UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4840
Name of Fund: | The Tocqueville Trust | |
Fund Address: | 40 West 57th Street, 19th Floor | |
New York, New York 10019 | ||
Name and address of agent for service: | ||
Michael R. Rosella, Esq. 75 East 55th Street New York, New York, 10022 |
Registrant’s telephone number, including area code: (212) 698-0800
Date of fiscal year end: 10/31
Date of reporting period: 07/01/11 – 06/30/12
Item 1 – Proxy Voting Record
The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04840
Reporting Period: 07/01/2011 – 06/30/2012
The Tocqueville Trust
============================== The Delafield Fund ==============================
A. SCHULMAN, INC.
Ticker: | SHLM | Security ID: | 808194104 | |||
Meeting Date: | DEC 08, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene R. Allspach | For | For | Management | ||||
1.2 | Elect Director Gregory T. Barmore | For | For | Management | ||||
1.3 | Elect Director David G. Birney | For | For | Management | ||||
1.4 | Elect Director Howard R. Curd | For | For | Management | ||||
1.5 | Elect Director Joseph M. Gingo | For | For | Management | ||||
1.6 | Elect Director Michael A. McManus, Jr. | For | For | Management | ||||
1.7 | Elect Director Lee D. Meyer | For | For | Management | ||||
1.8 | Elect Director James A. Mitarotonda | For | For | Management | ||||
1.9 | Elect Director Ernest J. Novak, Jr. | For | Withhold | Management | ||||
1.10 | Elect Director Irvin D. Reid | For | For | Management | ||||
1.11 | Elect Director John B. Yasinsky | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ACCO BRANDS CORPORATION
Ticker: | ABD | Security ID: | 00081T108 | |||
Meeting Date: | APR 23, 2012 | Meeting Type: | Special | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
Page 1
ACCO BRANDS CORPORATION
Ticker: | ABD | Security ID: | 00081T108 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George V. Bayly | For | For | Management | ||||
1.2 | Elect Director Kathleen S. Dvorak | For | For | Management | ||||
1.3 | Elect Director G. Thomas Hargrove | For | Withhold | Management | ||||
1.4 | Elect Director Robert H. Jenkins | For | For | Management | ||||
1.5 | Elect Director Robert J. Keller | For | For | Management | ||||
1.6 | Elect Director Thomas Kroeger | For | For | Management | ||||
1.7 | Elect Director Michael Norkus | For | For | Management | ||||
1.8 | Elect Director Sheila G. Talton | For | For | Management | ||||
1.9 | Elect Director Norman H. Wesley | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | NOV 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Ray M. Robinson | For | For | Management | ||||
1.3 | Elect Director Norman H. Wesley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Deferred Compensation Plan | For | For | Management |
AEGION CORPORATION
Ticker: | AEGN | Security ID: | 00770F104 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Joseph Burgess | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director Stephanie A. Cuskley | For | Withhold | Management | ||||
1.4 | Elect Director John P. Dubinsky | For | Withhold | Management | ||||
1.5 | Elect Director Charles R. Gordon | For | For | Management | ||||
1.6 | Elect Director Juanita H. Hinshaw | For | Withhold | Management | ||||
1.7 | Elect Director M. Richard Smith | For | For | Management | ||||
1.8 | Elect Director Alfred L. Woods | For | Withhold | Management | ||||
1.9 | Elect Director Phillip D. Wright | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 2
ALBANY INTERNATIONAL CORP.
Ticker: | AIN | Security ID: | 012348108 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph G. Morone | For | Withhold | Management | ||||
1.2 | Elect Director Christine L. Standish | For | Withhold | Management | ||||
1.3 | Elect Director Erland E. Kailbourne | For | Withhold | Management | ||||
1.4 | Elect Director John C. Standish | For | Withhold | Management | ||||
1.5 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
1.6 | Elect Director John F. Cassidy, Jr. | For | For | Management | ||||
1.7 | Elect Director Edgar G. Hotard | For | Withhold | Management | ||||
1.8 | Elect Director John R. Scannell | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ALLEGHANY CORPORATION
Ticker: | Y | Security ID: | 017175100 | |||
Meeting Date: | FEB 06, 2012 | Meeting Type: | Special | |||
Record Date: | JAN 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
ALLEGHANY CORPORATION
Ticker: | Y | Security ID: | 017175100 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John G. Foos | For | For | Management | ||||
2 | Elect Director William K. Lavin | For | For | Management | ||||
3 | Elect Director Phillip M. Martineau | For | For | Management | ||||
4 | Elect Director Raymond L. M. Wong | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | Against | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ASHLAND INC.
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roger W. Hale | For | For | Management | ||||
2 | Elect Director Vada O. Manager | For | For | Management | ||||
3 | Elect Director George A. Schaefer, Jr. | For | For | Management | ||||
4 | Elect Director John F. Turner | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 3
AVERY DENNISON CORPORATION
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John T. Cardis | For | Against | Management | ||||
2 | Elect Director David E. I. Pyott | For | Against | Management | ||||
3 | Elect Director Dean A. Scarborough | For | Against | Management | ||||
4 | Elect Director Julia A. Stewart | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | Against | Management |
BROOKS AUTOMATION, INC.
Ticker: | BRKS | Security ID: | 114340102 | |||
Meeting Date: | FEB 08, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management | ||||
1.2 | Elect Director Joseph R. Martin | For | For | Management | ||||
1.3 | Elect Director John K. McGillicuddy | For | Withhold | Management | ||||
1.4 | Elect Director Krishna G. Palepu | For | For | Management | ||||
1.5 | Elect Director C.S. Park | For | For | Management | ||||
1.6 | Elect Director Kirk P. Pond | For | For | Management | ||||
1.7 | Elect Director Stephen S. Schwartz | For | For | Management | ||||
1.8 | Elect Director Alfred Woollacott, III | For | For | Management | ||||
1.9 | Elect Director Mark S. Wrighton | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
CARLISLE COMPANIES INCORPORATED
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen P. Munn | For | For | Management | ||||
2 | Elect Director Lawrence A. Sala | For | Against | Management | ||||
3 | Elect Director Magalen C. Webert | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management |
Page 4
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James E. Barlett | For | For | Management | ||||
2 | Elect Director David F. Hoffmeister | For | For | Management | ||||
3 | Elect Director Paul H. O’Neill | For | For | Management | ||||
4 | Elect Director Jay V. Ihlenfeld | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | For | Management |
CHECKPOINT SYSTEMS, INC.
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George Babich | For | Withhold | Management | ||||
1.2 | Elect Director Julie S. England | For | Withhold | Management | ||||
1.3 | Elect Director Sally Pearson | For | Withhold | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
CHEMTURA CORPORATION
Ticker: | CHMT | Security ID: | 163893209 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey D. Benjamin | For | For | Management | ||||
1.2 | Elect Director Timothy J. Bernlohr | For | For | Management | ||||
1.3 | Elect Director Anna C. Catalano | For | For | Management | ||||
1.4 | Elect Director Alan S. Cooper | For | For | Management | ||||
1.5 | Elect Director James W. Crownover | For | For | Management | ||||
1.6 | Elect Director Robert A. Dover | For | For | Management | ||||
1.7 | Elect Director Jonathan F. Foster | For | For | Management | ||||
1.8 | Elect Director Craig A. Rogerson | For | For | Management | ||||
1.9 | Elect Director John K. Wulff | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 5
COLLECTIVE BRANDS, INC.
Ticker: | PSS | Security ID: | 19421W100 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mylle H. Mangum | For | For | Management | ||||
1.2 | Elect Director John F. McGovern | For | For | Management | ||||
1.3 | Elect Director D. Scott Olivet | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | Against | Management |
CRANE CO.
Ticker: | CR | Security ID: | 224399105 | |||
Meeting Date: | APR 23, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Donald G. Cook | For | For | Management | ||||
2 | Elect Director R. S. Evans | For | For | Management | ||||
3 | Elect Director Eric C. Fast | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CYTEC INDUSTRIES INC.
Ticker: | CYT | Security ID: | 232820100 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barry C. Johnson | For | For | Management | ||||
2 | Elect Director Carol P. Lowe | For | For | Management | ||||
3 | Elect Director Thomas W. Rabaut | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 6
DIEBOLD, INCORPORATED
Ticker: | DBD | Security ID: | 253651103 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick W. Allender | For | Withhold | Management | ||||
1.2 | Elect Director Bruce L. Byrnes | For | Withhold | Management | ||||
1.3 | Elect Director Mei-Wei Cheng | For | Withhold | Management | ||||
1.4 | Elect Director Phillip R. Cox | For | Withhold | Management | ||||
1.5 | Elect Director Richard L. Crandall | For | For | Management | ||||
1.6 | Elect Director Gale S. Fitzgerald | For | For | Management | ||||
1.7 | Elect Director John N. Lauer | For | For | Management | ||||
1.8 | Elect Director Rajesh K. Soin | For | Withhold | Management | ||||
1.9 | Elect Director Thomas W. Swidarski | For | For | Management | ||||
1.10 | Elect Director Henry D.G. Wallace | For | Withhold | Management | ||||
1.11 | Elect Director Alan J. Weber | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DIODES INCORPORATED
Ticker: | DIOD | Security ID: | 254543101 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C.H. Chen | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Giordano | For | For | Management | ||||
1.3 | Elect Director L.P. Hsu | For | Withhold | Management | ||||
1.4 | Elect Director Keh-Shew Lu | For | Withhold | Management | ||||
1.5 | Elect Director Raymond Soong | For | Withhold | Management | ||||
1.6 | Elect Director John M. Stich | For | Withhold | Management | ||||
1.7 | Elect Director Michael K.C. Tsai | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David H. Benson | For | For | Management | ||||
2 | Elect Director Robert W. Cremin | For | For | Management | ||||
3 | Elect Director Jean-Pierre M. Ergas | For | For | Management | ||||
4 | Elect Director Peter T. Francis | For | For | Management | ||||
5 | Elect Director Kristiane C. Graham | For | For | Management | ||||
6 | Elect Director Robert A. Livingston | For | For | Management | ||||
7 | Elect Director Richard K. Lochridge | For | For | Management | ||||
8 | Elect Director Bernard G. Rethore | For | For | Management | ||||
9 | Elect Director Michael B. Stubbs | For | For | Management | ||||
10 | Elect Director Stephen M. Todd | For | For | Management | ||||
11 | Elect Director Stephen K. Wagner | For | For | Management |
Page 7
12 | Elect Director Mary A. Winston | For | Against | Management | ||||
13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
EASTMAN CHEMICAL COMPANY
Ticker: | EMN | Security ID: | 277432100 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen R. Demeritt | For | For | Management | ||||
2 | Elect Director Robert M. Hernandez | For | Against | Management | ||||
3 | Elect Director Julie F. Holder | For | Against | Management | ||||
4 | Elect Director Lewis M. Kling | For | For | Management | ||||
5 | Elect Director David W. Raisbeck | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Approve Omnibus Stock Plan | For | Against | Management | ||||
8 | Ratify Auditors | For | Against | Management | ||||
9 | Eliminate Supermajority Vote Provisions | For | Against | Management | ||||
10 | Provide Right to Act by Written Consent | Against | For | Shareholder |
ETHAN ALLEN INTERIORS INC.
Ticker: | ETH | Security ID: | 297602104 | |||
Meeting Date: | NOV 15, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Farooq Kathwari | For | For | Management | ||||
1.2 | Elect Director John J. Dooner, Jr. | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Employment Agreement | For | Against | Management | ||||
4 | Amend Shareholder Rights Plan (Poison Pill) | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles P. Carinalli | For | For | Management | ||||
2 | Elect Director Randy W. Carson | For | For | Management | ||||
3 | Elect Director Terry A. Klebe | For | For | Management | ||||
4 | Elect Director Anthony Lear | For | Against | Management | ||||
5 | Elect Director Thomas L. Magnanti | For | For | Management |
Page 8
6 | Elect Director Kevin J. McGarity | For | For | Management | ||||
7 | Elect Director Bryan R. Roub | For | Against | Management | ||||
8 | Elect Director Ronald W. Shelly | For | For | Management | ||||
9 | Elect Director Mark S. Thompson | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management |
FEDERAL SIGNAL CORPORATION
Ticker: | FSS | Security ID: | 313855108 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Goodwin | For | For | Management | ||||
1.2 | Elect Director William F. Owens | For | For | Management | ||||
1.3 | Elect Director Paul W. Jones | For | For | Management | ||||
1.4 | Elect Director Dennis J. Martin | For | For | Management | ||||
1.5 | Elect Director Brenda L. Reichelderfer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
FERRO CORPORATION
Ticker: | FOE | Security ID: | 315405100 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jennie S. Hwang | For | For | Management | ||||
1.2 | Elect Director James F. Kirsch | For | For | Management | ||||
1.3 | Elect Director Peter T. Kong | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Proxy Access Right | Against | Against | Shareholder |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 22, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect Robert L. Edwards as Director | For | For | Management | ||||
1b | Reelect Daniel H. Schulman as Director | For | For | Management | ||||
2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 9
3 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
4 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
1 | Authorize Share Repurchase Program | For | For | Management |
FMC CORPORATION
Ticker: | FMC | Security ID: | 302491303 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Eduardo E. Cordeiro | For | For | Management | ||||
2 | Elect Director Peter D Aloia | For | Against | Management | ||||
3 | Elect Director C. Scott Greer | For | For | Management | ||||
4 | Elect Director Paul J. Norris | For | For | Management | ||||
5 | Elect Director William H. Powell | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Increase Authorized Common Stock | For | For | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
FORMFACTOR, INC.
Ticker: | FORM | Security ID: | 346375108 | |||
Meeting Date: | APR 18, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard DeLateur | For | For | Management | ||||
1.2 | Elect Director Edward Rogas, Jr. | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 10
GRIFFON CORPORATION
Ticker: | GFF | Security ID: | 398433102 | |||
Meeting Date: | JAN 31, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harvey R. Blau | For | For | Management | ||||
1.2 | Elect Director Gerald J. Cardinale | For | For | Management | ||||
1.3 | Elect Director Bradley J. Gross | For | For | Management | ||||
1.4 | Elect Director General Donald J. Kutyna | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
H.B. FULLER COMPANY
Ticker: | FUL | Security ID: | 359694106 | |||
Meeting Date: | APR 12, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Juliana L. Chugg | For | For | Management | ||||
1.2 | Elect Director Thomas W. Handley | For | For | Management | ||||
1.3 | Elect Director Alfredo L. Rovira | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HANCOCK HOLDING COMPANY
Ticker: | HBHC | Security ID: | 410120109 | |||
Meeting Date: | APR 05, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Crowell | For | For | Management | ||||
1.2 | Elect Director Hardy B. Fowler | For | For | Management | ||||
1.3 | Elect Director Eric J. Nickelsen | For | For | Management | ||||
1.4 | Elect Director Terence E. Hall | For | Withhold | Management | ||||
1.5 | Elect Director John M. Hairston | For | For | Management | ||||
1.6 | Elect Director James H. Horne | For | For | Management | ||||
1.7 | Elect Director Jerry L. Levens | For | For | Management | ||||
1.8 | Elect Director R. King Milling | For | For | Management | ||||
1.9 | Elect Director Christine L. Pickering | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
HARRIS CORPORATION
Ticker: | HRS | Security ID: | 413875105 | |||
Meeting Date: | OCT 28, 2011 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard L. Lance | For | For | Management | ||||
2 | Elect Director Thomas A. Dattilo | For | For | Management | ||||
3 | Elect Director Terry D. Growcock | For | For | Management | ||||
4 | Elect Director Lewis Hay, III | For | For | Management | ||||
5 | Elect Director Karen Katen | For | For | Management |
Page 11
6 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
7 | Elect Director Leslie F. Kenne | For | For | Management | ||||
8 | Elect Director David B. Rickard | For | For | Management | ||||
9 | Elect Director James C. Stoffel | For | For | Management | ||||
10 | Elect Director Gregory T. Swienton | For | For | Management | ||||
11 | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | For | Shareholder |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 23, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | For | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | Against | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Require Independent Board Chairman | Against | For | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder |
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lynn J. Good | For | For | Management | ||||
1.2 | Elect Director Anthony J. Guzzi | For | For | Management | ||||
1.3 | Elect Director Neal J. Keating | For | For | Management | ||||
1.4 | Elect Director John F. Malloy | For | For | Management | ||||
1.5 | Elect Director Andrew McNally, IV | For | For | Management | ||||
1.6 | Elect Director Timothy H. Powers | For | For | Management | ||||
1.7 | Elect Director G. Jackson Ratcliffe | For | For | Management | ||||
1.8 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.9 | Elect Director John G. Russell | For | For | Management | ||||
1.10 | Elect Director Richard J. Swift | For | For | Management | ||||
1.11 | Elect Director Daniel S. Van Riper | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
Page 12
IDEX CORPORATION
Ticker: | IEX | Security ID: | 45167R104 | |||
Meeting Date: | APR 10, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William M. Cook | For | Withhold | Management | ||||
1.2 | Elect Director Michael T. Tokarz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
INFINEON TECHNOLOGIES AG
Ticker: | IFX | Security ID: | D35415104 | |||
Meeting Date: | MAR 08, 2012 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010/2011 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | For | For | Management | ||||
5 | Ratify KPMG as Auditors for Fiscal 2011/2012 | For | For | Management |
INGERSOLL-RAND PLC
Ticker: | IR | Security ID: | G47791101 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ann C. Berzin | For | For | Management | ||||
2 | Elect Director John Bruton | For | For | Management | ||||
3 | Elect Director Jared L. Cohon | For | For | Management | ||||
4 | Elect Director Gary D. Forsee | For | For | Management | ||||
5 | Elect Director Peter C. Godsoe | For | For | Management | ||||
6 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director Michael W. Lamach | For | For | Management | ||||
9 | Elect Director Theodore E. Martin | For | For | Management | ||||
10 | Elect Director Richard J. Swift | For | Against | Management | ||||
11 | Elect Director Tony L. White | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management |
Page 13
INGRAM MICRO INC.
Ticker: | IM | Security ID: | 457153104 | |||
Meeting Date: | JUN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard I. Atkins | For | For | Management | ||||
2 | Elect Director Leslie Stone Heisz | For | Against | Management | ||||
3 | Elect Director John R. Ingram | For | For | Management | ||||
4 | Elect Director Orrin H. Ingram, II | For | For | Management | ||||
5 | Elect Director Dale R. Laurance | For | For | Management | ||||
6 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
7 | Elect Director Scott A. McGregor | For | For | Management | ||||
8 | Elect Director Alain Monie | For | For | Management | ||||
9 | Elect Director Michael T. Smith | For | For | Management | ||||
10 | Elect Director Joe B. Wyatt | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management |
INTERMEC, INC.
Ticker: | IN | Security ID: | 458786100 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Keith L. Barnes | For | For | Management | ||||
2 | Elect Director Eric J. Draut | For | Against | Management | ||||
3 | Elect Director Gregory K. Hinckley | For | For | Management | ||||
4 | Elect Director Lydia H. Kennard | For | For | Management | ||||
5 | Elect Director Allen J. Lauer | For | For | Management | ||||
6 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
7 | Elect Director Steven B. Sample | For | For | Management | ||||
8 | Elect Director Oren G. Shaffer | For | For | Management | ||||
9 | Elect Director Larry D. Yost | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
INTERNATIONAL RECTIFIER CORPORATION
Ticker: | IRF | Security ID: | 460254105 | |||
Meeting Date: | NOV 11, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Dahl | For | For | Management | ||||
1.2 | Elect Director Dwight W. Decker | For | Withhold | Management | ||||
1.3 | Elect Director Rochus E. Vogt | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 14
KAISER ALUMINUM CORPORATION
Ticker: | KALU | Security ID: | 483007704 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Foster | For | For | Management | ||||
1.2 | Elect Director Teresa A. Hopp | For | Withhold | Management | ||||
1.3 | Elect Director William F. Murdy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
KENNAMETAL INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 25, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Harvey | For | Withhold | Management | ||||
1.2 | Elect Director Philip A. Dur | For | For | Management | ||||
1.3 | Elect Director Timothy R. McLevish | For | Withhold | Management | ||||
1.4 | Elect Director Steven H. Wunning | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KIMCO REALTY CORPORATION
Ticker: | KIM | Security ID: | 49446R109 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Milton Cooper | For | Withhold | Management | ||||
1.2 | Elect Director Philip E. Coviello | For | Withhold | Management | ||||
1.3 | Elect Director Richard G. Dooley | For | Withhold | Management | ||||
1.4 | Elect Director Joe Grills | For | Withhold | Management | ||||
1.5 | Elect Director David B. Henry | For | Withhold | Management | ||||
1.6 | Elect Director F. Patrick Hughes | For | Withhold | Management | ||||
1.7 | Elect Director Frank Lourenso | For | Withhold | Management | ||||
1.8 | Elect Director Colombe M. Nicholas | For | Withhold | Management | ||||
1.9 | Elect Director Richard Saltzman | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Other Business | For | Against | Management |
Page 15
LTX-CREDENCE CORPORATION
Ticker: | LTXC | Security ID: | 502403207 | |||
Meeting Date: | DEC 09, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen M. Jennings | For | Withhold | Management | ||||
1.2 | Elect Director Bruce R. Wright | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MAIDENFORM BRANDS, INC.
Ticker: | MFB | Security ID: | 560305104 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman Axelrod | For | For | Management | ||||
1.2 | Elect Director Harold F. Compton | For | For | Management | ||||
1.3 | Elect Director Barbara Eisenberg | For | For | Management | ||||
1.4 | Elect Director Nomi Ghez | For | For | Management | ||||
1.5 | Elect Director Maurice S. Reznik | For | For | Management | ||||
1.6 | Elect Director Karen Rose | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
MINERALS TECHNOLOGIES INC.
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Clark | For | Withhold | Management | ||||
1.2 | Elect Director Michael F. Pasquale | For | Withhold | Management | ||||
1.3 | Elect Director Marc E. Robinson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 16
NCI BUILDING SYSTEMS, INC.
Ticker: | NCS | Security ID: | 628852204 | |||
Meeting Date: | FEB 23, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 03, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James G. Berges | For | Withhold | Management | ||||
1.2 | Elect Director Lawrence J. Kremer | For | Withhold | Management | ||||
1.3 | Elect Director John J. Holland | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
OM GROUP, INC.
Ticker: | OMG | Security ID: | 670872100 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard W. Blackburn | For | Withhold | Management | ||||
1.2 | Elect Director Steven J. Demetriou | For | Withhold | Management | ||||
1.3 | Elect Director Gordon A. Ulsh | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary F. Colter | For | Withhold | Management | ||||
1.2 | Elect Director Corbin A. McNeill, Jr. | For | For | Management | ||||
1.3 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
PLEXUS CORP.
Ticker: | PLXS | Security ID: | 729132100 | |||
Meeting Date: | FEB 15, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ralf R. Boer | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director David J. Drury | For | Withhold | Management | ||||
1.4 | Elect Director Dean A. Foate | For | For | Management | ||||
1.5 | Elect Director Peter Kelly | For | For | Management | ||||
1.6 | Elect Director Phil R. Martens | For | For | Management | ||||
1.7 | Elect Director John L. Nussbaum | For | For | Management | ||||
1.8 | Elect Director Michael V. Schrock | For | For | Management | ||||
1.9 | Elect Director Mary A. Winston | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 17
POLYONE CORPORATION
Ticker: | POL | Security ID: | 73179P106 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Douglas Campbell | For | For | Management | ||||
1.2 | Elect Director Carol A. Cartwright | For | For | Management | ||||
1.3 | Elect Director Richard H. Fearon | For | Withhold | Management | ||||
1.4 | Elect Director Gregory J. Goff | For | For | Management | ||||
1.5 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.6 | Elect Director Richard A. Lorraine | For | For | Management | ||||
1.7 | Elect Director Stephen D. Newlin | For | For | Management | ||||
1.8 | Elect Director William H. Powell | For | For | Management | ||||
1.9 | Elect Director Farah M. Walters | For | For | Management | ||||
1.10 | Elect Director William A. Wulfsohn | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management |
RUSH ENTERPRISES, INC.
Ticker: | RUSHA | Security ID: | 781846209 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W. Marvin Rush | For | Withhold | Management | ||||
1.2 | Elect Director W.M. ‘Rusty’ Rush | For | Withhold | Management | ||||
1.3 | Elect Director James C. Underwood | For | Withhold | Management | ||||
1.4 | Elect Director Harold D. Marshall | For | Withhold | Management | ||||
1.5 | Elect Director Thomas A. Akin | For | Withhold | Management | ||||
1.6 | Elect Director Gerald R. Szczepanski | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
SEALED AIR CORPORATION
Ticker: | SEE | Security ID: | 81211K100 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hank Brown | For | Against | Management | ||||
2 | Elect Director Michael Chu | For | For | Management | ||||
3 | Elect Director Lawrence R. Codey | For | For | Management | ||||
4 | Elect Director Patrick Duff | For | For | Management | ||||
5 | Elect Director T. J. Dermot Dunphy | For | For | Management | ||||
6 | Elect Director William V. Hickey | For | For | Management |
Page 18
7 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||||
8 | Elect Director Kenneth P. Manning | For | For | Management | ||||
9 | Elect Director William J. Marino | For | For | Management | ||||
10 | Elect Director Richard L. Wambold | For | For | Management | ||||
11 | Elect Director Jerry R. Whitaker | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management |
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 18, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pamela L. Davies | For | Withhold | Management | ||||
1.2 | Elect Director Harris E. DeLoach, Jr. | For | For | Management | ||||
1.3 | Elect Director Edgar H. Lawton, III | For | Withhold | Management | ||||
1.4 | Elect Director John E. Linville | For | Withhold | Management | ||||
1.5 | Elect Director John R. Haley | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 17, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick D. Campbell | For | For | Management | ||||
1.2 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.3 | Elect Director Eileen S. Kraus | For | Withhold | Management | ||||
1.4 | Elect Director Robert L. Ryan | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
TELEFLEX INCORPORATED
Ticker: | TFX | Security ID: | 879369106 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sigismundus W.W. Lubsen | For | For | Management | ||||
2 | Elect Director Stuart A. Randle | For | For | Management | ||||
3 | Elect Director Harold L. Yoh, III | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 19
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James W. Bagley | For | For | Management | ||||
2 | Elect Director Michael A. Bradley | For | For | Management | ||||
3 | Elect Director Albert Carnesale | For | For | Management | ||||
4 | Elect Director Daniel W. Christman | For | For | Management | ||||
5 | Elect Director Edwin J. Gillis | For | Against | Management | ||||
6 | Elect Director Timothy E. Guertin | For | For | Management | ||||
7 | Elect Director Paul J. Tufano | For | For | Management | ||||
8 | Elect Director Roy A. Vallee | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management |
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 10, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ruth E. Bruch | For | Against | Management | ||||
2 | Elect Director Nicholas M. Donofrio | For | Against | Management | ||||
3 | Elect Director Gerald L. Hassell | For | For | Management | ||||
4 | Elect Director Edmund F. Kelly | For | Against | Management | ||||
5 | Elect Director Richard J. Kogan | For | Against | Management | ||||
6 | Elect Director Michael J. Kowalski | For | Against | Management | ||||
7 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
8 | Elect Director Mark A. Nordenberg | For | For | Management | ||||
9 | Elect Director Catherine A. Rein | For | Against | Management | ||||
10 | Elect Director William C. Richardson | For | For | Management | ||||
11 | Elect Director Samuel C. Scott, III | For | Against | Management | ||||
12 | Elect Director Wesley W. von Schack | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Require Independent Board Chairman | Against | For | Shareholder | ||||
16 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
Page 20
THE TIMKEN COMPANY
Ticker: | TKR | Security ID: | 887389104 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph W. Ralston | For | Withhold | Management | ||||
1.2 | Elect Director John P. Reilly | For | Withhold | Management | ||||
1.3 | Elect Director John M. Timken, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Jacqueline F. Woods | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THERMO FISHER SCIENTIFIC INC.
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Martin Harris | For | Against | Management | ||||
2 | Elect Director Judy C. Lewent | For | For | Management | ||||
3 | Elect Director Jim P. Manzi | For | For | Management | ||||
4 | Elect Director Lars R. Sorensen | For | Against | Management | ||||
5 | Elect Director Elaine S. Ullian | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management |
TREX COMPANY, INC.
Ticker: | TREX | Security ID: | 89531P105 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank H. Merlotti, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Patricia B. Robinson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
TRONOX, INC.
Ticker: | TROX | Security ID: | 897051306 | |||
Meeting Date: | MAY 30, 2012 | Meeting Type: | Special | |||
Record Date: | APR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
Page 21
TRUEBLUE, INC.
Ticker: | TBI | Security ID: | 89785X101 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven C. Cooper | For | For | Management | ||||
2 | Elect Director Thomas E. McChesney | For | For | Management | ||||
3 | Elect Director Gates McKibbin | For | For | Management | ||||
4 | Elect Director Jeffrey B. Sakaguchi | For | For | Management | ||||
5 | Elect Director Joseph P. Sambataro, Jr. | For | For | Management | ||||
6 | Elect Director Bonnie W. Soodik | For | For | Management | ||||
7 | Elect Director William W. Steele | For | For | Management | ||||
8 | Elect Director Craig E. Tall | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Other Business | For | Against | Management |
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | H89128104 | |||
Meeting Date: | MAR 07, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2010/2011 | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
3.1 | Elect Edward D. Breen as Director | For | Did Not Vote | Management | ||||
3.2 | Elect Michael Daniels as Director | For | Did Not Vote | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | Did Not Vote | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | Did Not Vote | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | Did Not Vote | Management | ||||
3.6 | Reelect Rajiv L. Gupta as Director | For | Did Not Vote | Management | ||||
3.7 | Reelect John Krol as Director | For | Did Not Vote | Management | ||||
3.8 | Reelect Brendan O’Neill as Director | For | Did Not Vote | Management | ||||
3.9 | Reelect Dinesh Paliwal as Director | For | Did Not Vote | Management | ||||
3.10 | Reelect William Stavropoulos as Director | For | Did Not Vote | Management | ||||
3.11 | Reelect Sandra Wijnberg as Director | For | Did Not Vote | Management | ||||
3.12 | Reelect R. David Yost as Director | For | Did Not Vote | Management | ||||
4a | Ratify Deloitte AG as Auditors | For | Did Not Vote | Management | ||||
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | For | Did Not Vote | Management | ||||
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | Did Not Vote | Management | ||||
5a | Approve Allocation of Income | For | Did Not Vote | Management | ||||
5b | Approve Consolidated Reserves | For | Did Not Vote | Management | ||||
5c | Approve Ordinary Cash Dividend | For | Did Not Vote | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
7 | Amend Articles of Association Regarding Book Entry Securities and Transfer of Registered Seat | For | Did Not Vote | Management |
Page 22
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: | USAP | Security ID: | 913837100 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christopher L. Ayers | For | Withhold | Management | ||||
1.2 | Elect Director Douglas M. Dunn | For | For | Management | ||||
1.3 | Elect Director M. David Kornblatt | For | For | Management | ||||
1.4 | Elect Director Dennis M. Oates | For | For | Management | ||||
1.5 | Elect Director Udi Toledano | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
WESCO INTERNATIONAL, INC.
Ticker: | WCC | Security ID: | 95082P105 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John J. Engel | For | For | Management | ||||
1.2 | Elect Director Steven A. Raymund | For | Withhold | Management | ||||
1.3 | Elect Director Lynn M. Utter | For | For | Management | ||||
1.4 | Elect Director William J. Vareschi, Jr. | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
XL GROUP PLC
Ticker: | XL | Security ID: | G98290102 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Ramani Ayer as Director | For | Against | Management | ||||
2 | Elect Dale R. Comey as Director | For | Against | Management | ||||
3 | Elect Robert R. Glauber as Director | For | For | Management | ||||
4 | Elect Suzanne B. Labarge as Director | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 23
============================= The Tocqueville Fund =============================
ADOBE SYSTEMS INCORPORATED
Ticker: | ADBE | Security ID: | 00724F101 | |||
Meeting Date: | APR 12, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward W. Barnholt | For | Against | Management | ||||
2 | Elect Director Michael R. Cannon | For | For | Management | ||||
3 | Elect Director James E. Daley | For | Against | Management | ||||
4 | Elect Director Charles M. Geschke | For | Against | Management | ||||
5 | Elect Director Shantanu Narayen | For | Against | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | Against | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 07, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel P. Amos | For | Against | Management | ||||
2 | Elect Director John Shelby Amos, II | For | Against | Management | ||||
3 | Elect Director Paul S. Amos, II | For | Against | Management | ||||
4 | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
5 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
6 | Elect Director Douglas W. Johnson | For | Against | Management | ||||
7 | Elect Director Robert B. Johnson | For | For | Management | ||||
8 | Elect Director Charles B. Knapp | For | For | Management | ||||
9 | Elect Director E. Stephen Purdom | For | For | Management | ||||
10 | Elect Director Barbara K. Rimer | For | Against | Management | ||||
11 | Elect Director Marvin R. Schuster | For | Against | Management | ||||
12 | Elect Director Melvin T. Stith | For | For | Management | ||||
13 | Elect Director David Gary Thompson | For | Against | Management | ||||
14 | Elect Director Takuro Yoshida | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | Against | Management | ||||
17 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Ratify Auditors | For | Against | Management |
AKAMAI TECHNOLOGIES, INC.
Ticker: | AKAM | Security ID: | 00971T101 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director George H. Conrades | For | Against | Management | ||||
2 | Elect Director Martin M. Coyne, II | For | Against | Management | ||||
3 | Elect Director Jill A. Greenthal | For | Against | Management | ||||
4 | Elect Director Geoffrey A. Moore | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Ratify Auditors | For | Against | Management |
Page 24
ALKERMES PLC.
