FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04852
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: The Victory Portfolios
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 3435 Stelzer Road Columbus OH 43219
NAME AND ADDRESS OF AGENT FOR SERVICE: John Danko Citi Fund Services
REGISTRANT'S TELEPHONE NUMBER: 800-362-5365
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Balanced Fund
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 20, 2013 Record Date: JAN 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ALTERA CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALTR Security ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
ANHEUSER-BUSCH INBEV SA Meeting Date: APR 24, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABI Security ID: 03524A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | Against |
A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | Against |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | Against |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | Against |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Against |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Reelect Kees Storm as Director | Management | For | For |
B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
B9a | Approve Remuneration Report | Management | For | Against |
B9b | Approve Omnibus Stock Plan | Management | For | Against |
B10 | Approve Remuneration of Directors | Management | For | For |
B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
BP PLC Meeting Date: APR 11, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BP. Security ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROADCOM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRCM Security ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARMAX, INC. Meeting Date: JUN 24, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMX Security ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Rakesh Gangwal | Management | For | For |
1.3 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.4 | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Articles of Incorporation to Update and Modify Certain Provisions Related to Indemnification | Management | For | For |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTXS Security ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION Meeting Date: JAN 24, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: COST Security ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Carson, Sr. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CUMMINS INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMI Security ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
DANAHER CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
EBAY INC. Meeting Date: APR 18, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Report on Privacy and Data Security | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Against |
GENERAL MOTORS COMPANY Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director David Bonderman | Management | For | Against |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Robert D. Krebs | Management | For | For |
1g | Elect Director Kathryn V. Marinello | Management | For | For |
1h | Elect Director Michael G. Mullen | Management | For | For |
1i | Elect Director James J. Mulva | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Thomas M. Schoewe | Management | For | For |
1l | Elect Director Theodore M. Solso | Management | For | For |
1m | Elect Director Carol M. Stephenson | Management | For | For |
1n | Elect Director Cynthia A. Telles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
HALLIBURTON COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 22, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
JOHNSON & JOHNSON Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abelardo E. Bru | Management | For | For |
1b | Elect Director Jeanne P. Jackson | Management | For | For |
1c | Elect Director E. Follin Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Label Products with GMO Ingredients | Shareholder | Against | Against |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 23, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONSANTO COMPANY Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
NETAPP, INC. Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NSC Security ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Karen N. Horn | Management | For | For |
1.7 | Elect Director Burton M. Joyce | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Charles W. Moorman | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PETSMART, INC. Meeting Date: JUN 14, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: PETM Security ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
TE CONNECTIVITY LTD. Meeting Date: MAR 06, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
THE DOW CHEMICAL COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2013 Record Date: JAN 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 09, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
VMWARE, INC. Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: VMW Security ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUN 01, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
W.W. GRAINGER, INC. Meeting Date: APR 24, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: GWW Security ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
Core Bond Index Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Diversified Stock Fund
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 20, 2013 Record Date: JAN 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ALTERA CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALTR Security ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
ANHEUSER-BUSCH INBEV SA Meeting Date: APR 24, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABI Security ID: 03524A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | Against |
A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | Against |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | Against |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | Against |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Against |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Reelect Kees Storm as Director | Management | For | For |
B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
B9a | Approve Remuneration Report | Management | For | Against |
B9b | Approve Omnibus Stock Plan | Management | For | Against |
B10 | Approve Remuneration of Directors | Management | For | For |
B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
BP PLC Meeting Date: APR 11, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BP. Security ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROADCOM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRCM Security ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARMAX, INC. Meeting Date: JUN 24, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMX Security ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Rakesh Gangwal | Management | For | For |
1.3 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.4 | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Articles of Incorporation to Update and Modify Certain Provisions Related to Indemnification | Management | For | For |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTXS Security ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION Meeting Date: JAN 24, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: COST Security ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Carson, Sr. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CUMMINS INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMI Security ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
DANAHER CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
EBAY INC. Meeting Date: APR 18, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Report on Privacy and Data Security | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Against |
GENERAL MOTORS COMPANY Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director David Bonderman | Management | For | Against |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Robert D. Krebs | Management | For | For |
1g | Elect Director Kathryn V. Marinello | Management | For | For |
1h | Elect Director Michael G. Mullen | Management | For | For |
1i | Elect Director James J. Mulva | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Thomas M. Schoewe | Management | For | For |
1l | Elect Director Theodore M. Solso | Management | For | For |
1m | Elect Director Carol M. Stephenson | Management | For | For |
1n | Elect Director Cynthia A. Telles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
HALLIBURTON COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 22, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
JOHNSON & JOHNSON Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abelardo E. Bru | Management | For | For |
1b | Elect Director Jeanne P. Jackson | Management | For | For |
1c | Elect Director E. Follin Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Label Products with GMO Ingredients | Shareholder | Against | Against |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 23, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONSANTO COMPANY Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
NETAPP, INC. Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NSC Security ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Karen N. Horn | Management | For | For |
1.7 | Elect Director Burton M. Joyce | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Charles W. Moorman | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PETSMART, INC. Meeting Date: JUN 14, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: PETM Security ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
TE CONNECTIVITY LTD. Meeting Date: MAR 06, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
THE DOW CHEMICAL COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2013 Record Date: JAN 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 09, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
VMWARE, INC. Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: VMW Security ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUN 01, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
W.W. GRAINGER, INC. Meeting Date: APR 24, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: GWW Security ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
Established Value Fund
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 11, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 20, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARE Security ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Richard H. Klein | Management | For | For |
1.6 | Elect Director James H. Richardson | Management | For | For |
1.7 | Elect Director Martin A. Simonetti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ALLEGHANY CORPORATION Meeting Date: APR 26, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: Y Security ID: 017175100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Bradley | Management | For | For |
1b | Elect Director Karen Brenner | Management | For | For |
1c | Elect Director Thomas S. Johnson | Management | For | For |
1d | Elect Director James F. Will | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALLIANT ENERGY CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNT Security ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: APH Security ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
ANALOG DEVICES, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AON PLC Meeting Date: MAY 17, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AON Security ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lester B. Knight as Director | Management | For | For |
1.2 | Elect Gregory C. Case as Director | Management | For | For |
1.3 | Elect Fulvio Conti as Director | Management | For | Against |
1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
1.6 | Elect J. Michael Losh as Director | Management | For | For |
1.7 | Elect Robert S. Morrison as Director | Management | For | For |
1.8 | Elect Richard B. Myers as Director | Management | For | For |
1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
1.10 | Elect Gloria Santona as Director | Management | For | For |
1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
APPLIED MATERIALS, INC. Meeting Date: MAR 05, 2013 Record Date: JAN 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCH CAPITAL GROUP LTD. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACGL Security ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bunce, Jr. | Management | For | For |
1b | Elect Director Yiorgos Lillikas | Management | For | For |
1c | Elect Director Deanna M. Mulligan | Management | For | For |
2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2d | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2f | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2i | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2j | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2k | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2l | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2m | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2n | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2o | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2s | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2t | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2u | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2v | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2w | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2z | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ab | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ac | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ad | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ae | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2af | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ag | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ah | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ai | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ap | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aq | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ar | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2as | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2at | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOLIV, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Bo I. Andersson | Management | For | For |
1.3 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVERY DENNISON CORPORATION Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AVY Security ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVNET, INC. Meeting Date: NOV 02, 2012 Record Date: SEP 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: AVT Security ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BEMIS COMPANY, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Haffner | Management | For | For |
1.2 | Elect Director Holly A. Van Deursen | Management | For | For |
1.3 | Elect Director David T. Szczupak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. Meeting Date: JUL 25, 2012 Record Date: JUN 04, 2012 Meeting Type: PROXY CONTEST | ||||
Ticker: BMC Security ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director John M. Dillon | Management | For | For |
5 | Elect Director Meldon K. Gafner | Management | For | For |
6 | Elect Director Mark J. Hawkins | Management | For | For |
7 | Elect Director Stephan A. James | Management | For | For |
8 | Elect Director P. Thomas Jenkins | Management | For | For |
9 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
10 | Elect Director Kathleen A. O'Neil | Management | For | For |
11 | Elect Director Carl James Schaper | Management | For | For |
12 | Elect Director Tom C. Tinsley | Management | For | For |
13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
BROADCOM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRCM Security ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADRIDGE FINANCIAL SOLUTIONS, INC. Meeting Date: NOV 15, 2012 Record Date: SEP 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: BR Security ID: 11133T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Richard J. Daly | Management | For | For |
