Management
1.3 Elect Director Mary Ann Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Burra For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For Withhold Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Mohan R. Maheswaran For For Management
1.9 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tobias Luetke For For Management
1.2 Elect Director Robert Ashe For For Management
1.3 Elect Director Gail Goodman For For Management
1.4 Elect Director Colleen Johnston For For Management
1.5 Elect Director Jeremy Levine For For Management
1.6 Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. DePaolo For Against Management
1.2 Elect Director Barney Frank For For Management
1.3 Elect Director Scott A. Shay For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) W. For For Management
Douglas, III
1.2 Elect Director Jeri L. Isbell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stewart Butterfield For For Management
1.2 Elect Director John O'Farrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Connors For For Management
1b Elect Director Patricia Morrison For For Management
1c Elect Director Stephen Newberry For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Amy Brooks For For Management
1.3 Elect Director James McKelvey For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Normand A. Boulanger For Withhold Management
1.2 Elect Director David A. Varsano For Withhold Management
1.3 Elect Director Michael J. Zamkow For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Murphy For For Management
1.2 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Darling For For Management
1.2 Elect Director William H. Frist For For Management
1.3 Elect Director Michael Goldstein For For Management
1.4 Elect Director Jason Gorevic For For Management
1.5 Elect Director Catherine A. Jacobson For For Management
1.6 Elect Director Thomas G. McKinley For For Management
1.7 Elect Director Kenneth H. Paulus For For Management
1.8 Elect Director David Shedlarz For For Management
1.9 Elect Director Mark Douglas Smith For For Management
1.10 Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRADEWEB MARKETS INC.
Ticker: TW Security ID: 892672106
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Finley For For Management
1.2 Elect Director Scott Ganeles For For Management
1.3 Elect Director Debra Walton For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director Borje Ekholm For For Management
1.3 Elect Director Kaigham (Ken) Gabriel For For Management
1.4 Elect Director Merit E. Janow For For Management
1.5 Elect Director Meaghan Lloyd For For Management
1.6 Elect Director Sandra MacQuillan For For Management
1.7 Elect Director Ronald S. Nersesian For For Management
1.8 Elect Director Robert G. Painter For For Management
1.9 Elect Director Mark S. Peek For For Management
1.10 Elect Director Johan Wibergh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
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TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Dalzell For Withhold Management
1.2 Elect Director Jeffrey Immelt For Withhold Management
1.3 Elect Director Erika Rottenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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ULTRAGENYX PHARMACEUTICAL, INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emil D. Kakkis For For Management
1b Elect Director Shehnaaz Suliman For For Management
1c Elect Director Daniel G. Welch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director Madhavan Balachandran For For Management
4 Elect Director Jack Kaye For For Management
5 Elect Director Jeremy Springhorn For For Management
6 Elect Director Leonard Post For For Management
7 Grant Board Authority to Issue Shares For Against Management
and Options
8 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie H. Anderson For For Management
1.2 Elect Director Robert S. Epstein For Withhold Management
1.3 Elect Director Evan Jones For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andre Turenne For Withhold Management
1.2 Elect Director Steven Hyman For Withhold Management
1.3 Elect Director James A. Geraghty For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Sobbott For For Management
1.2 Elect Director Stephen Smith For For Management
1.3 Elect Director James Groch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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WYNN RESORTS LTD.
Ticker: WYNN Security ID: 983134107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Byrne For For Management
1.2 Elect Director Patricia Mulroy For For Management
1.3 Elect Director Clark T. Randt, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Patrick K. Decker For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Jorge M. Gomez For For Management
1e Elect Director Victoria D. Harker For For Management
1f Elect Director Sten E. Jakobsson For For Management
1g Elect Director Steven R. Loranger For For Management
1h Elect Director Surya N. Mohapatra For For Management
1i Elect Director Jerome A. Peribere For For Management
1j Elect Director Markos I. Tambakeras For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anders Gustafsson For For Management
1.2 Elect Director Janice M. Roberts For For Management
1.3 Elect Director Linda M. Connly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditor For For Management
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ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Curtis For Against Management
1b Elect Director Mikkel Svane For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Louis C. Bock For For Management
1B Elect Director Cam L. Garner For For Management
1C Elect Director Mark Wiggins For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
BNY Mellon Investment Funds I
By: /s/ Renee LaRoche-Morris
Renee LaRoche-Morris
President (Principal Executive Officer)
Date: August 17, 2020
