UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
| FORM N-PX |
| annual report of proxy voting record of |
| registered management investment company |
| Investment Company Act file number: 811- 04813 |
| BNY Mellon Investment Funds I |
| (Exact name of registrant as specified in charter) |
| c/o BNY Mellon Investment Adviser, Inc. 240 Greenwich Street New York, New York 10286 |
| (Address of principal executive offices) (Zip code) |
Deirdre Cunnane, Esq. 240 Greenwich Street |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: (212) 922-6400 |
| Date of fiscal year end: 9/30* |
Date of reporting period: July 1, 2020-June 30, 2021 *Fiscal year end is 12/31 for BNY Mellon Global Fixed Income Fund |
Item 1. Proxy Voting Record
BNY Mellon Investment Funds I ===================== BNY Mellon Global Fixed Income Fund ====================== ======================BNY Mellon Tax Sensitive Total Return Bond Fund===========
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
================= BNY Mellon Diversified Emerging Markets Fund =================
ACC LIMITED
Ticker: 500410 Security ID: Y0022S105
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Martin Kriegner as Director For For Management
4 Reelect Vijay Kumar Sharma as Director For For Management
5 Elect Neeraj Akhoury as Director For For Management
6 Elect Sridhar Balakrishnan as Director For For Management
7 Approve Appointment and Remuneration For For Management
of Sridhar Balakrishnan as Managing
Director & Chief Executive Officer
8 Approve Remuneration of Cost Auditors For For Management
9 Approve Payment of Commission to For For Management
Non-Executive Directors
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BR MALLS PARTICIPACOES SA
Ticker: BRML3 Security ID: P1908S102
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Seven For For Management
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None For Management
Elect Silvio Jose Genesini Junior as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.2 Percentage of Votes to Be Assigned - None For Management
Elect Joao Roberto Goncalves Teixeira
as Independent Director and Marina da
Fontoura Azambuja as Alternate
8.3 Percentage of Votes to Be Assigned - None For Management
Elect Jose Afonso Alves Castanheira as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.4 Percentage of Votes to Be Assigned - None For Management
Elect Luiz Alberto Quinta as Director
and Marina da Fontoura Azambuja as
Alternate
8.5 Percentage of Votes to Be Assigned - None For Management
Elect Luiz Antonio de Sampaio Campos
as Independent Director and Marina da
Fontoura Azambuja as Alternate
8.6 Percentage of Votes to Be Assigned - None For Management
Elect Mauro Rodrigues da Cunha as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.7 Percentage of Votes to Be Assigned - None For Management
Elect Gerauld Dinu Reiss as
Independent Director and Marina da
Fontoura Azambuja as Alternate
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11.1 Elect Helena Penna as Fiscal Council For For Management
Member and Joao Pedro Barroso as
Alternate
11.2 Elect Ana Siqueira as Fiscal Council For For Management
Member and Silvia Maura Rodrigues as
Alternate
11.3 Elect Marcelo Otavio Wagner as Fiscal For For Management
Council Member and Antonio Carlos
Bizzo Lima as Alternate
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
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BR MALLS PARTICIPACOES SA
Ticker: BRML3 Security ID: P1908S102
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
3 Amend Article 14 For For Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
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CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Shi Junping as Director For For Management
4 Elect Pan Darong as Director For For Management
5 Elect Huang Xiangui as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
11 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
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EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Approve Director Remuneration For Against Management
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Ratify External Auditors For For Management
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
13 Approve Upper Limit of Donations for For Against Management
2020 and Receive Information on
Donations Made in 2019
14 Approve Share Repurchase Program For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 5.25 Billion
5 Cancel Pending Amount of MXN 1.55 For For Management
Billion of Share Repurchase Approved
at AGM on April 23, 2019; Set Share
Repurchase Maximum Amount of MXN 1.55
Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2019 and 2020
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For Against Management
Share Purchase Plan
2 Approve Management System of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
4 Approve Increase in Application of For For Management
Comprehensive Credit Lines
5 Approve Guarantee Provision Plan For Against Management
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PT INDOFOOD SUKSES MAKMUR TBK
Ticker: INDF Security ID: Y7128X128
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Statutory For For Management
Reports
2 Accept Financial Statement For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Purwantono, Sungkoro & Surja For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividends For For Management
3 Reelect Hital R. Meswani as Director For For Management
4 Reelect P.M.S. Prasad as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of Hital R. Meswani as a Whole-time
Director
6 Elect K. V. Chowdary as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
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SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD.
Ticker: 563 Security ID: G8065B103
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For For Management
Related Transactions
2 Elect Huang Haiping as Director For For Management
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SINO BIOPHARMACEUTICAL LTD.
Ticker: 1177 Security ID: G8167W138
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
2 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Azim H. Premji as Director For For Management
4 Elect Thierry Delaporte as Director For Against Management
and Approve Appointment and
Remuneration of Thierry Delaporte as
Chief Executive Officer and Managing
Director
5 Elect Deepak M. Satwalekar as Director For For Management
===================== BNY Mellon International Equity Fund =====================
AIA GROUP LIMITED
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lee Yuan Siong as Director For For Management
4 Elect Chung-Kong Chow as Director For For Management
5 Elect John Barrie Harrison as Director For For Management
6 Elect Lawrence Juen-Yee Lau as Director For For Management
7 Elect Cesar Velasquez Purisima as For For Management
Director
8 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
9A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4.1 Approve Remuneration Report For For Management
(Non-Binding)
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 38.4
Million
5.1 Reelect Michael Ball as Director and For For Management
Board Chairman
5.2 Reelect Lynn Bleil as Director For For Management
5.3 Reelect Arthur Cummings as Director For For Management
5.4 Reelect David Endicott as Director For For Management
5.5 Reelect Thomas Glanzmann as Director For For Management
5.6 Reelect Keith Grossman as Director For For Management
5.7 Reelect Scott Maw as Director For For Management
5.8 Reelect Karen May as Director For For Management
5.9 Reelect Ines Poeschel as Director For For Management
5.10 Reelect Dieter Spaelti as Director For For Management
6.1 Reappoint Thomas Glanzmann as Member For For Management
of the Compensation Committee
6.2 Reappoint Keith Grossman as Member of For For Management
the Compensation Committee
6.3 Reappoint Karen May as Member of the For For Management
Compensation Committee
6.4 Reappoint Ines Poeschel as Member of For For Management
the Compensation Committee
7 Designate Hartmann Dreyer For For Management
Attorneys-at-Law as Independent Proxy
8 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
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ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Elisabeth Brinton as Director For For Management
4 Elect Hilary Maxson as Director For For Management
5 Re-elect Ian Ashby as Director For For Management
6 Re-elect Marcelo Bastos as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Mark Cutifani as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Hixonia Nyasulu as Director For For Management
11 Re-elect Nonkululeko Nyembezi as For For Management
Director
12 Re-elect Tony O'Neill as Director For For Management
13 Re-elect Stephen Pearce as Director For For Management
14 Re-elect Anne Stevens as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Court
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Demerger of Thungela Resources Limited
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
3.d Approve Dividends of EUR 2.75 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for For For Management
Management Board
6 Approve Certain Adjustments to the For For Management
Remuneration Policy for Management
Board
7 Approve Certain Adjustments to the For For Management
Remuneration Policy for Supervisory
Board
8 Receive Information on the Composition None None Management
of the Management Board
9.a Elect B. Conix to Supervisory Board For For Management
9.b Receive Information on the Composition None None Management
of the Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital for
General Purposes
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
11.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares Up to 5 Percent in Case of
Merger or Acquisition
11.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under 11.c
12.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12.b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
13 Authorize Cancellation of Repurchased For For Management
Shares
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Emma Adamo as Director For For Management
4 Re-elect Graham Allan as Director For For Management
5 Re-elect John Bason as Director For For Management
6 Re-elect Ruth Cairnie as Director For For Management
7 Re-elect Wolfhart Hauser as Director For For Management
8 Re-elect Michael McLintock as Director For For Management
9 Re-elect Richard Reid as Director For For Management
10 Re-elect George Weston as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For Against Management
CEO
7 Approve Amendment of Remuneration For For Management
Policy of CEO Re: GM 2019 and 2020
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
12 Reelect Ramon de Oliveira as Director For For Management
13 Elect Guillaume Faury as Director For For Management
14 Elect Ramon Fernandez as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
24 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Julia Wilson as Director For For Management
4 Re-elect Mike Ashley as Director For For Management
5 Re-elect Tim Breedon as Director For For Management
6 Re-elect Mohamed A. El-Erian as For For Management
Director
7 Re-elect Dawn Fitzpatrick as Director For For Management
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Crawford Gillies as Director For For Management
10 Re-elect Brian Gilvary as Director For For Management
11 Re-elect Nigel Higgins as Director For For Management
12 Re-elect Tushar Morzaria as Director For For Management
13 Re-elect Diane Schueneman as Director For For Management
14 Re-elect James Staley as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Board Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity in Relation For For Management
to the Issuance of Contingent Equity
Conversion Notes
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
25 Approve Long Term Incentive Plan For For Management
26 Amend Share Value Plan For For Management
27 Approve Scrip Dividend Program For For Management
28 Adopt New Articles of Association For For Management
29 Approve Market Forces Requisitioned Against For Shareholder
Resolution
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BUREAU VERITAS SA
Ticker: BVI Security ID: F96888114
Meeting Date: JUN 25, 2021 Meeting Type: Annual/Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.36 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Ana Giros Calpe as Director For Against Management
6 Reelect Lucia Sinapi-Thomas as Director For Against Management
7 Reelect Andre Francois-Poncet as For For Management
Director
8 Reelect Jerome Michiels as Director For For Management
9 Elect Julie Avrane-Chopard as Director For For Management
10 Ratify Appointment of Christine For For Management
Anglade-Pirzadeh as Director
11 Approve Compensation Report of For For Management
Corporate Officers
12 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the Board
13 Approve Compensation of Didier For Against Management
Michaud-Daniel, CEO
14 Approve Remuneration Policy of For For Management
Directors
15 Approve Remuneration Policy of For Against Management
Chairman of the Board
16 Approve Remuneration Policy of CEO For Against Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 19, 21-24 and 26 at EUR 16.2
Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 16.2 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 16.2 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capital Increase of Up to For For Management
EUR 5.4 Million for Future Exchange
Offers
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.4 Million
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors, up to Aggregate
Nominal Amount of EUR 5.4 Million
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19 and 23-25
27 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
31 Amend Article 10 of Bylaws Re: For For Management
Identification of Shareholders
32 Amend Article 15 of Bylaws Re: Written For For Management
Consultation
33 Amend Article 17 of Bylaws Re: Age For For Management
Limit of Chairman of the Board
34 Amend Article 19 of Bylaws Re: Age For For Management
Limit of CEO
35 Amend Article 22 of Bylaws Re: For For Management
Designation of Alternate Auditor
36 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
37 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CHR. HANSEN HOLDING A/S
Ticker: CHR Security ID: K1830B107
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board Report None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.2 Million for
Chair, DKK 800,000 for Vice-Chair and
DKK 400,000 for Other Directors;
Approve Remuneration for Committee Work
6a Amend Articles Re: Voting on the For For Management
Company's Remuneration Report at
Annual General Meetings
6b Amend Articles Re: Authorize Board to For For Management
Resolve to Hold Partial or Full
Electronic General Meetings
6c Amend Articles Re: Shareholders' For For Management
Notification of Attendance
7a Reelect Dominique Reiniche (Chair) as For For Management
Director
7b.a Reelect Jesper Brandgaard as Director For For Management
7b.b Reelect Luis Cantarell as Director For For Management
7b.c Reelect Heidi Kleinbach-Sauter as For For Management
Director
7b.d Reelect Mark Wilson as Director For For Management
7b.e Elect Lise Kaae as New Director For For Management
7b.f Elect Kevin Lane as New Director For For Management
7b.g Elect Lillie Li Valeur as New Director For For Management
8 Reelect PricewaterhouseCoopers as For For Management
Auditor
9a Starting from Financial Year 2020/21, Against Against Shareholder
the Company must Apply the
Recommendations of the Task Force on
Climate-Related Financial Disclosures
(TCFD) as the Framework for
Climate-Related Disclosure in the
Company's Annual Report
9b Instruct Board to Complete an For For Shareholder
Assessment of the Ability of the
Company to Publish Country-by-Country
Tax Reporting in line with the Global
Reporting Initiative's Standard (GRI
207: Tax 2019) starting from Financial
Year 2021/22
10 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2019
3.6 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2019
3.7 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2019
3.8 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
2019
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2019
4.13 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2019
4.19 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For For Management
Member Gudrun Valten for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2019
4.23 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2019
4.24 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3.1 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal Year 2020
3.4 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal Year
2020
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
Year 2020
3.9 Approve Discharge of Management Board For For Management
Member Andreas Wolf for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal
Year 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal Year 2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal Year 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
Year 2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal Year
2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkelfor Fiscal Year
2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal Year
2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal Year
2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Amend Articles of Association For For Management
7 Approve Spin-Off and Takeover For For Management
Agreement with Vitesco Technologies
Group Aktiengesellschaft
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
2.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
2.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
4 Adopt New Articles of Association Re: For For Management
Article 51(d)
5 Approve Capital Reorganisation For For Management
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: ADPC03232
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Final Dividend For Did Not Vote Management
3 Approve Remuneration Report For Did Not Vote Management
4a Re-elect Richie Boucher as Director For Did Not Vote Management
4b Elect Caroline Dowling as Director For Did Not Vote Management
4c Elect Richard Fearon as Director For Did Not Vote Management
4d Re-elect Johan Karlstrom as Director For Did Not Vote Management
4e Re-elect Shaun Kelly as Director For Did Not Vote Management
4f Elect Lamar McKay as Director For Did Not Vote Management
4g Re-elect Albert Manifold as Director For Did Not Vote Management
4h Re-elect Gillian Platt as Director For Did Not Vote Management
4i Re-elect Mary Rhinehart as Director For Did Not Vote Management
4j Re-elect Siobhan Talbot as Director For Did Not Vote Management
5 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
6 Ratify Deloitte Ireland LLP as Auditors For Did Not Vote Management
7 Authorise Issue of Equity For Did Not Vote Management
8 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For Did Not Vote Management
Shares
11 Authorise Reissuance of Treasury Shares For Did Not Vote Management
12 Approve Scrip Dividend For Did Not Vote Management
13 Approve Savings-Related Share Option For Did Not Vote Management
Schemes
14 Approve Cancellation of Share Premium For Did Not Vote Management
Account
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For Against Management
Auditors for Fiscal 2020
6.1 Elect Joerg Kukies to the Supervisory For For Management
Board
6.2 Elect Lawrence Rosen to the For For Management
Supervisory Board
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 12
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 40
Million Pool of Capital to Guarantee
Conversion Rights
9.1 Amend Articles Re: Online Participation For For Management
9.2 Amend Articles Re: Interim Dividend For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For Against Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Melissa Bethell as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Lady Mendelsohn as Director For For Management
9 Re-elect Ivan Menezes as Director For For Management
10 Re-elect Kathryn Mikells as Director For For Management
11 Re-elect Alan Stewart as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Amend Diageo 2001 Share Incentive Plan For For Management
17 Approve Diageo 2020 Sharesave Plan For For Management
18 Approve Diageo Deferred Bonus Share For For Management
Plan
19 Authorise the Company to Establish For For Management
International Share Plans
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Authorise 2019 Share Buy-backs and For For Management
Employee Benefit and Share Ownership
Trust Transactions
--------------------------------------------------------------------------------
EBARA CORP.