1c | Elect Director Robert N. Duelks | Management | For | For |
1d | Elect Director Richard J. Haviland | Management | For | For |
1e | Elect Director Sandra S. Jaffee | Management | For | For |
1f | Elect Director Stuart R. Levine | Management | For | For |
1g | Elect Director Thomas J. Perna | Management | For | For |
1h | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROWN & BROWN, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRO Security ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
C. R. BARD, INC. Meeting Date: APR 17, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: BCR Security ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
CAREFUSION CORPORATION Meeting Date: APR 15, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CIMAREX ENERGY CO. Meeting Date: MAY 15, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: XEC Security ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.3 | Elect Director Monroe W. Robertson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CINTAS CORPORATION Meeting Date: OCT 16, 2012 Record Date: AUG 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: CTAS Security ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Richard T. Farmer | Management | For | For |
1e | Elect Director Scott D. Farmer | Management | For | For |
1f | Elect Director James J. Johnson | Management | For | For |
1g | Elect Director Robert J. Kohlhepp | Management | For | For |
1h | Elect Director Joseph Scaminace | Management | For | For |
1i | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CITY NATIONAL CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: CYN Security ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Coleman | Management | For | For |
1.2 | Elect Director Bruce Rosenblum | Management | For | For |
1.3 | Elect Director Peter M. Thomas | Management | For | For |
1.4 | Elect Director Christopher J. Warmuth | Management | For | For |
1.5 | Elect Director Russell Goldsmith | Management | For | For |
1.6 | Elect Director Ronald L. Olson | Management | For | For |
1.7 | Elect Director Robert H. Tuttle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
COMPASS MINERALS INTERNATIONAL, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMP Security ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Ford | Management | For | For |
1.2 | Elect Director Francis J. Malecha | Management | For | For |
1.3 | Elect Director Paul S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CON-WAY INC. Meeting Date: MAY 07, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNW Security ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Anton | Management | For | For |
1.2 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
1.3 | Elect Director Michael J. Murray | Management | For | For |
1.4 | Elect Director Edith R. Perez | Management | For | For |
1.5 | Elect Director P. Cody Phipps | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director William J. Schroeder | Management | For | For |
1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
1.9 | Elect Director Peter W. Stott | Management | For | For |
1.10 | Elect Director Roy W. Templin | Management | For | For |
1.11 | Elect Director Chelsea C. White, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
COVANCE INC. Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVD Security ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CULLEN/FROST BANKERS, INC. Meeting Date: APR 25, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFR Security ID: 229899109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Denny Alexander | Management | For | For |
1.2 | Elect Director Carlos Alvarez | Management | For | For |
1.3 | Elect Director Royce S. Caldwell | Management | For | For |
1.4 | Elect Director Crawford H. Edwards | Management | For | For |
1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
1.7 | Elect Director Patrick B. Frost | Management | For | For |
1.8 | Elect Director David J. Haemisegger | Management | For | For |
1.9 | Elect Director Karen E. Jennings | Management | For | For |
1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
1.11 | Elect Director Charles W. Matthews | Management | For | For |
1.12 | Elect Director Ida Clement Steen | Management | For | For |
1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DARDEN RESTAURANTS, INC. Meeting Date: SEP 18, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: DRI Security ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Barnes | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Christopher J. (CJ) Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger, Jr. | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
1.13 | Elect Director William S. Simon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORPORATION Meeting Date: JUN 05, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DVN Security ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DOVER CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOV Security ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David H. Benson | Management | For | For |
1b | Elect Director Robert W. Cremin | Management | For | For |
1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1d | Elect Director Peter T. Francis | Management | For | For |
1e | Elect Director Kristiane C. Graham | Management | For | For |
1f | Elect Director M.F. Johnston | Management | For | For |
1g | Elect Director Robert A. Livingston | Management | For | For |
1h | Elect Director Richard K. Lochridge | Management | For | For |
1i | Elect Director Bernard G. Rethore | Management | For | For |
1j | Elect Director Michael B. Stubbs | Management | For | For |
1k | Elect Director Stephen M. Todd | Management | For | For |
1l | Elect Director Stephen K. Wagner | Management | For | For |
1m | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ENERGEN CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: EGN Security ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Michael Goodrich | Management | For | For |
1.2 | Elect Director Jay Grinney | Management | For | For |
1.3 | Elect Director Frances Powell Hawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FNF Security ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FITB Security ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARLEY-DAVIDSON, INC. Meeting Date: APR 27, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOG Security ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | For |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | For |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HASBRO, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAS Security ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W. O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Suppliers to Publish Sustainability Report | Shareholder | Against | Against |
HELMERICH & PAYNE, INC. Meeting Date: MAR 06, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: HP Security ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director John W. Lindsay | Management | For | For |
1.3 | Elect Director Paula Marshall | Management | For | For |
1.4 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
HUBBELL INCORPORATED Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: HUB.B Security ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director Timothy H. Powers | Management | For | For |
1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.11 | Elect Director John G. Russell | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: IR Security ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | Against |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: IFF Security ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda B. Buck | Management | For | For |
1c | Elect Director J. Michael Cook | Management | For | For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1e | Elect Director Andreas Fibig | Management | For | For |
1f | Elect Director Christina Gold | Management | For | For |
1g | Elect Director Alexandra A. Herzan | Management | For | For |
1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
1i | Elect Director Katherine M. Hudson | Management | For | For |
1j | Elect Director Arthur C. Martinez | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
1l | Elect Director Douglas D. Tough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 05, 2013 Record Date: JAN 08, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Janice Chaffin | Management | For | For |
1.3 | Elect Director Greg Creed | Management | For | For |
1.4 | Elect Director Patti S. Hart | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director David E. Roberson | Management | For | For |
1.7 | Elect Director Vincent L. Sadusky | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Did Not Vote |
1.3 | Elect Director Daniel B. Silvers | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - Janice Chaffin | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Greg Creed | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Patti S. Hart | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Robert J. Miller | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Philip G. Satre | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
JOHNSON CONTROLS, INC. Meeting Date: JAN 23, 2013 Record Date: NOV 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNPR Security ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KENNAMETAL INC. Meeting Date: OCT 23, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: KMT Security ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Defeo | Management | For | For |
1.2 | Elect Director William R. Newlin | Management | For | For |
1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAM RESEARCH CORPORATION Meeting Date: NOV 01, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: LRCX Security ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION Meeting Date: APR 24, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: LIFE Security ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Donald W. Grimm | Management | For | For |
1.4 | Elect Director Craig J. Mundie | Management | For | For |
1.5 | Elect Director Ora H. Pescovitz | Management | For | For |
1.6 | Elect Director Per A. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDR Security ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director William H. Schumann, III | Management | For | For |
1.7 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MOHAWK INDUSTRIES, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MHK Security ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Fiedler | Management | For | For |
1.2 | Elect Director W. Christopher Wellborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 01, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PKG Security ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Samuel M. Mencoff | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Thomas S. Souleles | Management | For | For |
1.8 | Elect Director Paul T. Stecko | Management | For | For |
1.9 | Elect Director James D. Woodrum | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION Meeting Date: OCT 24, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: PH Security ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PATTERSON COMPANIES, INC. Meeting Date: SEP 10, 2012 Record Date: JUL 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: PDCO Security ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott P. Anderson | Management | For | For |
1.2 | Elect Director Ellen A. Rudnick | Management | For | For |
1.3 | Elect Director Harold C. Slavkin | Management | For | For |
1.4 | Elect Director James W. Wiltz | Management | For | For |
1.5 | Elect Director Jody H. Feragen | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
PATTERSON-UTI ENERGY, INC. Meeting Date: JUN 05, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PTEN Security ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Michael W. Conlon | Management | For | For |
1.5 | Elect Director Curtis W. Huff | Management | For | For |
1.6 | Elect Director Terry H. Hunt | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PAG Security ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.4 | Elect Director William J. Lovejoy | Management | For | For |
1.5 | Elect Director Kimberly J. McWaters | Management | For | For |
1.6 | Elect Director Yoshimi Namba | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | Withhold |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Sandra E. Pierce | Management | For | For |
1.11 | Elect Director Ronald G. Steinhart | Management | For | For |
1.12 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
PPG INDUSTRIES, INC. Meeting Date: APR 18, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
QUESTAR CORPORATION Meeting Date: MAY 10, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: STR Security ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa Beck | Management | For | For |
1b | Elect Director R. D. Cash | Management | For | For |
1c | Elect Director Laurence M. Downes | Management | For | For |
1d | Elect Director Christopher A. Helms | Management | For | For |
1e | Elect Director Ronald W. Jibson | Management | For | For |
1f | Elect Director Keith O. Rattie | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY Meeting Date: MAY 30, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: RTN Security ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | Against |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
REGENCY CENTERS CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: REG Security ID: 758849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin E. Stein, Jr. | Management | For | For |
1.2 | Elect Director Raymond L. Bank | Management | For | For |
1.3 | Elect Director C. Ronald Blankenship | Management | For | For |
1.4 | Elect Director A.R. Carpenter | Management | For | For |
1.5 | Elect Director J. Dix Druce, Jr. | Management | For | For |
1.6 | Elect Director Mary Lou Fiala | Management | For | For |
1.7 | Elect Director Douglas S. Luke | Management | For | For |
1.8 | Elect Director David P. O'Connor | Management | For | For |
1.9 | Elect Director John C. Schweitzer | Management | For | For |
1.10 | Elect Director Brian M. Smith | Management | For | For |
1.11 | Elect Director Thomas G. Wattles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. Meeting Date: MAY 15, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: RS Security ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah J. Anderson | Management | For | For |
1.2 | Elect Director John G. Figueroa | Management | For | For |
1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
1.4 | Elect Director David H. Hannah | Management | For | For |
1.5 | Elect Director Douglas M. Hayes | Management | For | For |
1.6 | Elect Director Mark V. Kaminski | Management | For | For |
1.7 | Elect Director Gregg J. Mollins | Management | For | For |
1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
1.9 | Elect Director Leslie A. Waite | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 23, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: RHI Security ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL AUTOMATION, INC. Meeting Date: FEB 05, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: ROK Security ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick,Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: RCL Security ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Kimsey | Management | For | For |
1b | Elect Director Thomas J. Pritzker | Management | For | For |
1c | Elect Director Bernt Reitan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
RPM INTERNATIONAL INC. Meeting Date: OCT 04, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: RPM Security ID: 749685103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Abizaid | Management | For | For |
1.2 | Elect Director Bruce A. Carbonari | Management | For | For |
1.3 | Elect Director Thomas S. Gross | Management | For | For |
1.4 | Elect Director Joseph P. Viviano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SKYWORKS SOLUTIONS, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWKS Security ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 23, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director Alston D. Correll | Management | For | For |
