UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4840
Name of Fund: | The Tocqueville Trust | |
Fund Address: | 40 West 57th Street, 19th Floor New York, New York 10019 | |
Name and address of agent for service: | ||
Michael R. Rosella, Esq. 75 East 55th Street New York, New York, 10022 |
Registrant’s telephone number, including area code: (212) 698-0800
Date of fiscal year end: 10/31
Date of reporting period: 07/01/13 – 06/30/14
Item 1 – Proxy Voting Record
The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04840
Reporting Period: 07/01/2013 – 06/30/2014
The Tocqueville Trust
============================== The Delafield Fund ==============================
A. M. CASTLE & CO.
Ticker: | CAS | Security ID: | 148411101 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terrence J. Keating | For | Withhold | Management | ||||
1.2 | Elect Director James D. Kelly | For | Withhold | Management | ||||
1.3 | Elect Director John McCartney | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ACCO BRANDS CORPORATION
Ticker: | ACCO | Security ID: | 00081T108 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George V. Bayly | For | Withhold | Management | ||||
1.2 | Elect Director James A. Buzzard | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen S. Dvorak | For | For | Management | ||||
1.4 | Elect Director Boris Elisman | For | Withhold | Management | ||||
1.5 | Elect Director Robert H. Jenkins | For | For | Management | ||||
1.6 | Elect Director Pradeep Jotwani | For | For | Management | ||||
1.7 | Elect Director Robert J. Keller | For | Withhold | Management | ||||
1.8 | Elect Director Thomas Kroeger | For | Withhold | Management | ||||
1.9 | Elect Director Michael Norkus | For | Withhold | Management | ||||
1.10 | Elect Director E. Mark Rajkowski | For | Withhold | Management | ||||
1.11 | Elect Director Sheila G. Talton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 1
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 07, 2014 | Meeting Type: | Annual | |||
Record Date: | NOV 12, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.2 | Elect Director Robert F. McCullough | For | For | Management | ||||
1.3 | Elect Director Dominic J. Pileggi | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
AEGION CORPORATION
Ticker: | AEGN | Security ID: | 00770F104 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Joseph Burgess | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director Stephanie A. Cuskley | For | For | Management | ||||
1.4 | Elect Director Charles R. Gordon | For | For | Management | ||||
1.5 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
1.6 | Elect Director M. Richard Smith | For | For | Management | ||||
1.7 | Elect Director Alfred L. Woods | For | For | Management | ||||
1.8 | Elect Director Phillip D. Wright | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 2
ALBANY INTERNATIONAL CORP.
Ticker: | AIN | Security ID: | 012348108 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cassidy, Jr. | For | For | Management | ||||
1.2 | Elect Director Edgar G. Hotard | For | Withhold | Management | ||||
1.3 | Elect Director Erland E. Kailbourne | For | Withhold | Management | ||||
1.4 | Elect Director Joseph G. Morone | For | Withhold | Management | ||||
1.5 | Elect Director Katharine L. Plourde | For | Withhold | Management | ||||
1.6 | Elect Director John R. Scannell | For | For | Management | ||||
1.7 | Elect Director Christine L. Standish | For | Withhold | Management | ||||
1.8 | Elect Director John C. Standish | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: | ATI | Security ID: | 01741R102 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Diggs | For | For | Management | ||||
1.2 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.3 | Elect Director Louis J. Thomas | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
AMERICAN VANGUARD CORPORATION
Ticker: | AVD | Security ID: | 030371108 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Scott D. Baskin | For | For | Management | ||||
1.2 | Elect Director Lawrence S. Clark | For | For | Management | ||||
1.3 | Elect Director Debra F. Edwards | For | For | Management | ||||
1.4 | Elect Director Morton D. Erlich | For | For | Management | ||||
1.5 | Elect Director Alfred F. Ingulli | For | For | Management | ||||
1.6 | Elect Director John L. Killmer | For | For | Management | ||||
1.7 | Elect Director Carl R. Soderlind | For | For | Management | ||||
1.8 | Elect Director Eric G. Wintemute | For | For | Management | ||||
1.9 | Elect Director M. Esmail Zirakparvar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 3
ASCENA RETAIL GROUP, INC.
Ticker: | ASNA | Security ID: | 04351G101 | |||
Meeting Date: | DEC 12, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elliot S. Jaffe | For | Withhold | Management | ||||
1.2 | Elect Director Michael W. Rayden | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
ASHLAND INC.
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 30, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen F. Kirk | For | For | Management | ||||
1.2 | Elect Director James J. O’Brien | For | For | Management | ||||
1.3 | Elect Director Barry W. Perry | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
AVERY DENNISON CORPORATION
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Bradley A. Alford | For | For | Management | ||||
1b | Elect Director Anthony K. Anderson | For | For | Management | ||||
1c | Elect Director Peter K. Barker | For | For | Management | ||||
1d | Elect Director Rolf L. Borjesson | For | For | Management | ||||
1e | Elect Director Ken C. Hicks | For | For | Management | ||||
1f | Elect Director Charles H. Noski | For | For | Management | ||||
1g | Elect Director David E. I. Pyott | For | For | Management | ||||
1h | Elect Director Dean A. Scarborough | For | For | Management | ||||
1i | Elect Director Patrick T. Siewert | For | For | Management | ||||
1j | Elect Director Julia A. Stewart | For | For | Management | ||||
1k | Elect Director Martha N. Sullivan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 4
BALTIC TRADING LIMITED
Ticker: | BALT | Security ID: | Y0553W103 | |||
Meeting Date: | APR 09, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Georgiopoulos | For | Withhold | Management | ||||
1.2 | Elect Director Basil G. Mavroleon | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
BILL BARRETT CORPORATION
Ticker: | BBG | Security ID: | 06846N104 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carin M. Barth | For | Withhold | Management | ||||
1.2 | Elect Director Kevin O. Meyers | For | For | Management | ||||
1.3 | Elect Director Jim W. Mogg | For | For | Management | ||||
1.4 | Elect Director Edmund P. Segner, III | For | For | Management | ||||
1.5 | Elect Director Michael E. Wiley | For | For | Management | ||||
1.6 | Elect Director R. Scot Woodall | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 5
BROOKS AUTOMATION, INC.
Ticker: | BRKS | Security ID: | 114340102 | |||
Meeting Date: | FEB 05, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 11, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management | ||||
1.2 | Elect Director Robyn C. Davis | For | For | Management | ||||
1.3 | Elect Director Joseph R. Martin | For | For | Management | ||||
1.4 | Elect Director John K. McGillicuddy | For | For | Management | ||||
1.5 | Elect Director Krishna G. Palepu | For | For | Management | ||||
1.6 | Elect Director Kirk P. Pond | For | For | Management | ||||
1.7 | Elect Director Stephen S. Schwartz | For | For | Management | ||||
1.8 | Elect Director Alfred Woollacott, III | For | For | Management | ||||
1.9 | Elect Director Mark S. Wrighton | For | For | Management | ||||
1.10 | Elect Director Ellen M. Zane | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CABOT CORPORATION
Ticker: | CBT | Security ID: | 127055101 | |||
Meeting Date: | MAR 13, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Juan Enriquez | For | For | Management | ||||
1.2 | Elect Director William C. Kirby | For | For | Management | ||||
1.3 | Elect Director Henry F. McCance | For | For | Management | ||||
1.4 | Elect Director Patrick M. Prevost | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CARLISLE COMPANIES INCORPORATED
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Bohn | For | For | Management | ||||
1.2 | Elect Director Terry D. Growcock | For | For | Management | ||||
1.3 | Elect Director Gregg A. Ostrander | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 6
CARPENTER TECHNOLOGY CORPORATION
Ticker: | CRS | Security ID: | 144285103 | |||
Meeting Date: | OCT 15, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director I. Martin Inglis | For | For | Management | ||||
1.2 | Elect Director Peter N. Stephans | For | For | Management | ||||
1.3 | Elect Director Kathryn C. Turner | For | For | Management | ||||
1.4 | Elect Director Stephen M. Ward, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Jean S. Blackwell | For | For | Management | ||||
1b | Elect Director Martin G. McGuinn | For | For | Management | ||||
1c | Elect Director Daniel S. Sanders | For | For | Management | ||||
1d | Elect Director John K. Wulff | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CHECKPOINT SYSTEMS, INC.
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann | For | For | Management | ||||
1.2 | Elect Director Marc T. Giles | For | For | Management | ||||
1.3 | Elect Director Jack W. Partridge | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 7
CHEMTURA CORPORATION
Ticker: | CHMT | Security ID: | 163893209 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey D. Benjamin | For | For | Management | ||||
1.2 | Elect Director Timothy J. Bernlohr | For | For | Management | ||||
1.3 | Elect Director Anna C. Catalano | For | For | Management | ||||
1.4 | Elect Director James W. Crownover | For | For | Management | ||||
1.5 | Elect Director Robert A. Dover | For | For | Management | ||||
1.6 | Elect Director Jonathan F. Foster | For | For | Management | ||||
1.7 | Elect Director Craig A. Rogerson | For | For | Management | ||||
1.8 | Elect Director John K. Wulff | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
CONSOL ENERGY INC.
Ticker: | CNX | Security ID: | 20854P109 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Brett Harvey | For | Withhold | Management | ||||
1.2 | Elect Director Nicholas J. Deiuliis | For | Withhold | Management | ||||
1.3 | Elect Director Philip W. Baxter | For | Withhold | Management | ||||
1.4 | Elect Director James E. Altmeyer, Sr. | For | Withhold | Management | ||||
1.5 | Elect Director Alvin R. Carpenter | For | Withhold | Management | ||||
1.6 | Elect Director William E. Davis | For | Withhold | Management | ||||
1.7 | Elect Director Raj K. Gupta | For | For | Management | ||||
1.8 | Elect Director David C. Hardesty, Jr. | For | Withhold | Management | ||||
1.9 | Elect Director Maureen E. Lally-Green | For | Withhold | Management | ||||
1.10 | Elect Director John T. Mills | For | Withhold | Management | ||||
1.11 | Elect Director William P. Powell | For | Withhold | Management | ||||
1.12 | Elect Director Joseph T. Williams | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Report on Political Contributions | Against | For | Shareholder | ||||
5 | Report on Financial Risks of Climate Change | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
Page 8
CRANE CO.
Ticker: | CR | Security ID: | 224399105 | |||
Meeting Date: | APR 28, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director E. Thayer Bigelow | For | For | Management | ||||
1.2 | Elect Director Philip R. Lochner, Jr. | For | For | Management | ||||
1.3 | Elect Director Max H. Mitchell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DIEBOLD, INCORPORATED
Ticker: | DBD | Security ID: | 253651103 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick W. Allender | For | Withhold | Management | ||||
1.2 | Elect Director Roberto Artavia | For | Withhold | Management | ||||
1.3 | Elect Director Bruce L. Byrnes | For | Withhold | Management | ||||
1.4 | Elect Director Phillip R. Cox | For | Withhold | Management | ||||
1.5 | Elect Director Richard L. Crandall | For | For | Management | ||||
1.6 | Elect Director Gale S. Fitzgerald | For | For | Management | ||||
1.7 | Elect Director Gary G. Greenfield | For | For | Management | ||||
1.8 | Elect Director Andreas W. Mattes | For | For | Management | ||||
1.9 | Elect Director Robert S. Prather, Jr. | For | Withhold | Management | ||||
1.10 | Elect Director Rajesh K. Soin | For | For | Management | ||||
1.11 | Elect Director Henry D.G. Wallace | For | For | Management | ||||
1.12 | Elect Director Alan J. Weber | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Nonqualified Employee Stock Purchase Plan | For | Against | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
Page 9
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Robert W. Cremin | For | For | Management | ||||
1b | Elect Director Jean-Pierre M. Ergas | For | For | Management | ||||
1c | Elect Director Peter T. Francis | For | For | Management | ||||
1d | Elect Director Kristiane C. Graham | For | For | Management | ||||
1e | Elect Director Michael F. Johnston | For | For | Management | ||||
1f | Elect Director Robert A. Livingston | For | For | Management | ||||
1g | Elect Director Richard K. Lochridge | For | For | Management | ||||
1h | Elect Director Bernard G. Rethore | For | For | Management | ||||
1i | Elect Director Michael B. Stubbs | For | For | Management | ||||
1j | Elect Director Stephen M. Todd | For | For | Management | ||||
1k | Elect Director Stephen K. Wagner | For | For | Management | ||||
1l | Elect Director Mary A. Winston | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Eliminate Supermajority Vote Requirement | For | Against | Management | ||||
6 | Eliminate Supermajority Vote Requirement | For | Against | Management | ||||
7 | Eliminate Supermajority Vote Requirement | For | Against | Management | ||||
8 | Provide Right to Call Special Meeting | For | For | Management |
EASTMAN CHEMICAL COMPANY
Ticker: | EMN | Security ID: | 277432100 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Humberto P. Alfonso | For | For | Management | ||||
1.2 | Elect Director Gary E. Anderson | For | For | Management | ||||
1.3 | Elect Director Brett D. Begemann | For | For | Management | ||||
1.4 | Elect Director Michael P. Connors | For | For | Management | ||||
1.5 | Elect Director Mark J. Costa | For | For | Management | ||||
1.6 | Elect Director Stephen R. Demeritt | For | For | Management | ||||
1.7 | Elect Director Robert M. Hernandez | For | For | Management | ||||
1.8 | Elect Director Julie F. Holder | For | For | Management | ||||
1.9 | Elect Director Renee J. Hornbaker | For | For | Management | ||||
1.10 | Elect Director Lewis M. Kling | For | For | Management | ||||
1.11 | Elect Director David W. Raisbeck | For | For | Management | ||||
1.12 | Elect Director James P. Rogers | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 10
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles P. Carinalli | For | For | Management | ||||
1.2 | Elect Director Randy W. Carson | For | For | Management | ||||
1.3 | Elect Director Terry A. Klebe | For | Against | Management | ||||
1.4 | Elect Director Anthony Lear | For | Against | Management | ||||
1.5 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.6 | Elect Director Kevin J. McGarity | For | For | Management | ||||
1.7 | Elect Director Bryan R. Roub | For | For | Management | ||||
1.8 | Elect Director Ronald W. Shelly | For | For | Management | ||||
1.9 | Elect Director Mark S. Thompson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 29, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect H. Raymond Bingham as Director | For | For | Management | ||||
1b | Reelect Willy C. Shih as Director | For | For | Management | ||||
2 | Reappoint Lawrence A. Zimmerman as Director | For | For | Management | ||||
3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | For | For | Management | ||||
1 | Authorize Share Repurchase Program | For | For | Management |
Page 11
GRIFFON CORPORATION
Ticker: | GFF | Security ID: | 398433102 | |||
Meeting Date: | JAN 30, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 05, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Harrison | For | For | Management | ||||
1.2 | Elect Director Ronald J. Kramer | For | For | Management | ||||
1.3 | Elect Director Victor Eugene Renuart | For | For | Management | ||||
1.4 | Elect Director Martin S. Sussman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
H.B. FULLER COMPANY
Ticker: | FUL | Security ID: | 359694106 | |||
Meeting Date: | APR 10, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Michael Losh | For | For | Management | ||||
1.2 | Elect Director Lee R. Mitau | For | For | Management | ||||
1.3 | Elect Director R. William Van Sant | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HARRIS CORPORATION
Ticker: | HRS | Security ID: | 413875105 | |||
Meeting Date: | OCT 25, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director William M. Brown | For | For | Management | ||||
1b | Elect Director Peter W. Chiarelli | For | Against | Management | ||||
1c | Elect Director Thomas A. Dattilo | For | Against | Management | ||||
1d | Elect Director Terry D. Growcock | For | For | Management | ||||
1e | Elect Director Lewis Hay, III | For | For | Management | ||||
1f | Elect Director Vyomesh I. Joshi | For | For | Management | ||||
1g | Elect Director Karen Katen | For | For | Management | ||||
1h | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1i | Elect Director Leslie F. Kenne | For | Against | Management | ||||
1j | Elect Director David B. Rickard | For | Against | Management | ||||
1k | Elect Director James C. Stoffel | For | Against | Management | ||||
1l | Elect Director Gregory T. Swienton | For | Against | Management | ||||
1m | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 12
HARSCO CORPORATION
Ticker: | HSC | Security ID: | 415864107 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James F. Earl | For | Withhold | Management | ||||
1.2 | Elect Director Kathy G. Eddy | For | For | Management | ||||
1.3 | Elect Director David C. Everitt | For | For | Management | ||||
1.4 | Elect Director Stuart E. Graham | For | For | Management | ||||
1.5 | Elect Director Terry D. Growcock | For | For | Management | ||||
1.6 | Elect Director Henry W. Knueppel | For | For | Management | ||||
1.7 | Elect Director Elaine La Roche | For | For | Management | ||||
1.8 | Elect Director James M. Loree | For | For | Management | ||||
1.9 | Elect Director Phillip C. Widman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
HERCULES OFFSHORE, INC.
Ticker: | HERO | Security ID: | 427093109 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas N. Amonett | For | For | Management | ||||
1.2 | Elect Director Thomas J. Madonna | For | For | Management | ||||
1.3 | Elect Director F. Gardner Parker | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Amend Certificate of Incorporation | For | For | Management |
Page 13
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 19, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc L. Andreessen | For | For | Management | ||||
1.2 | Elect Director Shumeet Banerji | For | For | Management | ||||
1.3 | Elect Director Robert R. Bennett | For | For | Management | ||||
1.4 | Elect Director Rajiv L. Gupta | For | For | Management | ||||
1.5 | Elect Director Raymond J. Lane | For | For | Management | ||||
1.6 | Elect Director Ann M. Livermore | For | For | Management | ||||
1.7 | Elect Director Raymond E. Ozzie | For | For | Management | ||||
1.8 | Elect Director Gary M. Reiner | For | For | Management | ||||
1.9 | Elect Director Patricia F. Russo | For | For | Management | ||||
1.10 | Elect Director James A. Skinner | For | For | Management | ||||
1.11 | Elect Director Margaret C. Whitman | For | For | Management | ||||
1.12 | Elect Director Ralph V. Whitworth | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Establish Board Committee on Human Rights | Against | Against | Shareholder |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 28, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | Elect Director Gordon M. Bethune | For | For | Management | ||||
1B | Elect Director Kevin Burke | For | For | Management | ||||
1C | Elect Director Jaime Chico Pardo | For | For | Management | ||||
1D | Elect Director David M. Cote | For | For | Management | ||||
1E | Elect Director D. Scott Davis | For | For | Management | ||||
1F | Elect Director Linnet F. Deily | For | Against | Management | ||||
1G | Elect Director Judd Gregg | For | For | Management | ||||
1H | Elect Director Clive Hollick | For | For | Management | ||||
1I | Elect Director Grace D. Lieblein | For | Against | Management | ||||
1J | Elect Director George Paz | For | For | Management | ||||
1K | Elect Director Bradley T. Sheares | For | For | Management | ||||
1L | Elect Director Robin L. Washington | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||
5 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
6 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder | ||||
7 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
Page 14
HORSEHEAD HOLDING CORP.
Ticker: | ZINC | Security ID: | 440694305 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jack Shilling | For | For | Management | ||||
1.2 | Elect Director John C. van Roden, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director Lynn J. Good | For | For | Management | ||||
1.3 | Elect Director Anthony J. Guzzi | For | For | Management | ||||
1.4 | Elect Director Neal J. Keating | For | For | Management | ||||
1.5 | Elect Director John F. Malloy | For | For | Management | ||||
1.6 | Elect Director Andrew McNally, IV | For | For | Management | ||||
1.7 | Elect Director David G. Nord | For | For | Management | ||||
1.8 | Elect Director G. Jackson Ratcliffe | For | For | Management | ||||
1.9 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.10 | Elect Director John G. Russell | For | For | Management | ||||
1.11 | Elect Director Steven R. Shawley | For | For | Management | ||||
1.12 | Elect Director Richard J. Swift | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
IDEX CORPORATION
Ticker: | IEX | Security ID: | 45167R104 | |||
Meeting Date: | APR 08, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bradley J. Bell | For | For | Management | ||||
1.2 | Elect Director Gregory F. Milzcik | For | For | Management | ||||
1.3 | Elect Director Andrew K. Silvernail | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 15
INFINEON TECHNOLOGIES AG
Ticker: | IFX | Security ID: | D35415104 | |||
Meeting Date: | FEB 13, 2014 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | For | For | Management | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | For | For | Management | ||||
6 | Approve Affiliation Agreement with Infineon Technologies Finance GmbH | For | For | Management | ||||
7 | Approve Cancellation of Conditional Capital 1999/I | For | For | Management | ||||
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management |
INGRAM MICRO INC.
Ticker: | IM | Security ID: | 457153104 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard I. Atkins | For | For | Management | ||||
1.2 | Elect Director Leslie Stone Heisz | For | For | Management | ||||
1.3 | Elect Director John R. Ingram | For | For | Management | ||||
1.4 | Elect Director Dale R. Laurance | For | For | Management | ||||
1.5 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
1.6 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.7 | Elect Director Alain Monie | For | For | Management | ||||
1.8 | Elect Director Wade Oosterman | For | For | Management | ||||
1.9 | Elect Director Joe B. Wyatt | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 16
KEMET CORPORATION
Ticker: | KEM | Security ID: | 488360207 | |||
Meeting Date: | JUL 25, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 07, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jacob Kotzubei | For | For | Management | ||||
2 | Elect Director Robert G. Paul | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
KENNAMETAL INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 22, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director William J. Harvey | For | Withhold | Management | ||||
1.3 | Elect Director Cindy L. Davis | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
KIMCO REALTY CORPORATION
Ticker: | KIM | Security ID: | 49446R109 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Milton Cooper | For | For | Management | ||||
1.2 | Elect Director Phillip E. Coviello | For | For | Management | ||||
1.3 | Elect Director Richard G. Dooley | For | For | Management | ||||
1.4 | Elect Director Joe Grills | For | For | Management | ||||
1.5 | Elect Director David B. Henry | For | For | Management | ||||
1.6 | Elect Director F. Patrick Hughes | For | For | Management | ||||
1.7 | Elect Director Frank Lourenso | For | For | Management | ||||
1.8 | Elect Director Colombe M. Nicholas | For | For | Management | ||||
1.9 | Elect Director Richard B. Saltzman | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 17
LTX-CREDENCE CORPORATION
Ticker: | LTXC | Security ID: | 502403207 | |||
Meeting Date: | DEC 10, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark S. Ain | For | Withhold | Management | ||||
1.2 | Elect Director David G. Tacelli | For | Withhold | Management | ||||
1.3 | Elect Director Jorge L. Titinger | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
LYONDELLBASELL INDUSTRIES NV
Ticker: | LYB | Security ID: | N53745100 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Jagjeet S. Bindra to Supervisory Board | For | For | Management | ||||
1b | Elect Milton Carroll to Supervisory Board | For | For | Management | ||||
1c | Elect Claire S. Farley to Supervisory Board | For | For | Management | ||||
1d | Elect Rudy van der Meer to Supervisory Board | For | For | Management | ||||
1e | Elect Isabella D. Goren to Supervisory Board | For | For | Management | ||||
1f | Elect Nance K. Dicciani to Supervisory Board | For | For | Management | ||||
2a | Elect Karyn F. Ovelmen to Management Board | For | For | Management | ||||
2b | Elect Craig B. Glidden to Management Board | For | For | Management | ||||
2c | Elect Bhavesh V. Patel to Management Board | For | For | Management | ||||
2d | Elect Patrick D. Quarles to Management Board | For | For | Management | ||||
2e | Elect Timothy D. Roberts to Management Board | For | For | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Discharge of Management Board | For | For | Management | ||||
5 | Approve Discharge of Supervisory Board | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
8 | Approve Dividends of USD 2.20 Per Share | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | For | For | Management |
Page 18
MCDERMOTT INTERNATIONAL, INC.
Ticker: | MDR | Security ID: | 580037109 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Bookout, III | For | For | Management | ||||
1.2 | Elect Director Roger A. Brown | For | For | Management | ||||
1.3 | Elect Director David Dickson | For | For | Management | ||||
1.4 | Elect Director Stephen G. Hanks | For | For | Management | ||||
1.5 | Elect Director Gary P. Luquette | For | For | Management | ||||
1.6 | Elect Director William H. Schumann, III | For | For | Management | ||||
1.7 | Elect Director Mary L. Shafer-Malicki | For | For | Management | ||||
1.8 | Elect Director David A. Trice | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
MINERALS TECHNOLOGIES INC.
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Duane R. Dunham | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 19
MOLYCORP, INC.
Ticker: | MCP | Security ID: | 608753109 | |||
Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 01, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell D. Ball | For | Withhold | Management | ||||
1.2 | Elect Director Charles R. Henry | For | For | Management | ||||
1.3 | Elect Director Michael Schwarzkopf | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Declassify the Board of Directors | For | For | Management | ||||
5 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jay L. Geldmacher | For | For | Management | ||||
1.2 | Elect Director Peter S. Hellman | For | For | Management | ||||
1.3 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.4 | Elect Director John J. McMackin, Jr. | For | For | Management | ||||
1.5 | Elect Director Hari N. Nair | For | For | Management | ||||
1.6 | Elect Director Hugh H. Roberts | For | For | Management | ||||
1.7 | Elect Director Albert P. L. Stroucken | For | For | Management | ||||
1.8 | Elect Director Carol A. Williams | For | For | Management | ||||
1.9 | Elect Director Dennis K. Williams | For | For | Management | ||||
1.10 | Elect Director Thomas L. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 20
PERRY ELLIS INTERNATIONAL, INC.
Ticker: | PERY | Security ID: | 288853104 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alexandra Wilson | For | Withhold | Management | ||||
1.2 | Elect Director J. David Scheiner | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
PLEXUS CORP.
Ticker: | PLXS | Security ID: | 729132100 | |||
Meeting Date: | FEB 12, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 05, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ralf R. Boer | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director David J. Drury | For | For | Management | ||||
1.4 | Elect Director Dean A. Foate | For | For | Management | ||||
1.5 | Elect Director Rainer Jueckstock | For | For | Management | ||||
1.6 | Elect Director Peter Kelly | For | For | Management | ||||
1.7 | Elect Director Phil R. Martens | For | For | Management | ||||
1.8 | Elect Director Michael V. Schrock | For | For | Management | ||||
1.9 | Elect Director Mary A. Winston | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
POLYONE CORPORATION
Ticker: | POL | Security ID: | 73179P106 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard H. Fearon | For | For | Management | ||||
1.2 | Elect Director Gregory J. Goff | For | For | Management | ||||
1.3 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.4 | Elect Director Sandra B. Lin | For | For | Management | ||||
1.5 | Elect Director Richard A. Lorraine | For | For | Management | ||||
1.6 | Elect Director Stephen D. Newlin | For | For | Management | ||||
1.7 | Elect Director Robert M. Patterson | For | For | Management | ||||
1.8 | Elect Director William H. Powell | For | For | Management | ||||
1.9 | Elect Director Kerry J. Preete | For | For | Management | ||||
1.10 | Elect Director Farah M. Walters | For | For | Management | ||||
1.11 | Elect Director William A. Wulfsohn | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 21
RUSH ENTERPRISES, INC.
Ticker: | RUSHA | Security ID: | 781846209 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W.M. ‘Rusty’ Rush | For | Withhold | Management | ||||
1.2 | Elect Director W. Marvin Rush | For | Withhold | Management | ||||
1.3 | Elect Director Harold D. Marshall | For | Withhold | Management | ||||
1.4 | Elect Director Thomas A. Akin | For | For | Management | ||||
1.5 | Elect Director Gerald R. Szczepanski | For | Withhold | Management | ||||
1.6 | Elect Director James C. Underwood | For | For | Management | ||||
1.7 | Elect Director Raymond J. Chess | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
SEALED AIR CORPORATION
Ticker: | SEE | Security ID: | 81211K100 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hank Brown | For | For | Management | ||||
2 | Elect Director Michael Chu | For | For | Management | ||||
3 | Elect Director Lawrence R. Codey | For | For | Management | ||||
4 | Elect Director Patrick Duff | For | For | Management | ||||
5 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||||
6 | Elect Director Kenneth P. Manning | For | For | Management | ||||
7 | Elect Director William J. Marino | For | For | Management | ||||
8 | Elect Director Jerome A. Peribere | For | For | Management | ||||
9 | Elect Director Richard L. Wambold | For | For | Management | ||||
10 | Elect Director Jerry R. Whitaker | For | For | Management | ||||
11 | Approve Omnibus Stock Plan | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management |
Page 22
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harry A. Cockrell | For | For | Management | ||||
1.2 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.3 | Elect Director James M. Micali | For | For | Management | ||||
1.4 | Elect Director Lloyd W. Newton | For | Withhold | Management | ||||
1.5 | Elect Director Marc D. Oken | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
STAGE STORES, INC.
Ticker: | SSI | Security ID: | 85254C305 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan J. Barocas | For | For | Management | ||||
1.2 | Elect Director Diane M. Ellis | For | For | Management | ||||
1.3 | Elect Director Michael L. Glazer | For | For | Management | ||||
1.4 | Elect Director Gabrielle E. Greene | For | For | Management | ||||
1.5 | Elect Director Earl J. Hesterberg | For | For | Management | ||||
1.6 | Elect Director Lisa R. Kranc | For | For | Management | ||||
1.7 | Elect Director William J. Montgoris | For | For | Management | ||||
1.8 | Elect Director C. Clayton Reasor | For | For | Management | ||||
1.9 | Elect Director Ralph P. Scozzafava | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George W. Buckley | For | For | Management | ||||
1.2 | Elect Director Patrick D. Campbell | For | For | Management | ||||
1.3 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.4 | Elect Director Robert B. Coutts | For | For | Management | ||||
1.5 | Elect Director Debra A. Crew | For | For | Management | ||||
1.6 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.7 | Elect Director John F. Lundgren | For | For | Management | ||||
1.8 | Elect Director Anthony Luiso | For | For | Management | ||||
1.9 | Elect Director Marianne M. Parrs | For | For | Management | ||||
1.10 | Elect Director Robert L. Ryan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 23
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: | JUN 02, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Basil L. Anderson | For | For | Management | ||||
1b | Elect Director Drew G. Faust | For | For | Management | ||||
1c | Elect Director Justin King | For | For | Management | ||||
1d | Elect Director Carol Meyrowitz | For | Against | Management | ||||
1e | Elect Director Rowland T. Moriarty | For | For | Management | ||||
1f | Elect Director Robert C. Nakasone | For | For | Management | ||||
1g | Elect Director Ronald L. Sargent | For | For | Management | ||||
1h | Elect Director Robert E. Sulentic | For | For | Management | ||||
1i | Elect Director Raul Vazquez | For | Against | Management | ||||
1j | Elect Director Vijay Vishwanath | For | For | Management | ||||
1k | Elect Director Paul F. Walsh | For | Against | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Report on Human Rights Risk Assessment Process | Against | For | Shareholder |
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Michael A. Bradley | For | Against | Management | ||||
1b | Elect Director Daniel W. Christman | For | Against | Management | ||||
1c | Elect Director Edwin J. Gillis | For | For | Management | ||||
1d | Elect Director Timothy E. Guertin | For | Against | Management | ||||
1e | Elect Director Mark E. Jagiela | For | Against | Management | ||||
1f | Elect Director Paul J. Tufano | For | For | Management | ||||
1g | Elect Director Roy A. Vallee | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 24
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 08, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ruth E. Bruch | For | For | Management | ||||
1.2 | Elect Director Nicholas M. Donofrio | For | For | Management | ||||
1.3 | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1.4 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.5 | Elect Director Edmund F. ‘Ted’ Kelly | For | For | Management | ||||
1.6 | Elect Director Richard J. Kogan | For | For | Management | ||||
1.7 | Elect Director Michael J. Kowalski | For | For | Management | ||||
1.8 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
1.9 | Elect Director Mark A. Nordenberg | For | For | Management | ||||
1.10 | Elect Director Catherine A. Rein | For | For | Management | ||||
1.11 | Elect Director William C. Richardson | For | For | Management | ||||
1.12 | Elect Director Samuel C. Scott, III | For | For | Management | ||||
1.13 | Elect Director Wesley W. von Schack | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
THE FINISH LINE, INC.
Ticker: | FINL | Security ID: | 317923100 | |||
Meeting Date: | JUL 18, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 17, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen Goldsmith | For | For | Management | ||||
1.2 | Elect Director Catherine A. Langham | For | For | Management | ||||
1.3 | Elect Director Norman H. Gurwitz | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 25
THE TIMKEN COMPANY
Ticker: | TKR | Security ID: | 887389104 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Phillip R. Cox | For | For | Management | ||||
1.2 | Elect Director Diane C. Creel | For | For | Management | ||||
1.3 | Elect Director Richard G. Kyle | For | For | Management | ||||
1.4 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
1.5 | Elect Director Christopher L. Mapes | For | For | Management | ||||
1.6 | Elect Director Joseph W. Ralston | For | For | Management | ||||
1.7 | Elect Director John P. Reilly | For | For | Management | ||||
1.8 | Elect Director Frank C. Sullivan | For | For | Management | ||||
1.9 | Elect Director John M. Timken, Jr. | For | For | Management | ||||
1.10 | Elect Director Ward J. Timken, Jr. | For | For | Management | ||||
1.11 | Elect Director Jacqueline F. Woods | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
TITAN INTERNATIONAL, INC.
Ticker: | TWI | Security ID: | 88830M102 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard M. Cashin, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Albert J. Febbo | For | Withhold | Management | ||||
1.3 | Elect Director Gary L. Cowger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Amend Bylaws | For | For | Management |
TRUEBLUE, INC.
Ticker: | TBI | Security ID: | 89785X101 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Steven C. Cooper | For | For | Management | ||||
1b | Elect Director Thomas E. McChesney | For | For | Management | ||||
1c | Elect Director Gates McKibbin | For | For | Management | ||||
1d | Elect Director Jeffrey B. Sakaguchi | For | For | Management | ||||
1e | Elect Director Joseph P. Sambataro, Jr. | For | For | Management | ||||
1f | Elect Director Bonnie W. Soodik | For | For | Management | ||||
1g | Elect Director William W. Steele | For | For | Management | ||||
1h | Elect Director Craig E. Tall | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 26
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | H89128104 | |||
Meeting Date: | MAR 05, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3a | Elect Director Edward D. Breen | For | For | Management | ||||
3b | Elect Director Herman E. Bulls | For | For | Management | ||||
3c | Elect Director Michael E. Daniels | For | For | Management | ||||
3d | Elect Director Frank M. Drendel | For | For | Management | ||||
3e | Elect Director Brian Duperreault | For | For | Management | ||||
3f | Elect Director Rajiv L. Gupta | For | For | Management | ||||
3g | Elect Director George R. Oliver | For | For | Management | ||||
3h | Elect Director Brendan R. O’Neill | For | For | Management | ||||
3i | Elect Director Jurgen Tinggren | For | For | Management | ||||
3j | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
3k | Elect Director R. David Yost | For | For | Management | ||||
4 | Elect Board Chairman Edward D. Breen | For | For | Management | ||||
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | For | For | Management | ||||
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | For | For | Management | ||||
5c | Elect R. David Yost as Member of Remuneration Committee | For | For | Management | ||||
6a | Appoint Deloitte AG as Statutory Auditor | For | For | Management | ||||
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | For | For | Management | ||||
8 | Approve Allocation of Income | For | For | Management | ||||
9 | Approve Ordinary Cash Dividend | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 27
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: | USAP | Security ID: | 913837100 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christopher L. Ayers | For | For | Management | ||||
1.2 | Elect Director Douglas M. Dunn | For | For | Management | ||||
1.3 | Elect Director M. David Kornblatt | For | For | Management | ||||
1.4 | Elect Director Dennis M. Oates | For | For | Management | ||||
1.5 | Elect Director Udi Toledano | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WEATHERFORD INTERNATIONAL LTD.
Ticker: | WFT | Security ID: | H27013103 | |||
Meeting Date: | JUN 16, 2014 | Meeting Type: | Special | |||
Record Date: | MAY 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change State of Incorporation [from Switzerland to Ireland] | For | For | Management | ||||
2 | Approve Creation of Distributable Profits | For | For | Management | ||||
3 | Additional and/or Counter-proposals Presented at the Meeting | For | Against | Management |
WESCO INTERNATIONAL, INC.
Ticker: | WCC | Security ID: | 95082P105 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John K. Morgan | For | For | Management | ||||
1.2 | Elect Director James L. Singleton | For | For | Management | ||||
1.3 | Elect Director Bobby J. Griffin | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 28
XERIUM TECHNOLOGIES, INC.
Ticker: | XRM | Security ID: | 98416J118 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roger A. Bailey | For | For | Management | ||||
1.2 | Elect Director Harold C. Bevis | For | For | Management | ||||
1.3 | Elect Director David A. Bloss, Sr. | For | For | Management | ||||
1.4 | Elect Director April H. Foley | For | For | Management | ||||
1.5 | Elect Director Jay J. Gurandiano | For | For | Management | ||||
1.6 | Elect Director John F. McGovern | For | For | Management | ||||
1.7 | Elect Director James F. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
XL GROUP PLC
Ticker: | XL | Security ID: | G98290102 | |||
Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Michael S. McGavick as Director | For | For | Management | ||||
2.2 | Elect Anne Stevens as Director | For | For | Management | ||||
2.3 | Elect John M. Vereker as Director | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Renew Director’s Authority to Issue Shares | For | For | Management | ||||
6 | Renew Director’s Authority to Issue Shares for Cash | For | For | Management | ||||
7 | Amend Articles of Association | For | For | Management | ||||
8 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
============================= The Tocqueville Fund =============================
Page 29
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Daniel P. Amos | For | Against | Management | ||||
1b | Elect Director John Shelby Amos, II | For | Against | Management | ||||
1c | Elect Director Paul S. Amos, II | For | Against | Management | ||||
1d | Elect Director W. Paul Bowers | For | For | Management | ||||
1e | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
1f | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
1g | Elect Director Douglas W. Johnson | For | Against | Management | ||||
1h | Elect Director Robert B. Johnson | For | Against | Management | ||||
1i | Elect Director Charles B. Knapp | For | For | Management | ||||
1j | Elect Director Barbara K. Rimer | For | Against | Management | ||||
1k | Elect Director Melvin T. Stith | For | Against | Management | ||||
1l | Elect Director David Gary Thompson | For | Against | Management | ||||
1m | Elect Director Takuro Yoshida | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
ALKERMES PLC
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | AUG 01, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 10, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Anstice | For | For | Management | ||||
1.2 | Elect Director Robert A. Breyer | For | For | Management | ||||
1.3 | Elect Director Wendy L. Dixon | For | Against | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Change Location of Annual Meeting | For | For | Management | ||||
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 30
ALKERMES PLC
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul J. Mitchell | For | For | Management | ||||
1.2 | Elect Director Richard F. Pops | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Change Location of Annual Meeting | For | For | Management | ||||
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director David E.I. Pyott | For | Against | Management | ||||
1b | Elect Director Michael R. Gallagher | For | Against | Management | ||||
1c | Elect Director Deborah Dunsire | For | Against | Management | ||||
1d | Elect Director Trevor M. Jones | For | Against | Management | ||||
1e | Elect Director Louis J. Lavigne, Jr. | For | Against | Management | ||||
1f | Elect Director Peter J. McDonnell | For | Against | Management | ||||
1g | Elect Director Timothy D. Proctor | For | Against | Management | ||||
1h | Elect Director Russell T. Ray | For | Against | Management | ||||
1i | Elect Director Henri A. Termeer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder |
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: | ALSN | Security ID: | 01973R101 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian A. Bernasek | For | Withhold | Management | ||||
1.2 | Elect Director Kosty Gilis | For | Withhold | Management | ||||
1.3 | Elect Director Francis Raborn | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 31
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 28, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William Campbell | For | For | Management | ||||
1.2 | Elect Director Timothy Cook | For | For | Management | ||||
1.3 | Elect Director Millard Drexler | For | For | Management | ||||
1.4 | Elect Director Al Gore | For | For | Management | ||||
1.5 | Elect Director Robert Iger | For | For | Management | ||||
1.6 | Elect Director Andrea Jung | For | For | Management | ||||
1.7 | Elect Director Arthur Levinson | For | For | Management | ||||
1.8 | Elect Director Ronald Sugar | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | For | For | Management | ||||
4 | Establish a Par Value for Common Stock | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Approve Omnibus Stock Plan | For | Against | Management | ||||
8 | Establish Board Committee on Human Rights | Against | Against | Shareholder | ||||
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Against | Against | Shareholder | ||||
10 | Advisory Vote to Increase Capital Repurchase Program | Against | Against | Shareholder | ||||
11 | Proxy Access | Against | Against | Shareholder |
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 | |||
Meeting Date: | MAR 04, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Aart J. de Geus | For | For | Management | ||||
1b | Elect Director Gary E. Dickerson | For | For | Management | ||||
1c | Elect Director Stephen R. Forrest | For | For | Management | ||||
1d | Elect Director Thomas J. Iannotti | For | For | Management | ||||
1e | Elect Director Susan M. James | For | For | Management | ||||
1f | Elect Director Alexander A. Karsner | For | For | Management | ||||
1g | Elect Director Gerhard H. Parker | For | For | Management | ||||
1h | Elect Director Dennis D. Powell | For | For | Management | ||||
1i | Elect Director Willem P. Roelandts | For | For | Management | ||||
1j | Elect Director James E. Rogers | For | For | Management | ||||
1k | Elect Director Michael R. Splinter | For | For | Management | ||||
1l | Elect Director Robert H. Swan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Bylaws -- Call Special Meetings | Against | For | Shareholder |
Page 32
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 | |||
Meeting Date: | JUN 23, 2014 | Meeting Type: | Special | |||
Record Date: | MAY 09, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | Did Not Vote | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | Did Not Vote | Management | ||||
3 | Adjourn Meeting | For | Did Not Vote | Management |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 | |||
Meeting Date: | NOV 12, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ellen R. Alemany | For | For | Management | ||||
1.2 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.3 | Elect Director Leslie A. Brun | For | For | Management | ||||
1.4 | Elect Director Richard T. Clark | For | For | Management | ||||
1.5 | Elect Director Eric C. Fast | For | For | Management | ||||
1.6 | Elect Director Linda R. Gooden | For | For | Management | ||||
1.7 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.8 | Elect Director John P. Jones | For | For | Management | ||||
1.9 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.10 | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 33
BHP BILLITON LIMITED
Ticker: | BHP | Security ID: | 088606108 | |||
Meeting Date: | NOV 21, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Appoint KPMG LLP as the Auditor of BHP Billiton Plc | For | For | Management | ||||
3 | Authorize the Board to Fix Remuneration of the Auditor | For | For | Management | ||||
4 | Approve the Authority to Issue Shares in BHP Billiton Plc | For | For | Management | ||||
5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | For | For | Management | ||||
6 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | For | For | Management | ||||
7 | Approve the Remuneration Report | For | For | Management | ||||
8 | Approve the Long Term Incentive Plan | For | For | Management | ||||
9 | Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company | For | For | Management | ||||
10 | Elect Andrew Mackenzie as Director | For | For | Management | ||||
11 | Elect Malcolm Broomhead as Director | For | For | Management | ||||
12 | Elect John Buchanan as Director | For | For | Management | ||||
13 | Elect Carlos Cordeiro as Director | For | For | Management | ||||
14 | Elect David Crawford as Director | For | For | Management | ||||
15 | Elect Pat Davies as Director | For | For | Management | ||||
16 | Elect Carolyn Hewson as Director | For | For | Management | ||||
17 | Elect Lindsay Maxsted as Director | For | For | Management | ||||
18 | Elect Wayne Murdy as Director | For | For | Management | ||||
19 | Elect Keith Rumble as Director | For | For | Management | ||||
20 | Elect John Schubert as Director | For | For | Management | ||||
21 | Elect Shriti Vadera as Director | For | For | Management | ||||
22 | Elect Jac Nasser as Director | For | For | Management | ||||
23 | Elect Ian Dunlop as Director | Against | Against | Shareholder |
BILL BARRETT CORPORATION
Ticker: | BBG | Security ID: | 06846N104 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carin M. Barth | For | Withhold | Management | ||||
1.2 | Elect Director Kevin O. Meyers | For | For | Management | ||||
1.3 | Elect Director Jim W. Mogg | For | For | Management | ||||
1.4 | Elect Director Edmund P. Segner, III | For | For | Management | ||||
1.5 | Elect Director Michael E. Wiley | For | For | Management | ||||
1.6 | Elect Director R. Scot Woodall | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 34
C.H. ROBINSON WORLDWIDE, INC.