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | DEC 08, 2011 | Meeting Type: | Special | |||
Record Date: | NOV 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Omnibus Stock Plan | For | Against | Management |
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 | |||
Meeting Date: | MAR 06, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Aart J. de Geus | For | For | Management | ||||
2 | Elect Director Stephen R. Forrest | For | For | Management | ||||
3 | Elect Director Thomas J. Iannotti | For | For | Management | ||||
4 | Elect Director Susan M. James | For | For | Management | ||||
5 | Elect Director Alexander A. Karsner | For | For | Management | ||||
6 | Elect Director Gerhard H. Parker | For | For | Management | ||||
7 | Elect Director Dennis D. Powell | For | For | Management | ||||
8 | Elect Director Willem P. Roelandts | For | For | Management | ||||
9 | Elect Director James E. Rogers | For | For | Management | ||||
10 | Elect Director Michael R. Splinter | For | For | Management | ||||
11 | Elect Director Robert H. Swan | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | Against | Management | ||||
13 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 | |||
Meeting Date: | NOV 08, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||
1.4 | Elect Director Richard T. Clark | For | Withhold | Management | ||||
1.5 | Elect Director Eric C. Fast | For | Withhold | Management | ||||
1.6 | Elect Director Linda R. Gooden | For | For | Management | ||||
1.7 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.8 | Elect Director John P. Jones | For | For | Management | ||||
1.9 | Elect Director Enrique T. Salem | For | For | Management | ||||
1.10 | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 25
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Martin S. Craighead | For | Withhold | Management | ||||
1.4 | Elect Director Chad C. Deaton | For | Withhold | Management | ||||
1.5 | Elect Director Anthony G. Fernandes | For | Withhold | Management | ||||
1.6 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.7 | Elect Director Pierre H. Jungels | For | For | Management | ||||
1.8 | Elect Director James A. Lash | For | Withhold | Management | ||||
1.9 | Elect Director J. Larry Nichols | For | Withhold | Management | ||||
1.10 | Elect Director H. John Riley, Jr. | For | Withhold | Management | ||||
1.11 | Elect Director J. W. Stewart | For | Withhold | Management | ||||
1.12 | Elect Director Charles L. Watson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BANCO SANTANDER S.A.
Ticker: | SAN | Security ID: | 05964H105 | |||
Meeting Date: | MAR 29, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | For | For | Management | ||||
1.B | Approve Discharge of Directors for FY 2011 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | For | For | Management | ||||
3.A | Elect Esther Gimenez-Salinas Colomer as Director | For | For | Management | ||||
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | For | Against | Management | ||||
3.C | Reelect Juan Rodriguez Inciarte as Director | For | Against | Management | ||||
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | For | Against | Management | ||||
3.E | Reelect Matias Rodriguez Inciarte as Director | For | Against | Management | ||||
3.F | Reelect Manuel Soto Serrano as Director | For | Against | Management | ||||
4 | Renew Appointment of Deloitte as Auditor | For | For | Management | ||||
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | For | For | Management | ||||
5.B | Amend Article 69 | For | For | Management | ||||
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | For | For | Management |
Page 26
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | For | For | Management | ||||
7 | Authorize Capital Increase of EUR 500 Million | For | For | Management | ||||
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | For | Management | ||||
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | For | For | Management | ||||
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | For | For | Management | ||||
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | For | For | Management | ||||
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | For | For | Management | ||||
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | For | For | Management | ||||
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | For | For | Management | ||||
12 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
13 | Advisory Vote on Remuneration Report | For | For | Management |
BHP BILLITON LIMITED
Ticker: | BHP | Security ID: | 088606108 | |||
Meeting Date: | NOV 17, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management |
Page 27
3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | Management | ||||
15 | Approve the Authority to Issue Shares in BHP Biliton Plc | For | For | Management | ||||
16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | For | For | Management | ||||
17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | For | For | Management | ||||
18 | Approve the Remuneration Report | For | For | Management | ||||
19 | Approve the Termination Benefits for Group Management Committee Members | For | For | Management | ||||
20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | For | For | Management |
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | Against | Management | ||||
2.1 | Elect Director Ian Bruce | For | Withhold | Management | ||||
2.2 | Elect Director Daniel Camus | For | Withhold | Management | ||||
2.3 | Elect Director John Clappison | For | For | Management |
Page 28
2.4 | Elect Director Joe Colvin | For | For | Management | ||||
2.5 | Elect Director James Curtiss | For | For | Management | ||||
2.6 | Elect Director Donald Deranger | For | Withhold | Management | ||||
2.7 | Elect Director Tim Gitzel | For | For | Management | ||||
2.8 | Elect Director James Gowans | For | For | Management | ||||
2.9 | Elect Director Nancy Hopkins | For | For | Management | ||||
2.10 | Elect Director Oyvind Hushovd | For | Withhold | Management | ||||
2.11 | Elect Director Anne McLellan | For | Withhold | Management | ||||
2.12 | Elect Director Neil McMillan | For | For | Management | ||||
2.13 | Elect Director Victor Zaleschuk | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
CAMPBELL SOUP COMPANY
Ticker: | CPB | Security ID: | 134429109 | |||
Meeting Date: | NOV 17, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edmund M. Carpenter | For | For | Management | ||||
1.2 | Elect Director Paul R. Charron | For | For | Management | ||||
1.3 | Elect Director Bennett Dorrance | For | For | Management | ||||
1.4 | Elect Director Lawrence C. Karlson | For | For | Management | ||||
1.5 | Elect Director Randall W. Larrimore | For | For | Management | ||||
1.6 | Elect Director Mary Alice D. Malone | For | For | Management | ||||
1.7 | Elect Director Sara Mathew | For | Withhold | Management | ||||
1.8 | Elect Director Denise M. Morrison | For | For | Management | ||||
1.9 | Elect Director William D. Perez | For | For | Management | ||||
1.10 | Elect Director Charles R. Perrin | For | For | Management | ||||
1.11 | Elect Director A. Barry Rand | For | Withhold | Management | ||||
1.12 | Elect Director Nick Shreiber | For | For | Management | ||||
1.13 | Elect Director Tracey T. Travis | For | Withhold | Management | ||||
1.14 | Elect Director Archbold D. van Beuren | For | For | Management | ||||
1.15 | Elect Director Les C. Vinney | For | Withhold | Management | ||||
1.16 | Elect Director Charlotte C. Weber | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CANON INC.
Ticker: | 7751 | Security ID: | 138006309 | |||
Meeting Date: | MAR 29, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Management | ||||
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | For | For | Management | ||||
3.1 | Elect Director Mitarai, Fujio | For | For | Management | ||||
3.2 | Elect Director Tanaka, Toshizo | For | For | Management |
Page 29
3.3 | Elect Director Ikoma, Toshiaki | For | For | Management | ||||
3.4 | Elect Director Watanabe, Kunio | For | For | Management | ||||
3.5 | Elect Director Adachi, Yoroku | For | For | Management | ||||
3.6 | Elect Director Mitsuhashi, Yasuo | For | For | Management | ||||
3.7 | Elect Director Matsumoto, Shigeyuki | For | For | Management | ||||
3.8 | Elect Director Homma, Toshio | For | For | Management | ||||
3.9 | Elect Director Nakaoka, Masaki | For | For | Management | ||||
3.10 | Elect Director Honda, Haruhisa | For | For | Management | ||||
3.11 | Elect Director Ozawa, Hideki | For | For | Management | ||||
3.12 | Elect Director Maeda, Masaya | For | For | Management | ||||
3.13 | Elect Director Tani, Yasuhiro | For | For | Management | ||||
3.14 | Elect Director Araki, Makoto | For | For | Management | ||||
3.15 | Elect Director Suematsu, Hiroyuki | For | For | Management | ||||
3.16 | Elect Director Uzawa, Shigeyuki | For | For | Management | ||||
3.17 | Elect Director Nagasawa, Kenichi | For | For | Management | ||||
3.18 | Elect Director Otsuka, Naoji | For | For | Management | ||||
4 | Appoint Statutory Auditor Uramoto, Kengo | For | For | Management | ||||
5 | Approve Retirement Bonus Payment for Directors | For | Against | Management | ||||
6 | Approve Annual Bonus Payment to Directors | For | For | Management |
CBRE GROUP, INC.
Ticker: | CBG | Security ID: | 12504L109 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Blum | For | For | Management | ||||
1.2 | Elect Director Curtis F. Feeny | For | Withhold | Management | ||||
1.3 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.4 | Elect Director Michael Kantor | For | For | Management | ||||
1.5 | Elect Director Frederic V. Malek | For | For | Management | ||||
1.6 | Elect Director Jane J. Su | For | For | Management | ||||
1.7 | Elect Director Laura D. Tyson | For | For | Management | ||||
1.8 | Elect Director Brett White | For | For | Management | ||||
1.9 | Elect Director Gary L. Wilson | For | For | Management | ||||
1.10 | Elect Director Ray Wirta | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 08, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard K. Davidson | For | Withhold | Management | ||||
1.2 | Elect Director V. Burns Hargis | For | Withhold | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
Page 30
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | Against | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Reincorporate in Another State [from Oklahoma to Delaware] | Against | Against | Shareholder | ||||
8 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
9 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
10 | Adopt Proxy Access Right | Against | For | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | DEC 07, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||||
10 | Elect Director Arun Sarin | For | For | Management | ||||
11 | Elect Director Steven M. West | For | Against | Management | ||||
12 | Elect Director Jerry Yang | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | Against | Management | ||||
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
18 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
19 | Stock Retention/Holding Period | Against | Against | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
4 | Elect Director Andres R. Gluski | For | For | Management | ||||
5 | Elect Director Susan M. Green | For | For | Management | ||||
6 | Elect Director Janice K. Henry | For | For | Management | ||||
7 | Elect Director James F. Kirsch | For | For | Management | ||||
8 | Elect Director Francis R. McAllister | For | For | Management | ||||
9 | Elect Director Richard K. Riederer | For | Against | Management | ||||
10 | Elect Director Richard A. Ross | For | For | Management |
Page 31
11 | Permit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management |
COLGATE-PALMOLIVE COMPANY
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: | MAY 11, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Nikesh Arora | For | Against | Management | ||||
2 | Elect Director John T. Cahill | For | Against | Management | ||||
3 | Elect Director Ian Cook | For | For | Management | ||||
4 | Elect Director Helene D. Gayle | For | For | Management | ||||
5 | Elect Director Ellen M. Hancock | For | For | Management | ||||
6 | Elect Director Joseph Jimenez | For | For | Management | ||||
7 | Elect Director Richard J. Kogan | For | For | Management | ||||
8 | Elect Director Delano E. Lewis | For | For | Management | ||||
9 | Elect Director J. Pedro Reinhard | For | For | Management | ||||
10 | Elect Director Stephen I. Sadove | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Require Independent Board Chairman | Against | Against | Shareholder |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lamberto Andreotti | For | Against | Management | ||||
2 | Elect Director Richard H. Brown | For | Against | Management | ||||
3 | Elect Director Robert A. Brown | For | For | Management | ||||
4 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
5 | Elect Director Curtis J. Crawford | For | For | Management | ||||
6 | Elect Director Alexander M. Cutler | For | For | Management | ||||
7 | Elect Director Eleuthere I. Du Pont | For | For | Management | ||||
8 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
9 | Elect Director Lois D. Juliber | For | For | Management | ||||
10 | Elect Director Ellen J. Kullman | For | For | Management | ||||
11 | Elect Director Lee M. Thomas | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Require Independent Board Chairman | Against | For | Shareholder | ||||
15 | Report on Pay Disparity | Against | Against | Shareholder |
Page 32
EXXON MOBIL CORPORATION
Ticker: | XOM | Security ID: | 30231G102 | |||
Meeting Date: | MAY 30, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M.J. Boskin | For | For | Management | ||||
1.2 | Elect Director P. Brabeck-Letmathe | For | Withhold | Management | ||||
1.3 | Elect Director L.R. Faulkner | For | For | Management | ||||
1.4 | Elect Director J.S. Fishman | For | Withhold | Management | ||||
1.5 | Elect Director H.H. Fore | For | For | Management | ||||
1.6 | Elect Director K.C. Frazier | For | For | Management | ||||
1.7 | Elect Director W.W. George | For | Withhold | Management | ||||
1.8 | Elect Director S.J. Palmisano | For | Withhold | Management | ||||
1.9 | Elect Director S.S. Reinemund | For | For | Management | ||||
1.10 | Elect Director R.W. Tillerson | For | For | Management | ||||
1.11 | Elect Director E.E. Whitacre, Jr. | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||
8 | Report on Hydraulic Fracturing Risks to Company | Against | For | Shareholder | ||||
9 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder |
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: | FNF | Security ID: | 31620R105 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank P. Willey | For | For | Management | ||||
1.2 | Elect Director Willie D. Davis | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
FORD MOTOR COMPANY
Ticker: | F | Security ID: | 345370860 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen G. Butler | For | Against | Management | ||||
2 | Elect Director Kimberly A. Casiano | For | Against | Management | ||||
3 | Elect Director Anthony F. Earley, Jr. | For | For | Management | ||||
4 | Elect Director Edsel B. Ford II | For | For | Management |
Page 33
5 | Elect Director William Clay Ford, Jr. | For | For | Management | ||||
6 | Elect Director Richard A. Gephardt | For | Against | Management | ||||
7 | Elect Director James H. Hance, Jr. | For | For | Management | ||||
8 | Elect Director William W. Helman IV | For | For | Management | ||||
9 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | ||||
10 | Elect Director Jon M. Huntsman, Jr. | For | For | Management | ||||
11 | Elect Director Richard A. Manoogian | For | Against | Management | ||||
12 | Elect Director Ellen R. Marram | For | For | Management | ||||
13 | Elect Director Alan Mulally | For | For | Management | ||||
14 | Elect Director Homer A. Neal | For | For | Management | ||||
15 | Elect Director Gerald L. Shaheen | For | Against | Management | ||||
16 | Elect Director John L. Thornton | For | For | Management | ||||
17 | Ratify Auditors | For | Against | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Against | For | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder |
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 18, 2011 | Meeting Type: | Proxy Contest | |||
Record Date: | JUN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proposals (White Card) | None | |||||||
1.1 | Elect Director Howard Solomon | For | Did Not Vote | Management | ||||
1.2 | Elect Director Nesli Basgoz | For | Did Not Vote | Management | ||||
1.3 | Elect Director Christopher J. Coughlin | For | Did Not Vote | Management | ||||
1.4 | Elect Director Dan L. Goldwasser | For | Did Not Vote | Management | ||||
1.5 | Elect Director Kenneth E. Goodman | For | Did Not Vote | Management | ||||
1.6 | Elect Director Gerald M. Lieberman | For | Did Not Vote | Management | ||||
1.7 | Elect Director Lawrence S. Olanoff | For | Did Not Vote | Management | ||||
1.8 | Elect Director Lester B. Salans | For | Did Not Vote | Management | ||||
1.9 | Elect Director Brenton L. Saunders | For | Did Not Vote | Management | ||||
1.10 | Elect Director Peter J. Zimetbaum | For | Did Not Vote | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management | ||||
4 | Ratify Auditors | For | Did Not Vote | Management | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Gold Card) | None | |||||||
1.1 | Elect Director Alexander J. Denner | For | For | Shareholder | ||||
1.2 | Elect Director Richard Mulligan | For | For | Shareholder | ||||
1.3 | Elect Director Lucian A. Bebchuk | For | For | Shareholder | ||||
1.4 | Elect Director Eric J. Ende | For | For | Shareholder | ||||
1.5 | Management Nominee - Nesli Basgoz | For | For | Shareholder | ||||
1.6 | Management Nominee - Christopher J. Coughlin | For | For | Shareholder | ||||
1.7 | Management Nominee - Gerald M. Lieberman | For | For | Shareholder | ||||
1.8 | Management Nominee - Lawrence S. Olanoff | For | For | Shareholder | ||||
1.9 | Management Nominee - Brenton L. Saunders | For | For | Shareholder | ||||
1.10 | Management Nominee - Peter J. Zimetbaum | For | For | Shareholder | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 34
GENERAL ELECTRIC COMPANY
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
3 | Elect Director Ann M. Fudge | For | For | Management | ||||
4 | Elect Director Susan Hockfield | For | For | Management | ||||
5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
6 | Elect Director Andrea Jung | For | For | Management | ||||
7 | Elect Director Alan G. Lafley | For | For | Management | ||||
8 | Elect Director Robert W. Lane | For | For | Management | ||||
9 | Elect Director Ralph S. Larsen | For | For | Management | ||||
10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
11 | Elect Director James J. Mulva | For | For | Management | ||||
12 | Elect Director Sam Nunn | For | For | Management | ||||
13 | Elect Director Roger S. Penske | For | For | Management | ||||
14 | Elect Director Robert J. Swieringa | For | For | Management | ||||
15 | Elect Director James S. Tisch | For | For | Management | ||||
16 | Elect Director Douglas A. Warner, III | For | Against | Management | ||||
17 | Ratify Auditors | For | Against | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Amend Omnibus Stock Plan | For | Against | Management | ||||
20 | Approve Material Terms of Senior Officer Performance Goals | For | For | Management | ||||
21 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
22 | Phase Out Nuclear Activities | Against | Against | Shareholder | ||||
23 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
24 | Provide Right to Act by Written Consent | Against | For | Shareholder |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 21, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | Did Not Vote | Management | ||||
1.2 | Elect Director Sergey Brin | For | Did Not Vote | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | Did Not Vote | Management | ||||
1.4 | Elect Director L. John Doerr | For | Did Not Vote | Management | ||||
1.5 | Elect Director Diane B. Greene | For | Did Not Vote | Management | ||||
1.6 | Elect Director John L. Hennessy | For | Did Not Vote | Management | ||||
1.7 | Elect Director Ann Mather | For | Did Not Vote | Management | ||||
1.8 | Elect Director Paul S. Otellini | For | Did Not Vote | Management | ||||
1.9 | Elect Director K. Ram Shriram | For | Did Not Vote | Management | ||||
1.10 | Elect Director Shirley M. Tilghman | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Authorize a New Class of Common Stock | For | Did Not Vote | Management |
Page 35
4 | Increase Authorized Common Stock | For | Did Not Vote | Management | ||||
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | For | Did Not Vote | Management | ||||
6 | Approve Omnibus Stock Plan | For | Did Not Vote | Management | ||||
7 | Approve Omnibus Stock Plan | For | Did Not Vote | Management | ||||
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Did Not Vote | Shareholder | ||||
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Against | Did Not Vote | Shareholder | ||||
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Against | Did Not Vote | Shareholder |
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel J. Brutto | For | For | Management | ||||
2 | Elect Director Susan Crown | For | For | Management | ||||
3 | Elect Director Don H. Davis, Jr. | For | For | Management | ||||
4 | Elect Director James W. Griffith | For | For | Management | ||||
5 | Elect Director Robert C. McCormack | For | For | Management | ||||
6 | Elect Director Robert S. Morrison | For | For | Management | ||||
7 | Elect Director James A. Skinner | For | For | Management | ||||
8 | Elect Director David B. Smith, Jr. | For | For | Management | ||||
9 | Elect Director David B. Speer | For | For | Management | ||||
10 | Elect Director Pamela B. Strobel | For | Against | Management | ||||
11 | Elect Director Kevin M. Warren | For | For | Management | ||||
12 | Elect Director Anre D. Williams | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | Against | Management | ||||
2 | Elect Director Andy D. Bryant | For | Against | Management | ||||
3 | Elect Director Susan L. Decker | For | Against | Management | ||||
4 | Elect Director John J. Donahoe | For | Against | Management | ||||
5 | Elect Director Reed E. Hundt | For | For | Management | ||||
6 | Elect Director Paul S. Otellini | For | Against | Management | ||||
7 | Elect Director James D. Plummer | For | For | Management | ||||
8 | Elect Director David S. Pottruck | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | Against | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against | Shareholder |
Page 36
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
2 | Elect Director James G. Cullen | For | Against | Management | ||||
3 | Elect Director Ian E.l. Davis | For | For | Management | ||||
4 | Elect Director Alex Gorsky | For | For | Management | ||||
5 | Elect Director Michael M.e. Johns | For | Against | Management | ||||
6 | Elect Director Susan L. Lindquist | For | For | Management | ||||
7 | Elect Director Anne M. Mulcahy | For | Against | Management | ||||
8 | Elect Director Leo F. Mullin | For | For | Management | ||||
9 | Elect Director William D. Perez | For | Against | Management | ||||
10 | Elect Director Charles Prince | For | Against | Management | ||||
11 | Elect Director David Satcher | For | For | Management | ||||
12 | Elect Director William C. Weldon | For | For | Management | ||||
13 | Elect Director Ronald A. Williams | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
15 | Approve Omnibus Stock Plan | For | Against | Management | ||||
16 | Ratify Auditors | For | Against | Management | ||||
17 | Require Independent Board Chairman | Against | For | Shareholder | ||||
18 | Require Shareholder Vote to Approve Political Contributions | Against | Against | Shareholder | ||||
19 | Adopt Animal-Free Training Methods | Against | Against | Shareholder |
LOWE’S COMPANIES, INC.
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raul Alvarez | For | Withhold | Management | ||||
1.2 | Elect Director David W. Bernauer | For | For | Management | ||||
1.3 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.4 | Elect Director Peter C. Browning | For | For | Management | ||||
1.5 | Elect Director Richard W. Dreiling | For | Withhold | Management | ||||
1.6 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.7 | Elect Director Robert L. Johnson | For | Withhold | Management | ||||
1.8 | Elect Director Marshall O. Larsen | For | For | Management | ||||
1.9 | Elect Director Richard K. Lochridge | For | For | Management | ||||
1.10 | Elect Director Robert A. Niblock | For | For | Management | ||||
1.11 | Elect Director Eric C. Wiseman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Report on Political Contributions | Against | For | Shareholder | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | Against | Shareholder |
Page 37
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ajay Banga | For | For | Management | ||||
2 | Elect Director David R. Carlucci | For | For | Management | ||||
3 | Elect Director Steven J. Freiberg | For | For | Management | ||||
4 | Elect Director Richard Haythornthwaite | For | For | Management | ||||
5 | Elect Director Marc Olivie | For | For | Management | ||||
6 | Elect Director Rima Qureshi | For | Against | Management | ||||
7 | Elect Director Mark Schwartz | For | Against | Management | ||||
8 | Elect Director Jackson P. Tai | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
11 | Amend Omnibus Stock Plan | For | Against | Management | ||||
12 | Ratify Auditors | For | Against | Management |
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 58933Y105 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leslie A. Brun | For | Against | Management | ||||
2 | Elect Director Thomas R. Cech | For | For | Management | ||||
3 | Elect Director Kenneth C. Frazier | For | For | Management | ||||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||||
5 | Elect Director William B. Harrison Jr. | For | For | Management | ||||
6 | Elect Director C. Robert Kidder | For | For | Management | ||||
7 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
8 | Elect Director Carlos E. Represas | For | For | Management | ||||
9 | Elect Director Patricia F. Russo | For | For | Management | ||||
10 | Elect Director Craig B. Thompson | For | For | Management | ||||
11 | Elect Director Wendell P. Weeks | For | For | Management | ||||
12 | Elect Director Peter C. Wendell | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
16 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
17 | Report on Charitable and Political Contributions | Against | Against | Shareholder |
Page 38
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 15, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates, III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | Against | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: | 8306 | Security ID: | 606822104 | |||
Meeting Date: | JUN 28, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 for Ordinary Shares | For | For | Management | ||||
2.1 | Elect Director Okihara, Takamune | For | For | Management | ||||
2.2 | Elect Director Okauchi, Kinya | For | For | Management | ||||
2.3 | Elect Director Nagayasu, Katsunori | For | For | Management | ||||
2.4 | Elect Director Tanaka, Masaaki | For | For | Management | ||||
2.5 | Elect Director Yuuki, Taihei | For | For | Management | ||||
2.6 | Elect Director Hamakawa, Ichiro | For | For | Management | ||||
2.7 | Elect Director Kagawa, Akihiko | For | For | Management | ||||
2.8 | Elect Director Toyoizumi, Toshiro | For | For | Management | ||||
2.9 | Elect Director Hirano, Nobuyuki | For | For | Management | ||||
2.10 | Elect Director Teraoka, Shunsuke | For | For | Management | ||||
2.11 | Elect Director Wakabayashi, Tatsuo | For | For | Management | ||||
2.12 | Elect Director Araki, Saburo | For | For | Management | ||||
2.13 | Elect Director Noguchi, Hiroyuki | For | For | Management | ||||
2.14 | Elect Director Tokunari, Muneaki | For | For | Management | ||||
2.15 | Elect Director Araki, Ryuuji | For | For | Management | ||||
2.16 | Elect Director Watanabe, Kazuhiro | For | For | Management | ||||
2.17 | Elect Director Otoshi, Takuma | For | For | Management |
Page 39
MURPHY OIL CORPORATION
Ticker: | MUR | Security ID: | 626717102 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frank W. Blue | For | Against | Management | ||||
2 | Elect Director Steven A. Cosse | For | Against | Management | ||||
3 | Elect Director Claiborne P. Deming | For | Against | Management | ||||
4 | Elect Director Robert A. Hermes | For | Against | Management | ||||
5 | Elect Director James V. Kelley | For | For | Management | ||||
6 | Elect Director Walentin Mirosh | For | Against | Management | ||||
7 | Elect Director R. Madison Murphy | For | Against | Management | ||||
8 | Elect Director Neal E. Schmale | For | For | Management | ||||
9 | Elect Director David J.H. Smith | For | Against | Management | ||||
10 | Elect Director Caroline G. Theus | For | For | Management | ||||
11 | Elect Director David M. Wood | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management |
MYRIAD GENETICS, INC.
Ticker: | MYGN | Security ID: | 62855J104 | |||
Meeting Date: | DEC 02, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Walter Gilbert | For | Withhold | Management | ||||
1.2 | Elect Director Dennis H. Langer | For | Withhold | Management | ||||
1.3 | Elect Director Lawrence C. Best | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce R. Brook | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management | ||||
1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Jane Nelson | For | For | Management | ||||
1.8 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.9 | Elect Director John B. Prescott | For | For | Management | ||||
1.10 | Elect Director Donald C. Roth | For | For | Management | ||||
1.11 | Elect Director Simon R. Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
Page 40
NEXTERA ENERGY, INC.
Ticker: | NEE | Security ID: | 65339F101 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sherry S. Barrat | For | For | Management | ||||
2 | Elect Director Robert M. Beall, Ii | For | Against | Management | ||||
3 | Elect Director James L. Camaren | For | For | Management | ||||
4 | Elect Director Kenneth B. Dunn | For | Against | Management | ||||
5 | Elect Director J. Brian Ferguson | For | Against | Management | ||||
6 | Elect Director Lewis Hay, Iii | For | For | Management | ||||
7 | Elect Director Toni Jennings | For | Against | Management | ||||
8 | Elect Director Oliver D. Kingsley, Jr. | For | For | Management | ||||
9 | Elect Director Rudy E. Schupp | For | Against | Management | ||||
10 | Elect Director William H. Swanson | For | For | Management | ||||
11 | Elect Director Michael H. Thaman | For | Against | Management | ||||
12 | Elect Director Hansel E. Tookes, Ii | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary F. Colter | For | Withhold | Management | ||||
1.2 | Elect Director Corbin A. McNeill, Jr. | For | For | Management | ||||
1.3 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Elect Director M. Anthony Burns | For | For | Management | ||||
3 | Elect Director W. Don Cornwell | For | Against | Management | ||||
4 | Elect Director Frances D. Fergusson | For | For | Management | ||||
5 | Elect Director William H. Gray, III | For | For | Management | ||||
6 | Elect Director Helen H. Hobbs | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management |
Page 41
8 | Elect Director James M. Kilts | For | For | Management | ||||
9 | Elect Director George A. Lorch | For | For | Management | ||||
10 | Elect Director John P. Mascotte | For | For | Management | ||||
11 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
12 | Elect Director Ian C. Read | For | For | Management | ||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
14 | Elect Director Marc Tessier-Lavigne | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Publish Political Contributions | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder | ||||
20 | Non-Employee Director Compensation | Against | Against | Shareholder |
PLEXUS CORP.
Ticker: | PLXS | Security ID: | 729132100 | |||
Meeting Date: | FEB 15, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ralf R. Boer | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director David J. Drury | For | Withhold | Management | ||||
1.4 | Elect Director Dean A. Foate | For | For | Management | ||||
1.5 | Elect Director Peter Kelly | For | For | Management | ||||
1.6 | Elect Director Phil R. Martens | For | For | Management | ||||
1.7 | Elect Director John L. Nussbaum | For | For | Management | ||||
1.8 | Elect Director Michael V. Schrock | For | For | Management | ||||
1.9 | Elect Director Mary A. Winston | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 11, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter L.S. Currie | For | Against | Management | ||||
1.2 | Elect Director Tony Isaac | For | For | Management | ||||
1.3 | Elect Director K. Vaman Kamath | For | For | Management | ||||
1.4 | Elect Director Paal Kibsgaard | For | For | Management | ||||
1.5 | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1.6 | Elect Director Adrian Lajous | For | For | Management | ||||
1.7 | Elect Director Michael E. Marks | For | For | Management | ||||
1.8 | Elect Director Elizabeth Moler | For | For | Management | ||||
1.9 | Elect Director Lubna S. Olayan | For | For | Management | ||||
1.10 | Elect Director Leo Rafael Reif | For | For | Management | ||||
1.11 | Elect Director Tore I. Sandvold | For | For | Management | ||||
1.12 | Elect Director Henri Seydoux | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Against | Management | ||||
5 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management |
Page 42
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 18, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pamela L. Davies | For | Withhold | Management | ||||
1.2 | Elect Director Harris E. DeLoach, Jr. | For | For | Management | ||||
1.3 | Elect Director Edgar H. Lawton, III | For | Withhold | Management | ||||
1.4 | Elect Director John E. Linville | For | Withhold | Management | ||||
1.5 | Elect Director John R. Haley | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John W. Brown | For | For | Management | ||||
2 | Elect Director Daniel J. Starks | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management |
STEELCASE INC.