Ticker: 6361 Security ID: J12600128
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Maeda, Toichi For For Management
2.2 Elect Director Asami, Masao For For Management
2.3 Elect Director Uda, Sakon For For Management
2.4 Elect Director Sawabe, Hajime For For Management
2.5 Elect Director Oeda, Hiroshi For For Management
2.6 Elect Director Hashimoto, Masahiro For For Management
2.7 Elect Director Nishiyama, Junko For For Management
2.8 Elect Director Fujimoto, Mie For For Management
2.9 Elect Director Kitayama, Hisae For For Management
2.10 Elect Director Nagamine, Akihiko For For Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 206.14
2 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Michael J. Cicco For For Management
3.4 Elect Director Tsukuda, Kazuo For For Management
3.5 Elect Director Sumikawa, Masaharu For For Management
3.6 Elect Director Yamazaki, Naoko For For Management
4.1 Elect Director and Audit Committee For For Management
Member Kohari, Katsuo
4.2 Elect Director and Audit Committee For For Management
Member Mitsumura, Katsuya
4.3 Elect Director and Audit Committee For For Management
Member Imai, Yasuo
4.4 Elect Director and Audit Committee For For Management
Member Yokoi, Hidetoshi
4.5 Elect Director and Audit Committee For For Management
Member Tomita, Mieko
5 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation Ceiling for Directors Who
Are Not Audit Committee Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HELLA GMBH & CO. KGAA
Ticker: HLE Security ID: D3R112160
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019/2020
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019/2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019/2020
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2019/2020
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020/2021
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED
Ticker: 500010 Security ID: Y37246207
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Employee Stock Option Scheme - For For Management
2020 and Issuance of Shares to
Eligible Employees and Directors Under
the Scheme
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED
Ticker: 500010 Security ID: Y37246207
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Reelect Renu Sud Karnad as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Renu Sud Karnad as Managing Director
5 Approve Reappointment and Remuneration For For Management
of V. Srinivasa Rangan as Whole-Time
Director Designated as Executive
Director
6 Approve Related Party Transactions For For Management
with HDFC Bank Limited
7 Approve Issuance of Redeemable For For Management
Non-Convertible Debentures and/or
Other Hybrid Instruments on Private
Placement Basis
8 Approve Sale of Shares Held in HDFC For For Management
Life Insurance Company Limited
9 Approve Sale of Shares Held in HDFC For For Management
ERGO General Insurance Company Limited
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3.1 Approve Discharge of Management Board For For Management
Member Reinhard Ploss for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Helmut Gassel for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Jochen Hanebeck for Fiscal 2020
3.4 Approve Discharge of Management Board For For Management
Member Sven Schneider for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Eder for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Peter Bauer (until Feb. 20,
2020) for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Xiaoqun Clever (from Feb. 20,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Johann Dechant for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Herbert Diess (until Feb. 20,
2020) for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Friedrich Eichiner (from Feb.
20, 2020) for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Annette Engelfried for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Peter Gruber for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Gerhard Hobbach (until Feb. 20,
2020) for Fiscal 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Hans-Ulrich Holdenried for
Fiscal 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Renate Koecher (until Feb. 20,
2020) for Fiscal 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Susanne Lachenmann for Fiscal
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Geraldine Picaud for Fiscal 2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Manfred Puffer for Fiscal 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Melanie Riedl (from Feb. 20,
2020) for Fiscal 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Kerstin Schulzendorf for Fiscal
2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Juergen Scholz for Fiscal 2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Ulrich Spiesshofer (from Feb.
20, 2020) for Fiscal 2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale (from Feb. 20,
2020) for Fiscal 2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Eckart Suenner (until Feb. 20,
2020) for Fiscal 2020
4.21 Approve Discharge of Supervisory Board For For Management
Member Diana Vitale for Fiscal 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 30 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Articles Re: Information for For For Management
Registration in the Share Register
10 Amend Articles Re: Supervisory Board's For For Management
Rules of Procedure
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Policy For For Management
2 Adopt the Informa Equity For For Management
Revitalisation Plan
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect John Rishton as Director For For Management
2 Re-elect Stephen Carter as Director For For Management
3 Re-elect Stephen Davidson as Director For Against Management
4 Re-elect David Flaschen as Director For For Management
5 Re-elect Mary McDowell as Director For Against Management
6 Elect Patrick Martell as Director For For Management
7 Re-elect Helen Owers as Director For Against Management
8 Re-elect Gill Whitehead as Director For For Management
9 Re-elect Gareth Wright as Director For For Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Remuneration Report For Against Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KASIKORNBANK PUBLIC CO. LTD.
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operations Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Kobkarn Wattanavrangkul as For For Management
Director
4.2 Elect Sujitpan Lamsam as Director For For Management
4.3 Elect Pipit Aneaknithi as Director For For Management
4.4 Elect Pipatpong Poshyanonda as Director For For Management
4.5 Elect Wiboon Khusakul as Director For For Management
5 Elect Suroj Lamsam as Director For For Management
6 Approve Names and Number of Directors For For Management
Who Have Signing Authority
7 Approve Remuneration of Directors For For Management
8 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Amend Articles of Association For For Management
10 Other Business None None Management
--------------------------------------------------------------------------------
L'OREAL SA
Ticker: OR Security ID: F58149133
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4 per Share and an
Extra of EUR 0.40 per Share to Long
Term Registered Shares
4 Elect Nicolas Hieronimus as Director For For Management
5 Elect Alexandre Ricard as Director For For Management
6 Reelect Francoise Bettencourt Meyers For Against Management
as Director
7 Reelect Paul Bulcke as Director For Against Management
8 Reelect Virginie Morgon as Director For For Management
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean-Paul For For Management
Agon, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For Against Management
Jean-Paul Agon, Chairman and CEO Until
April 30, 2021
13 Approve Remuneration Policy of Nicolas For Against Management
Hieronimus, CEO Since May 1, 2021
14 Approve Remuneration Policy of For Against Management
Jean-Paul Agon, Chairman of the Board
Since May 1, 2021
15 Approve Amendment of Employment For Against Management
Contract of Nicolas Hieronimus, CEO
Since May 1, 2021
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up a Maximum Nominal
Share Capital value of EUR 156,764,042.
40
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Authorize Capital Increase of up to 2 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
22 Amend Article 9.2 of Bylaws Re: For For Management
Written Consultation
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: G5494J103
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wolfgang H. Reitzle For Did Not Vote Management
1b Elect Director Stephen F. Angel For Did Not Vote Management
1c Elect Director Ann-Kristin Achleitner For Did Not Vote Management
1d Elect Director Clemens A. H. Borsig For Did Not Vote Management
1e Elect Director Nance K. Dicciani For Did Not Vote Management
1f Elect Director Thomas Enders For Did Not Vote Management
1g Elect Director Franz Fehrenbach For Did Not Vote Management
1h Elect Director Edward G. Galante For Did Not Vote Management
1i Elect Director Larry D. McVay For Did Not Vote Management
1j Elect Director Victoria E. Ossadnik For Did Not Vote Management
1k Elect Director Martin H. Richenhagen For Did Not Vote Management
1l Elect Director Robert L. Wood For Did Not Vote Management
2a Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
2b Authorize Board to Fix Remuneration of For Did Not Vote Management
Auditors
3 Determine Price Range for Reissuance For Did Not Vote Management
of Treasury Shares
4 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LONZA GROUP AG
Ticker: LONN Security ID: H50524133
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
5.1.1 Reelect Werner Bauer as Director For For Management
5.1.2 Reelect Albert Baehny as Director For For Management
5.1.3 Reelect Dorothee Deuring as Director For For Management
5.1.4 Reelect Angelica Kohlmann as Director For For Management
5.1.5 Reelect Christoph Maeder as Director For For Management
5.1.6 Reelect Barbara Richmond as Director For For Management
5.1.7 Reelect Juergen Steinemann as Director For For Management
5.1.8 Reelect Olivier Verscheure as Director For For Management
5.2 Reelect Albert Baehny as Board Chairman For For Management
5.3.1 Reappoint Angelica Kohlmann as Member For For Management
of the Nomination and Compensation
Committee
5.3.2 Reappoint Christoph Maeder as Member For For Management
of the Nomination and Compensation
Committee
5.3.3 Reappoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG Ltd as Auditors For For Management
7 Designate ThomannFischer as For For Management
Independent Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.7 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.6 Million for the Period July 1,
2021 - June 30, 2022
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.3 Million for
Fiscal Year 2020
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 10.5 Million for
Fiscal Year 2021
10 Approve Renewal of CHF 7.5 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE
Ticker: MC Security ID: F58485115
Meeting Date: MAY 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
M3, INC.
Ticker: 2413 Security ID: J4697J108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanimura, Itaru For For Management
1.2 Elect Director Tomaru, Akihiko For For Management
1.3 Elect Director Tsuchiya, Eiji For For Management
1.4 Elect Director Izumiya, Kazuyuki For For Management
1.5 Elect Director Urae, Akinori For For Management
1.6 Elect Director Yoshida, Kenichiro For For Management
2 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For Against Management
4 Elect Neil Nanpeng Shen as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MOWI ASA
Ticker: MOWI Security ID: R4S04H101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Receive Briefing on the Business None None Management
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7 Approve Equity Plan Financing For Did Not Vote Management
8 Approve Remuneration of Directors For Did Not Vote Management
9 Approve Remuneration of Nomination For Did Not Vote Management
Committee
10 Approve Remuneration of Auditors For Did Not Vote Management
11a Reelect Ole-Eirik Leroy (Chairman) as For Did Not Vote Management
Director
11b Reelect Kristian Melhuus (Vice For Did Not Vote Management
Chairman) as Director
11c Reelect Lisbet K. Naero as Director For Did Not Vote Management
11d Elect Nicholays Gheysens as New For Did Not Vote Management
Director
11e Elect Kathrine Fredriksen as New For Did Not Vote Management
Personal Deputy Director for Cecilie
Fredriksen
12a Elect Ann Kristin Brautaset as Member For Did Not Vote Management
and Chair of Nominating Committee
12b Elect Merete Haugli as Member of For Did Not Vote Management
Nominating Committee
13 Authorize Board to Distribute Dividends For Did Not Vote Management
14 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
15a Approve Creation of NOK 387.8 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
15b Authorize Issuance of Convertible For Did Not Vote Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 3.2
Billion; Approve Creation of NOK 387.8
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
NATWEST GROUP PLC
Ticker: NWG Security ID: G6422B105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Howard Davies as Director For For Management
5 Re-elect Alison Rose-Slade as Director For For Management
6 Re-elect Katie Murray as Director For For Management
7 Re-elect Frank Dangeard as Director For For Management
8 Re-elect Patrick Flynn as Director For For Management
9 Re-elect Morten Friis as Director For For Management
10 Re-elect Robert Gillespie as Director For For Management
11 Re-elect Yasmin Jetha as Director For For Management
12 Re-elect Mike Rogers as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Lena Wilson as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise UK Political Donations and For For Management
Expenditure
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Off-Market Purchase of For For Management
Ordinary Shares
26 Authorise Off-Market Purchase of For For Management
Preference Shares
27 Adopt New Articles of Association For For Management
28 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For Against Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For Against Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For Against Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.