1.3 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director M. Douglas Ivester | Management | For | For |
1.6 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.7 | Elect Director William A. Linnenbringer | Management | For | For |
1.8 | Elect Director Donna S. Morea | Management | For | For |
1.9 | Elect Director David M. Ratcliffe | Management | For | For |
1.10 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.11 | Elect Director Frank W. Scruggs | Management | For | For |
1.12 | Elect Director Thomas R. Watjen | Management | For | For |
1.13 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNOPSYS, INC. Meeting Date: APR 03, 2013 Record Date: FEB 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SNPS Security ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: MAR 06, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
THE CHUBB CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Zoe Baird Budinger | Management | For | For |
1b | Election Of Director Sheila P. Burke | Management | For | For |
1c | Election Of Director James I. Cash, Jr. | Management | For | For |
1d | Election Of Director John D. Finnegan | Management | For | For |
1e | Election Of Director Lawrence W. Kellner | Management | For | For |
1f | Election Of Director Martin G. Mcguinn | Management | For | For |
1g | Election Of Director Lawrence M. Small | Management | For | For |
1h | Election Of Director Jess Soderberg | Management | For | For |
1i | Election Of Director Daniel E. Somers | Management | For | For |
1j | Election Of Director William C. Weldon | Management | For | For |
1k | Election Of Director James M. Zimmerman | Management | For | For |
1l | Election Of Director Alfred W. Zollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
TYSON FOODS, INC. Meeting Date: FEB 01, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: TSN Security ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VF CORPORATION Meeting Date: APR 23, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: VFC Security ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director George Fellows | Management | For | For |
1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.5 | Elect Director Matthew J. Shattock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
W. R. BERKLEY CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WRB Security ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Robert Berkley, Jr. | Management | For | Against |
1.2 | Elect Director Ronald E. Blaylock | Management | For | Against |
1.3 | Elect Director Mark E. Brockbank | Management | For | Against |
1.4 | Elect Director George G. Daly | Management | For | Against |
1.5 | Elect Director Mary C. Farrell | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WADDELL & REED FINANCIAL, INC. Meeting Date: APR 17, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDR Security ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | For |
1.2 | Elect Director James M. Raines | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XYLEM INC. Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: XYL Security ID: 98419M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Curtis J. Crawford | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Surya N. Mohapatra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
Fund for Income
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Global Equity Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
ADOBE SYSTEMS INCORPORATED Meeting Date: APR 11, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADBE Security ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGRIUM INC. Meeting Date: APR 09, 2013 Record Date: FEB 25, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: AGU Security ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote |
3 | Approve Shareholder Rights Plan | Management | For | Did Not Vote |
4.1 | Elect Director David C. Everitt | Management | For | Did Not Vote |
4.2 | Elect Director Russell K. Girling | Management | For | Did Not Vote |
4.3 | Elect Director Susan A. Henry | Management | For | Did Not Vote |
4.4 | Elect Director Russell J. Horner | Management | For | Did Not Vote |
4.5 | Elect Director David J. Lesar | Management | For | Did Not Vote |
4.6 | Elect Director John E. Lowe | Management | For | Did Not Vote |
4.7 | Elect Director A. Anne McLellan | Management | For | Did Not Vote |
4.8 | Elect Director Derek G. Pannell | Management | For | Did Not Vote |
4.9 | Elect Director Frank W. Proto | Management | For | Did Not Vote |
4.10 | Elect Director Mayo M. Schmidt | Management | For | Did Not Vote |
4.11 | Elect Director Michael M. Wilson | Management | For | Did Not Vote |
4.12 | Elect Director Victor J. Zaleschuk | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4.1 | Elect Director Barry Rosenstein | Shareholder | For | For |
4.2 | Elect Director David Bullock | Shareholder | For | For |
4.3 | Elect Director Mitchell Jacobson | Shareholder | For | Withhold |
4.4 | Elect Director Hon. Lyle Vanclief | Shareholder | For | Withhold |
4.5 | Elect Director Stephen Clark | Shareholder | For | Withhold |
4.6 | Management Nominee- David Everitt | Shareholder | For | For |
4.7 | Management Nominee- John Lowe | Shareholder | For | For |
4.8 | Management Nominee- Victor Zaleschuk | Shareholder | For | For |
4.9 | Management Nominee- Russell Girling | Shareholder | For | For |
4.10 | Management Nominee- A. Anne McLellan | Shareholder | For | For |
4.11 | Management Nominee- David Lesar | Shareholder | For | For |
4.12 | Management Nominee- Michael Wilson | Shareholder | For | For |
AIA GROUP LTD. Meeting Date: MAY 10, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01299 Security ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | Against |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALASKA AIR GROUP, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALK Security ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Marion C. Blakey | Management | For | For |
1.4 | Elect Director Phyllis J. Campbell | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
1.10 | Elect Director Bradley D. Tilden | Management | For | For |
1.11 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
ALLIANZ SE Meeting Date: MAY 07, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Elect Christine Bosse to the Supervisory Board | Management | For | Did Not Vote |
AMEC PLC Meeting Date: APR 04, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMEC Security ID: G02604117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Linda Adamany as Director | Management | For | For |
6 | Re-elect John Connolly as Director | Management | For | For |
7 | Re-elect Samir Brikho as Director | Management | For | For |
8 | Re-elect Ian McHoul as Director | Management | For | For |
9 | Re-elect Neil Carson as Director | Management | For | For |
10 | Re-elect Colin Day as Director | Management | For | For |
11 | Re-elect Tim Faithfull as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
ATLAS COPCO AB Meeting Date: APR 29, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATCOA Security ID: W10020118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Discharge of Board and President | Management | For | For |
8c | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
8d | Approve May 3, 2012 as Record Date for Dividend | Management | For | For |
9 | Determine Number of Members (10) and Deputy Members of Board (0) | Management | For | For |
10 | Reelect Sune Carlsson (Chair), Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, Peter Wallenberg, and Margareth Ovrum as Directors; Elect Hans Straberg (Vice Chair) as New Director | Management | For | Against |
11 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, SEK 750,000 for Vice Chair, and SEK 555,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | For |
12a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
12b | Approve 2013 Stock Option Plan for Key Employees | Management | For | For |
13a | Authorize Repurchase of Up to 4.25 Million Class A Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13b | Authorize Repurchase of Up to 70,000 Class A Shares in Connection with Synthetic Share Plan | Management | For | For |
13c | Approve Transfer of Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | For |
13e | Approve Transfer of Shares in Connection with 2008, 2009, and 2010 Stock Option Plans for Key Employees | Management | For | For |
14 | Close Meeting | Management | None | None |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. Meeting Date: DEC 19, 2012 Record Date: DEC 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: ANZ Security ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
5a | Elect P.J. Dwyer as a Director | Management | For | For |
5b | Elect J.P. Morschel as a Director | Management | For | For |
5c | Elect Lee Hsien Yang as a Director | Management | For | For |
6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
BANK OF NOVA SCOTIA Meeting Date: APR 09, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BNS Security ID: 064149107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director David A. Dodge | Management | For | For |
1.4 | Elect Director N. Ashleigh Everett | Management | For | For |
1.5 | Elect Director John C. Kerr | Management | For | For |
1.6 | Elect Director John T. Mayberry | Management | For | For |
1.7 | Elect Director Thomas C. O'Neill | Management | For | For |
1.8 | Elect Director Brian J. Porter | Management | For | For |
1.9 | Elect Director Aaron W. Regent | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Susan L. Segal | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Management | For | For |
1.14 | Elect Director Richard (Rick) E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP 3: Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
BASF SE Meeting Date: APR 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAS Security ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 04, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
BHP BILLITON LIMITED Meeting Date: NOV 29, 2012 Record Date: NOV 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: BHP Security ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BNP PARIBAS SA Meeting Date: MAY 15, 2013 Record Date: MAY 09, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNP Security ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | Against |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CATERPILLAR INC. Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAT Security ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Against |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Against |
CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CF Security ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | For |
8 | Report on Sustainability | Shareholder | Against | For |
CGI GROUP INC Meeting Date: JAN 30, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: GIB.A Security ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Claude Boivin as Director | Management | For | For |
1.2 | Elect Bernard Bourigeaud as Director | Management | For | For |
1.3 | Elect Jean Brassard as Director | Management | For | For |
1.4 | Elect Robert Chevrier as Director | Management | For | For |
1.5 | Elect Dominic D'Alessandro as Director | Management | For | For |
1.6 | Elect Thomas P. d'Aquino as Director | Management | For | For |
1.7 | Elect Paule Dore as Director | Management | For | For |
1.8 | Elect Richard B. Evans as Director | Management | For | For |
1.9 | Elect Serge Godin as Director | Management | For | For |
1.10 | Elect Andre Imbeau as Director | Management | For | For |
1.11 | Elect Gilles Labbe as Director | Management | For | For |
1.12 | Elect Eileen A. Mercier as Director | Management | For | For |
1.13 | Elect Donna S. Morea as Director | Management | For | For |
1.14 | Elect Michael E. Roach as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Against |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CHINA CONSTRUCTION BANK CORPORATION Meeting Date: JUN 06, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00939 Security ID: Y1397N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Report of Board of Directors | Management | For | For |
2 | Approve 2012 Report of Board of Supervisors | Management | For | For |
3 | Approve 2012 Final Financial Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Budget of 2013 Fixed Assets Investment | Management | For | For |
6 | Appoint Auditors | Management | For | For |
7a | Elect Zhang Jianguo as Director | Management | For | For |
7b | Elect Zhao Xijun as Director | Management | For | For |
7c | Elect Chen Yuanling as Director | Management | For | For |
7d | Elect Zhu Hongbo as Director | Management | For | For |
7e | Elect Hu Zheyi as Director | Management | For | For |
7f | Elect Chung Shui Ming Timpson as Director | Management | For | Against |
7g | Elect Margaret Leung Ko May Yee as Director | Management | For | For |
7h | Elect Wim Kok as Director | Management | For | For |
7i | Elect Murray Horn as Director | Management | For | For |
7j | Elect Xu Tie as Director | Management | For | For |
7k | Elect Qi Shouyin as Director | Management | For | For |
7l | Approve Terms of Office of Proposed Directors | Management | For | For |
8a | Elect Zhang Furong as Shareholder Representative Supervisor | Management | For | For |
8b | Elect Liu Jin as Shareholder Representative Supervisor | Management | For | For |
8c | Elect Li Xiaoling as Shareholder Representative Supervisor | Management | For | For |
8d | Elect Bai Jianjun as External Supervisor | Management | For | For |
8e | Elect Wang Xinmin as External Supervisor | Shareholder | None | For |
9 | Approve Issuance of Write-Down Type Eligible Capital Instruments | Management | For | For |
10 | Approve Revisions to the Article of Association | Management | For | For |
CHINA MOBILE LIMITED Meeting Date: MAY 30, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Yue as Director | Management | For | For |
3b | Elect Xue Taohai as Director | Management | For | For |
3c | Elect Huang Wenlin as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CNOOC LTD. Meeting Date: AUG 21, 2012 Record Date: AUG 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
CNOOC LTD. Meeting Date: NOV 21, 2012 Record Date: NOV 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
CNOOC LTD. Meeting Date: MAY 24, 2013 Record Date: MAY 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Audited Accounts with Director's Report and Auditors' Report | Management | For | For |
1b | Declare Final Dividend | Management | For | For |
1c | Elect Yang Hua as Director | Management | For | For |
1d | Elect Zhou Shouwei as Director | Management | For | For |
1e | Elect Chiu Sung Hong as Director | Management | For | For |
1f | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
1g | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COACH, INC. Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPASS GROUP PLC Meeting Date: FEB 07, 2013 Record Date: FEB 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPG Security ID: G23296182 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Roy Gardner as Director | Management | For | For |
5 | Elect Dominic Blakemore as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Gary Green as Director | Management | For | For |
8 | Re-elect Andrew Martin as Director | Management | For | For |
9 | Re-elect John Bason as Director | Management | For | For |
10 | Re-elect Sir James Crosby as Director | Management | For | For |
11 | Re-elect Susan Murray as Director | Management | For | For |
12 | Re-elect Don Robert as Director | Management | For | For |
13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Amend Long Term Incentive Plan 2010 | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CP ALL PCL Meeting Date: APR 25, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Operations Report | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
5.1 | Elect Komain Bhatarabhirom as Director | Management | For | For |
5.2 | Elect Pridi Boonyoung as Director | Management | For | For |
5.3 | Elect Padoong Techasarintr as Director | Management | For | For |
5.4 | Elect Suphachai Phisitvanich as Director | Management | For | For |