Ticker: | CHRW | Security ID: | 12541W209 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Scott P. Anderson | For | For | Management | ||||
1b | Elect Director Robert Ezrilov | For | For | Management | ||||
1c | Elect Director Wayne M. Fortun | For | For | Management | ||||
1d | Elect Director Mary J. Steele Guilfoile | For | For | Management | ||||
1e | Elect Director Jodee A. Kozlak | For | For | Management | ||||
1f | Elect Director ReBecca Koenig Roloff | For | For | Management | ||||
1g | Elect Director Brian P. Short | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
A | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | For | Management | ||||
B1 | Elect Director Ian Bruce | For | For | Management | ||||
B2 | Elect Director Daniel Camus | For | Withhold | Management | ||||
B3 | Elect Director John Clappison | For | For | Management | ||||
B4 | Elect Director Joe Colvin | For | For | Management | ||||
B5 | Elect Director James Curtiss | For | For | Management | ||||
B6 | Elect Director Donald Deranger | For | Withhold | Management | ||||
B7 | Elect Director Catherine Gignac | For | For | Management | ||||
B8 | Elect Director Tim Gitzel | For | For | Management | ||||
B9 | Elect Director James Gowans | For | For | Management | ||||
B10 | Elect Director Nancy Hopkins | For | For | Management | ||||
B11 | Elect Director Anne McLellan | For | For | Management | ||||
B12 | Elect Director Neil McMillan | For | For | Management | ||||
B13 | Elect Director Victor Zaleschuk | For | For | Management | ||||
C | Ratify KPMG LLP as Auditors | For | For | �� | Management | |||
D | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
E | Amend Bylaws | For | Against | Management |
Page 35
CAMPBELL SOUP COMPANY
Ticker: | CPB | Security ID: | 134429109 | |||
Meeting Date: | NOV 20, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edmund M. Carpenter | For | For | Management | ||||
1.2 | Elect Director Paul R. Charron | For | For | Management | ||||
1.3 | Elect Director Bennett Dorrance | For | For | Management | ||||
1.4 | Elect Director Lawrence C. Karlson | For | For | Management | ||||
1.5 | Elect Director Randall W. Larrimore | For | For | Management | ||||
1.6 | Elect Director Mary Alice Dorrance Malone | For | For | Management | ||||
1.7 | Elect Director Sara Mathew | For | Withhold | Management | ||||
1.8 | Elect Director Denise M. Morrison | For | For | Management | ||||
1.9 | Elect Director Charles R. Perrin | For | For | Management | ||||
1.10 | Elect Director A. Barry Rand | For | Withhold | Management | ||||
1.11 | Elect Director Nick Shreiber | For | For | Management | ||||
1.12 | Elect Director Tracey T. Travis | For | For | Management | ||||
1.13 | Elect Director Archbold D. van Beuren | For | Withhold | Management | ||||
1.14 | Elect Director Les C. Vinney | For | For | Management | ||||
1.15 | Elect Director Charlotte C. Weber | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CAPITAL ONE FINANCIAL CORPORATION
Ticker: | COF | Security ID: | 14040H105 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Richard D. Fairbank | For | For | Management | ||||
1b | Elect Director Patrick W. Gross | For | For | Management | ||||
1c | Elect Director Ann Fritz Hackett | For | For | Management | ||||
1d | Elect Director Lewis Hay, III | For | For | Management | ||||
1e | Elect Director Benjamin P. Jenkins, III | For | For | Management | ||||
1f | Elect Director Pierre E. Leroy | For | For | Management | ||||
1g | Elect Director Peter E. Raskind | For | For | Management | ||||
1h | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1i | Elect Director Bradford H. Warner | For | For | Management | ||||
1j | Elect Director Catherine G. West | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5a | Reduce Supermajority Vote Requirement | For | Abstain | Management | ||||
5b | Reduce Supermajority Vote Requirement | For | Abstain | Management | ||||
5c | Reduce Supermajority Vote Requirement | For | Abstain | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
Page 36
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 19, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Carol A. Bartz | For | For | Management | ||||
1b | Elect Director Marc Benioff | For | For | Management | ||||
1c | Elect Director Gregory Q. Brown | For | For | Management | ||||
1d | Elect Director M. Michele Burns | For | For | Management | ||||
1e | Elect Director Michael D. Capellas | For | For | Management | ||||
1f | Elect Director John T. Chambers | For | For | Management | ||||
1g | Elect Director Brian L. Halla | For | For | Management | ||||
1h | Elect Director John L. Hennessy | For | For | Management | ||||
1i | Elect Director Kristina M. Johnson | For | For | Management | ||||
1j | Elect Director Roderick C. McGeary | For | For | Management | ||||
1k | Elect Director Arun Sarin | For | For | Management | ||||
1l | Elect Director Steven M. West | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Proxy Advisor Competition | Against | Against | Shareholder |
COLGATE-PALMOLIVE COMPANY
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Nikesh Arora | For | For | Management | ||||
1b | Elect Director John T. Cahill | For | For | Management | ||||
1c | Elect Director Ian Cook | For | For | Management | ||||
1d | Elect Director Helene D. Gayle | For | For | Management | ||||
1e | Elect Director Ellen M. Hancock | For | For | Management | ||||
1f | Elect Director Joseph Jimenez | For | For | Management | ||||
1g | Elect Director Richard J. Kogan | For | For | Management | ||||
1h | Elect Director Delano E. Lewis | For | For | Management | ||||
1i | Elect Director J. Pedro Reinhard | For | For | Management | ||||
1j | Elect Director Stephen I. Sadove | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Stock Retention | Against | Against | Shareholder |
Page 37
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361702 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Richard H. Anderson | For | For | Management | ||||
1b | Elect Director Edward H. Bastian | For | For | Management | ||||
1c | Elect Director Roy J. Bostock | For | For | Management | ||||
1d | Elect Director John S. Brinzo | For | For | Management | ||||
1e | Elect Director Daniel A. Carp | For | For | Management | ||||
1f | Elect Director David G. DeWalt | For | For | Management | ||||
1g | Elect Director William H. Easter, III | For | For | Management | ||||
1h | Elect Director Mickey P. Foret | For | For | Management | ||||
1i | Elect Director Shirley C. Franklin | For | For | Management | ||||
1j | Elect Director David R. Goode | For | For | Management | ||||
1k | Elect Director George N. Mattson | For | For | Management | ||||
1l | Elect Director Paula Rosput Reynolds | For | For | Management | ||||
1m | Elect Director Kenneth C. Rogers | For | For | Management | ||||
1n | Elect Director Kenneth B. Woodrow | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Increase in Size of Board | For | For | Management | ||||
5 | Stock Retention/Holding Period | Against | Against | Shareholder |
DEVRY INC.
Ticker: | DV | Security ID: | 251893103 | |||
Meeting Date: | NOV 06, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 24, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Connie R. Curran | For | Withhold | Management | ||||
1.2 | Elect Director Daniel Hamburger | For | For | Management | ||||
1.3 | Elect Director Ronald L. Taylor | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Company Name | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 38
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Lamberto Andreotti | For | Against | Management | ||||
1b | Elect Director Richard H. Brown | For | Against | Management | ||||
1c | Elect Director Robert A. Brown | For | For | Management | ||||
1d | Elect Director Bertrand P. Collomb | For | For | Management | ||||
1e | Elect Director Curtis J. Crawford | For | For | Management | ||||
1f | Elect Director Alexander M. Cutler | For | For | Management | ||||
1g | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
1h | Elect Director Marillyn A. Hewson | For | For | Management | ||||
1i | Elect Director Lois D. Juliber | For | For | Management | ||||
1j | Elect Director Ellen J. Kullman | For | For | Management | ||||
1k | Elect Director Lee M. Thomas | For | For | Management | ||||
1l | Elect Director Patrick J. Ward | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Prohibit Political Contributions | Against | Against | Shareholder | ||||
5 | Report on Herbicide Use on GMO Crops | Against | Against | Shareholder | ||||
6 | Establish Committee on Plant Closures | Against | Against | Shareholder | ||||
7 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Michael W. Brown | For | For | Management | ||||
1b | Elect Director Randolph L. Cowen | For | For | Management | ||||
1c | Elect Director Gail Deegan | For | For | Management | ||||
1d | Elect Director James S. DiStasio | For | For | Management | ||||
1e | Elect Director John R. Egan | For | For | Management | ||||
1f | Elect Director William D. Green | For | For | Management | ||||
1g | Elect Director Edmund F. Kelly | For | For | Management | ||||
1h | Elect Director Jami Miscik | For | For | Management | ||||
1i | Elect Director Paul Sagan | For | For | Management | ||||
1j | Elect Director David N. Strohm | For | For | Management | ||||
1k | Elect Director Joseph M. Tucci | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
5 | Screen Political Contributions for Consistency with Corporate Values | Against | Against | Shareholder |
Page 39
ENERGEN CORPORATION
Ticker: | EGN | Security ID: | 29265N108 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth W. Dewey | For | For | Management | ||||
1.2 | Elect Director M. James Gorrie | For | For | Management | ||||
1.3 | Elect Director James T. McManus, II | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Report on Methane Emissions Management and Reduction Targets | Against | For | Shareholder |
ENERGY XXI (BERMUDA) LIMITED
Ticker: | EXXI | Security ID: | G10082140 | |||
Meeting Date: | MAY 30, 2014 | Meeting Type: | Special | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Elect Director Scott A. Griffiths | For | For | Management |
Page 40
EXXON MOBIL CORPORATION
Ticker: | XOM | Security ID: | 30231G102 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.2 | Elect Director Peter Brabeck-Letmathe | For | For | Management | ||||
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.4 | Elect Director Larry R. Faulkner | For | For | Management | ||||
1.5 | Elect Director Jay S. Fishman | For | For | Management | ||||
1.6 | Elect Director Henrietta H. Fore | For | For | Management | ||||
1.7 | Elect Director Kenneth C. Frazier | For | For | Management | ||||
1.8 | Elect Director William W. George | For | For | Management | ||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||
1.10 | Elect Director Steven S Reinemund | For | For | Management | ||||
1.11 | Elect Director Rex W. Tillerson | For | For | Management | ||||
1.12 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Against | Against | Shareholder | ||||
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||
7 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
8 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder |
FACEBOOK, INC.
Ticker: | FB | Security ID: | 30303M102 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc L. Andreessen | For | Did Not Vote | Management | ||||
1.2 | Elect Director Erskine B. Bowles | For | Did Not Vote | Management | ||||
1.3 | Elect Director Susan D. Desmond-Hellmann | For | Did Not Vote | Management | ||||
1.4 | Elect Director Donald E. Graham | For | Did Not Vote | Management | ||||
1.5 | Elect Director Reed Hastings | For | Did Not Vote | Management | ||||
1.6 | Elect Director Sheryl K. Sandberg | For | Did Not Vote | Management | ||||
1.7 | Elect Director Peter A. Thiel | For | Did Not Vote | Management | ||||
1.8 | Elect Director Mark Zuckerberg | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | Did Not Vote | Shareholder | ||||
4 | Report on Lobbying Payments and Policy | Against | Did Not Vote | Shareholder | ||||
5 | Screen Political Contributions for Consistency with Corporate Values | Against | Did Not Vote | Shareholder | ||||
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Against | Did Not Vote | Shareholder | ||||
7 | Report on Sustainability | Against | Did Not Vote | Shareholder |
Page 41
FEDEX CORPORATION
Ticker: | FDX | Security ID: | 31428X106 | |||
Meeting Date: | SEP 23, 2013 | Meeting Type: | Annual | |||
Record Date: | JUL 29, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James L. Barksdale | For | For | Management | ||||
1.2 | Elect Director John A. Edwardson | For | For | Management | ||||
1.3 | Elect Director Shirley Ann Jackson | For | For | Management | ||||
1.4 | Elect Director Steven R. Loranger | For | For | Management | ||||
1.5 | Elect Director Gary W. Loveman | For | For | Management | ||||
1.6 | Elect Director R. Brad Martin | For | For | Management | ||||
1.7 | Elect Director Joshua Cooper Ramo | For | Against | Management | ||||
1.8 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.9 | Elect Director Frederick W. Smith | For | For | Management | ||||
1.10 | Elect Director David P. Steiner | For | For | Management | ||||
1.11 | Elect Director Paul S. Walsh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder | ||||
6 | Adopt Proxy Access Right | Against | Against | Shareholder | ||||
7 | Limit Accelerated Vesting of Awards | Against | For | Shareholder | ||||
8 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Against | For | Shareholder | ||||
9 | Report on Political Contributions | Against | For | Shareholder | ||||
10 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Against | Against | Shareholder | ||||
11 | Provide Vote Counting to Exclude Abstentions | Against | Against | Shareholder |
FORD MOTOR COMPANY
Ticker: | F | Security ID: | 345370860 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen G. Butler | For | For | Management | ||||
1.2 | Elect Director Kimberly A. Casiano | For | For | Management | ||||
1.3 | Elect Director Anthony F. Earley, Jr. | For | Against | Management | ||||
1.4 | Elect Director Edsel B. Ford, II | For | For | Management | ||||
1.5 | Elect Director William Clay Ford, Jr. | For | For | Management | ||||
1.6 | Elect Director Richard A. Gephardt | For | Against | Management | ||||
1.7 | Elect Director James P. Hackett | For | For | Management | ||||
1.8 | Elect Director James H. Hance, Jr. | For | For | Management | ||||
1.9 | Elect Director William W. Helman, IV | For | For | Management | ||||
1.10 | Elect Director Jon M. Huntsman, Jr. | For | Against | Management | ||||
1.11 | Elect Director John C. Lechleiter | For | Against | Management | ||||
1.12 | Elect Director Ellen R. Marram | For | Against | Management | ||||
1.13 | Elect Director Alan Mulally | For | For | Management | ||||
1.14 | Elect Director Homer A. Neal | For | For | Management | ||||
1.15 | Elect Director Gerald L. Shaheen | For | Against | Management | ||||
1.16 | Elect Director John L. Thornton | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder | ||||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder |
Page 42
GENERAL ELECTRIC COMPANY
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
2 | Elect Director John J. Brennan | For | For | Management | ||||
3 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
4 | Elect Director Francisco D’Souza | For | For | Management | ||||
5 | Elect Director Marijn E. Dekkers | For | For | Management | ||||
6 | Elect Director Ann M. Fudge | For | For | Management | ||||
7 | Elect Director Susan J. Hockfield | For | For | Management | ||||
8 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
9 | Elect Director Andrea Jung | For | For | Management | ||||
10 | Elect Director Robert W. Lane | For | For | Management | ||||
11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
12 | Elect Director James J. Mulva | For | For | Management | ||||
13 | Elect Director James E. Rohr | For | For | Management | ||||
14 | Elect Director Mary L. Schapiro | For | For | Management | ||||
15 | Elect Director Robert J. Swieringa | For | For | Management | ||||
16 | Elect Director James S. Tisch | For | For | Management | ||||
17 | Elect Director Douglas A. Warner, III | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Ratify Auditors | For | For | Management | ||||
20 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
21 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
22 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder | ||||
23 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
24 | Cessation of All Stock Options and Bonuses | Against | Against | Shareholder | ||||
25 | Seek Sale of Company | Against | Against | Shareholder |
Page 43
GOLDCORP INC.
Ticker: | G | Security ID: | 380956409 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
a1 | Elect Director John P. Bell | For | For | Management | ||||
a2 | Elect Director Beverley A. Briscoe | For | For | Management | ||||
a3 | Elect Director Peter J. Dey | For | For | Management | ||||
a4 | Elect Director Douglas M. Holtby | For | For | Management | ||||
a5 | Elect Director Charles A. Jeannes | For | For | Management | ||||
a6 | Elect Director Clement A. Pelletier | For | For | Management | ||||
a7 | Elect Director P. Randy Reifel | For | For | Management | ||||
a8 | Elect Director Ian W. Telfer | For | For | Management | ||||
a9 | Elect Director Blanca Trevino | For | For | Management | ||||
a10 | Elect Director Kenneth F. Williamson | For | For | Management | ||||
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
c | Amend Restricted Share Unit Plan | For | For | Management | ||||
d | Amend Stock Option Plan | For | Against | Management | ||||
e | Advisory Vote on Executive Compensation Approach | For | For | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | Withhold | Management | ||||
1.2 | Elect Director Sergey Brin | For | Withhold | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | Withhold | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director Diane B. Greene | For | For | Management | ||||
1.6 | Elect Director John L. Hennessy | For | Withhold | Management | ||||
1.7 | Elect Director Ann Mather | For | For | Management | ||||
1.8 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.9 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.10 | Elect Director Shirley M. Tilghman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder | ||||
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
7 | Adopt Policy and Report on Impact of Tax Strategy | Against | Against | Shareholder | ||||
8 | Require Independent Board Chairman | Against | For | Shareholder |
Page 44
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Daniel J. Brutto | For | For | Management | ||||
1b | Elect Director Susan Crown | For | For | Management | ||||
1c | Elect Director Don H. Davis, Jr. | For | For | Management | ||||
1d | Elect Director James W. Griffith | For | For | Management | ||||
1e | Elect Director Robert C. McCormack | For | For | Management | ||||
1f | Elect Director Robert S. Morrison | For | For | Management | ||||
1g | Elect Director E. Scott Santi | For | For | Management | ||||
1h | Elect Director James A. Skinner | For | For | Management | ||||
1i | Elect Director David B. Smith, Jr. | For | For | Management | ||||
1j | Elect Director Pamela B. Strobel | For | For | Management | ||||
1k | Elect Director Kevin M. Warren | For | For | Management | ||||
1l | Elect Director Anre D. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Eliminate Supermajority Vote Requirement | For | Against | Management | ||||
5 | Amend Certificate of Incorporation to Eliminate Provisions Regarding Board Size | For | For | Management |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Charlene Barshefsky | For | Against | Management | ||||
1b | Elect Director Andy D. Bryant | For | Against | Management | ||||
1c | Elect Director Susan L. Decker | For | Against | Management | ||||
1d | Elect Director John J. Donahoe | For | Against | Management | ||||
1e | Elect Director Reed E. Hundt | For | Against | Management | ||||
1f | Elect Director Brian M. Krzanich | For | Against | Management | ||||
1g | Elect Director James D. Plummer | For | For | Management | ||||
1h | Elect Director David S. Pottruck | For | For | Management | ||||
1i | Elect Director Frank D. Yeary | For | For | Management | ||||
1j | Elect Director David B. Yoffie | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 45
ISIS PHARMACEUTICALS, INC.
Ticker: | ISIS | Security ID: | 464330109 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Spencer R. Berthelsen | For | Withhold | Management | ||||
1.2 | Elect Director B. Lynne Parshall | For | Withhold | Management | ||||
1.3 | Elect Director Joseph H. Wender | For | Withhold | Management | ||||
2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | For | Against | Management | ||||
3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Mary Sue Coleman | For | For | Management | ||||
1b | Elect Director James G. Cullen | For | For | Management | ||||
1c | Elect Director Ian E. L. Davis | For | For | Management | ||||
1d | Elect Director Alex Gorsky | For | For | Management | ||||
1e | Elect Director Susan L. Lindquist | For | For | Management | ||||
1f | Elect Director Mark B. McClellan | For | For | Management | ||||
1g | Elect Director Anne M. Mulcahy | For | For | Management | ||||
1h | Elect Director Leo F. Mullin | For | For | Management | ||||
1i | Elect Director William D. Perez | For | For | Management | ||||
1j | Elect Director Charles Prince | For | For | Management | ||||
1k | Elect Director A. Eugene Washington | For | For | Management | ||||
1l | Elect Director Ronald A. Williams | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
Page 46
LAZARD LTD
Ticker: | LAZ | Security ID: | G54050102 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kenneth M. Jacobs as Director | For | For | Management | ||||
1.2 | Elect Philip A. Laskawy as Director | For | For | Management | ||||
1.3 | Elect Michael J. Turner as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
M&T BANK CORPORATION
Ticker: | MTB | Security ID: | 55261F104 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brent D. Baird | For | Withhold | Management | ||||
1.2 | Elect Director C. Angela Bontempo | For | For | Management | ||||
1.3 | Elect Director Robert T. Brady | For | Withhold | Management | ||||
1.4 | Elect Director T. Jefferson Cunningham, III | For | For | Management | ||||
1.5 | Elect Director Mark J. Czarnecki | For | Withhold | Management | ||||
1.6 | Elect Director Gary N. Geisel | For | Withhold | Management | ||||
1.7 | Elect Director John D. Hawke, Jr. | For | For | Management | ||||
1.8 | Elect Director Patrick W.E. Hodgson | For | For | Management | ||||
1.9 | Elect Director Richard G. King | For | For | Management | ||||
1.10 | Elect Director Jorge G. Pereira | For | For | Management | ||||
1.11 | Elect Director Melinda R. Rich | For | For | Management | ||||
1.12 | Elect Director Robert E. Sadler, Jr. | For | Withhold | Management | ||||
1.13 | Elect Director Herbert L. Washington | For | For | Management | ||||
1.14 | Elect Director Robert G. Wilmers | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 47
MCDERMOTT INTERNATIONAL, INC.
Ticker: | MDR | Security ID: | 580037109 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Bookout, III | For | For | Management | ||||
1.2 | Elect Director Roger A. Brown | For | For | Management | ||||
1.3 | Elect Director David Dickson | For | For | Management | ||||
1.4 | Elect Director Stephen G. Hanks | For | For | Management | ||||
1.5 | Elect Director Gary P. Luquette | For | For | Management | ||||
1.6 | Elect Director William H. Schumann, III | For | For | Management | ||||
1.7 | Elect Director Mary L. Shafer-Malicki | For | For | Management | ||||
1.8 | Elect Director David A. Trice | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 58933Y105 | |||
Meeting Date: | MAY 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Leslie A. Brun | For | For | Management | ||||
1b | Elect Director Thomas R. Cech | For | For | Management | ||||
1c | Elect Director Kenneth C. Frazier | For | For | Management | ||||
1d | Elect Director Thomas H. Glocer | For | For | Management | ||||
1e | Elect Director William B. Harrison, Jr. | For | For | Management | ||||
1f | Elect Director C. Robert Kidder | For | For | Management | ||||
1g | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1h | Elect Director Carlos E. Represas | For | For | Management | ||||
1i | Elect Director Patricia F. Russo | For | For | Management | ||||
1j | Elect Director Craig B. Thompson | For | For | Management | ||||
1k | Elect Director Wendell P. Weeks | For | For | Management | ||||
1l | Elect Director Peter C. Wendell | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder |
Page 48
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 19, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates | For | For | Management | ||||
4 | Elect Director Maria M. Klawe | For | For | Management | ||||
5 | Elect Director Stephen J. Luczo | For | For | Management | ||||
6 | Elect Director David F. Marquardt | For | For | Management | ||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||
8 | Elect Director Helmut Panke | For | For | Management | ||||
9 | Elect Director John W. Thompson | For | For | Management | ||||
10 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: | 8306 | Security ID: | 606822104 | |||||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | For | Management | ||||
2.1 | Elect Director Sono, Kiyoshi | For | For | Management | ||||
2.2 | Elect Director Wakabayashi, Tatsuo | For | For | Management | ||||
2.3 | Elect Director Hirano, Nobuyuki | For | For | Management | ||||
2.4 | Elect Director Tanaka, Masaaki | For | For | Management | ||||
2.5 | Elect Director Yuuki, Taihei | For | For | Management | ||||
2.6 | Elect Director Kagawa, Akihiko | For | For | Management | ||||
2.7 | Elect Director Kuroda, Tadashi | For | For | Management | ||||
2.8 | Elect Director Nagaoka, Takashi | For | For | Management | ||||
2.9 | Elect Director Okamoto, Junichi | For | For | Management | ||||
2.10 | Elect Director Noguchi, Hiroyuki | For | For | Management | ||||
2.11 | Elect Director Okuda, Tsutomu | For | For | Management | ||||
2.12 | Elect Director Araki, Ryuuji | For | For | Management | ||||
2.13 | Elect Director Okamoto, Kunie | For | For | Management | ||||
2.14 | Elect Director Kawamoto, Yuuko | For | For | Management | ||||
2.15 | Elect Director Matsuyama, Haruka | For | For | Management | ||||
3 | Appoint Statutory Auditor Sato, Yukihiro | For | Against | Management | ||||
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
Page 49
MURPHY OIL CORPORATION
Ticker: | MUR | Security ID: | 626717102 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Frank W. Blue | For | Against | Management | ||||
1b | Elect Director T. Jay Collins | For | For | Management | ||||
1c | Elect Director Steven A. Cosse | For | Against | Management | ||||
1d | Elect Director Claiborne P. Deming | For | Against | Management | ||||
1e | Elect Director Roger W. Jenkins | For | Against | Management | ||||
1f | Elect Director James V. Kelley | For | Against | Management | ||||
1g | Elect Director Walentin Mirosh | For | For | Management | ||||
1h | Elect Director R. Madison Murphy | For | For | Management | ||||
1i | Elect Director Jeffrey W. Nolan | For | Against | Management | ||||
1j | Elect Director Neal E. Schmale | For | For | Management | ||||
1k | Elect Director Caroline G. Theus | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
NEXTERA ENERGY, INC.
Ticker: | NEE | Security ID: | 65339F101 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Sherry S. Barrat | For | For | Management | ||||
1b | Elect Director Robert M. Beall, II | For | For | Management | ||||
1c | Elect Director James L. Camaren | For | For | Management | ||||
1d | Elect Director Kenneth B. Dunn | For | For | Management | ||||
1e | Elect Director Kirk S. Hachigian | For | For | Management | ||||
1f | Elect Director Toni Jennings | For | For | Management | ||||
1g | Elect Director James L. Robo | For | For | Management | ||||
1h | Elect Director Rudy E. Schupp | For | For | Management | ||||
1i | Elect Director John L. Skolds | For | For | Management | ||||
1j | Elect Director William H. Swanson | For | For | Management | ||||
1k | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Eliminate Supermajority Vote Requirement | Against | Against | Shareholder |
Page 50
OMEROS CORPORATION
Ticker: | OMER | Security ID: | 682143102 | |||
Meeting Date: | MAY 23, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Cable | For | Withhold | Management | ||||
1.2 | Elect Director Peter A. Demopulos | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ORACLE CORPORATION
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 31, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | ||||
1.2 | Elect Director H. Raymond Bingham | For | Withhold | Management | ||||
1.3 | Elect Director Michael J. Boskin | For | Withhold | Management | ||||
1.4 | Elect Director Safra A. Catz | For | Withhold | Management | ||||
1.5 | Elect Director Bruce R. Chizen | For | Withhold | Management | ||||
1.6 | Elect Director George H. Conrades | For | Withhold | Management | ||||
1.7 | Elect Director Lawrence J. Ellison | For | Withhold | Management | ||||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | ||||
1.9 | Elect Director Jeffrey O. Henley | For | Withhold | Management | ||||
1.10 | Elect Director Mark V. Hurd | For | Withhold | Management | ||||
1.11 | Elect Director Naomi O. Seligman | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Establish Human Rights Committee | Against | Against | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder | ||||
7 | Provide Vote Counting to Exclude Abstentions | Against | Against | Shareholder | ||||
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Against | For | Shareholder | ||||
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Against | For | Shareholder |
Page 51
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
1.2 | Elect Director W. Don Cornwell | For | For | Management | ||||
1.3 | Elect Director Frances D. Fergusson | For | For | Management | ||||
1.4 | Elect Director Helen H. Hobbs | For | For | Management | ||||
1.5 | Elect Director Constance J. Horner | For | For | Management | ||||
1.6 | Elect Director James M. Kilts | For | For | Management | ||||
1.7 | Elect Director George A. Lorch | For | For | Management | ||||
1.8 | Elect Director Shantanu Narayen | For | For | Management | ||||
1.9 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
1.10 | Elect Director Ian C. Read | For | For | Management | ||||
1.11 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.12 | Elect Director Marc Tessier-Lavigne | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Require Shareholder Vote to Approve Political Contributions Policy | Against | Against | Shareholder | ||||
6 | Review and Assess Membership of Lobbying Organizations | Against | Against | Shareholder | ||||
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
PITNEY BOWES INC.
Ticker: | PBI | Security ID: | 724479100 | |||
Meeting Date: | MAY 12, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Linda G. Alvarado | For | For | Management | ||||
1b | Elect Director Anne M. Busquet | For | For | Management | ||||
1c | Elect Director Roger Fradin | For | For | Management | ||||
1d | Elect Director Anne Sutherland Fuchs | For | For | Management | ||||
1e | Elect Director S. Douglas Hutcheson | For | For | Management | ||||
1f | Elect Director Marc B. Lautenbach | For | For | Management | ||||
1g | Elect Director Eduardo R. Menasce | For | For | Management | ||||
1h | Elect Director Michael I. Roth | For | For | Management | ||||
1i | Elect Director David L. Shedlarz | For | For | Management | ||||
1j | Elect Director David B. Snow, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Non-Employee Director Restricted Stock Plan | For | Against | Management |
Page 52
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 04, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Barbara T. Alexander | For | For | Management | ||||
1b | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1c | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1d | Elect Director Susan Hockfield | For | Against | Management | ||||
1e | Elect Director Thomas W. Horton | For | For | Management | ||||
1f | Elect Director Paul E. Jacobs | For | For | Management | ||||
1g | Elect Director Sherry Lansing | For | For | Management | ||||
1h | Elect Director Steven M. Mollenkopf | For | For | Management | ||||
1i | Elect Director Duane A. Nelles | For | For | Management | ||||
1j | Elect Director Clark T. ‘Sandy’ Randt, Jr. | For | For | Management | ||||
1k | Elect Director Francisco Ros | For | For | Management | ||||
1l | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
1m | Elect Director Brent Scowcroft | For | For | Management | ||||
1n | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 09, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Peter L.S. Currie | For | For | Management | ||||
1b | Elect Director Tony Isaac | For | For | Management | ||||
1c | Elect Director K. Vaman Kamath | For | For | Management | ||||
1d | Elect Director Maureen Kempston Darkes | For | For | Management | ||||
1e | Elect Director Paal Kibsgaard | For | For | Management | ||||
1f | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1g | Elect Director Michael E. Marks | For | For | Management | ||||
1h | Elect Director Lubna S. Olayan | For | For | Management | ||||
1i | Elect Director Leo Rafael Reif | For | For | Management | ||||
1j | Elect Director Tore I. Sandvold | For | For | Management | ||||
1k | Elect Director Henri Seydoux | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 53
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harry A. Cockrell | For | For | Management | ||||
1.2 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.3 | Elect Director James M. Micali | For | For | Management | ||||
1.4 | Elect Director Lloyd W. Newton | For | Withhold | Management | ||||
1.5 | Elect Director Marc D. Oken | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
STEELCASE INC.
Ticker: | SCS | Security ID: | 858155203 | |||
Meeting Date: | JUL 17, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director William P. Crawford | For | For | Management | ||||
1.3 | Elect Director Connie K. Duckworth | For | For | Management | ||||
1.4 | Elect Director James P. Hackett | For | For | Management | ||||
1.5 | Elect Director R. David Hoover | For | For | Management | ||||
1.6 | Elect Director David W. Joos | For | For | Management | ||||
1.7 | Elect Director James P. Keane | For | For | Management | ||||
1.8 | Elect Director Elizabeth Valk Long | For | For | Management | ||||
1.9 | Elect Director Robert C. Pew, III | For | For | Management | ||||
1.10 | Elect Director Cathy D. Ross | For | Withhold | Management | ||||
1.11 | Elect Director P. Craig Welch, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 54
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | �� | Security ID: | 064058100 | ||
Meeting Date: | APR 08, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ruth E. Bruch | For | For | Management | ||||
1.2 | Elect Director Nicholas M. Donofrio | For | For | Management | ||||
1.3 | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1.4 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.5 | Elect Director Edmund F. ‘Ted’ Kelly | For | For | Management | ||||
1.6 | Elect Director Richard J. Kogan | For | For | Management | ||||
1.7 | Elect Director Michael J. Kowalski | For | For | Management | ||||
1.8 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
1.9 | Elect Director Mark A. Nordenberg | For | For | Management | ||||
1.10 | Elect Director Catherine A. Rein | For | For | Management | ||||
1.11 | Elect Director William C. Richardson | For | For | Management | ||||
1.12 | Elect Director Samuel C. Scott, III | For | For | Management | ||||
1.13 | Elect Director Wesley W. von Schack | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
THE BOEING COMPANY
Ticker: | BA | Security ID: | 097023105 | |||
Meeting Date: | APR 28, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director David L. Calhoun | For | For | Management | ||||
1b | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||
1c | Elect Director Linda Z. Cook | For | For | Management | ||||
1d | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
1e | Elect Director Edmund P. Giambastiani, Jr. | For | For | Management | ||||
1f | Elect Director Lawrence W. Kellner | For | For | Management | ||||
1g | Elect Director Edward M. Liddy | For | For | Management | ||||
1h | Elect Director W. James McNerney, Jr. | For | For | Management | ||||
1i | Elect Director Susan C. Schwab | For | For | Management | ||||
1j | Elect Director Ronald A. Williams | For | For | Management | ||||
1k | Elect Director Mike S. Zafirovski | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
6 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
7 | Require Independent Board Chairman | Against | Against | Shareholder |
Page 55
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Herbert A. Allen | For | For | Management | ||||
1.2 | Elect Director Ronald W. Allen | For | For | Management | ||||
1.3 | Elect Director Ana Botin | For | For | Management | ||||
1.4 | Elect Director Howard G. Buffett | For | For | Management | ||||
1.5 | Elect Director Richard M. Daley | For | For | Management | ||||
1.6 | Elect Director Barry Diller | For | For | Management | ||||
1.7 | Elect Director Helene D. Gayle | For | For | Management | ||||
1.8 | Elect Director Evan G. Greenberg | For | For | Management | ||||
1.9 | Elect Director Alexis M. Herman | For | For | Management | ||||
1.10 | Elect Director Muhtar Kent | For | For | Management | ||||
1.11 | Elect Director Robert A. Kotick | For | For | Management | ||||
1.12 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
1.13 | Elect Director Sam Nunn | For | For | Management | ||||
1.14 | Elect Director James D. Robinson, III | For | For | Management | ||||
1.15 | Elect Director Peter V. Ueberroth | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 08, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Angela F. Braly | For | For | Management | ||||
1b | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1c | Elect Director Scott D. Cook | For | For | Management | ||||
1d | Elect Director Susan Desmond-Hellmann | For | Against | Management | ||||
1e | Elect Director A.G. Lafley | For | For | Management | ||||
1f | Elect Director Terry J. Lundgren | For | For | Management | ||||
1g | Elect Director W. James McNerney, Jr. | For | For | Management | ||||
1h | Elect Director Margaret C. Whitman | For | For | Management | ||||
1i | Elect Director Mary Agnes Wilderotter | For | Against | Management | ||||
1j | Elect Director Patricia A. Woertz | For | For | Management | ||||
1k | Elect Director Ernesto Zedillo | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 56
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | JAN 28, 2014 | Meeting Type: | Special | |||
Record Date: | DEC 09, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Shellye L. Archambeau | For | For | Management | ||||
1.2 | Elect Director Richard L. Carrion | For | For | Management | ||||
1.3 | Elect Director Melanie L. Healey | For | For | Management | ||||
1.4 | Elect Director M. Frances Keeth | For | For | Management | ||||
1.5 | Elect Director Robert W. Lane | For | For | Management | ||||
1.6 | Elect Director Lowell C. McAdam | For | For | Management | ||||
1.7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
1.8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.9 | Elect Director Rodney E. Slater | For | For | Management | ||||
1.10 | Elect Director Kathryn A. Tesija | For | For | Management | ||||
1.11 | Elect Director Gregory D. Wasson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Proxy Access Right | For | Against | Management | ||||
5 | Report on Net Neutrality | Against | For | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | Shareholder | ||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Approve Proxy Voting Authority | Against | Against | Shareholder |
Page 57
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 | |||
Meeting Date: | JUN 06, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Aida M. Alvarez | For | Against | Management | ||||
1b | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1c | Elect Director Roger C. Corbett | For | For | Management | ||||
1d | Elect Director Pamela J. Craig | For | For | Management | ||||
1e | Elect Director Douglas N. Daft | For | Against | Management | ||||
1f | Elect Director Michael T. Duke | For | Against | Management | ||||
1g | Elect Director Timothy P. Flynn | For | For | Management | ||||
1h | Elect Director Marissa A. Mayer | For | For | Management | ||||
1i | Elect Director C. Douglas McMillon | For | Against | Management | ||||
1j | Elect Director Gregory B. Penner | For | Against | Management | ||||
1k | Elect Director Steven S Reinemund | For | For | Management | ||||
1l | Elect Director Jim C. Walton | For | Against | Management | ||||
1m | Elect Director S. Robson Walton | For | Against | Management | ||||
1n | Elect Director Linda S. Wolf | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||
5 | Disclosure of Recoupment Activity from Senior Officers | Against | For | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
WEYERHAEUSER COMPANY
Ticker: | WY | Security ID: | 962166104 | |||
Meeting Date: | APR 10, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Debra A. Cafaro | For | For | Management | ||||
1.2 | Elect Director Mark A. Emmert | For | For | Management | ||||
1.3 | Elect Director John I. Kieckhefer | For | For | Management | ||||
1.4 | Elect Director Wayne W. Murdy | For | For | Management | ||||
1.5 | Elect Director Nicole W. Piasecki | For | For | Management | ||||
1.6 | Elect Director Doyle R. Simons | For | For | Management | ||||
1.7 | Elect Director Richard H. Sinkfield | For | For | Management | ||||
1.8 | Elect Director D. Michael Steuert | For | For | Management | ||||
1.9 | Elect Director Kim Williams | For | For | Management | ||||
1.10 | Elect Director Charles R. Williamson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 58
XEROX CORPORATION
Ticker: | XRX | Security ID: | 984121103 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glenn A. Britt | For | For | Management | ||||
1.2 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.3 | Elect Director Richard J. Harrington | For | For | Management | ||||
1.4 | Elect Director William Curt Hunter | For | For | Management | ||||
1.5 | Elect Director Robert J. Keegan | For | For | Management | ||||
1.6 | Elect Director Robert A. McDonald | For | For | Management | ||||
1.7 | Elect Director Charles Prince | For | For | Management | ||||
1.8 | Elect Director Ann N. Reese | For | For | Management | ||||
1.9 | Elect Director Sara Martinez Tucker | For | For | Management | ||||
1.10 | Elect Director Mary Agnes Wilderotter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
XL GROUP PLC
Ticker: | XL | Security ID: | G98290102 | |||
Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Michael S. McGavick as Director | For | For | Management | ||||
2.2 | Elect Anne Stevens as Director | For | For | Management | ||||
2.3 | Elect John M. Vereker as Director | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Renew Director’s Authority to Issue Shares | For | For | Management | ||||
6 | Renew Director’s Authority to Issue Shares for Cash | For | For | Management | ||||
7 | Amend Articles of Association | For | For | Management | ||||
8 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
========================== The Tocqueville Gold Fund ===========================
Page 59
AGNICO EAGLE MINES LIMITED
Ticker: | AEM | Security ID: | 008474108 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leanne M. Baker | For | For | Management | ||||
1.2 | Elect Director Sean Boyd | For | For | Management | ||||
1.3 | Elect Director Martine A. Celej | For | For | Management | ||||
1.4 | Elect Director Clifford J. Davis | For | For | Management | ||||
1.5 | Elect Director Robert J. Gemmell | For | For | Management | ||||
1.6 | Elect Director Bernard Kraft | For | For | Management | ||||
1.7 | Elect Director Mel Leiderman | For | For | Management | ||||
1.8 | Elect Director Deborah A. McCombe | For | For | Management | ||||
1.9 | Elect Director James D. Nasso | For | For | Management | ||||
1.10 | Elect Director Sean Riley | For | For | Management | ||||
1.11 | Elect Director J. Merfyn Roberts | For | For | Management | ||||
1.12 | Elect Director Howard R. Stockford | For | For | Management | ||||
1.13 | Elect Director Pertti Voutilainen | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Amend Incentive Share Purchase Plan | For | Against | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
ALACER GOLD CORP.