Ticker: | SCS | Security ID: | 858155203 | |||
Meeting Date: | JUL 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter M. Wege II | For | Withhold | Management | ||||
1.2 | Elect Director Kate Pew Wolters | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement for Amendments to Article VII | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 43
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | OCT 25, 2011 | Meeting Type: | Annual | |||
Record Date: | AUG 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director Frank E. Dangeard | For | For | Management | ||||
4 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
5 | Elect Director David L. Mahoney | For | For | Management | ||||
6 | Elect Director Robert S. Miller | For | For | Management | ||||
7 | Elect Director Enrique Salem | For | For | Management | ||||
8 | Elect Director Daniel H. Schulman | For | For | Management | ||||
9 | Elect Director V. Paul Unruh | For | Against | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder |
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 10, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ruth E. Bruch | For | Against | Management | ||||
2 | Elect Director Nicholas M. Donofrio | For | Against | Management | ||||
3 | Elect Director Gerald L. Hassell | For | For | Management | ||||
4 | Elect Director Edmund F. Kelly | For | Against | Management | ||||
5 | Elect Director Richard J. Kogan | For | Against | Management | ||||
6 | Elect Director Michael J. Kowalski | For | Against | Management | ||||
7 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
8 | Elect Director Mark A. Nordenberg | For | For | Management | ||||
9 | Elect Director Catherine A. Rein | For | Against | Management | ||||
10 | Elect Director William C. Richardson | For | For | Management | ||||
11 | Elect Director Samuel C. Scott, III | For | Against | Management | ||||
12 | Elect Director Wesley W. von Schack | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Require Independent Board Chairman | Against | For | Shareholder | ||||
16 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
Page 44
THE BOEING COMPANY
Ticker: | BA | Security ID: | 097023105 | |||
Meeting Date: | APR 30, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David L. Calhoun | For | For | Management | ||||
2 | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||
3 | Elect Director Linda Z. Cook | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Edmund P. Giambastiani, Jr. | For | For | Management | ||||
6 | Elect Director Lawrence W. Kellner | For | For | Management | ||||
7 | Elect Director Edward M. Liddy | For | For | Management | ||||
8 | Elect Director W. James McNerney, Jr. | For | For | Management | ||||
9 | Elect Director Susan C. Schwab | For | For | Management | ||||
10 | Elect Director Ronald A. Williams | For | For | Management | ||||
11 | Elect Director Mike S. Zafirovski | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Report on Political Contributions | Against | Against | Shareholder | ||||
15 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
16 | Adopt Retention Ratio for Executives/Directors | Against | Against | Shareholder | ||||
17 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||
3 | Elect Director Howard G. Buffett | For | For | Management | ||||
4 | Elect Director Richard M. Daley | For | For | Management | ||||
5 | Elect Director Barry Diller | For | For | Management | ||||
6 | Elect Director Evan G. Greenberg | For | For | Management | ||||
7 | Elect Director Alexis M. Herman | For | For | Management | ||||
8 | Elect Director Muhtar Kent | For | For | Management | ||||
9 | Elect Director Donald R. Keough | For | For | Management | ||||
10 | Elect Director Robert A. Kotick | For | For | Management | ||||
11 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
12 | Elect Director Donald F. McHenry | For | For | Management | ||||
13 | Elect Director Sam Nunn | For | For | Management | ||||
14 | Elect Director James D. Robinson, III | For | For | Management | ||||
15 | Elect Director Peter V. Ueberroth | For | Against | Management | ||||
16 | Elect Director Jacob Wallenberg | For | Against | Management | ||||
17 | Elect Director James B. Williams | For | For | Management | ||||
18 | Ratify Auditors | For | Against | Management | ||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 45
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | Against | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||
3 | Elect Director Ari Bousbib | For | For | Management | ||||
4 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
5 | Elect Director J. Frank Brown | For | Against | Management | ||||
6 | Elect Director Albert P. Carey | For | Against | Management | ||||
7 | Elect Director Armando Codina | For | For | Management | ||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||
10 | Elect Director Ronald L. Sargent | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against | Shareholder | ||||
15 | Prepare Employment Diversity Report | Against | For | Shareholder | ||||
16 | Amend Right to Act by Written Consent | Against | For | Shareholder | ||||
17 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
19 | Adopt Storm Water Run-off Management Policy | Against | Against | Shareholder |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | SEP 16, 2011 | Meeting Type: | Special | |||
Record Date: | AUG 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Board to Repurchase Outstanding 6 Percent and 7 Percent Cumulative Preference Shares | For | Did Not Vote | Management |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Report of Management Board | None | None | Management | ||||
2 | Approve Financial Statements and Allocation of Income | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Management Board | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management | ||||
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | For | Did Not Vote | Management |
Page 46
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | For | Did Not Vote | Management | ||||
7 | Reelect L.O. Fresco to Board of Directors | For | Did Not Vote | Management | ||||
8 | Reelect A.M. Fudge to Board of Directors | For | Did Not Vote | Management | ||||
9 | Reelect C.E. Golden to Board of Directors | For | Did Not Vote | Management | ||||
10 | Reelect B.E. Grote to Board of Directors | For | Did Not Vote | Management | ||||
11 | Reelect S.B. Mittal to Board of Directors | For | Did Not Vote | Management | ||||
12 | Reelect H. Nyasulu to Board of Directors | For | Did Not Vote | Management | ||||
13 | Reelect M. Rifkind to Board of Directors | For | Did Not Vote | Management | ||||
14 | Reelect K.J. Storm to Board of Directors | For | Did Not Vote | Management | ||||
15 | Reelect M. Treschow to Board of Directors | For | Did Not Vote | Management | ||||
16 | Reelect P.S. Walsh to Board of Directors | For | Did Not Vote | Management | ||||
17 | Amend Articles of Association | For | Did Not Vote | Management | ||||
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
19 | Approve Authorization to Cancel Ordinary Shares | For | Did Not Vote | Management | ||||
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
21 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
22 | Allow Questions and Close Meeting | None | None | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director Melanie L. Healey | For | For | Management | ||||
3 | Elect Director M. Frances Keeth | For | For | Management | ||||
4 | Elect Director Robert W. Lane | For | For | Management | ||||
5 | Elect Director Lowell C. McAdam | For | For | Management | ||||
6 | Elect Director Sandra O. Moose | For | For | Management | ||||
7 | Elect Director Joseph Neubauer | For | For | Management | ||||
8 | Elect Director Donald T. Nicolaisen | For | Against | Management | ||||
9 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
10 | Elect Director Hugh B. Price | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
15 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
16 | Performance-Based and/or Time-Based Equity Awards | Against | For | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Commit to Wireless Network Neutrality | Against | Against | Shareholder |
Page 47
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | 92857W209 | |||
Meeting Date: | JUL 26, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Elect Gerard Kleisterlee as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Elect Renee James as Director | For | For | Management | ||||
9 | Re-elect Alan Jebson as Director | For | For | Management | ||||
10 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
11 | Re-elect Nick Land as Director | For | For | Management | ||||
12 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||
13 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
14 | Re-elect Anthony Watson as Director | For | For | Management | ||||
15 | Re-elect Philip Yea as Director | For | For | Management | ||||
16 | Approve Final Dividend | For | For | Management | ||||
17 | Approve Remuneration Report | For | For | Management | ||||
18 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
19 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Market Purchase | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
VULCAN MATERIALS COMPANY
Ticker: | VMC | Security ID: | 929160109 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Proxy Contest | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proxy (White Card) | None | |||||||
1.1 | Elect Director Phillip W. Farmer | For | Withhold | Management | ||||
1.2 | Elect Director H. Allen Franklin | For | Withhold | Management | ||||
1.3 | Elect Director Richard T. O’Brien | For | Withhold | Management | ||||
1.4 | Elect Director Donald B. Rice | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder | ||||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
Page 48
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Blue Card) | None | |||||||
1.1 | Elect Director Philip R. Lochner, Jr | For | Did Not Vote | Shareholder | ||||
1.2 | Elect Director Edward W. Moneypenny | For | Did Not Vote | Shareholder | ||||
1.3 | Elect Director Karen R. Osar | For | Did Not Vote | Shareholder | ||||
1.4 | Elect Director V. James Sardo | For | Did Not Vote | Shareholder | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | None | Did Not Vote | Management | ||||
3 | Ratify Auditors | None | Did Not Vote | Management | ||||
4 | Require a Majority Vote for the Election of Directors | None | Did Not Vote | Shareholder | ||||
5 | Declassify the Board of Directors | None | Did Not Vote | Shareholder | ||||
6 | Reduce Supermajority Vote Requirement | None | Did Not Vote | Shareholder |
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||||
2 | Elect Director James W. Breyer | For | For | Management | ||||
3 | Elect Director M. Michele Burns | For | Against | Management | ||||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
5 | Elect Director Roger C. Corbett | For | For | Management | ||||
6 | Elect Director Douglas N. Daft | For | Against | Management | ||||
7 | Elect Director Michael T. Duke | For | Against | Management | ||||
8 | Elect Director Marissa A. Mayer | For | Against | Management | ||||
9 | Elect Director Gregory B. Penner | For | Against | Management | ||||
10 | Elect Director Steven S. Reinemund | For | Against | Management | ||||
11 | Elect Director H. Lee Scott, Jr. | For | Against | Management | ||||
12 | Elect Director Arne M. Sorenson | For | For | Management | ||||
13 | Elect Director Jim C. Walton | For | Against | Management | ||||
14 | Elect Director S. Robson Walton | For | Against | Management | ||||
15 | Elect Director Christopher J. Williams | For | Against | Management | ||||
16 | Elect Director Linda S. Wolf | For | Against | Management | ||||
17 | Ratify Auditors | For | Against | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Request Director Nominee with Patient Safety and Healthcare Quality Experience | Against | Against | Shareholder | ||||
21 | Performance-Based Equity Awards | Against | For | Shareholder |
Page 49
WEYERHAEUSER COMPANY
Ticker: | WY | Security ID: | 962166104 | |||
Meeting Date: | APR 12, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Debra A. Cafaro | For | Against | Management | ||||
2 | Elect Director Mark A. Emmert | For | Against | Management | ||||
3 | Elect Director Daniel S. Fulton | For | For | Management | ||||
4 | Elect Director John I. Kieckhefer | For | Against | Management | ||||
5 | Elect Director Wayne W. Murdy | For | For | Management | ||||
6 | Elect Director Nicole W. Piasecki | For | For | Management | ||||
7 | Elect Director Charles R. Williamson | For | Against | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Ratify Auditors | For | Against | Management |
XEROX CORPORATION
Ticker: | XRX | Security ID: | 984121103 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Glenn A. Britt | For | For | Management | ||||
2 | Elect Director Ursula M. Burns | For | For | Management | ||||
3 | Elect Director Richard J. Harrington | For | For | Management | ||||
4 | Elect Director William Curt Hunter | For | For | Management | ||||
5 | Elect Director Robert J. Keegan | For | For | Management | ||||
6 | Elect Director Robert A. McDonald | For | For | Management | ||||
7 | Elect Director Charles Prince | For | For | Management | ||||
8 | Elect Director Ann N. Reese | For | For | Management | ||||
9 | Elect Director Sara Martinez Tucker | For | For | Management | ||||
10 | Elect Director Mary Agnes Wilderotter | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | Against | Management |
XYLEM INC.
Ticker: | XYL | Security ID: | 98419M100 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Victoria D. Harker | For | Against | Management | ||||
2 | Elect Director Gretchen W. McClain | For | For | Management | ||||
3 | Elect Director Markos I. Tambakeras | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 50
========================== The Tocqueville Gold Fund ===========================
AGNICO-EAGLE MINES LIMITED
Ticker: | AEM | Security ID: | 008474108 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leanne M. Baker | For | Withhold | Management | ||||
1.2 | Elect Director Douglas R. Beaumont | For | For | Management | ||||
1.3 | Elect Director Sean Boyd | For | For | Management | ||||
1.4 | Elect Director Martine A. Celej | For | For | Management | ||||
1.5 | Elect Director Clifford J. Davis | For | For | Management | ||||
1.6 | Elect Director Robert J. Gemmell | For | For | Management | ||||
1.7 | Elect Director Bernard Kraft | For | For | Management | ||||
1.8 | Elect Director Mel Leiderman | For | For | Management | ||||
1.9 | Elect Director James D. Nasso | For | For | Management | ||||
1.10 | Elect Director Sean Riley | For | For | Management | ||||
1.11 | Elect Director J. Merfyn Roberts | For | For | Management | ||||
1.12 | Elect Director Howard R. Stockford | For | For | Management | ||||
1.13 | Elect Director Pertti Voutilainen | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Re-approve Stock Option Plan | For | Against | Management | ||||
4 | Advisory Vote on Executive | For | For | Management | ||||
Compensation Approach |
ALACER GOLD CORP.
Ticker: | AQG | Security ID: | 010679108 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy J. Haddon | For | For | Management | ||||
1.2 | Elect Director Jan A. Castro | For | Withhold | Management | ||||
1.3 | Elect Director Edward Dowling | For | Withhold | Management | ||||
1.4 | Elect Director Richard P. Graff | For | Withhold | Management | ||||
1.5 | Elect Director David F. Quinlivan | For | Withhold | Management | ||||
1.6 | Elect Director Stephanie J. Unwin | For | Withhold | Management | ||||
1.7 | Elect Director Rohan Williams | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Amend Articles | For | For | Management | ||||
4 | Adopt By-law No. 2 | For | Against | Management |
ALAMOS GOLD INC.
Ticker: | AGI | Security ID: | 011527108 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Mark Wayne | For | For | Management | ||||
2.2 | Elect Director John A. McCluskey | For | For | Management | ||||
2.3 | Elect Director Kenneth G. Stowe | For | Withhold | Management | ||||
2.4 | Elect Director David Gower | For | For | Management | ||||
2.5 | Elect Director Paul J. Murphy | For | For | Management | ||||
2.6 | Elect Director Anthony Garson | For | For | Management | ||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management |
Page 51
ALLIED GOLD MINING PLC
Ticker: | ALD | Security ID: | G0259M102 | |||
Meeting Date: | JUN 20, 2012 | Meeting Type: | Annual | |||
Record Date: | JUN 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Re-elect Mark Caruso as Director | For | Abstain | Management | ||||
4 | Re-elect Frank Terranova as Director | For | For | Management | ||||
5 | Re-elect Sean Harvey as Director | For | For | Management | ||||
6 | Re-elect Montague House as Director | For | For | Management | ||||
7 | Re-elect Anthony Lowrie as Director | For | For | Management | ||||
8 | Reappoint BDO LLP as Auditors | For | For | Management | ||||
9 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
10 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
11 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
12 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
13 | Approve EU Political Donations and Expenditure | For | For | Management |
ALLIED NEVADA GOLD CORP.
Ticker: | ANV | Security ID: | 019344100 | |||
Meeting Date: | OCT 19, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert M. Buchan | For | Against | Management | ||||
2 | Elect Director Scott A. Caldwell | For | Against | Management | ||||
3 | Elect Director John W. Ivany | For | Against | Management | ||||
4 | Elect Director Cameron A. Mingay | For | Against | Management | ||||
5 | Elect Director Terry M. Palmer | For | Against | Management | ||||
6 | Elect Director Carl Pescio | For | For | Management | ||||
7 | Elect Director D. Bruce Sinclair | For | Against | Management | ||||
8 | Elect Director Robert G. Wardell | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Increase Authorized Common Stock | For | For | Management | ||||
13 | Approve Deferred Phantom Unit Plan | For | For | Management | ||||
14 | Approve Deferred Share Unit Plan | For | For | Management |
Page 52
ALLIED NEVADA GOLD CORP.
Ticker: | ANV | Security ID: | 019344100 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Buchan | For | Withhold | Management | ||||
1.2 | Elect Director Scott A. Caldwell | For | Withhold | Management | ||||
1.3 | Elect Director John W. Ivany | For | Withhold | Management | ||||
1.4 | Elect Director Cameron A. Mingay | For | Withhold | Management | ||||
1.5 | Elect Director Terry M. Palmer | For | Withhold | Management | ||||
1.6 | Elect Director Carl Pescio | For | For | Management | ||||
1.7 | Elect Director D. Bruce Sinclair | For | Withhold | Management | ||||
1.8 | Elect Director Robert G. Wardell | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ANGLOGOLD ASHANTI LTD
Ticker: | ANG | Security ID: | 035128206 | |||
Meeting Date: | NOV 16, 2011 | Meeting Type: | Special | |||
Record Date: | OCT 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | For | For | Management |
ANGLOGOLD ASHANTI LTD
Ticker: | ANG | Security ID: | 035128206 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint Ernst & Young Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Nozipho January-Bardill as Director | For | For | Management | ||||
3 | Elect Rodney Ruston as Director | For | For | Management | ||||
4 | Re-elect Bill Nairn as Director | For | For | Management | ||||
5 | Re-elect Wiseman Nkuhlu as Director | For | For | Management | ||||
6 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
7 | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
8 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | For | For | Management |
Page 53
9 | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
10 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | Management | ||||
12 | Approve Remuneration Policy | For | For | Management | ||||
13 | Approve Increase in Non-executive Directors Fees | For | For | Management | ||||
14 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | For | For | Management | ||||
15 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | For | For | Management |
ATAC RESOURCES LTD.
Ticker: | ATC | Security ID: | 046491106 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Robert C. Carne | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Helmut H. Wober | For | For | Management | ||||
2.5 | Elect Director Douglas O. Goss | For | Withhold | Management | ||||
2.6 | Elect Director Bruce A. Youngman | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management | ||||
5 | Approve Stock Option Plan | For | Against | Management | ||||
6 | Authorize Proxyholder to Vote on Any | For | Against | Management | ||||
Amendment to Previous Resolutions |
B2GOLD CORP.
Ticker: | BTO | Security ID: | 11777Q209 | |||
Meeting Date: | JUN 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Clive Johnson | For | For | Management | ||||
2.2 | Elect Director Robert Cross | For | Withhold | Management | ||||
2.3 | Elect Director Robert Gayton | For | Withhold | Management | ||||
2.4 | Elect Director Barry Rayment | For | For | Management | ||||
2.5 | Elect Director Jerry Korpan | For | For | Management | ||||
2.6 | Elect Director John Ivany | For | For | Management | ||||
2.7 | Elect Director Bongani Mtshisi | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 54
BANRO CORPORATION
Ticker: | BAA | Security ID: | 066800103 | |||
Meeting Date: | JUN 29, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Bernard R. van Rooyen, and Simon F.W. Village as Directors | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | Against | Management |
BARISAN GOLD CORP.
Ticker: | BG | Security ID: | 06759D200 | |||
Meeting Date: | JUN 18, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2.1 | Elect Director Alex Granger | For | Withhold | Management | ||||
2.2 | Elect Director J.T. Lionel Martin | For | Withhold | Management | ||||
2.3 | Elect Director Edward C. Rochette | For | Withhold | Management | ||||
3 | Ratify All Acts of Directors and Officers | For | For | Management | ||||
4 | Other Business | For | Against | Management |
BARRICK GOLD CORPORATION
Ticker: | ABX | Security ID: | 067901108 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard L. Beck | For | Withhold | Management | ||||
1.2 | Elect Director C. William D. Birchall | For | Withhold | Management | ||||
1.3 | Elect Director Donald J. Carty | For | For | Management | ||||
1.4 | Elect Director Gustavo Cisneros | For | Withhold | Management | ||||
1.5 | Elect Director Robert M. Franklin | For | Withhold | Management | ||||
1.6 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.7 | Elect Director Dambisa Moyo | For | Withhold | Management | ||||
1.8 | Elect Director Brian Mulroney | For | Withhold | Management | ||||
1.9 | Elect Director Anthony Munk | For | Withhold | Management | ||||
1.10 | Elect Director Peter Munk | For | Withhold | Management | ||||
1.11 | Elect Director Aaron W. Regent | For | Withhold | Management | ||||
1.12 | Elect Director Nathaniel P. Rothschild | For | For | Management | ||||
1.13 | Elect Director Steven J. Shapiro | For | Withhold | Management | ||||
1.14 | Elect Director John L. Thornton | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 55
BEAR CREEK MINING CORPORATION
Ticker: | BCM | Security ID: | 07380N104 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Catherine McLeod-Seltzer | For | For | Management | ||||
2.2 | Elect Director Andrew T. Swarthout | For | For | Management | ||||
2.3 | Elect Director David De Witt | For | For | Management | ||||
2.4 | Elect Director Miguel Grau | For | For | Management | ||||
2.5 | Elect Director Kevin Morano | For | For | Management | ||||
2.6 | Elect Director Nolan Watson | For | For | Management | ||||
2.7 | Elect Director Frank R. Tweddle | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Approve Shareholder Rights Plan | For | For | Management | ||||
6 | Other Business | For | Against | Management |
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | Against | Management | ||||
2.1 | Elect Director Ian Bruce | For | Withhold | Management | ||||
2.2 | Elect Director Daniel Camus | For | Withhold | Management | ||||
2.3 | Elect Director John Clappison | For | For | Management | ||||
2.4 | Elect Director Joe Colvin | For | For | Management | ||||
2.5 | Elect Director James Curtiss | For | For | Management | ||||
2.6 | Elect Director Donald Deranger | For | Withhold | Management | ||||
2.7 | Elect Director Tim Gitzel | For | For | Management | ||||
2.8 | Elect Director James Gowans | For | For | Management | ||||
2.9 | Elect Director Nancy Hopkins | For | For | Management | ||||
2.10 | Elect Director Oyvind Hushovd | For | Withhold | Management | ||||
2.11 | Elect Director Anne McLellan | For | Withhold | Management | ||||
2.12 | Elect Director Neil McMillan | For | For | Management | ||||
2.13 | Elect Director Victor Zaleschuk | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 56
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: | BUENAVC1 | Security ID: | 204448104 | |||
Meeting Date: | MAR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Reports | For | Did Not Vote | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
3 | Elect External Auditors for Fiscal Year 2012 | For | Did Not Vote | Management | ||||
4 | Approve Dividends | For | Did Not Vote | Management |
CORVUS GOLD INC
Ticker: | KOR | Security ID: | 221013105 | |||
Meeting Date: | NOV 16, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Anton Drescher | For | For | Management | ||||
2.2 | Elect Director Edward Yarrow | For | Withhold | Management | ||||
2.3 | Elect Director Jeffrey Pontius | For | For | Management | ||||
2.4 | Elect Director Rowland Perkins | For | Withhold | Management | ||||
2.5 | Elect Director Daniel Carriere | For | For | Management | ||||
2.6 | Elect Director Steve Aaker | For | Withhold | Management | ||||
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
DALRADIAN RESOURCES INC.
Ticker: | DNA | Security ID: | 235499100 | |||
Meeting Date: | JUN 25, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2.1 | Elect Director Patrick F.N. Anderson | For | Withhold | Management | ||||
2.2 | Elect Director Colin K. Benner | For | Withhold | Management | ||||
2.3 | Elect Director Joseph F. Conway | For | Withhold | Management | ||||
2.4 | Elect Director Ronald P. Gagel | For | For | Management | ||||
2.5 | Elect Director Keith D. McKay | For | Withhold | Management | ||||
2.6 | Elect Director Thomas J. Obradovich | For | Withhold | Management | ||||
2.7 | Elect Director Sean E.O. Roosen | For | Withhold | Management | ||||
2.8 | Elect Director Ari B. Sussman | For | Withhold | Management | ||||
3 | Approve Restricted Share Unit Plan | For | Against | Management |
Page 57
DETOUR GOLD CORPORATION
Ticker: | DGC | Security ID: | 250669108 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter E. Crossgrove | For | For | Management | ||||
1.2 | Elect Director Louis Dionne | For | Withhold | Management | ||||
1.3 | Elect Director Robert E. Doyle | For | Withhold | Management | ||||
1.4 | Elect Director Ingrid J. Hibbard | For | Withhold | Management | ||||
1.5 | Elect Director J. Michael Kenyon | For | Withhold | Management | ||||
1.6 | Elect Director Alex G. Morrison | For | Withhold | Management | ||||
1.7 | Elect Director Gerald S. Panneton | For | Withhold | Management | ||||
1.8 | Elect Director Jonathan Rubenstein | For | Withhold | Management | ||||
1.9 | Elect Director Graham Wozniak | For | Withhold | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
EAST ASIA MINERALS CORPORATION
Ticker: | EAS | Security ID: | 270541105 | |||
Meeting Date: | JUN 15, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2 | Fix Number of Directors at Four | For | For | Management | ||||
3.1 | Elect Director Edward C. Rochette | For | For | Management | ||||
3.2 | Elect Director Peter U. Sederowsky | For | Withhold | Management | ||||
3.3 | Elect Director David M. Stein | For | For | Management | ||||
3.4 | Elect Director Ed R. Flood | For | Withhold | Management | ||||
4 | Ratify All Acts of Directors | For | For | Management | ||||
5 | Other Business | For | Against | Management |
ELDORADO GOLD CORPORATION
Ticker: | ELD | Security ID: | 284902103 | |||
Meeting Date: | FEB 21, 2012 | Meeting Type: | Special | |||
Record Date: | JAN 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition of European Goldfields Limited | For | For | Management |
Page 58
ELDORADO GOLD CORPORATION
Ticker: | ELD | Security ID: | C3314P106 | |||
Meeting Date: | FEB 21, 2012 | Meeting Type: | Special | |||
Record Date: | JAN 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition of European Goldfields Limited | For | For | Management |
ELDORADO GOLD CORPORATION
Ticker: | ELD | Security ID: | 284902103 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Baker | For | Withhold | Management | ||||
1.2 | Elect Director K. Ross Cory | For | For | Management | ||||
1.3 | Elect Director Robert R. Gilmore | For | Withhold | Management | ||||
1.4 | Elect Director Geoffrey A. Handley | For | For | Management | ||||
1.5 | Elect Director Wayne D. Lenton | For | For | Management | ||||
1.6 | Elect Director Michael A. Price | For | Withhold | Management | ||||
1.7 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
1.8 | Elect Director Donald M. Shumka | For | For | Management | ||||
1.9 | Elect Director Paul N. Wright | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | Withhold | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
ELDORADO GOLD CORPORATION
Ticker: | ELD | Security ID: | C3314P106 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Baker | For | Withhold | Management | ||||
1.2 | Elect Director K. Ross Cory | For | For | Management | ||||
1.3 | Elect Director Robert R. Gilmore | For | Withhold | Management | ||||
1.4 | Elect Director Geoffrey A. Handley | For | For | Management | ||||
1.5 | Elect Director Wayne D. Lenton | For | For | Management | ||||
1.6 | Elect Director Michael A. Price | For | Withhold | Management | ||||
1.7 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
1.8 | Elect Director Donald M. Shumka | For | For | Management | ||||
1.9 | Elect Director Paul N. Wright | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | Withhold | Management | ||||
3 | Authorize Board to Fix Remuneration of | For | For | Management | ||||
Auditors |
EUROPEAN GOLDFIELDS LIMITED
Ticker: | EGU | Security ID: | 298774100 | |||
Meeting Date: | FEB 21, 2012 | Meeting Type: | Special | |||
Record Date: | JAN 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition by Eldorado Gold Corporation | For | For | Management |
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EUROPEAN GOLDFIELDS LIMITED
Ticker: | EGU | Security ID: | 298774100 | |||
Meeting Date: | MAR 21, 2012 | Meeting Type: | Special | |||
Record Date: | NOV 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Issuance of Warrants in One or More Private Placements | For | For | Management |
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858105 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | Withhold | Management | ||||
1.2 | Elect Director David Harquail | For | Withhold | Management | ||||
1.3 | Elect Director Derek W. Evans | For | For | Management | ||||
1.4 | Elect Director Graham Farquharson | For | Withhold | Management | ||||
1.5 | Elect Director Louis Gignac | For | For | Management | ||||
1.6 | Elect Director Randall Oliphant | For | For | Management | ||||
1.7 | Elect Director David R. Peterson | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
GLAXOSMITHKLINE PLC
Ticker: | GSK | Security ID: | 0925288 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Re-elect Sir Christopher Gent as Director | For | For | Management | ||||
4 | Re-elect Sir Andrew Witty as Director | For | For | Management | ||||
5 | Re-elect Sir Roy Anderson as Director | For | For | Management | ||||
6 | Re-elect Dr Stephanie Burns as Director | For | For | Management | ||||
7 | Re-elect Stacey Cartwright as Director | For | For | Management | ||||
8 | Re-elect Larry Culp as Director | For | For | Management | ||||
9 | Re-elect Sir Crispin Davis as Director | For | For | Management | ||||
10 | Re-elect Simon Dingemans as Director | For | For | Management | ||||
11 | Re-elect Judy Lewent as Director | For | For | Management | ||||
12 | Re-elect Sir Deryck Maughan as Director | For | For | Management | ||||
13 | Re-elect Dr Daniel Podolsky as Director | For | For | Management | ||||
14 | Re-elect Dr Moncef Slaoui as Director | For | For | Management |
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15 | Re-elect Tom de Swaan as Director | For | For | Management | ||||
16 | Re-elect Sir Robert Wilson as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Market Purchase | For | For | Management | ||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | Management | ||||
24 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
25 | Approve 2012 ShareSave Plan | For | For | Management | ||||
26 | Approve 2012 ShareReward Plan | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 | |||
Meeting Date: | MAY 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Delfin Lazaro as Director | For | For | Management | ||||
3 | Re-elect Cheryl Carolus as Director | For | For | Management | ||||
4 | Re-elect Roberto Danino as Director | For | For | Management | ||||
5 | Re-elect Richard Menell as Director | For | For | Management | ||||
6 | Re-elect Alan Hill as Director | For | For | Management | ||||
7 | Re-elect Gayle Wilson as Chairman of the Audit Committee | For | For | Management | ||||
8 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
9 | Elect Matthews Moloko as Member of the Audit Committee | For | For | Management | ||||
10 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
11 | Elect Rupert Pennant-Rea as Member of the Audit Committee | For | For | Management | ||||
12 | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
13 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
14 | Approve Gold Fields Limited 2012 Share Plan | For | For | Management | ||||
15 | Approve Remuneration Policy | For | For | Management | ||||
1 | Approve Remuneration of Non-Executive Directors | For | For | Management | ||||
2 | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | For | For | Management | ||||
3 | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | For | For | Management | ||||
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
5 | Adopt Memorandum of Incorporation | For | For | Management |
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GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | MAY 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Delfin Lazaro as Director | For | For | Management | ||||
3 | Re-elect Cheryl Carolus as Director | For | For | Management | ||||
4 | Re-elect Roberto Danino as Director | For | For | Management | ||||
5 | Re-elect Richard Menell as Director | For | For | Management | ||||
6 | Re-elect Alan Hill as Director | For | For | Management | ||||
7 | Re-elect Gayle Wilson as Chairman of the Audit Committee | For | For | Management | ||||
8 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
9 | Elect Matthews Moloko as Member of the Audit Committee | For | For | Management | ||||
10 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
11 | Elect Rupert Pennant-Rea as Member of the Audit Committee | For | For | Management | ||||
12 | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
13 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
14 | Approve Gold Fields Limited 2012 Share Plan | For | For | Management | ||||
1 | Approve Remuneration of Non-Executive Directors | For | For | Management | ||||
2 | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | For | For | Management | ||||
3 | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | For | For | Management | ||||
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
5 | Adopt Memorandum of Incorporation | For | For | Management |
GOLD RESOURCE CORPORATION
Ticker: | GORO | Security ID: | 38068T105 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William W. Reid | For | Withhold | Management | ||||
1.2 | Elect Director Jason D. Reid | For | Withhold | Management | ||||
1.3 | Elect Director Bill M. Conrad | For | Withhold | Management | ||||
1.4 | Elect Director Isac Burstein | For | Withhold | Management | ||||
1.5 | Elect Director Tor Falck | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
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GOLDCORP INC.
Ticker: | G | Security ID: | 380956409 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ian W. Telfer | For | For | Management | ||||
1.2 | Elect Director Douglas M. Holtby | For | For | Management | ||||
1.3 | Elect Director Charles A. Jeannes | For | For | Management | ||||
1.4 | Elect Director John P. Bell | For | For | Management | ||||
1.5 | Elect Director Lawrence I. Bell | For | For | Management | ||||
1.6 | Elect Director Beverley A. Briscoe | For | For | Management | ||||
1.7 | Elect Director Peter J. Dey | For | For | Management | ||||
1.8 | Elect Director P. Randy Reifel | For | For | Management | ||||
1.9 | Elect Director A. Dan Rovig | For | For | Management | ||||
1.10 | Elect Director Blanca Trevino de Vega | For | Withhold | Management | ||||
1.11 | Elect Director Kenneth F. Williamson | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Restricted Share Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
5 | Community-Environment Impact | Against | Against | Shareholder |
HARMONY GOLD MINING COMPANY LTD
Ticker: | HAR | Security ID: | S34320101 | |||
Meeting Date: | NOV 30, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Mavuso Msimang as Director | For | For | Management | ||||
2 | Elect David Noko as Director | For | For | Management | ||||
3 | Elect John Wetton as Director | For | For | Management | ||||
4 | Re-elect Frank Abbott as Director | For | For | Management | ||||
5 | Re-elect Graham Briggs as Director | For | For | Management | ||||
6 | Re-elect Ken Dicks as Director | For | For | Management | ||||
7 | Re-elect Fikile De Buck as Member of the Audit Committee | For | For | Management | ||||
8 | Re-elect Dr Simo Lushaba as Member of the Audit Committee | For | For | Management | ||||
9 | Re-elect Modise Motloba as Member of the Audit Committee | For | For | Management | ||||
10 | Elect John Wetton as Member of the Audit Committee | For | For | Management | ||||
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | For | For | Management | ||||
12 | Approve Remuneration Policy | For | For | Management | ||||
13 | Authorise Directors to Allot and Issue up to 43,008,462 Authorised but Unissued Ordinary Shares | For | For | Management | ||||
14 | Amend the Broad-based Employee Share Ownership Plan (ESOP) | For | For | Management | ||||
15 | Approve Remuneration of Non-executive Directors | For | For | Management | ||||
16 | Authorise Financial Assistance to Related or Inter-related Companies | For | For | Management |
Page 63
HARMONY GOLD MINING COMPANY LTD
Ticker: | HAR | Security ID: | 413216300 | |||
Meeting Date: | NOV 30, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Mavuso Msimang as Director | For | For | Management | ||||
2 | Elect David Noko as Director | For | For | Management | ||||
3 | Elect John Wetton as Director | For | For | Management | ||||
4 | Re-elect Frank Abbott as Director | For | For | Management | ||||
5 | Re-elect Graham Briggs as Director | For | For | Management | ||||
6 | Re-elect Ken Dicks as Director | For | For | Management | ||||
7 | Re-elect Fikile De Buck as Member of the Audit Committee | For | For | Management | ||||
8 | Re-elect Dr Simo Lushaba as Member of the Audit Committee | For | For | Management | ||||
9 | Re-elect Modise Motloba as Member of the Audit Committee | For | For | Management | ||||
10 | Elect John Wetton as Member of the Audit Committee | For | For | Management | ||||
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | For | For | Management | ||||
12 | Approve Remuneration Policy | For | For | Management | ||||
13 | Authorise Directors to Allot and Issue up to 43,008,462 Authorised but Unissued Ordinary Shares | For | For | Management | ||||
14 | Amend the Broad-based Employee Share Ownership Plan (ESOP) | For | For | Management | ||||
15 | Approve Remuneration of Non-executive Directors | For | For | Management | ||||
16 | Authorise Financial Assistance to Related or Inter-related Companies | For | For | Management |
HUDBAY MINERALS INC.
Ticker: | HBM | Security ID: | 443628102 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Increase in the Maximum Number of Directors from Nine to Ten | For | For | Management | ||||
2.1 | Elect Director J. Bruce Barraclough | For | Withhold | Management | ||||
2.2 | Elect Director Roque Benavides | For | Withhold | Management | ||||
2.3 | Elect Director David Garofalo | For | For | Management | ||||
2.4 | Elect Director Tom A. Goodman | For | For | Management | ||||
2.5 | Elect Director Alan R. Hibben | For | For | Management |
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2.6 | Elect Director W. Warren Holmes | For | Withhold | Management | ||||
2.7 | Elect Director John L. Knowles | For | Withhold | Management | ||||
2.8 | Elect Director Alan J. Lenczner | For | For | Management | ||||
2.9 | Elect Director Kenneth G. Stowe | For | For | Management | ||||
2.10 | Elect Director G. Wesley Voorheis | For | For | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
IAMGOLD CORPORATION
Ticker: | IMG | Security ID: | 450913108 | |||
Meeting Date: | MAY 14, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Caldwell | For | For | Management | ||||
1.2 | Elect Director Donald K. Charter | For | For | Management | ||||
1.3 | Elect Director W. Robert Dengler | For | For | Management | ||||
1.4 | Elect Director Guy G. Dufresne | For | For | Management | ||||
1.5 | Elect Director Richard J. Hall | For | Withhold | Management | ||||
1.6 | Elect Director Stephen J.J. Letwin | For | For | Management | ||||
1.7 | Elect Director Mahendra Naik | For | For | Management | ||||
1.8 | Elect Director William D. Pugliese | For | For | Management | ||||
1.9 | Elect Director John T. Shaw | For | For | Management | ||||
1.10 | Elect Director Timothy R. Snider | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Re-approve Share Incentive Plan | For | Against | Management |
INTERNATIONAL TOWER HILL MINES LTD.
Ticker: | ITH | Security ID: | 46050R102 | |||
Meeting Date: | NOV 17, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Director Anton Drescher | For | Withhold | Management | ||||
2.2 | Elect Director Timothy Haddon | For | Withhold | Management | ||||
2.3 | Elect Director Jeffrey Pontius | For | For | Management | ||||
2.4 | Elect Director James Komadina | For | For | Management | ||||
2.5 | Elect Director Daniel Carriere | For | For | Management | ||||
2.6 | Elect Director Roger Taplin | For | Withhold | Management | ||||
2.7 | Elect Director Donald Ewigleben | For | Withhold | Management | ||||
2.8 | Elect Director Mark Hamilton | For | Withhold | Management | ||||
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 65
IVANHOE AUSTRALIA LTD.
Ticker: | IVA | Security ID: | Q4980B103 | |||
Meeting Date: | NOV 08, 2011 | Meeting Type: | Special | |||
Record Date: | NOV 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify of the Issue of Shares | For | For | Management | ||||
2 | Approve the Issue of Shares to IAL Holdings Singapore Pte. Ltd. | For | For | Management |
IVANHOE AUSTRALIA LTD.
Ticker: | IVA | Security ID: | Q4980B103 | |||
Meeting Date: | MAY 29, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
2 | Approve Remuneration Report | For | Against | Management | ||||
3a | Elect Ines Scotland as Director | For | For | Management | ||||
3b | Elect James E. Askew as Director | For | For | Management | ||||
3c | Elect Kyle Wightman as Director | For | For | Management | ||||
3d | Elect Ian R. Plimer as Director | For | For | Management | ||||
4 | Approval of Acquisition Under the Share Plan by Directors | For | Against | Management | ||||
5 | Approval of Increase in Maximum Aggregate Remuneration for Non-Executive Directors | For | Against | Management | ||||
6 | Appointment of Auditors | For | For | Management | ||||
7 | Changes to Company’s Constitution | For | Against | Management | ||||
8 | Approval of Termination Benefits to Specified Relevant Officers | For | Against | Management | ||||
9 | Approval of Termination Benefits to Other Relevant Officers | For | Against | Management |
IVANHOE MINES LTD.