5.5 | Elect Patcharawat Wongsuwan as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Other Business | Management | For | Against |
CP ALL PCL Meeting Date: JUN 12, 2013 Record Date: MAY 07, 2013 Meeting Type: SPECIAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Acquisition of Shares in Siam Makro PCL, Siam Makro Holding (Thailand) Ltd., and OHT Co. Ltd. from SHV Nederland B.V. | Management | For | Against |
3 | Other Business | Management | For | Against |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Renewal of the Share Purchase Mandate | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Remuneration | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Danny Teoh Leong Kay as Director | Management | For | For |
7 | Elect Euleen Goh Yiu Kiang as Director | Management | For | For |
8 | Elect Andre Sekulic as Director | Management | For | For |
9 | Elect Woo Foong Pheng as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013 | Management | For | For |
DISCOVER FINANCIAL SERVICES Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: DFS Security ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DRAGON OIL PLC Meeting Date: APR 30, 2013 Record Date: APR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: DRS Security ID: G2828W132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3.a | Reelect Mohammed Al Ghurair as a Director | Management | For | Abstain |
3.b | Reelect Abdul Al Khalifa as a Director | Management | For | For |
3.c | Reelect Ahmad Sharaf as a Director | Management | For | For |
3.d | Reelect Ahmad Al Muhairbi as a Director | Management | For | For |
3.e | Reelect Saeed Al Mazrooei as a Director | Management | For | For |
3.f | Reelect Thor Haugnaess as a Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | Against |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise General Meetings Outside the Republic of Ireland | Management | For | For |
7 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Share Repurchase Program and Reissuance of Shares | Management | For | For |
EXPEDIA, INC. Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPE Security ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
1.5 | Elect Director Craig A. Jacobson | Management | For | Withhold |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | Withhold |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FNF Security ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FITB Security ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRED OLSEN ENERGY ASA Meeting Date: MAY 28, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: FOE Security ID: R25663106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 per Share | Management | For | Did Not Vote |
4 | Approve Issuance of 6.7 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Elect Directors | Management | For | Did Not Vote |
FUJI HEAVY INDUSTRIES LTD. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7270 Security ID: J14406136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
2.2 | Elect Director Kondo, Jun | Management | For | For |
2.3 | Elect Director Mabuchi, Akira | Management | For | For |
2.4 | Elect Director Muto, Naoto | Management | For | For |
2.5 | Elect Director Ikeda, Tomohiko | Management | For | For |
2.6 | Elect Director Takahashi, Mitsuru | Management | For | For |
2.7 | Elect Director Tachimori, Takeshi | Management | For | For |
2.8 | Elect Director Arima, Toshio | Management | For | For |
3.1 | Appoint Statutory Auditor Kimura, Masakazu | Management | For | For |
3.2 | Appoint Statutory Auditor Saito, Norio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 24, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: BIR Security ID: G49374146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1a | Elect Archie Kane as Director | Management | For | For |
3.1b | Elect Wilbur Ross Jr. as Director | Management | For | For |
3.1c | Elect Prem Watsa as Director | Management | For | For |
3.2a | Reelect Kent Atkinson as Director | Management | For | For |
3.2b | Reelect Richie Boucher as Director | Management | For | For |
3.2c | Reelect Pat Butler Director | Management | For | For |
3.2d | Reelect Patrick Haren as Director | Management | For | For |
3.2e | Reelect Andrew Keating as Director | Management | For | For |
3.2f | Reelect Patrick Kennedy as Director | Management | For | For |
3.2g | Relect Patrick Mulvihill as Director | Management | For | For |
3.2h | Relect Patrick O'Sullivan as Director | Management | For | For |
3.3 | Elect Davida Marston as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash | Management | For | Against |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HANESBRANDS INC. Meeting Date: APR 03, 2013 Record Date: FEB 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: HBI Security ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEXAGON AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W40063104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8c | Receive Board's Dividend Proposal | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of EUR 0.28 per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Melker Schorling (Chair), Ola Rollen, Gun Nilsson, Ulrik Svensson, and Ulrika Francke as Directors; Elect Jill Smith as New Director; Ratify Ernst & Young as Auditors | Management | For | For |
13 | Elect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Tomas Ehlin as Members of Nominating Committee | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
HITACHI LTD. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6501 Security ID: J20454112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kawamura, Takashi | Management | For | For |
1.2 | Elect Director Ota, Yoshie | Management | For | For |
1.3 | Elect Director Katsumata, Nobuo | Management | For | For |
1.4 | Elect Director Cynthia Carroll | Management | For | For |
1.5 | Elect Director Sakakibara, Sadayuki | Management | For | For |
1.6 | Elect Director George Buckley | Management | For | For |
1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
1.8 | Elect Director Motobayashi, Toru | Management | For | Against |
1.9 | Elect Director Philip Yeo | Management | For | For |
1.10 | Elect Director Kikawa, Michijiro | Management | For | For |
1.11 | Elect Director Stephen Gomersall | Management | For | For |
1.12 | Elect Director Nakanishi, Hiroaki | Management | For | For |
1.13 | Elect Director Hatchoji, Takashi | Management | For | For |
1.14 | Elect Director Miyoshi, Takashi | Management | For | For |
HOLLYFRONTIER CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HFC Security ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Buford P. Berry | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Robert G. McKenzie | Management | For | For |
1i | Elect Director Franklin Myers | Management | For | For |
1j | Elect Director Michael E. Rose | Management | For | For |
1k | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 18, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: HBAN Security ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann 'Tanny' B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director Peter J. Kight | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ING GROEP NV Meeting Date: MAY 13, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: INGA Security ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Discussion on Company's Corporate Governance Structure | Management | None | None |
6 | Receive Announcements on Sustainability | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | For |
7b | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify Ernst & Young as Auditors | Management | For | For |
9a | Reelect Jan Hommen to Executive Board | Management | For | For |
9b | Reelect Patrick Flynn to Executive Board | Management | For | For |
9c | Elect Ralph Hamers to Executive Board | Management | For | For |
10a | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
10b | Reelect Tine Bahlmann to Supervisory Board | Management | For | For |
10c | Elect Carin Gorter to Supervisory Board | Management | For | For |
10d | Elect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
10e | Elect Isabel Martin Castella to Supervisory Board | Management | For | For |
11a | Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
11b | Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
12a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
13 | Close Meeting | Management | None | None |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
JAPAN TOBACCO INC Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2914 Security ID: ��J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | Against |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | For |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JFE HOLDINGS, INC. Meeting Date: JUN 20, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5411 Security ID: J2817M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Bada, Hajime | Management | For | For |
2.2 | Elect Director Hayashida, Eiji | Management | For | For |
2.3 | Elect Director Okada, Shinichi | Management | For | For |
2.4 | Elect Director Kishimoto, Sumiyuki | Management | For | For |
2.5 | Elect Director Ashida, Akimitsu | Management | For | For |
2.6 | Elect Director Maeda, Masafumi | Management | For | For |
3 | Appoint Statutory Auditor kurokawa, Yasushi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Saiki, Isao | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
KBC GROEP NV Meeting Date: MAY 02, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: KBC Security ID: B5337G162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration at EUR 83,823 | Management | For | For |
10a | Reelect Alain Tytgadt as Director | Management | For | Against |
10b | Reelect Philippe Vlerick as Director | Management | For | Against |
10c | Reelect Dirk Heremans as Director | Management | For | For |
11 | Authorize Repurchase of Up To 250,000 Shares | Management | For | For |
12 | Transact Other Business | Management | None | None |
Ia | Discuss Merger Proposal between KBC Group NV and KBC Global Services NV | Management | None | None |
Ib | Approve Merger Project with KBC Global Services Re: Item Ic | Management | For | For |
Ic | Approve Merger by Absorption of KBC Global Services | Management | For | For |
Id | Amend Corporate Purpose Re: Merger Agreement with KBC Global Services Under Items Ib-Ic | Management | For | For |
IIa | Receive Special Board Report Re: Capital Increases under Items IIc and IId | Management | None | None |
IIb | Amend Article 5 Re: Dematerialization of Bearer Shares | Management | For | For |
IIc | Authorize Board to Increase Authorized Capital up to EUR 700 Million, Including by way of Issuance of Ordinary Shares Without Preemptive Rights, Warrants or Convertible Bonds | Management | For | Against |
IId | Authorize Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
IIe | Amend Article 11bis Re: Dematerialization of Bearer Shares | Management | For | For |
IIf | Amend Article 21 Re: Representation of the Company | Management | For | For |
IIg | Amend Article 27 Re: Right to Attend Meetings | Management | For | For |
IIh | Insert Transitional Provision in Article 42 Bylaws Re: Capital Increases under items IIc and IId | Management | For | For |
IIi | Authorize Implementation of Approved Resolutions | Management | For | For |
IIj | Approve Coordination of Articles of Association | Management | For | For |
IIk | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
KIA MOTORS CORPORATION Meeting Date: MAR 22, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 000270 Security ID: Y47601102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share | Management | For | For |
2 | Elect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled) | Management | For | For |
3 | Elect Nam Sang-Koo as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
KONE CORPORATION Meeting Date: OCT 24, 2012 Record Date: OCT 12, 2012 Meeting Type: SPECIAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Approve Special Dividend | Management | For | For |
7 | Close Meeting | Management | None | None |
KONE CORPORATION Meeting Date: FEB 25, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
11 | Fix Number of Directors at Eight; Fix Number of Deputy Members at One | Management | For | For |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Fix Number of Auditors at Two | Management | For | For |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
16 | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | Management | For | For |
17 | Close Meeting | Management | None | None |
L BRANDS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: LTD Security ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
LEAR CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEGAL & GENERAL GROUP PLC Meeting Date: MAY 22, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: LGEN Security ID: G54404127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Mark Zinkula as Director | Management | For | For |
4 | Elect Lindsay Tomlinson as Director | Management | For | For |
5 | Re-elect Stuart Popham as Director | Management | For | For |
6 | Re-elect Julia Wilson as Director | Management | For | For |
7 | Re-elect Mike Fairey as Director | Management | For | For |
8 | Re-elect Mark Gregory as Director | Management | For | For |
9 | Re-elect Rudy Markham as Director | Management | For | For |
10 | Re-elect John Pollock as Director | Management | For | For |
11 | Re-elect Nicholas Prettejohn as Director | Management | For | For |
12 | Re-elect John Stewart as Director | Management | For | For |
13 | Re-elect Nigel Wilson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Elect Lord Blackwell as Director | Management | For | For |
4 | Elect Carolyn Fairbairn as Director | Management | For | For |
5 | Elect Nicholas Luff as Director | Management | For | For |
6 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
7 | Re-elect George Culmer as Director | Management | For | For |
8 | Re-elect Anita Frew as Director | Management | For | For |
9 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Market Purchase of Preference Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: SPECIAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | Against |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
1.12 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION Meeting Date: JUL 25, 2012 Record Date: MAY 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | For |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MIZUHO FINANCIAL GROUP INC. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8411 Security ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders | Management | For | For |
2 | Authorize Preferred Share Repurchase Program | Management | For | For |
3 | Amend Articles To Create New Classes of Preferred Shares | Management | For | For |
4.1 | Elect Director Sato, Yasuhiro | Management | For | For |
4.2 | Elect Director Tsujita, Yasunori | Management | For | For |
4.3 | Elect Director Okabe, Toshitsugu | Management | For | For |
4.4 | Elect Director Hayashi, Nobuhide | Management | For | For |
4.5 | Elect Director Kanki, Tadashi | Management | For | For |
4.6 | Elect Director Koike, Masakane | Management | For | For |
4.7 | Elect Director Nomiyama, Akihiko | Management | For | For |
4.8 | Elect Director Ohashi, Mitsuo | Management | For | For |
4.9 | Elect Director Anraku, Kanemitsu | Management | For | For |
5 | Appoint Statutory Auditor Funaki, Nobukatsu | Management | For | For |
6 | Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions | Shareholder | Against | Against |
7 | Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing | Shareholder | Against | Against |
8 | Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For |
9 | Amend Articles to Require Firm to Post Board Training Policy on Website | Shareholder | Against | For |
10 | Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends | Shareholder | Against | Against |
11 | Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions | Shareholder | Against | Against |
12 | Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation | Shareholder | Against | For |
13 | Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis | Shareholder | Against | Against |
14 | Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures | Shareholder | Against | Against |