Ticker: | ASR | Security ID: | 010679108 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rodney P. Antal | For | Withhold | Management | ||||
1.2 | Elect Director Thomas R. Bates, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Jan A. Castro | For | Withhold | Management | ||||
1.4 | Elect Director Edward C. Dowling, Jr. | For | Withhold | Management | ||||
1.5 | Elect Director Richard P. Graff | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Restricted Stock Unit Plan | For | Against | Management |
Page 60
ALAMOS GOLD INC.
Ticker: | AGI | Security ID: | 011527108 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Anthony Garson | For | For | Management | ||||
2.2 | Elect Director David Gower | For | For | Management | ||||
2.3 | Elect Director John A. McCluskey | For | For | Management | ||||
2.4 | Elect Director Paul J. Murphy | For | For | Management | ||||
2.5 | Elect Director Kenneth G. Stowe | For | For | Management | ||||
2.6 | Elect Director David Fleck | For | For | Management | ||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ARGONAUT GOLD INC
Ticker: | AR | Security ID: | 04016A101 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Dougherty | For | For | Management | ||||
1.2 | Elect Director Brian J. Kennedy | For | For | Management | ||||
1.3 | Elect Director James E. Kofman | For | For | Management | ||||
1.4 | Elect Director Christopher R. Lattanzi | For | For | Management | ||||
1.5 | Elect Director Peter Mordaunt | For | For | Management | ||||
1.6 | Elect Director Dale C. Peniuk | For | For | Management | ||||
1.7 | Elect Director David H. Watkins | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ATAC RESOURCES LTD.
Ticker: | ATC | Security ID: | 046491106 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Robert C. Carne | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Helmut H. Wober | For | For | Management | ||||
2.5 | Elect Director Douglas O. Goss | For | Withhold | Management | ||||
2.6 | Elect Director Bruce A. Youngman | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Advance Notice Policy | For | Against | Management | ||||
6 | Approve Shareholder Rights Plan | For | Against | Management | ||||
7 | Authorize Proxyholder to Vote on Any Amendments to Previous Resolutions and Other Business | For | Against | Management |
Page 61
ATAC RESOURCES LTD.
Ticker: | ATC | Security ID: | 046491403 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Robert C. Carne | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Helmut H. Wober | For | For | Management | ||||
2.5 | Elect Director Douglas O. Goss | For | Withhold | Management | ||||
2.6 | Elect Director Bruce A. Youngman | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Advance Notice Policy | For | Against | Management | ||||
6 | Approve Shareholder Rights Plan | For | Against | Management | ||||
7 | Authorize Proxyholder to Vote on Any Amendments to Previous Resolutions and Other Business | For | Against | Management |
B2GOLD CORP.
Ticker: | BTO | Security ID: | 11777Q209 | |||
Meeting Date: | JUN 13, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Nine | For | For | Management | ||||
2.1 | Elect Director Clive Johnson | For | For | Management | ||||
2.2 | Elect Director Robert Cross | For | For | Management | ||||
2.3 | Elect Director Robert Gayton | For | For | Management | ||||
2.4 | Elect Director Barry Rayment | For | For | Management | ||||
2.5 | Elect Director Jerry Korpan | For | For | Management | ||||
2.6 | Elect Director John Ivany | For | For | Management | ||||
2.7 | Elect Director Bongani Mtshisi | For | For | Management | ||||
2.8 | Elect Director Michael Carrick | For | Withhold | Management | ||||
2.9 | Elect Director Kevin Bullock | For | Withhold | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Amend Restricted Share Unit Plan | For | Against | Management | ||||
6 | Approve Advance Notice Policy | For | Against | Management |
Page 62
BARISAN GOLD CORP.
Ticker: | BG | Security ID: | 06759D200 | |||
Meeting Date: | JUL 18, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 06, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Three | For | For | Management | ||||
2.1 | Elect Director Alex Granger | For | Withhold | Management | ||||
2.2 | Elect Director Edward C. Rochette | For | Withhold | Management | ||||
2.3 | Elect Director J.T. Lionel Martin | For | Withhold | Management | ||||
3 | Approve Dale Matheson Carr-Hilton Labonte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Stock Consolidation | For | For | Management | ||||
5 | Ratify All Acts of Directors and Officers | For | For | Management | ||||
6 | Other Business | For | Against | Management |
BEAR CREEK MINING CORPORATION
Ticker: | BCM | Security ID: | 07380N104 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Catherine McLeod-Seltzer | For | Withhold | Management | ||||
2.2 | Elect Director Andrew T. Swarthout | For | Withhold | Management | ||||
2.3 | Elect Director David De Witt | For | Withhold | Management | ||||
2.4 | Elect Director Miguel Grau | For | Withhold | Management | ||||
2.5 | Elect Director Kevin Morano | For | Withhold | Management | ||||
2.6 | Elect Director Nolan Watson | For | Withhold | Management | ||||
2.7 | Elect Director Frank R. Tweddle | For | Withhold | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Other Business | For | Against | Management |
Page 63
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: | BUENAVC1 | Security ID: | 204448104 | |||
Meeting Date: | MAR 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Appoint Auditors | For | For | Management | ||||
4 | Ratify Amendments to Dividend Policy | For | For | Management | ||||
5 | Approve Dividends | For | For | Management | ||||
6 | Elect Directors | For | For | Management |
CONTINENTAL GOLD LIMITED
Ticker: | CNL | Security ID: | G23850103 | |||
Meeting Date: | JUN 02, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leon Teicher | For | For | Management | ||||
1.2 | Elect Director Ari B. Sussman | For | Against | Management | ||||
1.3 | Elect Director Jaime I. Gutierrez | For | Against | Management | ||||
1.4 | Elect Director Gustavo J. Koch | For | Against | Management | ||||
1.5 | Elect Director Paul J. Murphy | For | Against | Management | ||||
1.6 | Elect Director Kenneth G. Thomas | For | Against | Management | ||||
1.7 | Elect Director Timothy A. Warman | For | Against | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Deferred Share Unit Plan | For | Against | Management | ||||
4 | Approve Restricted Share Unit Plan | For | Against | Management | ||||
5 | Amend Bye-laws | For | Against | Management |
CORVUS GOLD INC.
Ticker: | KOR | Security ID: | 221013105 | |||
Meeting Date: | OCT 29, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 19, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Anton J. Drescher | For | For | Management | ||||
2.2 | Elect Director Edward Yarrow | For | For | Management | ||||
2.3 | Elect Director Jeffrey A. Pontius | For | For | Management | ||||
2.4 | Elect Director Rowland Perkins | For | For | Management | ||||
2.5 | Elect Director Catherine Gignac | For | For | Management | ||||
2.6 | Elect Director Steve Aaker | For | For | Management | ||||
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Approve Advance Notice Policy | For | For | Management |
Page 64
DETOUR GOLD CORPORATION
Ticker: | DGC | Security ID: | 250669108 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter E. Crossgrove | For | For | Management | ||||
1.2 | Elect Director Louis Dionne | For | Withhold | Management | ||||
1.3 | Elect Director Robert E. Doyle | For | Withhold | Management | ||||
1.4 | Elect Director Andre Falzon | For | Withhold | Management | ||||
1.5 | Elect Director Ingrid J. Hibbard | For | Withhold | Management | ||||
1.6 | Elect Director J. Michael Kenyon | For | Withhold | Management | ||||
1.7 | Elect Director Paul Martin | For | Withhold | Management | ||||
1.8 | Elect Director Alex G. Morrison | For | For | Management | ||||
1.9 | Elect Director Jonathan Rubenstein | For | Withhold | Management | ||||
1.10 | Elect Director Graham Wozniak | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
EAST ASIA MINERALS CORPORATION
Ticker: | EAS | Security ID: | 270541105 | |||
Meeting Date: | MAR 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | JAN 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Peter U. Sederowsky | For | Withhold | Management | ||||
2.2 | Elect Director Edward C. Rochette | For | Withhold | Management | ||||
2.3 | Elect Director Ed R. Flood | For | Withhold | Management | ||||
2.4 | Elect Director David H. Anthony | For | Withhold | Management | ||||
2.5 | Elect Director David M. Stein | For | For | Management | ||||
2.6 | Elect Director Thomas S. Weng | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Ratify All Acts of Directors and Officers | For | For | Management | ||||
5 | Other Business | For | Against | Management |
Page 65
ELDORADO GOLD CORPORATION
Ticker: | ELD | Security ID: | 284902103 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. Ross Cory | For | For | Management | ||||
1.2 | Elect Director Robert R. Gilmore | For | For | Management | ||||
1.3 | Elect Director Geoffrey A. Handley | For | For | Management | ||||
1.4 | Elect Directo Michael A. Price | For | Withhold | Management | ||||
1.5 | Elect Director Steven P. Reid | For | For | Management | ||||
1.6 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
1.7 | Elect Director Donald M. Shumka | For | For | Management | ||||
1.8 | Elect Director Paul N. Wright | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
4 | Adopt By-Law No.1 | For | For | Management | ||||
5 | Eliminate Class of Convertible Non-Voting Shares | For | For | Management | ||||
6 | Amend Officers and Directors Plan | For | Against | Management | ||||
7 | Amend Employee Plan | For | Against | Management | ||||
8 | Approve Performance Share Unit Plan | For | Against | Management |
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858105 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | For | Management | ||||
1.2 | Elect Director David Harquail | For | For | Management | ||||
1.3 | Elect Director Tom Albanese | For | For | Management | ||||
1.4 | Elect Director Derek W. Evans | For | For | Management | ||||
1.5 | Elect Director Graham Farquharson | For | For | Management | ||||
1.6 | Elect Director Louis Gignac | For | For | Management | ||||
1.7 | Elect Director Randall Oliphant | For | For | Management | ||||
1.8 | Elect Director David R. Peterson | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 66
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858204 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | For | Management | ||||
1.2 | Elect Director David Harquail | For | For | Management | ||||
1.3 | Elect Director Tom Albanese | For | For | Management | ||||
1.4 | Elect Director Derek W. Evans | For | For | Management | ||||
1.5 | Elect Director Graham Farquharson | For | For | Management | ||||
1.6 | Elect Director Louis Gignac | For | For | Management | ||||
1.7 | Elect Director Randall Oliphant | For | For | Management | ||||
1.8 | Elect Director David R. Peterson | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
FRESNILLO PLC
Ticker: | FRES | Security ID: | G371E2108 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Special Dividend | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Remuneration Report | For | For | Management | ||||
5 | Re-elect Alberto Bailleres as Director | For | Abstain | Management | ||||
6 | Re-elect Fernando Ruiz as Director | For | For | Management | ||||
7 | Re-elect Guy Wilson as Director | For | For | Management | ||||
8 | Re-elect Juan Bordes as Director | For | For | Management | ||||
9 | Re-elect Arturo Fernandez as Director | For | For | Management | ||||
10 | Re-elect Rafael Mac Gregor as Director | For | For | Management | ||||
11 | Re-elect Jaime Lomelin as Director | For | For | Management | ||||
12 | Re-elect Maria Asuncion Aramburuzabala as Director | For | For | Management | ||||
13 | Re-elect Alejandro Bailleres as Director | For | For | Management | ||||
14 | Elect Barbara Garza Laguera as Director | For | For | Management | ||||
15 | Elect Jaime Serra as Director | For | For | Management | ||||
16 | Elect Charles Jacobs as Director | For | For | Management | ||||
17 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
Page 67
GOGOLD RESOURCES INC.
Ticker: | GGD | Security ID: | 38045Y102 | |||
Meeting Date: | MAR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terence Coughlan | For | Withhold | Management | ||||
1.2 | Elect Director Dana Hatfield | For | Withhold | Management | ||||
1.3 | Elect Director Phillip Gaunce | For | Withhold | Management | ||||
1.4 | Elect Director George Waye | For | For | Management | ||||
1.5 | Elect Director Terrence R. Cooper | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
3 | Re-elect Nick Holland as Director | For | For | Management | ||||
4 | Re-elect Paul Schmidt as Director | For | For | Management | ||||
5 | Re-elect Gayle Wilson as Member of the Audit Committee | For | For | Management | ||||
6 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
7 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
8 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
1 | Approve Remuneration Policy | For | For | Management | ||||
1 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | Management | ||||
2 | Approve Remuneration of Non-Executive Directors | For | For | Management | ||||
3 | Approve Financial Assistance to Related or Inter-related Company | For | For | Management | ||||
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
Page 68
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
3 | Re-elect Nick Holland as Director | For | For | Management | ||||
4 | Re-elect Paul Schmidt as Director | For | For | Management | ||||
5 | Re-elect Gayle Wilson as Member of the Audit Committee | For | For | Management | ||||
6 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
7 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
8 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
1 | Approve Remuneration Policy | For | For | Management | ||||
1 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | Management | ||||
2 | Approve Remuneration of Non-Executive Directors | For | For | Management | ||||
3 | Approve Financial Assistance to Related or Inter-related Company | For | For | Management | ||||
4 | Authorise Repurchase of Up to 20 | For | For | Management | ||||
Percent of Issued Share Capital | ||||||||
GOLD RESOURCE CORPORATION
Ticker: | GORO | Security ID: | 38068T105 | |||
Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bill M. Conrad | For | Withhold | Management | ||||
1.2 | Elect Director Jason D. Reid | For | For | Management | ||||
1.3 | Elect Director Tor Falck | For | Withhold | Management | ||||
1.4 | Elect Director Gary C. Huber | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 69
GOLDCORP INC.
Ticker: | G | Security ID: | 380956409 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
a1 | Elect Director John P. Bell | For | For | Management | ||||
a2 | Elect Director Beverley A. Briscoe | For | For | Management | ||||
a3 | Elect Director Peter J. Dey | For | For | Management | ||||
a4 | Elect Director Douglas M. Holtby | For | For | Management | ||||
a5 | Elect Director Charles A. Jeannes | For | For | Management | ||||
a6 | Elect Director Clement A. Pelletier | For | For | Management | ||||
a7 | Elect Director P. Randy Reifel | For | For | Management | ||||
a8 | Elect Director Ian W. Telfer | For | For | Management | ||||
a9 | Elect Director Blanca Trevino | For | For | Management | ||||
a10 | Elect Director Kenneth F. Williamson | For | For | Management | ||||
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
c | Amend Restricted Share Unit Plan | For | For | Management | ||||
d | Amend Stock Option Plan | For | Against | Management | ||||
e | Advisory Vote on Executive | For | For | Management | ||||
Compensation Approach |
HARMONY GOLD MINING COMPANY LTD
Ticker: | HAR | Security ID: | S34320101 | |||
Meeting Date: | DEC 05, 2013 | Meeting Type: | Annual | |||
Record Date: | NOV 29, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Joaquim Chissano as Director | For | For | Management | ||||
2 | Re-elect Cathie Markus as Director | For | For | Management | ||||
3 | Re-elect Andre Wilkens as Director | For | For | Management | ||||
4 | Elect Karabo Nondumo as Director | For | For | Management | ||||
5 | Elect Vishnu Pillay as Director | For | For | Management | ||||
6 | Re-elect John Wetton as Member of the Audit and Risk Committee | For | For | Management | ||||
7 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | For | For | Management | ||||
8 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | For | For | Management | ||||
9 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | For | For | Management | ||||
10 | Elect Karabo Nondumo as Member of the Audit and Risk Committee | For | For | Management | ||||
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | For | For | Management | ||||
12 | Approve Remuneration Policy | For | Against | Management | ||||
13 | Approve Non-executive Directors’ Remuneration | For | For | Management | ||||
14 | Approve Financial Assistance to Related or Inter-related Companies | For | For | Management | ||||
15 | Amend Memorandum of Incorporation | For | For | Management |
Page 70
IAMGOLD CORPORATION
Ticker: | IMG | Security ID: | 450913108 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Caldwell | For | For | Management | ||||
1.2 | Elect Director Donald K. Charter | For | For | Management | ||||
1.3 | Elect Director W. Robert Dengler | For | For | Management | ||||
1.4 | Elect Director Guy G. Dufresne | For | For | Management | ||||
1.5 | Elect Director Richard J. Hall | For | For | Management | ||||
1.6 | Elect Director Stephen J. J. Letwin | For | For | Management | ||||
1.7 | Elect Director Mahendra Naik | For | For | Management | ||||
1.8 | Elect Director William D. Pugliese | �� | For | For | Management | |||
1.9 | Elect Director John T. Shaw | For | For | Management | ||||
1.10 | Elect Director Timothy R. Snider | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Amend Share Incentive Plan | For | Against | Management |
INTERNATIONAL TOWER HILL MINES LTD.
Ticker: | THM | Security ID: | 46050R102 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Five | For | For | Management | ||||
2.1 | Elect Director Anton Drescher | For | Withhold | Management | ||||
2.2 | Elect Director Stephen Lang | For | For | Management | ||||
2.3 | Elect Director John Ellis | For | For | Management | ||||
2.4 | Elect Director Mark Hamilton | For | For | Management | ||||
2.5 | Elect Director Thomas Weng | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 71
IVANHOE MINES LTD.
Ticker: | IVN | Security ID: | 46579R104 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Ten | For | For | Management | ||||
2.1 | Elect Director Robert M. Friedland | For | Withhold | Management | ||||
2.2 | Elect Director Ian D. Cockerill | For | Withhold | Management | ||||
2.3 | Elect Director Charles J. Russell | For | Withhold | Management | ||||
2.4 | Elect Director Peter G. Meredith | For | Withhold | Management | ||||
2.5 | Elect Director Markus Faber | For | For | Management | ||||
2.6 | Elect Director William G. Lamarque | For | For | Management | ||||
2.7 | Elect Director William B. Hayden | For | For | Management | ||||
2.8 | Elect Director Oyvind Hushovd | For | For | Management | ||||
2.9 | Elect Director Guy J. de Selliers | For | Withhold | Management | ||||
2.10 | Elect Director Rilwanu Lukman | For | Withhold | Management | ||||
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Equity Incentive Plan | For | Against | Management |
IVANHOE MINES LTD.
Ticker: | IVN | Security ID: | 46579R203 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Ten | For | For | Management | ||||
2.1 | Elect Director Robert M. Friedland | For | Withhold | Management | ||||
2.2 | Elect Director Ian D. Cockerill | For | Withhold | Management | ||||
2.3 | Elect Director Charles J. Russell | For | Withhold | Management | ||||
2.4 | Elect Director Peter G. Meredith | For | Withhold | Management | ||||
2.5 | Elect Director Markus Faber | For | For | Management | ||||
2.6 | Elect Director William G. Lamarque | For | For | Management | ||||
2.7 | Elect Director William B. Hayden | For | For | Management | ||||
2.8 | Elect Director Oyvind Hushovd | For | For | Management | ||||
2.9 | Elect Director Guy J. de Selliers | For | Withhold | Management | ||||
2.10 | Elect Director Rilwanu Lukman | For | Withhold | Management | ||||
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Equity Incentive Plan | For | Against | Management |
Page 72
MAG SILVER CORP.
Ticker: | MAG | Security ID: | 55903Q104 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director George N. Paspalas | For | For | Management | ||||
2.2 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
2.3 | Elect Director Richard M. Colterjohn | For | For | Management | ||||
2.4 | Elect Director Derek C. White | For | Withhold | Management | ||||
2.5 | Elect Director Peter D. Barnes | For | For | Management | ||||
2.6 | Elect Director Richard P. Clark | For | For | Management | ||||
2.7 | Elect Director Daniel T. MacInnis | For | For | Management | ||||
3 | Approve Deloitte LLP Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management | ||||
5 | Approve Share Unit Plan | For | For | Management | ||||
6 | Approve Directors’ Deferred Share Unit Plan | For | For | Management |
NEW GOLD INC.
Ticker: | NGD | Security ID: | 644535106 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Emerson | For | For | Management | ||||
1.2 | Elect Director James Estey | For | For | Management | ||||
1.3 | Elect Director Robert Gallagher | For | For | Management | ||||
1.4 | Elect Director Vahan Kololian | For | For | Management | ||||
1.5 | Elect Director Martyn Konig | For | For | Management | ||||
1.6 | Elect Director Pierre Lassonde | For | For | Management | ||||
1.7 | Elect Director Randall Oliphant | For | For | Management | ||||
1.8 | Elect Director Raymond Threlkeld | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | For | Management | ||||
4 | Approve Long Term Incentive Plan | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 73
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce R. Brook | For | For | Management | ||||
1.2 | Elect Director J. Kofi Bucknor | For | For | Management | ||||
1.3 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.4 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.5 | Elect Director Noreen Doyle | For | For | Management | ||||
1.6 | Elect Director Gary J. Goldberg | For | For | Management | ||||
1.7 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.8 | Elect Director Jane Nelson | For | For | Management | ||||
1.9 | Elect Director Donald C. Roth | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder |
NOVAGOLD RESOURCES INC.
Ticker: | NG | Security ID: | 66987E206 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sharon Dowdall | For | For | Management | ||||
1.2 | Elect Director Marc Faber | For | For | Management | ||||
1.3 | Elect Director Thomas Kaplan | For | For | Management | ||||
1.4 | Elect Director Gregory Lang | For | For | Management | ||||
1.5 | Elect Director Gillyeard Leathley | For | For | Management | ||||
1.6 | Elect Director Igor Levental | For | For | Management | ||||
1.7 | Elect Director Kalidas Madhavpeddi | For | For | Management | ||||
1.8 | Elect Director Gerald McConnell | For | For | Management | ||||
1.9 | Elect Director Clynton Nauman | For | For | Management | ||||
1.10 | Elect Director Rick Van Nieuwenhuyse | For | For | Management | ||||
1.11 | Elect Director Anthony Walsh | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Award Plan | For | For | Management | ||||
4 | Re-approve Performance Share Unit Plan | For | For | Management | ||||
5 | Re-approve Deferred Share Unit Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 74
OSISKO MINING CORPORATION
Ticker: | OSK | Security ID: | 688278100 | |||
Meeting Date: | MAY 30, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | APR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition by Agnico Eagle Mines Limited and Yamana Gold Inc. | For | For | Management | ||||
2 | Approve Out-of-the-Money Consideration Resolution | For | Against | Management | ||||
3 | Approve Stock Option Plan | For | Against | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management | ||||
5 | Approve Stock Consolidation | For | For | Management | ||||
6.1 | Elect Director Victor H. Bradley | For | For | Management | ||||
6.2 | Elect Director John F. Burzynski | For | Withhold | Management | ||||
6.3 | Elect Director Marcel Cote | For | Withhold | Management | ||||
6.4 | Elect Director Michele Darling | For | For | Management | ||||
6.5 | Elect Director Joanne Ferstman | For | For | Management | ||||
6.6 | Elect Director Staph Leavenworth Bakali | For | Withhold | Management | ||||
6.7 | Elect Director William A. MacKinnon | For | For | Management | ||||
6.8 | Elect Director Charles E. Page | For | Withhold | Management | ||||
6.9 | Elect Director Sean Roosen | For | For | Management | ||||
6.10 | Elect Director Gary A. Sugar | For | Withhold | Management | ||||
6.11 | Elect Director Serge Vezina | For | For | Management | ||||
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
8 | Re-approve Employee Share Purchase Plan | For | For | Management | ||||
9 | Re-approve Stock Option Plan | For | Against | Management | ||||
10 | Advisory Vote on Executive | For | For | Management | ||||
Compensation Approach |
Page 75
PAN AMERICAN SILVER CORP.
Ticker: | PAA | Security ID: | 697900108 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ross J. Beaty | For | Withhold | Management | ||||
1.2 | Elect Director Geoffrey A. Burns | For | Withhold | Management | ||||
1.3 | Elect Director Michael L. Carroll | For | For | Management | ||||
1.4 | Elect Director Christopher Noel Dunn | For | Withhold | Management | ||||
1.5 | Elect Director Neil de Gelder | For | Withhold | Management | ||||
1.6 | �� | Elect Director Robert P. Pirooz | For | Withhold | Management | |||
1.7 | Elect Director David C. Press | For | For | Management | ||||
1.8 | Elect Director Walter T. Segsworth | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
PLATA LATINA MINERALS CORPORATION
Ticker: | PLA | Security ID: | 72763R106 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Five | For | For | Management | ||||
2.1 | Elect Director Robert Blakestad | For | Withhold | Management | ||||
2.2 | Elect Director Michael Clarke | For | Withhold | Management | ||||
2.3 | Elect Director Gilmour Clausen | For | For | Management | ||||
2.4 | Elect Director W. Durand Eppler | For | For | Management | ||||
2.5 | Elect Director Richard W. Warke | For | For | Management | ||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management |
PRIMERO MINING CORP.
Ticker: | P | Security ID: | 74164W106 | |||
Meeting Date: | FEB 27, 2014 | Meeting Type: | Special | |||
Record Date: | JAN 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Issuance of Shares in Connection with the Acquisition | For | For | Management |
Page 76
PRIMERO MINING CORP.
Ticker: | P | Security ID: | 74164W106 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wade Nesmith | For | Withhold | Management | ||||
1.2 | Elect Director Joseph Conway | For | Withhold | Management | ||||
1.3 | Elect Director David Demers | For | Withhold | Management | ||||
1.4 | Elect Director Grant Edey | For | Withhold | Management | ||||
1.5 | Elect Director Rohan Hazelton | For | Withhold | Management | ||||
1.6 | Elect Director Eduardo Luna | For | Withhold | Management | ||||
1.7 | Elect Director Robert Quartermain | For | Withhold | Management | ||||
1.8 | Elect Director Michael Riley | For | For | Management | ||||
1.9 | Elect Director Brad Marchant | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
PRIMERO MINING CORP.
Ticker: | P | Security ID: | 74164W205 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wade Nesmith | For | Withhold | Management | ||||
1.2 | Elect Director Joseph Conway | For | Withhold | Management | ||||
1.3 | Elect Director David Demers | For | Withhold | Management | ||||
1.4 | Elect Director Grant Edey | For | Withhold | Management | ||||
1.5 | Elect Director Rohan Hazelton | For | Withhold | Management | ||||
1.6 | Elect Director Eduardo Luna | For | Withhold | Management | ||||
1.7 | Elect Director Robert Quartermain | For | Withhold | Management | ||||
1.8 | Elect Director Michael Riley | For | For | Management | ||||
1.9 | Elect Director Brad Marchant | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 77
RANDGOLD RESOURCES LTD
Ticker: | RRS | Security ID: | 752344309 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Approve Remuneration Policy | For | For | Management | ||||
5 | Re-elect Mark Bristow as Director | For | For | Management | ||||
6 | Re-elect Norborne Cole Jr as Director | For | For | Management | ||||
7 | Re-elect Christopher Coleman as Director | For | For | Management | ||||
8 | Re-elect Kadri Dagdelen as Director | For | For | Management | ||||
9 | Elect Jamil Kassum as Director | For | For | Management | ||||
10 | Re-elect Jeanine Mabunda Lioko as Director | For | For | Management | ||||
11 | Re-elect Andrew Quinn as Director | For | For | Management | ||||
12 | Re-elect Graham Shuttleworth as Director | For | For | Management | ||||
13 | Re-elect Karl Voltaire as Director | For | For | Management | ||||
14 | Reappoint BDO LLP as Auditors | For | For | Management | ||||
15 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Approve Increase in Authorised Ordinary Shares | For | For | Management | ||||
17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
18 | Approve Awards of Ordinary Shares to Non-executive Directors | For | For | Management | ||||
19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
22 | Amend Articles of Association | For | For | Management | ||||
23 | Approve Scrip Dividend | For | For | Management | ||||
24 | Authorise the Company to Use Electronic Communications | For | For | Management |
ROCKHAVEN RESOURCES LTD.
Ticker: | RK | Security ID: | 77340P101 | |||
Meeting Date: | SEP 16, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | JUL 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Matthew A. Turner | For | Withhold | Management | ||||
2.2 | Elect Director Robert C. Carne | For | Withhold | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director David G. Skoglund | For | For | Management | ||||
2.5 | Elect Director R. Allan Doherty | For | Withhold | Management | ||||
2.6 | Elect Director Randy C. Turner | For | Withhold | Management | ||||
2.7 | Elect Director Bruce A. Youngman | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Advance Notice Policy | For | For | Management | ||||
6 | Other Business (Voting) | For | Against | Management |
Page 78
ROMARCO MINERALS INC.
Ticker: | R | Security ID: | 775903206 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Director Diane R. Garrett | For | For | Management | ||||
2.2 | Elect Director James R. Arnold | For | For | Management | ||||
2.3 | Elect Director Leendert G. Krol | For | For | Management | ||||
2.4 | Elect Director Robert (Don) MacDonald | For | For | Management | ||||
2.5 | Elect Director John O. Marsden | For | For | Management | ||||
2.6 | Elect Director Patrick Michaels | For | For | Management | ||||
2.7 | Elect Director Robert van Doorn | For | For | Management | ||||
2.8 | Elect Director Gary A. Sugar | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ROYAL GOLD, INC.
Ticker: | RGLD | Security ID: | 780287108 | |||
Meeting Date: | NOV 20, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William M. Hayes | For | For | Management | ||||
2 | Elect Director Ronald J. Vance | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 79
RUBICON MINERALS CORPORATION
Ticker: | RMX | Security ID: | 780911103 | |||
Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director David W. Adamson | For | For | Management | ||||
2.2 | Elect Director Julian Kemp | For | For | Management | ||||
2.3 | Elect Director Bruce A. Thomas, Q.C. | For | For | Management | ||||
2.4 | Elect Director Michael D. Winship | For | For | Management | ||||
2.5 | Elect Director Michael A. Lalonde | For | For | Management | ||||
2.6 | Elect Director Peter M. Rowlandson | For | For | Management | ||||
2.7 | Elect Director David Ross Beatty | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Advance Notice Policy | For | Against | Management | ||||
5 | Re-approve Stock Option Plan | For | For | Management | ||||
6 | Amend Stock Option Plan | For | For | Management |
SCORPIO MINING CORPORATION
Ticker: | SPM | Security ID: | 80917V105 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Proxy Contest | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proxy (White Card) | None | |||||||
1.1 | Elect Director Ewan Mason | For | Withhold | Management | ||||
1.2 | Elect Director Pierre Lacombe | For | For | Management | ||||
1.3 | Elect Director Peter J. Hawley | For | For | Management | ||||
1.4 | Elect Director Jonathan A. Berg | For | Withhold | Management | ||||
1.5 | Elect Director Thomas Weng | For | For | Management | ||||
1.6 | Elect Director Thomas McGrail | For | For | Management | ||||
1.7 | Elect Director Bradley R. Kipp | For | Withhold | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Blue Card) | None | |||||||
1.1 | Management Nominee - Pierre Lacombe | For | Did Not Vote | Shareholder | ||||
1.2 | Management Nominee - Thomas McGrail | For | Did Not Vote | Shareholder | ||||
1.3 | Elect Director Mark A. Tashkovich | For | Did Not Vote | Shareholder | ||||
1.4 | Management Nominee - Peter J. Hawley | For | Did Not Vote | Shareholder | ||||
1.5 | Elect Director John J. Ellis | For | Did Not Vote | Shareholder | ||||
1.6 | Elect Director Joseph M. Keane | For | Did Not Vote | Shareholder | ||||
1.7 | Management Nominee - Thomas Weng | For | Did Not Vote | Shareholder | ||||
1.8 | Management Nominee - Ewan Mason | Withhold | Did Not Vote | Shareholder | ||||
1.9 | Management Nominee - Jonathan A. Berg | Withhold | Did Not Vote | Shareholder | ||||
1.10 | Management Nominee - Bradley R. Kipp | Withhold | Did Not Vote | Shareholder | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
Page 80
SEMAFO INC.
Ticker: | SMF | Security ID: | 816922108 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terence F. Bowles | For | For | Management | ||||
1.2 | Elect Director Benoit Desormeaux | For | Withhold | Management | ||||
1.3 | Elect Director Jean Lamarre | For | Withhold | Management | ||||
1.4 | Elect Director John LeBoutillier | For | Withhold | Management | ||||
1.5 | Elect Director Gilles Masson | For | Withhold | Management | ||||
1.6 | Elect Director Lawrence McBrearty | For | Withhold | Management | ||||
1.7 | Elect Director Tertius Zongo | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
SILVER RANGE RESOURCES LTD.
Ticker: | SNG | Security ID: | 82809P105 | |||
Meeting Date: | SEP 16, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | JUL 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director W. Douglas Eaton | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Bruce A. Youngman | For | Withhold | Management | ||||
2.5 | Elect Director Thomas P. Beaudoin | For | For | Management | ||||
2.6 | Elect Director Douglas O. Goss | For | For | Management | ||||
2.7 | Elect Director Barry M. Heck | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Advance Notice Policy | For | Against | Management | ||||
6 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | For | Against | Management |
Page 81
SILVER WHEATON CORP.
Ticker: | SLW | Security ID: | 828336107 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
a1 | Elect Director Lawrence I. Bell | For | For | Management | ||||
a2 | Elect Director George L. Brack | For | For | Management | ||||
a3 | Elect Director John A. Brough | For | For | Management | ||||
a4 | Elect Director R. Peter Gillin | For | For | Management | ||||
a5 | Elect Director Chantal Gosselin | For | For | Management | ||||
a6 | Elect Director Douglas M. Holtby | For | For | Management | ||||
a7 | Elect Director Eduardo Luna | For | For | Management | ||||
a8 | Elect Director Wade D. Nesmith | For | For | Management | ||||
a9 | Elect Director Randy V.J. Smallwood | For | For | Management | ||||
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
c | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
d | Amend Share Option Plan | For | Against | Management | ||||
e | Approve Advance Notice Policy | For | For | Management | ||||
f | Amend Quorum Requirements | For | For | Management | ||||
g | Allow Electronic Distribution of Company Communications | For | For | Management |
SILVERCREST MINES INC.
Ticker: | SVL | Security ID: | 828365106 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Dunham L. Craig | For | For | Management | ||||
2.2 | Elect Director J. Scott Drever | For | Withhold | Management | ||||
2.3 | Elect Director N. Eric Fier | For | Withhold | Management | ||||
2.4 | Elect Director Ross O. Glanville | For | Withhold | Management | ||||
2.5 | Elect Director Barney Magnusson | For | Withhold | Management | ||||
2.6 | Elect Director George W. Sanders | For | Withhold | Management | ||||
2.7 | Elect Director Graham C. Thody | For | Withhold | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management |
Page 82
STILLWATER MINING COMPANY
Ticker: | SWC | Security ID: | 86074Q102 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian Schweitzer | For | For | Management | ||||
1.2 | Elect Director Michael (Mick) McMullen | For | For | Management | ||||
1.3 | Elect Director Patrice E. Merrin | For | For | Management | ||||
1.4 | Elect Director Michael S. Parrett | For | For | Management | ||||
1.5 | Elect Director Charles R. Engles | For | For | Management | ||||
1.6 | Elect Director George M. Bee | For | For | Management | ||||
1.7 | Elect Director Gary A. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
STRATEGIC METALS LTD.
Ticker: | SMD | Security ID: | 862758208 | |||
Meeting Date: | OCT 21, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | SEP 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director W. Douglas Eaton | For | For | Management | ||||
2.2 | Elect Director Bruce A. Youngman | For | For | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | For | Management | ||||
2.4 | Elect Director Bruce J. Kenway | For | For | Management | ||||
2.5 | Elect Director Lee A. Groat | For | For | Management | ||||
2.6 | Elect Director Richard A. Graham | For | Withhold | Management | ||||
2.7 | Elect Director R. E. Gordon Davis | For | For | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Approve Advance Notice Policy | For | For | Management | ||||
6 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions and Other Business | For | Against | Management |
Page 83
SUNWARD RESOURCES LTD
Ticker: | SWD | Security ID: | 86802T105 | |||
Meeting Date: | SEP 10, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 06, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Nine | For | Did Not Vote | Management | ||||
2.1 | Elect Director Jay Sujir | For | Did Not Vote | Management | ||||
2.2 | Elect Director Philip O’Neill | For | Did Not Vote | Management | ||||
2.3 | Elect Director William Hayden | For | Did Not Vote | Management | ||||
2.4 | Elect Director Terry Palmer | For | Did Not Vote | Management | ||||
2.5 | Elect Director Gillyeard J. Leathley | For | Did Not Vote | Management | ||||
2.6 | Elect Director Igor Levental | For | Did Not Vote | Management | ||||
2.7 | Elect Director Peter Cheesbrough | For | Did Not Vote | Management | ||||
2.8 | Elect Director Ricardo Duarte | For | Did Not Vote | Management | ||||
2.9 | Elect Director Gregory A. Lang | For | Did Not Vote | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management | ||||
4 | Approve Advance Notice Policy | For | Did Not Vote | Management | ||||
5 | Approve Stock Option Plan | For | Did Not Vote | Management | ||||
6 | Approve Deferred Share Unit Plan | For | Did Not Vote | Management | ||||
7 | Other Business | For | Did Not Vote | Management |
TOREX GOLD RESOURCES INC.
Ticker: | TXG | Security ID: | 891054108 | |||
Meeting Date: | JUN 26, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred Stanford | For | For | Management | ||||
1.2 | Elect Director Michael Murphy | For | Withhold | Management | ||||
1.3 | Elect Director A. Terrance MacGibbon | For | For | Management | ||||
1.4 | Elect Director David Fennell | For | Withhold | Management | ||||
1.5 | Elect Director Andrew Adams | For | Withhold | Management | ||||
1.6 | Elect Director Frank Davis | For | Withhold | Management | ||||
1.7 | Elect Director James Crombie | For | Withhold | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
TURQUOISE HILL RESOURCES LTD.
Ticker: | TRQ | Security ID: | 900435108 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rowena Albones | For | For | Management | ||||
1.2 | Elect Director Jill Gardiner | For | Withhold | Management | ||||
1.3 | Elect Director R. Peter Gillin | For | Withhold | Management | ||||
1.4 | Elect Director David Klingner | For | Withhold | Management | ||||
1.5 | Elect Director Kay Priestly | For | Withhold | Management | ||||
1.6 | Elect Director Russel C. Robertson | For | Withhold | Management | ||||
1.7 | Elect Director Jeffery D. Tygesen | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 84
YAMANA GOLD INC.
Ticker: | YRI | Security ID: | 98462Y100 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Marrone | For | For | Management | ||||
1.2 | Elect Director Patrick J. Mars | For | For | Management | ||||
1.3 | Elect Director John Begeman | For | For | Management | ||||
1.4 | Elect Director Alexander Davidson | For | Withhold | Management | ||||
1.5 | Elect Director Richard Graff | For | For | Management | ||||
1.6 | Elect Director Nigel Lees | For | For | Management | ||||
1.7 | Elect Director Carl Renzoni | For | For | Management | ||||
1.8 | Elect Director Dino Titaro | For | For | Management | ||||
2 | Ratify Deloitte LLP as Auditors | For | For | Management | ||||
3 | Adopt By-Law No. 1 | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
============================== The Tocqueville International Value Fund ==============================
ACTAVIS PLC
Ticker: | ACT | Security ID: | G0083B108 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Special | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
Page 85
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Daniel P. Amos | For | Against | Management | ||||
1b | Elect Director John Shelby Amos, II | For | Against | Management | ||||
1c | Elect Director Paul S. Amos, II | For | Against | Management | ||||
1d | Elect Director W. Paul Bowers | For | For | Management | ||||
1e | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
1f | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
1g | Elect Director Douglas W. Johnson | For | Against | Management | ||||
1h | Elect Director Robert B. Johnson | For | Against | Management | ||||
1i | Elect Director Charles B. Knapp | For | For | Management | ||||
1j | Elect Director Barbara K. Rimer | For | Against | Management | ||||
1k | Elect Director Melvin T. Stith | For | Against | Management | ||||
1l | Elect Director David Gary Thompson | For | Against | Management | ||||
1m | Elect Director Takuro Yoshida | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
AKZO NOBEL NV
Ticker: | AKZA | Security ID: | N01803100 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | None | None | Management | ||||
3b | Adopt Financial Statements | For | For | Management | ||||
3c | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
3d | Approve Allocation of Income and Dividends of EUR 1.45 per Share | For | For | Management | ||||
4a | Approve Discharge of Management Board | For | For | Management | ||||
4b | Approve Discharge of Supervisory Board | For | For | Management | ||||
5a | Elect B.E. Grote to Supervisory Board | For | For | Management | ||||
5b | Reelect A. Burgmans to Supervisory Board | For | For | Management | ||||
5c | Reelect L.R. Hughes to Supervisory Board | For | For | Management | ||||
5d | Approve Remuneration of Supervisory Board | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | Management | ||||
7b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7b | For | For | Management | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9 | Other Business (Non-Voting) and Closing | None | None | Management |
Page 86
ASICS CORP.