Ticker: 7532 Security ID: J6352W100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Yoshida, Naoki For For Management
2.2 Elect Director Shintani, Seiji For For Management
2.3 Elect Director Matsumoto, Kazuhiro For For Management
2.4 Elect Director Sekiguchi, Kenji For For Management
2.5 Elect Director Nishii, Takeshi For For Management
2.6 Elect Director Sakakibara, Ken For For Management
2.7 Elect Director Moriya, Hideki For For Management
2.8 Elect Director Maruyama, Tetsuji For For Management
2.9 Elect Director Ishii, Yuji For For Management
2.10 Elect Director Kubo, Isao For For Management
2.11 Elect Director Yasuda, Takao For For Management
3.1 Elect Director and Audit Committee For For Management
Member Ariga, Akio
3.2 Elect Director and Audit Committee For For Management
Member Inoue, Yukihiko
3.3 Elect Director and Audit Committee For For Management
Member Yoshimura, Yasunori
3.4 Elect Director and Audit Committee For For Management
Member Fukuda, Tomiaki
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN Security ID: G70202109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Roger Devlin as Director For For Management
4 Elect Dean Finch as Director For For Management
5 Re-elect Michael Killoran as Director For For Management
6 Re-elect Nigel Mills as Director For For Management
7 Re-elect Rachel Kentleton as Director For For Management
8 Re-elect Simon Litherland as Director For For Management
9 Re-elect Joanna Place as Director For For Management
10 Elect Annemarie Durbin as Director For For Management
11 Elect Andrew Wyllie as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Ming Lu as Director For For Management
5 Elect Jeanette Wong as Director For For Management
6 Re-elect Shriti Vadera as Director For For Management
7 Re-elect Jeremy Anderson as Director For For Management
8 Re-elect Mark Fitzpatrick as Director For For Management
9 Re-elect David Law as Director For For Management
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECRUIT HOLDINGS CO., LTD.
Ticker: 6098 Security ID: J6433A101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Minegishi, Masumi For For Management
1.2 Elect Director Idekoba, Hisayuki For For Management
1.3 Elect Director Senaha, Ayano For For Management
1.4 Elect Director Rony Kahan For For Management
1.5 Elect Director Izumiya, Naoki For For Management
1.6 Elect Director Totoki, Hiroki For For Management
2 Appoint Alternate Statutory Auditor For For Management
Tanaka, Miho
3 Approve Trust-Type Equity Compensation For Against Management
Plan
4 Approve Stock Option Plan For For Management
5 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
--------------------------------------------------------------------------------
RELX PLC
Ticker: REL Security ID: G7493L105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Elect Paul Walker as Director For For Management
7 Elect June Felix as Director For For Management
8 Re-elect Erik Engstrom as Director For For Management
9 Re-elect Wolfhart Hauser as Director For For Management
10 Re-elect Charlotte Hogg as Director For For Management
11 Re-elect Marike van Lier Lels as For For Management
Director
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Linda Sanford as Director For For Management
15 Re-elect Andrew Sukawaty as Director For For Management
16 Re-elect Suzanne Wood as Director For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jang Hyeok as Inside Director For For Management
2.2 Elect Kim Jong-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
SONY GROUP CORP.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For For Management
1.2 Elect Director Totoki, Hiroki For For Management
1.3 Elect Director Sumi, Shuzo For For Management
1.4 Elect Director Tim Schaaff For For Management
1.5 Elect Director Oka, Toshiko For For Management
1.6 Elect Director Akiyama, Sakie For For Management
1.7 Elect Director Wendy Becker For For Management
1.8 Elect Director Hatanaka, Yoshihiko For For Management
1.9 Elect Director Adam Crozier For For Management
1.10 Elect Director Kishigami, Keiko For For Management
1.11 Elect Director Joseph A. Kraft Jr For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Andrew Croft as Director For For Management
4 Re-elect Ian Gascoigne as Director For For Management
5 Re-elect Craig Gentle as Director For For Management
6 Re-elect Emma Griffin as Director For For Management
7 Re-elect Rosemary Hilary as Director For For Management
8 Re-elect Simon Jeffreys as Director For For Management
9 Re-elect Roger Yates as Director For For Management
10 Elect Lesley-Ann Nash as Director For For Management
11 Elect Paul Manduca as Director For For Management
12 Approve Remuneration Report For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SUGI HOLDINGS CO., LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakakibara, Eiichi For For Management
1.2 Elect Director Sugiura, Katsunori For For Management
1.3 Elect Director Sugiura, Shinya For For Management
1.4 Elect Director Kamino, Shigeyuki For For Management
1.5 Elect Director Hayama, Yoshiko For For Management
1.6 Elect Director Hori, Michiko For For Management
--------------------------------------------------------------------------------
SUNTORY BEVERAGE & FOOD LTD.
Ticker: 2587 Security ID: J78186103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Authorize Board to For For Management
Determine Income Allocation
3.1 Elect Director Saito, Kazuhiro For For Management
3.2 Elect Director Kimura, Josuke For For Management
3.3 Elect Director Shekhar Mundlay For For Management
3.4 Elect Director Peter Harding For For Management
3.5 Elect Director Aritake, Kazutomo For For Management
3.6 Elect Director Inoue, Yukari For For Management
4.1 Elect Director and Audit Committee For For Management
Member Yamazaki, Yuji
4.2 Elect Director and Audit Committee For For Management
Member Uchida, Harumichi
4.3 Elect Director and Audit Committee For For Management
Member Masuyama, Mika
5 Elect Alternate Director and Audit For For Management
Committee Member Amitani, Mitsuhiro
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 53
2.1 Elect Director Suzuki, Toshihiro For For Management
2.2 Elect Director Honda, Osamu For For Management
2.3 Elect Director Nagao, Masahiko For For Management
2.4 Elect Director Suzuki, Toshiaki For For Management
2.5 Elect Director Saito, Kinji For For Management
2.6 Elect Director Yamashita, Yukihiro For For Management
2.7 Elect Director Kawamura, Osamu For For Management
2.8 Elect Director Domichi, Hideaki For For Management
2.9 Elect Director Kato, Yuriko For For Management
3 Appoint Statutory Auditor Toyoda, For For Management
Taisuke
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWED.A Security ID: W94232100
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Prepare and Approve List of For Did Not Vote Management
Shareholders
5 Approve Agenda of Meeting For Did Not Vote Management
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Approve Dividends of SEK 4.35 Per Share For Did Not Vote Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWED.A Security ID: W94232100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Auditor's Report None None Management
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 2.90 Per Share
10.a Approve Discharge of Bodil Eriksson as For For Management
Ordinary Board Member Until 28 May 2020
10.b Approve Discharge of Mats Granryd as For For Management
Ordinary Board Member Until 28 May 2020
10.c Approve Discharge of Bo Johansson as For For Management
Ordinary Board Member Until 28 May 2020
10.d Approve Discharge of Magnus Uggla as For For Management
Ordinary Board Member Until 28 May 2020
10.e Approve Discharge of Kerstin For For Management
Hermansson as Ordinary Board Member
10.f Approve Discharge of Josefin For For Management
Lindstrand as Ordinary Board Member
10.g Approve Discharge of Bo Magnusson as For For Management
Ordinary Board Member and Deputy Chair
10.h Approve Discharge of Anna Mossberg as For For Management
Ordinary Board Member
10.i Approve Discharge of Goran Persson as For For Management
Ordinary Board Member and Chair
10.j Approve Discharge of Bo Bengtsson as For For Management
Ordinary Board Member as of 28 May 2020
10.k Approve Discharge of Goran Bengtsson For For Management
as Ordinary Board Member as of 28 May
2020
10.l Approve Discharge of Hans Eckerstrom For For Management
as Ordinary Board Member as of 28 May
2020
10.m Approve Discharge of Bengt Erik For For Management
Lindgren as Ordinary Board Member as
of 28 May 2020
10.n Approve Discharge of Biljana Pehrsson For For Management
as Ordinary Board Member as of 28 May
2020
10.o Approve Discharge of Jens Henriksson, For For Management
CEO
10.p Approve Discharge of Camilla Linder as For For Management
Ordinary Employee Representative until
28 May 2020, thereafter as Deputy
Employee Representative
10.q Approve Discharge of Roger Ljung as For For Management
Ordinary Employee Representative
10.r Approve Discharge of Henrik Joelsson For For Management
as Deputy Employee Representative
10.s Approve Discharge of Ake Skoglund as For For Management
Deputy Employee Representative until
28 May 2020, thereafter as Ordinary
Employee Representative
11 Amend Articles Re: Editorial Changes; For For Management
Number of Board Members; Collecting of
Proxies and Advanced Voting;
Participation at General Meetings
12 Determine Number of Members (12) and For For Management
Deputy Members of Board (0)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.8 Million for
Chairman, SEK 955,800 for Vice
Chairman and SEK 653,400 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14.a Elect Annika Creutzer as New Director For For Management
14.b Elect Per Olof Nyman as New Director For For Management
14.c Reelect Bo Bengtsson as Director For For Management
14.d Reelect Goran Bengtsson as Director For For Management
14.e Reelect Hans Eckerstrom as Director For For Management
14.f Reelect Kerstin Hermansson as Director For For Management
14.g Reelect Bengt Erik Lindgren as Director For For Management
14.h Reelect Josefin Lindstrand as Director For For Management
14.i Reelect Bo Magnusson as Director For For Management
14.j Reelect Anna Mossberg as Director For For Management
14.k Reelect Biljana Pehrsson as Director For For Management
14.l Reelect Goran Persson as Director For For Management
15 Elect Goran Persson as Board Chairman For For Management
and Bo Magnusson as Vice Chairman
16 Authorize Chairman of Board and For For Management
Representatives of Five of Company's
Largest Shareholders to Serve on
Nominating Committee; Approve
Nomination Committee Procedures
17 Authorize Repurchase Authorization for For For Management
Trading in Own Shares
18 Authorize General Share Repurchase For For Management
Program
19 Approve Issuance of Convertibles For For Management
without Preemptive Rights
20.a Approve Common Deferred Share Bonus For For Management
Plan (Eken 2021)
20.b Approve Deferred Share Bonus Plan for For For Management
Key Employees (IP 2021)
20.c Approve Equity Plan Financing to For For Management
Participants of 2021 and Previous
Programs
21 Approve Remuneration Report For For Management
22.a Deliberation on Possible Legal Action Against Against Shareholder
Against Representatives
22.b Request Compensation from Against Against Shareholder
Representatives for the Damage that
the Investigation finds that Swedbank
has Suffered
22.c Engage a Law Firm, Chosen by Swedbank Against Against Shareholder
and Accepted by Therium Capital
Management Nordic AS, to Carry Out the
Investigation and Represent Swedbank
as a Legal Counsel in the Action for
Damages
22.d Enter into a Third-Party Financing Against Against Shareholder
Agreement with Therium Capital
Management Nordic AS
23.a1 Swedbank Adopts Guidelines to None Against Shareholder
Immediately Decline Loans to Projects
Aiming at Extracting Fossil Fuels
23.a2 Swedbank Adopts Guidelines to None Against Shareholder
Immediately Decline Loans to Companies
whose Main Activity is to Extract
Fossil Fuels (Excluding Specific
Projects Focused on Activities Other
than Fossil Fuel Extraction)
23.b Swedbank, before the AGM 2022, Reports None For Shareholder
its Exposure in Loans to Companies
whose Main Activity is to Extract
Fossil Energy
24 Close Meeting None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TECHNOPRO HOLDINGS, INC.
Ticker: 6028 Security ID: J82251109
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2 Approve Accounting Transfers For For Management
3.1 Elect Director Nishio, Yasuji For For Management
3.2 Elect Director Shimaoka, Gaku For For Management
3.3 Elect Director Asai, Koichiro For For Management
3.4 Elect Director Yagi, Takeshi For For Management
3.5 Elect Director Hagiwara, Toshihiro For For Management
3.6 Elect Director Watabe, Tsunehiro For For Management
3.7 Elect Director Yamada, Kazuhiko For For Management
3.8 Elect Director Sakamoto, Harumi For For Management
4 Appoint Statutory Auditor Tanabe, For For Management
Rumiko
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.76 per Share
4 Reelect French State as Director For For Management
5 Renew Appointment Ernst & Young Audit For For Management
as Auditor
6 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2019
7 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
8 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Reelect Bernard Fontana as Director For Against Management
16 Elect Delphine Geny-Stephann as For Against Management
Director
17 Elect Anne Rigail as Director For Against Management
18 Reelect Philippe Lepinay as For Against Management
Representative of Employee
Shareholders to the Board
--------------------------------------------------------------------------------
TOMRA SYSTEMS ASA
Ticker: TOM Security ID: R91733114
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Receive Management Report on the None None Management
Status of the Company and Group
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 3.00
Per Share
7 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
8 Discuss Company's Corporate Governance None None Management
Statement (Not Voting)
9 Approve Remuneration of Directors For Did Not Vote Management
10 Approve Remuneration of Nominating For Did Not Vote Management
Committee
11 Reelect Jan Svensson (Chairman), Bodil For Did Not Vote Management
Sonesson, Pierre Couderc, Bjorn Matre
and Hege Skryseth as Directors
12 Reelect Rune Selmar (Chairman) and For Did Not Vote Management
Hild Kinder, and Elect Anders Morck as
Members of Nominating Committee
13 Approve Remuneration of Auditors For Did Not Vote Management
14 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares for
Incentive Plan Funding
15 Approve Creation of NOK 14.8 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
TOPCON CORP.