MTU AERO ENGINES HOLDING AG Meeting Date: MAY 03, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MTX Security ID: D5565H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
7 | Amend Articles Re: Company Name and Corporate Purpose | Management | For | Did Not Vote |
8a | Elect Wilhelm Bender to the Supervisory Board | Management | For | Did Not Vote |
8b | Elect Klaus Eberhardt to the Supervisory Board | Management | For | Did Not Vote |
8c | Elect Juergen GeiBinger to the Supervisory Board | Management | For | Did Not Vote |
8d | Elect Klaus Steffens to the Supervisory Board | Management | For | Did Not Vote |
8e | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | Did Not Vote |
NESTLE SA Meeting Date: APR 11, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NOVO NORDISK A/S Meeting Date: MAR 20, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | Did Not Vote |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Elect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
ORACLE CORPORATION Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
ORIX CORP. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8591 Security ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Umaki, Tamio | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
PARTNERS GROUP HOLDING Meeting Date: MAY 02, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PGHN Security ID: H6120A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 6.25 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5a | Reelect Alfred Gantner as Director | Management | For | Did Not Vote |
5b | Reelect Peter Wuffli as Director | Management | For | Did Not Vote |
5c | Elect Steffen Meister as Director | Management | For | Did Not Vote |
5d | Elect Charles Dallara as Director | Management | For | Did Not Vote |
5e | Elect Patrick Ward as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
PEABODY ENERGY CORPORATION Meeting Date: APR 29, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BTU Security ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director John F. Turner | Management | For | For |
1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
PERRIGO COMPANY Meeting Date: NOV 06, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | Withhold |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PETSMART, INC. Meeting Date: JUN 14, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: PETM Security ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRADA S.P.A. Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 01913 Security ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRUDENTIAL PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Philip Remnant as Director | Management | For | For |
5 | Re-elect Sir Howard Davies as Director | Management | For | For |
6 | Re-elect Robert Devey as Director | Management | For | For |
7 | Re-elect John Foley as Director | Management | For | For |
8 | Re-elect Michael Garrett as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Alexander Johnston as Director | Management | For | For |
11 | Re-elect Paul Manduca as Director | Management | For | For |
12 | Re-elect Michael McLintock as Director | Management | For | For |
13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
15 | Re-elect Barry Stowe as Director | Management | For | For |
16 | Re-elect Tidjane Thiam as Director | Management | For | For |
17 | Re-elect Lord Turnbull as Director | Management | For | For |
18 | Re-elect Michael Wells as Director | Management | For | For |
19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Approve Savings-Related Share Option Scheme | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: FEB 28, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBRI Security ID: Y0697U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
2 | Approve Annual Report and Financial Statements of the Partnership and Community Development Program | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Implementation of Minister of State-Owned Enterprises Regulations | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RR Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Davis as Director | Management | For | For |
4 | Elect Jasmin Staiblin as Director | Management | For | For |
5 | Re-elect John Rishton as Director | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Lewis Booth as Director | Management | For | For |
8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
9 | Re-elect Iain Conn as Director | Management | For | For |
10 | Re-elect James Guyette as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect Mark Morris as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Payment to Shareholders | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
ROPER INDUSTRIES, INC. Meeting Date: MAY 24, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ROP Security ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SCHNEIDER ELECTRIC SA Meeting Date: APR 25, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SU Security ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Pascal Tricoire | Management | For | For |
6 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly | Management | For | Against |
9 | Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | For |
16 | Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
17 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Elect Jean-Pascal Tricoire as Director | Management | For | Against |
22 | Elect Henri Lachmann as Director | Management | For | For |
23 | Elect Leo Apotheker as Director | Management | For | For |
24 | Elect Betsy Atkins as Director | Management | For | For |
25 | Elect Gerard de La Martiniere as Director | Management | For | For |
26 | Elect Xavier Fontanet Director | Management | For | For |
27 | Elect Noel Forgeard as Director | Management | For | For |
28 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
29 | Elect Willy R. Kissling as Director | Management | For | For |
30 | Elect Cathy Kopp as Director | Management | For | For |
31 | Elect Dominique Senequier as Director | Management | For | For |
32 | Elect M.G. Richard Thoman as Director | Management | For | For |
33 | Elect Serge Weinberg as Director | Management | For | For |
34 | Elect Claude Briquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
35 | Elect Magali Herbaut as Representative of Employee Shareholders to the Board | Management | For | For |
36 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
37 | Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board | Management | Against | Against |
38 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOT Security ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
1.11 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8316 Security ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
3.1 | Elect Director Oku, Masayuki | Management | For | For |
3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
3.3 | Elect Director Kubo, Ken | Management | For | For |
3.4 | Elect Director Ito, Yuujiro | Management | For | For |
3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
3.6 | Elect Director Narita, Manabu | Management | For | For |
3.7 | Elect Director Ogino, Kozo | Management | For | For |
3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
SUZUKI MOTOR CORP. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7269 Security ID: J78529138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Suzuki, Osamu | Management | For | For |
2.2 | Elect Director Tamura, Minoru | Management | For | For |
2.3 | Elect Director Honda, Osamu | Management | For | For |
2.4 | Elect Director Suzuki, Toshihiro | Management | For | For |
2.5 | Elect Director Harayama, Yasuhito | Management | For | For |
2.6 | Elect Director Aizawa, Naoki | Management | For | For |
2.7 | Elect Director Mochizuki, Eiji | Management | For | For |
2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
2.9 | Elect Director Tanino, Sakutaro | Management | For | Against |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 10, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
10 | Fix Number of Auditors (1) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 550,000 for Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Against |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Louise Julian, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, and Barbara Thoralfsson as Directors | Management | For | For |
13 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
15 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Against |
16 | Close Meeting | Management | None | None |
SVENSKA HANDELSBANKEN Meeting Date: MAR 20, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SHBA Security ID: W90937181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO | Management | None | None |
8 | Approve Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Allocation of Income and Dividends of SEK 10.75 per Share | Management | For | For |
10 | Approve Discharge of Board and President | Management | For | For |
11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | For |
13 | Determine Number of Members (11) of Board | Management | For | For |
14 | Determine Number of Auditors (2) | Management | For | For |
15 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
16 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors | Management | For | Against |
17 | Ratify KPMG and Ernst & Young as Auditors | Management | For | For |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
19 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
20 | Amend Articles of Association: Composition of Board (Gender) | Shareholder | None | Against |
21 | Close Meeting | Management | None | None |
SWEDBANK AB Meeting Date: MAR 20, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWEDA Security ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SYNGENTA AG Meeting Date: APR 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SYNN Security ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
TARGET CORPORATION Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Henrique De Castro | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Mary N. Dillon | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Mary E. Minnick | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
1j | Elect Director Gregg W. Steinhafel | Management | For | For |
1k | Elect Director John G. Stumpf | Management | For | For |
1l | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Against |
TERADATA CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TDC Security ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward P. Boykin | Management | For | For |
1b | Elect Director Cary T. Fu | Management | For | For |
1c | Elect Director Victor L. Lund | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | For | For |
THE HOME DEPOT, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Against |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Against |
THE TJX COMPANIES, INC. Meeting Date: JUN 11, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNILEVER PLC Meeting Date: MAY 15, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: ULVR Security ID: G92087165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Polman as Director | Management | For | For |
4 | Re-elect Jean-Marc Huet as Director | Management | For | For |
5 | Re-elect Louise Fresco as Director | Management | For | For |
6 | Re-elect Ann Fudge as Director | Management | For | For |
7 | Re-elect Charles Golden as Director | Management | For | For |
8 | Re-elect Byron Grote as Director | Management | For | For |
9 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
10 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
11 | Re-elect Kees Storm as Director | Management | For | For |
12 | Re-elect Michael Treschow as Director | Management | For | For |
13 | Re-elect Paul Walsh as Director | Management | For | For |
14 | Elect Laura Cha as Director | Management | For | For |
15 | Elect Mary Ma as Director | Management | For | For |
16 | Elect John Rishton as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNITED INTERNET AG Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UTDI Security ID: D8542B125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Affiliation Agreements with 1&1 Telecom Service Holding Montabaur GmbH | Management | For | Did Not Vote |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 03, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
VALEO Meeting Date: JUN 06, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FR Security ID: F96221126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Reelect Gerard Blanc as Director | Management | For | For |
4 | Reelect Michael Jay as Director | Management | For | For |
5 | Elect Sophie Dutordoir as Director | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23 Million | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholders Vote Above | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VALERO ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: VLO Security ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 07, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Douglas N. Daft | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | Against |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S. Reinemund | Management | For | For |
1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
1k | Elect Director Jim C. Walton | Management | For | For |
1l | Elect Director S. Robson Walton | Management | For | Against |
1m | Elect Director Christopher J. Williams | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
WESTLAKE CHEMICAL CORPORATION Meeting Date: MAY 17, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: WLK Security ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Blakely | Management | For | For |
1.2 | Elect Director Albert Chao | Management | For | Withhold |
1.3 | Elect Director Michael J. Graff | Management | For | For |
1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
WILLIAM HILL PLC Meeting Date: MAY 09, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMH Security ID: G9645P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Gareth Davis as Director | Management | For | For |
5 | Re-elect Ralph Topping as Director | Management | For | For |
6 | Re-elect Neil Cooper as Director | Management | For | For |
7 | Re-elect David Edmonds as Director | Management | For | For |
8 | Re-elect Georgina Harvey as Director | Management | For | For |
9 | Re-elect Ashley Highfield as Director | Management | For | For |
10 | Re-elect David Lowden as Director | Management | For | For |
11 | Re-elect Imelda Walsh as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Directors to Establish a Schedule to the International Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
ZIONS BANCORPORATION Meeting Date: MAY 24, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZION Security ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry C. Atkin | Management | For | For |
1b | Elect Director R.D. Cash | Management | For | For |
1c | Elect Director Patricia Frobes | Management | For | For |
1d | Elect Director J. David Heaney | Management | For | For |
1e | Elect Director Roger B. Porter | Management | For | For |
1f | Elect Director Stephen D. Quinn | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director L.E. Simmons | Management | For | For |
1i | Elect Director Shelley Thomas Williams | Management | For | For |
1j | Elect Director Steven C. Wheelwright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
International Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date:�� DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AGRIUM INC. Meeting Date: APR 09, 2013 Record Date: FEB 25, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: AGU Security ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote |
3 | Approve Shareholder Rights Plan | Management | For | Did Not Vote |
4.1 | Elect Director David C. Everitt | Management | For | Did Not Vote |
4.2 | Elect Director Russell K. Girling | Management | For | Did Not Vote |
4.3 | Elect Director Susan A. Henry | Management | For | Did Not Vote |
4.4 | Elect Director Russell J. Horner | Management | For | Did Not Vote |
4.5 | Elect Director David J. Lesar | Management | For | Did Not Vote |
4.6 | Elect Director John E. Lowe | Management | For | Did Not Vote |