Ticker: | 7936 | Security ID: | J03234150 | |||
Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | For | For | Management | ||||
2 | Amend Articles To Change Fiscal Year End | For | For | Management | ||||
3.1 | Elect Director Oyama, Motoi | For | For | Management | ||||
3.2 | Elect Director Hashimoto, Kosuke | For | For | Management | ||||
3.3 | Elect Director Hijikata, Masao | For | For | Management | ||||
3.4 | Elect Director Kato, Katsumi | For | For | Management | ||||
3.5 | Elect Director Sano, Toshiyuki | For | For | Management | ||||
3.6 | Elect Director Matsuo, Kazuhito | For | For | Management | ||||
3.7 | Elect Director Kato, Isao | For | For | Management | ||||
3.8 | Elect Director Tanaka, Katsuro | For | For | Management | ||||
3.9 | Elect Director Miyakawa, Keiji | For | For | Management | ||||
3.10 | Elect Director Kajiwara, Kenji | For | For | Management | ||||
3.11 | Elect Director Hanai, Takeshi | For | For | Management | ||||
4 | Appoint Statutory Auditor Mitsuya, Yuko | For | For | Management | ||||
5 | Approve Takeover Defense Plan (Poison Pill) | For | Against | Management |
Page 87
BOLLORE
Ticker: | BOL | Security ID: | F10659112 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | For | For | Management | ||||
4 | Approve Stock Dividend Program (New Shares) | For | For | Management | ||||
5 | Authorize Board to Provide an Advance on Payment of Dividend for Fiscal Year (New Shares) | For | For | Management | ||||
6 | Approve Transaction with a Blue Solutions Re: Debt Write-off | For | For | Management | ||||
7 | Approve Transaction with a Blue Solutions Re: Promises of Sale | For | For | Management | ||||
8 | Approve Auditors’ Special Report on Related-Party Transactions | For | Against | Management | ||||
9 | Reelect Marie Bollore as Director | For | Against | Management | ||||
10 | Reelect Martine Studer as Director | For | For | Management | ||||
11 | Elect Celine Merle-Beral as Director | For | Against | Management | ||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 660,000 | For | For | Management | ||||
13 | Renew Appointment of Cabinet Constantin Associes as Auditor | For | For | Management | ||||
14 | Decision not to Renew Mandate of Benoit Pimont as Alternate Auditor | For | For | Management | ||||
15 | Appoint Cabinet Cisane as Alternate Auditor | For | For | Management | ||||
16 | Advisory Vote on Compensation of Vincent Bollore, Chairman and CEO | For | Against | Management | ||||
17 | Advisory Vote on Compensation of Cyrille Bollore, Vice-CEO | For | Against | Management | ||||
18 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
1 | Amend Article 12 of Bylaws Re: Appointment of Employee Representatives | For | For | Management | ||||
2 | Amend Article 12.3 of Bylaws Re: Shareholding Requirements for Directors | For | Against | Management | ||||
3 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
A | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | For | Management | ||||
B1 | Elect Director Ian Bruce | For | For | Management | ||||
B2 | Elect Director Daniel Camus | For | Withhold | Management | ||||
B3 | Elect Director John Clappison | For | For | Management | ||||
B4 | Elect Director Joe Colvin | For | For | Management | ||||
B5 | Elect Director James Curtiss | For | For | Management | ||||
B6 | Elect Director Donald Deranger | For | Withhold | Management | ||||
B7 | Elect Director Catherine Gignac | For | For | Management | ||||
B8 | Elect Director Tim Gitzel | For | For | Management | ||||
B9 | Elect Director James Gowans | For | For | Management | ||||
B10 | Elect Director Nancy Hopkins | For | For | Management | ||||
B11 | Elect Director Anne McLellan | For | For | Management | ||||
B12 | Elect Director Neil McMillan | For | For | Management | ||||
B13 | Elect Director Victor Zaleschuk | For | For | Management | ||||
C | Ratify KPMG LLP as Auditors | For | For | Management | ||||
D | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
E | Amend Bylaws | For | Against | Management |
Page 88
CHINA COSCO HOLDINGS CO., LTD.
Ticker: | 01919 | Security ID: | Y1455B106 | |||
Meeting Date: | OCT 15, 2013 | Meeting Type: | Special | |||
Record Date: | SEP 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Ruihua Certified Public Accountants, LLP as PRC Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
2 | Approve Qingdao Management Equity Transfer Agreement and Qingdao Management Guarantee | For | For | Management | ||||
3 | Approve Shanghai Tianhongli Equity Transfer Agreement and Shanghai Tianhongli Guarantee | For | For | Management | ||||
4 | Approve Financial Services Agreement and Relevant Annual Caps | For | Against | Management | ||||
5 | Approve Master Vessel Services Agreement and Relevant Annual Caps | For | For | Management | ||||
6 | Approve Other Continuing Connected Transactions and Their Respective Proposed Annual Caps | For | For | Management |
CHINA COSCO HOLDINGS CO., LTD.
Ticker: | 01919 | Security ID: | Y1455B106 | |||
Meeting Date: | MAR 27, 2014 | Meeting Type: | Special | |||
Record Date: | FEB 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Provision of Guarantees Mandate | For | For | Management |
Page 89
CHOW TAI FOOK JEWELLERY GROUP LTD.
Ticker: | 01929 | Security ID: | G21146108 | |||
Meeting Date: | SEP 02, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 28, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Elect Wong Siu-Kee, Kent as Director | For | For | Management | ||||
3b | Elect Cheng Chi-Heng, Conroy as Director | For | Against | Management | ||||
3c | Elect Chan Hiu-Sang, Albert as Director | For | For | Management | ||||
3d | Elect Suen Chi-Keung, Peter as Director | For | For | Management | ||||
3e | Elect Cheng Ming-Fun, Paul as Director | For | For | Management | ||||
3f | Elect Lam Kin-Fung, Jeffrey as Director | For | For | Management | ||||
3g | Authorize the Board to Fix Remuneration of Directors | For | For | Management | ||||
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
8 | Amend Articles of Association of the Company | For | For | Management |
CLEAR MEDIA LTD.
Ticker: | 00100 | Security ID: | G21990109 | |||
Meeting Date: | AUG 27, 2013 | Meeting Type: | Special | |||
Record Date: | AUG 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Payment of Special Dividend Out of Retained Earnings and Contributed Surplus Account | For | For | Management |
Page 90
CLEAR MEDIA LTD.
Ticker: | 00100 | Security ID: | G21990109 | |||
Meeting Date: | MAY 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Elect Mark Thewlis as Director | For | For | Management | ||||
3b | Elect William Eccleshare as Director | For | Against | Management | ||||
3c | Elect Peter Cosgrove as Director | For | For | Management | ||||
4 | Elect Leonie Ki Man Fung as Director | For | For | Management | ||||
5 | Authorize Board to Fix Directors’ Remuneration | For | For | Management | ||||
6 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
9 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
COMPAGNIE DE SAINT GOBAIN
Ticker: | SGO | Security ID: | F80343100 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | For | For | Management | ||||
4 | Approve Stock Dividend Program (Cash or New Shares) | For | For | Management | ||||
5 | Reelect Pierre-Andre de Chalendar as Director | For | Against | Management | ||||
6 | Approve Severance Payment Agreement with Pierre-Andre de Chalendar | For | Against | Management | ||||
7 | Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar | For | For | Management | ||||
8 | Approve Agreement with Pierre-Andre de Chalendar Re: Employee Health Insurance | For | For | Management | ||||
9 | Advisory Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO | For | For | Management | ||||
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,100,000 | For | For | Management | ||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
12 | Amend Article 9 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | For | For | Management | ||||
13 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | For | Against | Management | ||||
14 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | For | Against | Management | ||||
15 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 91
CRH PLC
Ticker: | CRG | Security ID: | G25508105 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Approve Remuneration Policy | For | For | Management | ||||
5(a) | Re-elect Ernst Bartschi as Director | For | For | Management | ||||
5(b) | Re-elect Maeve Carton as Director | For | For | Management | ||||
5(c) | Re-elect Bill Egan as Director | For | For | Management | ||||
5(d) | Re-elect Utz-Hellmuth Felcht as Director | For | For | Management | ||||
5(e) | Re-elect Nicky Hartery as Director | For | For | Management | ||||
5(f) | Re-elect John Kennedy as Director | For | For | Management | ||||
5(g) | Elect Don McGovern Jr. as Director | For | For | Management | ||||
5(h) | Re-elect Heather Ann McSharry as Director | For | For | Management | ||||
5(i) | Re-elect Albert Manifold as Director | For | For | Management | ||||
5(j) | Re-elect Dan O’Connor as Director | For | For | Management | ||||
5(k) | Elect Henk Rottinghuis as Director | For | For | Management | ||||
5(l) | Re-elect Mark Towe as Director | For | For | Management | ||||
6 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Reappoint Ernst & Young as Auditors | For | For | Management | ||||
8 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
10 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
11 | Authorise Reissuance of Treasury Shares | For | For | Management | ||||
12 | Approve Scrip Dividend Program | For | For | Management | ||||
13 | Approve Performance Share Plan | For | For | Management |
Page 92
DASSAULT SYSTEMES
Ticker: | DSY | Security ID: | F2457H100 | |||
Meeting Date: | MAY 26, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | For | For | Management | ||||
4 | Approve Stock Dividend Program (New Shares) | For | For | Management | ||||
5 | Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | Management | ||||
6 | Advisory Vote on Compensation of Charles Edelstenne, Chairman | For | For | Management | ||||
7 | Advisory Vote on Compensation of Bernard Charles, CEO | For | Against | Management | ||||
8 | Reelect Charles Edelstenne as Director | For | Against | Management | ||||
9 | Reelect Bernard Charles as Director | For | For | Management | ||||
10 | Reelect Thibault de Tersant as Director | For | Against | Management | ||||
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | For | For | Management | ||||
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
14 | Approve 2 for 1 Stock Split and Amend Article 6 of Bylaws Accordingly | For | For | Management | ||||
15 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 93
DCC PLC
Ticker: | DCC | Security ID: | G2689P101 | |||
Meeting Date: | JUL 19, 2013 | Meeting Type: | Annual | |||
Record Date: | JUL 17, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4a | Reelect Tommy Breen as Director | For | For | Management | ||||
4b | Reelect Roisin Brennan as Director | For | For | Management | ||||
4c | Reelect Michael Buckley as Director | For | For | Management | ||||
4d | Reelect David Byrne as Director | For | For | Management | ||||
4e | Elect Jane Lodge as Director | For | For | Management | ||||
4f | Reelect Kevin Melia as Director | For | For | Management | ||||
4g | Reelect John Moloney as Director | For | For | Management | ||||
4h | Reelect Donal Murphy as Director | For | For | Management | ||||
4i | Reelect Fergal O’Dwyer as Director | For | For | Management | ||||
4j | Reelect Leslie Van de Walle as Director | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | Management | ||||
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
8 | Authorise Share Repurchase Program | For | For | Management | ||||
9 | Authorise Reissuance Price Range of Treasury Shares | For | For | Management | ||||
10 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
11 | Adopt Articles of Association | For | For | Management |
DISCO CO.
Ticker: | 6146 | Security ID: | J12327102 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | For | For | Management | ||||
2 | Approve Annual Bonus Payment to Directors | For | For | Management |
Page 94
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUL 16, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 24, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | Withhold | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
1.4 | Elect Director Robert A. Day | For | Withhold | Management | ||||
1.5 | Elect Director James C. Flores | For | Withhold | Management | ||||
1.6 | Elect Director Gerald J. Ford | For | Withhold | Management | ||||
1.7 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
1.8 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management | ||||
1.9 | Elect Director Charles C. Krulak | For | Withhold | Management | ||||
1.10 | Elect Director Bobby Lee Lackey | For | Withhold | Management | ||||
1.11 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.12 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.13 | Elect Director James R. Moffett | For | Withhold | Management | ||||
1.14 | Elect Director B. M. Rankin, Jr. | For | Withhold | Management | ||||
1.15 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder | ||||
6 | Adopt Policy and Report on Board Diversity | Against | Against | Shareholder | ||||
7 | Amend Bylaws -- Call Special Meetings | Against | For | Shareholder |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
1.4 | Elect Director Robert A. Day | For | For | Management | ||||
1.5 | Elect Director James C. Flores | For | For | Management | ||||
1.6 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.7 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
1.8 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management | ||||
1.9 | Elect Director Lydia H. Kennard | For | For | Management | ||||
1.10 | Elect Director Charles C. Krulak | For | Withhold | Management | ||||
1.11 | Elect Director Bobby Lee Lackey | For | Withhold | Management | ||||
1.12 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.13 | Elect Director Dustan E. McCoy | For | Withhold | Management | ||||
1.14 | Elect Director James R. Moffett | For | For | Management | ||||
1.15 | Elect Director Stephen H. Siegele | For | For | Management | ||||
1.16 | Elect Director Frances Fragos Townsend | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Require Director Nominee with Environmental Experience | Against | Against | Shareholder |
Page 95
FUGRO NV
Ticker: | FUR | Security ID: | N3385Q197 | |||
Meeting Date: | NOV 27, 2013 | Meeting Type: | Special | |||
Record Date: | OCT 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Elect P.A.H. Verhagen to Executive Board | For | For | Management | ||||
3 | Other Business (Non-Voting) | None | None | Management | ||||
4 | Close Meeting | None | None | Management |
FUJIFILM HOLDINGS CORP.
Ticker: | 4901 | Security ID: | J14208102 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Management | ||||
2.1 | Elect Director Komori, Shigetaka | For | For | Management | ||||
2.2 | Elect Director Nakajima, Shigehiro | For | For | Management | ||||
2.3 | Elect Director Tamai, Koichi | For | For | Management | ||||
2.4 | Elect Director Toda, Yuuzo | For | For | Management | ||||
2.5 | Elect Director Ishikawa, Takatoshi | For | For | Management | ||||
2.6 | Elect Director Sukeno, Kenji | For | For | Management | ||||
2.7 | Elect Director Furuya, Kazuhiko | For | For | Management | ||||
2.8 | Elect Director Asami, Masahiro | For | For | Management | ||||
2.9 | Elect Director Yamamoto, Tadahito | For | For | Management | ||||
2.10 | Elect Director Kitayama, Teisuke | For | For | Management | ||||
2.11 | Elect Director Takahashi, Toru | For | For | Management | ||||
2.12 | Elect Director Inoue, Hiroshi | For | For | Management | ||||
3 | Appoint Statutory Auditor Kosugi, Takeo | For | For | Management | ||||
4 | Appoint Alternate Statutory Auditor Kobayakawa, Hisayoshi | For | For | Management |
Page 96
GREATVIEW ASEPTIC PACKAGING CO LTD.
Ticker: | 00468 | Security ID: | G40769104 | |||
Meeting Date: | MAY 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a1 | Elect Bi Hua, Jeff as Director | For | For | Management | ||||
3a2 | Elect Zhu Jia as Director | For | For | Management | ||||
3a3 | Elect Lueth Allen Warren as Director | For | For | Management | ||||
3b | Authorize Board to Fix Directors’ Remuneration | For | For | Management | ||||
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5c | Authorize Reissuance of Repurchased Shares | For | Against | Management |
GROUPE BRUXELLES LAMBERT
Ticker: | GBLB | Security ID: | B4746J115 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports (Non-Voting) | None | None | Management | ||||
2.1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
2.2 | Adopt Financial Statements | For | For | Management | ||||
3 | Approve Discharge of Directors | For | For | Management | ||||
4 | Approve Discharge of Auditors | For | For | Management | ||||
5 | Elect Paul Desmarais III as Director | For | Against | Management | ||||
6 | Approve Change-of-Control Clause Re : Convertible Bonds 2013-2018 | For | For | Management | ||||
7 | Approve Remuneration Report | For | For | Management | ||||
8.1 | Approve Stock Option Plan | For | For | Management | ||||
8.2 | Approve Change-of-Control Clause Re: Stock Option Plan under Item 8.1 | For | Against | Management | ||||
8.3 | Approve Stock Option Plan Grants for 2014 up to EUR 13.5 Million Re: Stock Option Plan under Item 8.1 | For | For | Management | ||||
8.4 | Approve Special Board Report Re: Article 629 of the Company Code Re: Item 8.5 | For | For | Management | ||||
8.5 | Approve Guarantee to Acquire Shares under New Stock Option Plan Re: Item 8.1 | For | For | Management | ||||
9 | Transact Other Business | None | None | Management |
Page 97
GUOCO GROUP LTD.
Ticker: | 00053 | Security ID: | G42098122 | |||
Meeting Date: | NOV 19, 2013 | Meeting Type: | Annual | |||
Record Date: | NOV 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Final Dividend | For | For | Management | ||||
2 | Approve Directors’ Fees | For | For | Management | ||||
3 | Elect Tan Lim Heng as Director | For | For | Management | ||||
4 | Elect Kwek Leng San as Director | For | For | Management | ||||
5 | Elect David Michael Norman as Director | For | For | Management | ||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Authorize Share Repurchase Program | For | For | Management | ||||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
9 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
10 | Approve Grant of Options and Issuance of Shares Pursuant to the Executives’ Share Option Scheme 2012 | For | Against | Management | ||||
11 | Approve Grant of Share Options to Michael DeNoma pursuant to its Executives’ Share Option Scheme 2008 | For | Against | Management |
GUOCO GROUP LTD.
Ticker: | 00053 | Security ID: | G42098122 | |||
Meeting Date: | NOV 19, 2013 | Meeting Type: | Special | |||
Record Date: | NOV 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Proposed Amendments to the Bye-Laws of the Executive Share Option Scheme 2012 of GuocoLand (Malaysia) Berhad | For | Against | Management |
Page 98
HITACHI LTD.
Ticker: | 6501 | Security ID: | J20454112 | |||
Meeting Date: | JUN 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Katsumata, Nobuo | For | For | Management | ||||
1.2 | Elect Director Cynthia Carroll | For | For | Management | ||||
1.3 | Elect Director Sakakibara, Sadayuki | For | For | Management | ||||
1.4 | Elect Director George Buckley | For | For | Management | ||||
1.5 | Elect Director Mochizuki, Harufumi | For | For | Management | ||||
1.6 | Elect Director Philip Yeo | For | For | Management | ||||
1.7 | Elect Director Yoshihara, Hiroaki | For | For | Management | ||||
1.8 | Elect Director Nakanishi, Hiroaki | For | For | Management | ||||
1.9 | Elect Director Hatchoji, Takashi | For | For | Management | ||||
1.10 | Elect Director Higashihara, Toshiaki | For | For | Management | ||||
1.11 | Elect Director Miyoshi, Takashi | For | For | Management | ||||
1.12 | Elect Director Mochida, Nobuo | For | For | Management |
HOMESERVE PLC
Ticker: | HSV | Security ID: | G4639X101 | |||
Meeting Date: | JUL 26, 2013 | Meeting Type: | Annual | |||
Record Date: | JUL 24, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Re-elect Barry Gibson as Director | For | For | Management | ||||
5 | Re-elect Richard Harpin as Director | For | For | Management | ||||
6 | Re-elect Martin Bennett as Director | For | For | Management | ||||
7 | Re-elect Jonathan King as Director | For | For | Management | ||||
8 | Re-elect Ian Chippendale as Director | For | For | Management | ||||
9 | Re-elect Stella David as Director | For | For | Management | ||||
10 | Re-elect Benjamin Mingay as Director | For | For | Management | ||||
11 | Re-elect Mark Morris as Director | For | For | Management | ||||
12 | Elect Johnathan Ford as Director | For | For | Management | ||||
13 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | For | For | Management | ||||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
16 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
17 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
Page 99
HORIBA LTD.
Ticker: | 6856 | Security ID: | J22428106 | |||
Meeting Date: | MAR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Horiba, Atsushi | For | For | Management | ||||
1.2 | Elect Director Ishida, Kozo | For | For | Management | ||||
1.3 | Elect Director Saito, Juichi | For | For | Management | ||||
1.4 | Elect Director Sato, Fumitoshi | For | For | Management | ||||
1.5 | Elect Director Adachi, Masayuki | For | For | Management | ||||
1.6 | Elect Director Sugita, Masahiro | For | For | Management | ||||
2.1 | Appoint Alternate Statutory Auditor Tanabe, Chikao | For | For | Management | ||||
2.2 | Appoint Alternate Statutory Auditor Kikkawa, Sunao | For | For | Management |
HOYA CORP.
Ticker: | 7741 | Security ID: | J22848105 | |||
Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kodama, Yukiharu | For | For | Management | ||||
1.2 | Elect Director Koeda, Itaru | For | For | Management | ||||
1.3 | Elect Director Aso, Yutaka | For | For | Management | ||||
1.4 | Elect Director Uchinaga, Yukako | For | For | Management | ||||
1.5 | Elect Director Urano, Mitsudo | For | For | Management | ||||
1.6 | Elect Director Takasu, Takeo | For | For | Management | ||||
1.7 | Elect Director Suzuki, Hiroshi | For | For | Management | ||||
2.8 | Appoint Shareholder Director Nominee Kubozono, Yu | Against | Against | Shareholder | ||||
2.9 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Against | Against | Shareholder | ||||
2.10 | Appoint Shareholder Director Nominee Yamanaka, Noriko | Against | Against | Shareholder | ||||
3 | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company Proposals | Against | Against | Shareholder | ||||
4 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | Against | For | Shareholder | ||||
5 | Amend Articles to Require a Non-Executive Board Chairman | Against | For | Shareholder | ||||
6 | Amend Articles to Deny Reappointment of External Audit Firm | Against | Against | Shareholder | ||||
7 | Amend Articles to Increase Disclosure of Director Term Limit | Against | Against | Shareholder | ||||
8 | Amend Articles to Increase Disclosure of Director Age Limit | Against | Against | Shareholder | ||||
9 | Amend Articles to Disclose Board Training Policy | Against | Against | Shareholder | ||||
10 | Amend Articles to Increase Disclosure of Hereditary Succession of Representative Executive Officer and Chief Executive Officer | Against | Against | Shareholder | ||||
11 | Amend Articles to Add Language on Opposing Proposals and Amendment Proposals | Against | Against | Shareholder | ||||
12 | Amend Articles to Add Language on the Length of Time for Explaining Shareholder Proposals | Against | Against | Shareholder | ||||
13 | Amend Articles to Add Language on Advisory Votes | Against | Against | Shareholder | ||||
14 | Amend Articles to Establish Special Investigation Committee regarding Expansion into Ophthalmology-Pharma Business | Against | Against | Shareholder | ||||
15 | Amend Articles to Establish Special Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition | Against | Against | Shareholder | ||||
16 | Amend Articles to Establish Technology Management Committee | Against | Against | Shareholder | ||||
17 | Amend Articles to Add Language on Say on Pay Proposals | Against | Against | Shareholder | ||||
18 | Amend Articles to Prohibit Creation of False Transcripts of General Shareholder Meeting Proceedings | Against | Against | Shareholder |
Page 100
INFINEON TECHNOLOGIES AG
Ticker: | IFX | Security ID: | D35415104 | |||
Meeting Date: | FEB 13, 2014 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | For | For | Management | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | For | For | Management | ||||
6 | Approve Affiliation Agreement with Infineon Technologies Finance GmbH | For | For | Management | ||||
7 | Approve Cancellation of Conditional Capital 1999/I | For | For | Management | ||||
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management |
Page 101
KAO CORP.
Ticker: | 4452 | Security ID: | J30642169 | |||
Meeting Date: | MAR 28, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | For | For | Management | ||||
2.1 | Elect Director Sawada, Michitaka | For | For | Management | ||||
2.2 | Elect Director Yoshida, Katsuhiko | For | For | Management | ||||
2.3 | Elect Director Takeuchi, Toshiaki | For | For | Management | ||||
2.4 | Elect Director Kadonaga, Sonosuke | For | For | Management | ||||
2.5 | Elect Director Nagashima, Toru | For | For | Management | ||||
2.6 | Elect Director Oku, Masayuki | For | For | Management | ||||
3 | Appoint Statutory Auditor Waseda, Yumiko | For | Against | Management |
KONINKLIJKE TEN CATE NV
Ticker: | KTC | Security ID: | N5066Q164 | |||
Meeting Date: | APR 17, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Announcements (non-voting) | None | None | Management | ||||
3a | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | None | None | Management | ||||
4a | Adopt Financial Statements | For | For | Management | ||||
4b | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | Management | ||||
5a | Approve Discharge of Management Board | For | For | Management | ||||
5b | Approve Discharge of Supervisory Board | For | For | Management | ||||
6a | Announce Intention to Appoint E.J.F. Bos to Executive Board | None | None | Management | ||||
6b | Elect E.J.F. Bos to Executive Board | For | For | Management | ||||
7a | Announce Vacancies on the Board | None | None | Management | ||||
7b | Opportunity to Make Recommendations | For | For | Management | ||||
7c | Announce Intention to Appoint M.J. Oudeman to Supervisory Board | None | None | Management | ||||
7d | Elect M.J. Oudeman to Supervisory Board | For | For | Management | ||||
8 | Discuss Changes Supervisory Board Profile | None | None | Management | ||||
9 | Authorize Repurchase of Shares | For | For | Management | ||||
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | Management | ||||
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | For | For | Management | ||||
11 | Ratify KPMG as Auditors | For | For | Management | ||||
12 | Other Business (Non-Voting) | None | None | Management | ||||
13 | Close Meeting | None | None | Management |
Page 102
KYOTO KIMONO YUZEN LTD.
Ticker: | 7615 | Security ID: | J3805M102 | |||
Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Management | ||||
2.1 | Elect Director Hattori, Masachika | For | For | Management | ||||
2.2 | Elect Director Takamura, Kikuo | For | For | Management | ||||
2.3 | Elect Director Tanaka, Kenkichi | For | For | Management | ||||
2.4 | Elect Director Kuwada, Kensaku | For | For | Management | ||||
2.5 | Elect Director Hashimoto, Kazuyuki | For | For | Management | ||||
2.6 | Elect Director Kai, Chieko | For | For | Management | ||||
2.7 | Elect Director Mikami, Akiko | For | For | Management | ||||
2.8 | Elect Director Ishikubo, Yoshiyuki | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Aoyama, Hiromu | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Minamihisamatsu, Hiromitsu | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | Management |
Page 103
LINDAB INTERNATIONAL AB
Ticker: | LIAB | Security ID: | W56316107 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 23, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open meeting; Elect Chairman of Meeting | For | For | Management | ||||
2 | Prepare and Approve List of Shareholders | For | For | Management | ||||
3 | Approve Agenda of Meeting | For | For | Management | ||||
4 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
5 | Acknowledge Proper Convening of Meeting | For | For | Management | ||||
6 | Receive President’s Report | None | None | Management | ||||
7 | Receive Financial Statements and Statutory Reports | None | None | Management | ||||
8a | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
8b | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||
8c | Approve Discharge of Board and President | For | For | Management | ||||
9 | Determine Number of Members (6) and Deputy Members of Board (0) | For | For | Management | ||||
10 | Approve Remuneration of Directors in the Amount of SEK 650,000 for Chairman, SEK 300,000 for Other Directors; Approve Remuneration of Auditors | For | For | Management | ||||
11 | Reelect Sonat Burman-Olsson, Stefan Charette, Erik Eberhardson, Kjell Nilsson (Chair), and Birgit Norgaard as Directors; Elect a New Director | For | Against | Management | ||||
12 | Ratify Deloitte as Auditors | For | For | Management | ||||
13 | Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Management | ||||
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Management | ||||
15 | Authorize Share Repurchase Program | For | For | Management | ||||
16 | Authorize Reissuance of Repurchased Shares | For | For | Management | ||||
17 | Close Meeting | None | None | Management |
Page 104
METROPOLE TELEVISION M6
Ticker: | MMT | Security ID: | F6160D108 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions | For | For | Management | ||||
5 | Renew Appointment of Ernst and Young as Auditor | For | For | Management | ||||
6 | Renew Appointment of Auditex as Alternate Auditor | For | For | Management | ||||
7 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | For | For | Management | ||||
8 | Appoint Jean-Christophe Georghiou as Alternate Auditor | For | For | Management | ||||
9 | Reelect Remy Sautter as Supervisory Board Member | For | Against | Management | ||||
10 | Reelect Guy de Panafieu as Supervisory Board Member | For | For | Management | ||||
11 | Reelect Vincent de Dorlodot as Supervisory Board Member | For | Against | Management | ||||
12 | Decision not to Renew Mandate of Gerard Worms as Supervisory Board Member | For | For | Management | ||||
13 | Advisory Vote on Compensation of Nicolas de Tavernost, Chairman of the Management Board | For | For | Management | ||||
14 | Advisory Vote on Compensation of Thomas Valentin, Robin Leproux and Jerome Lefebure, Members of the Management Board | For | For | Management | ||||
15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | For | For | Management | ||||
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
17 | Amend Article 16 of Bylaws Re: Length of Mandate for Management Board Members | For | For | Management | ||||
18 | Authorize up to 1,900,000 Shares for Use in Restricted Stock Plans | For | Against | Management | ||||
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
20 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds | For | For | Management | ||||
21 | Amend Article 10, 25.2 and 39 of Bylaws Re: Share Form, Related Party Transactions, Financial Statements | For | Against | Management | ||||
22 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
23 | Amend Article 35 of Bylaws Re: Double Voting Rights | For | For | Management |
Page 105
MISUMI GROUP INC.
Ticker: | 9962 | Security ID: | J43293109 | |||
Meeting Date: | JUN 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 15.48 | For | For | Management | ||||
2 | Amend Articles to Clarify Director Authorities | For | For | Management | ||||
3.1 | Elect Director Saegusa, Tadashi | For | For | Management | ||||
3.2 | Elect Director Ono, Ryuusei | For | For | Management | ||||
3.3 | Elect Director Takaya, Masayuki | For | For | Management | ||||
3.4 | Elect Director Eguchi, Masahiko | For | For | Management | ||||
3.5 | Elect Director Ikeguchi, Tokuya | For | For | Management | ||||
3.6 | Elect Director Otokozawa, Ichiro | For | For | Management | ||||
3.7 | Elect Director Numagami, Tsuyoshi | For | For | Management | ||||
4.1 | Appoint Statutory Auditor Miyamoto, Hiroshi | For | For | Management | ||||
4.2 | Appoint Statutory Auditor Hirai, Hidetada | For | For | Management | ||||
5 | Appoint Alternate Statutory Auditor Maruyama, Teruhisa | For | For | Management | ||||
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management | ||||
7 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | For | For | Management | ||||
8 | Approve Deep Discount Stock Option Plan | For | For | Management | ||||
9 | Approve Deep Discount Stock Option Plan | For | For | Management |
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: | 8306 | Security ID: | J44497105 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | For | Management | ||||
2.1 | Elect Director Sono, Kiyoshi | For | For | Management | ||||
2.2 | Elect Director Wakabayashi, Tatsuo | For | For | Management | ||||
2.3 | Elect Director Hirano, Nobuyuki | For | For | Management | ||||
2.4 | Elect Director Tanaka, Masaaki | For | For | Management | ||||
2.5 | Elect Director Yuuki, Taihei | For | For | Management | ||||
2.6 | Elect Director Kagawa, Akihiko | For | For | Management | ||||
2.7 | Elect Director Kuroda, Tadashi | For | For | Management | ||||
2.8 | Elect Director Nagaoka, Takashi | For | For | Management | ||||
2.9 | Elect Director Okamoto, Junichi | For | For | Management | ||||
2.10 | Elect Director Noguchi, Hiroyuki | For | For | Management | ||||
2.11 | Elect Director Okuda, Tsutomu | For | For | Management | ||||
2.12 | Elect Director Araki, Ryuuji | For | For | Management | ||||
2.13 | Elect Director Okamoto, Kunie | For | For | Management | ||||
2.14 | Elect Director Kawamoto, Yuuko | For | For | Management | ||||
2.15 | Elect Director Matsuyama, Haruka | For | For | Management | ||||
3 | Appoint Statutory Auditor Sato, Yukihiro | For | Against | Management | ||||
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
Page 106
NEXANS
Ticker: | NEX | Security ID: | F65277109 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 09, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Treatment of Losses | For | For | Management | ||||
4 | Reelect Veronique Guillot-Pelpel as Director | For | For | Management | ||||
5 | Elect Fanny Letier as Director | For | For | Management | ||||
6 | Elect Philippe Joubert as Director | For | For | Management | ||||
7 | Approve Transaction with Invexans | For | For | Management | ||||
8 | Approve Two Transactions with BNP Paribas | For | For | Management | ||||
9 | Advisory Vote on Compensation of Frederic Vincent, Chairman and CEO | For | For | Management | ||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Approve Cancellation of Delegations Authorized by the May 15, 2012, General Meeting Under Items 14 to 19 and by the May 14, 2013 General Meeting Under Item 11 | For | For | Management | ||||
13 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 14 to 17 at EUR 826,000 | For | For | Management | ||||
14 | Authorize Shares for Use in Restricted Stock Plan Reserved for Employees, Corporate Officers and Subsidiaries, Up to Aggregate Nominal Amount of EUR 311,000 (with Performance Conditions Attached) | For | For | Management | ||||
15 | Authorize Shares for Use in Restricted Stock Plan Reserved for Employees and Subsidiaries, Up to Aggregate Nominal Amount of EUR 15,000 (without Performance Conditions Attached) | For | For | Management | ||||
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | For | For | Management | ||||
18 | Amend Article 21 of Bylaws Re: Absence of Double Voting Rights | For | For | Management | ||||
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
A | Dismiss Frederic Vincent as Director | Against | For | Shareholder |
Page 107
NOVARTIS AG
Ticker: | NOVN | Security ID: | 66987V109 | |||
Meeting Date: | FEB 25, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 16, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Against | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | For | For | Management | ||||
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | For | Against | Management | ||||
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | For | For | Management | ||||
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | For | For | Management | ||||
5.2 | Reelect Dimitri Azar as Director | For | For | Management | ||||
5.3 | Reelect Verena Briner as Director | For | For | Management | ||||
5.4 | Reelect Srikant Datar as Director | For | For | Management | ||||
5.5 | Reelect Ann Fudge as Director | For | For | Management | ||||
5.6 | Reelect Pierre Landolt as Director | For | For | Management | ||||
5.7 | Reelect Ulrich Lehner as Director | For | For | Management | ||||
5.8 | Reelect Andreas von Planta as Director | For | For | Management | ||||
5.9 | Reelect Charles Sawyers as Director | For | For | Management | ||||
5.10 | Reelect Enrico Vanni as Director | For | For | Management | ||||
5.11 | Reelect William Winters as Director | For | For | Management | ||||
6.1 | Elect Srikant Datar as Member of the Compensation Committee | For | Against | Management | ||||
6.2 | Elect Ann Fudge as Member of the Compensation Committee | For | For | Management | ||||
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | For | Against | Management | ||||
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | For | Against | Management | ||||
7 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
8 | Designate Peter Andreas Zahn as Independent Proxy | For | For | Management | ||||
9 | Additional And/or Counter-proposals Presented At The Meeting | For | Against | Management |
Page 108
NV BEKAERT SA
Ticker: | BEKB | Security ID: | B6346B111 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ Reports (Non-Voting) | None | None | Management | ||||
2 | Receive Auditors’ Reports (Non-Voting) | None | None | Management | ||||
3 | Approve Remuneration Report | For | Against | Management | ||||
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.85 per Share | For | For | Management | ||||
5.1 | Approve Discharge of Directors | For | For | Management | ||||
5.2 | Approve Discharge of Auditors | For | For | Management | ||||
6.1 | Reelect Alan Begg as Independent Director | For | For | Management | ||||
6.2 | Elect Mei Ye as Independent Director | For | For | Management | ||||
6.3 | Elect Matthew Taylor as Director | For | For | Management | ||||
7.1 | Approve Remuneration of Directors Re: Fixed Fees and Attendance Fees | For | For | Management | ||||
7.2 | Approve Remuneration of Re: Attendance Fees Board Committee Chairman | For | For | Management | ||||
7.3 | Approve Remuneration of Directors Re: Attendance Fees Board Committee Members | For | For | Management | ||||
7.4 | Approve Remuneration of Board Chairman | For | For | Management | ||||
8 | Approve Auditors’ Remuneration | For | For | Management | ||||
9 | Approve Change-of-Control Clauses | For | For | Management | ||||
10 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
11 | Appoint Baron Buysse as Honorary Chairman | For | For | Management |
Page 109
NV BEKAERT SA
Ticker: | BEKB | Security ID: | B6346B111 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Special | |||
Record Date: | APR 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Special Board Report Re: Company Law Article 604 | None | None | Management | ||||
2 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | For | Against | Management | ||||
3 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | Management | ||||
4.a | Insert Transitional Provision in Bylaws Re: Applicability and Expiry of Former Repurchase Authority Following Item 2 | For | For | Management | ||||
4.b | Insert Transitional Provision in Bylaws Re: Applicability and Expiry of Former Capital Increase Authority Following Item 3 | For | For | Management |
OMRON CORP.
Ticker: | 6645 | Security ID: | J61374120 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | For | For | Management | ||||
2.1 | Elect Director Tateishi, Fumio | For | For | Management | ||||
2.2 | Elect Director Yamada, Yoshihito | For | For | Management | ||||
2.3 | Elect Director Suzuki, Yoshinori | For | For | Management | ||||
2.4 | Elect Director Sakumiya, Akio | For | For | Management | ||||
2.5 | Elect Director Nitto, Koji | For | For | Management | ||||
2.6 | Elect Director Toyama, Kazuhiko | For | For | Management | ||||
2.7 | Elect Director Kobayashi, Eizo | For | For | Management | ||||
3 | Appoint Alternate Statutory Auditor Watanabe, Toru | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Ceiling for Performance-Based Cash Compensation for Directors for 2014-2017 | For | For | Management |
Page 110
ORKLA ASA
Ticker: | ORK | Security ID: | R67787102 | |||
Meeting Date: | APR 10, 2014 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting; Elect Idar Kreutzer as Chairman of Meeting | For | Did Not Vote | Management | ||||
2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | For | Did Not Vote | Management | ||||
3.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | None | None | Management | ||||
3.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Did Not Vote | Management | ||||
3.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | For | Did Not Vote | Management | ||||
4 | Receive Company’s Corporate Governance Statement | None | None | Management | ||||
5.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | For | Did Not Vote | Management | ||||
5.2 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Did Not Vote | Management | ||||
6 | Authorize Company to Call EGM with Two Weeks’ Notice | For | Did Not Vote | Management | ||||
7.1 | Elect Stein Hagen as Director | For | Did Not Vote | Management | ||||
7.2 | Elect Grace Skaugen as Director | For | Did Not Vote | Management | ||||
7.3 | Elect Jo Lunder as Director | For | Did Not Vote | Management | ||||
7.4 | Elect Ingrid Blank as Director | For | Did Not Vote | Management | ||||
7.5 | Elect Lisbeth Pallesen as Director | For | Did Not Vote | Management | ||||
7.6 | Elect Lars Dahlgren as Director | For | Did Not Vote | Management | ||||
7.7 | Elect Nils Selte as Director | For | Did Not Vote | Management | ||||
8.1 | Elect Stein Hagen as Chairman | For | Did Not Vote | Management | ||||
8.2 | Elect Grace Skaugen as Vice Chairman | For | Did Not Vote | Management | ||||
9.1 | Elect Leiv Askvig as Member of Nominating Committee | For | Did Not Vote | Management | ||||
9.2 | Elect Anders Ryssdal as Member of Nominating Committee | For | Did Not Vote | Management | ||||
9.3 | Elect Karin Orgland as Member of Nominating Committee | For | Did Not Vote | Management | ||||
10 | Elect Chairman of Nominating Committee | For | Did Not Vote | Management | ||||
11 | Approve Remuneration of Directors in the Amount of NOK 660,000 for Chairman, NOK 515,000 for Vice Chairman, and NOK 390,000 for the Other Directors | For | Did Not Vote | Management | ||||
12 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
Page 111
SAF-HOLLAND S.A.
Ticker: | SFQ | Security ID: | L7999A102 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive and Approve Board’s Reports | For | For | Management | ||||
2 | Receive and Approve Auditor’s Reports | For | For | Management | ||||
3 | Approve Financial Statements | For | For | Management | ||||
4 | Approve Consolidated Financial Statements | For | For | Management | ||||
5 | Approve Allocation of Income | For | For | Management | ||||
6 | Approve Discharge of Directors | For | For | Management | ||||
7 | Approve Discharge of Auditors | For | For | Management | ||||
8 | Approve Cooptation and Election of Martina Merz as Director and Reelect Bernhard Schneider, Samuel Martin, Detlef Borghardt, and Anja Kleyboldt as Directors (Bundled) | For | For | Management | ||||
9 | Renew Appointment of Ernst & Young as Auditor | For | For | Management |
SANOFI
Ticker: | SAN | Security ID: | F5548N101 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Reelect Christopher Viehbacher as Director | For | For | Management | ||||
6 | Reelect Robert Castaigne as Director | For | For | Management | ||||
7 | Reelect Christian Mulliez as Director | For | For | Management | ||||
8 | Elect Patrick Kron as Director | For | For | Management | ||||
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | For | For | Management | ||||
10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | For | For | Management | ||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
12 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 112
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 09, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Peter L.S. Currie | For | For | Management | ||||
1b | Elect Director Tony Isaac | For | For | Management | ||||
1c | Elect Director K. Vaman Kamath | For | For | Management | ||||
1d | Elect Director Maureen Kempston Darkes | For | For | Management | ||||
1e | Elect Director Paal Kibsgaard | For | For | Management | ||||
1f | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1g | Elect Director Michael E. Marks | For | For | Management | ||||
1h | Elect Director Lubna S. Olayan | For | For | Management | ||||
1i | Elect Director Leo Rafael Reif | For | For | Management | ||||
1j | Elect Director Tore I. Sandvold | For | For | Management | ||||
1k | Elect Director Henri Seydoux | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
SHISEIDO CO. LTD.
Ticker: | 4911 | Security ID: | J74358144 | |||
Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | Management | ||||
2.1 | Elect Director Uotani, Masahiko | For | For | Management | ||||
2.2 | Elect Director Carsten Fischer | For | For | Management | ||||
2.3 | Elect Director Iwai, Tsunehiko | For | For | Management | ||||
2.4 | Elect Director Okazawa, Yu | For | For | Management | ||||
2.5 | Elect Director Sakai, Toru | For | For | Management | ||||
2.6 | Elect Director Iwata, Shoichiro | For | For | Management | ||||
2.7 | Elect Director Nagai, Taeko | For | For | Management | ||||
2.8 | Elect Director Uemura, Tatsuo | For | For | Management | ||||
3 | Appoint Statutory Auditor Nishimura, Yoshinori | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Deep Discount Stock Option Plan | For | For | Management |
Page 113
SIEMENS AG
Ticker: | SIE | Security ID: | 826197501 | |||
Meeting Date: | JAN 28, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 3 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | For | For | Management | ||||
5 | Approve Remuneration System for Management Board Members | For | For | Management | ||||
6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | For | For | Management | ||||
7 | Elect Jim Hagemann Snabe to the Supervisory Board | For | For | Management | ||||
8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Management | ||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management | ||||
10 | Approve Cancellation of Capital Authorization | For | For | Management | ||||
11 | Amend Articles Re: Remuneration of the Supervisory Board | For | For | Management |
Page 114
SMC CORP.