Ticker: 7732 Security ID: J87473112
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Number of Statutory Auditors
2.1 Elect Director Hirano, Satoshi For For Management
2.2 Elect Director Eto, Takashi For For Management
2.3 Elect Director Akiyama, Haruhiko For For Management
2.4 Elect Director Yamazaki, Takayuki For For Management
2.5 Elect Director Kumagai, Kaoru For For Management
2.6 Elect Director Matsumoto, Kazuyuki For For Management
2.7 Elect Director Sudo, Akira For For Management
2.8 Elect Director Yamazaki, Naoko For For Management
2.9 Elect Director Inaba, Yoshiharu For For Management
3 Appoint Statutory Auditor Suzuki, For For Management
Kiyoshi
--------------------------------------------------------------------------------
TOTAL SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.64 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Patrick Pouyanne as Director For Against Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Jacques Aschenbroich as Director For For Management
9 Elect Glenn Hubbard as Director For For Management
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Compensation of Patrick For For Management
Pouyanne, Chairman and CEO
13 Approve Remuneration Policy of For Against Management
Chairman and CEO
14 Approve the Company's Sustainable For For Management
Development and Energy Transition
15 Change Company Name to TotalEnergies For For Management
SE and Amend Article 2 of Bylaws
Accordingly
16 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Tetsuro For For Management
1.2 Elect Director Onishi, Akira For For Management
1.3 Elect Director Sasaki, Takuo For For Management
1.4 Elect Director Mizuno, Yojiro For For Management
1.5 Elect Director Ishizaki, Yuji For For Management
1.6 Elect Director Sumi, Shuzo For For Management
1.7 Elect Director Yamanishi, Kenichiro For For Management
1.8 Elect Director Maeda, Masahiko For For Management
2 Appoint Statutory Auditor Inagawa, Toru For Against Management
3 Appoint Alternate Statutory Auditor For For Management
Furusawa, Hitoshi
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Unification For For Management
2 Approve Unification For For Management
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Climate Transition Action Plan For For Management
5 Re-elect Nils Andersen as Director For For Management
6 Re-elect Laura Cha as Director For For Management
7 Re-elect Dr Judith Hartmann as Director For For Management
8 Re-elect Alan Jope as Director For For Management
9 Re-elect Andrea Jung as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Strive Masiyiwa as Director For For Management
12 Re-elect Youngme Moon as Director For For Management
13 Re-elect Graeme Pitkethly as Director For For Management
14 Re-elect John Rishton as Director For For Management
15 Re-elect Feike Sijbesma as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Approve SHARES Plan For For Management
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
25 Adopt New Articles of Association For For Management
26 Approve Reduction of the Share Premium For For Management
Account
--------------------------------------------------------------------------------
VAKRANGEE LIMITED
Ticker: 511431 Security ID: Y9316P107
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Nishikant Hayatnagarkar as For For Management
Director
4 Elect Hari Chand Mittal as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of Nishikant Hayatnagarkar as
Whole-time Director
6 Approve Change in Designation of For For Management
Dinesh Nandwana from Executive
Director to Managing Director & Group
CEO
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 20 of Bylaws Re: For For Management
Allocation of Income and Dividends
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SE
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
5 Advisory Vote on Exceptional For For Management
Distribution Project in kind of a
Majority of the Capital of Universal
Music Group N.V. to the Shareholders
of Vivendi SE
6 Exceptional Distribution in kind of For For Management
Shares of Universal Music Group N.V.
to the Shareholders of Vivendi SE
7 Approve Compensation Report For Against Management
8 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
9 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
10 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
11 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
12 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
13 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
14 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
15 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
16 Approve Remuneration Policy of For Against Management
Supervisory Board Members and Chairman
17 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Reelect Veronique Driot-Argentin as For For Management
Supervisory Board Member
20 Reelect Sandrine Le Bihan as For For Management
Representative of Employee
Shareholders to the Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Specific Buyback Program and For For Management
Cancellation of Repurchased Share
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 655 Million
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 327,5 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
(pro-forma vote as Jeffrey Hayman is
not available for appointment)
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.1l Elect Sabine Keller-Busse as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.2.6 Appoint Sabine Keller-Busse as Member For For Management
of the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 79.8
Million
6 Approve Extension of Existing For For Management
Authorized Capital Pool of CHF 4.5
Million with Partial Exclusion of
Preemptive Rights and Approve
Amendment to Existing Conditional
Capital Pool
7 Transact Other Business (Voting) For Against Management
======================= BNY Mellon Small Cap Growth Fund =======================
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
1LIFE HEALTHCARE, INC.
Ticker: ONEM Security ID: 68269G107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Dunlevie For For Management
1.2 Elect Director David P. Kennedy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACUTUS MEDICAL, INC.
Ticker: AFIB Security ID: 005111109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vince Burgess For For Management
1.2 Elect Director John Sheridan For For Management
1.3 Elect Director Shahzad Malik For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For For Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Board Report (Non-Voting) None None Management
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Directors For For Management
6 Approve Acquisition of GECAS Business For For Management
7.a Reelect Aengus Kelly as Executive For For Management
Director
7.b Reelect Paul Dacier as Non-Executive For Against Management
Director
7.c Reelect Michael Walsh as Non-Executive For For Management
Director
7.d Reelect James Lawrence as For For Management
Non-Executive Director
8 Elect Jennifer VanBelle as For For Management
Non-Executive Director
9 Approve Increase of Ordinary Shares in For Against Management
the Company's Capital Available for
Issuance under the Company's Equity
Incentive Plan
10 Approve Appointment of Peter L. Juhas For For Management
as the Person Referred to in Article
16, Paragraph 8 of the Company's
Articles of Association
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
12.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.a
12.c Grant Board Authority to Issue For Against Management
Additional Shares Up To 10 Percent of
Issued Capital in Case of Merger or
Acquisition
12.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances under Item
12.c
12.e Grant Board Authority to Issue For For Management
Additional Shares in Relation to the
Anticipated Acquisition of the GECAS
Business
12.f Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.e
13.a Authorize Repurchase of Shares For For Management
13.b Conditional Authorization to For For Management
Repurchase Additional Shares
14 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
15 Amend Articles Re: Increase Authorize For For Management
Share Capital and to Permit Interim
Filling of Vacancies on the Board of
Directors
16 Allow Questions None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For For Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Company Activity Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect James I Healy as Director For Against Management
5b Reelect Jan Moller Mikkelsen as For For Management
Director
5c Reelect Lisa Morrison as Director For For Management
6 Ratify Deloitte as Auditors For For Management
7a Approve Creation of DKK 9 Million Pool For Against Management
of Capital without Preemptive Rights
7b Approve Warrant Plan For Against Management
7c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Phillip B. Donenberg For For Management
1.3 Elect Director Geoff MacKay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Bailey For Withhold Management
1.2 Elect Director Lukas M. Roush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAM THERAPEUTICS, INC.
Ticker: BEAM Security ID: 07373V105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina Burow For For Management
1b Elect Director Graham Cooper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia P. Gregory For Against Management
1b Elect Director Michael T. Heffernan For Against Management
1c Elect Director Robert J. Hugin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Demetri For Withhold Management
1.2 Elect Director Lynn Seely For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRP GROUP, INC.
Ticker: BRP Security ID: 05589G102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Baldwin For For Management
1.2 Elect Director Barbara Matas For Withhold Management
1.3 Elect Director Jay Cohen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For Against Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McGovern For Withhold Management
1.2 Elect Director John (Andy) O'Donnell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farha Aslam For For Management
1.2 Elect Director Marc L. Brown For For Management
1.3 Elect Director Michael A. DiGregorio For For Management
1.4 Elect Director Harold S. Edwards For For Management
1.5 Elect Director James Helin For For Management
1.6 Elect Director Steven Hollister For For Management
1.7 Elect Director Kathleen M. Holmgren For For Management
1.8 Elect Director John M. Hunt For Withhold Management
1.9 Elect Director J. Link Leavens For For Management
1.10 Elect Director Donald M. Sanders For For Management
1.11 Elect Director Scott Van Der Kar For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CEREVEL THERAPEUTICS HOLDINGS, INC.
Ticker: CERE Security ID: 15678U128
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N. Anthony Coles For For Management
1.2 Elect Director Morris Birnbaum For For Management
1.3 Elect Director Christopher Gordon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSTELLIUM SE
Ticker: CSTM Security ID: F21107101
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Isabelle Boccon-Gibod as Director For For Management
2 Elect Christine Browne as Director For For Management
3 Elect Jean-Christophe Deslarzes as For For Management
Director
4 Elect Jean-Philippe Puig as Director For For Management
5 Reelect Michiel Brandjes as Director For For Management
6 Reelect John Ormerod as Director For For Management
7 Reelect Werner Paschke as Director For For Management
8 Approve Financial Statements and For For Management
Statutory Reports
9 Approve Consolidated Financial For For Management
Statements and Statutory Reports
10 Approve Discharge of Directors, CEO For For Management
and Auditors
11 Approve Allocation of Income and For For Management
Absence of Dividends
12 Approve Termination Package of For For Management
Jean-Marc Germain, CEO
13 Approval of the Overall Envelope of For For Management
Annual Fixed Fees Granted to the
Directors
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,399,833.46
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,399,833.46
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 559,933.38
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 14-16
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize up to 6,800,000 Shares of For Against Management
Issued Capital for Use in Restricted
Stock Plans
20 Amend Article 12.1 of Bylaws Re: For For Management
Employee Representatives
21 Amend Article 20.2 of Bylaws Re: Proxy For For Management
Cards
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. McKay For For Management
1b Elect Director Stefan L. Shaffer For For Management
1c Elect Director Noreen E. Skelly For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRINETICS PHARMACEUTICALS, INC.
Ticker: CRNX Security ID: 22663K107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Camille Bedrosian For For Management
1.2 Elect Director Wendell Wierenga For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Lynn M. Bamford For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Bruce D. Hoechner For For Management
1.6 Elect Director Glenda J. Minor For For Management
1.7 Elect Director Anthony J. Moraco For For Management
1.8 Elect Director John B. Nathman For For Management
1.9 Elect Director Robert J. Rivet For For Management
1.10 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYNE THERAPEUTICS, INC.
Ticker: DYN Security ID: 26818M108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Klein For Withhold Management
1.2 Elect Director Catherine Stehman-Breen For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander J. Buehler For For Management
1.2 Elect Director Robert Yu Lang Mao For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Elect Director Olav Fjell For Withhold Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirements
3a Elect Director Craig Barbarosh For For Management
3b Elect Director Kim Keck For For Management
3c Elect Director Cheryl Scott For For Management
3d Elect Director Frank Williams For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Schoeneck For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Maykin Ho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRESHPET, INC.
Ticker: FRPT Security ID: 358039105
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Norris For For Management
1.2 Elect Director Leta D. Priest For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director William B. Cyr For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of the Certificate of
Incorporation
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GENERATION BIO CO.
Ticker: GBIO Security ID: 37148K100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Jonas For For Management
1.2 Elect Director Geoff McDonough For For Management
1.3 Elect Director Donald Nicholson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Kay Haben For For Management
1.2 Elect Director Gail Moody-Byrd For For Management
1.3 Elect Director S. MacGregor Read, Jr. For For Management
1.4 Elect Director Jeffrey York For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HEALTH CATALYST, INC.
Ticker: HCAT Security ID: 42225T107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Burton For For Management
1.2 Elect Director John A. Kane For For Management
1.3 Elect Director Julie Larson-Green For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HOLICITY INC.
Ticker: HOL Security ID: 435063102
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For Against Management
3A Increase Authorized Common Stock For Against Management
3B Amend Votes Per Share of Class B For Against Management
Common Stock
3C Limit Ability to Act by Written Consent For Against Management
3D Adopt Supermajority Vote Requirement For Against Management
to Amend Charter
3E Adopt Supermajority Vote Requirement For Against Management
to Amend Bylaws
3F Adopt Supermajority Vote Requirement For Against Management
to Change Number of Directors
3G Classify the Board of Directors For Against Management
4 Approve Issuance of Shares for a For Against Management
Private Placement
5 Approve Omnibus Stock Plan For Against Management
6 Approve Qualified Employee Stock For Against Management
Purchase Plan
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For Against Management
1b Elect Director Ron Gill For Against Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For Withhold Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For Withhold Management
1.6 Elect Director Robert Bensoussan For For Management
1.7 Elect Director Patrick Choel For For Management
1.8 Elect Director Michel Dyens For For Management
1.9 Elect Director Veronique Gabai-Pinsky For For Management
1.10 Elect Director Gilbert Harrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Noel Bairey For For Management
Merz
1.2 Elect Director Mark J. Rubash For Withhold Management
1.3 Elect Director Renee Budig For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KORNIT DIGITAL LTD.
Ticker: KRNT Security ID: M6372Q113
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Ofer Ben Zur as Director For For Management
1.b Reelect Lauri Hanover as Director For For Management
1.c Reelect Gabi Seligsohn as Director For For Management
2 Relect Yehoshua (Shuki) Nir as Director For For Management
3 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
5 Approve Amended Compensation Package For For Management
of Ronen Samuel, CEO
6 Approve Compensation of All Current For For Management
and Future Directors and Officers
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director William P. Noglows For For Management
1i Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie J. Kilgore For For Management
1b Elect Director Stanley J. Meresman For For Management
1c Elect Director Steven C. Walske For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandria Forbes For For Management
1.2 Elect Director Keith R. Harris For Withhold Management
1.3 Elect Director Lord Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC.
Ticker: NSTG Security ID: 63009R109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elisha W. Finney For For Management
1b Elect Director Gregory Norden For For Management
1c Elect Director Janet George For For Management
1d Elect Director Charles P. Waite For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For Withhold Management
1.3 Elect Director Todd Cozzens For Withhold Management
1.4 Elect Director Matthew Rabinowitz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Reade Fahs For For Management
1.2 Elect Director Susan Somersille Johnson For For Management
1.3 Elect Director Naomi Kelman For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Mark W. Mallon For For Management
1c Elect Director Lynn A. Tetrault For For Management
1d Elect Director Bruce K. Crowther For For Management
1e Elect Director Alison L. Hannah For For Management
1f Elect Director Kevin C. Johnson For For Management
1g Elect Director Stephen M. Kanovsky For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Rachel A. Stahler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick C.S. Lo For For Management
1b Elect Director Sarah S. Butterfass For For Management
1c Elect Director Laura J. Durr For For Management
1d Elect Director Jef T. Graham For For Management
1e Elect Director Bradley L. Maiorino For For Management
1f Elect Director Janice M. Roberts For For Management
1g Elect Director Gregory J. Rossmann For For Management
1h Elect Director Barbara V. Scherer For For Management
1i Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEVRO CORP.