Ticker: | IVN | Security ID: | 46579N103 | |||
Meeting Date: | JUN 28, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eleven | For | For | Management | ||||
2.1 | Elect Director Jill Gardiner | For | Withhold | Management | ||||
2.2 | Elect Director R. Peter Gillin | For | Withhold | Management | ||||
2.3 | Elect Director Warren Goodman | For | Withhold | Management | ||||
2.4 | Elect Director Andrew Harding | For | Withhold | Management | ||||
2.5 | Elect Director Isabelle Hudon | For | Withhold | Management | ||||
2.6 | Elect Director David Klingner | For | Withhold | Management | ||||
2.7 | Elect Director Daniel Larsen | For | Withhold | Management | ||||
2.8 | Elect Director Livia Mahler | For | Withhold | Management | ||||
2.9 | Elect Director Peter G. Meredith | For | Withhold | Management | ||||
2.10 | Elect Director Kay Priestly | For | Withhold | Management | ||||
2.11 | Elect Director Russel C. Robertson | For | Withhold | Management | ||||
3 | Approve Termination of Shareholder Rights Plan | For | For | Management | ||||
4 | Change Company Name to Turquoise Hill Resources Ltd. | For | For | Management | ||||
5 | Re-approve Equity Incentive Plan | For | Against | Management | ||||
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 66
KINROSS GOLD CORPORATION
Ticker: | K | Security ID: | 496902404 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Brough | For | Withhold | Management | ||||
1.2 | Elect Director Tye W. Burt | For | For | Management | ||||
1.3 | Elect Director John K. Carrington | For | For | Management | ||||
1.4 | Elect Director John M. H. Huxley | For | For | Management | ||||
1.5 | Elect Director Kenneth C. Irving | For | Withhold | Management | ||||
1.6 | Elect Director John A. Keyes | For | For | Management | ||||
1.7 | Elect Director Catherine McLeod-Seltzer For | For | Management | |||||
1.8 | Elect Director George F. Michals | For | For | Management | ||||
1.9 | Elect Director John E. Oliver | For | For | Management | ||||
1.10 | Elect Director Terence C.W. Reid | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management |
MINEFINDERS CORPORATION LTD.
Ticker: | MFL | Security ID: | 602900102 | |||
Meeting Date: | MAR 26, 2012 | Meeting Type: | Special | |||
Record Date: | FEB 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition by Pan American Silver Corp. | For | For | Management |
NEVSUN RESOURCES LTD.
Ticker: | NSU | Security ID: | 64156L101 | |||
Meeting Date: | NOV 16, 2011 | Meeting Type: | Special | |||
Record Date: | OCT 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Shareholder Rights Plan | For | Against | Management | ||||
2 | Fix Number of Directors at Six | For | For | Management |
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NEVSUN RESOURCES LTD.
Ticker: | NSU | Security ID: | 64156L101 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R. Stuart Angus | For | Withhold | Management | ||||
1.2 | Elect Director Clifford T. Davis | For | For | Management | ||||
1.3 | Elect Director Anthony J. Ferguson | For | Withhold | Management | ||||
1.4 | Elect Director Robert J. Gayton | For | Withhold | Management | ||||
1.5 | Elect Director Gary E. German | For | For | Management | ||||
1.6 | Elect Director Gerard E. Munera | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
NEW GOLD INC.
Ticker: | NGD | Security ID: | 644535106 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect James Estey as Director | For | Withhold | Management | ||||
2.2 | Elect Robert Gallagher as Director | For | Withhold | Management | ||||
2.3 | Elect Vahan Kololian as Director | For | For | Management | ||||
2.4 | Elect Martyn Konig as Director | For | Withhold | Management | ||||
2.5 | Elect Pierre Lassonde as Director | For | For | Management | ||||
2.6 | Elect Randall Oliphant as Director | For | Withhold | Management | ||||
2.7 | Elect Raymond Threlkeld as Director | For | Withhold | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management |
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce R. Brook | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management | ||||
1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Jane Nelson | For | For | Management | ||||
1.8 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.9 | Elect Director John B. Prescott | For | For | Management | ||||
1.10 | Elect Director Donald C. Roth | For | For | Management | ||||
1.11 | Elect Director Simon R. Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
Page 68
NOVAGOLD RESOURCES INC.
Ticker: | NG | Security ID: | 66987E206 | |||
Meeting Date: | MAR 28, 2012 | Meeting Type: | Special | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Spin-Off Agreement | For | For | Management | ||||
2 | Approve Increase in Maximum Number of Directors from Ten to Fifteen | For | For | Management | ||||
3 | Approve 1,875,000 Stock Option Plan Grants to Rick Van Nieuwenhuyse | For | For | Management | ||||
4 | Approve Issuance of 135,000 Common Shares to Rick Van Nieuwenhuyse | For | For | Management | ||||
5 | Approve Equity Incentive Plan of NovaCopper | For | For | Management |
NOVAGOLD RESOURCES INC.
Ticker: | NG | Security ID: | 66987E206 | |||
Meeting Date: | MAY 29, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sharon E. Dowdall | For | Withhold | Management | ||||
1.2 | Elect Director Gerald J. McConnell | For | Withhold | Management | ||||
1.3 | Elect Director Marc Faber | For | Withhold | Management | ||||
1.4 | Elect Director Tony S. Giardini | For | Withhold | Management | ||||
1.5 | Elect Director Thomas S. Kaplan | For | Withhold | Management | ||||
1.6 | Elect Director Gregory A. Lang | For | Withhold | Management | ||||
1.7 | Elect Director Gillyeard J. Leathley | For | Withhold | Management | ||||
1.8 | Elect Director Igor Levental | For | Withhold | Management | ||||
1.9 | Elect Director Kalidas V. Madhavpeddi | For | Withhold | Management | ||||
1.10 | Elect Director Clynton R. Nauman | For | For | Management | ||||
1.11 | Elect Director Rick Van Nieuwenhuyse | For | Withhold | Management | ||||
1.12 | Elect Director Anthony P. Walsh | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Award Plan | For | Against | Management | ||||
4 | Re-approve Performance Share Unit Plan | For | For | Management | ||||
5 | Re-approve Deferred Share Unit Plan | For | For | Management |
OREZONE GOLD CORPORATION
Ticker: | ORE | Security ID: | 68616T109 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick Downey | For | Withhold | Management | ||||
1.2 | Elect Director Michael Halvorson | For | For | Management | ||||
1.3 | Elect Director Alain Krushnisky | For | For | Management |
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1.4 | Elect Director Ronald Little | For | For | Management | ||||
1.5 | Elect Director Keith Peck | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | For | Management |
OSISKO MINING CORPORATION
Ticker: | OSK | Security ID: | 688278100 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Victor H. Bradley | For | For | Management | ||||
1.2 | Elect Director Marcel Cote | For | For | Management | ||||
1.3 | Elect Director Michele Darling | For | Withhold | Management | ||||
1.4 | Elect Director Staph Leavenworth Bakali | For | For | Management | ||||
1.5 | Elect Director William A. MacKinnon | For | Withhold | Management | ||||
1.6 | Elect Director Sean Roosen | For | For | Management | ||||
1.7 | Elect Director Norman Storm | For | For | Management | ||||
1.8 | Elect Director Gary A. Sugar | For | For | Management | ||||
1.9 | Elect Director Serge Vezina | For | For | Management | ||||
1.10 | Elect Director Robert Wares | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
PAN AMERICAN SILVER CORP.
Ticker: | PAA | Security ID: | 697900108 | |||
Meeting Date: | MAR 26, 2012 | Meeting Type: | Special | |||
Record Date: | FEB 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition of Minefinders Corporation Ltd. | For | For | Management |
PAN AMERICAN SILVER CORP.
Ticker: | PAA | Security ID: | 697900108 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross J. Beaty | For | Withhold | Management | ||||
1.2 | Elect Director Geoffrey A. Burns | For | Withhold | Management | ||||
1.3 | Elect Director Michael Carroll | For | For | Management | ||||
1.4 | Elect Director Michael J. J. Maloney | For | Withhold | Management | ||||
1.5 | Elect Director Robert P. Pirooz | For | Withhold | Management | ||||
1.6 | Elect Director David C. Press | For | For | Management | ||||
1.7 | Elect Director Walter T. Segsworth | For | For | Management | ||||
1.8 | Elect Director Christopher Noel Dunn | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
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PREMIER GOLD MINES LIMITED
Ticker: | PG | Security ID: | 74051D104 | |||
Meeting Date: | JUN 28, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Begeman | For | Withhold | Management | ||||
1.2 | Elect Director Jean-Pierre Colin | For | Withhold | Management | ||||
1.3 | Elect Director Ewan S. Downie | For | Withhold | Management | ||||
1.4 | Elect Director Henry J. Knowles | For | Withhold | Management | ||||
1.5 | Elect Director Claude Lemasson | For | Withhold | Management | ||||
1.6 | Elect Director Eberhard Scherkus | For | Withhold | Management | ||||
1.7 | Elect Director John Seaman | For | Withhold | Management | ||||
2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
PRIMERO MINING CORP.
Ticker: | P | Security ID: | 74164W106 | |||
Meeting Date: | MAY 28, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Nine | For | For | Management | ||||
2.1 | Elect Director Wade Nesmith | For | Withhold | Management | ||||
2.2 | Elect Director Joseph Conway | For | Withhold | Management | ||||
2.3 | Elect Director David Demers | For | Withhold | Management | ||||
2.4 | Elect Director Grant Edey | For | Withhold | Management | ||||
2.5 | Elect Director Rohan Hazelton | For | For | Management | ||||
2.6 | Elect Director Timo Jauristo | For | Withhold | Management | ||||
2.7 | Elect Director Eduardo Luna | For | Withhold | Management | ||||
2.8 | Elect Director Robert Quartermain | For | Withhold | Management | ||||
2.9 | Elect Director Michael Riley | For | For | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Directors’ Phantom Share Unit Plan | For | Against | Management |
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RANDGOLD RESOURCES LTD
Ticker: | RRS | Security ID: | 752344309 | |||
Meeting Date: | APR 30, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Philippe Lietard as Director | For | For | Management | ||||
5 | Re-elect Mark Bristow as Director | For | For | Management | ||||
6 | Re-elect Graham Shuttleworth as Director | For | For | Management | ||||
7 | Re-elect Norborne Cole Jr as Director | For | For | Management | ||||
8 | Re-elect Christopher Coleman as Director | For | For | Management | ||||
9 | Re-elect Kadri Dagdelen as Director | For | For | Management | ||||
10 | Re-elect Karl Voltaire as Director | For | For | Management | ||||
11 | Elect Andrew Quinn as Director | For | For | Management | ||||
12 | Reappoint BDO LLP as Auditors | For | For | Management | ||||
13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
15 | Approve Awards of Ordinary Shares to Non-executive Directors | For | For | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Market Purchase | For | For | Management |
ROMARCO MINERALS INC.
Ticker: | R | Security ID: | 775903206 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Director Diane R. Garrett | For | Withhold | Management | ||||
2.2 | Elect Director James R. Arnold | For | Withhold | Management | ||||
2.3 | Elect Director Leendert G. Krol | For | Withhold | Management | ||||
2.4 | Elect Director Robert (Don) MacDonald | For | Withhold | Management | ||||
2.5 | Elect Director John O. Marsden | For | Withhold | Management | ||||
2.6 | Elect Director Patrick Michaels | For | For | Management | ||||
2.7 | Elect Director Robert van Doorn | For | Withhold | Management | ||||
2.8 | Elect Director Gary A. Sugar | For | Withhold | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
ROYAL GOLD, INC.
Ticker: | RGLD | Security ID: | 780287108 | |||
Meeting Date: | NOV 16, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. Craig Haase | For | For | Management | ||||
2 | Elect Director S. Oden Howell, Jr. | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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SCORPIO MINING CORPORATION
Ticker: | SPM | Security ID: | 80917V105 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Five | For | For | Management | ||||
2.1 | Elect Director Peter J. Hawley | For | For | Management | ||||
2.2 | Elect Director Parviz Farsangi | For | For | Management | ||||
2.3 | Elect Director Jonathan A. Berg | For | For | Management | ||||
2.4 | Elect Director Ewan Mason | For | For | Management | ||||
2.5 | Elect Director Pierre Lacombe | For | For | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SEMAFO INC.
Ticker: | SMF | Security ID: | 816922108 | |||
Meeting Date: | MAY 14, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terence F. Bowles | For | Withhold | Management | ||||
1.2 | Elect Director Benoit La Salle | For | Withhold | Management | ||||
1.3 | Elect Director Jean Lamarre | For | Withhold | Management | ||||
1.4 | Elect Director John LeBoutillier | For | Withhold | Management | ||||
1.5 | Elect Director Gilles Masson | For | Withhold | Management | ||||
1.6 | Elect Director Lawrence McBrearty | For | Withhold | Management | ||||
1.7 | Elect Director Tertius Zongo | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Allow Board to Appoint Additional Directors Between Annual Meetings | For | For | Management | ||||
4 | Adopt New By-laws | For | For | Management |
SILVER RANGE RESOURCES LTD.
Ticker: | SNG | Security ID: | 82809P105 | |||
Meeting Date: | JUN 29, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director W. Douglas Eaton | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Bruce A. Youngman | For | Withhold | Management | ||||
2.5 | Elect Director Thomas P. Beaudoin | For | Withhold | Management | ||||
2.6 | Elect Director Douglas O. Goss | For | Withhold | Management | ||||
2.7 | Elect Director Barry M. Heck | For | Withhold | Management |
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3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | For | Against | Management |
SILVER WHEATON CORP.
Ticker: | SLW | Security ID: | 828336107 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence I. Bell | For | For | Management | ||||
1.2 | Elect Director George L. Brack | For | Withhold | Management | ||||
1.3 | Elect Director John A. Brough | For | Withhold | Management | ||||
1.4 | Elect Director R. Peter Gillin | For | For | Management | ||||
1.5 | Elect Director Douglas M. Holtby | For | For | Management | ||||
1.6 | Elect Director Eduardo Luna | For | For | Management | ||||
1.7 | Elect Director Wade D. Nesmith | For | For | Management | ||||
1.8 | Elect Director Randy V.J. Smallwood | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
STRATEGIC METALS LTD.
Ticker: | SMD | Security ID: | 862758109 | |||
Meeting Date: | JUL 15, 2011 | Meeting Type: | Special | |||
Record Date: | JUN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Plan of Arrangment | For | For | Management | ||||
2 | Approve Stock Option Plan by Silver Range Resources Ltd. | For | Against | Management | ||||
3 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | For | Against | Management |
STRATEGIC METALS LTD.
Ticker: | SMD | Security ID: | 862758109 | |||
Meeting Date: | JUL 20, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director W. Douglas Eaton | For | For | Management | ||||
2.2 | Elect Director Bruce A. Youngman | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | For | Management | ||||
2.4 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.5 | Elect Director Lee A. Groat | For | For | Management | ||||
2.6 | Elect Director Richard A. Graham | For | For | Management | ||||
2.7 | Elect Director R. E. Gordon Davis | For | For | Management |
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3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Stock Option Plan | For | For | Management | ||||
5 | Authorize Proxyholder to Vote on Any Ammendement to Previous Resolutions | For | Against | Management |
STRATEGIC METALS LTD.
Ticker: | SMD | Security ID: | 862758208 | |||
Meeting Date: | JUN 25, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director W. Douglas Eaton | For | Withhold | Management | ||||
2.2 | Elect Director Bruce A. Youngman | For | Withhold | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.5 | Elect Director Lee A. Groat | For | For | Management | ||||
2.6 | Elect Director Richard A. Graham | For | Withhold | Management | ||||
2.7 | Elect Director R. E. Gordon Davis | For | Withhold | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Shareholder Rights Plan | For | Against | Management | ||||
6 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | For | Against | Management |
TAHOE RESOURCES INC.
Ticker: | THO | Security ID: | 873868103 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Dan Rovig | For | For | Management | ||||
1.2 | Elect Director C. Kevin McArthur | For | For | Management | ||||
1.3 | Elect Director Lorne B. Anderson | For | For | Management | ||||
1.4 | Elect Director Paul B. Sweeney | For | For | Management | ||||
1.5 | Elect Director James S. Voorhees | For | For | Management | ||||
1.6 | Elect Director John P. Bell | For | For | Management | ||||
1.7 | Elect Director Kenneth F. Williamson | For | For | Management | ||||
1.8 | Elect Director Tanya M. Jakusconek | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management |
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TOREX GOLD RESOURCES INC.
Ticker: | TXG | Security ID: | 891054108 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred Stanford | For | Withhold | Management | ||||
1.2 | Elect Director Michael Murphy | For | Withhold | Management | ||||
1.3 | Elect Director A. Terrance MacGibbon | For | Withhold | Management | ||||
1.4 | Elect Director David Fennell | For | Withhold | Management | ||||
1.5 | Elect Director Andrew Adams | For | Withhold | Management | ||||
1.6 | Elect Director Frank Davis | For | Withhold | Management | ||||
1.7 | Elect Director James Crombie | For | Withhold | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | Against | Management | ||||
4 | Re-approve Restricted Share Unit Plan | For | Against | Management |
WESDOME GOLD MINES LTD.
Ticker: | WDO | Security ID: | 95083R100 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William F. Bawden | For | Withhold | Management | ||||
1.2 | Elect Director Eldon Bennett | For | Withhold | Management | ||||
1.3 | Elect Director Marc Blais | For | Withhold | Management | ||||
1.4 | Elect Director Brian Northgrave | For | Withhold | Management | ||||
1.5 | Elect Director Donald Orr | For | Withhold | Management | ||||
1.6 | Elect Director Donovan Pollitt | For | Withhold | Management | ||||
1.7 | Elect Director Hemdat Sawh | For | Withhold | Management | ||||
1.8 | Elect Director A. William (Bill) Stein | For | For | Management | ||||
2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
WITWATERSRAND CONSOLIDATED GOLD RESOURCES LIMITED
Ticker: | WGR | Security ID: | S98297104 | |||
Meeting Date: | JUL 29, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2011 | For | For | Management | ||||
2 | Reappoint KPMG Inc as Auditors and Appoint Per Le Roux as the Designated Audit Partner and Authorise Their Remuneration | For | For | Management | ||||
3 | Approve Directors’ Fees for the Year Ended 28 February 2011 | For | For | Management | ||||
4 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
5 | Re-elect Derek Urquhart as Director | For | For | Management | ||||
6 | Elect Gayle Wilson as Member of the Audit Committee | For | For | Management | ||||
7 | Elect Taole Mokoena as Member of the Audit Committee | For | Against | Management | ||||
8 | Elect Humphrey Mathe as Member of the Audit Committee | For | For | Management | ||||
9 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Management |
Page 76
10 | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | For | For | Management | ||||
11 | Approve Remuneration Policy (Non-binding Advisory Vote) | For | For | Management | ||||
1 | Approve Remuneration of Non-Executive Directors for the Period 1 September 2011 to 31 August 2012 | For | For | Management | ||||
2 | Amend The Wits Gold Retention and Share Incentive Scheme Trust | For | For | Management |
YAMANA GOLD INC.
Ticker: | YRI | Security ID: | 98462Y100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Marrone | For | For | Management | ||||
1.2 | Elect Director Patrick J. Mars | For | For | Management | ||||
1.3 | Elect Director John Begeman | For | For | Management | ||||
1.4 | Elect Director Alexander Davidson | For | Withhold | Management | ||||
1.5 | Elect Director Richard Graff | For | For | Management | ||||
1.6 | Elect Director Robert Horn | For | For | Management | ||||
1.7 | Elect Director Nigel Lees | For | For | Management | ||||
1.8 | Elect Director Juvenal Mesquita Filho | For | For | Management | ||||
1.9 | Elect Director Carl Renzoni | For | For | Management | ||||
1.10 | Elect Director Antenor F. Silva, Jr. | For | For | Management | ||||
1.11 | Elect Director Dino Titaro | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
=================== The Tocqueville International Value Fund ===================
3I GROUP PLC
Ticker: | III | Security ID: | G88473148 | |||
Meeting Date: | JUL 06, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Elect Jonathan Asquith as Director | For | For | Management | ||||
5 | Re-elect Alistair Cox as Director | For | For | Management | ||||
6 | Re-elect Richard Meddings as Director | For | For | Management | ||||
7 | Re-elect Willem Mesdag as Director | For | For | Management | ||||
8 | Re-elect Sir Adrian Montague as Director | For | For | Management | ||||
9 | Re-elect Michael Queen as Director | For | For | Management | ||||
10 | Re-elect Julia Wilson as Director | For | For | Management |
Page 77
11 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
12 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
13 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
15 | Approve Discretionary Share Plan | For | Against | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Market Purchase | For | For | Management | ||||
18 | Authorise Market Purchase | For | For | Management | ||||
19 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 07, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel P. Amos | For | Against | Management | ||||
2 | Elect Director John Shelby Amos, II | For | Against | Management | ||||
3 | Elect Director Paul S. Amos, II | For | Against | Management | ||||
4 | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
5 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
6 | Elect Director Douglas W. Johnson | For | Against | Management | ||||
7 | Elect Director Robert B. Johnson | For | For | Management | ||||
8 | Elect Director Charles B. Knapp | For | For | Management | ||||
9 | Elect Director E. Stephen Purdom | For | For | Management | ||||
10 | Elect Director Barbara K. Rimer | For | Against | Management | ||||
11 | Elect Director Marvin R. Schuster | For | Against | Management | ||||
12 | Elect Director Melvin T. Stith | For | For | Management | ||||
13 | Elect Director David Gary Thompson | For | Against | Management | ||||
14 | Elect Director Takuro Yoshida | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | Against | Management | ||||
17 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Ratify Auditors | For | Against | Management |
AKZO NOBEL NV
Ticker: | AKZA | Security ID: | N01803100 | |||
Meeting Date: | APR 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3a | Adopt Financial Statements | For | Did Not Vote | Management | ||||
3b | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
3c | Approve Dividends of EUR 1.45 Per Share | For | Did Not Vote | Management | ||||
4a | Approve Discharge of Management Board | For | Did Not Vote | Management |
Page 78
4b | Approve Discharge of Supervisory Board | For | Did Not Vote | Management | ||||
5a | Elect A.C.M.A. Buchner to Executive Board and Approve Conditional Share Grant | For | Did Not Vote | Management | ||||
5b | Reelect L.E. Darner to Executive Board | For | Did Not Vote | Management | ||||
5c | Reelect K. R. Nichols to Executive Board | For | Did Not Vote | Management | ||||
6a | Elect S.M. Baldauf to Supervisory Board | For | Did Not Vote | Management | ||||
6b | Elect B.J.M. Verwaayen to Supervisory Board | For | Did Not Vote | Management | ||||
6c | Reelect R.G.C. van den Brink to Supervisory Board | For | Did Not Vote | Management | ||||
6d | Reelect P. B. Ellwood to Supervisory Board | For | Did Not Vote | Management | ||||
7 | Amend Articles Re: Legislative Changes | For | Did Not Vote | Management | ||||
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | Did Not Vote | Management | ||||
8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | For | Did Not Vote | Management | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
10 | Other Business (Non-Voting) | None | None | Management |
ASAHI KASEI CORP.
Ticker: | 3407 | Security ID: | J0242P110 | |||
Meeting Date: | JUN 28, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ito, Ichiro | For | For | Management | ||||
1.2 | Elect Director Fujiwara, Taketsugu | For | For | Management | ||||
1.3 | Elect Director Fujiwara, Koji | For | For | Management | ||||
1.4 | Elect Director Yoshida, Yasuyuki | For | For | Management | ||||
1.5 | Elect Director Kobori, Hideki | For | For | Management | ||||
1.6 | Elect Director Kobayashi, Hiroshi | For | For | Management | ||||
1.7 | Elect Director Nakao, Masafumi | For | For | Management | ||||
1.8 | Elect Director Kodama, Yukiharu | For | For | Management | ||||
1.9 | Elect Director Ikeda, Morio | For | For | Management | ||||
1.10 | Elect Director Ichino, Norio | For | For | Management | ||||
2 | Appoint Alternate Statutory Auditor Kobayashi, Koji | For | Against | Management | ||||
3 | Approve Retirement Bonus Payment for Directors | For | For | Management |
Page 79
ASICS CORP.
Ticker: | 7936 | Security ID: | J03234150 | |||
Meeting Date: | JUN 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | Management | ||||
2.1 | Elect Director Wada, Kiyomi | For | For | Management | ||||
2.2 | Elect Director Oyama, Motoi | For | For | Management | ||||
2.3 | Elect Director Ikezaki, Toshiro | For | For | Management | ||||
2.4 | Elect Director Sano, Toshiyuki | For | For | Management | ||||
2.5 | Elect Director Matsuo, Kazuhito | For | For | Management | ||||
2.6 | Elect Director Hashimoto, Kosuke | For | For | Management | ||||
2.7 | Elect Director Hijikata, Masao | For | For | Management | ||||
2.8 | Elect Director Kato, Katsumi | For | For | Management | ||||
2.9 | Elect Director Kajiwara, Kenji | For | For | Management | ||||
2.10 | Elect Director Hamaoka, Mineya | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Ishizuka, Tatsunobu | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Tanaka, Hideaki | For | Against | Management | ||||
3.3 | Appoint Statutory Auditor Mihara, Hideaki | For | Against | Management | ||||
3.4 | Appoint Statutory Auditor Miyakawa, Keiji | For | For | Management |
BANCO SANTANDER S.A.
Ticker: | SAN | Security ID: | 05964H105 | |||
Meeting Date: | MAR 29, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | For | For | Management | ||||
1.B | Approve Discharge of Directors for FY 2011 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | For | For | Management | ||||
3.A | Elect Esther Gimenez-Salinas Colomer as Director | For | For | Management | ||||
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | For | Against | Management | ||||
3.C | Reelect Juan Rodriguez Inciarte as Director | For | Against | Management | ||||
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | For | Against | Management | ||||
3.E | Reelect Matias Rodriguez Inciarte as Director | For | Against | Management | ||||
3.F | Reelect Manuel Soto Serrano as Director | For | Against | Management | ||||
4 | Renew Appointment of Deloitte as Auditor | For | For | Management | ||||
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | For | For | Management | ||||
5.B | Amend Article 69 | For | For | Management | ||||
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | For | For | Management | ||||
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | For | For | Management | ||||
7 | Authorize Capital Increase of EUR 500 Million | For | For | Management | ||||
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | For | Management |
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9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | For | For | Management | ||||
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | For | For | Management | ||||
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | For | For | Management | ||||
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | For | For | Management | ||||
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | For | For | Management | ||||
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | For | For | Management | ||||
12 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
13 | Advisory Vote on Remuneration Report | For | For | Management |
BARRICK GOLD CORPORATION
Ticker: | ABX | Security ID: | 067901108 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard L. Beck | For | Withhold | Management | ||||
1.2 | Elect Director C. William D. Birchall | For | Withhold | Management | ||||
1.3 | Elect Director Donald J. Carty | For | For | Management | ||||
1.4 | Elect Director Gustavo Cisneros | For | Withhold | Management | ||||
1.5 | Elect Director Robert M. Franklin | For | Withhold | Management | ||||
1.6 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.7 | Elect Director Dambisa Moyo | For | Withhold | Management | ||||
1.8 | Elect Director Brian Mulroney | For | Withhold | Management | ||||
1.9 | Elect Director Anthony Munk | For | Withhold | Management | ||||
1.10 | Elect Director Peter Munk | For | Withhold | Management | ||||
1.11 | Elect Director Aaron W. Regent | For | Withhold | Management | ||||
1.12 | Elect Director Nathaniel P. Rothschild | For | For | Management | ||||
1.13 | Elect Director Steven J. Shapiro | For | Withhold | Management | ||||
1.14 | Elect Director John L. Thornton | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 81
BHP BILLITON LIMITED
Ticker: | BHP | Security ID: | 088606108 | |||
Meeting Date: | NOV 17, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | Management | ||||
14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | Management | ||||
15 | Approve the Authority to Issue Shares in BHP Biliton Plc | For | For | Management | ||||
16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | For | For | Management | ||||
17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | For | For | Management | ||||
18 | Approve the Remuneration Report | For | For | Management | ||||
19 | Approve the Termination Benefits for Group Management Committee Members | For | For | Management | ||||
20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | For | For | Management |
Page 82
BOLLORE
Ticker: | BOL | Security ID: | F10659112 | |||
Meeting Date: | JUN 06, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | Against | Management | ||||
5 | Reelect Comte de Ribes as Director | For | Against | Management | ||||
6 | Reelect Hubert Fabri as Director | For | Against | Management | ||||
7 | Reelect Michel Roussin as Director | For | Against | Management | ||||
8 | Reelect George Pebereau as Director | For | Against | Management | ||||
9 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
1 | Amend Length of Director’s Mandate | For | For | Management | ||||
2 | Subject to Approval of Item 1 Above, Amend Article 12 of Bylaws Accordingly | For | For | Management | ||||
3 | Amend Article 17 of Bylaws Re: Related-Party Transactions | For | Against | Management | ||||
4 | Amend Articles 12.4, 15, 19 of Bylaws Re: Board of Directors, General Meeting | For | Against | Management | ||||
5 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | Management | ||||
6 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
BRIDGESTONE CORP.
Ticker: | 5108 | Security ID: | J04578126 | |||
Meeting Date: | MAR 27, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | Management | ||||
2 | Amend Articles To Expand Board Eligibility | For | For | Management | ||||
3.1 | Elect Director Arakawa, Shoshi | For | For | Management | ||||
3.2 | Elect Director Tsuya, Masaaki | For | For | Management | ||||
3.3 | Elect Director Nishigai, Kazuhisa | For | For | Management | ||||
3.4 | Elect Director Morimoto, Yoshiyuki | For | For | Management | ||||
3.5 | Elect Director Zaitsu, Narumi | For | For | Management | ||||
3.6 | Elect Director Tachibana Fukushima, Sakie | For | For | Management | ||||
3.7 | Elect Director Enkawa, Takao | For | For | Management | ||||
3.8 | Elect Director Murofushi, Kimiko | For | For | Management |
Page 83
3.9 | Elect Director Scott Trevor Davis | For | For | Management | ||||
4.1 | Appoint Statutory Auditor Masunaga, Mikio | For | For | Management | ||||
4.2 | Appoint Statutory Auditor Watanabe, Tomoko | For | For | Management | ||||
5 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
6 | Approve Deep Discount Stock Option Plan | For | For | Management |
CANON INC.
Ticker: | 7751 | Security ID: | 138006309 | |||
Meeting Date: | MAR 29, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Management | ||||
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | For | For | Management | ||||
3.1 | Elect Director Mitarai, Fujio | For | For | Management | ||||
3.2 | Elect Director Tanaka, Toshizo | For | For | Management | ||||
3.3 | Elect Director Ikoma, Toshiaki | For | For | Management | ||||
3.4 | Elect Director Watanabe, Kunio | For | For | Management | ||||
3.5 | Elect Director Adachi, Yoroku | For | For | Management | ||||
3.6 | Elect Director Mitsuhashi, Yasuo | For | For | Management | ||||
3.7 | Elect Director Matsumoto, Shigeyuki | For | For | Management | ||||
3.8 | Elect Director Homma, Toshio | For | For | Management | ||||
3.9 | Elect Director Nakaoka, Masaki | For | For | Management | ||||
3.10 | Elect Director Honda, Haruhisa | For | For | Management | ||||
3.11 | Elect Director Ozawa, Hideki | For | For | Management | ||||
3.12 | Elect Director Maeda, Masaya | For | For | Management | ||||
3.13 | Elect Director Tani, Yasuhiro | For | For | Management | ||||
3.14 | Elect Director Araki, Makoto | For | For | Management | ||||
3.15 | Elect Director Suematsu, Hiroyuki | For | For | Management | ||||
3.16 | Elect Director Uzawa, Shigeyuki | For | For | Management | ||||
3.17 | Elect Director Nagasawa, Kenichi | For | For | Management | ||||
3.18 | Elect Director Otsuka, Naoji | For | For | Management | ||||
4 | Appoint Statutory Auditor Uramoto, Kengo | For | For | Management | ||||
5 | Approve Retirement Bonus Payment for Directors | For | Against | Management | ||||
6 | Approve Annual Bonus Payment to Directors | For | For | Management |
CLEAR MEDIA LTD.
Ticker: | 00100 | Security ID: | G21990109 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend of HK$0.05 Per Share | For | For | Management |
Page 84
3a | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
3b | Elect Zhu Jia as Non-Executive Director | For | Against | Management | ||||
3c | Reelect Han Zi Jing as Executive Director | For | For | Management | ||||
3d | Reelect Han Zi Dian as Non-Executive Director | For | For | Management | ||||
4 | Reelect Desmond Murray as Independent Non- Executive Director and Authorize Board to Fix His Remuneration | For | For | Management | ||||
5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
8 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
9 | Amend New Share Option Scheme | For | Against | Management | ||||
10 | Approve Appointment of Two New Independent Non-Executive Directors | For | For | Management | ||||
11 | Amend Bye-Laws of the Company | For | For | Management |
COMPAGNIE DE SAINT GOBAIN
Ticker: | SGO | Security ID: | F80343100 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | For | For | Management | ||||
4 | Approve Transaction with Wendel Re: Principles and Objectives of their Long-Term Partnership | For | For | Management | ||||
5 | Approve Transaction with BNP Paribas and Verallia Re: Listing of Verallia Shares | For | For | Management | ||||
6 | Elect Jean-Dominique Senard as Director | For | Against | Management | ||||
7 | Reelect Isabelle Bouillot as Director | For | Against | Management | ||||
8 | Reelect Bernard Gautier as Director | For | Against | Management | ||||
9 | Reelect Sylvia Jay as Director | For | For | Management | ||||
10 | Reelect Frederic Lemoine as Director | For | Against | Management | ||||
11 | Renew Appointment of KPMG Audit as Auditor | For | For | Management | ||||
12 | Renew Appointment of Fabrice Odent as Alternate Auditor | For | For | Management | ||||
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
14 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Management | ||||
15 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | Management | ||||
16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | For | Against | Management | ||||
17 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 85
CRH PLC
Ticker: | CRG | Security ID: | G25508105 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4(a) | Elect Ernst Bartschi as Director | For | For | Management | ||||
4(b) | Re-elect Maeve Carton as Director | For | For | Management | ||||
4(c) | Re-elect Bill Egan as Director | For | For | Management | ||||
4(d) | Re-elect Utz-Hellmuth Felcht as Director | For | For | Management | ||||
4(e) | Re-elect Nicky Hartery as Director | For | For | Management | ||||
4(f) | Re-elect Jan de Jong as Director | For | For | Management | ||||
4(g) | Re-elect John Kennedy as Director | For | For | Management | ||||
4(h) | Re-elect Myles Lee as Director | For | For | Management | ||||
4(i) | Elect Heather McSharry as Director | For | For | Management | ||||
4(j) | Re-elect Albert Manifold as Director | For | For | Management | ||||
4(k) | Re-elect Dan O’Connor as Director | For | For | Management | ||||
4(l) | Re-elect Mark Towe as Director | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
7 | Authorise Market Purchase | For | For | Management | ||||
8 | Authorise Reissuance of Repurchased Shares | For | For | Management | ||||
9 | Amend Articles of Association | For | For | Management | ||||
10 | Amend Articles of Association | For | For | Management |
DCC PLC
Ticker: | DCC | Security ID: | G2689P101 | |||
Meeting Date: | JUL 15, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4(a) | Reelect Tommy Breen as a Director | For | For | Management | ||||
4(b) | Reelect Roisin Brennan as a Director | For | For | Management | ||||
4(c) | Reelect Michael Buckley as a Director | For | For | Management | ||||
4(d) | Reelect David Byrne as a Director | For | For | Management | ||||
4(e) | Reelect Kevin Melia as a Director | For | For | Management |
Page 86
4(f) | Reelect John Moloney as a Director | For | For | Management | ||||
4(g) | Reelect Donal Murphy as a Director | For | For | Management | ||||
4(h) | Reelect Fergal O’Dwyer as a Director | For | For | Management | ||||
4(i) | Reelect Bernard Somers as a Director | For | For | Management | ||||
4(j) | Reelect Leslie Van de Walle as a Director | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | Management | ||||
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
8 | Authorise Share Repurchase Program | For | For | Management | ||||
9 | Authorise Reissuance of Repurchased Shares | For | For | Management | ||||
10 | Approve Convening of an EGM on 14 Days Notice | For | For | Management |
DISCO CO.