4.7 | Elect Director A. Anne McLellan | Management | For | Did Not Vote |
4.8 | Elect Director Derek G. Pannell | Management | For | Did Not Vote |
4.9 | Elect Director Frank W. Proto | Management | For | Did Not Vote |
4.10 | Elect Director Mayo M. Schmidt | Management | For | Did Not Vote |
4.11 | Elect Director Michael M. Wilson | Management | For | Did Not Vote |
4.12 | Elect Director Victor J. Zaleschuk | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4.1 | Elect Director Barry Rosenstein | Shareholder | For | For |
4.2 | Elect Director David Bullock | Shareholder | For | For |
4.3 | Elect Director Mitchell Jacobson | Shareholder | For | Withhold |
4.4 | Elect Director Hon. Lyle Vanclief | Shareholder | For | Withhold |
4.5 | Elect Director Stephen Clark | Shareholder | For | Withhold |
4.6 | Management Nominee- David Everitt | Shareholder | For | For |
4.7 | Management Nominee- John Lowe | Shareholder | For | For |
4.8 | Management Nominee- Victor Zaleschuk | Shareholder | For | For |
4.9 | Management Nominee- Russell Girling | Shareholder | For | For |
4.10 | Management Nominee- A. Anne McLellan | Shareholder | For | For |
4.11 | Management Nominee- David Lesar | Shareholder | For | For |
4.12 | Management Nominee- Michael Wilson | Shareholder | For | For |
AIA GROUP LTD. Meeting Date: MAY 10, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01299 Security ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | Against |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALLIANZ SE Meeting Date: MAY 07, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Elect Christine Bosse to the Supervisory Board | Management | For | Did Not Vote |
AMEC PLC Meeting Date: APR 04, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMEC Security ID: G02604117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Linda Adamany as Director | Management | For | For |
6 | Re-elect John Connolly as Director | Management | For | For |
7 | Re-elect Samir Brikho as Director | Management | For | For |
8 | Re-elect Ian McHoul as Director | Management | For | For |
9 | Re-elect Neil Carson as Director | Management | For | For |
10 | Re-elect Colin Day as Director | Management | For | For |
11 | Re-elect Tim Faithfull as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ATLAS COPCO AB Meeting Date: APR 29, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATCOA Security ID: W10020118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Discharge of Board and President | Management | For | For |
8c | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
8d | Approve May 3, 2012 as Record Date for Dividend | Management | For | For |
9 | Determine Number of Members (10) and Deputy Members of Board (0) | Management | For | For |
10 | Reelect Sune Carlsson (Chair), Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, Peter Wallenberg, and Margareth Ovrum as Directors; Elect Hans Straberg (Vice Chair) as New Director | Management | For | Against |
11 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, SEK 750,000 for Vice Chair, and SEK 555,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | For |
12a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
12b | Approve 2013 Stock Option Plan for Key Employees | Management | For | For |
13a | Authorize Repurchase of Up to 4.25 Million Class A Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13b | Authorize Repurchase of Up to 70,000 Class A Shares in Connection with Synthetic Share Plan | Management | For | For |
13c | Approve Transfer of Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | For |
13e | Approve Transfer of Shares in Connection with 2008, 2009, and 2010 Stock Option Plans for Key Employees | Management | For | For |
14 | Close Meeting | Management | None | None |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. Meeting Date: DEC 19, 2012 Record Date: DEC 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: ANZ Security ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
5a | Elect P.J. Dwyer as a Director | Management | For | For |
5b | Elect J.P. Morschel as a Director | Management | For | For |
5c | Elect Lee Hsien Yang as a Director | Management | For | For |
6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
AUTOLIV, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Bo I. Andersson | Management | For | For |
1.3 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANK OF NOVA SCOTIA Meeting Date: APR 09, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BNS Security ID: 064149107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director David A. Dodge | Management | For | For |
1.4 | Elect Director N. Ashleigh Everett | Management | For | For |
1.5 | Elect Director John C. Kerr | Management | For | For |
1.6 | Elect Director John T. Mayberry | Management | For | For |
1.7 | Elect Director Thomas C. O'Neill | Management | For | For |
1.8 | Elect Director Brian J. Porter | Management | For | For |
1.9 | Elect Director Aaron W. Regent | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Susan L. Segal | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Management | For | For |
1.14 | Elect Director Richard (Rick) E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP 3: Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
BASF SE Meeting Date: APR 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAS Security ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BHP BILLITON LIMITED Meeting Date: NOV 29, 2012 Record Date: NOV 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: BHP Security ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BNP PARIBAS SA Meeting Date: MAY 15, 2013 Record Date: MAY 09, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNP Security ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | Against |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BRITISH SKY BROADCASTING GROUP PLC Meeting Date: NOV 01, 2012 Record Date: OCT 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: BSY Security ID: G15632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Tracy Clarke as Director | Management | For | For |
4 | Re-elect Jeremy Darroch as Director | Management | For | For |
5 | Re-elect David DeVoe as Director | Management | For | For |
6 | Re-elect Nicholas Ferguson as Director | Management | For | For |
7 | Elect Martin Gilbert as Director | Management | For | For |
8 | Re-elect Andrew Griffith as Director | Management | For | For |
9 | Re-elect Andrew Higginson as Director | Management | For | For |
10 | Re-elect Thomas Mockridge as Director | Management | For | For |
11 | Re-elect James Murdoch as Director | Management | For | For |
12 | Elect Matthieu Pigasse as Director | Management | For | For |
13 | Re-elect Daniel Rimer as Director | Management | For | For |
14 | Re-elect Arthur Siskind as Director | Management | For | For |
15 | Re-elect Lord Wilson of Dinton as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Approve Remuneration Report | Management | For | Abstain |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the News Agreement as a Related Party Transaction | Management | For | For |
CGI GROUP INC Meeting Date: JAN 30, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: GIB.A Security ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Claude Boivin as Director | Management | For | For |
1.2 | Elect Bernard Bourigeaud as Director | Management | For | For |
1.3 | Elect Jean Brassard as Director | Management | For | For |
1.4 | Elect Robert Chevrier as Director | Management | For | For |
1.5 | Elect Dominic D'Alessandro as Director | Management | For | For |
1.6 | Elect Thomas P. d'Aquino as Director | Management | For | For |
1.7 | Elect Paule Dore as Director | Management | For | For |
1.8 | Elect Richard B. Evans as Director | Management | For | For |
1.9 | Elect Serge Godin as Director | Management | For | For |
1.10 | Elect Andre Imbeau as Director | Management | For | For |
1.11 | Elect Gilles Labbe as Director | Management | For | For |
1.12 | Elect Eileen A. Mercier as Director | Management | For | For |
1.13 | Elect Donna S. Morea as Director | Management | For | For |
1.14 | Elect Michael E. Roach as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHINA CONSTRUCTION BANK CORPORATION Meeting Date: JUN 06, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00939 Security ID: Y1397N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Report of Board of Directors | Management | For | For |
2 | Approve 2012 Report of Board of Supervisors | Management | For | For |
3 | Approve 2012 Final Financial Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Budget of 2013 Fixed Assets Investment | Management | For | For |
6 | Appoint Auditors | Management | For | For |
7a | Elect Zhang Jianguo as Director | Management | For | For |
7b | Elect Zhao Xijun as Director | Management | For | For |
7c | Elect Chen Yuanling as Director | Management | For | For |
7d | Elect Zhu Hongbo as Director | Management | For | For |
7e | Elect Hu Zheyi as Director | Management | For | For |
7f | Elect Chung Shui Ming Timpson as Director | Management | For | Against |
7g | Elect Margaret Leung Ko May Yee as Director | Management | For | For |
7h | Elect Wim Kok as Director | Management | For | For |
7i | Elect Murray Horn as Director | Management | For | For |
7j | Elect Xu Tie as Director | Management | For | For |
7k | Elect Qi Shouyin as Director | Management | For | For |
7l | Approve Terms of Office of Proposed Directors | Management | For | For |
8a | Elect Zhang Furong as Shareholder Representative Supervisor | Management | For | For |
8b | Elect Liu Jin as Shareholder Representative Supervisor | Management | For | For |
8c | Elect Li Xiaoling as Shareholder Representative Supervisor | Management | For | For |
8d | Elect Bai Jianjun as External Supervisor | Management | For | For |
8e | Elect Wang Xinmin as External Supervisor | Shareholder | None | For |
9 | Approve Issuance of Write-Down Type Eligible Capital Instruments | Management | For | For |
10 | Approve Revisions to the Article of Association | Management | For | For |
CHINA MOBILE LIMITED Meeting Date: MAY 30, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Yue as Director | Management | For | For |
3b | Elect Xue Taohai as Director | Management | For | For |
3c | Elect Huang Wenlin as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CNOOC LTD. Meeting Date: AUG 21, 2012 Record Date: AUG 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
CNOOC LTD. Meeting Date: NOV 21, 2012 Record Date: NOV 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
CNOOC LTD. Meeting Date: MAY 24, 2013 Record Date: MAY 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Audited Accounts with Director's Report and Auditors' Report | Management | For | For |
1b | Declare Final Dividend | Management | For | For |
1c | Elect Yang Hua as Director | Management | For | For |
1d | Elect Zhou Shouwei as Director | Management | For | For |
1e | Elect Chiu Sung Hong as Director | Management | For | For |
1f | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
1g | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COMPASS GROUP PLC Meeting Date: FEB 07, 2013 Record Date: FEB 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPG Security ID: G23296182 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Roy Gardner as Director | Management | For | For |
5 | Elect Dominic Blakemore as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Gary Green as Director | Management | For | For |
8 | Re-elect Andrew Martin as Director | Management | For | For |
9 | Re-elect John Bason as Director | Management | For | For |
10 | Re-elect Sir James Crosby as Director | Management | For | For |
11 | Re-elect Susan Murray as Director | Management | For | For |
12 | Re-elect Don Robert as Director | Management | For | For |
13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Amend Long Term Incentive Plan 2010 | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CP ALL PCL Meeting Date: APR 25, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Operations Report | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
5.1 | Elect Komain Bhatarabhirom as Director | Management | For | For |
5.2 | Elect Pridi Boonyoung as Director | Management | For | For |
5.3 | Elect Padoong Techasarintr as Director | Management | For | For |
5.4 | Elect Suphachai Phisitvanich as Director | Management | For | For |
5.5 | Elect Patcharawat Wongsuwan as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Other Business | Management | For | Against |
CP ALL PCL Meeting Date: JUN 12, 2013 Record Date: MAY 07, 2013 Meeting Type: SPECIAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Acquisition of Shares in Siam Makro PCL, Siam Makro Holding (Thailand) Ltd., and OHT Co. Ltd. from SHV Nederland B.V. | Management | For | Against |
3 | Other Business | Management | For | Against |
DAI-ICHI LIFE INSURANCE CO., LTD. Meeting Date: JUN 24, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8750 Security ID: J09748104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1600 | Management | For | For |
2 | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3 | Amend Deep Discount Stock Option Plan Approved at 2011 AGM | Management | For | Against |
4.1 | Elect Director Kanai, Hiroshi | Management | For | For |
4.2 | Elect Director Horio, Norimitsu | Management | For | For |
4.3 | Elect Director Kawashima, Takashi | Management | For | For |
DAIDO STEEL CO. LTD. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5471 Security ID: J08778110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | Management | For | For |
2.1 | Elect Director Sakamoto, Yoshitsugu | Management | For | For |
2.2 | Elect Director Hirabayashi, Kazuhiko | Management | For | For |
2.3 | Elect Director Amano, Hajime | Management | For | For |
3 | Appoint Statutory Auditor Tokuoka, Shigenobu | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Hattori, Yutaka | Management | For | For |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
DAIMLER AG Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: DAI Security ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
6.1 | Relect Sari Baldauf to the Supervisory Board | Management | For | Did Not Vote |
6.2 | Relect Juergen Hambrecht to the Supervisory Board | Management | For | Did Not Vote |
6.3 | Elect Andrea Jung to the Supervisory Board | Management | For | Did Not Vote |
DAITO TRUST CONSTRUCTION CO. LTD. Meeting Date: JUN 26, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 1878 Security ID: J11151107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 165 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Kumakiri, Naomi | Management | For | For |
3.2 | Elect Director Kadochi, Hitoshi | Management | For | For |
3.3 | Elect Director Inada, Akio | Management | For | For |
3.4 | Elect Director Nakada, Shuuji | Management | For | For |
3.5 | Elect Director Kobayashi, Katsuma | Management | For | For |
3.6 | Elect Director Kawai, Shuuji | Management | For | For |
3.7 | Elect Director Sasamoto, Yuujiro | Management | For | For |
3.8 | Elect Director Marcus Merner | Management | For | For |
3.9 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
4.1 | Appoint Statutory Auditor Uno, Masayasu | Management | For | For |
4.2 | Appoint Statutory Auditor Hachiya, Hideo | Management | For | Against |
4.3 | Appoint Statutory Auditor Fujimaki, Kazuo | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Renewal of the Share Purchase Mandate | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Remuneration | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Danny Teoh Leong Kay as Director | Management | For | For |
7 | Elect Euleen Goh Yiu Kiang as Director | Management | For | For |
8 | Elect Andre Sekulic as Director | Management | For | For |
9 | Elect Woo Foong Pheng as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013 | Management | For | For |
DRAGON OIL PLC Meeting Date: APR 30, 2013 Record Date: APR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: DRS Security ID: G2828W132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3.a | Reelect Mohammed Al Ghurair as a Director | Management | For | Abstain |
3.b | Reelect Abdul Al Khalifa as a Director | Management | For | For |
3.c | Reelect Ahmad Sharaf as a Director | Management | For | For |