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael DeMane For For Management
1.2 Elect Director Frank Fischer For For Management
1.3 Elect Director Shawn T McCormick For For Management
1.4 Elect Director Kevin O'Boyle For For Management
1.5 Elect Director Karen Prange For For Management
1.6 Elect Director Brad Vale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Cirne For Withhold Management
1.2 Elect Director Michael Christenson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NOVUS CAPITAL CORPORATION
Ticker: NOVS Security ID: 67012U108
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2a Change Company Name to AppHarvest, Inc. For For Management
2b Approve Conversion to a Public Benefit For For Management
Corporation
2c Increase Authorized Common and Blank For For Management
Check Preferred Stock
2d Declassify the Board of Directors For For Management
2e Eliminate Right to Act by Written For For Management
Consent
2f Remove the Provision Renouncing the For For Management
Corporate Opportunity Doctrine
2g Adopt Supermajority Vote Requirement For For Management
to Amend Charter and Bylaws
2h Eliminate Blank Check Company For For Management
Provisions
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Issuance of Shares in For For Management
Connection with the Business
Combination
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OAK STREET HEALTH, INC.
Ticker: OSH Security ID: 67181A107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robbert Vorhoff For Withhold Management
1.2 Elect Director Srdjan Vukovic For Withhold Management
1.3 Elect Director Mike Pykosz For For Management
1.4 Elect Director Carl Daley For For Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Ratify Restricted Stock Unit Awards to For Against Management
Kim Keck
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED
Ticker: OSW Security ID: P73684113
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Magliacano For Withhold Management
1b Elect Director Jeffrey E. Stiefler For Withhold Management
1c Elect Director Walter F. McLallen For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OUTSET MEDICAL, INC.
Ticker: OM Security ID: 690145107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie Trigg For For Management
1b Elect Director Karen Drexler For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christian O. Henry For For Management
1.2 Elect Director John F. Milligan For For Management
1.3 Elect Director Lucy Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Livingston For For Management
1.2 Elect Director Marshall Mohr For For Management
1.3 Elect Director Hannah A. Valantine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Taketa For For Management
1.2 Elect Director Catriona M. Fallon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PASSAGE BIO, INC.
Ticker: PASG Security ID: 702712100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Goldsmith For For Management
1.2 Elect Director Derrell D. Porter For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Rondeau For Withhold Management
1.2 Elect Director Frances Rathke For Withhold Management
1.3 Elect Director Bernard Acoca For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Jennifer Lloyd For For Management
1.8 Elect Director Necip Sayiner For For Management
1.9 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Bodor For For Management
1b Elect Director Archie C. Black For For Management
1c Elect Director Sujeet Chand For For Management
1d Elect Director Moonhie Chin For For Management
1e Elect Director Rainer Gawlick For For Management
1f Elect Director John B. Goodman For For Management
1g Elect Director Donald G. Krantz For For Management
1h Elect Director Sven A. Wehrwein For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emma Reeve For For Management
1.2 Elect Director Michael Schmertzler For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
1.4 Elect Director Mary Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Madaus For Withhold Management
1.2 Elect Director Laurie J. Olson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Berry For For Management
1.2 Elect Director Marc Brown For For Management
1.3 Elect Director Christina Kosmowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDFIN CORPORATION
Ticker: RDFN Security ID: 75737F108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin Ligon For Withhold Management
1b Elect Director David Lissy For Withhold Management
1c Elect Director James Slavet For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHIFT4 PAYMENTS, INC.
Ticker: FOUR Security ID: 82452J109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared Isaacman For Withhold Management
1.2 Elect Director Andrew Frey For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Black For For Management
1.2 Elect Director Jack Wyszomierski For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STITCH FIX, INC.
Ticker: SFIX Security ID: 860897107
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. William Gurley For For Management
1b Elect Director Kirsten Lynch For For Management
1c Elect Director Mikkel Svane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC.
Ticker: TRHC Security ID: 873379101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samira Beckwith For Withhold Management
1.2 Elect Director Dennis Helling For Withhold Management
1.3 Elect Director Pamela Schweitzer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AZEK COMPANY INC.
Ticker: AZEK Security ID: 05478C105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Ashfaq Qadri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For Withhold Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION
Ticker: TWST Security ID: 90184D100
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily M. Leproust For For Management
1.2 Elect Director William Banyai For For Management
1.3 Elect Director Robert Chess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For For Management
1b Elect Director Michael Narachi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Gut as Non-Executive For For Management
Director
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director David Meek For For Management
4 Elect Director Paula Soteropoulos For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Grant Board Authority to Issue Shares For Against Management
and Options
7 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10 Increase Authorized Common Stock For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muna Bhanji For For Management
1.2 Elect Director John L. Bishop For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XENON PHARMACEUTICALS INC.
Ticker: XENE Security ID: 98420N105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simon N. Pimstone For For Management
1.2 Elect Director Mohammad Azab For For Management
1.3 Elect Director Steven Gannon For For Management
1.4 Elect Director Elizabeth Garofalo For For Management
1.5 Elect Director Michael Hayden For For Management
1.6 Elect Director Patrick Machado For For Management
1.7 Elect Director Ian Mortimer For For Management
1.8 Elect Director Gary Patou For For Management
1.9 Elect Director Dawn Svoronos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey D. Brown For For Management
1.2 Elect Director Alison Dean For For Management
1.3 Elect Director David L. Schnadig For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For Against Management
1c Elect Director Michelle Wilson For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Breitmeyer For For Management
1b Elect Director Stephen J. Farr For For Management
1c Elect Director Mary E. Stutts For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Increase Authorized Common Stock For For Management
======================= BNY Mellon Small Cap Value Fund ========================
A10 NETWORKS, INC.
Ticker: ATEN Security ID: 002121101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tor R. Braham For For Management
1b Elect Director Peter Y. Chung For For Management
1c Elect Director Mary Dotz For For Management
1d Elect Director Eric Singer For For Management
1e Elect Director Dhrupad Trivedi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Armanino LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Perot Bissell For For Management
1b Elect Director Vicky B. Gregg For For Management
1c Elect Director Debra K. Osteen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Stanton For For Management
1b Elect Director H. Fenwick Huss For For Management
1c Elect Director Gregory J. McCray For For Management
1d Elect Director Balan Nair For For Management
1e Elect Director Jacqueline H. "Jackie" For For Management
Rice
1f Elect Director Kathryn A. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC.
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Scott Barbour For For Management
1b Elect Director Michael B. Coleman For For Management
1c Elect Director Tanya D. Fratto For For Management
1d Elect Director Carl A. Nelson, Jr. For For Management
1e Elect Director Anesa T. Chaibi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of the Certificate of
Incorporation
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Sena M. Kwawu For For Management
1e Elect Director Scott H. Maw For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Jeffry L. Philipps For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director John R. Layman For For Management
1.3 Elect Director Kevin F. Riordan For For Management
1.4 Elect Director Terry Schwakopf For For Management
1.5 Elect Director Ellen R.M. Boyer For For Management
1.6 Elect Director David I. Matson For For Management
1.7 Elect Director John Pedersen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia A. Arnold For For Management
1.2 Elect Director Douglas G. Del Grosso For For Management
1.3 Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McGovern For Withhold Management
1.2 Elect Director John (Andy) O'Donnell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farha Aslam For For Management
1.2 Elect Director Marc L. Brown For For Management
1.3 Elect Director Michael A. DiGregorio For For Management
1.4 Elect Director Harold S. Edwards For For Management
1.5 Elect Director James Helin For For Management
1.6 Elect Director Steven Hollister For For Management
1.7 Elect Director Kathleen M. Holmgren For For Management
1.8 Elect Director John M. Hunt For Withhold Management
1.9 Elect Director J. Link Leavens For For Management
1.10 Elect Director Donald M. Sanders For For Management
1.11 Elect Director Scott Van Der Kar For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Karol For For Management
1.2 Elect Director Gregory A. Pratt For For Management
1.3 Elect Director Tony R. Thene For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Blount For For Management
1.2 Elect Director William C. Boor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHASE CORPORATION
Ticker: CCF Security ID: 16150R104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam P. Chase For For Management
1.2 Elect Director Peter R. Chase For For Management
1.3 Elect Director Mary Claire Chase For For Management
1.4 Elect Director Thomas D. DeByle For For Management
1.5 Elect Director John H. Derby, III For For Management
1.6 Elect Director Chad A. McDaniel For For Management
1.7 Elect Director Dana Mohler-Faria For For Management
1.8 Elect Director Joan Wallace-Benjamin For For Management
1.9 Elect Director Thomas Wroe, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Hill, Jr. For Withhold Management
1b Elect Director Dennis S. Hudson, III For For Management
1c Elect Director Calvert A. Morgan, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CNX RESOURCES CORPORATION
Ticker: CNX Security ID: 12653C108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Palmer Clarkson For For Management
1b Elect Director Nicholas J. DeIuliis For For Management
1c Elect Director Maureen E. Lally-Green For For Management
1d Elect Director Bernard Lanigan, Jr. For For Management
1e Elect Director Ian McGuire For For Management
1f Elect Director William N. Thorndike, For For Management
Jr.
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Sebastian Edwards For For Management
1c Elect Director Randolph E. Gress For For Management
1d Elect Director Mitchell J. Krebs For For Management
1e Elect Director Eduardo Luna For For Management
1f Elect Director Jessica L. McDonald For For Management
1g Elect Director Robert E. Mellor For Against Management
1h Elect Director John H. Robinson For Against Management
1i Elect Director J. Kenneth Thompson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig D. Eerkes For For Management
1b Elect Director Laura Alvarez Schrag For For Management
1c Elect Director Ford Elsaesser For For Management
1d Elect Director Mark A. Finkelstein For For Management
1e Elect Director Eric S. Forrest For For Management
1f Elect Director Thomas M. Hulbert For For Management
1g Elect Director Michelle M. Lantow For For Management
1h Elect Director Randal L. Lund For For Management
1i Elect Director Tracy Mack-Askew For For Management
1j Elect Director S. Mae Fujita Numata For For Management
1k Elect Director Elizabeth W. Seaton For For Management
1l Elect Director Clint E. Stein For For Management
1m Elect Director Janine T. Terrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768302
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director Roland O. Burns For Withhold Management
1.3 Elect Director Elizabeth B. Davis For For Management
1.4 Elect Director Morris E. Foster For Withhold Management
1.5 Elect Director Jim L. Turner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. McKay For For Management
1b Elect Director Stefan L. Shaffer For For Management
1c Elect Director Noreen E. Skelly For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos Alvarez For For Management
1.2 Elect Director Chris M. Avery For For Management
1.3 Elect Director Anthony R. (Tony) Chase For For Management
1.4 Elect Director Cynthia J. Comparin For For Management
1.5 Elect Director Samuel G. Dawson For For Management
1.6 Elect Director Crawford H. Edwards For For Management
1.7 Elect Director Patrick B. Frost For For Management
1.8 Elect Director Phillip D. Green For For Management
1.9 Elect Director David J. Haemisegger For For Management
1.10 Elect Director Karen E. Jennings For For Management
1.11 Elect Director Charles W. Matthews For Against Management
1.12 Elect Director Ida Clement Steen For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Borba, Jr. For For Management
1.2 Elect Director David A. Brager For For Management
1.3 Elect Director Stephen A. Del Guercio For For Management
1.4 Elect Director Rodrigo Guerra, Jr. For For Management
1.5 Elect Director Anna Kan For For Management
1.6 Elect Director Marshall V. Laitsch For For Management
1.7 Elect Director Kristina M. Leslie For For Management
1.8 Elect Director Raymond V. O'Brien, III For For Management
1.9 Elect Director Jane Olvera For For Management
1.10 Elect Director Hal W. Oswalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rob C. Holmes For For Management
1b Elect Director Frank R. Mori For Against Management
1c Elect Director Reynie Rutledge For For Management
1d Elect Director J.C. Watts, Jr. For For Management
1e Elect Director Nick White For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angie Chen Button For For Management
1.2 Elect Director C.H. Chen For For Management
1.3 Elect Director Warren Chen For For Management
1.4 Elect Director Michael R. Giordano For For Management
1.5 Elect Director Keh-Shew Lu For For Management
1.6 Elect Director Peter M. Menard For For Management
1.7 Elect Director Christina Wen-Chi Sung For For Management
1.8 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander J. Buehler For For Management
1.2 Elect Director Robert Yu Lang Mao For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Chan For For Management
1.2 Elect Director Steven M. Fludder For For Management
1.3 Elect Director Paul J. Tufano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director Ellen-Blair Chube For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director David A. Helfand For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director Mary Jane Robertson For For Management
1.7 Elect Director Gerald A. Spector For For Management
1.8 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirements
3a Elect Director Craig Barbarosh For For Management
3b Elect Director Kim Keck For For Management
3c Elect Director Cheryl Scott For For Management
3d Elect Director Frank Williams For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Lorber For For Management
1.2 Elect Director Marran H. Ogilvie For For Management
1.3 Elect Director Andrew M. Ross For For Management
1.4 Elect Director Allen A. Spizzo For For Management
1.5 Elect Director Peter T. Thomas For For Management
1.6 Elect Director Ronald P. Vargo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Schoeneck For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Maykin Ho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Blue, Jr. For For Management
1.2 Elect Director Mary Clara Capel For For Management
1.3 Elect Director James C. Crawford, III For For Management
1.4 Elect Director Suzanne S. DeFerie For For Management
1.5 Elect Director Abby J. Donnelly For For Management
1.6 Elect Director John B. Gould For For Management
1.7 Elect Director Michael G. Mayer For Withhold Management
1.8 Elect Director Richard H. Moore For For Management
1.9 Elect Director O. Temple Sloan, III For For Management
1.10 Elect Director Frederick L. Taylor, II For For Management
1.11 Elect Director Virginia Thomasson For For Management
1.12 Elect Director Dennis A. Wicker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC.
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Heyneman, Jr. For For Management
1.2 Elect Director David L. Jahnke For For Management
1.3 Elect Director Ross E. Leckie For For Management
1.4 Elect Director Kevin P. Riley For For Management
1.5 Elect Director James R. Scott For For Management
2 Elect Stephen B. Bowman and Joyce A. For For Management
Phillips as Directors
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Becher For For Management
1.2 Elect Director Susan W. Brooks For For Management
1.3 Elect Director Mark K. Hardwick For For Management
1.4 Elect Director William L. Hoy For For Management
1.5 Elect Director Patrick A. Sherman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alan M. Bennett For For Management
1B Elect Director Rosemary T. Berkery For For Management
1C Elect Director Alan L. Boeckmann For For Management
1D Elect Director David E. Constable For For Management
1E Elect Director H. Paulett Eberhart For For Management
1F Elect Director James T. Hackett For For Management
1G Elect Director Thomas C. Leppert For For Management
1H Elect Director Teri P. McClure For For Management
1I Elect Director Armando J. Olivera For For Management
1J Elect Director Matthew K. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORTRESS VALUE ACQUISITION CORP.