Ticker: | 6146 | Security ID: | J12327102 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | For | For | Management | ||||
2 | Approve Annual Bonus Payment to Directors | For | For | Management |
EXPERIAN PLC
Ticker: | EXPN | Security ID: | G32655105 | |||
Meeting Date: | JUL 20, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Re-elect Fabiola Arredondo as Director | For | For | Management | ||||
4 | Re-elect Paul Brooks as Director | For | For | Management | ||||
5 | Re-elect Chris Callero as Director | For | For | Management | ||||
6 | Re-elect Roger Davis as Director | For | For | Management | ||||
7 | Re-elect Alan Jebson as Director | For | For | Management | ||||
8 | Re-elect John Peace as Director | For | For | Management | ||||
9 | Re-elect Don Robert as Director | For | For | Management | ||||
10 | Re-elect Sir Alan Rudge as Director | For | For | Management | ||||
11 | Re-elect Judith Sprieser as Director | For | For | Management | ||||
12 | Re-elect David Tyler as Director | For | For | Management | ||||
13 | Re-elect Paul Walker as Director | For | For | Management | ||||
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
15 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Market Purchase | For | For | Management |
Page 87
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Robert A. Day | For | Withhold | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | Withhold | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | Withhold | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B. M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
GROUPE BRUXELLES LAMBERT
Ticker: | GBLB | Security ID: | B4746J115 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports | None | None | Management | ||||
2.1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
2.2 | Adopt Financial Statements | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Auditor | For | Did Not Vote | Management | ||||
5.1 | Receive Information on Resignation of G. Frere and T. de Rudder as Executive Directors | None | None | Management | ||||
5.2.1 | Reelect G. Chodron de Courcel as Director | For | Did Not Vote | Management | ||||
5.2.2 | Reelect I. Gallienne as Director | For | Did Not Vote | Management | ||||
5.2.3 | Reelect T. de Rudder as Director | For | Did Not Vote | Management | ||||
6 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
7 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
8 | Approve Stock Option Plan Grants | For | Did Not Vote | Management | ||||
9 | Transact Other Business | None | None | Management |
Page 88
HALFORDS GROUP PLC
Ticker: | HFD | Security ID: | G4280E105 | |||
Meeting Date: | AUG 02, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Dennis Millard as Director | For | For | Management | ||||
5 | Re-elect David Wild as Director | For | For | Management | ||||
6 | Re-elect Paul McClenaghan as Director | For | For | Management | ||||
7 | Re-elect Keith Harris as Director | For | For | Management | ||||
8 | Re-elect William Ronald as Director | For | For | Management | ||||
9 | Elect David Adams as Director | For | For | Management | ||||
10 | Elect Claudia Arney as Director | For | For | Management | ||||
11 | Elect Andrew Findlay as Director | For | For | Management | ||||
12 | Reappoint KPMG Audit plc as Auditors | For | For | Management | ||||
13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
16 | Authorise Market Purchase | For | For | Management | ||||
17 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
18 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
HAULOTTE GROUP
Ticker: | PIG | Security ID: | F4752U109 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Approve Treatment of Losses | For | For | Management | ||||
3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Auditors’ Special Report Regarding New Related Party Transactions | For | Against | Management | ||||
5 | Reelect Pierre Saubot as Director | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Management | ||||
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 405,783 | For | For | Management |
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9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 405,783 | For | For | Management | ||||
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement | For | For | Management | ||||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 8 to 10 | For | For | Management | ||||
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 8 to 10 | For | For | Management | ||||
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
14 | Approve Employee Stock Purchase Plan | Against | For | Management | ||||
15 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
HITACHI LTD.
Ticker: | 6501 | Security ID: | J20454112 | |||
Meeting Date: | JUN 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kawamura, Takashi | For | For | Management | ||||
1.2 | Elect Director Ota, Yoshie | For | For | Management | ||||
1.3 | Elect Director Ohashi, Mitsuo | For | For | Management | ||||
1.4 | Elect Director Katsumata, Nobuo | For | For | Management | ||||
1.5 | Elect Director George Buckley | For | For | Management | ||||
1.6 | Elect Director Mochizuki, Harufumi | For | For | Management | ||||
1.7 | Elect Director Motobayashi, Toru | For | Against | Management | ||||
1.8 | Elect Director Philip Yeo | For | For | Management | ||||
1.9 | Elect Director Kikawa, Michijiro | For | For | Management | ||||
1.10 | Elect Director Stephen Gomersall | For | For | Management | ||||
1.11 | Elect Director Nakanishi, Hiroaki | For | For | Management | ||||
1.12 | Elect Director Hatchoji, Takashi | For | For | Management | ||||
1.13 | Elect Director Miyoshi, Takashi | For | For | Management | ||||
2 | Amend Articles to Formalize Representative Executive Officer and Vice President Responsibility for Group Management | Against | Against | Shareholder |
HORIBA LTD.
Ticker: | 6856 | Security ID: | J22428106 | |||
Meeting Date: | MAR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Horiba, Atsushi | For | For | Management | ||||
1.2 | Elect Director Ishida, Kozo | For | For | Management | ||||
1.3 | Elect Director Sato, Fumitoshi | For | For | Management |
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1.4 | Elect Director Saito, Juichi | For | For | Management | ||||
1.5 | Elect Director Sugita, Masahiro | For | For | Management | ||||
2.1 | Appoint Statutory Auditor Uno, Toshihiko | For | For | Management | ||||
2.2 | Appoint Statutory Auditor Ishizumi, Kanji | For | Against | Management | ||||
2.3 | Appoint Statutory Auditor Ishida, Keisuke | For | Against | Management | ||||
3.1 | Appoint Alternate Statutory Auditor Kinokuni, Ikuo | For | Against | Management | ||||
3.2 | Appoint Alternate Statutory Auditor Kikkawa, Sunao | For | For | Management |
HOYA CORP.
Ticker: | 7741 | Security ID: | J22848105 | |||
Meeting Date: | JUN 20, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mogi, Yuuzaburo | For | For | Management | ||||
1.2 | Elect Director Kono, Eiko | For | For | Management | ||||
1.3 | Elect Director Kodama, Yukiharu | For | For | Management | ||||
1.4 | Elect Director Koeda, Itaru | For | For | Management | ||||
1.5 | Elect Director Aso, Yutaka | For | For | Management | ||||
1.6 | Elect Director Suzuki, Hiroshi | For | For | Management | ||||
1.7 | Elect Director Ema, Kenji | For | For | Management |
IAMGOLD CORPORATION
Ticker: | IMG | Security ID: | 450913108 | |||
Meeting Date: | MAY 14, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Caldwell | For | For | Management | ||||
1.2 | Elect Director Donald K. Charter | For | For | Management | ||||
1.3 | Elect Director W. Robert Dengler | For | For | Management | ||||
1.4 | Elect Director Guy G. Dufresne | For | For | Management | ||||
1.5 | Elect Director Richard J. Hall | For | Withhold | Management | ||||
1.6 | Elect Director Stephen J.J. Letwin | For | For | Management | ||||
1.7 | Elect Director Mahendra Naik | For | For | Management | ||||
1.8 | Elect Director William D. Pugliese | For | For | Management | ||||
1.9 | Elect Director John T. Shaw | For | For | Management | ||||
1.10 | Elect Director Timothy R. Snider | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Re-approve Share Incentive Plan | For | Against | Management |
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INTERPUMP GROUP SPA
Ticker: | IP | Security ID: | T5513W107 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Allocation of Income | For | Did Not Vote | Management | ||||
3 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
4 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
5 | Authorize Share Repurchase Program and | For | Did Not Vote | Management | ||||
Reissuance of Repurchased Shares |
INVENSYS PLC
Ticker: | ISYS | Security ID: | G49133161 | |||
Meeting Date: | JUL 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3a | Re-elect Francesco Caio as Director | For | For | Management | ||||
3b | Re-elect Wayne Edmunds as Director | For | For | Management | ||||
3c | Re-elect Bay Green as Director | For | For | Management | ||||
3d | Re-elect Paul Lester as Director | For | For | Management | ||||
3e | Elect Deena Mattar as Director | For | For | Management | ||||
3f | Re-elect Michael Parker as Director | For | For | Management | ||||
3g | Re-elect Dr Martin Read as Director | For | For | Management | ||||
3h | Re-elect Sir Nigel Rudd as Director | For | For | Management | ||||
3i | Re-elect Pat Zito as Director | For | For | Management | ||||
4 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Approve Final Dividend | For | For | Management | ||||
7 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
8 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
9 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
10 | Authorise Market Purchase | For | For | Management | ||||
11 | Authorise EU Political Donations and Expenditure | For | For | Management |
IPSEN
Ticker: | IPN | Security ID: | F5362H107 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management |
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3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | Management | ||||
4 | Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | Management | ||||
5 | Approve Severance Payment Agreement with Marc de Garidel | For | Against | Management | ||||
6 | Elect Mayroy SA as Director | For | Against | Management | ||||
7 | Elect Carole Xueref as Director | For | Against | Management | ||||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 990,000 | For | For | Management | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
11 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
KLOECKNER & CO SE
Ticker: | KCO | Security ID: | D40376101 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2011 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | For | For | Management | ||||
5a | Elect Ulrich Grillo to the Supervisory Board | For | For | Management | ||||
5b | Elect Hans-Georg Vater to the Supervisory Board | For | For | Management | ||||
6 | Ratify KPMG as Auditors for Fiscal 2012 | For | For | Management | ||||
7 | Approve Creation of EUR 124.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Management | ||||
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | Management |
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: | PHG | Security ID: | 500472303 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | President’s Speech | None | None | Management | ||||
2a | Adopt Financial Statements | For | Did Not Vote | Management |
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2b | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
2c | Approve Dividends of EUR 0.75 Per Share | For | Did Not Vote | Management | ||||
2d | Approve Discharge of Management Board | For | Did Not Vote | Management | ||||
2e | Approve Discharge of Supervisory Board | For | Did Not Vote | Management | ||||
3a | Reelect E. Kist to Supervisory Board | For | Did Not Vote | Management | ||||
3b | Elect N. Dhawan to Supervisory Board | For | Did Not Vote | Management | ||||
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | For | Did Not Vote | Management | ||||
5 | Approve Reduction in Share Capital by Cancellation of Shares | For | Did Not Vote | Management | ||||
6 | Authorize Repurchase of Shares | For | Did Not Vote | Management | ||||
7 | Other Business (Non-Voting) | None | None | Management |
KYOTO KIMONO YUZEN LTD.
Ticker: | 7615 | Security ID: | J3805M102 | |||
Meeting Date: | JUN 19, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Management | ||||
2.1 | Elect Director Hattori, Masachika | For | For | Management | ||||
2.2 | Elect Director Takamura, Kikuo | For | For | Management | ||||
2.3 | Elect Director Tanaka, Kenkichi | For | For | Management | ||||
2.4 | Elect Director Kuwada, Kensaku | For | For | Management | ||||
2.5 | Elect Director Kai, Chieko | For | For | Management | ||||
2.6 | Elect Director Mikami, Akiko | For | For | Management | ||||
2.7 | Elect Director Hashimoto, Yasushi | For | For | Management | ||||
2.8 | Elect Director Matsuoka, Etsuko | For | For | Management | ||||
2.9 | Elect Director Ishikubo, Yoshiyuki | For | For | Management | ||||
3 | Appoint Statutory Auditor Iwakawa, Koshiro | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | Management |
MAKITA CORP.
Ticker: | 6586 | Security ID: | J39584107 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 57 | For | For | Management | ||||
2.1 | Appoint Statutory Auditor Yamazoe, Toshihito | For | For | Management | ||||
2.2 | Appoint Statutory Auditor Hisatsune, Haruhito | For | For | Management | ||||
2.3 | Appoint Statutory Auditor Kondo, Michiyuki | For | For | Management | ||||
3 | Approve Annual Bonus Payment to Directors | For | For | Management |
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METROPOLE TELEVISION M6
Ticker: | MMT | Security ID: | F6160D108 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report Regarding New Related-Party Transactions | For | For | Management | ||||
5 | Approve Severance Payment Agreement with Robin Leproux | For | Against | Management | ||||
6 | Reelect Albert Frere as Supervisory Board Member | For | Against | Management | ||||
7 | Elect Mouna Sepehri as Supervisory Board Member | For | For | Management | ||||
8 | Reelect Delphine Arnault as Supervisory Board Member | For | For | Management | ||||
9 | Reelect Gerard Worms as Supervisory Board Member | For | For | Management | ||||
10 | Reelect Guy de Panafieu as Supervisory Board Member | For | For | Management | ||||
11 | Reelect Remy Sautter as Supervisory Board Member | For | Against | Management | ||||
12 | Ratify Appointment of Guillaume de Posch as Supervisory Board Member | For | Against | Management | ||||
13 | Reelect Philippe Delusinne as Supervisory Board Member | For | Against | Management | ||||
14 | Elect Christopher Baldelli as Supervisory Board Member | For | Against | Management | ||||
15 | Reelect Vincent de Dorlodot as Supervisory Board Member | For | Against | Management | ||||
16 | Reelect Elmar Heggen as Supervisory Board Member | For | Against | Management | ||||
17 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 236,000 | For | For | Management | ||||
18 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | For | Against | Management | ||||
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
20 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 95
MISUMI GROUP INC.
Ticker: | 9962 | Security ID: | J43293109 | |||
Meeting Date: | JUN 18, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | For | For | Management | ||||
2 | Amend Articles To Change Location of Head Office | For | For | Management | ||||
3.1 | Elect Director Saegusa, Tadashi | For | For | Management | ||||
3.2 | Elect Director Takaya, Masayuki | For | For | Management | ||||
3.3 | Elect Director Eguchi, Masahiko | For | For | Management | ||||
3.4 | Elect Director Ono, Ryuusei | For | For | Management | ||||
3.5 | Elect Director Ikeguchi, Tokuya | For | For | Management | ||||
3.6 | Elect Director Sanada, Yoshiyuki | For | For | Management | ||||
3.7 | Elect Director Fukino, Hiroshi | For | For | Management | ||||
3.8 | Elect Director Numagami, Tsuyoshi | For | For | Management | ||||
4 | Appoint Statutory Auditor Hirai, Hidetada | For | For | Management | ||||
5 | Approve Stock Option Plan | For | For | Management |
MOBISTAR SA
Ticker: | MOBB | Security ID: | B60667100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
a | Receive Directors’ Reports | None | None | Management | ||||
b | Receive Auditors’ Reports | None | None | Management | ||||
c | Approve Remuneration Report | For | Did Not Vote | Management | ||||
d | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.70 per Share | For | Did Not Vote | Management | ||||
e | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
f | Approve Discharge of Auditor | For | Did Not Vote | Management | ||||
g1 | Elect J.M. Harion as Director | For | Did Not Vote | Management | ||||
g2 | Elect G. Andre-Berliat as Director | For | Did Not Vote | Management | ||||
h | Approve Deviation from Belgian Company Law Re: Article 520ter | For | Did Not Vote | Management | ||||
i | Amend Corporate Purpose | For | Did Not Vote | Management | ||||
j | Authorize Coordination of Articles and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | Management | ||||
k | Approve Change-of-Control Clause Re : Local Service Agreement between Societe Generale and France Telecom | For | Did Not Vote | Management | ||||
l | Approve Change-of-Control Clause Re : Local Service Agreement between Axus and France Telecom | For | Did Not Vote | Management | ||||
m | Approve Change-of-Control Clause Re : Local Service Agreement between Societe Generale Private Banking Belgium and France Telecom | For | Did Not Vote | Management | ||||
n | Approve Change-of-Control Clause Re : Service Agreement with Flemish Authorities | For | Did Not Vote | Management | ||||
o | Approve Change-of-Control Clause Re : Machine to Machine Service Agreement with Sprint Spectrum L.P. | For | Did Not Vote | Management |
Page 96
NESTLE SA
Ticker: | NESN | Security ID: | H57312649 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
1.2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 1.95 per Share | For | Did Not Vote | Management | ||||
4.1 | Reelect Daniel Borel as Director | For | Did Not Vote | Management | ||||
4.2 | Elect Henri de Castries as Director | For | Did Not Vote | Management | ||||
4.3 | Ratify KPMG SA as Auditors | For | Did Not Vote | Management | ||||
5 | Approve CHF 7.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce R. Brook | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management | ||||
1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Jane Nelson | For | For | Management | ||||
1.8 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.9 | Elect Director John B. Prescott | For | For | Management | ||||
1.10 | Elect Director Donald C. Roth | For | For | Management | ||||
1.11 | Elect Director Simon R. Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
NEXANS
Ticker: | NEX | Security ID: | F65277109 | |||
Meeting Date: | NOV 10, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | NOV 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Hubert Porte as Director | For | For | Management | ||||
2 | Subject to Approval of Item 3 Below, Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 21 of Bylaws Accordingly | For | For | Management | ||||
3 | Subject to Approval of Item 2 Above, Amend Article 21 of Bylaws Re: Voting Rights Limitations | For | For | Management | ||||
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
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NEXANS
Ticker: | NEX | Security ID: | F65277109 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | For | Management | ||||
4 | Reelect Frederic Vincent as Director | For | Against | Management | ||||
5 | Reelect Colette Lewiner as Director | For | For | Management | ||||
6 | Reelect Guillermo Luksic Craig as Director | For | For | Management | ||||
7 | Subject to Approval of Item 25, Elect Lena Wujek as Representative of Employee Shareholders to the Board | For | For | Management | ||||
8 | Approve Transaction with Frederic Vincent Re: Pension Scheme Agreement | For | For | Management | ||||
9 | Approve Transaction with Frederic Vincent Re: Severance Payment and Non Compete Agreement | For | For | Management | ||||
10 | Subject to Approval of Items 7 and 25, Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000 | For | For | Management | ||||
11 | Renew Appointments of PricewaterhouseCoopers Audit as Auditor and Etienne Boris as Alternate Auditor | For | For | Management | ||||
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 14 Million | For | For | Management | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | For | For | Management | ||||
16 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4 Million | For | For | Management | ||||
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
18 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Future Acquisitions | For | For | Management |
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19 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
20 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
21 | Approve Stock Purchase Plan Reserved for International Employees | For | For | Management | ||||
22 | Authorize up to Aggregate Nominal Amount of EUR 160,000 for Use in Restricted Stock Plan (for Employees and Executives) | For | For | Management | ||||
23 | Amend Peer Group for Performance Conditions for Restricted Shares Authorized under May 31, 2011 General Meeting | For | For | Management | ||||
24 | Authorize up to Aggregate Nominal Amount of EUR 15,000 for Use in Restricted Stock Plan (for Employees) | For | For | Management | ||||
25 | Add New Article 12 of Bylaws Re: Employee Shareholders Representative to the Board | For | Against | Management | ||||
26 | Amend Article 13 of Bylaws Re: Convening of Board Meetings | For | For | Management | ||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
NV BEKAERT SA
Ticker: | BEKB | Security ID: | B6346B111 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ Reports (Non-Voting) | None | None | Management | ||||
2 | Receive Auditors’ Reports (Non-Voting) | None | None | Management | ||||
3 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.17 per Share | For | Did Not Vote | Management | ||||
5.1 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
5.2 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
6.1 | Reelect Buysse as Director | For | Did Not Vote | Management | ||||
6.2 | Reelect Bekaert as Director | For | Did Not Vote | Management | ||||
6.3 | Reelect Albrecht De Graeve as Director | For | Did Not Vote | Management | ||||
6.4 | Reelect Charles de Liedekerke as Director | For | Did Not Vote | Management | ||||
6.5 | Reelect Hubert Jacobs van Merlen as Director | For | Did Not Vote | Management | ||||
6.6 | Reelect Maxime Jadot as Director | For | Did Not Vote | Management | ||||
6.7 | Elect Anthony Galsworthy as Director | For | Did Not Vote | Management | ||||
6.8 | Reelect Manfred Wennemer as Director | For | Did Not Vote | Management | ||||
7.1 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
7.2 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
7.3 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
8 | Approve Auditors’ Remuneration | For | Did Not Vote | Management | ||||
9 | Approve Change-of-Control Clause Re : Bonds Issuance | For | Did Not Vote | Management | ||||
10 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management |
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NV BEKAERT SA
Ticker: | BEKB | Security ID: | B6346B111 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Special | |||
Record Date: | APR 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Special Board Report Re: Authorized Capital | None | None | Management | ||||
2 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions | For | Did Not Vote | Management | ||||
3 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Did Not Vote | Management | ||||
4 | Amend Articles Re: Implement Conditional Precedent | For | Did Not Vote | Management |
OMRON CORP.
Ticker: | 6645 | Security ID: | J61374120 | |||
Meeting Date: | JUN 21, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | For | For | Management | ||||
2.1 | Elect Director Sakuta, Hisao | For | For | Management | ||||
2.2 | Elect Director Tateishi, Fumio | For | For | Management | ||||
2.3 | Elect Director Yamada, Yoshihito | For | For | Management | ||||
2.4 | Elect Director Morishita, Yoshinobu | For | For | Management | ||||
2.5 | Elect Director Sakumiya, Akio | For | For | Management | ||||
2.6 | Elect Director Toyama, Kazuhiko | For | For | Management | ||||
2.7 | Elect Director Sakurai, Masamitsu | For | For | Management | ||||
3 | Appoint Statutory Auditor Nagatomo, Eisuke | For | For | Management | ||||
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | For | For | Management | ||||
5 | Approve Annual Bonus Payment to Directors | For | For | Management |
ORKLA ASA
Ticker: | ORK | Security ID: | R67787102 | |||
Meeting Date: | NOV 03, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Special Dividend of NOK 5.00 per Share | For | Did Not Vote | Management |
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ORKLA ASA
Ticker: | ORK | Security ID: | R67787102 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividend of NOK 2.50 per Share | For | Did Not Vote | Management | ||||
2.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | None | None | Management | ||||
2.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Did Not Vote | Management | ||||
2.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | For | Did Not Vote | Management | ||||
3 | Receive Company’s Corporate Governance Statement | None | None | Management | ||||
4 | Approve NOK 12.5 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management | ||||
5a | Authorize Repurchase of Shares for Use in Employee Incentive Programs | For | Did Not Vote | Management | ||||
5b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
6 | Authorize Company to Call EGM with Two Weeks’ Notice | For | Did Not Vote | Management | ||||
7a | Reelect Andresen, Kreutzer, Bjerke, Pettersson, Waersted, Windfelt, Svarva, Mejdell, Blystad, Selte, Venold, and Brautaset as Members of Corporate Assembly; Elect Gleditsch, and Rydning as New Members of Corporate Assembly | For | Did Not Vote | Management | ||||
7b | Reelect Hokholt, Bjorn, and Berdal as Deputy Members of Corporate Assembly; Elect Houg, Hagen, and Ideboen as New Deputy Members of Corporate Assembly | For | Did Not Vote | Management | ||||
8 | Reelect Idar Kreutzer (Chair), Olaug Svarva, and Leiv Askvig as Members of Nominating Committee | For | Did Not Vote | Management | ||||
9 | Approve Remuneration of Members of Corporate Assembly in the Amount of NOK 137,000 per Year for Chairman, NOK 34,000 per Year for Vice-Chairman and NOK 7,000 per Meeting Attended for Other Members | For | Did Not Vote | Management | ||||
10 | Approve Remuneration for Nomination Committee Work in the Amount of NOK 7,000 per Meeting for the Chair and NOK 5,000 per Meeting for Other Members | For | Did Not Vote | Management | ||||
11 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
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PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 23, 2011 | Meeting Type: | Special | |||
Record Date: | AUG 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Alternate Director Miriam Aparecida Belchior as Director Until Next General Meeting to Fill Director Vacancy | For | Did Not Vote | Management | ||||
2 | Amend Articles 18, 19, 21, 22, 25, 28, and 39 Re: Board Size, Procedures Applicable to Employee Board Representative, Clarify Chairman’s Casting Vote | For | Did Not Vote | Management |
PYI CORPORATION LTD.
Ticker: | 00498 | Security ID: | G7304P105 | |||
Meeting Date: | SEP 16, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2a | Approve Final Dividend for the Year Ended March 31, 2011 | For | For | Management | ||||
2b | Approve Special Dividend for the Year Ending March 31, 2012 | For | For | Management | ||||
3a1 | Reelect Chan Shu Kin as Director | For | For | Management | ||||
3a2 | Reelect Li Chang An as Director | For | For | Management | ||||
3b | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5c | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
5d | Approve Refreshment of the 10 Percent Limit on Grant of Options Under the PYE Share Option Scheme | For | Against | Management |
PYI CORPORATION LTD.
Ticker: | 00498 | Security ID: | G7304P105 | |||
Meeting Date: | OCT 17, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Deemed Disposal and Related Transactions | For | For | Management |
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PYI CORPORATION LTD.
Ticker: | 00498 | Security ID: | G7304P105 | |||
Meeting Date: | JUN 11, 2012 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Business Services Agreement and Related Annual Caps | For | For | Management | ||||
2 | Reelect Chan Yiu Lun, Alan as Executive Director | For | For | Management |
SAF-HOLLAND S.A.
Ticker: | SFQ | Security ID: | L7999A102 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive and Approve Board’s Reports | For | For | Management | ||||
2 | Receive and Approve Auditor’s Reports | For | For | Management | ||||
3 | Approve Financial Statements | For | For | Management | ||||
4 | Accept Consolidated Financial Statements | For | For | Management | ||||
5 | Approve Allocation of Income | For | For | Management | ||||
6 | Approve Discharge of Directors | For | For | Management | ||||
7 | Approve Discharge of Auditors | For | For | Management | ||||
8 | Reelect Detlef Borghardt and Elect Anja Kleyboldt as Directors | For | For | Management | ||||
9 | Renew Appointment of Ernst & Young as Auditors | For | For | Management |
SAF-HOLLAND S.A.
Ticker: | SFQ | Security ID: | L7999A102 | |||
Meeting Date: | JUN 04, 2012 | Meeting Type: | Special | |||
Record Date: | MAY 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management | ||||
2 | Amend Articles Re: Introduction of EU Shareholder Rights Directive Provisions as Implemented by Luxembourg Law | For | Did Not Vote | Management | ||||
3 | Approve Share Repurchase Program | For | Did Not Vote | Management |
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SANOFI
Ticker: | SAN | Security ID: | F5548N101 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | For | For | Management | ||||
4 | Elect Laurent Attal as Director | For | For | Management | ||||
5 | Reelect Uwe Bicker as Director | For | For | Management | ||||
6 | Reelect Jean Rene Fourtou as Director | For | For | Management | ||||
7 | Reelect Claudie Haignere as Director | For | For | Management | ||||
8 | Reelect Carole Piwnica as Director | For | For | Management | ||||
9 | Reelect Klaus Pohle as Director | For | For | Management | ||||
10 | Appoint Ernst & Young et Autres as Auditor | For | For | Management | ||||
11 | Appoint Auditex as Alternate Auditor | For | For | Management | ||||
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | For | For | Management | ||||
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
15 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SIEMENS AG
Ticker: | SIE | Security ID: | 826197501 | |||
Meeting Date: | JAN 24, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010/2011 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | For | For | Management | ||||
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011/2012 | For | For | Management | ||||
6 | Amend Articles Re: Female Representation on the Supervisory Board | Against | Against | Shareholder |
Page 104
SINGAPORE POST LTD.
Ticker: | S08 | Security ID: | Y8120Z103 | |||
Meeting Date: | JUN 29, 2012 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Mandate for Transactions with Related Parties | For | For | Management | ||||
2 | Authorize Share Repurchase Program | For | For | Management | ||||
3 | Adopt Singapore Post Share Option Scheme 2012 | For | Against | Management |
SINGAPORE POST LTD.
Ticker: | S08 | Security ID: | Y8120Z103 | |||
Meeting Date: | JUN 29, 2012 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2 | Declare Final Dividend of SGD 0.025 Per Share | For | For | Management | ||||
3 | Reelect Lim Ho Kee as Director | For | Against | Management | ||||
4 | Reelect Michael James Murphy as Director | For | For | Management | ||||
5 | Reelect Zulkifli Bin Baharudin as Director | For | For | Management | ||||
6 | Reelect Wolfgang Baier as Director | For | For | Management | ||||
7 | Reelect Tan Yam Pin as Director | For | For | Management | ||||
8 | Approve Directors’ Fees of SGD 1 Million for the Year Ended March 31, 2012 | For | For | Management | ||||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
11 | Approve Issuance of Shares and Grant of Options Pursuant to the Singapore Post Share Option Scheme | For | For | Management | ||||
12 | Other Business (Voting) | For | Against | Management |
SMC CORP.
Ticker: | 6273 | Security ID: | J75734103 | |||
Meeting Date: | JUN 28, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | For | For | Management | ||||
2.1 | Elect Director Takada, Yoshiyuki | For | For | Management | ||||
2.2 | Elect Director Maruyama, Katsunori | For | For | Management | ||||
2.3 | Elect Director Ito, Fumitaka | For | For | Management | ||||
2.4 | Elect Director Usui, Ikuji | For | For | Management | ||||
2.5 | Elect Director Fukano, Yoshihiro | For | For | Management | ||||
2.6 | Elect Director Takada, Yoshiki | For | For | Management | ||||
2.7 | Elect Director Tomita, Katsunori | For | For | Management | ||||
2.8 | Elect Director Kosugi, Seiji | For | For | Management | ||||
2.9 | Elect Director Kitabatake, Tamon | For | For | Management |
Page 105
2.10 | Elect Director Mogi, Iwao | For | For | Management | ||||
2.11 | Elect Director Ohashi, Eiji | For | For | Management | ||||
2.12 | Elect Director Satake, Masahiko | For | For | Management | ||||
2.13 | Elect Director Shikakura, Koichi | For | For | Management | ||||
2.14 | Elect Director Kuwahara, Osamu | For | For | Management | ||||
2.15 | Elect Director Ogura, Koji | For | For | Management | ||||
2.16 | Elect Director Kawada, Motoichi | For | For | Management | ||||
2.17 | Elect Director German Berakoetxea | For | For | Management | ||||
2.18 | Elect Director Daniel Langmeier | For | For | Management | ||||
2.19 | Elect Director Lup Yin Chan | For | For | Management | ||||
3 | Appoint Statutory Auditor Fujino, Eizo | For | For | Management | ||||
4 | Approve Retirement Bonus Payment for Statutory Auditor | For | For | Management |
SOGEFI S.P.A.
Ticker: | SO | Security ID: | T86807103 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | Did Not Vote | Management | ||||
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
3 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
4 | Approve Restricted Stock Plan | For | Did Not Vote | Management | ||||
5 | Elect Director | For | Did Not Vote | Management | ||||
6 | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | For | Did Not Vote | Management |
SPOTLESS GROUP LTD.
Ticker: | SPT | Security ID: | Q86963107 | |||
Meeting Date: | NOV 18, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
2a | Elect Bronwyn Morris as a Director | For | For | Management | ||||
2b | Elect Alan Beanland as a Director | For | For | Management | ||||
3 | Approve the Adoption of the Remuneration Report | For | For | Management |
Page 106
STATOIL ASA
Ticker: | STL | Security ID: | 85771P102 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Registration of Attending Shareholders and Proxies | None | None | Management | ||||
3 | Elect Olaug Svarva as Chairman of Meeting | For | Did Not Vote | Management | ||||
4 | Approve Notice of Meeting and Agenda | For | Did Not Vote | Management | ||||
5 | Designate Inspector(s) of Minutes of Meeting | For | Did Not Vote | Management | ||||
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | For | Did Not Vote | Management | ||||
7 | Withdraw Company From Tar Sands Activities in Canada | Against | Did Not Vote | Management | ||||
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Did Not Vote | Management | ||||
9 | Approve Remuneration of Auditors for 2011 | For | Did Not Vote | Management | ||||
10 | Elect KPMG as Auditors | For | Did Not Vote | Management | ||||
11.1 | Reelect Olaug Svarva as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.2 | Reelect Idar Kreutzer as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.3 | Reelect Karin Aslaksen as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.4 | Reelect Greger Mannsverk as Member Corporate Assembly | For | Did Not Vote | Management | ||||
11.5 | Relect Steinar Olsen as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.6 | Reelect Ingvald Strommen as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.7 | Reelect Rune Bjerke as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.8 | Relect Tore Ulstein as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.9 | Elect Live Haukvik Aker as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.10 | Elect Siri Kalvig as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.11 | Elect Thor Oscar Bolstad as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.12 | Elect Barbro Haetta as Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.13 | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.14 | Elect Bassim Haj as Deputy Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.15 | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | For | Did Not Vote | Management | ||||
11.16 | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | For | Did Not Vote | Management | ||||
12 | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 Per Meeting for Deputy Members | For | Did Not Vote | Management | ||||
13.1 | Reelect Olaug Svarva as Chair of Nominating Committee | For | Did Not Vote | Management | ||||
13.2 | Reelect Tom Rathke as Member of Nominating Committee | For | Did Not Vote | Management | ||||
13.3 | Reelect Live Haukvik Aker as Member of Nominating Committee | For | ||||||
13.4 | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | For | Did Not Vote | Management | ||||
14 | Approve Remuneration of Members of | For | Did Not Vote | Management | ||||
Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | ||||||||
15 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27. 5 Million in Connection with Share Saving Scheme for Employees | For | Did Not Vote | Management | ||||
16 | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | For | Did Not Vote | Management |
Page 107
TAKATA CORP
Ticker: | 7312 | Security ID: | J8124G108 | |||
Meeting Date: | JUN 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Takada, Shigehisa | For | Against | Management | ||||
1.2 | Elect Director Kosugi, Noriyuki | For | For | Management | ||||
1.3 | Elect Director Ueno, Yasuhiko | For | For | Management | ||||
1.4 | Elect Director Nishioka, Hiroshi | For | For | Management | ||||
1.5 | Elect Director Kikuchi, Yoshiyasu | For | For | Management | ||||
2 | Appoint Statutory Auditor Morita, Kazuo | For | For | Management | ||||
3 | Approve Retirement Bonus Payment for Directors | For | Against | Management |
TELEVISION BROADCASTS LTD.