Ticker: | 6273 | Security ID: | J75734103 | |||
Meeting Date: | JUN 26, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | For | For | Management | ||||
2 | Amend Articles To Indemnify Directors and Statutory Auditors | For | For | Management | ||||
3.1 | Elect Director Takada, Yoshiyuki | For | For | Management | ||||
3.2 | Elect Director Maruyama, Katsunori | For | For | Management | ||||
3.3 | Elect Director Usui, Ikuji | For | For | Management | ||||
3.4 | Elect Director Tomita, Katsunori | For | For | Management | ||||
3.5 | Elect Director Kosugi, Seiji | For | For | Management | ||||
3.6 | Elect Director Satake, Masahiko | For | For | Management | ||||
3.7 | Elect Director Takada, Yoshiki | For | For | Management | ||||
3.8 | Elect Director Ohashi, Eiji | For | For | Management | ||||
3.9 | Elect Director Kuwahara, Osamu | For | For | Management | ||||
3.10 | Elect Director Mogi, Iwao | For | For | Management | ||||
3.11 | Elect Director Shikakura, Koichi | For | For | Management | ||||
3.12 | Elect Director Ogura, Koji | For | For | Management | ||||
3.13 | Elect Director Kawada, Motoichi | For | For | Management | ||||
3.14 | Elect Director Takada, Susumu | For | For | Management | ||||
3.15 | Elect Director German Berakoetxea | For | For | Management | ||||
3.16 | Elect Director Lup Yin Chan | For | For | Management | ||||
3.17 | Elect Director Kaizu, Masanobu | For | For | Management | ||||
3.18 | Elect Director Steve Bangs | For | For | Management | ||||
4 | Approve Retirement Bonus Payment for Director | For | For | Management |
SOGEFI S.P.A.
Ticker: | SO | Security ID: | T86807103 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Against | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Approve Restricted Stock Plan | For | Against | Management | ||||
1 | Authorization Issuance of Equity or Convertible Bonds with or without Preemptive Rights | For | Against | Management |
Page 115
STATOIL ASA
Ticker: | STL | Security ID: | 85771P102 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Registration of Attending Shareholders and Proxies | None | None | Management | ||||
3 | Elect Chairman of Meeting | For | For | Management | ||||
4 | Approve Notice of Meeting and Agenda | For | For | Management | ||||
5 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | For | For | Management | ||||
7 | Withdraw Company from Tar Sands Activities in Canada | Against | Against | Shareholder | ||||
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Against | Against | Shareholder | ||||
9 | Approve Company’s Corporate Governance Statement | For | For | Management | ||||
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Management | ||||
11 | Approve Remuneration of Auditors | For | For | Management | ||||
12a | Reelect Olaug Svarva as Member of Corporate Assembly | For | For | Management | ||||
12b | Reelect Idar Kreutzer as Member of Corporate Assembly | For | For | Management | ||||
12c | Reelect Karin Aslaksen as Member of Corporate Assembly | For | For | Management | ||||
12d | Reelect Greger Mannsverk as Member of Corporate Assembly | For | For | Management | ||||
12e | Reelect Steinar Olsen as Member of Corporate Assembly | For | For | Management | ||||
12f | Reelect Ingvald Strommen as Member of Corporate Assembly | For | For | Management | ||||
12g | Reelect Rune Bjerke as Member of Corporate Assembly | For | For | Management | ||||
12h | Reelect Siri Kalvig as Member of Corporate Assembly | For | For | Management | ||||
12i | Reelect Barbro Haetta as Member of Corporate Assembly | For | For | Management | ||||
12j | Elect Terje Venold as Member of Corporate Assembly | For | For | Management | ||||
12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | For | For | Management | ||||
12l | Elect Linda Litlekalsoy Aase as Member of Corporate Assembly | For | For | Management | ||||
12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | For | For | Management | ||||
12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | For | For | Management | ||||
12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | For | For | Management | ||||
12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | For | For | Management | ||||
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | For | For | Management | ||||
14a | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | For | For | Management | ||||
14b | Reelect Tom Rathe as Member of Nominating Committee | For | For | Management | ||||
14c | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | For | For | Management | ||||
14d | Elect Tone Bakker as New Member of Nominating Committee | For | For | Management | ||||
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | For | For | Management | ||||
16 | Approve Quaterly Dividend Payment | For | For | Management | ||||
17 | Approve Equity Plan Financing | For | Against | Management | ||||
18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | For | Management | ||||
19 | Terminate Engagement in Angola and Azerbaijan | Against | Against | Shareholder |
Page 116
STOBART GROUP LTD
Ticker: | STOB | Security ID: | G7736S156 | |||
Meeting Date: | MAR 31, 2014 | Meeting Type: | Special | |||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Disposal by Stobart Holdings Limited of Eddie Stobart Logistics Limited | For | For | Management | ||||
2 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
STOLT-NIELSEN LIMITED
Ticker: | SNI | Security ID: | G85080102 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income and Dividends | For | For | Management | ||||
2 | Approve Continuation of Authorized Capital under the Stock Option Plan/Waiver of Shareholders’ Preemptive Rights | For | For | Management | ||||
3 | Authorize Share Repurchase Program | For | Against | Management | ||||
4a | Elect Christer Olsson as Director | For | For | Management | ||||
4b | Elect Niels G. Stolt-Nielsen as Director | For | For | Management | ||||
4c | Elect Jacob Stolt-Nielsen as Director | For | For | Management | ||||
4d | Elect Samuel Cooperman as Director | For | For | Management | ||||
4e | Elect Hakan Larsson as Director | For | For | Management | ||||
4f | Elect Jacob B. Stolt-Nielsen as Director | For | For | Management | ||||
5 | Elect Christer Olsson as Chairman of the Board | For | For | Management | ||||
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 117
SUPERIOR PLUS CORP.
Ticker: | SPB | Security ID: | 86828P103 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Catherine (Kay) M. Best | For | For | Management | ||||
1.2 | Elect Director Grant D. Billing | For | Withhold | Management | ||||
1.3 | Elect Director Eugene V.N. Bissell | For | For | Management | ||||
1.4 | Elect Director Luc Desjardins | For | Withhold | Management | ||||
1.5 | Elect Director Robert J. Engbloom | For | Withhold | Management | ||||
1.6 | Elect Director Randall J. Findlay | For | Withhold | Management | ||||
1.7 | Elect Director Mary Jordan | For | For | Management | ||||
1.8 | Elect Director James S.A. MacDonald | For | For | Management | ||||
1.9 | Elect Director Walentin (Val) Mirosh | For | For | Management | ||||
1.10 | Elect Director David P. Smith | For | For | Management | ||||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
TELECOM ITALIA SPA
Ticker: | TIT | Security ID: | T92778108 | |||
Meeting Date: | DEC 20, 2013 | Meeting Type: | Special | |||
Record Date: | DEC 11, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Proposal Submitted by Shareholder FINDIM Group SA: Revoke Directors from the Board | None | For | Shareholder | ||||
2 | Subject to Item 1 Being Approved: Fix Number of Directors | None | For | Management | ||||
3 | Subject to Item 1 Being Approved: Fix Director Term | None | For | Management | ||||
4 | Subject to Item 1 Being Approved: Approve Remuneration of Directors | None | Against | Management | ||||
5.a | Slate Submitted by Telco SpA | None | Did Not Vote | Shareholder | ||||
5.b | Slate Submitted by Institutional Investors (Assogestioni) | None | For | Shareholder | ||||
6 | Subject to Item 1 Not Being Approved: Elect Angelo Provasoli as New Director | For | For | Management | ||||
7 | Subject to Item 1 Not Being Approved: Elect Director | None | Against | Management | ||||
8 | Eliminate the Par Value of Shares | For | For | Management | ||||
9 | Authorize Capital Increase without Preemptive Rights to Service Conversion of Bonds Issued by Telecom Italia Finance SA | For | For | Management |
Page 118
TELEVISION BROADCASTS LTD.
Ticker: | 00511 | Security ID: | Y85830126 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3a | Elect Charles Chan Kwok Keung as Director | For | For | Management | ||||
3b | Elect Cher Wang Hsiueh Hong as Director | For | For | Management | ||||
3c | Elect Jonathan Milton Nelson as Director | For | For | Management | ||||
3d | Elect Chow Yei Ching as Director | For | For | Management | ||||
3e | Elect Gordon Siu Kwing Chue as Director | For | For | Management | ||||
4 | Approve Increase in Director’s Fee | For | For | Management | ||||
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Extension of Book Close Period from 30 Days to 60 Days | For | For | Management |
Page 119
TESCO PLC
Ticker: | TSCO | Security ID: | G87621101 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | JUN 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Final Dividend | For | For | Management | ||||
5 | Elect Mark Armour as Director | For | For | Management | ||||
6 | Re-elect Sir Richard Broadbent as Director | For | For | Management | ||||
7 | Re-elect Philip Clarke as Director | For | For | Management | ||||
8 | Re-elect Gareth Bullock as Director | For | For | Management | ||||
9 | Re-elect Patrick Cescau as Director | For | For | Management | ||||
10 | Re-elect Stuart Chambers as Director | For | For | Management | ||||
11 | Re-elect Olivia Garfield as Director | For | For | Management | ||||
12 | Re-elect Ken Hanna as Director | For | For | Management | ||||
13 | Re-elect Deanna Oppenheimer as Director | For | For | Management | ||||
14 | Re-elect Jacqueline Tammenoms Bakker as Director | For | For | Management | ||||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
16 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
20 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
21 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
THE RANK GROUP PLC
Ticker: | RNK | Security ID: | G7377H121 | |||
Meeting Date: | OCT 17, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | Against | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Elect Shaa Wasmund as Director | For | For | Management | ||||
5 | Re-elect Ian Burke as Director | For | Against | Management | ||||
6 | Re-elect Colin Child as Director | For | For | Management | ||||
7 | Re-elect Clive Jennings as Director | For | For | Management | ||||
8 | Elect Richard Kilmorey as Director | For | For | Management | ||||
9 | Re-elect Owen O’Donnell as Director | For | For | Management | ||||
10 | Re-elect Tim Scoble as Director | For | For | Management | ||||
11 | Reappoint Ernst & Young LLP as Auditors of the Company | For | For | Management | ||||
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
13 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
14 | Approve EU Political Donations and Expenditure | For | For | Management | ||||
15 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
Page 120
UNILEVER NV
Ticker: | UNA | Security ID: | 904784709 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | None | None | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Financial Statements and Allocation of Income | For | For | Management | ||||
5 | Approve Discharge of Executive Board Members | For | For | Management | ||||
6 | Approve Discharge of Non-Executive Board Members | For | For | Management | ||||
7 | Reelect P.G.J.M. Polman as an Executive Director | For | For | Management | ||||
8 | Relect R.J-M.S. Huet as an Executive Director | For | For | Management | ||||
9 | Reelect L.M. Cha as a Non-Executive Director | For | For | Management | ||||
10 | Reelect L.O. Fresco as a Non-Executive Director | For | For | Management | ||||
11 | Reelect A.M. Fudge as a Non-Executive Director | For | For | Management | ||||
12 | Reelect B.E. Grote as a Non-Executive Director | For | For | Management | ||||
13 | Reelect M.Ma as a Non-Executive Director | For | For | Management | ||||
14 | Reelect H. Nyasulu as a Non-Executive Director | For | For | Management | ||||
15 | Reelect M. Rifkind as a Non-Executive Director | For | For | Management | ||||
16 | Reelect J. Rishton as a Non-Executive Director | For | For | Management | ||||
17 | Reelect K.J. Storm as a Non-Executive Director | For | For | Management | ||||
18 | Reelect M. Treschow as a Non-Executive Director | For | For | Management | ||||
19 | Reelect P.S. Walsh as a Non-Executive Director | For | For | Management | ||||
20 | Elect F Sijbesma as a Non-Executive Director | For | For | Management | ||||
21 | Ratify KPMG as Auditors | For | For | Management | ||||
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | For | Management | ||||
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
24 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
25 | Allow Questions and Close Meeting | None | None | Management |
Page 121
VALLOUREC
Ticker: | VK | Security ID: | F95922104 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 22, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | For | For | Management | ||||
4 | Approve Stock Dividend Program (New Shares) | For | For | Management | ||||
5 | Approve Severance Payment Agreement with Olivier Mallet | For | For | Management | ||||
6 | Advisory Vote on Compensation of Philippe Crouzet, Chairman of the Management Board | For | For | Management | ||||
7 | Advisory Vote on Compensation of Jean-Pierre Michel and Olivier Mallet, Members of the Management Board | For | For | Management | ||||
8 | Reelect Vivienne Cox as Supervisory Board Member | For | For | Management | ||||
9 | Reelect Michel de Fabiani as Supervisory Board Member | For | For | Management | ||||
10 | Reelect Alexandra Schaapveld as Supervisory Board Member | For | For | Management | ||||
11 | Elect Cedric de Bailliencourt as Supervisory Board Member | For | For | Management | ||||
12 | Elect Henri Poupart-Lafarge as Supervisory Board Member | For | For | Management | ||||
13 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 650,000 | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
16 | Approve Stock Purchase Plan Reserved for International Employees | For | For | Management | ||||
17 | Approve Employee Indirect Stock Purchase Plan for International Employees | For | For | Management | ||||
18 | Approve Restricted Stock Plan in Connection with Employees Stock Plan | For | For | Management | ||||
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | For | For | Management | ||||
20 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
21 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 122
WACKER NEUSON SE
Ticker: | WAC | Security ID: | D9553L101 | |||
Meeting Date: | MAY 27, 2014 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | For | For | Management | ||||
3a | Approve Discharge of Management Board Member Guenther Binder for Fiscal 2013 | For | For | Management | ||||
3b | Approve Discharge of Management Board Member Martin Lehner for Fiscal 2013 | For | For | Management | ||||
3c | Approve Discharge of Management Board Member Cem Peksaglam for Fiscal 2013 | For | For | Management | ||||
3d | Approve Discharge of Management Board Member Werner Schwind for Fiscal 2013 | For | For | Management | ||||
4a | Approve Discharge of Supervisory Board Member Matthias Bruse for Fiscal 2013 | For | For | Management | ||||
4b | Approve Discharge of Supervisory Board Member Hans Hasslach for Fiscal 2013 | For | For | Management | ||||
4c | Approve Discharge of Supervisory Board MemberKurt Helletzgruber for Fiscal 2013 | For | For | Management | ||||
4d | Approve Discharge of Supervisory Board Member Eberhard Kollmar for Fiscal 2013 | For | For | Management | ||||
4e | Approve Discharge of Supervisory Board MemberJohann Neunteufel for Fiscal 2013 | For | For | Management | ||||
4f | Approve Discharge of Supervisory Board Member Elvis Schwarzmair for Fiscal 2013 | For | For | Management | ||||
5.1 | Elect Ralph Wacker to the Supervisory Board | For | Against | Management | ||||
5.2 | Elect Geor Sick to the Supervisory Board | Against | Against | Shareholder | ||||
6 | Ratify Ernst & Young as Auditors for Fiscal 2014 | For | For | Management |
======================= The Tocqueville Opportunity Fund =======================
Page 123
3D SYSTEMS CORPORATION
Ticker: | DDD | Security ID: | 88554D205 | |||
Meeting Date: | MAY 19, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William E. Curran | For | For | Management | ||||
1.2 | Elect Director Peter H. Diamandis | For | For | Management | ||||
1.3 | Elect Director Charles W. Hull | For | For | Management | ||||
1.4 | Elect Director Jim D. Kever | For | For | Management | ||||
1.5 | Elect Director G. Walter Loewenbaum, II | For | For | Management | ||||
1.6 | Elect Director Kevin S. Moore | For | For | Management | ||||
1.7 | Elect Director Abraham N. Reichental | For | For | Management | ||||
1.8 | Elect Director Daniel S. Van Riper | For | For | Management | ||||
1.9 | Elect Director Karen E. Welke | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
A. O. SMITH CORPORATION
Ticker: | AOS | Security ID: | 831865209 | |||
Meeting Date: | APR 07, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gloster B. Current, Jr. | For | For | Management | ||||
1.2 | Elect Director William P. Greubel | For | Withhold | Management | ||||
1.3 | Elect Director Idelle K. Wolf | For | For | Management | ||||
1.4 | Elect Director Gene C. Wulf | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 124
ACCELERON PHARMA INC.
Ticker: | XLRN | Security ID: | 00434H108 | |||
Meeting Date: | JUN 20, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jean M. George | For | For | Management | ||||
1.2 | Elect Director George Golumbeski | For | Withhold | Management | ||||
1.3 | Elect Director Edwin M. Kania, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ACTAVIS PLC
Ticker: | ACT | Security ID: | G0083B108 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Paul M. Bisaro | For | For | Management | ||||
1b | Elect Director James H. Bloem | For | For | Management | ||||
1c | Elect Director Christopher W. Bodine | For | For | Management | ||||
1d | Elect Director Tamar D. Howson | For | For | Management | ||||
1e | Elect Director John A. King | For | For | Management | ||||
1f | Elect Director Catherine M. Klema | For | For | Management | ||||
1g | Elect Director Jiri Michal | For | For | Management | ||||
1h | Elect Director Sigurdur Olafsson | For | For | Management | ||||
1i | Elect Director Patrick J. O’Sullivan | For | For | Management | ||||
1j | Elect Director Ronald R. Taylor | For | For | Management | ||||
1k | Elect Director Andrew L. Turner | For | Against | Management | ||||
1l | Elect Director Fred G. Weiss | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Report on Sustainability | Against | For | Shareholder |
ACTAVIS PLC
Ticker: | ACT | Security ID: | G0083B108 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Special | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
Page 125
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 07, 2014 | Meeting Type: | Annual | |||
Record Date: | NOV 12, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.2 | Elect Director Robert F. McCullough | For | For | Management | ||||
1.3 | Elect Director Dominic J. Pileggi | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ADVENT SOFTWARE, INC.
Ticker: | ADVS | Security ID: | 007974108 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Stephanie G. DiMarco | For | Against | Management | ||||
1b | Elect Director David Peter F. Hess Jr. | For | Against | Management | ||||
1c | Elect Director James D. Kirsner | For | Against | Management | ||||
1d | Elect Director Wendell G. Van Auken | For | Against | Management | ||||
1e | Elect Director Asiff S. Hirji | For | Against | Management | ||||
1f | Elect Director Robert M. Tarkoff | For | Against | Management | ||||
1g | Elect Director Michael L. Frandsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
AEGERION PHARMACEUTICALS, INC.
Ticker: | AEGR | Security ID: | 00767E102 | |||
Meeting Date: | JUN 25, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sol J. Barer | For | Withhold | Management | ||||
1.2 | Elect Director Antonio M. Gotto, Jr. | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 126
AERCAP HOLDINGS NV
Ticker: | AER | Security ID: | N00985106 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3 | Discuss Remuneration Report | None | None | Management | ||||
4 | Adopt Financial Statements | For | For | Management | ||||
5 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
6 | Approve Discharge of Board of Directors | For | For | Management | ||||
7 | Designate Keth A. Helming as Designated Person to Represent the Company in Case all Directors Are Absent/ Prevented from Acting | For | For | Management | ||||
8 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
11a | Increase Authorized Share Capital from EUR 2.5 Million to EUR 3.5 Million Re: Acquisition of International Lease Finance Corporation | For | For | Management | ||||
11b | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 11a | For | For | Management | ||||
12 | Allow Questions | None | None | Management | ||||
13 | Close Meeting | None | None | Management |
AFFILIATED MANAGERS GROUP, INC.
Ticker: | AMG | Security ID: | 008252108 | |||
Meeting Date: | JUN 16, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Samuel T. Byrne | For | For | Management | ||||
1b | Elect Director Dwight D. Churchill | For | For | Management | ||||
1c | Elect Director Niall Ferguson | For | For | Management | ||||
1d | Elect Director Sean M. Healey | For | For | Management | ||||
1e | Elect Director Harold J. Meyerman | For | For | Management | ||||
1f | Elect Director William J. Nutt | For | For | Management | ||||
1g | Elect Director Tracy P. Palandjian | For | For | Management | ||||
1h | Elect Director Rita M. Rodriguez | For | For | Management | ||||
1i | Elect Director Patrick T. Ryan | For | For | Management | ||||
1j | Elect Director Jide J. Zeitlin | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 127
AIRGAS, INC.
Ticker: | ARG | Security ID: | 009363102 | |||
Meeting Date: | AUG 06, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John P. Clancey | For | Withhold | Management | ||||
1.2 | Elect Director Richard C. Ill | For | For | Management | ||||
1.3 | Elect Director Ted B. Miller, Jr. | For | Withhold | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard Bell | For | For | Management | ||||
1.2 | Elect Director Max Link | For | For | Management | ||||
1.3 | Elect Director William R. Keller | For | For | Management | ||||
1.4 | Elect Director John T. Mollen | For | For | Management | ||||
1.5 | Elect Director R. Douglas Norby | For | For | Management | ||||
1.6 | Elect Director Alvin S. Parven | For | For | Management | ||||
1.7 | Elect Director Andreas Rummelt | For | For | Management | ||||
1.8 | Elect Director Ann M. Veneman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
Page 128
ALIGN TECHNOLOGY, INC.
Ticker: | ALGN | Security ID: | 016255101 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph Lacob | For | For | Management | ||||
1.2 | Elect Director C. Raymond Larkin, Jr. | For | For | Management | ||||
1.3 | Elect Director George J. Morrow | For | For | Management | ||||
1.4 | Elect Director David C. Nagel | For | For | Management | ||||
1.5 | Elect Director Thomas M. Prescott | For | For | Management | ||||
1.6 | Elect Director Andrea L. Saia | For | For | Management | ||||
1.7 | Elect Director Greg J. Santora | For | For | Management | ||||
1.8 | Elect Director Warren S. Thaler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ALKERMES PLC
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | AUG 01, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 10, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Anstice | For | For | Management | ||||
1.2 | Elect Director Robert A. Breyer | For | For | Management | ||||
1.3 | Elect Director Wendy L. Dixon | For | Against | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Change Location of Annual Meeting | For | For | Management | ||||
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ALKERMES PLC
Ticker: | ALKS | Security ID: | G01767105 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul J. Mitchell | For | For | Management | ||||
1.2 | Elect Director Richard F. Pops | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Change Location of Annual Meeting | For | For | Management | ||||
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
Page 129
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director David E.I. Pyott | For | Against | Management | ||||
1b | Elect Director Michael R. Gallagher | For | Against | Management | ||||
1c | Elect Director Deborah Dunsire | For | Against | Management | ||||
1d | Elect Director Trevor M. Jones | For | Against | Management | ||||
1e | Elect Director Louis J. Lavigne, Jr. | For | Against | Management | ||||
1f | Elect Director Peter J. McDonnell | For | Against | Management | ||||
1g | Elect Director Timothy D. Proctor | For | Against | Management | ||||
1h | Elect Director Russell T. Ray | For | Against | Management | ||||
1i | Elect Director Henri A. Termeer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder |
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: | ADS | Security ID: | 018581108 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce K. Anderson | For | For | Management | ||||
1.2 | Elect Director Roger H. Ballou | For | For | Management | ||||
1.3 | Elect Director Lawrence M. Benveniste | For | Against | Management | ||||
1.4 | Elect Director D. Keith Cobb | For | Against | Management | ||||
1.5 | Elect Director E. Linn Draper, Jr. | For | For | Management | ||||
1.6 | Elect Director Kenneth R. Jensen | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 130
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: | ALSN | Security ID: | 01973R101 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian A. Bernasek | For | Withhold | Management | ||||
1.2 | Elect Director Kosty Gilis | For | Withhold | Management | ||||
1.3 | Elect Director Francis Raborn | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AMERICAN AIRLINES GROUP INC.
Ticker: | AAL | Security ID: | 02376R102 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director James F. Albaugh | For | For | Management | ||||
1b | Elect Director Jeffrey D. Benjamin | For | For | Management | ||||
1c | Elect Director John T. Cahill | For | For | Management | ||||
1d | Elect Director Michael J. Embler | For | For | Management | ||||
1e | Elect Director Matthew J. Hart | For | For | Management | ||||
1f | Elect Director Alberto Ibarguen | For | For | Management | ||||
1g | Elect Director Richard C. Kraemer | For | For | Management | ||||
1h | Elect Director Denise M. O’Leary | For | For | Management | ||||
1i | Elect Director W. Douglas Parker | For | For | Management | ||||
1j | Elect Director Ray M. Robinson | For | For | Management | ||||
1k | Elect Director Richard P. Schifter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
AMETEK, INC.
Ticker: | AME | Security ID: | 031100100 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Conti | For | For | Management | ||||
1.2 | Elect Director Frank S. Hermance | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 131
ANNIE’S, INC.
Ticker: | BNNY | Security ID: | 03600T104 | |||
Meeting Date: | SEP 10, 2013 | Meeting Type: | Annual | |||
Record Date: | JUL 15, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Director Molly F. Ashby | For | Withhold | Management | ||||
2.2 | Elect Director John M. Foraker | For | Withhold | Management | ||||
2.3 | Elect Director Julie D. Klapstein | For | Withhold | Management | ||||
2.4 | Elect Director Lawrence S. Peiros | For | Withhold | Management | ||||
2.5 | Elect Director Bettina M. Whyte | For | Withhold | Management | ||||
2.6 | Elect Director Billie Ida Williamson | For | For | Management | ||||
3.7 | Elect Director Bettina M. Whyte | For | Withhold | Management | ||||
3.8 | Elect Director Billie Ida Williamson | For | For | Management | ||||
4 | Amend Certificate of Incorporation Eliminating Various Provisions Related to Solera Capital, LLC | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cashman, III | For | For | Management | ||||
1.2 | Elect Director Ajei S. Gopal | For | For | Management | ||||
1.3 | Elect Director William R. McDermott | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 132
APTARGROUP, INC.
Ticker: | ATR | Security ID: | 038336103 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George L. Fotiades | For | For | Management | ||||
1.2 | Elect Director King W. Harris | For | For | Management | ||||
1.3 | Elect Director Peter H. Pfeiffer | For | For | Management | ||||
1.4 | Elect Director Joanne C. Smith | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
ARTHUR J. GALLAGHER & CO.
Ticker: | AJG | Security ID: | 363576109 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Sherry S. Barrat | For | For | Management | ||||
1b | Elect Director William L. Bax | For | For | Management | ||||
1c | Elect Director Frank E. English, Jr. | For | For | Management | ||||
1d | Elect Director J. Patrick Gallagher, Jr. | For | For | Management | ||||
1e | Elect Director Elbert O. Hand | For | For | Management | ||||
1f | Elect Director David S. Johnson | For | For | Management | ||||
1g | Elect Director Kay W. McCurdy | For | For | Management | ||||
1h | Elect Director Norman L. Rosenthal | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 05, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dominic P. Orr | For | For | Management | ||||
1.2 | Elect Director Keerti Melkote | For | For | Management | ||||
1.3 | Elect Director Bernard Guidon | For | For | Management | ||||
1.4 | Elect Director Emmanuel Hernandez | For | For | Management | ||||
1.5 | Elect Director Michael R. Kourey | For | For | Management | ||||
1.6 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.7 | Elect Director Juergen Rottler | For | Withhold | Management | ||||
1.8 | Elect Director Daniel Warmenhoven | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 133
ASPEN TECHNOLOGY, INC.
Ticker: | AZPN | Security ID: | 045327103 | |||
Meeting Date: | DEC 05, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Whelan, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Donald P. Casey | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ASTRONICS CORPORATION
Ticker: | ATRO | Security ID: | 046433108 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond W. Boushie | For | Withhold | Management | ||||
1.2 | Elect Director Robert T. Brady | For | Withhold | Management | ||||
1.3 | Elect Director John B. Drenning | For | Withhold | Management | ||||
1.4 | Elect Director Peter J. Gundermann | For | Withhold | Management | ||||
1.5 | Elect Director Kevin T. Keane | For | Withhold | Management | ||||
1.6 | Elect Director Robert J. McKenna | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ATHENAHEALTH, INC.
Ticker: | ATHN | Security ID: | 04685W103 | |||
Meeting Date: | JUN 09, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Amy Abernethy | For | For | Management | ||||
1.2 | Elect Director Jonathan Bush | For | For | Management | ||||
1.3 | Elect Director Brandon Hull | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 134
AUXILIUM PHARMACEUTICALS, INC.
Ticker: | AUXL | Security ID: | 05334D107 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rolf A. Classon | For | For | Management | ||||
1.2 | Elect Director Adrian Adams | For | For | Management | ||||
1.3 | Elect Director Peter C. Brandt | For | For | Management | ||||
1.4 | Elect Director Oliver S. Fetzer | For | For | Management | ||||
1.5 | Elect Director Paul A. Friedman | For | For | Management | ||||
1.6 | Elect Director Nancy S. Lurker | For | For | Management | ||||
1.7 | Elect Director William T. McKee | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management |
B/E AEROSPACE, INC.
Ticker: | BEAV | Security ID: | 073302101 | |||
Meeting Date: | JUL 24, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 28, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael F. Senft | For | Withhold | Management | ||||
1.2 | Elect Director John T. Whates | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
BALL CORPORATION
Ticker: | BLL | Security ID: | 058498106 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Hayes | For | Withhold | Management | ||||
1.2 | Elect Director George M. Smart | For | Withhold | Management | ||||
1.3 | Elect Director Theodore M. Solso | For | Withhold | Management | ||||
1.4 | Elect Director Stuart A. Taylor, II | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
Page 135
BANK OF THE OZARKS, INC.
Ticker: | OZRK | Security ID: | 063904106 | |||
Meeting Date: | MAY 19, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George Gleason | For | Withhold | Management | ||||
1.2 | Elect Director Dan Thomas | For | Withhold | Management | ||||
1.3 | Elect Director Greg McKinney | For | Withhold | Management | ||||
1.4 | Elect Director Jean Arehart | For | For | Management | ||||
1.5 | Elect Director Nicholas Brown | For | Withhold | Management | ||||
1.6 | Elect Director Richard Cisne | For | For | Management | ||||
1.7 | Elect Director Robert East | For | Withhold | Management | ||||
1.8 | Elect Director Catherine B. Freedberg | For | Withhold | Management | ||||
1.9 | Elect Director Linda Gleason | For | Withhold | Management | ||||
1.10 | Elect Director Peter Kenny | For | Withhold | Management | ||||
1.11 | Elect Director Henry Mariani | For | Withhold | Management | ||||
1.12 | Elect Director Robert Proost | For | For | Management | ||||
1.13 | Elect Director R. L. Qualls | For | Withhold | Management | ||||
1.14 | Elect Director John Reynolds | For | Withhold | Management | ||||
1.15 | Elect Director Sherece West-Scantlebury | For | For | Management | ||||
2 | Change Range for Size of the Board | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | Against | Management | ||||
4 | Approve Restricted Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
BANKUNITED, INC.
Ticker: | BKU | Security ID: | 06652K103 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tere Blanca | For | Withhold | Management | ||||
1.2 | Elect Director Sue M. Cobb | For | Withhold | Management | ||||
1.3 | Elect Director Eugene F. DeMark | For | Withhold | Management | ||||
1.4 | Elect Director Michael J. Dowling | For | Withhold | Management | ||||
1.5 | Elect Director John A. Kanas | For | Withhold | Management | ||||
1.6 | Elect Director Douglas J. Pauls | For | Withhold | Management | ||||
1.7 | Elect Director Rajinder P. Singh | For | Withhold | Management | ||||
1.8 | Elect Director Sanjiv Sobti | For | For | Management | ||||
1.9 | Elect Director A. Robert Towbin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
Page 136
BELDEN INC.
Ticker: | BDC | Security ID: | 077454106 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Aldrich | For | For | Management | ||||
1.2 | Elect Director Lance C. Balk | For | For | Management | ||||
1.3 | Elect Director Steven W. Berglund | For | For | Management | ||||
1.4 | Elect Director Judy L. Brown | For | For | Management | ||||
1.5 | Elect Director Bryan C. Cressey | For | For | Management | ||||
1.6 | Elect Director Glenn Kalnasy | For | For | Management | ||||
1.7 | Elect Director George Minnich | For | For | Management | ||||
1.8 | Elect Director John M. Monter | For | For | Management | ||||
1.9 | Elect Director John S. Stroup | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BIOMARIN PHARMACEUTICAL INC.
Ticker: | BMRN | Security ID: | 09061G101 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.2 | Elect Director Michael Grey | For | For | Management | ||||
1.3 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.4 | Elect Director Pierre Lapalme | For | For | Management | ||||
1.5 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.6 | Elect Director Richard A. Meier | For | For | Management | ||||
1.7 | Elect Director Alan J. Lewis | For | For | Management | ||||
1.8 | Elect Director William D. Young | For | For | Management | ||||
1.9 | Elect Director Kenneth M. Bate | For | For | Management | ||||
1.10 | Elect Director Dennis J. Slamon | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 137
BLUEBIRD BIO, INC.
Ticker: | BLUE | Security ID: | 09609G100 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven Gillis | For | For | Management | ||||
1.2 | Elect Director Nick Leschly | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
BOB EVANS FARMS, INC.
Ticker: | BOBE | Security ID: | 096761101 | |||
Meeting Date: | AUG 21, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 28, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Larry C. Corbin | For | For | Management | ||||
1b | Elect Director Steven A. Davis | For | For | Management | ||||
1c | Elect Director Michael J. Gasser | For | For | Management | ||||
1d | Elect Director E. Gordon Gee | For | For | Management | ||||
1e | Elect Director E.W. (Bill) Ingram, III | For | For | Management | ||||
1f | Elect Director Mary Kay Haben | For | For | Management | ||||
1g | Elect Director Cheryl L. Krueger | For | For | Management | ||||
1h | Elect Director G. Robert Lucas | For | For | Management | ||||
1i | Elect Director Eileen A. Mallesch | For | For | Management | ||||
1j | Elect Director Paul S. Williams | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
BORGWARNER INC.
Ticker: | BWA | Security ID: | 099724106 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jan Carlson | For | For | Management | ||||
1.2 | Elect Director Dennis C. Cuneo | For | For | Management | ||||
1.3 | Elect Director Vicki L. Sato | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
Page 138
CADENCE DESIGN SYSTEMS, INC.
Ticker: | CDNS | Security ID: | 127387108 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Susan L. Bostrom | For | For | Management | ||||
1.2 | Elect Director James D. Plummer | For | For | Management | ||||
1.3 | Elect Director Alberto Sangiovanni-Vincentelli | For | For | Management | ||||
1.4 | Elect Director George M. Scalise | For | For | Management | ||||
1.5 | Elect Director John B. Shoven | For | For | Management | ||||
1.6 | Elect Director Roger S. Siboni | For | For | Management | ||||
1.7 | Elect Director Young K. Sohn | For | For | Management | ||||
1.8 | Elect Director Lip-Bu Tan | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
CAESARSTONE SDOT-YAM LTD.
Ticker: | CSTE | Security ID: | M20598104 | |||
Meeting Date: | DEC 19, 2013 | Meeting Type: | Annual | |||
Record Date: | NOV 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Reelect Maxim Ohana as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
1.2 | Reelect Eitan Shachar as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
1.3 | Reelect Boaz Shani as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
1.4 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
1.5 | Reelect Gal Cohen as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
1.6 | Elect Ram Belnikov as Director Until the End of the Next Annual General Meeting | For | For | Management | ||||
2 | Approve Compensation of Directors of the Company | For | For | Management | ||||
3 | Approve Conditions for the Extension, Renewal, and Entering into a New Insurance Policy for Directors and Officers of the Company officers? liability | For | For | Management | ||||
4 | Amend Articles of Association | For | For | Management | ||||
5 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Discuss Financial Statements and the Report of the Board for 2012 | None | None | Management | ||||
7 | Other Business (Voting), If Relevant | For | Against | Management | ||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Management |
Page 139
CAESARSTONE SDOT-YAM LTD.
Ticker: | CSTE | Security ID: | M20598104 | |||
Meeting Date: | FEB 21, 2014 | Meeting Type: | Special | |||
Record Date: | JAN 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Avner Naveh as Director Until the Next Annual Meeting | For | For | Management | ||||
2 | Approve Compensation Policy for the Directors and Officers of the Company | For | Against | Management | ||||
3 | Approve Compensation of Avner Naveh, Incoming Director | For | For | Management | ||||
4 | Amend Articles of Association | For | For | Management | ||||
5 | Other Business (Voting if Applicable) | For | Against | Management | ||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Management |
Page 140
CAVIUM, INC.
Ticker: | CAVM | Security ID: | 14964U108 | |||
Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C.N. Reddy | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CBOE HOLDINGS, INC.
Ticker: | CBOE | Security ID: | 12503M108 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Brodsky | For | For | Management | ||||
1.2 | Elect Director James R. Boris | For | For | Management | ||||
1.3 | Elect Director Frank E. English, Jr. | For | For | Management | ||||
1.4 | Elect Director Edward J. Fitzpatrick | For | For | Management | ||||
1.5 | Elect Director Janet P. Froetscher | For | For | Management | ||||
1.6 | Elect Director Jill R. Goodman | For | For | Management | ||||
1.7 | Elect Director R. Eden Martin | For | For | Management | ||||
1.8 | Elect Director Roderick A. Palmore | For | For | Management | ||||
1.9 | Elect Director Susan M. Phillips | For | For | Management | ||||
1.10 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.11 | Elect Director Carole E. Stone | For | For | Management | ||||
1.12 | Elect Director Eugene S. Sunshine | For | For | Management | ||||
1.13 | Elect Director Edward T. Tilly | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CELLDEX THERAPEUTICS, INC.
Ticker: | CLDX | Security ID: | 15117B103 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Ellberger | For | Withhold | Management | ||||
1.2 | Elect Director Anthony S. Marucci | For | Withhold | Management | ||||
1.3 | Elect Director Herbert J. Conrad | For | Withhold | Management | ||||
1.4 | Elect Director George O. Elston | For | For | Management | ||||
1.5 | Elect Director Harry H. Penner, Jr. | For | For | Management | ||||
1.6 | Elect Director Timothy M. Shannon | For | Withhold | Management | ||||
1.7 | Elect Director Karen L. Shoos | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 141
CEPHEID
Ticker: | CPHD | Security ID: | 15670R107 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Easton | For | Against | Management | ||||
1.2 | Elect Director Hollings C. Renton | For | For | Management | ||||
1.3 | Elect Director Glenn D. Steele, Jr. | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CHEMOCENTRYX, INC.
Ticker: | CCXI | Security ID: | 16383L106 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roger C. Lucas | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CHICAGO BRIDGE & IRON COMPANY N.V.
Ticker: | CBI | Security ID: | 167250109 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director James H. Miller | For | For | Management | ||||
2a | Elect Director James R. Bolch | For | For | Management | ||||
2b | Elect Director Larry D. McVay | For | For | Management | ||||
2c | Elect Director Marsha C. Williams | For | For | Management | ||||
3 | Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V. | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
6 | Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors | For | For | Management | ||||
7 | Approve Discharge of Management Board | For | For | Management | ||||
8 | Approve Discharge of Supervisory Board | For | For | Management | ||||
9 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | Against | Management | ||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
12 | Grant Board Authority to Issue Shares | For | For | Management | ||||
13 | Approve Remuneration of Supervisory Board | For | Against | Management |
Page 142
CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director James R. Craigie | For | For | Management | ||||
1b | Elect Director Robert D. LeBlanc | For | For | Management | ||||
1c | Elect Director Janet S. Vergis | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CIRRUS LOGIC, INC.
Ticker: | CRUS | Security ID: | 172755100 | |||
Meeting Date: | JUL 30, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John C. Carter | For | For | Management | ||||
1.2 | Elect Director Timothy R. Dehne | For | For | Management | ||||
1.3 | Elect Director Jason P. Rhode | For | For | Management | ||||
1.4 | Elect Director Alan R. Schuele | For | For | Management | ||||
1.5 | Elect Director William D. Sherman | For | For | Management | ||||
1.6 | Elect Director Susan Wang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
Page 143
CITY NATIONAL CORPORATION
Ticker: | CYN | Security ID: | 178566105 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell Goldsmith | For | Against | Management | ||||
1.2 | Elect Director Bram Goldsmith | For | Against | Management | ||||
1.3 | Elect Director Mohamad Ali | For | For | Management | ||||
1.4 | Elect Director Richard L. Bloch | For | Against | Management | ||||
1.5 | Elect Director Kenneth L. Coleman | For | Against | Management | ||||
1.6 | Elect Director Ashok Israni | For | For | Management | ||||
1.7 | Elect Director Bruce Rosenblum | For | Against | Management | ||||
1.8 | Elect Director Peter M. Thomas | For | For | Management | ||||
1.9 | Elect Director Robert H. Tuttle | For | Against | Management | ||||
1.10 | Elect Director Christopher J. Warmuth | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CLOVIS ONCOLOGY, INC.
Ticker: | CLVS | Security ID: | 189464100 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Keith Flaherty | For | For | Management | ||||
1.2 | Elect Director Ginger Graham | For | For | Management | ||||
1.3 | Elect Director Edward J. McKinley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 144
COLFAX CORPORATION
Ticker: | CFX | Security ID: | 194014106 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Mitchell P. Rales | For | Against | Management | ||||
1b | Elect Director Steven E. Simms | For | Against | Management | ||||
1c | Elect Director Clay H. Kiefaber | For | Against | Management | ||||
1d | Elect Director Patrick W. Allender | For | Against | Management | ||||
1e | Elect Director Thomas S. Gayner | For | For | Management | ||||
1f | Elect Director Rhonda L. Jordan | For | Against | Management | ||||
1g | Elect Director San W. Orr, III | For | Against | Management | ||||
1h | Elect Director A. Clayton Perfall | For | For | Management | ||||
1i | Elect Director Rajiv Vinnakota | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
COMMVAULT SYSTEMS, INC.
Ticker: | CVLT | Security ID: | 204166102 | |||
Meeting Date: | AUG 21, 2013 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Armando Geday | For | For | Management | ||||
1.2 | Elect Director F. Robert Kurimsky | For | For | Management | ||||
1.3 | Elect Director David F. Walker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CONCUR TECHNOLOGIES, INC.
Ticker: | CNQR | Security ID: | 206708109 | |||
Meeting Date: | MAR 12, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward P. Gilligan | For | Withhold | Management | ||||
1.2 | Elect Director Jeffrey T. McCabe | For | Withhold | Management | ||||
1.3 | Elect Director Rajeev Singh | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 145
CONSTELLATION BRANDS, INC.
Ticker: | STZ | Security ID: | 21036P108 | |||
Meeting Date: | JUL 24, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 28, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jerry Fowden | For | For | Management | ||||
1.2 | Elect Director Barry A. Fromberg | For | Withhold | Management | ||||
1.3 | Elect Director Robert L. Hanson | For | For | Management | ||||
1.4 | Elect Director Jeananne K. Hauswald | For | Withhold | Management | ||||
1.5 | Elect Director James A. Locke, III | For | Withhold | Management | ||||
1.6 | Elect Director Richard Sands | For | Withhold | Management | ||||
1.7 | Elect Director Robert Sands | For | Withhold | Management | ||||
1.8 | Elect Director Judy A. Schmeling | For | For | Management | ||||
1.9 | Elect Director Paul L. Smith | For | Withhold | Management | ||||
1.10 | Elect Director Keith E. Wandell | For | For | Management | ||||
1.11 | Elect Director Mark Zupan | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
COPART, INC.