Ticker: FVAC Security ID: 34962V106
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2a Increase Authorized Preferred and For For Management
Common Stock and Eliminate Class F
Common Stock
2b Classify the Board of Directors For Against Management
2c Opt Out of Section 203 of the DGCL For Against Management
2d Adopt Federal Forum Selection Provision For Against Management
2e Adopt Supermajority Vote Requirement For Against Management
to Amend the Certificate of
Incorporation
2f Adopt New Charter For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4a Elect Director James H. Litinsky For For Management
4b Elect Director Randall Weisenburger For For Management
4c Elect Director Daniel Gold For For Management
4d Elect Director Andrew A. McKnight For For Management
4e Elect Director Richard B. Myers For For Management
4f Elect Director Maryanne R. Lavan For For Management
4g Elect Director Connie K. Duckworth For For Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management
1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management
1.3 Elect Director Kristin Colber-Baker For For Management
1.4 Elect Director Lori Tauber Marcus For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Second Amended and Restated For Against Management
Memorandum and Articles of Association
--------------------------------------------------------------------------------
FUNKO, INC.
Ticker: FNKO Security ID: 361008105
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Denson For Withhold Management
1.2 Elect Director Adam Kriger For Withhold Management
1.3 Elect Director Brian Mariotti For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Darnell For For Management
1b Elect Director Celeste B. Mastin For For Management
1c Elect Director Gaddi H. Vasquez For For Management
1d Elect Director Molly C. Campbell For For Management
1e Elect Director David H. Kelsey For For Management
1f Elect Director Michael F. McNally For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For Withhold Management
1.3 Elect Director Richard L. Boger For Withhold Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For Withhold Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
1.10 Elect Director Sterling A. Spainhour, For For Management
Jr.
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Maurice Marciano For For Management
2.2 Elect Director Laurie Ann Goldman For For Management
2.3 Elect Director Thomas J. Barrack, Jr. For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HECLA MINING COMPANY
Ticker: HL Security ID: 422704106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Ralbovsky For For Management
1b Elect Director Catherine 'Cassie' J. For For Management
Boggs
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Deferred Compensation Plan For For Management
--------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Ticker: HELE Security ID: G4388N106
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary B. Abromovitz For For Management
1b Elect Director Krista L. Berry For For Management
1c Elect Director Vincent D. Carson For For Management
1d Elect Director Thurman K. Case For For Management
1e Elect Director Timothy F. Meeker For For Management
1f Elect Director Julien R. Mininberg For For Management
1g Elect Director Beryl B. Raff For For Management
1h Elect Director Darren G. Woody For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Owen Kratz For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian S. Charneski For For Management
1.2 Elect Director John A. Clees For For Management
1.3 Elect Director Kimberly T. Ellwanger For For Management
1.4 Elect Director Jeffrey J. Deuel For For Management
1.5 Elect Director Deborah J. Gavin For For Management
1.6 Elect Director Jeffrey S. Lyon For For Management
1.7 Elect Director Gragg E. Miller For For Management
1.8 Elect Director Anthony B. Pickering For For Management
1.9 Elect Director Frederick B. Rivera For For Management
1.10 Elect Director Brian L. Vance For For Management
1.11 Elect Director Ann Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nick L. Stanage For For Management
1b Elect Director Jeffrey C. Campbell For For Management
1c Elect Director Cynthia M. Egnotovich For For Management
1d Elect Director Thomas A. Gendron For For Management
1e Elect Director Jeffrey A. Graves For For Management
1f Elect Director Guy C. Hachey For For Management
1g Elect Director Marilyn L. Minus For For Management
1h Elect Director Catherine A. Suever For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HOLICITY INC.
Ticker: HOL Security ID: 435063102
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For Against Management
3A Increase Authorized Common Stock For Against Management
3B Amend Votes Per Share of Class B For Against Management
Common Stock
3C Limit Ability to Act by Written Consent For Against Management
3D Adopt Supermajority Vote Requirement For Against Management
to Amend Charter
3E Adopt Supermajority Vote Requirement For Against Management
to Amend Bylaws
3F Adopt Supermajority Vote Requirement For Against Management
to Change Number of Directors
3G Classify the Board of Directors For Against Management
4 Approve Issuance of Shares for a For Against Management
Private Placement
5 Approve Omnibus Stock Plan For Against Management
6 Approve Qualified Employee Stock For Against Management
Purchase Plan
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Claude Brizard For For Management
1.2 Elect Director L. Gordon Crovitz For For Management
1.3 Elect Director Jean S. Desravines For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Jill A. Greenthal For For Management
1.6 Elect Director John F. Killian For For Management
1.7 Elect Director John J. Lynch, Jr. For For Management
1.8 Elect Director John R. McKernan, Jr. For For Management
1.9 Elect Director Tracey D. Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh E. Sawyer For For Management
1.2 Elect Director Debra L. Zumwalt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING, INC.
Ticker: HY Security ID: 449172105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bemowski For For Management
1.2 Elect Director J.C. Butler, Jr. For For Management
1.3 Elect Director Carolyn Corvi For For Management
1.4 Elect Director Edward T. Eliopoulos For For Management
1.5 Elect Director John P. Jumper For For Management
1.6 Elect Director Dennis W. LaBarre For For Management
1.7 Elect Director H. Vincent Poor For For Management
1.8 Elect Director Alfred M. Rankin, Jr. For For Management
1.9 Elect Director Claiborne R. Rankin For For Management
1.10 Elect Director Britton T. Taplin For For Management
1.11 Elect Director David B. H. Williams For For Management
1.12 Elect Director Eugene Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Birnbaum For For Management
1.2 Elect Director David C. Dobson For For Management
1.3 Elect Director Mariana Garavaglia For For Management
1.4 Elect Director William Pence For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KAMAN CORPORATION
Ticker: KAMN Security ID: 483548103
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aisha M. Barry For For Management
1.2 Elect Director E. Reeves Callaway, III For For Management
1.3 Elect Director A. William Higgins For For Management
1.4 Elect Director Michelle J. Lohmeier For For Management
1.5 Elect Director George E. Minnich For For Management
1.6 Elect Director Ian K. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Collins For For Management
1.2 Elect Director Dorene C. Dominguez For For Management
1.3 Elect Director Kevin P. Eltife For For Management
1.4 Elect Director Timothy W. Finchem For For Management
1.5 Elect Director Stuart A. Gabriel For For Management
1.6 Elect Director Thomas W. Gilligan For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Robert L. Johnson For For Management
1.9 Elect Director Melissa Lora For For Management
1.10 Elect Director Jeffrey T. Mezger For For Management
1.11 Elect Director James C. "Rad" Weaver For For Management
1.12 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Amended Rights Agreement For Against Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Stuart B. Parker For For Management
1i Elect Director Christopher B. Sarofim For For Management
1j Elect Director David P. Storch For For Management
1k Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KORN FERRY
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Doyle N. Beneby For For Management
1b Elect Director Gary D. Burnison For For Management
1c Elect Director Christina A. Gold For For Management
1d Elect Director Jerry P. Leamon For For Management
1e Elect Director Angel R. Martinez For For Management
1f Elect Director Debra J. Perry For For Management
1g Elect Director Lori J. Robinson For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 05, 2021 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brunner For For Management
1.2 Elect Director Randy A. Wood For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Emily M. Liggett For For Management
1.3 Elect Director Robert J. Phillippy For For Management
1.4 Elect Director Patrick Prevost For For Management
1.5 Elect Director N. Mohan Reddy For For Management
1.6 Elect Director Craig S. Shular For For Management
1.7 Elect Director Darlene J. S. Solomon For For Management
1.8 Elect Director Robert B. Toth For For Management
1.9 Elect Director Jugal K. Vijayvargiya For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Haley For For Management
1b Elect Director Jan D. Madsen For For Management
1c Elect Director Bruce L. Caswell For For Management
1d Elect Director Richard A. Montoni For For Management
1e Elect Director Raymond B. Ruddy For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Ax For For Management
1.2 Elect Director Gerald Haddock For For Management
1.3 Elect Director Joseph Keough For For Management
1.4 Elect Director Michael R. Odell For For Management
1.5 Elect Director Phillippe Lord For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MP MATERIALS CORP.
Ticker: MP Security ID: 553368101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Litinsky For For Management
1.2 Elect Director Andrew A. McKnight For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cohen For For Management
1.2 Elect Director Joseph J. Lhota For For Management
1.3 Elect Director Joel M. Litvin For For Management
1.4 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick C.S. Lo For For Management
1b Elect Director Sarah S. Butterfass For For Management
1c Elect Director Laura J. Durr For For Management
1d Elect Director Jef T. Graham For For Management
1e Elect Director Bradley L. Maiorino For For Management
1f Elect Director Janice M. Roberts For For Management
1g Elect Director Gregory J. Rossmann For For Management
1h Elect Director Barbara V. Scherer For For Management
1i Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWMARK GROUP, INC.
Ticker: NMRK Security ID: 65158N102
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For For Management
1.2 Elect Director Michael Snow For For Management
1.3 Elect Director Virginia S. Bauer For For Management
1.4 Elect Director Peter F. Cervinka For For Management
1.5 Elect Director Kenneth A. McIntyre For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Stacy Brown-Philpot For For Management
1c Elect Director James L. Donald For For Management
1d Elect Director Kirsten A. Green For For Management
1e Elect Director Glenda G. McNeal For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Bradley D. Tilden For For Management
1j Elect Director Mark J. Tritton For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony T. Clark For For Management
1.2 Elect Director Dana J. Dykhouse For For Management
1.3 Elect Director Jan R. Horsfall For For Management
1.4 Elect Director Britt E. Ide For For Management
1.5 Elect Director Linda G. Sullivan For For Management
1.6 Elect Director Robert C. Rowe For For Management
1.7 Elect Director Mahvash Yazdi For For Management
1.8 Elect Director Jeffrey W. Yingling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie L. Capps For For Management
1.2 Elect Director John A. DeFord For For Management
1.3 Elect Director R. Scott Huennekens For For Management
1.4 Elect Director Siddhartha C. Kadia For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Goebel For For Management
1.2 Elect Director Jerome F. Henry, Jr. For For Management
1.3 Elect Director Daniel S. Hermann For For Management
1.4 Elect Director Ryan C. Kitchell For For Management
1.5 Elect Director Phelps L. Lambert For For Management
1.6 Elect Director Austin M. Ramirez For For Management
1.7 Elect Director James C. Ryan, III For For Management
1.8 Elect Director Thomas E. Salmon For For Management
1.9 Elect Director Randall T. Shepard For For Management
1.10 Elect Director Rebecca S. Skillman For For Management
1.11 Elect Director Derrick J. Stewart For For Management
1.12 Elect Director Katherine E. White For For Management
1.13 Elect Director Linda E. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Prior Awards Made Under the For For Management
Amended and Restated 2008 Incentive
Compensation Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC.