Ticker: | 00511 | Security ID: | Y85830100 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Elect Anthony Lee Hsien Pin as Director | For | For | Management | ||||
3b | Elect Chen Wen Chi as Director | For | Against | Management | ||||
4 | Reelect Mona Fong as Director | For | For | Management | ||||
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
9 | Approve Extension of Book Close Period from 30 Days to 60 Days | For | For | Management | ||||
10 | Amend Articles of Association | For | For | Management |
Page 108
TOTAL SA
Ticker: | FP | Security ID: | 89151E109 | |||
Meeting Date: | MAY 11, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 03, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Management | ||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5 | Reelect Christophe de Margerie as Director | For | Against | Management | ||||
6 | Reelect Patrick Artus as Director | For | For | Management | ||||
7 | Reelect Bertrand Collomb as Director | For | For | Management | ||||
8 | Reelect Anne Lauvergeon as Director | For | For | Management | ||||
9 | Reelect Michel Pebereau as Director | For | Against | Management | ||||
10 | Ratify Appointment of Gerard Lamarche as Director | For | For | Management | ||||
11 | Elect Anne-Marie Idrac as Director | For | For | Management | ||||
12 | Approve Severance Payment Agreement with Christophe de Margerie | For | Against | Management | ||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Management | ||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | For | For | Management | ||||
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | For | For | Management | ||||
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
17 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Management | ||||
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Against | Against | Shareholder | ||||
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Against | Against | Shareholder |
Page 109
UMICORE
Ticker: | UMI | Security ID: | B95505168 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports | None | None | Management | ||||
2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.00 per Share | For | Did Not Vote | Management | ||||
4 | Receive Consolidated Financial Statements and Statutory Reports | None | None | Management | ||||
5 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
6 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
7.1 | Reelect T. Leysen as Director | For | Did Not Vote | Management | ||||
7.2 | Reelect M. Grynberg as Director | For | Did Not Vote | Management | ||||
7.3 | Reelect K. Wendel as Director | For | Did Not Vote | Management | ||||
7.4 | Elect R. Thomaes as Independent Director | For | Did Not Vote | Management | ||||
7.5 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
8 | Approve Change-of-Control Clauses | For | Did Not Vote | Management |
UMICORE
Ticker: | UMI | Security ID: | B95505168 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Special | |||
Record Date: | MAY 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | SEP 16, 2011 | Meeting Type: | Special | |||
Record Date: | AUG 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Board to Repurchase Outstanding 6 Percent and 7 Percent Cumulative Preference Shares | For | Did Not Vote | Management |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Report of Management Board | None | None | Management | ||||
2 | Approve Financial Statements and Allocation of Income | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
Page 110
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management | ||||
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | For | Did Not Vote | Management | ||||
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | For | Did Not Vote | Management | ||||
7 | Reelect L.O. Fresco to Board of Directors | For | Did Not Vote | Management | ||||
8 | Reelect A.M. Fudge to Board of Directors | For | Did Not Vote | Management | ||||
9 | Reelect C.E. Golden to Board of Directors | For | Did Not Vote | Management | ||||
10 | Reelect B.E. Grote to Board of Directors | For | Did Not Vote | Management | ||||
11 | Reelect S.B. Mittal to Board of Directors | For | Did Not Vote | Management | ||||
12 | Reelect H. Nyasulu to Board of Directors | For | Did Not Vote | Management | ||||
13 | Reelect M. Rifkind to Board of Directors | For | Did Not Vote | Management | ||||
14 | Reelect K.J. Storm to Board of Directors | For | Did Not Vote | Management | ||||
15 | Reelect M. Treschow to Board of Directors | For | Did Not Vote | Management | ||||
16 | Reelect P.S. Walsh to Board of Directors | For | Did Not Vote | Management | ||||
17 | Amend Articles of Association | For | Did Not Vote | Management | ||||
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
19 | Approve Authorization to Cancel Ordinary Shares | For | Did Not Vote | Management | ||||
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
21 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
22 | Allow Questions and Close Meeting | None | None | Management |
VIVENDI
| ||||||
Ticker: | VIV | Security ID: | F97982106 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of EUR 1 per Share | For | For | Management | ||||
5 | Reelect Jean-Rene Fourtou as Supervisory Board Member | For | For | Management | ||||
6 | Reelect Philippe Donnet as Supervisory Board Member | For | For | Management | ||||
7 | Renew Appointment of Ernst et Young et Autres as Auditor | For | For | Management | ||||
8 | Renew Appointment of Auditex as Alternate Auditor | For | For | Management | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
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VODAFONE GROUP PLC
| ||||||
Ticker: | VOD | Security ID: | 92857W209 | |||
Meeting Date: | JUL 26, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Elect Gerard Kleisterlee as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Elect Renee James as Director | For | For | Management | ||||
9 | Re-elect Alan Jebson as Director | For | For | Management | ||||
10 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
11 | Re-elect Nick Land as Director | For | For | Management | ||||
12 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||
13 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
14 | Re-elect Anthony Watson as Director | For | For | Management | ||||
15 | Re-elect Philip Yea as Director | For | For | Management | ||||
16 | Approve Final Dividend | For | For | Management | ||||
17 | Approve Remuneration Report | For | For | Management | ||||
18 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
19 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Market Purchase | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
WACKER NEUSON SE
| ||||||
Ticker: | WAC | Security ID: | D9553L101 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2011 | For | For | Management |
Page 112
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | For | For | Management | ||||
5 | Elect Matthias Bruse to the Supervisory Board | For | For | Management | ||||
6 | Approve Creation of EUR 17.6 Million Pool of Capital without Preemptive Rights | For | Against | Management | ||||
7 | Approve Affiliation Agreements with Subsidiary Weidemann GmbH | For | For | Management | ||||
8 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||
10 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | For | For | Management |
======================= The Tocqueville Opportunity Fund =======================
A. O. SMITH CORPORATION
Ticker: | AOS | Security ID: | 831865209 | |||
Meeting Date: | APR 16, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gloster B. Current, Jr. | For | For | Management | ||||
1.2 | Elect Director William P. Greubel | For | Withhold | Management | ||||
1.3 | Elect Director Idelle K. Wolf | For | For | Management | ||||
1.4 | Elect Director Gene C. Wulf | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
ABERCROMBIE & FITCH CO.
Ticker: | ANF | Security ID: | 002896207 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James B. Bachmann | For | For | Management | ||||
2 | Elect Director Michael S. Jeffries | For | For | Management | ||||
3 | Elect Director John W. Kessler | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management |
Page 113
ACACIA RESEARCH CORPORATION
| ||||||
Ticker: | ACTG | Security ID: | 003881307 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul R. Ryan | For | Withhold | Management | ||||
1.2 | Elect Director G. Louis Graziadio, III | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
ACCRETIVE HEALTH, INC.
Ticker: | AH | Security ID: | 00438V103 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edgar Bronfman, Jr. | For | For | Management | ||||
1.2 | Elect Director Steven N. Kaplan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ACME PACKET, INC.
Ticker: | APKT | Security ID: | 004764106 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David B. Elsbree | For | Against | Management | ||||
2 | Elect Director Patrick J. MeLampy | For | Against | Management | ||||
3 | Elect Director Robert G. Ory | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
AEGERION PHARMACEUTICALS, INC.
Ticker: | AEGR | Security ID: | 00767E102 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sandford D. Smith | For | Withhold | Management | ||||
1.2 | Elect Director Paul G. Thomas | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 114
AIRGAS, INC.
| ||||||
Ticker: | ARG | Security ID: | 009363102 | |||
Meeting Date: | AUG 29, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter McCausland | For | For | Management | ||||
1.2 | Elect Director Lee M. Thomas | For | For | Management | ||||
1.3 | Elect Director John C. van Roden, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Ellen C. Wolf | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ALBEMARLE CORPORATION
Ticker: | ALB | Security ID: | 012653101 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jim W. Nokes | For | For | Management | ||||
1.2 | Elect Director Willam H. Hernandez | For | For | Management | ||||
1.3 | Elect Director R. William Ide, III | For | For | Management | ||||
1.4 | Elect Director Luther C. Kissam, IV | For | For | Management | ||||
1.5 | Elect Director Joseph M. Mahady | For | Withhold | Management | ||||
1.6 | Elect Director Barry W. Perry | For | Withhold | Management | ||||
1.7 | Elect Director John Sherman, Jr. | For | For | Management | ||||
1.8 | Elect Director Harriett Tee Taggart | For | Withhold | Management | ||||
1.9 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 07, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard Bell | For | For | Management | ||||
1.2 | Elect Director Max Link | For | For | Management | ||||
1.3 | Elect Director William R. Keller | For | For | Management | ||||
1.4 | Elect Director Joseph A. Madri | For | For | Management | ||||
1.5 | Elect Director Larry L. Mathis | For | For | Management | ||||
1.6 | Elect Director R. Douglas Norby | For | Withhold | Management | ||||
1.7 | Elect Director Alvin S. Parven | For | For | Management | ||||
1.8 | Elect Director Andreas Rummelt | For | For | Management | ||||
1.9 | Elect Director Ann M. Veneman | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 115
ALKERMES PLC.
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | DEC 08, 2011 | Meeting Type: | Special | |||
Record Date: | NOV 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Omnibus Stock Plan | For | Against | Management |
ALLIANT TECHSYSTEMS INC.
Ticker: | ATK | Security ID: | 018804104 | |||
Meeting Date: | AUG 02, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roxanne J. Decyk | For | For | Management | ||||
1.2 | Elect Director Mark W. DeYoung | For | For | Management | ||||
1.3 | Elect Director Martin C. Faga | For | For | Management | ||||
1.4 | Elect Director Ronald R. Fogleman | For | Withhold | Management | ||||
1.5 | Elect Director April H. Foley | For | For | Management | ||||
1.6 | Elect Director Tig H. Krekel | For | For | Management | ||||
1.7 | Elect Director Douglas L. Maine | For | For | Management | ||||
1.8 | Elect Director Roman Martinez IV | For | For | Management | ||||
1.9 | Elect Director Mark H. Ronald | For | For | Management | ||||
1.10 | Elect Director William G. Van Dyke | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
ALLIED NEVADA GOLD CORP.
Ticker: | ANV | Security ID: | 019344100 | |||
Meeting Date: | OCT 19, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert M. Buchan | For | Against | Management | ||||
2 | Elect Director Scott A. Caldwell | For | Against | Management | ||||
3 | Elect Director John W. Ivany | For | Against | Management | ||||
4 | Elect Director Cameron A. Mingay | For | Against | Management | ||||
5 | Elect Director Terry M. Palmer | For | Against | Management | ||||
6 | Elect Director Carl Pescio | For | For | Management | ||||
7 | Elect Director D. Bruce Sinclair | For | Against | Management | ||||
8 | Elect Director Robert G. Wardell | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Increase Authorized Common Stock | For | For | Management | ||||
13 | Approve Deferred Phantom Unit Plan | For | For | Management | ||||
14 | Approve Deferred Share Unit Plan | For | For | Management |
Page 116
ALLIED NEVADA GOLD CORP.
| ||||||
Ticker: | ANV | Security ID: | 019344100 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Buchan | For | Withhold | Management | ||||
1.2 | Elect Director Scott A. Caldwell | For | Withhold | Management | ||||
1.3 | Elect Director John W. Ivany | For | Withhold | Management | ||||
1.4 | Elect Director Cameron A. Mingay | For | Withhold | Management | ||||
1.5 | Elect Director Terry M. Palmer | For | Withhold | Management | ||||
1.6 | Elect Director Carl Pescio | For | For | Management | ||||
1.7 | Elect Director D. Bruce Sinclair | For | Withhold | Management | ||||
1.8 | Elect Director Robert G. Wardell | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: | MDRX | Security ID: | 01988P108 | |||
Meeting Date: | JUN 15, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul M. Black | For | Withhold | Management | ||||
1.2 | Elect Director Dennis H. Chookaszian | For | Withhold | Management | ||||
1.3 | Elect Director Robert J. Cindrich | For | Withhold | Management | ||||
1.4 | Elect Director Marcel L. ‘Gus’ Gamache — DO NOT VOTE | None | None | Management | ||||
1.5 | Elect Director Philip D. Green | For | For | Management | ||||
1.6 | Elect Director Michael J. Kluger | For | Withhold | Management | ||||
1.7 | Elect Director Glen E. Tullman | For | For | Management | ||||
1.8 | Elect Director Stuart L. Bascomb | For | For | Management | ||||
1.9 | Elect Director David D. Stevens | For | For | Management | ||||
1.10 | Elect Director Ralph H. ‘Randy’ Thurman | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
ALNYLAM PHARMACEUTICALS, INC.
Ticker: | ALNY | Security ID: | 02043Q107 | |||
Meeting Date: | JUN 21, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John K. Clarke | For | Withhold | Management | ||||
1.2 | Elect Director Marsha H. Fanucci | For | Withhold | Management | ||||
1.3 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
Page 117
AMERICAN EAGLE OUTFITTERS, INC.
| ||||||
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: | JUN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Janice E. Page | For | Against | Management | ||||
2 | Elect Director Noel J. Spiegel | For | Against | Management | ||||
3 | Elect Director Gerald E. Wedren | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
AMETEK, INC.
Ticker: | AME | Security ID: | 031100100 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Malone | For | Withhold | Management | ||||
1.2 | Elect Director Elizabeth R. Varet | For | For | Management | ||||
1.3 | Elect Director Dennis K. Williams | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter J. Smith | For | For | Management | ||||
1.2 | Elect Director Bradford C. Morley | For | Withhold | Management | ||||
1.3 | Elect Director Patrick J. Zilvitis | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
Page 118
APPLE INC.
| ||||||
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Timothy D. Cook | For | For | Management | ||||
1.3 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.4 | Elect Director Al Gore | For | For | Management | ||||
1.5 | Elect Director Robert A. Iger | For | For | Management | ||||
1.6 | Elect Director Andrea Jung | For | For | Management | ||||
1.7 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.8 | Elect Director Ronald D. Sugar | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Prepare Conflict of Interest Report | Against | Against | Shareholder | ||||
5 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
APPROACH RESOURCES INC.
Ticker: | AREX | Security ID: | 03834A103 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James H. Brandi | For | For | Management | ||||
1.2 | Elect Director James C. Crain | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
APTARGROUP, INC.
Ticker: | ATR | Security ID: | 038336103 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leslie A. Desjardins | For | Withhold | Management | ||||
1.2 | Elect Director Leo A. Guthart | For | Withhold | Management | ||||
1.3 | Elect Director Ralf K. Wunderlich | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
Page 119
ARIBA, INC.
Ticker: | ARBA | Security ID: | 04033V203 | |||
Meeting Date: | JAN 20, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harriet Edelman | For | For | Management | ||||
1.2 | Elect Director Richard A. Kashnow | For | For | Management | ||||
1.3 | Elect Director Robert D. Johnson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 15, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominic P. Orr | For | Withhold | Management | ||||
1.2 | Elect Director Keerti Melkote | For | Withhold | Management | ||||
1.3 | Elect Director Bernard Guidon | For | Withhold | Management | ||||
1.4 | Elect Director Emmanuel Hernandez | For | Withhold | Management | ||||
1.5 | Elect Director Michael R. Kourey | For | Withhold | Management | ||||
1.6 | Elect Director Douglas Leone | For | For | Management | ||||
1.7 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.8 | Elect Director Juergen Rottler | For | Withhold | Management | ||||
1.9 | Elect Director Daniel Warmenhoven | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James L. Mann | For | For | Management | ||||
1.2 | Elect Director David E. Robinson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ATMEL CORPORATION
Ticker: | ATML | Security ID: | 049513104 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven Laub | For | Against | Management | ||||
2 | Elect Director Tsung-ching Wu | For | Against | Management | ||||
3 | Elect Director David Sugishita | For | Against | Management | ||||
4 | Elect Director Papken Der Torossian | For | Against | Management | ||||
5 | Elect Director Jack L. Saltich | For | Against | Management |
Page 120
6 | Elect Director Charles Carinalli | For | Against | Management | ||||
7 | Elect Director Edward Ross | For | Against | Management | ||||
8 | Ratify Auditors | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
AUXILIUM PHARMACEUTICALS, INC.
Ticker: | AUXL | Security ID: | 05334D107 | |||
Meeting Date: | JUN 21, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rolf A. Classon | For | For | Management | ||||
1.2 | Elect Director Adrian Adams | For | Withhold | Management | ||||
1.3 | Elect Director Peter C. Brandt | For | For | Management | ||||
1.4 | Elect Director Oliver S. Fetzer | For | For | Management | ||||
1.5 | Elect Director Paul A. Friedman | For | For | Management | ||||
1.6 | Elect Director Nancy S. Lurker | For | For | Management | ||||
1.7 | Elect Director William T. McKee | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Amend Bylaws to Adopt Director Resignation Policy | For | For | Management |
BANKUNITED, INC.
Ticker: | BKU | Security ID: | 06652K103 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Bohlsen | For | For | Management | ||||
1.2 | Elect Director Chinh E. Chu | For | For | Management | ||||
1.3 | Elect Director Sue M. Cobb | For | For | Management | ||||
1.4 | Elect Director Eugene F. DeMark | For | For | Management | ||||
1.5 | Elect Director John A. Kanas | For | For | Management | ||||
1.6 | Elect Director Richard LeFrak | For | For | Management | ||||
1.7 | Elect Director Thomas O’Brien | For | Withhold | Management | ||||
1.8 | Elect Director Wilbur L. Ross, Jr. | For | Withhold | Management | ||||
1.9 | Elect Director Pierre Olivier Sarkozy | For | For | Management | ||||
1.10 | Elect Director Lance N. West | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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BASIC ENERGY SERVICES, INC.
Ticker: | BAS | Security ID: | 06985P100 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sylvester P. Johnson, IV | For | For | Management | ||||
1.2 | Elect Director Steven A. Webster | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BIO-REFERENCE LABORATORIES, INC.
Ticker: | BRLI | Security ID: | 09057G602 | |||
Meeting Date: | SEP 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sam Singer | For | Withhold | Management | ||||
1.2 | Elect Director Harry Elias | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Other Business | For | Against | Management |
BIOMARIN PHARMACEUTICAL INC.
Ticker: | BMRN | Security ID: | 09061G101 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.2 | Elect Director Michael Grey | For | For | Management | ||||
1.3 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.4 | Elect Director Pierre Lapalme | For | For | Management | ||||
1.5 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.6 | Elect Director Richard A. Meier | For | For | Management | ||||
1.7 | Elect Director Alan J. Lewis | For | For | Management | ||||
1.8 | Elect Director William D. Young | For | Withhold | Management | ||||
1.9 | Elect Director Kenneth M. Bate | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BJ’S RESTAURANTS, INC.
Ticker: | BJRI | Security ID: | 09180C106 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gerald (Jerry) W. Deitchle | For | For | Management | ||||
1.2 | Elect Director James (Jim) A. Dal Pozzo | For | For | Management |
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1.3 | Elect Director J. Roger King | For | For | Management | ||||
1.4 | Elect Director Larry D. Bouts | For | For | Management | ||||
1.5 | Elect Director John (Jack) F. Grundhofer | For | For | Management | ||||
1.6 | Elect Director Peter (Pete) A. Bassi | For | For | Management | ||||
1.7 | Elect Director William (Bill) L. Hyde, Jr. | For | For | Management | ||||
1.8 | Elect Director Lea Anne S. Ottinger | For | Against | Management | ||||
1.9 | Elect Director Henry Gomez | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BORGWARNER INC.
Ticker: | BWA | Security ID: | 099724106 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Phyllis O. Bonanno | For | For | Management | ||||
2 | Elect Director Alexis P. Michas | For | For | Management | ||||
3 | Elect Director Richard O. Schaum | For | For | Management | ||||
4 | Elect Director Thomas T. Stallkamp | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
BPZ RESOURCES, INC.
Ticker: | BPZ | Security ID: | 055639108 | |||
Meeting Date: | JUN 22, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis G. Strauch | For | For | Management | ||||
1.2 | Elect Director James B. Taylor | For | For | Management | ||||
1.3 | Elect Director Jerelyn Eagan | For | Withhold | Management | ||||
1.4 | Elect Director Stephen R. Brand | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Finocchio, Jr. | For | For | Management | ||||
1.2 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.3 | Elect Director Eddy W. Hartenstein | For | Withhold | Management | ||||
1.4 | Elect Director Maria Klawe | For | For | Management |
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1.5 | Elect Director John E. Major | For | Withhold | Management | ||||
1.6 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.7 | Elect Director William T. Morrow | For | Withhold | Management | ||||
1.8 | Elect Director Henry Samueli | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
BUFFALO WILD WINGS, INC.
Ticker: | BWLD | Security ID: | 119848109 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sally J. Smith | For | For | Management | ||||
1.2 | Elect Director Robert W. MacDonald | For | For | Management | ||||
1.3 | Elect Director J. Oliver Maggard | For | For | Management | ||||
1.4 | Elect Director James M. Damian | For | For | Management | ||||
1.5 | Elect Director Dale M. Applequist | For | For | Management | ||||
1.6 | Elect Director Warren E. Mack | For | For | Management | ||||
1.7 | Elect Director Michael P. Johnson | For | For | Management | ||||
1.8 | Elect Director Jerry R. Rose | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
CABOT OIL & GAS CORPORATION
Ticker: | COG | Security ID: | 127097103 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Rhys J. Best | For | For | Management | ||||
2 | Elect Director Robert Kelley | For | Against | Management | ||||
3 | Elect Director P. Dexter Peacock | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management | ||||
7 | Declassify the Board of Directors | For | For | Management | ||||
8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
9 | Provide Sustainability Report | Against | For | Shareholder |
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CAVIUM, INC.
Ticker: | CAVM | Security ID: | 14964U108 | |||
Meeting Date: | JUN 08, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sanjay Mehrotra | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James E. Barlett | For | For | Management | ||||
2 | Elect Director David F. Hoffmeister | For | For | Management | ||||
3 | Elect Director Paul H. O’Neill | For | For | Management | ||||
4 | Elect Director Jay V. Ihlenfeld | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | For | Management |
CEPHEID
Ticker: | CPHD | Security ID: | 15670R107 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John L. Bishop | For | Withhold | Management | ||||
1.2 | Elect Director Thomas D. Brown | For | Withhold | Management | ||||
1.3 | Elect Director Dean O. Morton | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: | CPW | Security ID: | M22465104 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect Directors | For | For | Management | ||||
2 | Reelect External Directors | For | For | Management | ||||
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | None | Against | Management | ||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | For | For | Management |
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4 | Approve Compensation of Chairman/CEO Including Option Grant | For | Against | Management | ||||
4a | Indicate Personal Interest in Proposed Agenda Item | None | Against | Management | ||||
5 | Reauthorize Board Chairman to Serve as CEO | For | Against | Management | ||||
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | None | Against | Management |
CHIPOTLE MEXICAN GRILL, INC.
Ticker: | CMG | Security ID: | 169656105 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steve Ells | For | Withhold | Management | ||||
1.2 | Elect Director Patrick J. Flynn | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director T. Rosie Albright | For | Against | Management | ||||
2 | Elect Director Ravichandra K. Saligram | For | For | Management | ||||
3 | Elect Director Robert K. Shearer | For | Against | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management |
CIRRUS LOGIC, INC.
Ticker: | CRUS | Security ID: | 172755100 | |||
Meeting Date: | JUL 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael L. Hackworth | For | For | Management | ||||
1.2 | Elect Director John C. Carter | For | For | Management | ||||
1.3 | Elect Director Timothy R. Dehne | For | For | Management | ||||
1.4 | Elect Director Jason P. Rhode | For | For | Management | ||||
1.5 | Elect Director Alan R. Schuele | For | Withhold | Management | ||||
1.6 | Elect Director William D. Sherman | For | For | Management | ||||
1.7 | Elect Director Robert H. Smith | For | Withhold | Management |
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1.8 | Elect Director Susan Wang | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CITRIX SYSTEMS, INC.
Ticker: | CTXS | Security ID: | 177376100 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas F. Bogan | For | For | Management | ||||
2 | Elect Director Nanci E. Caldwell | For | For | Management | ||||
3 | Elect Director Gary E. Morin | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CLEAN HARBORS, INC.
Ticker: | CLH | Security ID: | 184496107 | |||
Meeting Date: | MAY 07, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan S. McKim | For | Withhold | Management | ||||
1.2 | Elect Director Rod Marlin | For | Withhold | Management | ||||
1.3 | Elect Director John T. Preston | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
CLOVIS ONCOLOGY, INC.
Ticker: | CLVS | Security ID: | 189464100 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. James Barrett | For | Withhold | Management | ||||
1.2 | Elect Director Patrick J. Mahaffy | For | For | Management | ||||
1.3 | Elect Director Thorlef Spickschen | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
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COGENT COMMUNICATIONS GROUP, INC.
Ticker: | CCOI | Security ID: | 19239V302 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dave Schaeffer | For | For | Management | ||||
1.2 | Elect Director Steven D. Brooks | For | Withhold | Management | ||||
1.3 | Elect Director Erel N. Margalit | For | Withhold | Management | ||||
1.4 | Elect Director Timothy Weingarten | For | Withhold | Management | ||||
1.5 | Elect Director Richard T. Liebhaber | For | Withhold | Management | ||||
1.6 | Elect Director D. Blake Bath | For | For | Management | ||||
1.7 | Elect Director Marc Montagner | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
COMPUTER PROGRAMS AND SYSTEMS, INC.
Ticker: | CPSI | Security ID: | 205306103 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William R. Seifert, II | For | For | Management | ||||
1.2 | Elect Director W. Austin Mulherin, III | For | Withhold | Management | ||||
1.3 | Elect Director John C. Johnson | For | Withhold | Management | ||||
2 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
COMSCORE, INC.
Ticker: | SCOR | Security ID: | 20564W105 | |||
Meeting Date: | JUL 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Magid M. Abraham | For | For | Management | ||||
1.2 | Elect Director William Katz | For | For | Management | ||||
1.3 | Elect Director Jarl Mohn | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
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CONCHO RESOURCES INC.
Ticker: | CXO | Security ID: | 20605P101 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Beal | For | For | Management | ||||
1.2 | Elect Director Tucker S. Bridwell | For | Withhold | Management | ||||
1.3 | Elect Director Mark B. Puckett | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CONCUR TECHNOLOGIES, INC.
Ticker: | CNQR | Security ID: | 206708109 | |||
Meeting Date: | MAR 14, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Steven Singh | For | Withhold | Management | ||||
1.2 | Elect Director Jeffrey T. Seely | For | Withhold | Management | ||||
1.3 | Elect Director Randall H. Talbot | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CONTINENTAL RESOURCES, INC.
Ticker: | CLR | Security ID: | 212015101 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ellis L. ‘Lon’ McCain | For | For | Management | ||||
1.2 | Elect Director Mark E. Monroe | For | Withhold | Management | ||||
1.3 | Elect Director Edward T. Schafer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CORE LABORATORIES N.V.
Ticker: | CLB | Security ID: | N22717107 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard L. Bergmark | For | Did Not Vote | Management | ||||
1.2 | Elect Director Margaret Ann van Kempen | For | Did Not Vote | Management | ||||
2 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
3a | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
3b | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management |
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4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
5 | Approve Cancellation of Repurchased Shares | For | Did Not Vote | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | Did Not Vote | Management | ||||
8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | For | Did Not Vote | Management | ||||
9 | Approval of Amendments to the Company’s Articles of Association | For | Did Not Vote | Management |
COVANCE INC.
Ticker: | CVD | Security ID: | 222816100 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert Barchi | For | For | Management | ||||
1.2 | Elect Director Joseph C. Scodari | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Deferred Compensation Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Report on Animal Welfare Act Violations | Against | Against | Shareholder |
CROWN HOLDINGS, INC.
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenne K. Britell | For | Withhold | Management | ||||
1.2 | Elect Director John W. Conway | For | For | Management | ||||
1.3 | Elect Director Arnold W. Donald | For | For | Management | ||||
1.4 | Elect Director William G. Little | For | For | Management | ||||
1.5 | Elect Director Hans J. Loliger | For | For | Management | ||||
1.6 | Elect Director James H. Miller | For | For | Management | ||||
1.7 | Elect Director Josef M. Muller | For | For | Management | ||||
1.8 | Elect Director Thomas A. Ralph | For | For | Management | ||||
1.9 | Elect Director Hugues du Rouret | For | For | Management | ||||
1.10 | Elect Director Jim L. Turner | For | For | Management | ||||
1.11 | Elect Director William S. Urkiel | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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CYPRESS SEMICONDUCTOR CORPORATION
Ticker: | CY | Security ID: | 232806109 | |||
Meeting Date: | MAY 11, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T.J. Rodgers | For | For | Management | ||||
1.2 | Elect Director W. Steve Albrecht | For | Withhold | Management | ||||
1.3 | Elect Director Eric A. Benhamou | For | For | Management | ||||
1.4 | Elect Director Lloyd Carney | For | For | Management | ||||
1.5 | Elect Director James R. Long | For | For | Management | ||||
1.6 | Elect Director J. Daniel McCranie | For | For | Management | ||||
1.7 | Elect Director J.D. Sherman | For | For | Management | ||||
1.8 | Elect Director Wilbert van den Hoek | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DECKERS OUTDOOR CORPORATION
Ticker: | DECK | Security ID: | 243537107 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Angel R. Martinez | For | For | Management | ||||
1.2 | Elect Director Rex A. Licklider | For | For | Management | ||||
1.3 | Elect Director John M. Gibbons | For | Withhold | Management | ||||
1.4 | Elect Director John G. Perenchio | For | For | Management | ||||
1.5 | Elect Director Maureen Conners | For | For | Management | ||||
1.6 | Elect Director Karyn O. Barsa | For | For | Management | ||||
1.7 | Elect Director Michael F. Devine, III | For | For | Management | ||||
1.8 | Elect Director James Quinn | For | For | Management | ||||
1.9 | Elect Director Lauri Shanahan | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DENDREON CORPORATION
Ticker: | DNDN | Security ID: | 24823Q107 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John H. Johnson | For | Against | Management | ||||
2 | Elect Director Susan B. Bayh | For | Against | Management | ||||
3 | Elect Director Dennis M. Fenton | For | Against | Management | ||||
4 | Elect Director David L. Urdal | For | Against | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management |
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DEXCOM, INC.
Ticker: | DXCM | Security ID: | 252131107 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Terrance H. Gregg | For | For | Management | ||||
2 | Elect Director Kevin Sayer | For | For | Management | ||||
3 | Elect Director Nicholas Augustinos | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David H. Benson | For | For | Management | ||||
2 | Elect Director Robert W. Cremin | For | For | Management | ||||
3 | Elect Director Jean-Pierre M. Ergas | For | For | Management | ||||
4 | Elect Director Peter T. Francis | For | For | Management | ||||
5 | Elect Director Kristiane C. Graham | For | For | Management | ||||
6 | Elect Director Robert A. Livingston | For | For | Management | ||||
7 | Elect Director Richard K. Lochridge | For | For | Management | ||||
8 | Elect Director Bernard G. Rethore | For | For | Management | ||||
9 | Elect Director Michael B. Stubbs | For | For | Management | ||||
10 | Elect Director Stephen M. Todd | For | For | Management | ||||
11 | Elect Director Stephen K. Wagner | For | For | Management | ||||
12 | Elect Director Mary A. Winston | For | Against | Management | ||||
13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DRIL-QUIP, INC.
Ticker: | DRQ | Security ID: | 262037104 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L. H. Dick Robertson | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
Page 132
DUNKIN’ BRANDS GROUP, INC.
Ticker: | DNKN | Security ID: | 265504100 | |||
Meeting Date: | MAY 15, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony DiNovi | For | Withhold | Management | ||||
1.2 | Elect Director Sandra Horbach | For | Withhold | Management | ||||
1.3 | Elect Director Mark Nunnelly | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ECOLAB INC.
Ticker: | ECL | Security ID: | 278865100 | |||
Meeting Date: | NOV 30, 2011 | Meeting Type: | Special | |||
Record Date: | OCT 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
ECOLAB INC.
Ticker: | ECL | Security ID: | 278865100 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leslie S. Biller | For | For | Management | ||||
2 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
3 | Elect Director Michael Larson | For | Against | Management | ||||
4 | Elect Director Victoria J. Reich | For | Against | Management | ||||
5 | Elect Director John J. Zillmer | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management | ||||
7 | Eliminate Supermajority Vote Requirement | For | Against | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against | Shareholder | ||||
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
Page 133
ENDEAVOUR INTERNATIONAL CORPORATION
Ticker: | END | Security ID: | 29259G200 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sheldon R. Erikson | For | Withhold | Management | ||||
1.2 | Elect Director Nancy K. Quinn | For | Withhold | Management | ||||
1.3 | Elect Director John N. Seitz | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management |
ENDO PHARMACEUTICALS HOLDINGS INC.
Ticker: | ENDP | Security ID: | 29264F205 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roger H. Kimmel | For | For | Management | ||||
2 | Elect Director John J. Delucca | For | Withhold | Management | ||||
3 | Elect Director David P. Holveck | For | For | Management | ||||
4 | Elect Director Nancy J. Hutson | For | For | Management | ||||
5 | Elect Director Michael Hyatt | For | For | Management | ||||
6 | Elect Director William P. Montague | For | For | Management | ||||
7 | Elect Director David B. Nash | For | Withhold | Management | ||||
8 | Elect Director Joseph C. Scodari | For | For | Management | ||||
9 | Elect Director William F. Spengler | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Change Company Name | For | For | Management |
EOG RESOURCES, INC.
Ticker: | EOG | Security ID: | 26875P101 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director George A. Alcorn | For | For | Management | ||||
2 | Elect Director Charles R. Crisp | For | For | Management | ||||
3 | Elect Director James C. Day | For | For | Management | ||||
4 | Elect Director Mark G. Papa | For | For | Management | ||||
5 | Elect Director H. Leighton Steward | For | For | Management | ||||
6 | Elect Director Donald F. Textor | For | Against | Management | ||||
7 | Elect Director Frank G. Wisner | For | For | Management | ||||
8 | Ratify Auditors | For | Against | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder | ||||
11 | Adopt Retention Ratio for Executives | Against | Against | Shareholder |
Page 134
EQUINIX, INC.