3.d | Reelect Ahmad Al Muhairbi as a Director | Management | For | For |
3.e | Reelect Saeed Al Mazrooei as a Director | Management | For | For |
3.f | Reelect Thor Haugnaess as a Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | Against |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise General Meetings Outside the Republic of Ireland | Management | For | For |
7 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Share Repurchase Program and Reissuance of Shares | Management | For | For |
EXPEDIA, INC. Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPE Security ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
1.5 | Elect Director Craig A. Jacobson | Management | For | Withhold |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | Withhold |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FRED OLSEN ENERGY ASA Meeting Date: MAY 28, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: FOE Security ID: R25663106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 per Share | Management | For | Did Not Vote |
4 | Approve Issuance of 6.7 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Elect Directors | Management | For | Did Not Vote |
FUJI HEAVY INDUSTRIES LTD. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7270 Security ID: J14406136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
2.2 | Elect Director Kondo, Jun | Management | For | For |
2.3 | Elect Director Mabuchi, Akira | Management | For | For |
2.4 | Elect Director Muto, Naoto | Management | For | For |
2.5 | Elect Director Ikeda, Tomohiko | Management | For | For |
2.6 | Elect Director Takahashi, Mitsuru | Management | For | For |
2.7 | Elect Director Tachimori, Takeshi | Management | For | For |
2.8 | Elect Director Arima, Toshio | Management | For | For |
3.1 | Appoint Statutory Auditor Kimura, Masakazu | Management | For | For |
3.2 | Appoint Statutory Auditor Saito, Norio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 24, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: BIR Security ID: G49374146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1a | Elect Archie Kane as Director | Management | For | For |
3.1b | Elect Wilbur Ross Jr. as Director | Management | For | For |
3.1c | Elect Prem Watsa as Director | Management | For | For |
3.2a | Reelect Kent Atkinson as Director | Management | For | For |
3.2b | Reelect Richie Boucher as Director | Management | For | For |
3.2c | Reelect Pat Butler Director | Management | For | For |
3.2d | Reelect Patrick Haren as Director | Management | For | For |
3.2e | Reelect Andrew Keating as Director | Management | For | For |
3.2f | Reelect Patrick Kennedy as Director | Management | For | For |
3.2g | Relect Patrick Mulvihill as Director | Management | For | For |
3.2h | Relect Patrick O'Sullivan as Director | Management | For | For |
3.3 | Elect Davida Marston as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash | Management | For | Against |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HEXAGON AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W40063104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8c | Receive Board's Dividend Proposal | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of EUR 0.28 per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Melker Schorling (Chair), Ola Rollen, Gun Nilsson, Ulrik Svensson, and Ulrika Francke as Directors; Elect Jill Smith as New Director; Ratify Ernst & Young as Auditors | Management | For | For |
13 | Elect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Tomas Ehlin as Members of Nominating Committee | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
HITACHI LTD. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6501 Security ID: J20454112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kawamura, Takashi | Management | For | For |
1.2 | Elect Director Ota, Yoshie | Management | For | For |
1.3 | Elect Director Katsumata, Nobuo | Management | For | For |
1.4 | Elect Director Cynthia Carroll | Management | For | For |
1.5 | Elect Director Sakakibara, Sadayuki | Management | For | For |
1.6 | Elect Director George Buckley | Management | For | For |
1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
1.8 | Elect Director Motobayashi, Toru | Management | For | Against |
1.9 | Elect Director Philip Yeo | Management | For | For |
1.10 | Elect Director Kikawa, Michijiro | Management | For | For |
1.11 | Elect Director Stephen Gomersall | Management | For | For |
1.12 | Elect Director Nakanishi, Hiroaki | Management | For | For |
1.13 | Elect Director Hatchoji, Takashi | Management | For | For |
1.14 | Elect Director Miyoshi, Takashi | Management | For | For |
ING GROEP NV Meeting Date: MAY 13, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: INGA Security ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Discussion on Company's Corporate Governance Structure | Management | None | None |
6 | Receive Announcements on Sustainability | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | For |
7b | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify Ernst & Young as Auditors | Management | For | For |
9a | Reelect Jan Hommen to Executive Board | Management | For | For |
9b | Reelect Patrick Flynn to Executive Board | Management | For | For |
9c | Elect Ralph Hamers to Executive Board | Management | For | For |
10a | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
10b | Reelect Tine Bahlmann to Supervisory Board | Management | For | For |
10c | Elect Carin Gorter to Supervisory Board | Management | For | For |
10d | Elect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
10e | Elect Isabel Martin Castella to Supervisory Board | Management | For | For |
11a | Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
11b | Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
12a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
13 | Close Meeting | Management | None | None |
ITOCHU CORP. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8001 Security ID: J2501P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Kobayashi, Eizo | Management | For | For |
2.2 | Elect Director Okafuji, Masahiro | Management | For | For |
2.3 | Elect Director Kobayashi, Yoichi | Management | For | For |
2.4 | Elect Director Seki, Tadayuki | Management | For | For |
2.5 | Elect Director Aoki, Yoshihisa | Management | For | For |
2.6 | Elect Director Takayanagi, Koji | Management | For | For |
2.7 | Elect Director Matsushima, Toru | Management | For | For |
2.8 | Elect Director Fukuda, Yuuji | Management | For | For |
2.9 | Elect Director Nakamura, Ichiro | Management | For | For |
2.10 | Elect Director Yoshida, Tomofumi | Management | For | For |
2.11 | Elect Director Okamoto, Hitoshi | Management | For | For |
2.12 | Elect Director Shiomi, Takao | Management | For | For |
2.13 | Elect Director Fujisaki, Ichiro | Management | For | For |
2.14 | Elect Director Kawakita, Chikara | Management | For | For |
3 | Appoint Statutory Auditor Majima, Shingo | Management | For | For |
4 | Appoint Alternate Statutory Auditor Miki, Hideo | Management | For | For |
JAPAN TOBACCO INC Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2914 Security ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | Against |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | For |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JFE HOLDINGS, INC. Meeting Date: JUN 20, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5411 Security ID: J2817M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Bada, Hajime | Management | For | For |
2.2 | Elect Director Hayashida, Eiji | Management | For | For |
2.3 | Elect Director Okada, Shinichi | Management | For | For |
2.4 | Elect Director Kishimoto, Sumiyuki | Management | For | For |
2.5 | Elect Director Ashida, Akimitsu | Management | For | For |
2.6 | Elect Director Maeda, Masafumi | Management | For | For |
3 | Appoint Statutory Auditor kurokawa, Yasushi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Saiki, Isao | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
KBC GROEP NV Meeting Date: MAY 02, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: KBC Security ID: B5337G162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration at EUR 83,823 | Management | For | For |
10a | Reelect Alain Tytgadt as Director | Management | For | Against |
10b | Reelect Philippe Vlerick as Director | Management | For | Against |
10c | Reelect Dirk Heremans as Director | Management | For | For |
11 | Authorize Repurchase of Up To 250,000 Shares | Management | For | For |
12 | Transact Other Business | Management | None | None |
Ia | Discuss Merger Proposal between KBC Group NV and KBC Global Services NV | Management | None | None |
Ib | Approve Merger Project with KBC Global Services Re: Item Ic | Management | For | For |
Ic | Approve Merger by Absorption of KBC Global Services | Management | For | For |
Id | Amend Corporate Purpose Re: Merger Agreement with KBC Global Services Under Items Ib-Ic | Management | For | For |
IIa | Receive Special Board Report Re: Capital Increases under Items IIc and IId | Management | None | None |
IIb | Amend Article 5 Re: Dematerialization of Bearer Shares | Management | For | For |
IIc | Authorize Board to Increase Authorized Capital up to EUR 700 Million, Including by way of Issuance of Ordinary Shares Without Preemptive Rights, Warrants or Convertible Bonds | Management | For | Against |
IId | Authorize Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
IIe | Amend Article 11bis Re: Dematerialization of Bearer Shares | Management | For | For |
IIf | Amend Article 21 Re: Representation of the Company | Management | For | For |
IIg | Amend Article 27 Re: Right to Attend Meetings | Management | For | For |
IIh | Insert Transitional Provision in Article 42 Bylaws Re: Capital Increases under items IIc and IId | Management | For | For |
IIi | Authorize Implementation of Approved Resolutions | Management | For | For |
IIj | Approve Coordination of Articles of Association | Management | For | For |
IIk | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
KIA MOTORS CORPORATION Meeting Date: MAR 22, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 000270 Security ID: Y47601102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share | Management | For | For |
2 | Elect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled) | Management | For | For |
3 | Elect Nam Sang-Koo as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
KOMATSU LTD. Meeting Date: JUN 19, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6301 Security ID: J35759125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Noji, Kunio | Management | For | For |
2.2 | Elect Director Ohashi, Tetsuji | Management | For | For |
2.3 | Elect Director Fujitsuka, Mikio | Management | For | For |
2.4 | Elect Director Takamura, Fujitoshi | Management | For | For |
2.5 | Elect Director Hotta, Kensuke | Management | For | For |
2.6 | Elect Director Kano, Noriaki | Management | For | For |
2.7 | Elect Director Ikeda, Koichi | Management | For | For |
2.8 | Elect Director Shinozuka, Hisashi | Management | For | For |
2.9 | Elect Director Kuromoto, Kazunori | Management | For | For |
2.10 | Elect Director Mori, Masanao | Management | For | For |
3.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | Against |
3.2 | Appoint Statutory Auditor Yamada, Koji | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
KONE CORPORATION Meeting Date: OCT 24, 2012 Record Date: OCT 12, 2012 Meeting Type: SPECIAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Approve Special Dividend | Management | For | For |
7 | Close Meeting | Management | None | None |
KONE CORPORATION Meeting Date: FEB 25, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
11 | Fix Number of Directors at Eight; Fix Number of Deputy Members at One | Management | For | For |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Fix Number of Auditors at Two | Management | For | For |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
16 | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | Management | For | For |
17 | Close Meeting | Management | None | None |
LAWSON, INC. Meeting Date: MAY 21, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2651 Security ID: J3871L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3 | Elect Director Kyoya, Yutaka | Management | For | For |
4 | Appoint Statutory Auditor Seki, Atsuhiko | Management | For | For |
LEGAL & GENERAL GROUP PLC Meeting Date: MAY 22, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: LGEN Security ID: G54404127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Mark Zinkula as Director | Management | For | For |
4 | Elect Lindsay Tomlinson as Director | Management | For | For |
5 | Re-elect Stuart Popham as Director | Management | For | For |
6 | Re-elect Julia Wilson as Director | Management | For | For |
7 | Re-elect Mike Fairey as Director | Management | For | For |
8 | Re-elect Mark Gregory as Director | Management | For | For |
9 | Re-elect Rudy Markham as Director | Management | For | For |
10 | Re-elect John Pollock as Director | Management | For | For |
11 | Re-elect Nicholas Prettejohn as Director | Management | For | For |
12 | Re-elect John Stewart as Director | Management | For | For |
13 | Re-elect Nigel Wilson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Elect Lord Blackwell as Director | Management | For | For |
4 | Elect Carolyn Fairbairn as Director | Management | For | For |
5 | Elect Nicholas Luff as Director | Management | For | For |
6 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
7 | Re-elect George Culmer as Director | Management | For | For |
8 | Re-elect Anita Frew as Director | Management | For | For |
9 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Market Purchase of Preference Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: SPECIAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MIZUHO FINANCIAL GROUP INC. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8411 Security ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders | Management | For | For |
2 | Authorize Preferred Share Repurchase Program | Management | For | For |
3 | Amend Articles To Create New Classes of Preferred Shares | Management | For | For |
4.1 | Elect Director Sato, Yasuhiro | Management | For | For |
4.2 | Elect Director Tsujita, Yasunori | Management | For | For |
4.3 | Elect Director Okabe, Toshitsugu | Management | For | For |
4.4 | Elect Director Hayashi, Nobuhide | Management | For | For |
4.5 | Elect Director Kanki, Tadashi | Management | For | For |
4.6 | Elect Director Koike, Masakane | Management | For | For |
4.7 | Elect Director Nomiyama, Akihiko | Management | For | For |
4.8 | Elect Director Ohashi, Mitsuo | Management | For | For |
4.9 | Elect Director Anraku, Kanemitsu | Management | For | For |
5 | Appoint Statutory Auditor Funaki, Nobukatsu | Management | For | For |
6 | Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions | Shareholder | Against | Against |
7 | Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing | Shareholder | Against | Against |
8 | Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For |
9 | Amend Articles to Require Firm to Post Board Training Policy on Website | Shareholder | Against | For |
10 | Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends | Shareholder | Against | Against |
11 | Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions | Shareholder | Against | Against |
12 | Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation | Shareholder | Against | For |
13 | Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis | Shareholder | Against | Against |
14 | Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures | Shareholder | Against | Against |
MTU AERO ENGINES HOLDING AG Meeting Date: MAY 03, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MTX Security ID: D5565H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
7 | Amend Articles Re: Company Name and Corporate Purpose | Management | For | Did Not Vote |
8a | Elect Wilhelm Bender to the Supervisory Board | Management | For | Did Not Vote |
8b | Elect Klaus Eberhardt to the Supervisory Board | Management | For | Did Not Vote |
8c | Elect Juergen GeiBinger to the Supervisory Board | Management | For | Did Not Vote |
8d | Elect Klaus Steffens to the Supervisory Board | Management | For | Did Not Vote |