Ticker: | CPRT | Security ID: | 217204106 | |||
Meeting Date: | DEC 16, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 28, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Willis J. Johnson | For | Withhold | Management | ||||
1.2 | Elect Director A. Jayson Adair | For | Withhold | Management | ||||
1.3 | Elect Director Matt Blunt | For | Withhold | Management | ||||
1.4 | Elect Director Steven D. Cohan | For | For | Management | ||||
1.5 | Elect Director Daniel J. Englander | For | Withhold | Management | ||||
1.6 | Elect Director James E. Meeks | For | Withhold | Management | ||||
1.7 | Elect Director Vincent W. Mitz | For | Withhold | Management | ||||
1.8 | Elect Director Thomas N. Tryforos | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Stock Option Grants | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
Page 146
CORE LABORATORIES N.V.
Ticker: | CLB | Security ID: | N22717107 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director David M. Demshur | For | For | Management | ||||
1b | Elect Director Michael C. Kearney | For | For | Management | ||||
1c | Elect Director Jan Willem Sodderland | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | For | For | Management | ||||
8 | Authorize Board to Exclude Preemptive Rights from Issuance | For | For | Management | ||||
9 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
10 | Amend Omnibus Stock Plan | For | Against | Management |
CORELOGIC, INC.
Ticker: | CLGX | Security ID: | 21871D103 | |||
Meeting Date: | JUL 30, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. David Chatham | For | For | Management | ||||
1.2 | Elect Director Douglas C. Curling | For | For | Management | ||||
1.3 | Elect Director John C. Dorman | For | For | Management | ||||
1.4 | Elect Director Paul F. Folino | For | For | Management | ||||
1.5 | Elect Director Anand K. Nallathambi | For | For | Management | ||||
1.6 | Elect Director Thomas C. O’Brien | For | For | Management | ||||
1.7 | Elect Director Jaynie Miller Studenmund | For | For | Management | ||||
1.8 | Elect Director D. Van Skilling | For | For | Management | ||||
1.9 | Elect Director David F. Walker | For | For | Management | ||||
1.10 | Elect Director Mary Lee Widener | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 147
CORNERSTONE ONDEMAND, INC.
Ticker: | CSOD | Security ID: | 21925Y103 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 09, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam L. Miller | For | For | Management | ||||
1.2 | Elect Director R. C. Mark Baker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
COSTAR GROUP, INC.
Ticker: | CSGP | Security ID: | 22160N109 | |||
Meeting Date: | JUN 02, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael R. Klein | For | For | Management | ||||
1.2 | Elect Director Andrew C. Florance | For | For | Management | ||||
1.3 | Elect Director David Bonderman | For | For | Management | ||||
1.4 | Elect Director Michael J. Glosserman | For | For | Management | ||||
1.5 | Elect Director Warren H. Haber | For | For | Management | ||||
1.6 | Elect Director John W. Hill | For | For | Management | ||||
1.7 | Elect Director Christopher J. Nassetta | For | For | Management | ||||
1.8 | Elect Director David J. Steinberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CREE, INC.
Ticker: | CREE | Security ID: | 225447101 | |||
Meeting Date: | OCT 29, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles M. Swoboda | For | Withhold | Management | ||||
1.2 | Elect Director Clyde R. Hosein | For | Withhold | Management | ||||
1.3 | Elect Director Robert A. Ingram | For | Withhold | Management | ||||
1.4 | Elect Director Franco Plastina | For | Withhold | Management | ||||
1.5 | Elect Director Alan J. Ruud | For | Withhold | Management | ||||
1.6 | Elect Director Robert L. Tillman | For | Withhold | Management | ||||
1.7 | Elect Director Thomas H. Werner | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 148
CROWN HOLDINGS, INC.
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenne K. Britell | For | For | Management | ||||
1.2 | Elect Director John W. Conway | For | For | Management | ||||
1.3 | Elect Director Arnold W. Donald | For | For | Management | ||||
1.4 | Elect Director William G. Little | For | For | Management | ||||
1.5 | Elect Director Hans J. Loliger | For | For | Management | ||||
1.6 | Elect Director James H. Miller | For | For | Management | ||||
1.7 | Elect Director Josef M. Muller | For | For | Management | ||||
1.8 | Elect Director Thomas A. Ralph | For | For | Management | ||||
1.9 | Elect Director Caesar F. Sweitzer | For | For | Management | ||||
1.10 | Elect Director Jim L. Turner | For | For | Management | ||||
1.11 | Elect Director William S. Urkiel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Share Retention Policy For Senior Executives | Against | Against | Shareholder | ||||
5 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
CUBIST PHARMACEUTICALS, INC.
Ticker: | CBST | Security ID: | 229678107 | |||
Meeting Date: | JUN 03, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Bonney | For | For | Management | ||||
1.2 | Elect Director Jane Henney | For | For | Management | ||||
1.3 | Elect Director Leon Moulder, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | Against | Management | ||||
6 | Ratify Auditors | For | For | Management |
Page 149
DELPHI AUTOMOTIVE PLC
Ticker: | DLPH | Security ID: | G27823106 | |||
Meeting Date: | APR 03, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Gary L. Cowger as a Director | For | For | Management | ||||
1.2 | Elect Nicholas M. Donofrio as a Director | For | For | Management | ||||
1.3 | Elect Mark P. Frissora as a Director | For | For | Management | ||||
1.4 | Elect Rajiv L. Gupta as a Director | For | For | Management | ||||
1.5 | Elect John A. Krol as a Director | For | For | Management | ||||
1.6 | Elect J. Randall MacDonald as a Director | For | For | Management | ||||
1.7 | Elect Sean O. Mahoney as a Director | For | For | Management | ||||
1.8 | Elect Rodney O’Neal as a Director | For | For | Management | ||||
1.9 | Elect Thomas W. Sidlik as a Director | For | For | Management | ||||
1.10 | Elect Bernd Wiedemann as a Director | For | For | Management | ||||
1.11 | Elect Lawrence A. Zimmerman as a Director | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361702 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Richard H. Anderson | For | For | Management | ||||
1b | Elect Director Edward H. Bastian | For | For | Management | ||||
1c | Elect Director Roy J. Bostock | For | For | Management | ||||
1d | Elect Director John S. Brinzo | For | For | Management | ||||
1e | Elect Director Daniel A. Carp | For | For | Management | ||||
1f | Elect Director David G. DeWalt | For | For | Management | ||||
1g | Elect Director William H. Easter, III | For | For | Management | ||||
1h | Elect Director Mickey P. Foret | For | For | Management | ||||
1i | Elect Director Shirley C. Franklin | For | For | Management | ||||
1j | Elect Director David R. Goode | For | For | Management | ||||
1k | Elect Director George N. Mattson | For | For | Management | ||||
1l | Elect Director Paula Rosput Reynolds | For | For | Management | ||||
1m | Elect Director Kenneth C. Rogers | For | For | Management | ||||
1n | Elect Director Kenneth B. Woodrow | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Increase in Size of Board | For | For | Management | ||||
5 | Stock Retention/Holding Period | Against | Against | Shareholder |
Page 150
DEXCOM, INC.
Ticker: | DXCM | Security ID: | 252131107 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Jonathan T. Lord | For | For | Management | ||||
1b | Elect Director Eric Topol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DICERNA PHARMACEUTICALS, INC.
Ticker: | DRNA | Security ID: | 253031108 | |||
Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Douglas M. Fambrough, III | For | For | Management | ||||
1b | Elect Director Brian K. Halak | For | For | Management | ||||
1c | Elect Director Stephen J. Hoffman | For | For | Management | ||||
1d | Elect Director Peter Kolchinsky | For | For | Management | ||||
1e | Elect Director Dennis H. Langer | For | For | Management | ||||
1f | Elect Director David M. Madden | For | For | Management | ||||
1g | Elect Director Vincent J. Miles | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
DICK’S SPORTING GOODS, INC.
Ticker: | DKS | Security ID: | 253393102 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jacqualyn A. Fouse | For | For | Management | ||||
1.2 | Elect Director Lawrence J. Schorr | For | Withhold | Management | ||||
1.3 | Elect Director Edward W. Stack | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 151
DISCOVERY COMMUNICATIONS, INC.
Ticker: | DISCA | Security ID: | 25470F104 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert R. Bennett | For | Withhold | Management | ||||
1.2 | Elect Director John C. Malone | For | Withhold | Management | ||||
1.3 | Elect Director David M. Zaslav | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
DOMINO’S PIZZA, INC.
Ticker: | DPZ | Security ID: | 25754A201 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew B. Balson | For | Withhold | Management | ||||
1.2 | Elect Director Vernon ‘Bud’ O. Hamilton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DONALDSON COMPANY, INC.
Ticker: | DCI | Security ID: | 257651109 | |||
Meeting Date: | NOV 22, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Hoffman | For | For | Management | ||||
1.2 | Elect Director Willard D. Oberton | For | For | Management | ||||
1.3 | Elect Director John P. Wiehoff | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 152
DRIL-QUIP, INC.
Ticker: | DRQ | Security ID: | 262037104 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Blake T. DeBerry | For | For | Management | ||||
1.2 | Elect Director John V. Lovoi | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Articles to Delete Obsolete Provisions | For | For | Management | ||||
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
DUNKIN’ BRANDS GROUP, INC.
Ticker: | DNKN | Security ID: | 265504100 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Hines | For | For | Management | ||||
1.2 | Elect Director Joseph Uva | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Report on Nanomaterial Product Safety | Against | For | Shareholder |
EAGLE MATERIALS INC.
Ticker: | EXP | Security ID: | 26969P108 | |||
Meeting Date: | AUG 07, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 10, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | Elect Director Robert L. Clarke | For | For | Management | ||||
1B | Elect Director Martin M. Ellen | For | For | Management | ||||
1C | Elect Director Steven R. Rowley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 153
EASTMAN CHEMICAL COMPANY
Ticker: | EMN | Security ID: | 277432100 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Humberto P. Alfonso | For | For | Management | ||||
1.2 | Elect Director Gary E. Anderson | For | For | Management | ||||
1.3 | Elect Director Brett D. Begemann | For | For | Management | ||||
1.4 | Elect Director Michael P. Connors | For | For | Management | ||||
1.5 | Elect Director Mark J. Costa | For | For | Management | ||||
1.6 | Elect Director Stephen R. Demeritt | For | For | Management | ||||
1.7 | Elect Director Robert M. Hernandez | For | For | Management | ||||
1.8 | Elect Director Julie F. Holder | For | For | Management | ||||
1.9 | Elect Director Renee J. Hornbaker | For | For | Management | ||||
1.10 | Elect Director Lewis M. Kling | For | For | Management | ||||
1.11 | Elect Director David W. Raisbeck | For | For | Management | ||||
1.12 | Elect Director James P. Rogers | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ECOLAB INC.
Ticker: | ECL | Security ID: | 278865100 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Election Of Director Douglas M. Baker, Jr. | For | For | Management | ||||
1.2 | Election Of Director Barbara J. Beck | For | For | Management | ||||
1.3 | Election Of Director Leslie S. Biller | For | For | Management | ||||
1.4 | Election Of Director Carl M. Casale | For | For | Management | ||||
1.5 | Election Of Director Stephen I. Chazen | For | For | Management | ||||
1.6 | Election Of Director Jerry A. Grundhofer | For | For | Management | ||||
1.7 | Election Of Director Arthur J. Higgins | For | For | Management | ||||
1.8 | Election Of Director Joel W. Johnson | For | For | Management | ||||
1.9 | Election Of Director Michael Larson | For | For | Management | ||||
1.10 | Election Of Director Jerry W. Levin | For | For | Management | ||||
1.11 | Election Of Director Robert L. Lumpkins | For | For | Management | ||||
1.12 | Election Of Director Victoria J. Reich | For | For | Management | ||||
1.13 | Election Of Director Suzanne M. Vautrinot | For | For | Management | ||||
1.14 | Election Of Director John J. Zillmer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
Page 154
ENDO HEALTH SOLUTIONS INC.
Ticker: | ENDP | Security ID: | 29264F205 | |||
Meeting Date: | FEB 26, 2014 | Meeting Type: | Special | |||
Record Date: | JAN 22, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | Against | Management | ||||
3 | Adopt Dividend Reinvestment Plan | For | For | Management | ||||
4 | Adjourn Meeting | For | For | Management |
ENDO INTERNATIONAL PLC
Ticker: | ENDP | Security ID: | G30401106 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Roger H. Kimmel | For | For | Management | ||||
1b | Elect Director Rajiv De Silva | For | For | Management | ||||
1c | Elect Director John J. Delucca | For | For | Management | ||||
1d | Elect Director Arthur J. Higgins | For | For | Management | ||||
1e | Elect Director Nancy J. Hutson | For | For | Management | ||||
1f | Elect Director Michael Hyatt | For | For | Management | ||||
1g | Elect Director William P. Montague | For | Against | Management | ||||
1h | Elect Director Jill D. Smith | For | For | Management | ||||
1i | Elect Director William F. Spengler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 155
ENDOCYTE, INC.
Ticker: | ECYT | Security ID: | 29269A102 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director John C. Aplin | For | For | Management | ||||
1b | Elect Director Colin Goddard | For | For | Management | ||||
1c | Elect Director Philip S. Low | For | For | Management | ||||
1d | Elect Director Lesley Russell | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
1b | Elect Director Robert D. Daleo | For | For | Management | ||||
1c | Elect Director Walter W. Driver, Jr. | For | For | Management | ||||
1d | Elect Director Mark L. Feidler | For | For | Management | ||||
1e | Elect Director L. Phillip Humann | For | For | Management | ||||
1f | Elect Director Robert D. Marcus | For | For | Management | ||||
1g | Elect Director Siri S. Marshall | For | For | Management | ||||
1h | Elect Director John A. McKinley | For | For | Management | ||||
1i | Elect Director Richard F. Smith | For | For | Management | ||||
1j | Elect Director Mark B. Templeton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
EQUINIX, INC.
Ticker: | EQIX | Security ID: | 29444U502 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas Bartlett | For | For | Management | ||||
1.2 | Elect Director Gary Hromadko | For | For | Management | ||||
1.3 | Elect Director Scott Kriens | For | For | Management | ||||
1.4 | Elect Director William Luby | For | For | Management | ||||
1.5 | Elect Director Irving Lyons, III | For | For | Management | ||||
1.6 | Elect Director Christopher Paisley | For | For | Management | ||||
1.7 | Elect Director Stephen Smith | For | For | Management | ||||
1.8 | Elect Director Peter Van Camp | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Securities Transfer Restrictions | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 156
EVERBANK FINANCIAL CORP
Ticker: | EVER | Security ID: | 29977G102 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W. Blake Wilson | For | For | Management | ||||
1.2 | Elect Director Mitchell M. Leidner | For | For | Management | ||||
1.3 | Elect Director William Sanford | For | For | Management | ||||
1.4 | Elect Director Richard P. Schifter | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXTRA SPACE STORAGE INC.
Ticker: | EXR | Security ID: | 30225T102 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth M. Woolley | For | Withhold | Management | ||||
1.2 | Elect Director Spencer F. Kirk | For | Withhold | Management | ||||
1.3 | Elect Director Karl Haas | For | Withhold | Management | ||||
1.4 | Elect Director Joseph D. Margolis | For | Withhold | Management | ||||
1.5 | Elect Director Diane Olmstead | For | For | Management | ||||
1.6 | Elect Director Roger B. Porter | For | Withhold | Management | ||||
1.7 | Elect Director K. Fred Skousen | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
FACTSET RESEARCH SYSTEMS INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: | DEC 17, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 21, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph E. Laird, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director James J. McGonigle | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
Page 157
FEI COMPANY
Ticker: | FEIC | Security ID: | 30241L109 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Homa Bahrami | For | For | Management | ||||
1.2 | Elect Director Arie Huijser | For | For | Management | ||||
1.3 | Elect Director Don R. Kania | For | For | Management | ||||
1.4 | Elect Director Thomas F. Kelly | For | For | Management | ||||
1.5 | Elect Director Jan C. Lobbezoo | For | For | Management | ||||
1.6 | Elect Director Jami K. Nachtsheim | For | For | Management | ||||
1.7 | Elect Director Gerhard H. Parker | For | For | Management | ||||
1.8 | Elect Director James T. Richardson | For | For | Management | ||||
1.9 | Elect Director Richard H. Wills | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
FINANCIAL ENGINES, INC.
Ticker: | FNGN | Security ID: | 317485100 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Blake R. Grossman | For | For | Management | ||||
1.2 | Elect Director Robert A. Huret | For | For | Management | ||||
1.3 | Elect Director Jeffrey N. Maggioncalda | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 158
FIRST FINANCIAL HOLDINGS, INC.
Ticker: | SCBT | Security ID: | 32023E105 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Luther J. Battiste, III | For | For | Management | ||||
1.2 | Elect Director Paula Harper Bethea | For | For | Management | ||||
1.3 | Elect Director Robert R. Hill, Jr. | For | For | Management | ||||
1.4 | Elect Director R. Wayne Hall | For | For | Management | ||||
1.5 | Elect Director Thomas J. Johnson | For | For | Management | ||||
1.6 | Elect Director Ralph W. Norman, Jr. | For | For | Management | ||||
1.7 | Elect Director Alton C. Phillips | For | For | Management | ||||
1.8 | Elect Director Richard W. Salmons, Jr. | For | For | Management | ||||
1.9 | Elect Director B. Ed Shelley, Jr. | For | For | Management | ||||
2 | Change Company Name | For | For | Management | ||||
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Adjourn Meeting | For | Against | Management |
FIRST REPUBLIC BANK
Ticker: | FRC | Security ID: | 33616C100 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James H. Herbert, II | For | For | Management | ||||
1.2 | Elect Director Katherine August-deWilde | For | For | Management | ||||
1.3 | Elect Director Thomas J. Barrack, Jr. | For | For | Management | ||||
1.4 | Elect Director Frank J. Fahrenkopf, Jr. | For | For | Management | ||||
1.5 | Elect Director William E. Ford | For | For | Management | ||||
1.6 | Elect Director L. Martin Gibbs | For | For | Management | ||||
1.7 | Elect Director Sandra R. Hernandez | For | For | Management | ||||
1.8 | Elect Director Pamela J. Joyner | For | For | Management | ||||
1.9 | Elect Director Reynold Levy | For | Withhold | Management | ||||
1.10 | Elect Director Jody S. Lindell | For | For | Management | ||||
1.11 | Elect Director George G.C. Parker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 159
FIVE PRIME THERAPEUTICS, INC.
Ticker: | FPRX | Security ID: | 33830X104 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian G. Atwood | For | For | Management | ||||
1.2 | Elect Director R. Lee Douglas | For | For | Management | ||||
1.3 | Elect Director Mark D. McDade | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
FLEETCOR TECHNOLOGIES, INC.
Ticker: | FLT | Security ID: | 339041105 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Buckman | For | For | Management | ||||
1.2 | Elect Director Mark A. Johnson | For | For | Management | ||||
1.3 | Elect Director Steven T. Stull | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
FLIR SYSTEMS, INC.
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William W. Crouch | For | For | Management | ||||
1.2 | Elect Director Catherine A. Halligan | For | For | Management | ||||
1.3 | Elect Director Angus L. Macdonald | For | For | Management | ||||
1.4 | Elect Director Cathy Stauffer | For | For | Management | ||||
1.5 | Elect Director Andrew C. Teich | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 160
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 15, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 24, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Howard Solomon | For | Against | Management | ||||
1b | Elect Director Nesli Basgoz | For | Against | Management | ||||
1c | Elect Director Christopher J. Coughlin | For | Against | Management | ||||
1d | Elect Director Kenneth E. Goodman | For | Against | Management | ||||
1e | Elect Director Vincent J. Intrieri | For | For | Management | ||||
1f | Elect Director Pierre Legault | For | Against | Management | ||||
1g | Elect Director Gerald M. Lieberman | For | Against | Management | ||||
1h | Elect Director Lawrence S. Olanoff | For | Against | Management | ||||
1i | Elect Director Lester B. Salans | For | Against | Management | ||||
1j | Elect Director Brenton L. Saunders | For | Against | Management | ||||
1k | Elect Director Peter J. Zimetbaum | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: | FBHS | Security ID: | 34964C106 | |||
Meeting Date: | APR 28, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director A. D. David Mackay | For | For | Management | ||||
1b | Elect Director David M. Thomas | For | For | Management | ||||
1c | Elect Director Norman H. Wesley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 161
FOSSIL GROUP, INC.
Ticker: | FOSL | Security ID: | 34988V106 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine B. Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | For | Management | ||||
1.3 | Elect Director William B. Chiasson | For | For | Management | ||||
1.4 | Elect Director Kosta N. Kartsotis | For | Against | Management | ||||
1.5 | Elect Director Diane L. Neal | For | Against | Management | ||||
1.6 | Elect Director Thomas M. Nealon | For | Against | Management | ||||
1.7 | Elect Director Mark D. Quick | For | Against | Management | ||||
1.8 | Elect Director Elysia Holt Ragusa | For | Against | Management | ||||
1.9 | Elect Director Jal S. Shroff | For | Against | Management | ||||
1.10 | Elect Director James E. Skinner | For | For | Management | ||||
1.11 | Elect Director James M. Zimmerman | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
FRANCESCA’S HOLDING CORPORATION
Ticker: | FRAN | Security ID: | 351793104 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Greg Brenneman | For | Withhold | Management | ||||
1.2 | Elect Director Neill Davis | For | For | Management | ||||
1.3 | Elect Director Laurie Ann Goldman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
FURIEX PHARMACEUTICALS, INC.
Ticker: | FURX | Security ID: | 36106P101 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director June S. Almenoff | For | Withhold | Management | ||||
1.2 | Elect Director Peter B. Corr | For | Withhold | Management | ||||
1.3 | Elect Director Stephen R. Davis | For | Withhold | Management | ||||
1.4 | Elect Director Wendy L. Dixon | For | Withhold | Management | ||||
1.5 | Elect Director Fredric N. Eshelman | For | Withhold | Management | ||||
1.6 | Elect Director Stephen W. Kaldor | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 162
GALECTIN THERAPEUTICS INC.
Ticker: | GALT | Security ID: | 363225202 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gilbert F. Amelio | For | Withhold | Management | ||||
1.2 | Elect Director Kevin D. Freeman | For | For | Management | ||||
1.3 | Elect Director Arthur R. Greenberg | For | For | Management | ||||
1.4 | Elect Director Rod D. Martin | For | For | Management | ||||
1.5 | Elect Director John Mauldin | For | For | Management | ||||
1.6 | Elect Director Steven Prelack | For | For | Management | ||||
1.7 | Elect Director H. Paul Pressler | For | For | Management | ||||
1.8 | Elect Director Marc Rubin | For | For | Management | ||||
1.9 | Elect Director Peter G. Traber | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
GARTNER, INC.
Ticker: | IT | Security ID: | 366651107 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Michael J. Bingle | For | For | Management | ||||
1b | Elect Director Richard J. Bressler | For | For | Management | ||||
1c | Elect Director Raul E. Cesan | For | For | Management | ||||
1d | Elect Director Karen E. Dykstra | For | For | Management | ||||
1e | Elect Director Anne Sutherland Fuchs | For | For | Management | ||||
1f | Elect Director William O. Grabe | For | For | Management | ||||
1g | Elect Director Eugene A. Hall | For | For | Management | ||||
1h | Elect Director Stephen G. Pagliuca | For | For | Management | ||||
1i | Elect Director James C. Smith | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
GENERAC HOLDINGS INC.
Ticker: | GNRC | Security ID: | 368736104 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bennett Morgan | For | For | Management | ||||
1.2 | Elect Director Todd A. Adams | For | For | Management | ||||
1.3 | Elect Director Ralph W. Castner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
Page 163
GENESEE & WYOMING INC.
Ticker: | GWR | Security ID: | 371559105 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mortimer B. Fuller, III | For | For | Management | ||||
1.2 | Elect Director John C. Hellmann | For | For | Management | ||||
1.3 | Elect Director Robert M. Melzer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
GENTEX CORPORATION
Ticker: | GNTX | Security ID: | 371901109 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pete Hoekstra | For | For | Management | ||||
1.2 | Elect Director James Hollars | For | Withhold | Management | ||||
1.3 | Elect Director John Mulder | For | For | Management | ||||
1.4 | Elect Director Mark Newton | For | Withhold | Management | ||||
1.5 | Elect Director Richard Schaum | For | For | Management | ||||
1.6 | Elect Director Frederick Sotok | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Approve Stock Option Plan | For | Against | Management | ||||
6 | Amend Non-Employee Director Stock Option Plan | For | Against | Management |
Page 164
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director John F. Cogan | For | For | Management | ||||
1b | Elect Director Etienne F. Davignon | For | For | Management | ||||
1c | Elect Director Carla A. Hills | For | For | Management | ||||
1d | Elect Director Kevin E. Lofton | For | For | Management | ||||
1e | Elect Director John W. Madigan | For | For | Management | ||||
1f | Elect Director John C. Martin | For | For | Management | ||||
1g | Elect Director Nicholas G. Moore | For | For | Management | ||||
1h | Elect Director Richard J. Whitley | For | For | Management | ||||
1i | Elect Director Gayle E. Wilson | For | For | Management | ||||
1j | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
7 | Link CEO Compensation to Patient Access to the Company’s Medicine | Against | Against | Shareholder |
GNC HOLDINGS, INC.
Ticker: | GNC | Security ID: | 36191G107 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey P. Berger | For | For | Management | ||||
1.2 | Elect Director Alan D. Feldman | For | For | Management | ||||
1.3 | Elect Director Joseph M. Fortunato | For | For | Management | ||||
1.4 | Elect Director Michael F. Hines | For | For | Management | ||||
1.5 | Elect Director Amy B. Lane | For | For | Management | ||||
1.6 | Elect Director Philip E. Mallott | For | For | Management | ||||
1.7 | Elect Director Robert F. Moran | For | For | Management | ||||
1.8 | Elect Director C. Scott O’Hara | For | For | Management | ||||
1.9 | Elect Director Richard J. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 165
GRACO INC.
Ticker: | GGG | Security ID: | 384109104 | |||
Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Patrick J. McHale | For | For | Management | ||||
1b | Elect Director Lee R. Mitau | For | For | Management | ||||
1c | Elect Director Martha A. Morfitt | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GROUPON, INC.
Ticker: | GRPN | Security ID: | 399473107 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eric Lefkofsky | For | Withhold | Management | ||||
1.2 | Elect Director Peter Barris | For | Withhold | Management | ||||
1.3 | Elect Director Robert Bass | For | For | Management | ||||
1.4 | Elect Director Daniel Henry | For | For | Management | ||||
1.5 | Elect Director Jeffrey Housenbold | For | For | Management | ||||
1.6 | Elect Director Bradley Keywell | For | Withhold | Management | ||||
1.7 | Elect Director Theodore Leonsis | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
H.B. FULLER COMPANY
Ticker: | FUL | Security ID: | 359694106 | |||
Meeting Date: | APR 10, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Michael Losh | For | For | Management | ||||
1.2 | Elect Director Lee R. Mitau | For | For | Management | ||||
1.3 | Elect Director R. William Van Sant | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 166
HANESBRANDS INC.
Ticker: | HBI | Security ID: | 410345102 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bobby J. Griffin | For | Withhold | Management | ||||
1.2 | Elect Director James C. Johnson | For | For | Management | ||||
1.3 | Elect Director Jessica T. Mathews | For | For | Management | ||||
1.4 | Elect Director Robert F. Moran | For | For | Management | ||||
1.5 | Elect Director J. Patrick Mulcahy | For | For | Management | ||||
1.6 | Elect Director Ronald L. Nelson | For | For | Management | ||||
1.7 | Elect Director Richard A. Noll | For | For | Management | ||||
1.8 | Elect Director Andrew J. Schindler | For | Withhold | Management | ||||
1.9 | Elect Director Ann E. Ziegler | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: | HAR | Security ID: | 413086109 | |||
Meeting Date: | DEC 04, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 07, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Adriane M. Brown | For | For | Management | ||||
1b | Elect Director John W. Diercksen | For | For | Management | ||||
1c | Elect Director Ann M. Korologos | For | For | Management | ||||
1d | Elect Director Jiren Liu | For | Against | Management | ||||
1e | Elect Director Edward H. Meyer | For | For | Management | ||||
1f | Elect Director Dinesh C. Paliwal | For | For | Management | ||||
1g | Elect Director Kenneth M. Reiss | For | For | Management | ||||
1h | Elect Director Hellene S. Runtagh | For | For | Management | ||||
1i | Elect Director Frank S. Sklarsky | For | For | Management | ||||
1j | Elect Director Gary G. Steel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 167
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: | HMA | Security ID: | 421933102 | |||
Meeting Date: | AUG 15, 2013 | Meeting Type: | Proxy Contest | |||
Record Date: | JUL 18, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proposals (White Card) | None | |||||||
1 | Revoke Consent to Repeal any Bylaw Amendments filed with the SEC on December 7, 2010 made after December 7, 2010 and on or prior to the effectiveness of this Consent Solicitation | For | Did Not Vote | Shareholder | ||||
2 | Revoke Consent to Provide Advance Notice | For | Did Not Vote | Shareholder | ||||
3 | Revoke Consent to Amend Articles -- Filling Vacancies | For | Did Not Vote | Shareholder | ||||
4 | Revoke Consent to Remove Existing Director William J. Schoen | For | Did Not Vote | Shareholder | ||||
5 | Revoke Consent to Remove Existing Director Gary D. Newsome | For | Did Not Vote | Shareholder | ||||
6 | Revoke Consent to Remove Existing Director Kent P. Dauten | For | Did Not Vote | Shareholder | ||||
7 | Revoke Consent to Remove Existing Director Pascal J. Goldschmidt | For | Did Not Vote | Shareholder | ||||
8 | Revoke Consent to Remove Existing Director Donald E. Kiernan | For | Did Not Vote | Shareholder | ||||
9 | Revoke Consent to Remove Existing Director Robert A. Knox | For | Did Not Vote | Shareholder | ||||
10 | Revoke Consent to Remove Existing Director Vicki A. O’Meara | For | Did Not Vote | Shareholder | ||||
11 | Revoke Consent to Remove Existing Director William C. Steere, Jr. | For | Did Not Vote | Shareholder | ||||
12 | Revoke Consent to Remove Existing Director Randolph W. Westerfield | For | Did Not Vote | Shareholder | ||||
13 | Revoke Consent to Remove Each Member of the Board, if any, Appointed to Board to Fill Any Vacancy or Newly-Created Directorship since the Election of Directors at the Company’s 2013 Annual Meeting and Immediately prior to the Effectiveness of Items 14-21 | For | Did Not Vote | Shareholder | ||||
14 | Revoke Consent to Elect Director Mary Taylor Behrens | For | Did Not Vote | Shareholder | ||||
15 | Revoke Consent to Elect Director Steven Epstein | For | Did Not Vote | Shareholder | ||||
16 | Revoke Consent to Elect Director Kirk Gorman | For | Did Not Vote | Shareholder | ||||
17 | Revoke Consent to Elect Director Stephen Guillard | For | Did Not Vote | Shareholder | ||||
18 | Revoke Consent to Elect Director John McCarty | For | Did Not Vote | Shareholder | ||||
19 | Revoke Consent to Elect Director Joann Reed | For | Did Not Vote | Shareholder | ||||
20 | Revoke Consent to Elect Director Steven Shulman | For | Did Not Vote | Shareholder | ||||
21 | Revoke Consent to Elect Director Peter Urbanowicz | For | Did Not Vote | Shareholder | ||||
22 | Revoke Consent to Fix Number of Directors | For | Did Not Vote | Shareholder |
Page 168
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Gold Card) | None | |||||||
1 | Consent to Repeal any Bylaw Amendments filed with the SEC on December 7, 2010 made after December 7, 2010 and on or prior to the effectiveness of this Consent Solicitation | For | For | Shareholder | ||||
2 | Consent to Provide Advance Notice | For | For | Shareholder | ||||
3 | Consent to Amend Articles -- Filling Vacancies | For | For | Shareholder | ||||
4 | Consent to Remove Existing Director William J. Schoen | For | For | Shareholder | ||||
5 | Consent to Remove Existing Director Gary D. Newsome | For | For | Shareholder | ||||
6 | Consent to Remove Existing Director Kent P. Dauten | For | For | Shareholder | ||||
7 | Consent to Remove Existing Director Pascal J. Goldschmidt | For | For | Shareholder | ||||
8 | Consent to Remove Existing Director Donald E. Kiernan | For | For | Shareholder | ||||
9 | Consent to Remove Existing Director Robert A. Knox | For | For | Shareholder | ||||
10 | Consent to Remove Existing Director Vicki A. O’Meara | For | For | Shareholder | ||||
11 | Consent to Remove Existing Director William C. Steere, Jr. | For | For | Shareholder | ||||
12 | Consent to Remove Existing Director Randolph W. Westerfield | For | For | Shareholder | ||||
13 | Consent to Remove Each Member of the Board, if any, Appointed to Board to Fill Any Vacancy or Newly-Created Directorship since the Election of Directors at the Company’s 2013 Annual Meeting and Immediately prior to the Effectiveness of Items 14-21 | For | For | Shareholder | ||||
14 | Consent to Elect Director Mary Taylor Behrens | For | For | Shareholder | ||||
15 | Consent to Elect Director Steven Epstein | For | For | Shareholder | ||||
16 | Consent to Elect Director Kirk Gorman | For | For | Shareholder | ||||
17 | Consent to Elect Director Stephen Guillard | For | For | Shareholder | ||||
18 | Consent to Elect Director John McCarty | For | For | Shareholder | ||||
19 | Consent to Elect Director JoAnn Reed | For | For | Shareholder | ||||
20 | Consent to Elect Director Steven Shulman | For | For | Shareholder | ||||
21 | Consent to Elect Director Peter Urbanowicz | For | For | Shareholder | ||||
22 | Consent to Fix Number of Directors | For | For | Shareholder |
HEARTWARE INTERNATIONAL, INC.
Ticker: | HTWR | Security ID: | 422368100 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy Barberich | For | Withhold | Management | ||||
1.2 | Elect Director Charles Raymond Larkin, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert Thomas | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 169
HEICO CORPORATION
Ticker: | HEI | Security ID: | 422806109 | |||
Meeting Date: | MAR 21, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adolfo Henriques | For | For | Management | ||||
1.2 | Elect Director Samuel L. Higginbottom | For | Withhold | Management | ||||
1.3 | Elect Director Mark H. Hildebrandt | For | Withhold | Management | ||||
1.4 | Elect Director Wolfgang Mayrhuber | For | For | Management | ||||
1.5 | Elect Director Eric A. Mendelson | For | Withhold | Management | ||||
1.6 | Elect Director Laurans A. Mendelson | For | Withhold | Management | ||||
1.7 | Elect Director Victor H. Mendelson | For | Withhold | Management | ||||
1.8 | Elect Director Alan Schriesheim | For | Withhold | Management | ||||
1.9 | Elect Director Frank J. Schwitter | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael O. Johnson | For | For | Management | ||||
1.2 | Elect Director John Tartol | For | For | Management | ||||
1.3 | Elect Director Hunter C. Gary | For | Withhold | Management | ||||
1.4 | Elect Director Jesse A. Lynn | For | For | Management | ||||
1.5 | Elect Director James L. Nelson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 170
HERTZ GLOBAL HOLDINGS, INC.
Ticker: | HTZ | Security ID: | 42805T105 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Durham | For | Against | Management | ||||
1.2 | Elect Director Mark P. Frissora | For | Against | Management | ||||
1.3 | Elect Director Henry C. Wolf | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Approve Reverse Stock Split | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management |
HEXCEL CORPORATION
Ticker: | HXL | Security ID: | 428291108 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nick L. Stanage | For | For | Management | ||||
1.2 | Elect Director Joel S. Beckman | For | For | Management | ||||
1.3 | Elect Director Lynn Brubaker | For | For | Management | ||||
1.4 | Elect Director Jeffrey C. Campbell | For | For | Management | ||||
1.5 | Elect Director Sandra L. Derickson | For | For | Management | ||||
1.6 | Elect Director W. Kim Foster | For | Against | Management | ||||
1.7 | Elect Director Thomas A. Gendron | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Graves | For | Against | Management | ||||
1.9 | Elect Director David C. Hill | For | For | Management | ||||
1.10 | Elect Director David L. Pugh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 171
HILLENBRAND, INC.
Ticker: | HI | Security ID: | 431571108 | |||
Meeting Date: | FEB 26, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas H. Johnson | For | Withhold | Management | ||||
1.2 | Elect Director Neil S. Novich | For | Withhold | Management | ||||
1.3 | Elect Director Joe A. Raver | For | Withhold | Management | ||||
1.4 | Elect Director W. August Hillenbrand | For | Withhold | Management | ||||
1.5 | Elect Director Joy M. Greenway | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
HMS HOLDINGS CORP.
Ticker: | HMSY | Security ID: | 40425J101 | |||
Meeting Date: | JUL 10, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change State of Incorporation from New York to Delaware | For | For | Management | ||||
2a | Elect Director Daniel N. Mendelson | For | Against | Management | ||||
2b | Elect Director William F. Miller, III | For | Against | Management | ||||
2c | Elect Director Ellen A. Rudnick | For | Against | Management | ||||
2d | Elect Director Richard H. Stowe | For | Against | Management | ||||
2e | Elect Director Cora M. Tellez | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 172
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director Lynn J. Good | For | For | Management | ||||
1.3 | Elect Director Anthony J. Guzzi | For | For | Management | ||||
1.4 | Elect Director Neal J. Keating | For | For | Management | ||||
1.5 | Elect Director John F. Malloy | For | For | Management | ||||
1.6 | Elect Director Andrew McNally, IV | For | For | Management | ||||
1.7 | Elect Director David G. Nord | For | For | Management | ||||
1.8 | Elect Director G. Jackson Ratcliffe | For | For | Management | ||||
1.9 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.10 | Elect Director John G. Russell | For | For | Management | ||||
1.11 | Elect Director Steven R. Shawley | For | For | Management | ||||
1.12 | Elect Director Richard J. Swift | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
IDEX CORPORATION
Ticker: | IEX | Security ID: | 45167R104 | |||
Meeting Date: | APR 08, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bradley J. Bell | For | For | Management | ||||
1.2 | Elect Director Gregory F. Milzcik | For | For | Management | ||||
1.3 | Elect Director Andrew K. Silvernail | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
IDEXX LABORATORIES, INC.
Ticker: | IDXX | Security ID: | 45168D104 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas Craig | For | For | Management | ||||
1.2 | Elect Director Rebecca M. Henderson | For | Withhold | Management | ||||
1.3 | Elect Director Sophie V. Vandebroek | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 173
INCYTE CORPORATION
Ticker: | INCY | Security ID: | 45337C102 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard U. De Schutter | For | Withhold | Management | ||||
1.2 | Elect Director Barry M. Ariko | For | For | Management | ||||
1.3 | Elect Director Julian C. Baker | For | Withhold | Management | ||||
1.4 | Elect Director Paul A. Brooke | For | Withhold | Management | ||||
1.5 | Elect Director Wendy L. Dixon | For | For | Management | ||||
1.6 | Elect Director Paul A. Friedman | For | Withhold | Management | ||||
1.7 | Elect Director Herve Hoppenot | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
INFINITY PHARMACEUTICALS, INC.
Ticker: | INFI | Security ID: | 45665G303 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jose Baselga | For | For | Management | ||||
1.2 | Elect Director Jeffrey Berkowitz | For | For | Management | ||||
1.3 | Elect Director Anthony B. Evnin | For | For | Management | ||||
1.4 | Elect Director Gwen A. Fyfe | For | Against | Management | ||||
1.5 | Elect Director Eric S. Lander | For | For | Management | ||||
1.6 | Elect Director Adelene Q. Perkins | For | For | Management | ||||
1.7 | Elect Director Norman C. Selby | For | For | Management | ||||
1.8 | Elect Director Ian F. Smith | For | Against | Management | ||||
1.9 | Elect Director Michael C. Venuti | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
INFORMATICA CORPORATION
Ticker: | INFA | Security ID: | 45666Q102 | |||
Meeting Date: | MAY 23, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark A. Bertelsen | For | For | Management | ||||
1.2 | Elect Director Hilarie Koplow-McAdams | For | Against | Management | ||||
1.3 | Elect Director A. Brooke Seawell | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 174
INOVIO PHARMACEUTICALS, INC.
Ticker: | INO | Security ID: | 45773H102 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Avtar S. Dhillon | For | Withhold | Management | ||||
1.2 | Elect Director J. Joseph Kim | For | Withhold | Management | ||||
1.3 | Elect Director Simon X. Benito | For | For | Management | ||||
1.4 | Elect Director Morton Collins | For | For | Management | ||||
1.5 | Elect Director Adel A. F. Mahmoud | For | Withhold | Management | ||||
1.6 | Elect Director Angel Cabrera | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Reverse Stock Split | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
INSULET CORPORATION
Ticker: | PODD | Security ID: | 45784P101 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sally Crawford | For | For | Management | ||||
1.2 | Elect Director Regina Sommer | For | For | Management | ||||
1.3 | Elect Director Joseph Zakrzewski | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: | IFF | Security ID: | 459506101 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Marcello V. Bottoli | For | For | Management | ||||
1b | Elect Director Linda B. Buck | For | For | Management | ||||
1c | Elect Director J. Michael Cook | For | For | Management | ||||
1d | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
1e | Elect Director Andreas Fibig | For | For | Management | ||||
1f | Elect Director Christina Gold | For | Against | Management | ||||
1g | Elect Director Alexandra A. Herzan | For | For | Management | ||||
1h | Elect Director Henry W. Howell, Jr. | For | For | Management | ||||
1i | Elect Director Katherine M. Hudson | For | For | Management | ||||
1j | Elect Director Arthur C. Martinez | For | For | Management | ||||
1k | Elect Director Dale F. Morrison | For | For | Management | ||||
1l | Elect Director Douglas D. Tough | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 175
INTREXON CORPORATION
Ticker: | XON | Security ID: | 46122T102 | |||
Meeting Date: | JUN 09, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Randal J. Kirk | For | For | Management | ||||
1b | Elect Director Cesar L. Alvarez | For | For | Management | ||||
1c | Elect Director Steven Frank | For | For | Management | ||||
1d | Elect Director Larry D. Horner | For | For | Management | ||||
1e | Elect Director Jeffrey B. Kindler | For | For | Management | ||||
1f | Elect Director Dean J. Mitchell | For | For | Management | ||||
1g | Elect Director Robert B. Shapiro | For | For | Management | ||||
1h | Elect Director James S. Turley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management |
IPG PHOTONICS CORPORATION
Ticker: | IPGP | Security ID: | 44980X109 | |||
Meeting Date: | JUN 03, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Valentin P. Gapontsev | For | Withhold | Management | ||||
1.2 | Elect Director Eugene Scherbakov | For | Withhold | Management | ||||
1.3 | Elect Director Igor Samartsev | For | Withhold | Management | ||||
1.4 | Elect Director Robert A. Blair | For | Withhold | Management | ||||
1.5 | Elect Director Michael C. Child | For | Withhold | Management | ||||
1.6 | Elect Director Henry E. Gauthier | For | For | Management | ||||
1.7 | Elect Director William S. Hurley | For | For | Management | ||||
1.8 | Elect Director Eric Meurice | For | For | Management | ||||
1.9 | Elect Director John R. Peeler | For | Withhold | Management | ||||
1.10 | Elect Director Thomas J. Seifert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 176
ISIS PHARMACEUTICALS, INC.