Ticker: | EQIX | Security ID: | 29444U502 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven T. Clontz | For | For | Management | ||||
1.2 | Elect Director Gary F. Hromadko | For | For | Management | ||||
1.3 | Elect Director Scott G. Kriens | For | For | Management | ||||
1.4 | Elect Director William K. Luby | For | For | Management | ||||
1.5 | Elect Director Irving F. Lyons, III | For | For | Management | ||||
1.6 | Elect Director Christopher B. Paisley | For | Withhold | Management | ||||
1.7 | Elect Director Stephen M. Smith | For | For | Management | ||||
1.8 | Elect Director Peter F. Van Camp | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Material Terms for Long-Term Incentive Performance Awards | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management |
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: | ESL | Security ID: | 297425100 | |||
Meeting Date: | MAR 07, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Delores M. Etter | For | For | Management | ||||
2 | Elect Director Mary L. Howell | For | For | Management | ||||
3 | Elect Director Jerry D. Leitman | For | For | Management | ||||
4 | Elect Director Gary E. Pruitt | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management |
EXACT SCIENCES CORPORATION
Ticker: | EXAS | Security ID: | 30063P105 | |||
Meeting Date: | JUL 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James P. Connelly | For | Withhold | Management | ||||
1.2 | Elect Director Lionel N. Sterling | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 135
F5 NETWORKS, INC.
Ticker: | FFIV | Security ID: | 315616102 | |||
Meeting Date: | MAR 15, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jonathan Chadwick | For | Against | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
FACTSET RESEARCH SYSTEMS INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: | DEC 13, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robin A. Abrams | For | Withhold | Management | ||||
1.2 | Elect Director Michael F. DiCristina | For | Withhold | Management | ||||
1.3 | Elect Director Walter F. Siebacker | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FINISAR CORPORATION
Ticker: | FNSR | Security ID: | 31787A507 | |||
Meeting Date: | NOV 28, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eitan Gertel | For | Withhold | Management | ||||
1.2 | Elect Director Thomas E. Pardun | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FIRSTHAND TECHNOLOGY VALUE FUND INC.
Ticker: | SVVC | Security ID: | 33766Y100 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Greg Burglin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 136
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 18, 2011 | Meeting Type: | Proxy Contest | |||
Record Date: | JUN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proposals (White Card) | None | |||||||
1.1 | Elect Director Howard Solomon | For | Did Not Vote | Management | ||||
1.2 | Elect Director Nesli Basgoz | For | Did Not Vote | Management | ||||
1.3 | Elect Director Christopher J. Coughlin | For | Did Not Vote | Management | ||||
1.4 | Elect Director Dan L. Goldwasser | For | Did Not Vote | Management | ||||
1.5 | Elect Director Kenneth E. Goodman | For | Did Not Vote | Management | ||||
1.6 | Elect Director Gerald M. Lieberman | For | Did Not Vote | Management | ||||
1.7 | Elect Director Lawrence S. Olanoff | For | Did Not Vote | Management | ||||
1.8 | Elect Director Lester B. Salans | For | Did Not Vote | Management | ||||
1.9 | Elect Director Brenton L. Saunders | For | Did Not Vote | Management | ||||
1.10 | Elect Director Peter J. Zimetbaum | For | Did Not Vote | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management | ||||
4 | Ratify Auditors | For | Did Not Vote | Management | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Gold Card) | None | |||||||
1.1 | Elect Director Alexander J. Denner | For | For | Shareholder | ||||
1.2 | Elect Director Richard Mulligan | For | For | Shareholder | ||||
1.3 | Elect Director Lucian A. Bebchuk | For | For | Shareholder | ||||
1.4 | Elect Director Eric J. Ende | For | For | Shareholder | ||||
1.5 | Management Nominee - Nesli Basgoz | For | For | Shareholder | ||||
1.6 | Management Nominee - Christopher J. Coughlin | For | For | Shareholder | ||||
1.7 | Management Nominee - Gerald M. Lieberman | For | For | Shareholder | ||||
1.8 | Management Nominee - Lawrence S. Olanoff | For | For | Shareholder | ||||
1.9 | Management Nominee - Brenton L. Saunders | For | For | Shareholder | ||||
1.10 | Management Nominee - Peter J. Zimetbaum | For | For | Shareholder | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | Withhold | Management | ||||
1.3 | Elect Director Kosta N. Kartsotis | For | For | Management | ||||
1.4 | Elect Director Diane Neal | For | For | Management | ||||
1.5 | Elect Director Thomas M. Nealon | For | Withhold | Management | ||||
1.6 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.7 | Elect Director Jal S. Shroff | For | For | Management | ||||
1.8 | Elect Director James E. Skinner | For | For | Management | ||||
1.9 | Elect Director Michael Steinberg | For | For | Management | ||||
1.10 | Elect Director Donald J. Stone | For | For | Management | ||||
1.11 | Elect Director James M. Zimmerman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Report on Supply Chain Environmental Management | Against | For | Shareholder |
Page 137
FUSION-IO INC.
Ticker: | FIO | Security ID: | 36112J107 | |||
Meeting Date: | NOV 18, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christopher J. Schaepe | For | Withhold | Management | ||||
1.2 | Elect Director Rick C. White | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GARDNER DENVER, INC.
Ticker: | GDI | Security ID: | 365558105 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael C. Arnold | For | Withhold | Management | ||||
1.2 | Elect Director Barry L. Pennypacker | For | For | Management | ||||
1.3 | Elect Director Richard L. Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GEN-PROBE INCORPORATED
Ticker: | GPRO | Security ID: | 36866T103 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Brown | For | For | Management | ||||
1.2 | Elect Director John C. Martin | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 138
GENESEE & WYOMING INC.
Ticker: | GWR | Security ID: | 371559105 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard H. Allert | For | For | Management | ||||
1.2 | Elect Director Michael Norkus | For | Withhold | Management | ||||
1.3 | Elect Director Ann N. Reese | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
GENOMIC HEALTH, INC.
Ticker: | GHDX | Security ID: | 37244C101 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kimberly J. Popovits | For | For | Management | ||||
1.2 | Elect Director Randal W. Scott | For | For | Management | ||||
1.3 | Elect Director Julian C. Baker | For | For | Management | ||||
1.4 | Elect Director Fred E. Cohen | For | For | Management | ||||
1.5 | Elect Director Samuel D. Colella | For | For | Management | ||||
1.6 | Elect Director Ginger L. Graham | For | For | Management | ||||
1.7 | Elect Director Randall S. Livingston | For | Withhold | Management | ||||
1.8 | Elect Director Woodrow A. Myers, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
GENTEX CORPORATION
Ticker: | GNTX | Security ID: | 371901109 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred Bauer | For | Withhold | Management | ||||
1.2 | Elect Director Gary Goode | For | Withhold | Management | ||||
1.3 | Elect Director Jim Wallace | For | Withhold | Management | ||||
2 | Declassify the Board of Directors | None | For | Management | ||||
3 | Prepare Sustainability Report | Against | For | Shareholder | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Approve Non-Employee Director Stock Option Plan | For | Against | Management |
Page 139
GNC HOLDINGS, INC.
Ticker: | GNC | Security ID: | 36191G107 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew Claerhout | For | Withhold | Management | ||||
1.2 | Elect Director David B. Kaplan | For | Withhold | Management | ||||
1.3 | Elect Director Amy B. Lane | For | Withhold | Management | ||||
1.4 | Elect Director Richard J. Wallace | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 21, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | Did Not Vote | Management | ||||
1.2 | Elect Director Sergey Brin | For | Did Not Vote | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | Did Not Vote | Management | ||||
1.4 | Elect Director L. John Doerr | For | Did Not Vote | Management | ||||
1.5 | Elect Director Diane B. Greene | For | Did Not Vote | Management | ||||
1.6 | Elect Director John L. Hennessy | For | Did Not Vote | Management | ||||
1.7 | Elect Director Ann Mather | For | Did Not Vote | Management | ||||
1.8 | Elect Director Paul S. Otellini | For | Did Not Vote | Management | ||||
1.9 | Elect Director K. Ram Shriram | For | Did Not Vote | Management | ||||
1.10 | Elect Director Shirley M. Tilghman | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Authorize a New Class of Common Stock | For | Did Not Vote | Management | ||||
4 | Increase Authorized Common Stock | For | Did Not Vote | Management | ||||
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | For | Did Not Vote | Management | ||||
6 | Approve Omnibus Stock Plan | For | Did Not Vote | Management | ||||
7 | Approve Omnibus Stock Plan | For | Did Not Vote | Management | ||||
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Did Not Vote | Shareholder | ||||
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Against | Did Not Vote | Shareholder | ||||
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Against | Did Not Vote | Shareholder |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 22, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Davis | For | Withhold | Management | ||||
1.2 | Elect Director Jules A. del Vecchio | For | Withhold | Management | ||||
1.3 | Elect Director Robert P. Stiller | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management |
Page 140
GSV CAPITAL CORP.
Ticker: | GSVC | Security ID: | 36191J101 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael T. Moe | For | Withhold | Management | ||||
1.2 | Elect Director Mark W. Flynn | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
GULFPORT ENERGY CORPORATION
Ticker: | GPOR | Security ID: | 402635304 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mike Liddell | For | Withhold | Management | ||||
1.2 | Elect Director Donald Dillingham | For | Withhold | Management | ||||
1.3 | Elect Director Craig Groeschel | For | For | Management | ||||
1.4 | Elect Director David L. Houston | For | Withhold | Management | ||||
1.5 | Elect Director James D. Palm | For | Withhold | Management | ||||
1.6 | Elect Director Scott E. Streller | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HANESBRANDS INC.
Ticker: | HBI | Security ID: | 410345102 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lee A. Chaden | For | For | Management | ||||
1.2 | Elect Director Bobby J. Griffin | For | Withhold | Management | ||||
1.3 | Elect Director James C. Johnson | For | For | Management | ||||
1.4 | Elect Director Jessica T. Mathews | For | For | Management | ||||
1.5 | Elect Director J. Patrick Mulcahy | For | For | Management | ||||
1.6 | Elect Director Ronald L. Nelson | For | Withhold | Management | ||||
1.7 | Elect Director Richard A. Noll | For | For | Management | ||||
1.8 | Elect Director Andrew J. Schindler | For | Withhold | Management | ||||
1.9 | Elect Director Ann E. Ziegler | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
Page 141
HANSEN NATURAL CORPORATION
Ticker: | HANS | Security ID: | 411310105 | |||
Meeting Date: | JAN 05, 2012 | Meeting Type: | Special | |||
Record Date: | NOV 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change Company Name | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management |
HARBIN ELECTRIC, INC.
Ticker: | HRBN | Security ID: | 41145W109 | |||
Meeting Date: | OCT 29, 2011 | Meeting Type: | Special | |||
Record Date: | SEP 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: | HAR | Security ID: | 413086109 | |||
Meeting Date: | DEC 07, 2011 | Meeting Type: | Annual | |||
Record Date: | OCT 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian F. Carroll | For | For | Management | ||||
1.2 | Elect Director Hellene S. Runtagh | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HEARTWARE INTERNATIONAL, INC.
Ticker: | HTWR | Security ID: | 422368100 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cynthia Feldmann | For | Withhold | Management | ||||
1.2 | Elect Director Denis Wade | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Stock Option Plan Grants to Douglas Godshall | For | Against | Management | ||||
6 | Approve Stock Option Plan Grants to Robert Thomas | For | Against | Management | ||||
7 | Approve Stock Option Plan Grants to Seth Harrison | For | Against | Management |
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8 | Approve Stock Option Plan Grants to Timothy Barberich | For | Against | Management | ||||
9 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | For | Against | Management | ||||
10 | Approve Stock Option Plan Grants to Robert Stockman | For | Against | Management | ||||
11 | Approve Stock Option Plan Grants to Denis Wade | For | Against | Management | ||||
12 | Approve Stock Option Plan Grants to Cynthia Feldman | For | Against | Management |
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pedro Cardoso | For | Withhold | Management | ||||
1.2 | Elect Director Colombe M. Nicholas | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
HERTZ GLOBAL HOLDINGS, INC.
Ticker: | HTZ | Security ID: | 42805T105 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carl T. Berquist | For | Against | Management | ||||
2 | Elect Director Michael F. Koehler | For | For | Management | ||||
3 | Elect Director Linda Fayne Levinson | For | Against | Management | ||||
4 | Elect Director Angel L. Morales | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
HEXCEL CORPORATION
Ticker: | HXL | Security ID: | 428291108 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joel S. Beckman | For | For | Management | ||||
2 | Elect Director David E. Berges | For | For | Management | ||||
3 | Elect Director Lynn Brubaker | For | For | Management | ||||
4 | Elect Director Jeffrey C. Campbell | For | Against | Management | ||||
5 | Elect Director Sandra L. Derickson | For | For | Management | ||||
6 | Elect Director W. Kim Foster | For | Against | Management | ||||
7 | Elect Director Thomas A. Gendron | For | For | Management | ||||
8 | Elect Director Jeffrey A. Graves | For | Against | Management | ||||
9 | Elect Director David C. Hill | For | Against | Management | ||||
10 | Elect Director David L. Pugh | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management |
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HMS HOLDINGS CORP.
Ticker: | HMSY | Security ID: | 40425J101 | |||
Meeting Date: | JUL 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William F. Miller III | For | Withhold | Management | ||||
1.2 | Elect Director Ellen A. Rudnick | For | Withhold | Management | ||||
1.3 | Elect Director Michael A. Stocker | For | Withhold | Management | ||||
1.4 | Elect Director Richard H. Stowe | For | Withhold | Management | ||||
2 | Increase Authorized Common Stock | For | Against | Management | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Ratify Auditors | For | Against | Management |
HMS HOLDINGS CORP.
Ticker: | HMSY | Security ID: | 40425J101 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert. M. Holster | For | Against | Management | ||||
2 | Elect Director James T. Kelly | For | Against | Management | ||||
3 | Elect Director William C. Lucia | For | Against | Management | ||||
4 | Elect Director William S. Mosakowski | For | Against | Management | ||||
5 | Elect Director Bart M. Schwartz | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management |
HYATT HOTELS CORPORATION
Ticker: | H | Security ID: | 448579102 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Friedman | For | Withhold | Management | ||||
1.2 | Elect Director Susan D. Kronick | For | Withhold | Management | ||||
1.3 | Elect Director Mackey J. McDonald | For | For | Management | ||||
1.4 | Elect Director Gregory B. Penner | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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IDENIX PHARMACEUTICALS, INC.
Ticker: | IDIX | Security ID: | 45166R204 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian Goff -WITHDRAWN | None | None | Management | ||||
1.2 | Elect Director Wayne T. Hockmeyer | For | Withhold | Management | ||||
1.3 | Elect Director Thomas R. Hodgson | For | For | Management | ||||
1.4 | Elect Director Tamar D. Howson | For | Withhold | Management | ||||
1.5 | Elect Director Robert E. Pelzer | For | Withhold | Management | ||||
1.6 | Elect Director Denise Pollard-Knight | For | Withhold | Management | ||||
1.7 | Elect Director Ronald C. Renaud, Jr. | For | Withhold | Management | ||||
1.8 | Elect Director Michael S. Wyzga | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management |
IDEXX LABORATORIES, INC.
Ticker: | IDXX | Security ID: | 45168D104 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William T. End | For | For | Management | ||||
1.2 | Elect Director Barry C. Johnson | For | Withhold | Management | ||||
1.3 | Elect Director Brian P. McKeon | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
INCYTE CORPORATION
Ticker: | INCY | Security ID: | 45337C102 | |||
Meeting Date: | MAY 30, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard U. De Schutter | For | Withhold | Management | ||||
1.2 | Elect Director Barry M. Ariko | For | For | Management | ||||
1.3 | Elect Director Julian C. Baker | For | Withhold | Management | ||||
1.4 | Elect Director Paul A. Brooke | For | Withhold | Management | ||||
1.5 | Elect Director Wendy L. Dixon | For | For | Management | ||||
1.6 | Elect Director Paul A. Friedman | For | Withhold | Management | ||||
1.7 | Elect Director Roy A. Whitfield | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
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INFORMATICA CORPORATION
Ticker: | INFA | Security ID: | 45666Q102 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sohaib Abbasi | For | For | Management | ||||
2 | Elect Director Geoffrey W. Squire | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
INSULET CORPORATION
Ticker: | PODD | Security ID: | 45784P101 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles Liamos | For | Withhold | Management | ||||
1.2 | Elect Director Daniel Levangie | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management |
INTUITIVE SURGICAL, INC.
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gary S. Guthart | For | For | Management | ||||
2 | Elect Director Mark J. Rubash | For | Against | Management | ||||
3 | Elect Director Lonnie M. Smith | For | For | Management | ||||
4 | Amend Stock Option Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Declassify the Board of Directors | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management |
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ISIS PHARMACEUTICALS, INC.
Ticker: | ISIS | Security ID: | 464330109 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frederick T. Muto | For | Withhold | Management | ||||
2 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Stock Option Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management |
JOY GLOBAL INC.
Ticker: | JOY | Security ID: | 481165108 | |||
Meeting Date: | MAR 06, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.2 | Elect Director John T. Gremp | For | Withhold | Management | ||||
1.3 | Elect Director John Nils Hanson | For | For | Management | ||||
1.4 | Elect Director Gale E. Klappa | For | Withhold | Management | ||||
1.5 | Elect Director Richard B. Loynd | For | For | Management | ||||
1.6 | Elect Director P. Eric Siegert | For | For | Management | ||||
1.7 | Elect Director Michael W. Sutherlin | For | For | Management | ||||
1.8 | Elect Director James H. Tate | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
KANSAS CITY SOUTHERN
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lu M. Cordova | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Haverty | For | Withhold | Management | ||||
1.3 | Elect Director Thomas A. McDonnell | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
4 | Eliminate Cumulative Voting | For | Against | Management | ||||
5 | Amend Certificate of Incorporation | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
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LAZARD LTD
Ticker: | LAZ | Security ID: | G54050102 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ashish Bhutani as Director | For | Withhold | Management | ||||
1.2 | Elect Steven J. Heyer as Director | For | Withhold | Management | ||||
1.3 | Elect Sylvia Jay as Director | For | Withhold | Management | ||||
1.4 | Elect Vernon E. Jordon, Jr. as Director For | Withhold | Management | |||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
LIFE TECHNOLOGIES CORPORATION
Ticker: | LIFE | Security ID: | 53217V109 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Donald W. Grimm | For | Against | Management | ||||
2 | Elect Director Ora H. Pescovitz | For | Against | Management | ||||
3 | Elect Director Per A. Peterson | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
LINKEDIN CORPORATION
Ticker: | LNKD | Security ID: | 53578A108 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leslie Kilgore | For | Withhold | Management | ||||
1.2 | Elect Director Jeffrey Weiner | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
LKQ CORPORATION
Ticker: | LKQX | Security ID: | 501889208 | |||
Meeting Date: | MAY 07, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management | ||||
1.2 | Elect Director Kevin F. Flynn | For | For | Management | ||||
1.3 | Elect Director Ronald G. Foster | For | For | Management | ||||
1.4 | Elect Director Joseph M. Holsten | For | For | Management | ||||
1.5 | Elect Director Blythe J. McGarvie | For | Withhold | Management | ||||
1.6 | Elect Director Paul M. Meister | For | Withhold | Management | ||||
1.7 | Elect Director John F. O’Brien | For | For | Management | ||||
1.8 | Elect Director Robert L. Wagman | For | For | Management |
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1.9 | Elect Director William M. Webster, IV | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LOGMEIN, INC.
Ticker: | LOGM | Security ID: | 54142L109 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edwin J. Gillis | For | Withhold | Management | ||||
1.2 | Elect Director Michael K. Simon | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christine M. Day | For | For | Management | ||||
1.2 | Elect Director Martha A.M. (Marti) Morfitt | For | For | Management | ||||
1.3 | Elect Director Rhoda M. Pitcher | For | For | Management | ||||
1.4 | Elect Director Emily White | For | For | Management | ||||
1.5 | Elect Director Jerry Stritzke | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
MAGELLAN HEALTH SERVICES, INC.
Ticker: | MGLN | Security ID: | 559079207 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rene Lerer | For | For | Management | ||||
1.2 | Elect Director Mary F. Sammons | For | For | Management | ||||
1.3 | Elect Director Eran Broshy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
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MAKO SURGICAL CORP.
Ticker: | MAKO | Security ID: | 560879108 | |||
Meeting Date: | JUN 05, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles W. Federico | For | For | Management | ||||
1.2 | Elect Director Maurice R. Ferre | For | For | Management | ||||
1.3 | Elect Director Frederic H. Moll | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management |
MANHATTAN ASSOCIATES, INC.
Ticker: | MANH | Security ID: | 562750109 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Deepak Raghavan | For | For | Management | ||||
1.2 | Elect Director Peter F. Sinisgalli | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
MATERION CORPORATION
Ticker: | MTRN | Security ID: | 576690101 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Hipple | For | For | Management | ||||
1.2 | Elect Director William B. Lawrence | For | Withhold | Management | ||||
1.3 | Elect Director Geoffrey Wild | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MEAD JOHNSON NUTRITION COMPANY
Ticker: | MJN | Security ID: | 582839106 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen W. Golsby | For | Against | Management | ||||
2 | Elect Director Steven M. Altschuler | For | For | Management | ||||
3 | Elect Director Howard B. Bernick | For | For | Management | ||||
4 | Elect Director Kimberly A. Casiano | For | Against | Management | ||||
5 | Elect Director Anna C. Catalano | For | Against | Management |
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6 | Elect Director Celeste A. Clark | For | Against | Management | ||||
7 | Elect Director James M. Cornelius | For | Against | Management | ||||
8 | Elect Director Peter G. Ratcliffe | For | Against | Management | ||||
9 | Elect Director Elliott Sigal | For | Against | Management | ||||
10 | Elect Director Robert S. Singer | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
MEASUREMENT SPECIALTIES, INC.
| ||||||
Ticker: | MEAS | Security ID: | 583421102 | |||
Meeting Date: | SEP 22, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth E. Thompson | For | Withhold | Management | ||||
1.2 | Elect Director Morton L. Topfer | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MICROS SYSTEMS, INC.
| ||||||
Ticker: | MCRS | Security ID: | 594901100 | |||
Meeting Date: | NOV 18, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Louis M. Brown, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director B. Gary Dando | For | Withhold | Management | ||||
1.3 | Elect Director A.L. Giannopoulos | For | Withhold | Management | ||||
1.4 | Elect Director F. Suzanne Jenniches | For | Withhold | Management | ||||
1.5 | Elect Director John G. Puente | For | Withhold | Management | ||||
1.6 | Elect Director Dwight S. Taylor | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Stock Option Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MINERALS TECHNOLOGIES INC.
| ||||||
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Clark | For | Withhold | Management | ||||
1.2 | Elect Director Michael F. Pasquale | For | Withhold | Management | ||||
1.3 | Elect Director Marc E. Robinson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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MONSTER BEVERAGE CORPORATION
| ||||||
Ticker: | MNST | Security ID: | 611740101 | |||
Meeting Date: | JUN 08, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rodney C. Sacks | For | Withhold | Management | ||||
1.2 | Elect Director Hilton H. Schlosberg | For | Withhold | Management | ||||
1.3 | Elect Director Norman C. Epstein | For | Withhold | Management | ||||
1.4 | Elect Director Benjamin M. Polk | For | Withhold | Management | ||||
1.5 | Elect Director Sydney Selati | For | Withhold | Management | ||||
1.6 | Elect Director Harold C. Taber, Jr. | For | Withhold | Management | ||||
1.7 | Elect Director Mark S. Vidergauz | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MSCI INC.
| ||||||
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Benjamin F. Dupont | For | For | Management | ||||
2 | Elect Director Henry A. Fernandez | For | For | Management | ||||
3 | Elect Director Alice W. Handy | For | For | Management | ||||
4 | Elect Director Catherine R. Kinney | For | For | Management | ||||
5 | Elect Director Linda H. Riefler | For | Against | Management | ||||
6 | Elect Director George W. Siguler | For | For | Management | ||||
7 | Elect Director Patrick Tierney | For | For | Management | ||||
8 | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Approve Elimination of Class B Common Stock; Increase Authorized Class A Common Stock; Reclassify Class A Common Stock and Make Certain Other Conforming Changes | For | For | Management |
NALCO HOLDING COMPANY
| ||||||
Ticker: | NLC | Security ID: | 62985Q101 | |||
Meeting Date: | NOV 30, 2011 | Meeting Type: | Special | |||
Record Date: | OCT 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
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NETSUITE INC.
Ticker: | N | Security ID: | 64118Q107 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Evan Goldberg | For | For | Management | ||||
1.2 | Elect Director Steven J. Gomo | For | Withhold | Management | ||||
1.3 | Elect Director Catherine R. Kinney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
NIELSEN HOLDINGS N.V.
Ticker: | NLSN | Security ID: | N63218106 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Adopt Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board of Directors | For | Did Not Vote | Management | ||||
3 | Elect David L. Cahoun as Director | For | Did Not Vote | Management | ||||
4 | Elect James A. Attwood as Director | For | Did Not Vote | Management | ||||
5 | Elect Richard J. Bressler as Director | For | Did Not Vote | Management | ||||
6 | Elect Simon E. Brown as Director | For | Did Not Vote | Management | ||||
7 | Elect Michael S. Chae as Director | For | Did Not Vote | Management | ||||
8 | Elect Patrick Healy as Director | For | Did Not Vote | Management | ||||
9 | Elect Karen M. Hoguet as Director | For | Did Not Vote | Management | ||||
10 | Elect James M. Kilts as Director | For | Did Not Vote | Management | ||||
11 | Elect Iain Leigh as Director | For | Did Not Vote | Management | ||||
12 | Elect Eliot P.S. Merrill as Director | For | Did Not Vote | Management | ||||
13 | Elect Alexander Navab as Director | For | Did Not Vote | Management | ||||
14 | Elect Robert Pozen as Director | For | Did Not Vote | Management | ||||
15 | Elect Robert Reid as Director | For | Did Not Vote | Management | ||||
16 | Elect Scott A. Schoen as Director | For | Did Not Vote | Management | ||||
17 | Elect Javier G. Teruel as Director | For | Did Not Vote | Management | ||||
18 | Ratify Ernst and Young Accountants LLP as Independent Registered Public Auditor | For | Did Not Vote | Management | ||||
19 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | For | Did Not Vote | Management | ||||
20 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
22 | Advisory Vote to Approve Remuneration of Executives | For | Did Not Vote | Management |
Page 153
OASIS PETROLEUM INC.
Ticker: | OAS | Security ID: | 674215108 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Cassidy | For | Withhold | Management | ||||
1.2 | Elect Director Taylor L. Reid | For | Withhold | Management | ||||
1.3 | Elect Director Bobby S. Shackouls | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
OCEANEERING INTERNATIONAL, INC.
| ||||||
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 04, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jerold J. DesRoche | For | Withhold | Management | ||||
1.2 | Elect Director John R. Huff | For | Withhold | Management | ||||
1.3 | Elect Director M. Kevin McEvoy | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: | OZM | Security ID: | 67551U105 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Windreich | For | Withhold | Management | ||||
1.2 | Elect Director J. Barry Griswell | For | Withhold | Management | ||||
1.3 | Elect Director Georganne C. Proctor | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
OWENS-ILLINOIS, INC.
| ||||||
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary F. Colter | For | Withhold | Management | ||||
1.2 | Elect Director Corbin A. McNeill, Jr. | For | For | Management | ||||
1.3 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
Page 154
PANERA BREAD COMPANY
| ||||||
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Domenic Colasacco | For | Withhold | Management | ||||
1.2 | Elect Director Thomas E. Lynch | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
PARAMETRIC TECHNOLOGY CORPORATION
| ||||||
Ticker: | PMTC | Security ID: | 699173209 | |||
Meeting Date: | MAR 07, 2012 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald K. Grierson | For | Withhold | Management | ||||
1.2 | Elect Director James E. Heppelmann | For | Withhold | Management | ||||
1.3 | Elect Director Renato Zambonini | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Change Company Name | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
PETSMART, INC.
Ticker: | PETM | Security ID: | 716768106 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Angel Cabrera | For | For | Management | ||||
2 | Elect Director Rita V. Foley | For | For | Management | ||||
3 | Elect Director Philip L. Francis | For | For | Management | ||||
4 | Elect Director Rakesh Gangwal | For | For | Management | ||||
5 | Elect Director Joseph S. Hardin, Jr. | For | For | Management | ||||
6 | Elect Director Gregory P. Josefowicz | For | For | Management | ||||
7 | Elect Director Amin I. Khalifa | For | For | Management | ||||
8 | Elect Director Richard K. Lochridge | For | Against | Management | ||||
9 | Elect Director Robert F. Moran | For | For | Management | ||||
10 | Elect Director Barbara A. Munder | For | For | Management | ||||
11 | Elect Director Thomas G. Stemberg | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 155
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: | PNFP | Security ID: | 72346Q104 | |||
Meeting Date: | APR 17, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Colleen Conway-Welch | For | For | Management | ||||
1.2 | Elect Director Ed C. Loughry, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Hal N. Pennington | For | Withhold | Management | ||||
1.4 | Elect Director M. Terry Turner | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
PIONEER NATURAL RESOURCES COMPANY
| ||||||
Ticker: | PXD | Security ID: | 723787107 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas D. Arthur | For | Against | Management | ||||
2 | Elect Director Andrew F. Cates | For | For | Management | ||||
3 | Elect Director Scott J. Reiman | For | For | Management | ||||
4 | Elect Director Scott D. Sheffield | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Require Independent Board Chairman | Against | Against | Shareholder |
PLAINS EXPLORATION & PRODUCTION COMPANY
| ||||||
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 18, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James C. Flores | For | For | Management | ||||
2 | Elect Director Isaac Arnold, Jr. | For | For | Management | ||||
3 | Elect Director Alan R. Buckwalter, III | For | Against | Management | ||||
4 | Elect Director Jerry L. Dees | For | Against | Management | ||||
5 | Elect Director Tom H. Delimitros | For | Against | Management | ||||
6 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
7 | Elect Director Charles G. Groat | For | Against | Management | ||||
8 | Elect Director John H. Lollar | For | Against | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 156
POLARIS INDUSTRIES INC.
Ticker: | PII | Security ID: | 731068102 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 29, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Annette K. Clayton | For | Withhold | Management | ||||
1.2 | Elect Director Gregory R. Palen | For | Withhold | Management | ||||
1.3 | Elect Director John P. Wiehoff | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
POLO RALPH LAUREN CORPORATION
Ticker: | RL | Security ID: | 731572103 | |||
Meeting Date: | AUG 11, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank A. Bennack, Jr | For | Withhold | Management | ||||
1.2 | Elect Director Joel L. Fleishman | For | Withhold | Management | ||||
1.3 | Elect Director Steven P. Murphy | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Change Company Name | For | For | Management |
POLYPORE INTERNATIONAL, INC.
Ticker: | PPO | Security ID: | 73179V103 | |||
Meeting Date: | MAY 09, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William Dries | For | For | Management | ||||
1.2 | Elect Director Frederick C. Flynn, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Michael Chesser | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PORTFOLIO RECOVERY ASSOCIATES, INC.
| ||||||
Ticker: | PRAA | Security ID: | 73640Q105 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven D. Fredrickson | For | For | Management | ||||
1.2 | Elect Director Penelope W. Kyle | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
Page 157
PRICELINE.COM INCORPORATED
Ticker: | PCLN | Security ID: | 741503403 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffery H. Boyd | For | For | Management | ||||
1.2 | Elect Director Ralph M. Bahna | For | For | Management | ||||
1.3 | Elect Director Howard W. Barker, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Jan L. Docter | For | For | Management | ||||
1.5 | Elect Director Jeffrey E. Epstein | For | For | Management | ||||
1.6 | Elect Director James M. Guyette | For | For | Management | ||||
1.7 | Elect Director Nancy B. Peretsman | For | For | Management | ||||
1.8 | Elect Director Craig W. Rydin | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
QUESTCOR PHARMACEUTICALS, INC.
Ticker: | QCOR | Security ID: | 74835Y101 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Don M. Bailey | For | For | Management | ||||
1.2 | Elect Director Mitchell J. Blutt | For | For | Management | ||||
1.3 | Elect Director Neal C. Bradsher | For | For | Management | ||||
1.4 | Elect Director Stephen C. Farrell | For | Withhold | Management | ||||
1.5 | Elect Director Louis Silverman | For | For | Management | ||||
1.6 | Elect Director Virgil D. Thompson | For | For | Management | ||||
1.7 | Elect Director Scott M. Whitcup | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
RACKSPACE HOSTING, INC.
Ticker: | RAX | Security ID: | 750086100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S. James Bishkin | For | Against | Management | ||||
2 | Elect Director Fred Reichheld | For | For | Management | ||||
3 | Elect Director Mark P. Mellin | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
Page 158
RBC BEARINGS INCORPORATED
Ticker: | ROLL | Security ID: | 75524B104 | |||
Meeting Date: | SEP 07, 2011 | Meeting Type: | Annual | |||
Record Date: | JUL 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mitchell I. Quain | For | For | Management | ||||
1.2 | Elect Director Amir Faghri | For | Withhold | Management | ||||
1.3 | Elect Director Michael J. Hartnett | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
REALD INC.
Ticker: | RLD | Security ID: | 75604L105 | |||
Meeting Date: | JUL 29, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joshua Greer | For | For | Management | ||||
1.2 | Elect Director James Cameron | For | For | Management | ||||
1.3 | Elect Director David Habiger | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
RED HAT, INC.
Ticker: | RHT | Security ID: | 756577102 | |||
Meeting Date: | AUG 11, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sohaib Abbasi | For | Against | Management | ||||
2 | Elect Director Narendra K. Gupta | For | For | Management | ||||
3 | Elect Director William S. Kaiser | For | For | Management | ||||
4 | Elect Director James M. Whitehurst | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Approve Executive Incentive Bonus Plan | For | For | Management |
Page 159
RIVERBED TECHNOLOGY, INC.
Ticker: | RVBD | Security ID: | 768573107 | |||
Meeting Date: | MAY 30, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael Boustridge | For | Against | Management | ||||
2 | Elect Director Jerry M. Kennelly | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ROSETTA RESOURCES INC.
Ticker: | ROSE | Security ID: | 777779307 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard W. Beckler | For | For | Management | ||||
1.2 | Elect Director Matthew D. Fitzgerald | For | For | Management | ||||
1.3 | Elect Director Philip L. Frederickson | For | For | Management | ||||
1.4 | Elect Director D. Henry Houston | For | For | Management | ||||
1.5 | Elect Director Randy L. Limbacher | For | For | Management | ||||
1.6 | Elect Director Josiah O. Low, III | For | For | Management | ||||
1.7 | Elect Director Donald D. Patteson, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ROWAN COMPANIES, INC.