Ticker: OXM Security ID: 691497309
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Chubb, III For For Management
1.2 Elect Director John R. Holder For For Management
1.3 Elect Director Stephen S. Lanier For For Management
1.4 Elect Director Clarence H. Smith For For Management
1.5 Elect Director Milford W. McGuirt For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Bortz For For Management
1b Elect Director Cydney C. Donnell For For Management
1c Elect Director Ron E. Jackson For For Management
1d Elect Director Phillip M. Miller For For Management
1e Elect Director Michael J. Schall For For Management
1f Elect Director Bonny W. Simi For For Management
1g Elect Director Earl E. Webb For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Brown For For Management
1b Elect Director Jack Davis For For Management
1c Elect Director Kirby Dyess For For Management
1d Elect Director Mark Ganz For For Management
1e Elect Director Marie Oh Huber For For Management
1f Elect Director Kathryn Jackson For For Management
1g Elect Director Michael Lewis For For Management
1h Elect Director Michael Millegan For For Management
1i Elect Director Neil Nelson For For Management
1j Elect Director Lee Pelton For For Management
1k Elect Director Maria Pope For For Management
1l Elect Director James Torgerson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Driscoll For For Management
1b Elect Director D. Mark Leland For For Management
1c Elect Director Lenore M. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Dacier For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Rainer Gawlick For For Management
1.4 Elect Director Yogesh Gupta For For Management
1.5 Elect Director Charles F. Kane For For Management
1.6 Elect Director Samskriti (Sam) Y. King For For Management
1.7 Elect Director David A. Krall For For Management
1.8 Elect Director Angela T. Tucci For For Management
1.9 Elect Director Vivian Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAYONIER INC.
Ticker: RYN Security ID: 754907103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dod A. Fraser For For Management
1b Elect Director Keith E. Bass For For Management
1c Elect Director Scott R. Jones For For Management
1d Elect Director V. Larkin Martin For For Management
1e Elect Director Meridee A. Moore For For Management
1f Elect Director Ann C. Nelson For For Management
1g Elect Director David L. Nunes For For Management
1h Elect Director Matthew J. Rivers For For Management
1i Elect Director Andrew G. Wiltshire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditor For For Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Christopoul For For Management
1.2 Elect Director John S. Stroup For For Management
1.3 Elect Director Peggy N. Troy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Theodore D. Crandall For For Management
1.3 Elect Director Rosemary M. Schooler For For Management
1.4 Elect Director Robin A. Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Manning For For Management
1b Elect Director Mary C. Moran For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda J. Minor For For Management
1.2 Elect Director Michael W. Sutherlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline L. Bradley For For Management
1.2 Elect Director H. Gilbert Culbreth, Jr. For Withhold Management
1.3 Elect Director Christopher E. Fogal For For Management
1.4 Elect Director Charles M. Shaffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION
Ticker: SI Security ID: 82837P408
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul D. Colucci For Against Management
1b Elect Director Thomas C. Dircks For Against Management
1c Elect Director Colleen Sullivan For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Greenberg For For Management
1.2 Elect Director Morton Erlich For Withhold Management
1.3 Elect Director Thomas Walsh For Withhold Management
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Smita Conjeevaram For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director O. Bruton Smith For For Management
1b Elect Director David Bruton Smith For For Management
1c Elect Director Jeff Dyke For Against Management
1d Elect Director William I. Belk For For Management
1e Elect Director William R. Brooks For Against Management
1f Elect Director Victor H. Doolan For Against Management
1g Elect Director John W. Harris, III For For Management
1h Elect Director Robert Heller For For Management
1i Elect Director Keri A. Kaiser For For Management
1j Elect Director Marcus G. Smith For For Management
1k Elect Director R. Eugene Taylor For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Cambone For For Management
1b Elect Director Charles L. Chadwell For For Management
1c Elect Director Irene M. Esteves For For Management
1d Elect Director Paul E. Fulchino For For Management
1e Elect Director Thomas C. Gentile, III For For Management
1f Elect Director Richard A. Gephardt For For Management
1g Elect Director Robert D. Johnson For For Management
1h Elect Director Ronald T. Kadish For For Management
1i Elect Director John L. Plueger For For Management
1j Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Benjamin S. Butcher For For Management
1b Elect Director Jit Kee Chin For For Management
1c Elect Director Virgis W. Colbert For For Management
1d Elect Director Michelle S. Dilley For For Management
1e Elect Director Jeffrey D. Furber For For Management
1f Elect Director Larry T. Guillemette For For Management
1g Elect Director Francis X. Jacoby, III For For Management
1h Elect Director Christopher P. Marr For For Management
1i Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEPAN COMPANY
Ticker: SCL Security ID: 858586100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall S. Dearth For For Management
1.2 Elect Director Gregory E. Lawton For For Management
1.3 Elect Director Jan Stern Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
1.9 Elect Director Frank S. Sklarsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John V. Arabia For For Management
1b Elect Director W. Blake Baird For For Management
1c Elect Director Andrew Batinovich For For Management
1d Elect Director Monica S. Digilio For For Management
1e Elect Director Kristina M. Leslie For For Management
1f Elect Director Murray J. McCabe For For Management
1g Elect Director Verett Mims For For Management
1h Elect Director Douglas M. Pasquale For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCF Security ID: 872307103
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Proxy Card)
1.1 Elect Director Gina L. Bianchini For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Stuart J. Epstein For For Management
1.4 Elect Director Lidia Fonseca For For Management
1.5 Elect Director Karen H. Grimes For For Management
1.6 Elect Director David T. Lougee For For Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Henry W. McGee For For Management
1.9 Elect Director Susan Ness For For Management
1.10 Elect Director Bruce P. Nolop For For Management
1.11 Elect Director Neal Shapiro For For Management
1.12 Elect Director Melinda C. Witmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For For Management
Provisions
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder
1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder
1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder
1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder
1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder
1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder
1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder
1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder
1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder
1.10 Management Nominee Susan Ness For Did Not Vote Shareholder
1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder
1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For Did Not Vote Management
Provisions
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director David Overton For For Management
1B Elect Director Edie A. Ames For For Management
1C Elect Director Alexander L. Cappello For For Management
1D Elect Director Jerome I. Kransdorf For For Management
1E Elect Director Janice L. Meyer For For Management
1F Elect Director Laurence B. Mindel For For Management
1G Elect Director David B. Pittaway For For Management
1H Elect Director Herbert Simon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
--------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC.
Ticker: CHEF Security ID: 163086101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ivy Brown For For Management
1b Elect Director Dominick Cerbone For For Management
1c Elect Director Joseph Cugine For For Management
1d Elect Director Steven F. Goldstone For For Management
1e Elect Director Alan Guarino For For Management
1f Elect Director Stephen Hanson For For Management
1g Elect Director Aylwin Lewis For For Management
1h Elect Director Katherine Oliver For For Management
1i Elect Director Christopher Pappas For For Management
1j Elect Director John Pappas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY
Ticker: GRC Security ID: 383082104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald H. Bullock, Jr. For For Management
1.2 Elect Director Jeffrey S. Gorman For For Management
1.3 Elect Director M. Ann Harlan For For Management
1.4 Elect Director Scott A. King For Withhold Management
1.5 Elect Director Christopher H. Lake For For Management
1.6 Elect Director Sonja K. McClelland For For Management
1.7 Elect Director Vincent K. Petrella For For Management
1.8 Elect Director Kenneth R. Reynolds For For Management
1.9 Elect Director Rick R. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Furman For For Management
1b Elect Director Charles J. Swindells For For Management
1c Elect Director Kelly M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMAS CORPORATION
Ticker: TRS Security ID: 896215209
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick L. Stanage For For Management
1.2 Elect Director Daniel P. Tredwell For For Management
1.3 Elect Director Samuel Valenti, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bonvenuto For Withhold Management
1.2 Elect Director James J. Dolan For For Management
1.3 Elect Director Audrey P. Dunning For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5A Increase Authorized Common Stock For For Management
5B Authorize a New Class of Non-Voting For For Management
Common Stock
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For Withhold Management
1.5 Elect Director Alexander C. Kemper For Withhold Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Lansford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Blalock For For Management
1.2 Elect Director James P. Clements For For Management
1.3 Elect Director L. Cathy Cox For For Management
1.4 Elect Director Kenneth L. Daniels For For Management
1.5 Elect Director Lance F. Drummond For For Management
1.6 Elect Director H. Lynn Harton For For Management
1.7 Elect Director Jennifer K. Mann For For Management
1.8 Elect Director Thomas A. Richlovsky For For Management
1.9 Elect Director David C. Shaver For For Management
1.10 Elect Director Tim R. Wallis For For Management
1.11 Elect Director David H. Wilkins For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Sukhinder Singh Cassidy For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Margaret A. Hayne For For Management
1.5 Elect Director Richard A. Hayne For For Management
1.6 Elect Director Elizabeth Ann Lambert For For Management
1.7 Elect Director Amin N. Maredia For For Management
1.8 Elect Director Wesley S. McDonald For For Management
1.9 Elect Director Todd R. Morgenfeld For For Management
1.10 Elect Director John C. Mulliken For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Neary For For Management
1.2 Elect Director Theo W. Freye For For Management
1.3 Elect Director Stephen G. Kaniewski For For Management
1.4 Elect Director Joan Robinson-Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Linda Crawford For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Reid French For For Management
1.5 Elect Director Stephen Gold For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Andrew Miller For For Management
1.8 Elect Director Richard Nottenburg For For Management
1.9 Elect Director Jason Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Barrese For For Management
1b Elect Director Naomi M. Bergman For For Management
1c Elect Director Jeffrey D. Jones For For Management
1d Elect Director Sachin S. Lawande For For Management
1e Elect Director Joanne M. Maguire For For Management
1f Elect Director Robert J. Manzo For For Management
1g Elect Director Francis M. Scricco For For Management
1h Elect Director David L. Treadwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Remove Certain Provisions
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Alexander For For Management
1b Elect Director Stanford J. Alexander For For Management
1c Elect Director Shelaghmichael C. Brown For Against Management
1d Elect Director Stephen A. Lasher For Against Management
1e Elect Director Thomas L. Ryan For For Management
1f Elect Director Douglas W. Schnitzer For For Management
1g Elect Director C. Park Shaper For For Management
1h Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bossone For Against Management
1b Elect Director Smita Conjeevaram For For Management
1c Elect Director Bruce Lavine For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For For Management
1.2 Elect Director Stephanie McMahon For For Management
Levesque
1.3 Elect Director Paul "Triple H" Levesque For Withhold Management
1.4 Elect Director Stuart U. Goldfarb For For Management
1.5 Elect Director Laureen Ong For For Management
1.6 Elect Director Robyn W. Peterson For For Management
1.7 Elect Director Frank A. Riddick, III For Withhold Management
1.8 Elect Director Man Jit Singh For For Management
1.9 Elect Director Jeffrey R. Speed For For Management
1.10 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XPERI HOLDING CORPORATION
Ticker: XPER Security ID: 98390M103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Darcy Antonellis For For Management
1b Elect Director Laura J. Durr For For Management
1c Elect Director David C. Habiger For For Management
1d Elect Director Jon Kirchner For For Management
1e Elect Director Daniel Moloney For For Management
1f Elect Director Raghavendra Rau For For Management
1g Elect Director Christopher A. Seams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZUORA, INC.
Ticker: ZUO Security ID: 98983V106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Goldman For For Management
1.2 Elect Director Tien Tzuo For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
===================== BNY Mellon Small/Mid Cap Growth Fund =====================
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
1LIFE HEALTHCARE, INC.
Ticker: ONEM Security ID: 68269G107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Dunlevie For For Management
1.2 Elect Director David P. Kennedy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy E. Puhy For For Management
1.2 Elect Director Paul G. Thomas For For Management
1.3 Elect Director Christopher D. Van For For Management
Gorder
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For For Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Board Report (Non-Voting) None None Management
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Directors For For Management
6 Approve Acquisition of GECAS Business For For Management
7.a Reelect Aengus Kelly as Executive For For Management
Director
7.b Reelect Paul Dacier as Non-Executive For Against Management
Director
7.c Reelect Michael Walsh as Non-Executive For For Management
Director
7.d Reelect James Lawrence as For For Management
Non-Executive Director
8 Elect Jennifer VanBelle as For For Management
Non-Executive Director
9 Approve Increase of Ordinary Shares in For Against Management
the Company's Capital Available for
Issuance under the Company's Equity
Incentive Plan
10 Approve Appointment of Peter L. Juhas For For Management
as the Person Referred to in Article
16, Paragraph 8 of the Company's
Articles of Association
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
12.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.a
12.c Grant Board Authority to Issue For Against Management
Additional Shares Up To 10 Percent of
Issued Capital in Case of Merger or
Acquisition
12.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances under Item
12.c
12.e Grant Board Authority to Issue For For Management
Additional Shares in Relation to the
Anticipated Acquisition of the GECAS
Business
12.f Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.e
13.a Authorize Repurchase of Shares For For Management
13.b Conditional Authorization to For For Management
Repurchase Additional Shares
14 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
15 Amend Articles Re: Increase Authorize For For Management
Share Capital and to Permit Interim
Filling of Vacancies on the Board of
Directors
16 Allow Questions None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For For Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For For Management
1b Elect Director Antoinette Bush For For Management
1c Elect Director Paul G. Joubert For For Management
1d Elect Director R. Kipp deVeer For For Management
1e Elect Director David B. Kaplan For For Management
1f Elect Director Michael Lynton For For Management
1g Elect Director Judy D. Olian For For Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Company Activity Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect James I Healy as Director For Against Management
5b Reelect Jan Moller Mikkelsen as For For Management
Director
5c Reelect Lisa Morrison as Director For For Management
6 Ratify Deloitte as Auditors For For Management
7a Approve Creation of DKK 9 Million Pool For Against Management
of Capital without Preemptive Rights
7b Approve Warrant Plan For Against Management
7c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Phillip B. Donenberg For For Management
1.3 Elect Director Geoff MacKay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Bailey For Withhold Management
1.2 Elect Director Lukas M. Roush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia P. Gregory For Against Management
1b Elect Director Michael T. Heffernan For Against Management
1c Elect Director Robert J. Hugin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Demetri For Withhold Management
1.2 Elect Director Lynn Seely For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For Against Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McGovern For Withhold Management
1.2 Elect Director John (Andy) O'Donnell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marne Levine For For Management
1.2 Elect Director Richard Sarnoff For For Management
1.3 Elect Director Paul LeBlanc For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLARIVATE PLC
Ticker: CLVT Security ID: G21810109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Valeria Alberola For For Management
1b Elect Director Usama N. Cortas For For Management
1c Elect Director Adam T. Levyn For For Management
1d Elect Director Charles J. Neral For For Management
1e Elect Director Roxane White For For Management
2 Declassify the Board of Directors For For Management
3 Amend Articles of Association to For For Management
Permit Removal of Directors With or
Without Cause
4 Amend Articles of Association to For For Management
Eliminate Inapplicable Provisions
5 Authorise Market Purchase of Ordinary For Against Management
Shares from CPA Global Investors
6 Authorise Market Purchase of Ordinary For Against Management
Shares from Any Wholly Owned Subsidiary
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sachin Lawande For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For For Management
1d Elect Director Thomas S. Gayner For Against Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director Liam J. Kelly For For Management
1g Elect Director Philip A. Okala For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Didier Teirlinck For For Management
1j Elect Director Rajiv Vinnakota For For Management
1k Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLIUM SE
Ticker: CSTM Security ID: F21107101
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Isabelle Boccon-Gibod as Director For For Management
2 Elect Christine Browne as Director For For Management
3 Elect Jean-Christophe Deslarzes as For For Management
Director
4 Elect Jean-Philippe Puig as Director For For Management
5 Reelect Michiel Brandjes as Director For For Management
6 Reelect John Ormerod as Director For For Management
7 Reelect Werner Paschke as Director For For Management
8 Approve Financial Statements and For For Management
Statutory Reports
9 Approve Consolidated Financial For For Management
Statements and Statutory Reports
10 Approve Discharge of Directors, CEO For For Management
and Auditors
11 Approve Allocation of Income and For For Management
Absence of Dividends
12 Approve Termination Package of For For Management
Jean-Marc Germain, CEO
13 Approval of the Overall Envelope of For For Management
Annual Fixed Fees Granted to the
Directors
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,399,833.46
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,399,833.46
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 559,933.38
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 14-16
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize up to 6,800,000 Shares of For Against Management
Issued Capital for Use in Restricted
Stock Plans
20 Amend Article 12.1 of Bylaws Re: For For Management
Employee Representatives
21 Amend Article 20.2 of Bylaws Re: Proxy For For Management
Cards
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Lynn M. Bamford For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Bruce D. Hoechner For For Management
1.6 Elect Director Glenda J. Minor For For Management
1.7 Elect Director Anthony J. Moraco For For Management
1.8 Elect Director John B. Nathman For For Management
1.9 Elect Director Robert J. Rivet For For Management
1.10 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Sayer For For Management
1.2 Elect Director Nicholas Augustinos For Against Management
1.3 Elect Director Bridgette P. Heller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For For Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DRAFTKINGS INC.