Ticker: | ISIS | Security ID: | 464330109 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Spencer R. Berthelsen | For | Withhold | Management | ||||
1.2 | Elect Director B. Lynne Parshall | For | Withhold | Management | ||||
1.3 | Elect Director Joseph H. Wender | For | Withhold | Management | ||||
2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | For | Against | Management | ||||
3 | Ratify Appointment of Director Joseph | For | For | Management | ||||
Loscalzo to Fill Board Vacancy | ||||||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Amend Non-Employee Director Stock | For | Against | Management | ||||
Option Plan | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
J & J SNACK FOODS CORP.
Ticker: | JJSF | Security ID: | 466032109 | |||
Meeting Date: | FEB 18, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Vincent Melchiorre | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
JACK IN THE BOX INC.
Ticker: | JACK | Security ID: | 466367109 | |||
Meeting Date: | FEB 14, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 17, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Leonard A. Comma | For | For | Management | ||||
1b | Elect Director David L. Goebel | For | For | Management | ||||
1c | Elect Director Madeleine A. Kleiner | For | For | Management | ||||
1d | Elect Director Michael W. Murphy | For | For | Management | ||||
1e | Elect Director James M. Myers | For | For | Management | ||||
1f | Elect Director David M. Tehle | For | For | Management | ||||
1g | Elect Director John T. Wyatt | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 177
JARDEN CORPORATION
Ticker: | JAH | Security ID: | 471109108 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Heckmann | For | Withhold | Management | ||||
1.2 | Elect Director Irwin D. Simon | For | Withhold | Management | ||||
1.3 | Elect Director William J. Grant | For | Withhold | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 | |||
Meeting Date: | JAN 29, 2014 | Meeting Type: | Annual | |||
Record Date: | NOV 21, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Natalie A. Black | For | For | Management | ||||
1.2 | Elect Director Raymond L. Conner | For | For | Management | ||||
1.3 | Elect Director William H. Lacy | For | For | Management | ||||
1.4 | Elect Director Alex A. Molinaroli | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
KIRBY CORPORATION
Ticker: | KEX | Security ID: | 497266106 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard J. Alario | For | For | Management | ||||
1.2 | Elect Director David W. Grzebinski | For | Against | Management | ||||
1.3 | Elect Director Richard R. Stewart | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 178
KYTHERA BIOPHARMACEUTICALS, INC.
Ticker: | KYTH | Security ID: | 501570105 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director F. Michael Ball | For | For | Management | ||||
1.2 | Elect Director Nathaniel David | For | Withhold | Management | ||||
1.3 | Elect Director Robert T. Nelsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
L BRANDS, INC.
Ticker: | LB | Security ID: | 501797104 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donna A. James | For | Against | Management | ||||
1.2 | Elect Director Jeffrey H. Miro | For | Against | Management | ||||
1.3 | Elect Director Michael G. Morris | For | For | Management | ||||
1.4 | Elect Director Raymond Zimmerman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
LAZARD LTD
Ticker: | LAZ | Security ID: | G54050102 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kenneth M. Jacobs as Director | For | For | Management | ||||
1.2 | Elect Philip A. Laskawy as Director | For | For | Management | ||||
1.3 | Elect Michael J. Turner as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 179
LENNOX INTERNATIONAL INC.
Ticker: | LII | Security ID: | 526107107 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Janet K. Cooper | For | For | Management | ||||
1.2 | Elect Director John W. Norris, III | For | For | Management | ||||
1.3 | Elect Director Paul W. Schmidt | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: | LECO | Security ID: | 533900106 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David H. Gunning | For | For | Management | ||||
1.2 | Elect Director G. Russell Lincoln | For | For | Management | ||||
1.3 | Elect Director Christopher L. Mapes | For | For | Management | ||||
1.4 | Elect Director Phillip J. Mason | For | For | Management | ||||
1.5 | Elect Director Hellene S. Runtagh | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
LITHIA MOTORS, INC.
Ticker: | LAD | Security ID: | 536797103 | |||
Meeting Date: | APR 25, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sidney B. DeBoer | For | Withhold | Management | ||||
1.2 | Elect Director Thomas R. Becker | For | Withhold | Management | ||||
1.3 | Elect Director Susan O. Cain | For | Withhold | Management | ||||
1.4 | Elect Director Bryan B. DeBoer | For | Withhold | Management | ||||
1.5 | Elect Director M. L. Dick Heimann | For | Withhold | Management | ||||
1.6 | Elect Director Kenneth E. Roberts | For | Withhold | Management | ||||
1.7 | Elect Director William J. Young | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 180
LKQ CORPORATION
Ticker: | LKQ | Security ID: | 501889208 | |||
Meeting Date: | MAY 05, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management | ||||
1.2 | Elect Director Ronald G. Foster | For | For | Management | ||||
1.3 | Elect Director Joseph M. Holsten | For | For | Management | ||||
1.4 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.5 | Elect Director Paul M. Meister | For | For | Management | ||||
1.6 | Elect Director John F. O’Brien | For | For | Management | ||||
1.7 | Elect Director Guhan Subramanian | For | For | Management | ||||
1.8 | Elect Director Robert L. Wagman | For | For | Management | ||||
1.9 | Elect Director William M. Webster, IV | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MANHATTAN ASSOCIATES, INC.
Ticker: | MANH | Security ID: | 562750109 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian J. Cassidy | For | Withhold | Management | ||||
1.2 | Elect Director Eddie Capel | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management |
MASTEC, INC.
Ticker: | MTZ | Security ID: | 576323109 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernst N. Csiszar | For | For | Management | ||||
1.2 | Elect Director Julia L. Johnson | For | Withhold | Management | ||||
1.3 | Elect Director Jorge Mas | For | For | Management | ||||
1.4 | Elect Director Daniel Restrepo | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers’ Compensation |
Page 181
MEDIDATA SOLUTIONS, INC.
Ticker: | MDSO | Security ID: | 58471A105 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tarek A. Sherif | For | Withhold | Management | ||||
1.2 | Elect Director Glen M. de Vries | For | Withhold | Management | ||||
1.3 | Elect Director Carlos Dominguez | For | Withhold | Management | ||||
1.4 | Elect Director Neil M. Kurtz | For | Withhold | Management | ||||
1.5 | Elect Director George W. McCulloch | For | Withhold | Management | ||||
1.6 | Elect Director Lee A. Shapiro | For | Withhold | Management | ||||
1.7 | Elect Director Robert B. Taylor | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
MEDIVATION, INC.
Ticker: | MDVN | Security ID: | 58501N101 | |||
Meeting Date: | JUN 27, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel D. Adams | For | For | Management | ||||
1.2 | Elect Director Kim D. Blickenstaff | For | For | Management | ||||
1.3 | Elect Director Kathryn E. Falberg | For | For | Management | ||||
1.4 | Elect Director David T. Hung | For | For | Management | ||||
1.5 | Elect Director C. Patrick Machado | For | For | Management | ||||
1.6 | Elect Director Dawn Svoronos | For | For | Management | ||||
1.7 | Elect Director W. Anthony Vernon | For | For | Management | ||||
1.8 | Elect Director Wendy L. Yarno | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 182
MERITAGE HOMES CORPORATION
Ticker: | MTH | Security ID: | 59001A102 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven J. Hilton | For | For | Management | ||||
1.2 | Elect Director Raymond Oppel | For | For | Management | ||||
1.3 | Elect Director Richard T. Burke, Sr. | For | For | Management | ||||
1.4 | Elect Director Dana C. Bradford | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Amend Executive Incentive Bonus Plan | For | For | Management |
MERRIMACK PHARMACEUTICALS, INC.
Ticker: | MACK | Security ID: | 590328100 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Mulroy | For | For | Management | ||||
1.2 | Elect Director Gary L. Crocker | For | For | Management | ||||
1.3 | Elect Director James van B. Dresser | For | For | Management | ||||
1.4 | Elect Director Gordon J. Fehr | For | For | Management | ||||
1.5 | Elect Director John Mendelsohn | For | For | Management | ||||
1.6 | Elect Director Sarah E. Nash | For | For | Management | ||||
1.7 | Elect Director Michael E. Porter | For | For | Management | ||||
1.8 | Elect Director James H. Quigley | For | For | Management | ||||
1.9 | Elect Director Anthony J. Sinskey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 183
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: | MTD | Security ID: | 592688105 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Spoerry | For | For | Management | ||||
1.2 | Elect Director Wah-Hui Chu | For | For | Management | ||||
1.3 | Elect Director Francis A. Contino | For | For | Management | ||||
1.4 | Elect Director Olivier A. Filliol | For | For | Management | ||||
1.5 | Elect Director Michael A. Kelly | For | For | Management | ||||
1.6 | Elect Director Martin D. Madaus | For | For | Management | ||||
1.7 | Elect Director Hans Ulrich Maerki | For | For | Management | ||||
1.8 | Elect Director George M. Milne, Jr. | For | For | Management | ||||
1.9 | Elect Director Thomas P. Salice | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
MICHAEL KORS HOLDINGS LIMITED
Ticker: | KORS | Security ID: | G60754101 | |||
Meeting Date: | AUG 01, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Michael Kors as a Director | For | Against | Management | ||||
1b | Elect Judy Gibbons as a Director | For | For | Management | ||||
1c | Elect Lawrence Stroll as a Director | For | Against | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MOHAWK INDUSTRIES, INC.
Ticker: | MHK | Security ID: | 608190104 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Ill | For | Withhold | Management | ||||
1.2 | Elect Director Jeffrey S. Lorberbaum | For | Withhold | Management | ||||
1.3 | Elect Director Karen A. Smith Bogart | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 184
MORNINGSTAR, INC.
Ticker: | MORN | Security ID: | 617700109 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Joe Mansueto | For | For | Management | ||||
1b | Elect Director Don Phillips | For | For | Management | ||||
1c | Elect Director Cheryl Francis | For | For | Management | ||||
1d | Elect Director Steve Kaplan | For | For | Management | ||||
1e | Elect Director Gail Landis | For | For | Management | ||||
1f | Elect Director Bill Lyons | For | For | Management | ||||
1g | Elect Director Jack Noonan | For | For | Management | ||||
1h | Elect Director Paul Sturm | For | For | Management | ||||
1i | Elect Director Hugh Zentmyer | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
MSCI INC.
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | APR 30, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 05, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Henry A. Fernandez | For | For | Management | ||||
1b | Elect Director Robert G. Ashe | For | For | Management | ||||
1c | Elect Director Benjamin F. duPont | For | For | Management | ||||
1d | Elect Director Alice W. Handy | For | For | Management | ||||
1e | Elect Director Catherine R. Kinney | For | For | Management | ||||
1f | Elect Director Linda H. Riefier | For | For | Management | ||||
1g | Elect Director George W. Siguler | For | For | Management | ||||
1h | Elect Director Patrick Tierney | For | For | Management | ||||
1i | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers’ Compensation | ||||||||
3 | Ratify Auditors | For | For | Management |
MWI VETERINARY SUPPLY, INC.
Ticker: | MWIV | Security ID: | 55402X105 | |||
Meeting Date: | FEB 12, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Keith E. Alessi | For | Withhold | Management | ||||
1.2 | Elect Director Bruce C. Bruckmann | For | For | Management | ||||
1.3 | Elect Director James F. Cleary, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director A. Craig Olson | For | For | Management | ||||
1.5 | Elect Director Robert N. Rebholtz, Jr. | For | Withhold | Management | ||||
1.6 | Elect Director William J. Robison | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 185
NCR CORPORATION
Ticker: | NCR | Security ID: | 62886E108 | |||
Meeting Date: | APR 23, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard L. Clemmer | For | For | Management | ||||
1.2 | Elect Director Kurt P. Kuehn | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
NETSUITE INC.
Ticker: | N | Security ID: | 64118Q107 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Zachary Nelson | For | For | Management | ||||
1.2 | Elect Director Kevin Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
NEWLINK GENETICS CORPORATION
Ticker: | NLNK | Security ID: | 651511107 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles J. Link, Jr. | For | For | Management | ||||
1.2 | Elect Director Thomas A. Raffin | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 186
NORDSON CORPORATION
Ticker: | NDSN | Security ID: | 655663102 | |||
Meeting Date: | FEB 25, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph P. Keithley | For | For | Management | ||||
1.2 | Elect Director Michael J. Merriman, Jr | For | For | Management | ||||
1.3 | Elect Director Mary G. Puma | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
NPS PHARMACEUTICALS, INC.
Ticker: | NPSP | Security ID: | 62936P103 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael W. Bonney | For | For | Management | ||||
1.2 | Elect Director Colin Broom | For | For | Management | ||||
1.3 | Elect Director Georges Gemayel | For | For | Management | ||||
1.4 | Elect Director Pedro Granadillo | For | For | Management | ||||
1.5 | Elect Director James G. Groninger | For | For | Management | ||||
1.6 | Elect Director Francois Nader | For | For | Management | ||||
1.7 | Elect Director Rachel R. Selisker | For | For | Management | ||||
1.8 | Elect Director Peter G. Tombros | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
NU SKIN ENTERPRISES, INC.
Ticker: | NUS | Security ID: | 67018T105 | |||
Meeting Date: | JUN 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nevin N. Andersen | For | For | Management | ||||
1.2 | Elect Director Daniel W. Campbell | For | For | Management | ||||
1.3 | Elect Director M. Truman Hunt | For | For | Management | ||||
1.4 | Elect Director Andrew D. Lipman | For | For | Management | ||||
1.5 | Elect Director Steven J. Lund | For | For | Management | ||||
1.6 | Elect Director Patricia A. Negron | For | For | Management | ||||
1.7 | Elect Director Neil H. Offen | For | For | Management | ||||
1.8 | Elect Director Thomas R. Pisano | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 187
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | Withhold | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | Withhold | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
OCWEN FINANCIAL CORPORATION
Ticker: | OCN | Security ID: | 675746309 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Erbey | For | Withhold | Management | ||||
1.2 | Elect Director Ronald M. Faris | For | Withhold | Management | ||||
1.3 | Elect Director Ronald J. Korn | For | For | Management | ||||
1.4 | Elect Director William H. Lacy | For | Withhold | Management | ||||
1.5 | Elect Director Wilbur L. Ross, Jr. | For | Withhold | Management | ||||
1.6 | Elect Director Robert A. Salcetti | For | Withhold | Management | ||||
1.7 | Elect Director Barry N. Wish | For | Withhold | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 188
OLD DOMINION FREIGHT LINE, INC.
Ticker: | ODFL | Security ID: | 679580100 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Earl E. Congdon | For | Withhold | Management | ||||
1.2 | Elect Director David S. Congdon | For | Withhold | Management | ||||
1.3 | Elect Director J. Paul Breitbach | For | Withhold | Management | ||||
1.4 | Elect Director John R. Congdon, Jr. | For | Withhold | Management | ||||
1.5 | Elect Director Robert G. Culp, III | For | For | Management | ||||
1.6 | Elect Director John D. Kasarda | For | Withhold | Management | ||||
1.7 | Elect Director Leo H. Suggs | For | Withhold | Management | ||||
1.8 | Elect Director D. Michael Wray | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
OMEROS CORPORATION
Ticker: | OMER | Security ID: | 682143102 | |||
Meeting Date: | MAY 23, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Cable | For | Withhold | Management | ||||
1.2 | Elect Director Peter A. Demopulos | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers’ Compensation | ||||||||
3 | Ratify Auditors | For | For | Management |
ONCOGENEX PHARMACEUTICALS, INC.
Ticker: | OGXI | Security ID: | 68230A106 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Scott Cormack | For | For | Management | ||||
1.2 | Elect Director Neil Clendeninn | For | For | Management | ||||
1.3 | Elect Director Jack Goldstein | For | For | Management | ||||
1.4 | Elect Director Martin Mattingly | For | For | Management | ||||
1.5 | Elect Director Stewart Parker | For | For | Management | ||||
1.6 | Elect Director David Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 189
ONCOMED PHARMACEUTICALS, INC.
Ticker: | OMED | Security ID: | 68234X102 | |||
Meeting Date: | JUN 18, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elisha P. (‘Terry’) Gould, III | For | Withhold | Management | ||||
1.2 | Elect Director Michael S. Wyzga | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
OPENTABLE, INC.
Ticker: | OPEN | Security ID: | 68372A104 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. William Gurley | For | Withhold | Management | ||||
1.2 | Elect Director Daniel Meyer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jay L. Geldmacher | For | For | Management | ||||
1.2 | Elect Director Peter S. Hellman | For | For | Management | ||||
1.3 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.4 | Elect Director John J. McMackin, Jr. | For | For | Management | ||||
1.5 | Elect Director Hari N. Nair | For | For | Management | ||||
1.6 | Elect Director Hugh H. Roberts | For | For | Management | ||||
1.7 | Elect Director Albert P. L. Stroucken | For | For | Management | ||||
1.8 | Elect Director Carol A. Williams | For | For | Management | ||||
1.9 | Elect Director Dennis K. Williams | For | For | Management | ||||
1.10 | Elect Director Thomas L. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 190
PACKAGING CORPORATION OF AMERICA
Ticker: | PKG | Security ID: | 695156109 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cheryl K. Beebe | For | For | Management | ||||
1.2 | Elect Director Hasan Jameel | For | For | Management | ||||
1.3 | Elect Director Mark W. Kowlzan | For | For | Management | ||||
1.4 | Elect Director Robert C. Lyons | For | For | Management | ||||
1.5 | Elect Director Thomas P. Maurer | For | For | Management | ||||
1.6 | Elect Director Samuel M. Mencoff | For | For | Management | ||||
1.7 | Elect Director Roger B. Porter | For | For | Management | ||||
1.8 | Elect Director Thomas S. Souleles | For | For | Management | ||||
1.9 | Elect Director Paul T. Stecko | For | For | Management | ||||
1.10 | Elect Director James D. Woodrum | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
PANDORA MEDIA, INC.
Ticker: | P | Security ID: | 698354107 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Chernin | For | For | Management | ||||
1.2 | Elect Director Brian McAndrews | For | For | Management | ||||
1.3 | Elect Director Tim Westergren | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred K. Foulkes | For | Withhold | Management | ||||
1.2 | Elect Director Ronald M. Shaich | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers’ Compensation | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 191
PAREXEL INTERNATIONAL CORPORATION
Ticker: | PRXL | Security ID: | 699462107 | |||
Meeting Date: | DEC 05, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 10, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Dana Callow, Jr. | For | For | Management | ||||
1.2 | Elect Director Christopher J. Lindop | For | Withhold | Management | ||||
1.3 | Elect Director Josef H. von Rickenbach | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: | PAG | Security ID: | 70959W103 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Barr | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Eisenson | For | Withhold | Management | ||||
1.3 | Elect Director Robert H. Kurnick, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director William J. Lovejoy | For | For | Management | ||||
1.5 | Elect Director Kimberly J. McWaters | For | Withhold | Management | ||||
1.6 | Elect Director Yoshimi Namba | For | Withhold | Management | ||||
1.7 | Elect Director Lucio A. Noto | For | Withhold | Management | ||||
1.8 | Elect Director Roger S. Penske | For | Withhold | Management | ||||
1.9 | Elect Director Greg Penske | For | Withhold | Management | ||||
1.10 | Elect Director Sandra E. Pierce | For | Withhold | Management | ||||
1.11 | Elect Director Ronald G. Steinhart | For | Withhold | Management | ||||
1.12 | Elect Director H. Brian Thompson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Other Business | For | Against | Management |
Page 192
PERKINELMER, INC.
Ticker: | PKI | Security ID: | 714046109 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Peter Barrett | For | For | Management | ||||
1b | Elect Director Robert F. Friel | For | For | Management | ||||
1c | Elect Director Nicholas A. Lopardo | For | For | Management | ||||
1d | Elect Director Alexis P. Michas | For | For | Management | ||||
1e | Elect Director James C. Mullen | For | For | Management | ||||
1f | Elect Director Vicki L. Sato | For | For | Management | ||||
1g | Elect Director Kenton J. Sicchitano | For | For | Management | ||||
1h | Elect Director Patrick J. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
PGT, INC.
Ticker: | PGTI | Security ID: | 69336V101 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brett N. Milgrim | For | For | Management | ||||
1.2 | Elect Director Richard D. Feintuch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
PHARMACYCLICS, INC.
Ticker: | PCYC | Security ID: | 716933106 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Booth | For | Withhold | Management | ||||
1.2 | Elect Director Kenneth A. Clark | For | Withhold | Management | ||||
1.3 | Elect Director Robert W. Duggan | For | Withhold | Management | ||||
1.4 | Elect Director Eric H. Halvorson | For | Withhold | Management | ||||
1.5 | Elect Director Minesh P. Mehta | For | Withhold | Management | ||||
1.6 | Elect Director David D. Smith | For | Withhold | Management | ||||
1.7 | Elect Director Richard A. van den Broek | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 193
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: | PNFP | Security ID: | 72346Q104 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Cope | For | For | Management | ||||
1.2 | Elect Director William H. Huddleston, IV | For | For | Management | ||||
1.3 | Elect Director Robert A. McCabe, Jr. | For | For | Management | ||||
1.4 | Elect Director Reese L. Smith | For | For | Management | ||||
1.5 | Elect Director Glenda Baskin Glover | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
POLARIS INDUSTRIES INC.
Ticker: | PII | Security ID: | 731068102 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin M. Farr | For | For | Management | ||||
1.2 | Elect Director Gary E. Hendrickson | For | Withhold | Management | ||||
1.3 | Elect Director R. M. (Mark) Schreck | For | For | Management | ||||
1.4 | Elect Director William G. Van Dyke | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PORTFOLIO RECOVERY ASSOCIATES, INC.
Ticker: | PRAA | Security ID: | 73640Q105 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Scott M. Tabakin | For | For | Management | ||||
1.2 | Elect Director James M. Voss | For | For | Management | ||||
1.3 | Elect Director Marjorie M. Connelly | For | For | Management | ||||
1.4 | Elect Director James A. Nussle | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 194
PROSENSA HOLDING NV
Ticker: | RNA | Security ID: | N71546100 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2.1 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
2.2 | Discuss Remuneration Report | None | None | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Allocation of Income | For | For | Management | ||||
5 | Approve Discharge of Management Board | For | For | Management | ||||
6 | Approve Discharge of Supervisory Board | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
8 | Elect Michael Wyzga to Supervisory Board | For | For | Management | ||||
9 | Approve Remuneration of Supervisory Board | For | Against | Management | ||||
10.1 | Authorize Repurchase of Ordinary Shares Up to 50 Percent of Issued Share Capital | For | Against | Management | ||||
10.2 | Authorize Repurchase of Preferred Shares | For | For | Management | ||||
11 | Other Business (Non-Voting) | None | None | Management |
PROTO LABS, INC.
Ticker: | PRLB | Security ID: | 743713109 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Lukis | For | Withhold | Management | ||||
1.2 | Elect Director Victoria M. Holt | For | Withhold | Management | ||||
1.3 | Elect Director Bradley A. Cleveland | For | Withhold | Management | ||||
1.4 | Elect Director Rainer Gawlick | For | For | Management | ||||
1.5 | Elect Director John B. Goodman | For | Withhold | Management | ||||
1.6 | Elect Director Douglas W. Kohrs | For | For | Management | ||||
1.7 | Elect Director Brian K. Smith | For | Withhold | Management | ||||
1.8 | Elect Director Sven A. Wehrwein | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 195
PTC INC.
Ticker: | PTC | Security ID: | 69370C100 | |||
Meeting Date: | MAR 05, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Janice D. Chaffin | For | For | Management | ||||
1.2 | Elect Director James E. Heppelmann | For | For | Management | ||||
1.3 | Elect Director Paul A. Lacy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Management |
PTC THERAPEUTICS, INC.
Ticker: | PTCT | Security ID: | 69366J200 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stuart W. Peltz | For | For | Management | ||||
1.2 | Elect Director Jerome B. Zeldis | For | Withhold | Management | ||||
1.3 | Elect Director Ronald C. Renaud, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
PUMA BIOTECHNOLOGY, INC.
Ticker: | PBYI | Security ID: | 74587V107 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan H. Auerbach | For | For | Management | ||||
1.2 | Elect Director Thomas R. Malley | For | For | Management | ||||
1.3 | Elect Director Jay M. Moyes | For | Withhold | Management | ||||
1.4 | Elect Director Troy E. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management |
Page 196
QLIK TECHNOLOGIES INC.
Ticker: | QLIK | Security ID: | 74733T105 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce Golden | For | For | Management | ||||
1.2 | Elect Director Lars Bjork | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
RALPH LAUREN CORPORATION
Ticker: | RL | Security ID: | 751212101 | |||
Meeting Date: | AUG 08, 2013 | Meeting Type: | Annual | |||
Record Date: | JUN 20, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank A. Bennack, Jr. | For | For | Management | ||||
1.2 | Elect Director Joel L. Fleishman | For | Withhold | Management | ||||
1.3 | Elect Director Hubert Joly | For | For | Management | ||||
1.4 | Elect Director Steven P. Murphy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
REALOGY HOLDINGS CORP.
Ticker: | RLGY | Security ID: | 75605Y106 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jessica M. Bibliowicz | For | For | Management | ||||
1.2 | Elect Director Fiona P. Dias | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
Page 197
REGENERON PHARMACEUTICALS, INC.
Ticker: | REGN | Security ID: | 75886F107 | |||
Meeting Date: | JUN 13, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alfred G. Gilman | For | For | Management | ||||
1.2 | Elect Director Joseph L. Goldstein | For | Withhold | Management | ||||
1.3 | Elect Director Robert A. Ingram | For | Withhold | Management | ||||
1.4 | Elect Director Christine A. Poon | For | Withhold | Management | ||||
1.5 | Elect Director P. Roy Vagelos | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
REGIONS FINANCIAL CORPORATION
Ticker: | RF | Security ID: | 7591EP100 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director George W. Bryan | For | For | Management | ||||
1b | Elect Director Carolyn H. Byrd | For | For | Management | ||||
1c | Elect Director David J. Cooper, Sr. | For | For | Management | ||||
1d | Elect Director Don DeFosset | For | For | Management | ||||
1e | Elect Director Eric C. Fast | For | For | Management | ||||
1f | Elect Director O.B. Grayson Hall, Jr. | For | For | Management | ||||
1g | Elect Director John D. Johns | For | For | Management | ||||
1h | Elect Director Charles D. McCrary | For | For | Management | ||||
1i | Elect Director James R. Malone | For | For | Management | ||||
1j | Elect Director Ruth Ann Marshall | For | For | Management | ||||
1k | Elect Director Susan W. Matlock | For | For | Management | ||||
1l | Elect Director John E. Maupin, Jr. | For | For | Management | ||||
1m | Elect Director Lee J. Styslinger, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 198
REGULUS THERAPEUTICS INC.
Ticker: | RGLS | Security ID: | 75915K101 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Baltimore | For | Withhold | Management | ||||
1.2 | Elect Director Bruce L.A. Carter | For | Withhold | Management | ||||
1.3 | Elect Director Mark G. Foletta | For | Withhold | Management | ||||
1.4 | Elect Director Stelios Papadopoulos | For | Withhold | Management | ||||
1.5 | Elect Director B. Lynne Parshall | For | Withhold | Management | ||||
1.6 | Elect Director William H. Rastetter | For | Withhold | Management | ||||
1.7 | Elect Director Douglas Williams | For | Withhold | Management | ||||
1.8 | Elect Director Kleanthis G. Xanthopoulos | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
RENAISSANCERE HOLDINGS LTD.
Ticker: | RNR | Security ID: | G7496G103 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David C. Bushnell | For | For | Management | ||||
1.2 | Elect Director James L. Gibbons | For | For | Management | ||||
1.3 | Elect Director Jean D. Hamilton | For | For | Management | ||||
1.4 | Elect Director Anthony M. Santomero | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
RESMED INC.
Ticker: | RMD | Security ID: | 761152107 | |||
Meeting Date: | NOV 14, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Carol Burt | For | For | Management | ||||
1b | Elect Director Richard Sulpizio | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 199
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 02, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Harold M. Messmer, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Barbara J. Novogradac | For | For | Management | ||||
1.4 | Elect Director Robert J. Pace | For | Withhold | Management | ||||
1.5 | Elect Director Frederick A. Richman | For | Withhold | Management | ||||
1.6 | Elect Director M. Keith Waddell | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ROCK-TENN COMPANY
Ticker: | RKT | Security ID: | 772739207 | |||
Meeting Date: | JAN 31, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenny A. Hourihan | For | For | Management | ||||
1.2 | Elect Director Steven C. Voorhees | For | For | Management | ||||
1.3 | Elect Director J. Powell Brown | For | Withhold | Management | ||||
1.4 | Elect Director Robert M. Chapman | For | For | Management | ||||
1.5 | Elect Director Terrell K. Crews | For | For | Management | ||||
1.6 | Elect Director Russell M. Currey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
Page 200
ROCKET FUEL INC.
Ticker: | FUEL | Security ID: | 773111109 | |||
Meeting Date: | JUN 09, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director John Gardner | For | For | Management | ||||
1b | Elect Director Monte Zweben | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 02, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc Benioff | For | Against | Management | ||||
1.2 | Elect Director Keith Block | For | Against | Management | ||||
1.3 | Elect Director Craig Conway | For | For | Management | ||||
1.4 | Elect Director Alan Hassenfeld | For | Against | Management | ||||
1.5 | Elect Director Colin Powell | For | Against | Management | ||||
1.6 | Elect Director John V. Roos | For | For | Management | ||||
1.7 | Elect Director Lawrence Tomlinson | For | Against | Management | ||||
1.8 | Elect Director Robin Washington | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SALIX PHARMACEUTICALS, LTD.
Ticker: | SLXP | Security ID: | 795435106 | |||
Meeting Date: | JUN 13, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Chappell | For | For | Management | ||||
1.2 | Elect Director Thomas W. D’Alonzo | For | For | Management | ||||
1.3 | Elect Director William P. Keane | For | For | Management | ||||
1.4 | Elect Director Carolyn J. Logan | For | For | Management | ||||
1.5 | Elect Director Mark A. Sirgo | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 201
SALLY BEAUTY HOLDINGS, INC.
Ticker: | SBH | Security ID: | 79546E104 | |||
Meeting Date: | JAN 30, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Director John R. Golliher | For | For | Management | ||||
2.2 | Elect Director Edward W. Rabin | For | For | Management | ||||
2.3 | Elect Director Gary G. Winterhalter | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
SCBT FINANCIAL CORPORATION
Ticker: | SCBT | Security ID: | 78401V102 | |||
Meeting Date: | JUL 24, 2013 | Meeting Type: | Special | |||
Record Date: | JUN 12, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Change Company Name | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: | SWM | Security ID: | 808541106 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Claire L. Arnold | For | For | Management | ||||
1.2 | Elect Director Heinrich Fischer | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 202
SEALED AIR CORPORATION
Ticker: | SEE | Security ID: | 81211K100 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hank Brown | For | For | Management | ||||
2 | Elect Director Michael Chu | For | For | Management | ||||
3 | Elect Director Lawrence R. Codey | For | For | Management | ||||
4 | Elect Director Patrick Duff | For | For | Management | ||||
5 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||||
6 | Elect Director Kenneth P. Manning | For | For | Management | ||||
7 | Elect Director William J. Marino | For | For | Management | ||||
8 | Elect Director Jerome A. Peribere | For | For | Management | ||||
9 | Elect Director Richard L. Wambold | For | For | Management | ||||
10 | Elect Director Jerry R. Whitaker | For | For | Management | ||||
11 | Approve Omnibus Stock Plan | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management |
SEATTLE GENETICS, INC.
Ticker: | SGEN | Security ID: | 812578102 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Orwin | For | For | Management | ||||
1.2 | Elect Director Srinivas Akkaraju | For | For | Management | ||||
1.3 | Elect Director David W. Gryska | For | For | Management | ||||
1.4 | Elect Director John P. McLaughlin | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SIGNATURE BANK
Ticker: | SBNY | Security ID: | 82669G104 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Scott A. Shay | For | Withhold | Management | ||||
1.2 | Elect Director Alfred B. DelBello | For | Withhold | Management | ||||
1.3 | Elect Director Joseph J. DePaolo | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 203
SIRONA DENTAL SYSTEMS, INC.
Ticker: | SIRO | Security ID: | 82966C103 | |||
Meeting Date: | FEB 19, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William K. Hood | For | For | Management | ||||
1.2 | Elect Director Thomas Jetter | For | For | Management | ||||
1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | For | For | Management | ||||
1.4 | Elect Director Jeffrey T. Slovin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
SKYWORKS SOLUTIONS, INC.
Ticker: | SWKS | Security ID: | 83088M102 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David J. McLachlan | For | For | Management | ||||
1.2 | Elect Director David J. Aldrich | For | For | Management | ||||
1.3 | Elect Director Kevin L. Beebe | For | For | Management | ||||
1.4 | Elect Director Timothy R. Furey | For | For | Management | ||||
1.5 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
1.6 | Elect Director Christine King | For | For | Management | ||||
1.7 | Elect Director David P. McGlade | For | For | Management | ||||
1.8 | Elect Director Robert A. Schriesheim | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SOLARWINDS, INC.
Ticker: | SWI | Security ID: | 83416B109 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven M. Cakebread | For | For | Management | ||||
1.2 | Elect Director Roger J. Sippl | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adjourn Meeting | For | For | Management |
Page 204
SOLERA HOLDINGS, INC.
Ticker: | SLH | Security ID: | 83421A104 | |||
Meeting Date: | NOV 08, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Tony Aquila | For | For | Management | ||||
1.2 | Elect Director Thomas A. Dattilo | For | Withhold | Management | ||||
1.3 | Elect Director Arthur F. Kingsbury | For | For | Management | ||||
1.4 | Elect Director Kurt J. Lauk | For | For | Management | ||||
1.5 | Elect Director Kenneth A. Viellieu | For | Withhold | Management | ||||
1.6 | Elect Director Thomas C. Wajnert | For | Withhold | Management | ||||
1.7 | Elect Director Stuart J. Yarbrough | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
SPIRIT AIRLINES, INC.
Ticker: | SAVE | Security ID: | 848577102 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director B. Ben Baldanza | For | For | Management | ||||
1.2 | Elect Director Robert L. Fornaro | For | For | Management | ||||
1.3 | Elect Director H. McIntyre Gardner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SPLUNK INC.
Ticker: | SPLK | Security ID: | 848637104 | |||
Meeting Date: | JUN 10, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John G. Connors | For | For | Management | ||||
1.2 | Elect Director Patricia B. Morrison | For | For | Management | ||||
1.3 | Elect Director Nicholas G. Sturiale | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 205
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: | SSNC | Security ID: | 78467J100 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Normand A. Boulanger | For | Withhold | Management | ||||
1.2 | Elect Director David A. Varsano | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Stock Option Plan | For | Against | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
STARBUCKS CORPORATION
Ticker: | SBUX | Security ID: | 855244109 | |||
Meeting Date: | MAR 19, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 09, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election Of Director Howard Schultz | For | For | Management | ||||
1b | Election Of Director William W. Bradley | For | For | Management | ||||
1c | Election Of Director Robert M. Gates | For | For | Management | ||||
1d | Election Of Director Mellody Hobson | For | For | Management | ||||
1e | Election Of Director Kevin R. Johnson | For | For | Management | ||||
1f | Election Of Director Olden Lee | For | For | Management | ||||
1g | Election Of Director Joshua Cooper Ramo | For | For | Management | ||||
1h | Election Of Director James G. Shennan, Jr. | For | For | Management | ||||
1i | Election Of Director Clara Shih | For | For | Management | ||||
1j | Election Of Director Javier G. Teruel | For | For | Management | ||||
1k | Election Of Director Myron E. Ullman, III | For | For | Management | ||||
1l | Election Of Director Craig E. Weatherup | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Prohibit Political Spending | Against | Against | Shareholder | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder |
Page 206
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 01, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 06, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Frits van Paasschen | For | For | Management | ||||
1b | Elect Director Bruce W. Duncan | For | For | Management | ||||
1c | Elect Director Adam M. Aron | For | For | Management | ||||
1d | Elect Director Charlene Barshefsky | For | For | Management | ||||
1e | Elect Director Thomas E. Clarke | For | For | Management | ||||
1f | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1g | Elect Director Lizanne Galbreath | For | For | Management | ||||
1h | Elect Director Eric Hippeau | For | For | Management | ||||
1i | Elect Director Aylwin B. Lewis | For | For | Management | ||||
1j | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1k | Elect Director Thomas O. Ryder | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
STEMLINE THERAPEUTICS, INC.
Ticker: | STML | Security ID: | 85858C107 | |||
Meeting Date: | JUN 19, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ron Bentsur | For | For | Management | ||||
1.2 | Elect Director Eric L. Dobmeier | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
STEVEN MADDEN, LTD.
Ticker: | SHOO | Security ID: | 556269108 | |||
Meeting Date: | MAY 23, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward R. Rosenfeld | For | For | Management | ||||
1.2 | Elect Director Rose Peabody Lynch | For | For | Management | ||||
1.3 | Elect Director John L. Madden | For | For | Management | ||||
1.4 | Elect Director Peter Migliorini | For | For | Management | ||||
1.5 | Elect Director Richard P. Randall | For | For | Management | ||||
1.6 | Elect Director Ravi Sachdev | For | For | Management | ||||
1.7 | Elect Director Thomas H. Schwartz | For | For | Management | ||||
1.8 | Elect Director Robert Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 207
SUPERNUS PHARMACEUTICALS, INC.
Ticker: | SUPN | Security ID: | 868459108 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frederick M. Hudson | For | For | Management | ||||
1.2 | Elect Director Charles W. Newhall, III | For | For | Management | ||||
2 | Approve Conversion of Securities | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
SYNAGEVA BIOPHARMA CORP.
Ticker: | GEVA | Security ID: | 87159A103 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sanj K. Patel | For | For | Management | ||||
1.2 | Elect Director Felix J. Baker | For | For | Management | ||||
1.3 | Elect Director Stephen R. Biggar | For | For | Management | ||||
1.4 | Elect Director Stephen R. Davis | For | Withhold | Management | ||||
1.5 | Elect Director Thomas R. Malley | For | For | Management | ||||
1.6 | Elect Director Barry Quart | For | Withhold | Management | ||||
1.7 | Elect Director Thomas J. Tisch | For | For | Management | ||||
1.8 | Elect Director Peter Wirth | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 208
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Mark S. Bartlett | For | For | Management | ||||
1b | Elect Director Edward C. Bernard | For | For | Management | ||||
1c | Elect Director Mary K. Bush | For | For | Management | ||||
1d | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||||
1e | Elect Director Freeman A. Hrabowski, III | For | For | Management | ||||
1f | Elect Director James A.C. Kennedy | For | For | Management | ||||
1g | Elect Director Robert F. MacLellan | For | For | Management | ||||
1h | Elect Director Brian C. Rogers | For | For | Management | ||||
1i | Elect Director Olympia J. Snowe | For | For | Management | ||||
1j | Elect Director Alfred Sommer | For | For | Management | ||||
1k | Elect Director Dwight S. Taylor | For | For | Management | ||||
1l | Elect Director Anne Marie Whittemore | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
TABLEAU SOFTWARE, INC.
Ticker: | DATA | Security ID: | 87336U105 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elliott Jurgensen, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director John McAdam | For | Withhold | Management | ||||
1.3 | Elect Director Brooke Seawell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
TAYLOR MORRISON HOME CORPORATION
Ticker: | TMHC | Security ID: | 87724P106 | |||
Meeting Date: | MAY 28, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sheryl D. Palmer | For | Withhold | Management | ||||
1.2 | Elect Director Timothy R. Eller | For | Withhold | Management | ||||
1.3 | Elect Director Jason Keller | For | Withhold | Management | ||||
1.4 | Elect Director Peter Lane | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 209
TELEFLEX INCORPORATED
Ticker: | TFX | Security ID: | 879369106 | |||
Meeting Date: | MAY 02, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director George Babich, Jr. | For | For | Management | ||||
1b | Elect Director William R. Cook | For | For | Management | ||||
1c | Elect Director Stephen K. Klasko | For | For | Management | ||||
1d | Elect Director Benson F. Smith | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Evelyn S. Dilsaver | For | For | Management | ||||
1b | Elect Director Frank Doyle | For | For | Management | ||||
1c | Elect Director John A. Heil | For | Against | Management | ||||
1d | Elect Director Peter K. Hoffman | For | Against | Management | ||||
1e | Elect Director Paul Judge | For | Against | Management | ||||
1f | Elect Director Nancy F. Koehn | For | Against | Management | ||||
1g | Elect Director Christopher A. Masto | For | Against | Management | ||||
1h | Elect Director P. Andrews McLane | For | Against | Management | ||||
1i | Elect Director Lawrence J. Rogers | For | Against | Management | ||||
1j | Elect Director Mark Sarvary | For | Against | Management | ||||
1k | Elect Director Robert B. Trussell, Jr. | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 210
TENET HEALTHCARE CORPORATION
Ticker: | THC | Security ID: | 88033G407 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director John Ellis ‘Jeb’ Bush | For | For | Management | ||||
1b | Elect Director Trevor Fetter | For | For | Management | ||||
1c | Elect Director Brenda J. Gaines | For | For | Management | ||||
1d | Elect Director Karen M. Garrison | For | For | Management | ||||
1e | Elect Director Edward A. Kangas | For | For | Management | ||||
1f | Elect Director J. Robert Kerrey | For | For | Management | ||||
1g | Elect Director Richard R. Pettingill | For | For | Management | ||||
1h | Elect Director Ronald A. Rittenmeyer | For | For | Management | ||||
1i | Elect Director James A. Unruh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
TENNECO INC.