Ticker: | RDC | Security ID: | 779382100 | |||
Meeting Date: | APR 16, 2012 | Meeting Type: | Special | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change State of Incorporation from Delaware to England | For | For | Management | ||||
2 | Amend Articles of Association | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Adjourn Meeting | For | For | Management |
ROYAL GOLD, INC.
Ticker: | RGLD | Security ID: | 780287108 | |||
Meeting Date: | NOV 16, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. Craig Haase | For | For | Management | ||||
2 | Elect Director S. Oden Howell, Jr. | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 160
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Craig Ramsey | For | Against | Management | ||||
2 | Elect Director Sanford R. Robertson | For | Against | Management | ||||
3 | Elect Director Maynard Webb | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
SALIX PHARMACEUTICALS, LTD.
Ticker: | SLXP | Security ID: | 795435106 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Chappell | For | For | Management | ||||
1.2 | Elect Director Thomas W. D’Alonzo | For | For | Management | ||||
1.3 | Elect Director William P. Keane | For | Withhold | Management | ||||
1.4 | Elect Director Carolyn J. Logan | For | For | Management | ||||
1.5 | Elect Director Mark A. Sirgo | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
SAPIENT CORPORATION
Ticker: | SAPE | Security ID: | 803062108 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James M. Benson | For | Withhold | Management | ||||
1.2 | Elect Director Hermann Buerger | For | Withhold | Management | ||||
1.3 | Elect Director Jerry A. Greenberg | For | Withhold | Management | ||||
1.4 | Elect Director Alan J. Herrick | For | Withhold | Management | ||||
1.5 | Elect Director J. Stuart Moore | For | Withhold | Management | ||||
1.6 | Elect Director Robert L. Rosen | For | For | Management | ||||
1.7 | Elect Director Ashok Shah | For | For | Management | ||||
1.8 | Elect Director Vijay Singal | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 161
SEACUBE CONTAINER LEASING LTD.
Ticker: | BOX | Security ID: | G79978105 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jonathan G. Atkeson | For | Withhold | Management | ||||
1.2 | Elect Director Donald P. Hamm | For | Withhold | Management | ||||
1.3 | Elect Director Martin Tuchman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
SEALED AIR CORPORATION
Ticker: | SEE | Security ID: | 81211K100 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hank Brown | For | Against | Management | ||||
2 | Elect Director Michael Chu | For | For | Management | ||||
3 | Elect Director Lawrence R. Codey | For | For | Management | ||||
4 | Elect Director Patrick Duff | For | For | Management | ||||
5 | Elect Director T. J. Dermot Dunphy | For | For | Management | ||||
6 | Elect Director William V. Hickey | For | For | Management | ||||
7 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||||
8 | Elect Director Kenneth P. Manning | For | For | Management | ||||
9 | Elect Director William J. Marino | For | For | Management | ||||
10 | Elect Director Richard L. Wambold | For | For | Management | ||||
11 | Elect Director Jerry R. Whitaker | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management |
SEATTLE GENETICS, INC.
Ticker: | SGEN | Security ID: | 812578102 | |||
Meeting Date: | MAY 18, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Clay B. Siegall | For | For | Management | ||||
1.2 | Elect Director Felix Baker | For | For | Management | ||||
1.3 | Elect Director Nancy A. Simonian | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 162
SIGNATURE BANK
Ticker: | SBNY | Security ID: | 82669G104 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kathryn A. Byrne | For | Withhold | Management | ||||
1.2 | Elect Director Alfonse M. D’Amato | For | Withhold | Management | ||||
1.3 | Elect Director Jeffrey W. Meshel | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SILGAN HOLDINGS INC.
Ticker: | SLGN | Security ID: | 827048109 | |||
Meeting Date: | MAY 29, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Allott | For | Withhold | Management | ||||
1.2 | Elect Director Jeffrey C. Crowe | For | Withhold | Management | ||||
1.3 | Elect Director Edward A. Lapekas | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SINA CORPORATION
Ticker: | SINA | Security ID: | G81477104 | |||
Meeting Date: | NOV 04, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Pehong Chen as Director | For | For | Management | ||||
2 | Elect Lip-Bu Tan as Director | For | For | Management | ||||
3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SIRONA DENTAL SYSTEMS, INC.
Ticker: | SIRO | Security ID: | 82966C103 | |||
Meeting Date: | FEB 23, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David K. Beecken | For | For | Management | ||||
1.2 | Elect Director Jost Fischer | For | Withhold | Management | ||||
1.3 | Elect Director Arthur D. Kowaloff | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 163
SKYWORKS SOLUTIONS, INC.
Ticker: | SWKS | Security ID: | 83088M102 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David J. McLachlan | For | For | Management | ||||
1.2 | Elect Director David J. Aldrich | For | For | Management | ||||
1.3 | Elect Director Kevin L. Beebe | For | For | Management | ||||
1.4 | Elect Director Moiz M. Beguwala | For | For | Management | ||||
1.5 | Elect Director Timothy R. Furey | For | For | Management | ||||
1.6 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.7 | Elect Director Thomas C. Leonard | For | For | Management | ||||
1.8 | Elect Director David P. McGlade | For | For | Management | ||||
1.9 | Elect Director Robert A. Schriesheim | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
SM ENERGY COMPANY
Ticker: | SM | Security ID: | 78454L100 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara M. Baumann | For | For | Management | ||||
2 | Elect Director Anthony J. Best | For | For | Management | ||||
3 | Elect Director Larry W. Bickle | For | For | Management | ||||
4 | Elect Director Stephen R. Brand | For | For | Management | ||||
5 | Elect Director William J. Gardiner | For | Against | Management | ||||
6 | Elect Director Julio M. Quintana | For | For | Management | ||||
7 | Elect Director John M. Seidl | For | For | Management | ||||
8 | Elect Director William D. Sullivan | For | For | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SODASTREAM INTERNATIONAL LTD.
Ticker: | SODA | Security ID: | M9068E105 | |||
Meeting Date: | DEC 29, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re elect Daniel Birnbaum as Director | For | For | Management | ||||
2 | Approve Stock Option Plan Grants | For | Against | Management | ||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 164
SOLARWINDS, INC.
Ticker: | SWI | Security ID: | 83416B109 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ellen F. Siminoff | For | Withhold | Management | ||||
1.2 | Elect Director Lloyd G. Waterhouse | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
SOLERA HOLDINGS, INC.
Ticker: | SLH | Security ID: | 83421A104 | |||
Meeting Date: | NOV 10, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tony Aquila | For | For | Management | ||||
1.2 | Elect Director Arthur F. Kingsbury | For | Withhold | Management | ||||
1.3 | Elect Director Kenneth A. Viellieu | For | For | Management | ||||
1.4 | Elect Director Thomas C. Wajnert | For | For | Management | ||||
1.5 | Elect Director Stuart J. Yarbrough | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SOTHEBY’S
Ticker: | BID | Security ID: | 835898107 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John M. Angelo | For | For | Management | ||||
2 | Elect Director Michael Blakenham | For | For | Management | ||||
3 | Elect Director Steven B. Dodge | For | For | Management | ||||
4 | Elect Director The Duke Of Devonshire | For | For | Management | ||||
5 | Elect Director Daniel Meyer | For | For | Management | ||||
6 | Elect Director Allen Questrom | For | For | Management | ||||
7 | Elect Director William F. Ruprecht | For | For | Management | ||||
8 | Elect Director Marsha E. Simms | For | For | Management | ||||
9 | Elect Director Michael I. Sovern | For | For | Management | ||||
10 | Elect Director Robert S. Taubman | For | For | Management | ||||
11 | Elect Director Diana L. Taylor | For | For | Management | ||||
12 | Elect Director Dennis M. Weibling | For | Against | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Adopt Policy on Succession Planning | Against | For | Shareholder | ||||
17 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder |
Page 165
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: | SPR | Security ID: | 848574109 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles L. Chadwell | For | For | Management | ||||
1.2 | Elect Director Ivor (Ike) Evans | For | For | Management | ||||
1.3 | Elect Director Paul Fulchino | For | Withhold | Management | ||||
1.4 | Elect Director Richard Gephardt | For | Withhold | Management | ||||
1.5 | Elect Director Robert Johnson | For | For | Management | ||||
1.6 | Elect Director Ronald Kadish | For | Withhold | Management | ||||
1.7 | Elect Director Tawfiq Popatia | For | Withhold | Management | ||||
1.8 | Elect Director Francis Raborn | For | Withhold | Management | ||||
1.9 | Elect Director Jeffrey L. Turner | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John W. Brown | For | For | Management | ||||
2 | Elect Director Daniel J. Starks | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frits van Paasschen | For | For | Management | ||||
1.2 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.3 | Elect Director Adam M. Aron | For | For | Management | ||||
1.4 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.5 | Elect Director Thomas E. Clarke | For | For | Management | ||||
1.6 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1.7 | Elect Director Lizanne Galbreath | For | For | Management | ||||
1.8 | Elect Director Eric Hippeau | For | For | Management | ||||
1.9 | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1.10 | Elect Director Thomas O. Ryder | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 166
SUPERIOR ENERGY SERVICES, INC.
Ticker: | SPN | Security ID: | 868157108 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harold J. Bouillion | For | For | Management | ||||
1.2 | Elect Director Enoch L. Dawkins | For | Withhold | Management | ||||
1.3 | Elect Director David D. Dunlap | For | Withhold | Management | ||||
1.4 | Elect Director James M. Funk | For | Withhold | Management | ||||
1.5 | Elect Director Terence E. Hall | For | Withhold | Management | ||||
1.6 | Elect Director Ernest E. ‘Wyn’ Howard, III | For | Withhold | Management | ||||
1.7 | Elect Director Peter D. Kinnear | For | For | Management | ||||
1.8 | Elect Director Michael M. McShane | For | For | Management | ||||
1.9 | Elect Director W. Matt Ralls | For | For | Management | ||||
1.10 | Elect Director Justin L. Sullivan | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 17, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward C. Bernard | For | Against | Management | ||||
2 | Elect Director James T. Brady | For | Against | Management | ||||
3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||||
4 | Elect Director Donald B. Hebb, Jr. | For | Against | Management | ||||
5 | Elect Director James A.C. Kennedy | For | Against | Management | ||||
6 | Elect Director Robert F. MacLellan | For | For | Management | ||||
7 | Elect Director Brian C. Rogers | For | Against | Management | ||||
8 | Elect Director Alfred Sommer | For | Against | Management | ||||
9 | Elect Director Dwight S. Taylor | For | For | Management | ||||
10 | Elect Director Anne Marie Whittemore | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Approve Omnibus Stock Plan | For | Against | Management | ||||
13 | Ratify Auditors | For | Against | Management |
Page 167
TEAVANA HOLDINGS, INC.
Ticker: | TEA | Security ID: | 87819P102 | |||
Meeting Date: | JUN 01, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Dennis | For | Withhold | Management | ||||
1.2 | Elect Director John E. Kyees | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TEMPUR-PEDIC INTERNATIONAL INC.
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | APR 25, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Evelyn S. Dilsaver | For | Against | Management | ||||
2 | Elect Director Frank Doyle | For | Against | Management | ||||
3 | Elect Director John A. Heil | For | For | Management | ||||
4 | Elect Director Peter K. Hoffman | For | Against | Management | ||||
5 | Elect Director Sir Paul Judge | For | For | Management | ||||
6 | Elect Director Nancy F. Koehn | For | Against | Management | ||||
7 | Elect Director Christopher A. Masto | For | For | Management | ||||
8 | Elect Director P. Andrews McLane | For | For | Management | ||||
9 | Elect Director Mark Sarvary | For | Against | Management | ||||
10 | Elect Director Robert B. Trussell, Jr. | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE BOSTON BEER COMPANY, INC.
Ticker: | SAM | Security ID: | 100557107 | |||
Meeting Date: | MAY 23, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Burwick | For | Withhold | Management | ||||
1.2 | Elect Director Pearson C. Cummin, III | For | Withhold | Management | ||||
1.3 | Elect Director Jeanne-Michel Valette | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE CHARLES SCHWAB CORPORATION
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Nancy H. Bechtle | For | For | Management | ||||
2 | Elect Director Walter W. Bettinger, II | For | For | Management | ||||
3 | Elect Director C. Preston Butcher | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Declassify the Board of Directors | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder | ||||
8 | Adopt Proxy Access Right | Against | For | Shareholder |
Page 168
THE FRESH MARKET, INC.
Ticker: | TFM | Security ID: | 35804H106 | |||
Meeting Date: | AUG 18, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard Noll | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE FRESH MARKET, INC.
Ticker: | TFM | Security ID: | 35804H106 | |||
Meeting Date: | JUN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brett Berry | For | Withhold | Management | ||||
1.2 | Elect Director David Rea | For | For | Management | ||||
1.3 | Elect Director Bob Sasser | For | For | Management | ||||
1.4 | Elect Director Steven Tanger | For | Withhold | Management | ||||
1.5 | Elect Director Craig Carlock | For | Withhold | Management | ||||
1.6 | Elect Director Jane Thompson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
THE HAIN CELESTIAL GROUP, INC.
Ticker: | HAIN | Security ID: | 405217100 | |||
Meeting Date: | NOV 17, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irwin D. Simon | For | For | Management | ||||
1.2 | Elect Director Barry J. Alperin | For | For | Management | ||||
1.3 | Elect Director Richard C. Berke | For | For | Management | ||||
1.4 | Elect Director Jack Futterman | For | For | Management | ||||
1.5 | Elect Director Marina Hahn | For | For | Management | ||||
1.6 | Elect Director Brett Icahn | For | For | Management | ||||
1.7 | Elect Director Roger Meltzer | For | For | Management | ||||
1.8 | Elect Director David Schechter | For | For | Management | ||||
1.9 | Elect Director Lewis D. Schiliro | For | For | Management | ||||
1.10 | Elect Director Lawrence S. Zilavy | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 169
THE TIMKEN COMPANY
Ticker: | TKR | Security ID: | 887389104 | |||
Meeting Date: | MAY 08, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph W. Ralston | For | Withhold | Management | ||||
1.2 | Elect Director John P. Reilly | For | Withhold | Management | ||||
1.3 | Elect Director John M. Timken, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Jacqueline F. Woods | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: | ULTI | Security ID: | 90385D107 | |||
Meeting Date: | MAY 18, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc D. Scherr | For | Withhold | Management | ||||
1.2 | Elect Director James A. FitzPatrick, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Rick A. Wilber | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
TIBCO SOFTWARE INC.
Ticker: | TIBX | Security ID: | 88632Q103 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Vivek Y. Ranadive | For | For | Management | ||||
1.2 | Elect Director Nanci E. Caldwell | For | For | Management | ||||
1.3 | Elect Director Eric C.W. Dunn | For | Withhold | Management | ||||
1.4 | Elect Director Narendra K. Gupta | For | For | Management | ||||
1.5 | Elect Director Peter J. Job | For | For | Management | ||||
1.6 | Elect Director Philip K. Wood | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
Page 170
TIFFANY & CO.
Ticker: | TIF | Security ID: | 886547108 | |||
Meeting Date: | MAY 17, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael J. Kowalski | For | For | Management | ||||
2 | Elect Director Rose Marie Bravo | For | For | Management | ||||
3 | Elect Director Gary E. Costley | For | Against | Management | ||||
4 | Elect Director Lawrence K. Fish | For | Against | Management | ||||
5 | Elect Director Abby F. Kohnstamm | For | Against | Management | ||||
6 | Elect Director Charles K. Marquis | For | Against | Management | ||||
7 | Elect Director Peter W. May | For | For | Management | ||||
8 | Elect Director William A. Shutzer | For | For | Management | ||||
9 | Elect Director Robert S. Singer | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
TORNIER N.V.
Ticker: | TRNX | Security ID: | N87237108 | |||
Meeting Date: | JUN 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Sean D. Carney as Director | For | Did Not Vote | Management | ||||
1b | Elect Richard B. Emmitt as Director | For | Did Not Vote | Management | ||||
1c | Elect Douglas W. Kohrs as Director | For | Did Not Vote | Management | ||||
2 | Amend Omnibus Stock Plan | For | Did Not Vote | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management | ||||
4 | Appoint Special Auditor | For | Did Not Vote | Management | ||||
5 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
6 | Approve Discharge of Board of Directors | For | Did Not Vote | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management |
TRACTOR SUPPLY COMPANY
Ticker: | TSCO | Security ID: | 892356106 | |||
Meeting Date: | MAY 03, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James F. Wright | For | For | Management | ||||
1.2 | Elect Director Johnston C. Adams | For | For | Management | ||||
1.3 | Elect Director Peter D. Bewley | For | Withhold | Management | ||||
1.4 | Elect Director Jack C. Bingleman | For | For | Management | ||||
1.5 | Elect Director Richard W. Frost | For | For | Management | ||||
1.6 | Elect Director Cynthia T. Jamison | For | For | Management | ||||
1.7 | Elect Director George MacKenzie | For | For | Management | ||||
1.8 | Elect Director Edna K. Morris | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 171
TRIPADVISOR, INC.
Ticker: | TRIP | Security ID: | 896945201 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barry Diller | For | Withhold | Management | ||||
1.2 | Elect Director Stephen Kaufer | For | Withhold | Management | ||||
1.3 | Elect Director William R. Fitzgerald | For | Withhold | Management | ||||
1.4 | Elect Director Victor A. Kaufman | For | Withhold | Management | ||||
1.5 | Elect Director Dara Khosrowshahi | For | Withhold | Management | ||||
1.6 | Elect Director Jonathan F. Miller | For | Withhold | Management | ||||
1.7 | Elect Director Jeremy Philips | For | Withhold | Management | ||||
1.8 | Elect Director Sukhinder Singh Cassidy | For | Withhold | Management | ||||
1.9 | Elect Director Robert S. Wiesenthal | For | Withhold | Management | ||||
1.10 | Elect Director Michael P. Zeisser | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TUPPERWARE BRANDS CORPORATION
Ticker: | TUP | Security ID: | 899896104 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Catherine A. Bertini | For | For | Management | ||||
2 | Elect Director Susan M. Cameron | For | For | Management | ||||
3 | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
4 | Elect Director E. V. Goings | For | For | Management | ||||
5 | Elect Director Joe R. Lee | For | For | Management | ||||
6 | Elect Director Angel R. Martinez | For | For | Management | ||||
7 | Elect Director Antonio Monteiro de Castro | For | For | Management | ||||
8 | Elect Director Robert J. Murray | For | For | Management | ||||
9 | Elect Director David R. Parker | For | For | Management | ||||
10 | Elect Director Joyce M. Roche | For | For | Management | ||||
11 | Elect Director M. Anne Szostak | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 172
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: | ULTA | Security ID: | 90384S303 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. DiRomualdo | For | Withhold | Management | ||||
1.2 | Elect Director Catherine A. Halligan | For | Withhold | Management | ||||
1.3 | Elect Director Lorna E. Nagler | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ULTRATECH, INC.
Ticker: | UTEK | Security ID: | 904034105 | |||
Meeting Date: | JUL 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arthur W. Zafiropoulo | For | For | Management | ||||
1.2 | Elect Director Joel F. Gemunder | For | For | Management | ||||
1.3 | Elect Director Nicholas Konidaris | For | For | Management | ||||
1.4 | Elect Director Dennis Raney | For | For | Management | ||||
1.5 | Elect Director Henri Richard | For | For | Management | ||||
1.6 | Elect Director Rick Timmins | For | For | Management | ||||
1.7 | Elect Director Ben Tsai | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITED THERAPEUTICS CORPORATION
Ticker: | UTHR | Security ID: | 91307C102 | |||
Meeting Date: | JUN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martine Rothblatt | For | Withhold | Management | ||||
1.2 | Elect Director Louis Sullivan | For | Withhold | Management | ||||
1.3 | Elect Director Ray Kurzweil | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
Page 173
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: | VRX | Security ID: | 91911K102 | |||
Meeting Date: | MAY 30, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald H. Farmer | For | For | Management | ||||
1.2 | Elect Director Robert A. Ingram | For | For | Management | ||||
1.3 | Elect Director Theo Melas-Kyriazi | For | For | Management | ||||
1.4 | Elect Director G. Mason Morfit | For | For | Management | ||||
1.5 | Elect Director Laurence E. Paul | For | For | Management | ||||
1.6 | Elect Director J. Michael Pearson | For | For | Management | ||||
1.7 | Elect Director Robert N. Power | For | Withhold | Management | ||||
1.8 | Elect Director Norma A. Provencio | For | For | Management | ||||
1.9 | Elect Director Lloyd M. Segal | For | For | Management | ||||
1.10 | Elect Director Katharine B. Stevenson | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
VALMONT INDUSTRIES, INC.
Ticker: | VMI | Security ID: | 920253101 | |||
Meeting Date: | APR 24, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||||
1.2 | Elect Director Daniel P. Neary | For | Withhold | Management | ||||
1.3 | Elect Director Kenneth E. Stinson | For | For | Management | ||||
1.4 | Elect Director Catherine James Paglia | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
VARIAN MEDICAL SYSTEMS, INC.
Ticker: | VAR | Security ID: | 92220P105 | |||
Meeting Date: | FEB 09, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy E. Guertin | For | For | Management | ||||
1.2 | Elect Director David J. Illingworth | For | Withhold | Management | ||||
1.3 | Elect Director Ruediger Naumann-Etienne | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management |
VERIFONE SYSTEMS, INC.
Ticker: | PAY | Security ID: | 92342Y109 | |||
Meeting Date: | JUN 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert W. Alspaugh | For | Withhold | Management | ||||
1.2 | Elect Director Douglas G. Bergeron | For | For | Management | ||||
1.3 | Elect Director Dr. Leslie G. Denend | For | Withhold | Management |
Page 174
1.4 | Elect Director Alex W. Hart | For | For | Management | ||||
1.5 | Elect Director Robert B. Henske | For | Withhold | Management | ||||
1.6 | Elect Director Richard A. McGinn | For | Withhold | Management | ||||
1.7 | Elect Director Eitan Raff | For | Withhold | Management | ||||
1.8 | Elect Director Jeffrey E. Stiefler | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
VIRNETX HOLDING CORPORATION
Ticker: | VHC | Security ID: | 92823T108 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert D. Short, III | For | Withhold | Management | ||||
1.2 | Elect Director Thomas M. O’Brien | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
VIVUS, INC.
Ticker: | VVUS | Security ID: | 928551100 | |||
Meeting Date: | JUN 15, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leland F. Wilson | For | Withhold | Management | ||||
1.2 | Elect Director Peter Y. Tam | For | Withhold | Management | ||||
1.3 | Elect Director Mark B. Logan | For | Withhold | Management | ||||
1.4 | Elect Director Charles J. Casamento | For | Withhold | Management | ||||
1.5 | Elect Director Linda M. Dairiki Shortliffe | For | Withhold | Management | ||||
1.6 | Elect Director Ernest Mario | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management |
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WABCO HOLDINGS INC.
Ticker: | WBC | Security ID: | 92927K102 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael T. Smith | For | For | Management | ||||
1.2 | Elect Director John F. Fiedler | For | For | Management | ||||
1.3 | Elect Director Jean-Paul L. Montupet | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
WHITING PETROLEUM CORPORATION
Ticker: | WLL | Security ID: | 966387102 | |||
Meeting Date: | MAY 01, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Volker | For | For | Management | ||||
1.2 | Elect Director William N. Hahne | For | For | Management | ||||
1.3 | Elect Director Allan R. Larson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WYNDHAM WORLDWIDE CORPORATION
Ticker: | WYN | Security ID: | 98310W108 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen P. Holmes | For | Withhold | Management | ||||
1.2 | Elect Director Myra J. Biblowit | For | Withhold | Management | ||||
1.3 | Elect Director Pauline D.E. Richards | For | Withhold | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
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========================= The Tocqueville Select Fund =========================
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 06, 2012 | Meeting Type: | Annual | |||
Record Date: | NOV 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Ray M. Robinson | For | For | Management | ||||
1.3 | Elect Director Norman H. Wesley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Deferred Compensation Plan | For | For | Management |
ALBANY INTERNATIONAL CORP.
Ticker: | AIN | Security ID: | 012348108 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph G. Morone | For | Withhold | Management | ||||
1.2 | Elect Director Christine L. Standish | For | Withhold | Management | ||||
1.3 | Elect Director Erland E. Kailbourne | For | Withhold | Management | ||||
1.4 | Elect Director John C. Standish | For | Withhold | Management | ||||
1.5 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
1.6 | Elect Director John F. Cassidy, Jr. | For | For | Management | ||||
1.7 | Elect Director Edgar G. Hotard | For | Withhold | Management | ||||
1.8 | Elect Director John R. Scannell | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ASHLAND INC.
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 26, 2012 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roger W. Hale | For | For | Management | ||||
2 | Elect Director Vada O. Manager | For | For | Management | ||||
3 | Elect Director George A. Schaefer, Jr. | For | For | Management | ||||
4 | Elect Director John F. Turner | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
AVERY DENNISON CORPORATION
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 26, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John T. Cardis | For | Against | Management | ||||
2 | Elect Director David E. I. Pyott | For | Against | Management | ||||
3 | Elect Director Dean A. Scarborough | For | Against | Management | ||||
4 | Elect Director Julia A. Stewart | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | Against | Management |
Page 177
CARLISLE COMPANIES INCORPORATED
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 02, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen P. Munn | For | For | Management | ||||
2 | Elect Director Lawrence A. Sala | For | Against | Management | ||||
3 | Elect Director Magalen C. Webert | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management |
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James E. Barlett | For | For | Management | ||||
2 | Elect Director David F. Hoffmeister | For | For | Management | ||||
3 | Elect Director Paul H. O’Neill | For | For | Management | ||||
4 | Elect Director Jay V. Ihlenfeld | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Ratify Auditors | For | For | Management |
CHECKPOINT SYSTEMS, INC.
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | MAY 31, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George Babich | For | Withhold | Management | ||||
1.2 | Elect Director Julie S. England | For | Withhold | Management | ||||
1.3 | Elect Director Sally Pearson | For | Withhold | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 178
COLLECTIVE BRANDS, INC.
Ticker: | PSS | Security ID: | 19421W100 | |||
Meeting Date: | MAY 24, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mylle H. Mangum | For | For | Management | ||||
1.2 | Elect Director John F. McGovern | For | For | Management | ||||
1.3 | Elect Director D. Scott Olivet | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | Against | Management |
CYTEC INDUSTRIES INC.
Ticker: | CYT | Security ID: | 232820100 | |||
Meeting Date: | APR 19, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barry C. Johnson | For | For | Management | ||||
2 | Elect Director Carol P. Lowe | For | For | Management | ||||
3 | Elect Director Thomas W. Rabaut | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DIODES INCORPORATED
Ticker: | DIOD | Security ID: | 254543101 | |||
Meeting Date: | MAY 22, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C.H. Chen | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Giordano | For | For | Management | ||||
1.3 | Elect Director L.P. Hsu | For | Withhold | Management | ||||
1.4 | Elect Director Keh-Shew Lu | For | Withhold | Management | ||||
1.5 | Elect Director Raymond Soong | For | Withhold | Management | ||||
1.6 | Elect Director John M. Stich | For | Withhold | Management | ||||
1.7 | Elect Director Michael K.C. Tsai | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 179
ETHAN ALLEN INTERIORS INC.
Ticker: | ETH | Security ID: | 297602104 | |||
Meeting Date: | NOV 15, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Farooq Kathwari | For | For | Management | ||||
1.2 | Elect Director John J. Dooner, Jr. | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Employment Agreement | For | Against | Management | ||||
4 | Amend Shareholder Rights Plan (Poison Pill) | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FERRO CORPORATION
Ticker: | FOE | Security ID: | 315405100 | |||
Meeting Date: | APR 27, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jennie S. Hwang | For | For | Management | ||||
1.2 | Elect Director James F. Kirsch | For | For | Management | ||||
1.3 | Elect Director Peter T. Kong | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Proxy Access Right | Against | Against | Shareholder |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 22, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect Robert L. Edwards as Director | For | For | Management | ||||
1b | Reelect Daniel H. Schulman as Director | For | For | Management | ||||
2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
4 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
1 | Authorize Share Repurchase Program | For | For | Management |
Page 180
FOOT LOCKER, INC.
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan D. Feldman | For | For | Management | ||||
1.2 | Elect Director Jarobin Gilbert, Jr. | For | For | Management | ||||
1.3 | Elect Director David Y. Schwartz | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
HARRIS CORPORATION
Ticker: | HRS | Security ID: | 413875105 | |||
Meeting Date: | OCT 28, 2011 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard L. Lance | For | For | Management | ||||
2 | Elect Director Thomas A. Dattilo | For | For | Management | ||||
3 | Elect Director Terry D. Growcock | For | For | Management | ||||
4 | Elect Director Lewis Hay, III | For | For | Management | ||||
5 | Elect Director Karen Katen | For | For | Management | ||||
6 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
7 | Elect Director Leslie F. Kenne | For | For | Management | ||||
8 | Elect Director David B. Rickard | For | For | Management | ||||
9 | Elect Director James C. Stoffel | For | For | Management | ||||
10 | Elect Director Gregory T. Swienton | For | For | Management | ||||
11 | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | For | Shareholder |
INGERSOLL-RAND PLC
Ticker: | IR | Security ID: | G47791101 | |||
Meeting Date: | JUN 07, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ann C. Berzin | For | For | Management | ||||
2 | Elect Director John Bruton | For | For | Management | ||||
3 | Elect Director Jared L. Cohon | For | For | Management | ||||
4 | Elect Director Gary D. Forsee | For | For | Management | ||||
5 | Elect Director Peter C. Godsoe | For | For | Management | ||||
6 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director Michael W. Lamach | For | For | Management | ||||
9 | Elect Director Theodore E. Martin | For | For | Management | ||||
10 | Elect Director Richard J. Swift | For | Against | Management | ||||
11 | Elect Director Tony L. White | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management |
Page 181
J2 GLOBAL, INC.
Ticker: | JCOM | Security ID: | 48123V102 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas Y. Bech | For | For | Management | ||||
1.2 | Elect Director Robert J. Cresci | For | For | Management | ||||
1.3 | Elect Director W. Brian Kretzmer | For | For | Management | ||||
1.4 | Elect Director Richard S. Ressler | For | For | Management | ||||
1.5 | Elect Director Stephen Ross | For | For | Management | ||||
1.6 | Elect Director Michael P. Schulhof | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
KENNAMETAL INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 25, 2011 | Meeting Type: | Annual | |||
Record Date: | SEP 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Harvey | For | Withhold | Management | ||||
1.2 | Elect Director Philip A. Dur | For | For | Management | ||||
1.3 | Elect Director Timothy R. McLevish | For | Withhold | Management | ||||
1.4 | Elect Director Steven H. Wunning | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MAIDENFORM BRANDS, INC.
Ticker: | MFB | Security ID: | 560305104 | |||
Meeting Date: | MAY 25, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman Axelrod | For | For | Management | ||||
1.2 | Elect Director Harold F. Compton | For | For | Management | ||||
1.3 | Elect Director Barbara Eisenberg | For | For | Management | ||||
1.4 | Elect Director Nomi Ghez | For | For | Management | ||||
1.5 | Elect Director Maurice S. Reznik | For | For | Management | ||||
1.6 | Elect Director Karen Rose | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
Page 182
MINERALS TECHNOLOGIES INC.
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 16, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Clark | For | Withhold | Management | ||||
1.2 | Elect Director Michael F. Pasquale | For | Withhold | Management | ||||
1.3 | Elect Director Marc E. Robinson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MONOTYPE IMAGING HOLDINGS INC.
Ticker: | TYPE | Security ID: | 61022P100 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pamela F. Lenehan | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary F. Colter | For | Withhold | Management | ||||
1.2 | Elect Director Corbin A. McNeill, Jr. | For | For | Management | ||||
1.3 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 18, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pamela L. Davies | For | Withhold | Management | ||||
1.2 | Elect Director Harris E. DeLoach, Jr. | For | For | Management | ||||
1.3 | Elect Director Edgar H. Lawton, III | For | Withhold | Management | ||||
1.4 | Elect Director John E. Linville | For | Withhold | Management | ||||
1.5 | Elect Director John R. Haley | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
Page 183
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 17, 2012 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick D. Campbell | For | For | Management | ||||
1.2 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.3 | Elect Director Eileen S. Kraus | For | Withhold | Management | ||||
1.4 | Elect Director Robert L. Ryan | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
STANTEC INC.
Ticker: | STN | Security ID: | 85472N109 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas K. Ammerman | For | For | Management | ||||
1.2 | Elect Director Robert J. Bradshaw | For | For | Management | ||||
1.3 | Elect Director David L. Emerson | For | For | Management | ||||
1.4 | Elect Director Delores M. Etter | For | Withhold | Management | ||||
1.5 | Elect Director Anthony P. Franceschini | For | For | Management | ||||
1.6 | Elect Director Robert J. Gomes | For | For | Management | ||||
1.7 | Elect Director Susan E. Hartman | For | For | Management | ||||
1.8 | Elect Director Aram H. Keith | For | For | Management | ||||
1.9 | Elect Director Ivor M. Ruste | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
SUMMER INFANT, INC.
Ticker: | SUMR | Security ID: | 865646103 | |||
Meeting Date: | JUN 14, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martin Fogelman | For | For | Management | ||||
1.2 | Elect Director Richard Wenz | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 184
TRIMAS CORPORATION
Ticker: | TRS | Security ID: | 896215209 | |||
Meeting Date: | MAY 10, 2012 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel P. Tredwell | For | For | Management | ||||
1.2 | Elect Director Samuel Valenti, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
UNIVERSAL ELECTRONICS INC.
Ticker: | UEIC | Security ID: | 913483103 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul D. Arling | For | For | Management | ||||
1.2 | Elect Director Satjiv S. Chahil | For | For | Management | ||||
1.3 | Elect Director William C. Mulligan | For | For | Management | ||||
1.4 | Elect Director J.C. Sparkman | For | For | Management | ||||
1.5 | Elect Director Gregory P. Stapleton | For | For | Management | ||||
1.6 | Elect Director Carl E. Vogel | For | For | Management | ||||
1.7 | Elect Director Edward K. Zinser | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
XO GROUP INC
Ticker: | XOXO | Security ID: | 983772104 | |||
Meeting Date: | JUN 13, 2012 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ira Carlin | For | Withhold | Management | ||||
1.2 | Elect Director Eileen Naughton | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
========================= END NPX REPORT =========================
Page 185
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Tocqueville Trust
By: | /s/ Robert Kleinschmidt | |
Robert Kleinschmidt | ||
President |
Date: August 24, 2012