Ticker: DKNG Security ID: 26142R104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason D. Robins For For Management
1.2 Elect Director Harry Evans Sloan For Withhold Management
1.3 Elect Director Matthew Kalish For For Management
1.4 Elect Director Paul Liberman For For Management
1.5 Elect Director Woodrow H. Levin For For Management
1.6 Elect Director Shalom Meckenzie For For Management
1.7 Elect Director Jocelyn Moore For For Management
1.8 Elect Director Ryan R. Moore For Withhold Management
1.9 Elect Director Valerie Mosley For For Management
1.10 Elect Director Steven J. Murray For For Management
1.11 Elect Director Hany M. Nada For Withhold Management
1.12 Elect Director John S. Salter For For Management
1.13 Elect Director Marni M. Walden For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Althasen For Withhold Management
1.2 Elect Director Thomas A. McDonnell For Withhold Management
1.3 Elect Director Michael N. Frumkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For For Management
1b Elect Director Beverly Anderson For For Management
1c Elect Director Susan Athey For For Management
1d Elect Director Chelsea Clinton For Withhold Management
1e Elect Director Barry Diller For For Management
1f Elect Director Jon Gieselman - None None Management
Withdrawn
1g Elect Director Craig Jacobson For For Management
1h Elect Director Peter Kern For For Management
1i Elect Director Dara Khosrowshahi For For Management
1j Elect Director Patricia Menendez-Cambo For For Management
1k Elect Director Greg Mondre For For Management
1l Elect Director David Sambur - Withdrawn None None Management
1m Elect Director Alex von Furstenberg For For Management
1n Elect Director Julie Whalen For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Schoeneck For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Maykin Ho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda J. Bacon For For Management
1b Elect Director Mark S. Bartlett For For Management
1c Elect Director Claudio Costamagna For For Management
1d Elect Director Vernon Ellis For For Management
1e Elect Director Nicholas C. Fanandakis For For Management
1f Elect Director Steven H. Gunby For For Management
1g Elect Director Gerard E. Holthaus For For Management
1h Elect Director Laureen E. Seeger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brett C. Carter For For Management
1b Elect Director R. William Van Sant For Against Management
1c Elect Director Emily C. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Kay Haben For For Management
1.2 Elect Director Gail Moody-Byrd For For Management
1.3 Elect Director S. MacGregor Read, Jr. For For Management
1.4 Elect Director Jeffrey York For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HOLICITY INC.
Ticker: HOL Security ID: 435063102
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For Against Management
3A Increase Authorized Common Stock For Against Management
3B Amend Votes Per Share of Class B For Against Management
Common Stock
3C Limit Ability to Act by Written Consent For Against Management
3D Adopt Supermajority Vote Requirement For Against Management
to Amend Charter
3E Adopt Supermajority Vote Requirement For Against Management
to Amend Bylaws
3F Adopt Supermajority Vote Requirement For Against Management
to Change Number of Directors
3G Classify the Board of Directors For Against Management
4 Approve Issuance of Shares for a For Against Management
Private Placement
5 Approve Omnibus Stock Plan For Against Management
6 Approve Qualified Employee Stock For Against Management
Purchase Plan
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Ticker: HZNP Security ID: G46188101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Daniel For For Management
1b Elect Director H. Thomas Watkins For For Management
1c Elect Director Pascale Witz For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases or Overseas For For Management
Market Purchases of Ordinary Shares
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For Against Management
1b Elect Director Ron Gill For Against Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne A. I. Frederick For For Management
1.2 Elect Director Shacey Petrovic For For Management
1.3 Elect Director Timothy J. Scannell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director William P. Noglows For For Management
1i Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.2 Elect Director Ari Emanuel - Withdrawn None None Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Calvin McDonald For For Management
1b Elect Director Martha Morfitt For For Management
1c Elect Director Emily White For For Management
1d Elect Director Kourtney Gibson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LYFT, INC.
Ticker: LYFT Security ID: 55087P104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Zimmer For For Management
1.2 Elect Director Valerie Jarrett For For Management
1.3 Elect Director David Lawee For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark M. Besca For For Management
1b Elect Director K. Bruce Connell For For Management
1c Elect Director Thomas S. Gayner For For Management
1d Elect Director Greta J. Harris For For Management
1e Elect Director Diane Leopold For For Management
1f Elect Director Lemuel E. Lewis For For Management
1g Elect Director Anthony F. Markel For For Management
1h Elect Director Steven A. Markel For For Management
1i Elect Director Harold L. Morrison, Jr. For For Management
1j Elect Director Michael O'Reilly For Against Management
1k Elect Director A. Lynne Puckett For For Management
1l Elect Director Richard R. Whitt, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie J. Kilgore For For Management
1b Elect Director Stanley J. Meresman For For Management
1c Elect Director Steven C. Walske For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For Against Management
1b Elect Director Kunal Kapoor For For Management
1c Elect Director Robin Diamonte For Against Management
1d Elect Director Cheryl Francis For Against Management
1e Elect Director Steve Joynt For For Management
1f Elect Director Steve Kaplan For For Management
1g Elect Director Gail Landis For Against Management
1h Elect Director Bill Lyons For For Management
1i Elect Director Doniel Sutton For For Management
1j Elect Director Caroline Tsay For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For Withhold Management
1.3 Elect Director Todd Cozzens For Withhold Management
1.4 Elect Director Matthew Rabinowitz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Reade Fahs For For Management
1.2 Elect Director Susan Somersille Johnson For For Management
1.3 Elect Director Naomi Kelman For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For For Management
1.2 Elect Director George J. Morrow For Withhold Management
1.3 Elect Director Leslie V. Norwalk For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEVRO CORP.
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael DeMane For For Management
1.2 Elect Director Frank Fischer For For Management
1.3 Elect Director Shawn T McCormick For For Management
1.4 Elect Director Kevin O'Boyle For For Management
1.5 Elect Director Karen Prange For For Management
1.6 Elect Director Brad Vale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benjamin For For Management
1.2 Elect Director Daniel Brennan For For Management
1.3 Elect Director Lloyd Carney For For Management
1.4 Elect Director Thomas Ebling For For Management
1.5 Elect Director Robert Finocchio For For Management
1.6 Elect Director Laura S. Kaiser For For Management
1.7 Elect Director Michal Katz For For Management
1.8 Elect Director Mark Laret For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OAK STREET HEALTH, INC.
Ticker: OSH Security ID: 67181A107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robbert Vorhoff For Withhold Management
1.2 Elect Director Srdjan Vukovic For Withhold Management
1.3 Elect Director Mike Pykosz For For Management
1.4 Elect Director Carl Daley For For Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Ratify Restricted Stock Unit Awards to For Against Management
Kim Keck
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED
Ticker: OSW Security ID: P73684113
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Magliacano For Withhold Management
1b Elect Director Jeffrey E. Stiefler For Withhold Management
1c Elect Director Walter F. McLallen For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OUTSET MEDICAL, INC.
Ticker: OM Security ID: 690145107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie Trigg For For Management
1b Elect Director Karen Drexler For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Taketa For For Management
1.2 Elect Director Catriona M. Fallon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For For Management
1.2 Elect Director Howard Draft For For Management
1.3 Elect Director Pamela Thomas-Graham For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Rondeau For Withhold Management
1.2 Elect Director Frances Rathke For Withhold Management
1.3 Elect Director Bernard Acoca For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Jennifer Lloyd For For Management
1.8 Elect Director Necip Sayiner For For Management
1.9 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emma Reeve For For Management
1.2 Elect Director Michael Schmertzler For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
1.4 Elect Director Mary Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Berry For For Management
1.2 Elect Director Marc Brown For For Management
1.3 Elect Director Christina Kosmowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Patricia L. Guinn For For Management
1f Elect Director Anna Manning For For Management
1g Elect Director Hazel M. McNeilage For For Management
1h Elect Director Stephen O'Hearn For For Management
1i Elect Director Frederick J. Sievert For For Management
1j Elect Director Shundrawn Thomas For For Management
1k Elect Director Stanley B. Tulin For For Management
1l Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
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REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tony J. Hunt For For Management
1B Elect Director Karen A. Dawes For For Management
1C Elect Director Nicolas M. Barthelemy For For Management
1D Elect Director Carrie Eglinton Manner For For Management
1E Elect Director Rohin Mhatre For For Management
1F Elect Director Glenn P. Muir For For Management
1G Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Christopoul For For Management
1.2 Elect Director John S. Stroup For For Management
1.3 Elect Director Peggy N. Troy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Theodore D. Crandall For For Management
1.3 Elect Director Rosemary M. Schooler For For Management
1.4 Elect Director Robin A. Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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SHIFT4 PAYMENTS, INC.
Ticker: FOUR Security ID: 82452J109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared Isaacman For Withhold Management
1.2 Elect Director Andrew Frey For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Black For For Management
1.2 Elect Director Jack Wyszomierski For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
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SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Garutti For Withhold Management
1.2 Elect Director Mary Meeker For Withhold Management
1.3 Elect Director Lawrence Summers For Withhold Management
1.4 Elect Director Darren Walker For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chair Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
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STITCH FIX, INC.
Ticker: SFIX Security ID: 860897107
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. William Gurley For For Management
1b Elect Director Kirsten Lynch For For Management
1c Elect Director Mikkel Svane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
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TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Candace H. Duncan For For Management
1b Elect Director Stephen K. Klasko For For Management
1c Elect Director Stuart A. Randle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Declassify the Board of Directors None For Shareholder
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THE AZEK COMPANY INC.
Ticker: AZEK Security ID: 05478C105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For For Management
1.2 Elect Director Ashfaq Qadri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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TRADEWEB MARKETS INC.
Ticker: TW Security ID: 892672106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula Madoff For For Management
1.2 Elect Director Thomas Pluta For For Management
1.3 Elect Director Brian West For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director James C. Dalton For For Management
1.3 Elect Director Borje Ekholm For For Management
1.4 Elect Director Kaigham (Ken) Gabriel For For Management
1.5 Elect Director Meaghan Lloyd For For Management
1.6 Elect Director Sandra MacQuillan For For Management
1.7 Elect Director Robert G. Painter For For Management
1.8 Elect Director Mark S. Peek For For Management
1.9 Elect Director Johan Wibergh For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For Withhold Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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TWIST BIOSCIENCE CORPORATION
Ticker: TWST Security ID: 90184D100
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily M. Leproust For For Management
1.2 Elect Director William Banyai For For Management
1.3 Elect Director Robert Chess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For For Management
1b Elect Director Michael Narachi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Gut as Non-Executive For For Management
Director
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UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director David Meek For For Management
4 Elect Director Paula Soteropoulos For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Grant Board Authority to Issue Shares For Against Management
and Options
7 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10 Increase Authorized Common Stock For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muna Bhanji For For Management
1.2 Elect Director John L. Bishop For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chirantan "CJ" Desai For For Management
1.2 Elect Director Richard L. Keyser For Withhold Management
1.3 Elect Director Ross W. Manire For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
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ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For Against Management
1c Elect Director Michelle Wilson For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Breitmeyer For For Management
1b Elect Director Stephen J. Farr For For Management
1c Elect Director Mary E. Stutts For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Increase Authorized Common Stock For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
BNY Mellon Investment Funds I
By: /s/ David DiPetrillo
David DiPetrillo
President (Principal Executive Officer)
Date: August 20, 2021