Ticker: | TEN | Security ID: | 880349105 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas C. Freyman | For | For | Management | ||||
1.2 | Elect Director Dennis J. Letham | For | For | Management | ||||
1.3 | Elect Director Hari N. Nair | For | For | Management | ||||
1.4 | Elect Director Roger B. Porter | For | For | Management | ||||
1.5 | Elect Director David B. Price, Jr. | For | For | Management | ||||
1.6 | Elect Director Gregg M. Sherrill | For | For | Management | ||||
1.7 | Elect Director Paul T. Stecko | For | For | Management | ||||
1.8 | Elect Director Jane L. Warner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
TERADATA CORPORATION
Ticker: | TDC | Security ID: | 88076W103 | |||
Meeting Date: | APR 29, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Nancy E. Cooper | For | For | Management | ||||
1b | Elect Director David E. Kepler | For | For | Management | ||||
1c | Elect Director William S. Stavropoulos | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 211
TESLA MOTORS, INC.
Ticker: | TSLA | Security ID: | 88160R101 | |||
Meeting Date: | JUN 03, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elon Musk | For | Withhold | Management | ||||
1.2 | Elect Director Stephen T. Jurvetson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
TEXAS CAPITAL BANCSHARES, INC.
Ticker: | TCBI | Security ID: | 88224Q107 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. Keith Cargill | For | For | Management | ||||
1.2 | Elect Director Peter B. Bartholow | For | For | Management | ||||
1.3 | Elect Director James H. Browning | For | Withhold | Management | ||||
1.4 | Elect Director Preston M. Geren, III | For | For | Management | ||||
1.5 | Elect Director Frederick B. Hegi, Jr. | For | Withhold | Management | ||||
1.6 | Elect Director Larry L. Helm | For | For | Management | ||||
1.7 | Elect Director James R. Holland, Jr. | For | For | Management | ||||
1.8 | Elect Director Charles S. Hyle | For | For | Management | ||||
1.9 | Elect Director W. W. McAllister, III | For | For | Management | ||||
1.10 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.11 | Elect Director Steven P. Rosenberg | For | Withhold | Management | ||||
1.12 | Elect Director Grant E. Sims | For | For | Management | ||||
1.13 | Elect Director Robert W. Stallings | For | For | Management | ||||
1.14 | Elect Director Dale W. Tremblay | For | Withhold | Management | ||||
1.15 | Elect Director Ian J. Turpin | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 212
THE BOSTON BEER COMPANY, INC.
Ticker: | SAM | Security ID: | 100557107 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Burwick | For | Withhold | Management | ||||
1.2 | Elect Director Pearson C. Cummin, III | For | Withhold | Management | ||||
1.3 | Elect Director Jeanne-Michel Valette | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE CHARLES SCHWAB CORPORATION
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Frank C. Herringer | For | For | Management | ||||
1b | Elect Director Stephen T. McLin | For | For | Management | ||||
1c | Elect Director Roger O. Walther | For | For | Management | ||||
1d | Elect Director Robert N. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Report on Political Contributions | Against | For | Shareholder | ||||
5 | Prepare Employment Diversity Report | Against | For | Shareholder | ||||
6 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder |
THE COOPER COMPANIES, INC.
Ticker: | COO | Security ID: | 216648402 | |||
Meeting Date: | MAR 17, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Thomas Bender | For | For | Management | ||||
1.2 | Elect Director Michael H. Kalkstein | For | For | Management | ||||
1.3 | Elect Director Jody S. Lindell | For | For | Management | ||||
1.4 | Elect Director Gary S. Petersmeyer | For | For | Management | ||||
1.5 | Elect Director Steven Rosenberg | For | For | Management | ||||
1.6 | Elect Director Allan E. Rubenstein | For | For | Management | ||||
1.7 | Elect Director Robert S. Weiss | For | For | Management | ||||
1.8 | Elect Director Stanley Zinberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 213
THE FRESH MARKET, INC.
Ticker: | TFM | Security ID: | 35804H106 | |||
Meeting Date: | JUN 03, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Craig Carlock | For | For | Management | ||||
1.2 | Elect Director Richard Noll | For | For | Management | ||||
1.3 | Elect Director Michael Tucci | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: | GT | Security ID: | 382550101 | |||
Meeting Date: | APR 14, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director William J. Conaty | For | Against | Management | ||||
1b | Elect Director James A. Firestone | For | Against | Management | ||||
1c | Elect Director Werner Geissler | For | Against | Management | ||||
1d | Elect Director Peter S. Hellman | For | Against | Management | ||||
1e | Elect Director Richard J. Kramer | For | For | Management | ||||
1f | Elect Director W. Alan McCollough | For | Against | Management | ||||
1g | Elect Director John E. McGlade | For | Against | Management | ||||
1h | Elect Director Michael J. Morell | For | For | Management | ||||
1i | Elect Director Roderick A. Palmore | For | Against | Management | ||||
1j | Elect Director Stephanie A. Streeter | For | Against | Management | ||||
1k | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||
1l | Elect Director Michael R. Wessel | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
THE HAIN CELESTIAL GROUP, INC.
Ticker: | HAIN | Security ID: | 405217100 | |||
Meeting Date: | NOV 19, 2013 | Meeting Type: | Annual | |||
Record Date: | SEP 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irwin D. Simon | For | For | Management | ||||
1.2 | Elect Director Richard C. Berke | For | Withhold | Management | ||||
1.3 | Elect Director Jack Futterman | For | Withhold | Management | ||||
1.4 | Elect Director Marina Hahn | For | For | Management | ||||
1.5 | Elect Director Andrew R. Heyer | For | For | Management | ||||
1.6 | Elect Director Roger Meltzer | For | Withhold | Management | ||||
1.7 | Elect Director Scott M. O’Neil | For | Withhold | Management | ||||
1.8 | Elect Director Lawrence S. Zilavy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 214
THE MIDDLEBY CORPORATION
Ticker: | MIDD | Security ID: | 596278101 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Selim A. Bassoul | For | For | Management | ||||
1.2 | Elect Director Sarah Palisi Chapin | For | Against | Management | ||||
1.3 | Elect Director Robert B. Lamb | For | For | Management | ||||
1.4 | Elect Director John R. Miller, III | For | Against | Management | ||||
1.5 | Elect Director Gordon O’Brien | For | Against | Management | ||||
1.6 | Elect Director Philip G. Putnam | For | For | Management | ||||
1.7 | Elect Director Sabin C. Streeter | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
THE PRICELINE GROUP INC.
Ticker: | PCLN | Security ID: | 741503403 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy M. Armstrong | For | For | Management | ||||
1.2 | Elect Director Howard W. Barker, Jr. | For | For | Management | ||||
1.3 | Elect Director Jeffery H. Boyd | For | For | Management | ||||
1.4 | Elect Director Jan L. Docter | For | For | Management | ||||
1.5 | Elect Director Jeffrey E. Epstein | For | For | Management | ||||
1.6 | Elect Director James M. Guyette | For | For | Management | ||||
1.7 | Elect Director Darren R. Huston | For | For | Management | ||||
1.8 | Elect Director Nancy B. Peretsman | For | For | Management | ||||
1.9 | Elect Director Thomas E. Rothman | For | For | Management | ||||
1.10 | Elect Director Craig W. Rydin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
Page 215
THE RYLAND GROUP, INC.
Ticker: | RYL | Security ID: | 783764103 | |||
Meeting Date: | APR 22, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William L. Jews | For | For | Management | ||||
1.2 | Elect Director Ned Mansour | For | For | Management | ||||
1.3 | Elect Director Robert E. Mellor | For | For | Management | ||||
1.4 | Elect Director Norman J. Metcalfe | For | For | Management | ||||
1.5 | Elect Director Larry T. Nicholson | For | For | Management | ||||
1.6 | Elect Director Charlotte St. Martin | For | For | Management | ||||
1.7 | Elect Director Thomas W. Toomey | For | For | Management | ||||
1.8 | Elect Director Robert G. van Schoonenberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
THE SHERWIN-WILLIAMS COMPANY
Ticker: | SHW | Security ID: | 824348106 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arthur F. Anton | For | For | Management | ||||
1.2 | Elect Director Christopher M. Connor | For | For | Management | ||||
1.3 | Elect Director David F. Hodnik | For | For | Management | ||||
1.4 | Elect Director Thomas G. Kadien | For | For | Management | ||||
1.5 | Elect Director Richard J. Kramer | For | For | Management | ||||
1.6 | Elect Director Susan J. Kropf | For | For | Management | ||||
1.7 | Elect Director Christine A. Poon | For | For | Management | ||||
1.8 | Elect Director Richard K. Smucker | For | For | Management | ||||
1.9 | Elect Director John M. Stropki | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 216
THE TORO COMPANY
Ticker: | TTC | Security ID: | 891092108 | |||
Meeting Date: | MAR 18, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 22, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey M. Ettinger | For | For | Management | ||||
1.2 | Elect Director Katherine J. Harless | For | For | Management | ||||
1.3 | Elect Director Michael J. Hoffman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: | ULTI | Security ID: | 90385D107 | |||
Meeting Date: | MAY 19, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director LeRoy A. Vander Putten | For | For | Management | ||||
1.2 | Elect Director Robert A. Yanover | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
THE VALSPAR CORPORATION
Ticker: | VAL | Security ID: | 920355104 | |||
Meeting Date: | FEB 19, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 26, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Ballbach | For | For | Management | ||||
1.2 | Elect Director Ian R. Friendly | For | For | Management | ||||
1.3 | Elect Director Janel S. Haugarth | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 217
TIBCO SOFTWARE INC.
Ticker: | TIBX | Security ID: | 88632Q103 | |||
Meeting Date: | APR 03, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Vivek Y. Ranadive | For | For | Management | ||||
1.2 | Elect Director Nanci E. Caldwell | For | Withhold | Management | ||||
1.3 | Elect Director Eric C.W. Dunn | For | For | Management | ||||
1.4 | Elect Director Peter J. Job | For | Withhold | Management | ||||
1.5 | Elect Director David J. West | For | For | Management | ||||
1.6 | Elect Director Philip K. Wood | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
TORNIER N.V.
Ticker: | TRNX | Security ID: | N87237108 | |||
Meeting Date: | JUN 26, 2014 | Meeting Type: | Annual | |||
Record Date: | MAY 29, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Alain Tornier | For | Against | Management | ||||
1b | Elect Director Elizabeth H. Weatherman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP Accountants as Auditors | For | For | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors for Dutch Statutory Accounts | For | For | Management | ||||
5 | Adopt Dutch Statutory Annual Accounts | For | For | Management | ||||
6 | Authorize Preparation of Dutch Statutory Annual Accounts and Annual Report In English language | For | For | Management | ||||
7 | Approve Discharge of Management Board | For | For | Management | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9 | Authorize Management to Issue Shares | For | For | Management | ||||
10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | For | For | Management |
TRANSDIGM GROUP INCORPORATED
Ticker: | TDG | Security ID: | 893641100 | |||
Meeting Date: | MAR 04, 2014 | Meeting Type: | Annual | |||
Record Date: | JAN 03, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sean P. Hennessy | For | Withhold | Management | ||||
1.2 | Elect Director Douglas Peacock | For | Withhold | Management | ||||
1.3 | Elect Director John Staer | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
Page 218
TRIMBLE NAVIGATION LIMITED
Ticker: | TRMB | Security ID: | 896239100 | |||
Meeting Date: | MAY 08, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven W. Berglund | For | For | Management | ||||
1.2 | Elect Director John B. Goodrich | For | For | Management | ||||
1.3 | Elect Director Merit E. Janow | For | Withhold | Management | ||||
1.4 | Elect Director Ulf J. Johansson | For | Withhold | Management | ||||
1.5 | Elect Director Ronald S. Nersesian | For | Withhold | Management | ||||
1.6 | Elect Director Mark S. Peek | For | For | Management | ||||
1.7 | Elect Director Nickolas W. Vande Steeg | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
TRIPADVISOR, INC.
Ticker: | TRIP | Security ID: | 896945201 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory B. Maffei | For | Withhold | Management | ||||
1.2 | Elect Director Stephen Kaufer | For | Withhold | Management | ||||
1.3 | Elect Director Jonathan F. Miller | For | For | Management | ||||
1.4 | Elect Director Dipchand (Deep) Nishar | For | For | Management | ||||
1.5 | Elect Director Jeremy Philips | For | For | Management | ||||
1.6 | Elect Director Spencer M. Rascoff | For | For | Management | ||||
1.7 | Elect Director Christopher W. Shean | For | Withhold | Management | ||||
1.8 | Elect Director Sukhinder Singh Cassidy | For | For | Management | ||||
1.9 | Elect Director Robert S. Wiesenthal | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
Page 219
TRIUMPH GROUP, INC.
Ticker: | TGI | Security ID: | 896818101 | |||
Meeting Date: | JUL 18, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul Bourgon | For | Against | Management | ||||
1.2 | Elect Director Elmer L. Doty | For | Against | Management | ||||
1.3 | Elect Director John G. Drosdick | For | For | Management | ||||
1.4 | Elect Director Ralph E. Eberhart | For | Against | Management | ||||
1.5 | Elect Director Jeffry D. Frisby | For | Against | Management | ||||
1.6 | Elect Director Richard C. Gozon | For | For | Management | ||||
1.7 | Elect Director Richard C. Ill | For | Against | Management | ||||
1.8 | Elect Director William L. Mansfield | For | For | Management | ||||
1.9 | Elect Director Adam J. Palmer | For | Against | Management | ||||
1.10 | Elect Director Joseph M. Silvestri | For | Against | Management | ||||
1.11 | Elect Director George Simpson | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: | TRW | Security ID: | 87264S106 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Francois J. Castaing | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Gambrell | For | For | Management | ||||
1.3 | Elect Director David W. Meline | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Page 220
TUPPERWARE BRANDS CORPORATION
Ticker: | TUP | Security ID: | 899896104 | |||
Meeting Date: | MAY 09, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Catherine A. Bertini | For | For | Management | ||||
1.2 | Elect Director Susan M. Cameron | For | For | Management | ||||
1.3 | Elect Director Kriss Cloninger, III | For | For | Management | ||||
1.4 | Elect Director E. V. Goings | For | For | Management | ||||
1.5 | Elect Director Joe R. Lee | For | For | Management | ||||
1.6 | Elect Director Angel R. Martinez | For | For | Management | ||||
1.7 | Elect Director Antonio Monteiro de Castro | For | For | Management | ||||
1.8 | Elect Director Robert J. Murray | For | For | Management | ||||
1.9 | Elect Director David R. Parker | For | For | Management | ||||
1.10 | Elect Director Joyce M. Roche | For | For | Management | ||||
1.11 | Elect Director M. Anne Szostak | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: | ULTA | Security ID: | 90384S303 | |||
Meeting Date: | JUN 05, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary N. Dillon | For | For | Management | ||||
1.2 | Elect Director Dennis K. Eck | For | For | Management | ||||
1.3 | Elect Director Charles J. Philippin | For | For | Management | ||||
1.4 | Elect Director Vanessa A. Wittman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
UMPQUA HOLDINGS CORPORATION
Ticker: | UMPQ | Security ID: | 904214103 | |||
Meeting Date: | FEB 25, 2014 | Meeting Type: | Special | |||
Record Date: | JAN 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
Page 221
UMPQUA HOLDINGS CORPORATION
Ticker: | UMPQ | Security ID: | 904214103 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond P. Davis | For | For | Management | ||||
1.2 | Elect Director Peggy Y. Fowler | For | For | Management | ||||
1.3 | Elect Director Stephen M. Gambee | For | For | Management | ||||
1.4 | Elect Director James S. Greene | For | For | Management | ||||
1.5 | Elect Director Luis F. Machuca | For | For | Management | ||||
1.6 | Elect Director Laureen E. Seeger | For | For | Management | ||||
1.7 | Elect Director Dudley R. Slater | For | For | Management | ||||
1.8 | Elect Director Susan F. Stevens | For | For | Management | ||||
1.9 | Elect Director Hilliard C. Terry, III | For | For | Management | ||||
1.10 | Elect Director Bryan L. Timm | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
UNDER ARMOUR, INC.
Ticker: | UA | Security ID: | 904311107 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin A. Plank | For | Withhold | Management | ||||
1.2 | Elect Director Byron K. Adams, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Douglas E. Coltharp | For | Withhold | Management | ||||
1.4 | Elect Director Anthony W. Deering | For | For | Management | ||||
1.5 | Elect Director A.B. Krongard | For | For | Management | ||||
1.6 | Elect Director William R. McDermott | For | Withhold | Management | ||||
1.7 | Elect Director Eric T. Olson | For | Withhold | Management | ||||
1.8 | Elect Director Harvey L. Sanders | For | For | Management | ||||
1.9 | Elect Director Thomas J. Sippel | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 11, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.2 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.3 | Elect Director Walter Isaacson | For | For | Management | ||||
1.4 | Elect Director Henry L. Meyer, III | For | For | Management | ||||
1.5 | Elect Director Oscar Munoz | For | For | Management | ||||
1.6 | Elect Director William R. Nuti | For | For | Management | ||||
1.7 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.8 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.9 | Elect Director David J. Vitale | For | For | Management | ||||
1.10 | Elect Director John H. Walker | For | For | Management | ||||
1.11 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management |
Page 222
UNITED RENTALS, INC.
Ticker: | URI | Security ID: | 911363109 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenne K. Britell | For | For | Management | ||||
1.2 | Elect Director Jose B. Alvarez | For | For | Management | ||||
1.3 | Elect Director Bobby J. Griffin | For | For | Management | ||||
1.4 | Elect Director Michael J. Kneeland | For | For | Management | ||||
1.5 | Elect Director Pierre E. Leroy | For | For | Management | ||||
1.6 | Elect Director Singleton B. McAllister | For | For | Management | ||||
1.7 | Elect Director Brian D. McAuley | For | For | Management | ||||
1.8 | Elect Director John S. McKinney | For | For | Management | ||||
1.9 | Elect Director James H. Ozanne | For | For | Management | ||||
1.10 | Elect Director Jason D. Papastavrou | For | For | Management | ||||
1.11 | Elect Director Filippo Passerini | For | For | Management | ||||
1.12 | Elect Director Donald C. Roof | For | For | Management | ||||
1.13 | Elect Director Keith Wimbush | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
UNITED THERAPEUTICS CORPORATION
Ticker: | UTHR | Security ID: | 91307C102 | |||
Meeting Date: | JUN 26, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond Dwek | For | Withhold | Management | ||||
1.2 | Elect Director Roger Jeffs | For | Withhold | Management | ||||
1.3 | Elect Director Christopher Patusky | For | Withhold | Management | ||||
1.4 | Elect Director Tommy Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 223
UNIVERSAL HEALTH SERVICES, INC.
Ticker: | UHS | Security ID: | 913903100 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lawrence S. Gibbs | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
URBAN OUTFITTERS, INC.
Ticker: | URBN | Security ID: | 917047102 | |||
Meeting Date: | MAY 27, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward N. Antoian | For | Against | Management | ||||
1.2 | Elect Director Scott A. Belair | For | Against | Management | ||||
1.3 | Elect Director Margaret A. Hayne | For | Against | Management | ||||
1.4 | Elect Director Joel S. Lawson, III | For | For | Management | ||||
1.5 | Elect Director Robert H. Strouse | For | Against | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Adopt Policy and Report on Board Diversity | Against | Against | Shareholder | ||||
5 | Report on Human Rights Risk Assessment Process | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
Page 224
USG CORPORATION
Ticker: | USG | Security ID: | 903293405 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Matthew Carter Jr. | For | For | Management | ||||
1.2 | Elect Director Gretchen R. Haggerty | For | For | Management | ||||
1.3 | Elect Director Richard P. Lavin | For | For | Management | ||||
1.4 | Elect Director James S. Metcalf | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: | VRX | Security ID: | 91911K102 | |||
Meeting Date: | MAY 20, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Ronald H. Farmer | For | For | Management | ||||
1b | Elect Director Colleen A. Goggins | For | For | Management | ||||
1c | Elect Director Robert A. Ingram | For | For | Management | ||||
1d | Elect Director Anders Lonner | For | For | Management | ||||
1e | Elect Director Theo Melas-Kyriazi | For | For | Management | ||||
1f | Elect Director J. Michael Pearson | For | For | Management | ||||
1g | Elect Director Robert N. Power | For | For | Management | ||||
1h | Elect Director Norma A. Provencio | For | For | Management | ||||
1i | Elect Director Howard B. Schiller | For | For | Management | ||||
1j | Elect Director Katharine B. Stevenson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Margaret G. McGlynn | For | For | Management | ||||
1.2 | Elect Director Wayne J. Riley | For | For | Management | ||||
1.3 | Elect Director William D. Young | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 225
VISTEON CORPORATION
Ticker: | VC | Security ID: | 92839U206 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Duncan H. Cocroft | For | For | Management | ||||
1b | Elect Director Jeffrey D. Jones | For | Against | Management | ||||
1c | Elect Director Timothy D. Leuliette | For | For | Management | ||||
1d | Elect Director Robert J. Manzo | For | For | Management | ||||
1e | Elect Director Francis M. Scricco | For | For | Management | ||||
1f | Elect Director David L. Treadwell | For | For | Management | ||||
1g | Elect Director Harry J. Wilson | For | For | Management | ||||
1h | Elect Director Kam Ho George Yuen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
VIVUS, INC.
Ticker: | VVUS | Security ID: | 928551100 | |||
Meeting Date: | JUL 18, 2013 | Meeting Type: | Proxy Contest | |||
Record Date: | MAY 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proxy (Gold Card) | None | |||||||
1.1 | Elect Director Leland F. Wilson | For | Did Not Vote | Management | ||||
1.2 | Elect Director Peter Y. Tam | For | Did Not Vote | Management | ||||
1.3 | Elect Director Mark B. Logan | For | Did Not Vote | Management | ||||
1.4 | Elect Director J. Martin Carroll | For | Did Not Vote | Management | ||||
1.5 | Elect Director Charles J. Casamento | For | Did Not Vote | Management | ||||
1.6 | Elect Director Ernest Mario | For | Did Not Vote | Management | ||||
1.7 | Elect Director Jorge Plutzky | For | Did Not Vote | Management | ||||
1.8 | Elect Director Linda M. Dairiki Shortliffe | For | Did Not Vote | Management | ||||
1.9 | Elect Director Robert N. Wilson | For | Did Not Vote | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
3 | Ratify Auditors | For | Did Not Vote | Management | ||||
4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | Against | Did Not Vote | Shareholder | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (White Card) | None | |||||||
1.1 | Elect Director Michael James Astrue | For | For | Shareholder | ||||
1.2 | Elect Director Rolf Bass | For | For | Shareholder | ||||
1.3 | Elect Director Jon C. Biro | For | Withhold | Shareholder | ||||
1.4 | Elect Director Samuel F. Colin | For | Withhold | Shareholder | ||||
1.5 | Elect Director Alexander J. Denner | For | For | Shareholder | ||||
1.6 | Elect Director Johannes J.P. Kastelein | For | For | Shareholder | ||||
1.7 | Elect Director Melvin L. Keating | For | Withhold | Shareholder | ||||
1.8 | Elect Director David York Norton | For | For | Shareholder | ||||
1.9 | Elect Director Herman Rosenman | For | For | Shareholder | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Repeal Any Bylaw Amendments in Effect as of April 18, 2012, as amended on February 20, 2013 | For | For | Shareholder |
Page 226
VIVUS, INC.
Ticker: | VVUS | Security ID: | 928551100 | |||
Meeting Date: | AUG 14, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Astrue | For | For | Management | ||||
1.2 | Elect Director J. Martin Carroll | For | For | Management | ||||
1.3 | Elect Director Samuel F. Colin | For | For | Management | ||||
1.4 | Elect Director Alexander J. Denner | For | For | Management | ||||
1.5 | Elect Director Johannes J.P. Kastelein | For | For | Management | ||||
1.6 | Elect Director Mark B. Logan | For | For | Management | ||||
1.7 | Elect Director David York Norton | For | For | Management | ||||
1.8 | Elect Director Jorge Plutzky | For | For | Management | ||||
1.9 | Elect Director Herman Rosenman | For | For | Management | ||||
1.10 | Elect Director Robert N. Wilson | For | For | Management | ||||
1.11 | Elect Director Anthony P. Zook | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WABCO HOLDINGS INC.
Ticker: | WBC | Security ID: | 92927K102 | |||
Meeting Date: | MAY 22, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G. Peter D’Aloia | For | For | Management | ||||
1.2 | Elect Director Juergen W. Gromer | For | For | Management | ||||
1.3 | Elect Director Mary L. Petrovich | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 227
WADDELL & REED FINANCIAL, INC.
Ticker: | WDR | Security ID: | 930059100 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 19, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sharilyn S. Gasaway | For | For | Management | ||||
1.2 | Elect Director Alan W. Kosloff | For | For | Management | ||||
1.3 | Elect Director Jerry W. Walton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
WAGEWORKS, INC.
Ticker: | WAGE | Security ID: | 930427109 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Larson | For | For | Management | ||||
1.2 | Elect Director Mariann Byerwalter | For | Withhold | Management | ||||
1.3 | Elect Director Edward C. Nafus | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: | WCRX | Security ID: | G94368100 | |||
Meeting Date: | SEP 10, 2013 | Meeting Type: | Special | |||
Record Date: | JUL 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Scheme of Arrangement | For | For | Management | ||||
1 | Approve Scheme of Arrangement | For | For | Management | ||||
2 | Approve Cancellation of Capital Authorization | For | For | Management | ||||
3 | Authority to Allot Securities and Application of Reserves | For | For | Management | ||||
4 | Amend Articles of Association | For | For | Management | ||||
5 | Approve Creation of Distributable Reserves | For | For | Management | ||||
6 | Advisory Vote on Golden Parachutes | For | Against | Management | ||||
7 | Adjourn Meeting | For | Against | Management |
Page 228
WATSCO, INC.
Ticker: | WSO | Security ID: | 942622200 | |||
Meeting Date: | MAY 19, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven R. Fedrizzi | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: | WAB | Security ID: | 929740108 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Emilio A. Fernandez | For | For | Management | ||||
1.2 | Elect Director Lee B. Foster, II | For | For | Management | ||||
1.3 | Elect Director Gary C. Valade | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WHIRLPOOL CORPORATION
Ticker: | WHR | Security ID: | 963320106 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Samuel R. Allen | For | For | Management | ||||
1b | Elect Director Gary T. DiCamillo | For | For | Management | ||||
1c | Elect Director Diane M. Dietz | For | For | Management | ||||
1d | Elect Director Geraldine T. Elliott | For | For | Management | ||||
1e | Elect Director Jeff M. Fettig | For | For | Management | ||||
1f | Elect Director Michael F. Johnston | For | For | Management | ||||
1g | Elect Director William T. Kerr | For | For | Management | ||||
1h | Elect Director John D. Liu | For | For | Management | ||||
1i | Elect Director Harish Manwani | For | For | Management | ||||
1j | Elect Director William D. Perez | For | For | Management | ||||
1k | Elect Director Michael A. Todman | For | For | Management | ||||
1l | Elect Director Michael D. White | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
Page 229
WHITEWAVE FOODS COMPANY
Ticker: | WWAV | Security ID: | 966244105 | |||
Meeting Date: | SEP 24, 2013 | Meeting Type: | Special | |||
Record Date: | AUG 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Conversion of Securities | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
WHITEWAVE FOODS COMPANY
Ticker: | WWAV | Security ID: | 966244105 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregg L. Engles | For | Withhold | Management | ||||
1.2 | Elect Director Joseph S. Hardin, Jr. | For | Withhold | Management | ||||
2 | Eliminate Class of Common Stock | For | For | Management | ||||
3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
WILLIAMS-SONOMA, INC.
Ticker: | WSM | Security ID: | 969904101 | |||
Meeting Date: | MAY 29, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Laura J. Alber | For | For | Management | ||||
1.2 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||
1.3 | Elect Director Rose Marie Bravo | For | For | Management | ||||
1.4 | Elect Director Patrick J. Connolly | For | For | Management | ||||
1.5 | Elect Director Adrian T. Dillon | For | For | Management | ||||
1.6 | Elect Director Anthony A. Greener | For | For | Management | ||||
1.7 | Elect Director Ted W. Hall | For | For | Management | ||||
1.8 | Elect Director Michael R. Lynch | For | For | Management | ||||
1.9 | Elect Director Lorraine Twohill | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 230
WINNEBAGO INDUSTRIES, INC.
Ticker: | WGO | Security ID: | 974637100 | |||
Meeting Date: | DEC 17, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Chiusano | For | For | Management | ||||
1.2 | Elect Director Jerry N. Currie | For | For | Management | ||||
1.3 | Elect Director Lawrence A. Erickson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
WISDOMTREE INVESTMENTS, INC.
Ticker: | WETF | Security ID: | 97717P104 | |||
Meeting Date: | JUL 24, 2013 | Meeting Type: | Annual | |||
Record Date: | MAY 29, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Begleiter | For | Against | Management | ||||
1.2 | Elect Director Win Neuger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WOODWARD, INC.
Ticker: | WWD | Security ID: | 980745103 | |||
Meeting Date: | JAN 22, 2014 | Meeting Type: | Annual | |||
Record Date: | NOV 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary L. Petrovich | For | For | Management | ||||
1.2 | Elect Director Larry E. Rittenberg | For | For | Management | ||||
1.3 | Elect Director Paul Donovan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 231
WORKDAY, INC.
Ticker: | WDAY | Security ID: | 98138H101 | |||
Meeting Date: | JUN 03, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christa Davies | For | For | Management | ||||
1.2 | Elect Director George J. Still, Jr. | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
WYNDHAM WORLDWIDE CORPORATION
Ticker: | WYN | Security ID: | 98310W108 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Buckman | For | For | Management | ||||
1.2 | Elect Director George Herrera | For | For | Management | ||||
1.3 | Elect Director Brian Mulroney | For | For | Management | ||||
1.4 | Elect Director Michael H. Wargotz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
WYNN RESORTS, LIMITED
Ticker: | WYNN | Security ID: | 983134107 | |||
Meeting Date: | MAY 16, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Miller | For | For | Management | ||||
1.2 | Elect Director D. Boone Wayson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Amend Board Qualifications | For | Against | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder |
Page 232
YELP INC.
Ticker: | YELP | Security ID: | 985817105 | |||
Meeting Date: | MAY 21, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Diane Irvine | For | For | Management | ||||
1.2 | Elect Director Max Levchin | For | For | Management | ||||
1.3 | Elect Director Mariam Naficy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
============================== The Tocqueville Select Fund ==============================
ACCO BRANDS CORPORATION
Ticker: | ACCO | Security ID: | 00081T108 | |||
Meeting Date: | MAY 13, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George V. Bayly | For | Withhold | Management | ||||
1.2 | Elect Director James A. Buzzard | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen S. Dvorak | For | For | Management | ||||
1.4 | Elect Director Boris Elisman | For | Withhold | Management | ||||
1.5 | Elect Director Robert H. Jenkins | For | For | Management | ||||
1.6 | Elect Director Pradeep Jotwani | For | For | Management | ||||
1.7 | Elect Director Robert J. Keller | For | Withhold | Management | ||||
1.8 | Elect Director Thomas Kroeger | For | Withhold | Management | ||||
1.9 | Elect Director Michael Norkus | For | Withhold | Management | ||||
1.10 | Elect Director E. Mark Rajkowski | For | Withhold | Management | ||||
1.11 | Elect Director Sheila G. Talton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 233
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 07, 2014 | Meeting Type: | Annual | |||
Record Date: | NOV 12, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.2 | Elect Director Robert F. McCullough | For | For | Management | ||||
1.3 | Elect Director Dominic J. Pileggi | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ASCENA RETAIL GROUP, INC.
Ticker: | ASNA | Security ID: | 04351G101 | |||
Meeting Date: | DEC 12, 2013 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elliot S. Jaffe | For | Withhold | Management | ||||
1.2 | Elect Director Michael W. Rayden | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
ASHLAND INC.
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 30, 2014 | Meeting Type: | Annual | |||
Record Date: | DEC 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen F. Kirk | For | For | Management | ||||
1.2 | Elect Director James J. O’Brien | For | For | Management | ||||
1.3 | Elect Director Barry W. Perry | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management |
Page 234
AVERY DENNISON CORPORATION
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Bradley A. Alford | For | For | Management | ||||
1b | Elect Director Anthony K. Anderson | For | For | Management | ||||
1c | Elect Director Peter K. Barker | For | For | Management | ||||
1d | Elect Director Rolf L. Borjesson | For | For | Management | ||||
1e | Elect Director Ken C. Hicks | For | For | Management | ||||
1f | Elect Director Charles H. Noski | For | For | Management | ||||
1g | Elect Director David E. I. Pyott | For | For | Management | ||||
1h | Elect Director Dean A. Scarborough | For | For | Management | ||||
1i | Elect Director Patrick T. Siewert | For | For | Management | ||||
1j | Elect Director Julia A. Stewart | For | For | Management | ||||
1k | Elect Director Martha N. Sullivan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
CARLISLE COMPANIES INCORPORATED
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Bohn | For | For | Management | ||||
1.2 | Elect Director Terry D. Growcock | For | For | Management | ||||
1.3 | Elect Director Gregg A. Ostrander | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CARPENTER TECHNOLOGY CORPORATION
Ticker: | CRS | Security ID: | 144285103 | |||
Meeting Date: | OCT 15, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director I. Martin Inglis | For | For | Management | ||||
1.2 | Elect Director Peter N. Stephans | For | For | Management | ||||
1.3 | Elect Director Kathryn C. Turner | For | For | Management | ||||
1.4 | Elect Director Stephen M. Ward, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 235
CELANESE CORPORATION
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 24, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Jean S. Blackwell | For | For | Management | ||||
1b | Elect Director Martin G. McGuinn | For | For | Management | ||||
1c | Elect Director Daniel S. Sanders | For | For | Management | ||||
1d | Elect Director John K. Wulff | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CHECKPOINT SYSTEMS, INC.
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | JUN 04, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann | For | For | Management | ||||
1.2 | Elect Director Marc T. Giles | For | For | Management | ||||
1.3 | Elect Director Jack W. Partridge | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CONVERSANT, INC.
Ticker: | CNVR | Security ID: | 21249J105 | |||
Meeting Date: | MAY 06, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Zarley | For | Withhold | Management | ||||
1.2 | Elect Director David S. Buzby | For | Withhold | Management | ||||
1.3 | Elect Director Brian Smith | For | Withhold | Management | ||||
1.4 | Elect Director Jeffrey F. Rayport | For | Withhold | Management | ||||
1.5 | Elect Director James R. Peters | For | Withhold | Management | ||||
1.6 | Elect Director James A. Crouthamel | For | For | Management | ||||
1.7 | Elect Director John Giuliani | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 236
EPAM SYSTEMS, INC.
Ticker: | EPAM | Security ID: | 29414B104 | |||
Meeting Date: | JUN 13, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald P. Vargo | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles P. Carinalli | For | For | Management | ||||
1.2 | Elect Director Randy W. Carson | For | For | Management | ||||
1.3 | Elect Director Terry A. Klebe | For | Against | Management | ||||
1.4 | Elect Director Anthony Lear | For | Against | Management | ||||
1.5 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.6 | Elect Director Kevin J. McGarity | For | For | Management | ||||
1.7 | Elect Director Bryan R. Roub | For | For | Management | ||||
1.8 | Elect Director Ronald W. Shelly | For | For | Management | ||||
1.9 | Elect Director Mark S. Thompson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 29, 2013 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect H. Raymond Bingham as Director | For | For | Management | ||||
1b | Reelect Willy C. Shih as Director | For | For | Management | ||||
2 | Reappoint Lawrence A. Zimmerman as Director | For | For | Management | ||||
3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | For | For | Management | ||||
1 | Authorize Share Repurchase Program | For | For | Management |
Page 237
J2 GLOBAL, INC.
Ticker: | JCOM | Security ID: | 48123V102 | |||
Meeting Date: | MAY 07, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Douglas Y. Bech | For | For | Management | ||||
1b | Elect Director Robert J. Cresci | For | For | Management | ||||
1c | Elect Director W. Brian Kretzmer | For | For | Management | ||||
1d | Elect Director Richard S. Ressler | For | For | Management | ||||
1e | Elect Director Stephen Ross | For | For | Management | ||||
1f | Elect Director Michael P. Schulhof | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
KENNAMETAL INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 22, 2013 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director William J. Harvey | For | Withhold | Management | ||||
1.3 | Elect Director Cindy L. Davis | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
Page 238
MINERALS TECHNOLOGIES INC.
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 14, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Duane R. Dunham | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jay L. Geldmacher | For | For | Management | ||||
1.2 | Elect Director Peter S. Hellman | For | For | Management | ||||
1.3 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.4 | Elect Director John J. McMackin, Jr. | For | For | Management | ||||
1.5 | Elect Director Hari N. Nair | For | For | Management | ||||
1.6 | Elect Director Hugh H. Roberts | For | For | Management | ||||
1.7 | Elect Director Albert P. L. Stroucken | For | For | Management | ||||
1.8 | Elect Director Carol A. Williams | For | For | Management | ||||
1.9 | Elect Director Dennis K. Williams | For | For | Management | ||||
1.10 | Elect Director Thomas L. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
RPX CORPORATION
Ticker: | RPXC | Security ID: | 74972G103 | |||
Meeting Date: | JUN 17, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Shelby W. Bonnie | For | For | Management | ||||
1.2 | Elect Director Sanford R. Robertson | For | For | Management | ||||
1.3 | Elect Director Thomas O. Ryder | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 239
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 16, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harry A. Cockrell | For | For | Management | ||||
1.2 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.3 | Elect Director James M. Micali | For | For | Management | ||||
1.4 | Elect Director Lloyd W. Newton | For | Withhold | Management | ||||
1.5 | Elect Director Marc D. Oken | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 15, 2014 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George W. Buckley | For | For | Management | ||||
1.2 | Elect Director Patrick D. Campbell | For | For | Management | ||||
1.3 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.4 | Elect Director Robert B. Coutts | For | For | Management | ||||
1.5 | Elect Director Debra A. Crew | For | For | Management | ||||
1.6 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.7 | Elect Director John F. Lundgren | For | For | Management | ||||
1.8 | Elect Director Anthony Luiso | For | For | Management | ||||
1.9 | Elect Director Marianne M. Parrs | For | For | Management | ||||
1.10 | Elect Director Robert L. Ryan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
STANTEC INC.
Ticker: | STN | Security ID: | 85472N109 | |||
Meeting Date: | MAY 15, 2014 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 20, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas K. Ammerman | For | For | Management | ||||
1.2 | Elect Director David L. Emerson | For | For | Management | ||||
1.3 | Elect Director Delores M. Etter | For | For | Management | ||||
1.4 | Elect Director Anthony P. Franceschini | For | For | Management | ||||
1.5 | Elect Director Robert J. Gomes | For | For | Management | ||||
1.6 | Elect Director Susan E. Hartman | For | For | Management | ||||
1.7 | Elect Director Aram H. Keith | For | For | Management | ||||
1.8 | Elect Director Donald J. Lowry | For | Withhold | Management | ||||
1.9 | Elect Director Ivor M. Ruste | For | For | Management | ||||
2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Adopt Bylaw No. 2 | For | For | Management | ||||
4 | Approve Long Term Incentive Plan | For | Against | Management | ||||
5 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 240
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: | JUN 02, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director Basil L. Anderson | For | For | Management | ||||
1b | Elect Director Drew G. Faust | For | For | Management | ||||
1c | Elect Director Justin King | For | For | Management | ||||
1d | Elect Director Carol Meyrowitz | For | Against | Management | ||||
1e | Elect Director Rowland T. Moriarty | For | For | Management | ||||
1f | Elect Director Robert C. Nakasone | For | For | Management | ||||
1g | Elect Director Ronald L. Sargent | For | For | Management | ||||
1h | Elect Director Robert E. Sulentic | For | For | Management | ||||
1i | Elect Director Raul Vazquez | For | Against | Management | ||||
1j | Elect Director Vijay Vishwanath | For | For | Management | ||||
1k | Elect Director Paul F. Walsh | For | Against | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Report on Human Rights Risk Assessment Process | Against | For | Shareholder |
Page 241
UNIVERSAL ELECTRONICS INC.
Ticker: | UEIC | Security ID: | 913483103 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul D. Arling | For | For | Management | ||||
1.2 | Elect Director Satjiv S. Chahil | For | For | Management | ||||
1.3 | Elect Director William C. Mulligan | For | For | Management | ||||
1.4 | Elect Director J.C. Sparkman | For | For | Management | ||||
1.5 | Elect Director Gregory P. Stapleton | For | For | Management | ||||
1.6 | Elect Director Carl E. Vogel | For | For | Management | ||||
1.7 | Elect Director Edward K. Zinser | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
XERIUM TECHNOLOGIES, INC.
Ticker: | XRM | Security ID: | 98416J118 | |||
Meeting Date: | JUN 12, 2014 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2014 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roger A. Bailey | For | For | Management | ||||
1.2 | Elect Director Harold C. Bevis | For | For | Management | ||||
1.3 | Elect Director David A. Bloss, Sr. | For | For | Management | ||||
1.4 | Elect Director April H. Foley | For | For | Management | ||||
1.5 | Elect Director Jay J. Gurandiano | For | For | Management | ||||
1.6 | Elect Director John F. McGovern | For | For | Management | ||||
1.7 | Elect Director James F. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
========================= END NPX REPORT =========================
Page 242
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Tocqueville Trust | ||
By: | /s/ Robert Kleinschmidt | |
Robert Kleinschmidt | ||
President |
Date: August 22, 2014