8e | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | Did Not Vote |
NATIONAL BANK OF CANADA Meeting Date: APR 24, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: NA Security ID: 633067103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Maryse Bertrand | Management | For | For |
1.02 | Elect Director Lawrence S. Bloomberg | Management | For | For |
1.03 | Elect Director Pierre Boivin | Management | For | For |
1.04 | Elect Director Andre Caille | Management | For | For |
1.05 | Elect Director Gerard Coulombe | Management | For | For |
1.06 | Elect Director Bernard Cyr | Management | For | For |
1.07 | Elect Director Gillian H. Denham | Management | For | For |
1.08 | Elect Director Jean Douville | Management | For | For |
1.09 | Elect Director Paul Gobeil | Management | For | For |
1.10 | Elect Director Jean Houde | Management | For | For |
1.11 | Elect Director Louise Laflamme | Management | For | For |
1.12 | Elect Director Roseann Runte | Management | For | For |
1.13 | Elect Director Lino A. Saputo, Jr. | Management | For | For |
1.14 | Elect Director Pierre Thabet | Management | For | For |
1.15 | Elect Director Louis Vachon | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify Deloitte s.e.n.c.r.l as Auditors | Management | For | For |
4 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
6 | SP 2: Adopt Policy for Equitable Treatment Under the Pension Plans | Shareholder | Against | Against |
NESTLE SA Meeting Date: APR 11, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NISSAN MOTOR CO. LTD. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7201 Security ID: J57160129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
2.1 | Elect Director Carlos Ghosn | Management | For | For |
2.2 | Elect Director Shiga, Toshiyuki | Management | For | For |
2.3 | Elect Director Saikawa, Hiroto | Management | For | For |
2.4 | Elect Director Colin Dodge | Management | For | For |
2.5 | Elect Director Yamashita, Mitsuhiko | Management | For | For |
2.6 | Elect Director Imazu, Hidetoshi | Management | For | For |
2.7 | Elect Director Greg Kelly | Management | For | For |
2.8 | Elect Director Jean-Baptiste Duzan | Management | For | For |
2.9 | Elect Director Nakamura, Katsumi | Management | For | For |
3 | Approve Stock Appreciation Rights Plan for Directors | Management | For | For |
NOVO NORDISK A/S Meeting Date: MAR 20, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | Did Not Vote |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Elect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
ORIX CORP. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8591 Security ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Umaki, Tamio | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
PARTNERS GROUP HOLDING Meeting Date: MAY 02, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PGHN Security ID: H6120A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 6.25 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5a | Reelect Alfred Gantner as Director | Management | For | Did Not Vote |
5b | Reelect Peter Wuffli as Director | Management | For | Did Not Vote |
5c | Elect Steffen Meister as Director | Management | For | Did Not Vote |
5d | Elect Charles Dallara as Director | Management | For | Did Not Vote |
5e | Elect Patrick Ward as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
PERRIGO COMPANY Meeting Date: NOV 06, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | Withhold |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PETROFAC LTD Meeting Date: MAY 17, 2013 Record Date: MAY 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFC Security ID: G7052T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Norman Murray as Director | Management | For | For |
5 | Re-elect Thomas Thune Andersen as Director | Management | For | For |
6 | Re-elect Stefano Cao as Director | Management | For | For |
7 | Re-elect Roxanne Decyk as Director | Management | For | For |
8 | Re-elect Rene Medori as Director | Management | For | For |
9 | Re-elect Rijnhard van Tets as Director | Management | For | For |
10 | Re-elect Ayman Asfari as Director | Management | For | For |
11 | Re-elect Maroun Semaan as Director | Management | For | For |
12 | Re-elect Marwan Chedid as Director | Management | For | For |
13 | Re-elect Andy Inglis as Director | Management | For | For |
14 | Re-elect Tim Weller as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PLAYTECH LTD Meeting Date: MAY 08, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: PTEC Security ID: G7132V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Andrew Thomas as Director | Management | For | For |
6 | Elect Ron Hoffman as Director | Management | For | For |
7 | Re-elect Roger Withers as a Director | Management | For | For |
8 | Re-elect Alan Jackson as Director | Management | For | For |
9 | Re-elect Mor Weizer as a Director | Management | For | For |
10 | Approve Change of Company Name to Playtech plc | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
PRADA S.P.A. Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 01913 Security ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRUDENTIAL PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Philip Remnant as Director | Management | For | For |
5 | Re-elect Sir Howard Davies as Director | Management | For | For |
6 | Re-elect Robert Devey as Director | Management | For | For |
7 | Re-elect John Foley as Director | Management | For | For |
8 | Re-elect Michael Garrett as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Alexander Johnston as Director | Management | For | For |
11 | Re-elect Paul Manduca as Director | Management | For | For |
12 | Re-elect Michael McLintock as Director | Management | For | For |
13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
15 | Re-elect Barry Stowe as Director | Management | For | For |
16 | Re-elect Tidjane Thiam as Director | Management | For | For |
17 | Re-elect Lord Turnbull as Director | Management | For | For |
18 | Re-elect Michael Wells as Director | Management | For | For |
19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Approve Savings-Related Share Option Scheme | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: FEB 28, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBRI Security ID: Y0697U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
2 | Approve Annual Report and Financial Statements of the Partnership and Community Development Program | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Implementation of Minister of State-Owned Enterprises Regulations | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RR Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Davis as Director | Management | For | For |
4 | Elect Jasmin Staiblin as Director | Management | For | For |
5 | Re-elect John Rishton as Director | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Lewis Booth as Director | Management | For | For |
8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
9 | Re-elect Iain Conn as Director | Management | For | For |
10 | Re-elect James Guyette as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect Mark Morris as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Payment to Shareholders | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2013 Record Date: MAY 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAMPO OYJ Meeting Date: APR 18, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAMAS Security ID: X75653109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.35 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | For |
11 | Fix Number of Directors at Eight | Management | For | For |
12 | Reelect Anne Brunila, Grate Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Matti Vuoria, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Jannica Fagerholm as New Director | Management | For | For |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Ratify Ernst & Young as Auditors | Management | For | For |
15 | Authorize Repurchase of up to 50 Million Issued Class A Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SBERBANK OF RUSSIA Meeting Date: MAY 31, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBER Security ID: 80585Y308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 2.57 per Common Share and RUB 3.20 per Preferred Share | Management | For | For |
4 | Ratify Auditor | Management | For | For |
5.1 | Elect German Gref as Director | Management | None | Against |
5.2 | Elect Sergey Guriyev as Director | Management | None | For |
5.3 | Elect Mikhail Dmitriev as Director | Management | None | Against |
5.4 | Elect Bella Zlatkis as Director | Management | None | Against |
5.5 | Elect Nadezhda Ivanova as Director | Management | None | Against |
5.6 | Elect Sergey Ignatyev as Director | Management | None | Against |
5.7 | Elect Alexei Kudrin as Director | Management | None | Against |
5.8 | Elect Ilya Lomakin-Rumyantsev as Director | Management | None | Against |
5.9 | Elect Georgy Luntovsky as Director | Management | None | Against |
5.10 | Elect Mikhail Matovnikov as Director | Management | None | Against |
5.11 | Elect Vladimir Mau as Director | Management | None | For |
5.12 | Elect Alexey Moiseev as Director | Management | None | Against |
5.13 | Elect Alessandro Profumo as Director | Management | None | Against |
5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | Against |
5.15 | Elect Dmitriy Tulin as Director | Management | None | Against |
5.16 | Elect Alexei Ulyukayev as Director | Management | None | Against |
5.17 | Elect Ronald Freeman as Director | Management | None | Against |
5.18 | Elect Sergey Shvetsov as Director | Management | None | Against |
5.19 | Elect Ahmet Egilmez Mahfi as Director | Management | None | For |
6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
6.3 | Elect Maxim Dolzhnikov as Member of Audit Commission | Management | For | For |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
7 | Approve Remuneration of Directors and Members of Audit Comission | Management | For | For |
8 | Approve Regulations on Remuneration of Directors | Management | For | For |
9 | Approve New Edition of Charter | Management | For | For |
SCHNEIDER ELECTRIC SA Meeting Date: APR 25, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SU Security ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Pascal Tricoire | Management | For | For |
6 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly | Management | For | Against |
9 | Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | For |
16 | Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
17 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Elect Jean-Pascal Tricoire as Director | Management | For | Against |
22 | Elect Henri Lachmann as Director | Management | For | For |
23 | Elect Leo Apotheker as Director | Management | For | For |
24 | Elect Betsy Atkins as Director | Management | For | For |
25 | Elect Gerard de La Martiniere as Director | Management | For | For |
26 | Elect Xavier Fontanet Director | Management | For | For |
27 | Elect Noel Forgeard as Director | Management | For | For |
28 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
29 | Elect Willy R. Kissling as Director | Management | For | For |
30 | Elect Cathy Kopp as Director | Management | For | For |
31 | Elect Dominique Senequier as Director | Management | For | For |
32 | Elect M.G. Richard Thoman as Director | Management | For | For |
33 | Elect Serge Weinberg as Director | Management | For | For |
34 | Elect Claude Briquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
35 | Elect Magali Herbaut as Representative of Employee Shareholders to the Board | Management | For | For |
36 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
37 | Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board | Management | Against | Against |
38 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SKANDINAVISKA ENSKILDA BANKEN Meeting Date: MAR 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SEBA Security ID: W25381141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of 2.75 SEK per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Receive Report on Work of Nomination Committee | Management | None | None |
13 | Set Number of Directors at 12; Set Number of Auditors at One | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, SEK 580,000 for the Vice Chairmen, and SEK 500,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Johan Andresen, Signhild Hansen, Annika Falkengren, Urban Jansson, Birgitta Kantola, Thomas Nicolin, Jesper Ovesen, Jacob Wallenberg, and Marcus Wallenberg (Chairman) as Directors, Elect Samir Brikho, Winnie Fok, and Sven Nyman as New Directors | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | Did Not Vote |
18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | Did Not Vote |
18c | Approve Profit Sharing Program | Management | For | Did Not Vote |
19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | Did Not Vote |
19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | Did Not Vote |
19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2013 Long-Term Equity Programmes | Management | For | Did Not Vote |
20 | Appointment of Auditors of Foundations that Have Delegated their Business to the Bank | Management | For | Did Not Vote |
21 | Amend Articles: Composition of Board (Gender) | Shareholder | None | Did Not Vote |
22 | Close Meeting | Management | None | None |
SKF AB Meeting Date: APR 26, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: SKFB Security ID: W84237143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
11 | Approve Discharge of Board and President | Management | For | For |
12 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
13 | Approve Remuneration of Directors in the Amount of SEK 1.2 Million for the Chairman and SEK 412,500 for Other Members; Approve Remuneration for Committee Work and Variable Pay | Management | For | For |
14 | Reelect Leif Ostling, Ulla Litzen, Tom Johnstone, Lena Treschow Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen, and Baba Kalyani as Directors | Management | For | For |
15 | Determine Number of Auditors (1) | Management | For | For |
16 | Approve Remuneration of Auditors | Management | For | For |
17 | Amend Articles Re: Set Auditor Term at Four Years | Management | For | Against |
18 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
20 | Approve Restricted Stock Plan for Key Employees | Management | For | Against |
21 | Authorize Share Repurchase Program | Management | For | For |
22 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
SOJITZ CORPORATION Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2768 Security ID: J7608R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | Management | For | For |
2.1 | Elect Director Kase, Yutaka | Management | For | For |
2.2 | Elect Director Hara, Takashi | Management | For | For |
2.3 | Elect Director Sato, Yoji | Management | For | For |
2.4 | Elect Director Dantani, Shigeki | Management | For | For |
2.5 | Elect Director Mogi, Yoshio | Management | For | For |
2.6 | Elect Director Sashida, Yoshikazu | Management | For | For |
2.7 | Elect Director Nagashima, Toru | Management | For | For |
3.1 | Appoint Statutory Auditor Ojima, Yoichi | Management | For | Against |
3.2 | Appoint Statutory Auditor Seko, Miki | Management | For | For |
3.3 | Appoint Statutory Auditor Tsuya, Tadao | Management | For | For |
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: STAN Security ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8316 Security ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
3.1 | Elect Director Oku, Masayuki | Management | For | For |
3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
3.3 | Elect Director Kubo, Ken | Management | For | For |
3.4 | Elect Director Ito, Yuujiro | Management | For | For |
3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
3.6 | Elect Director Narita, Manabu | Management | For | For |
3.7 | Elect Director Ogino, Kozo | Management | For | For |
3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
SUZUKI MOTOR CORP. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7269 Security ID: J78529138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Suzuki, Osamu | Management | For | For |
2.2 | Elect Director Tamura, Minoru | Management | For | For |
2.3 | Elect Director Honda, Osamu | Management | For | For |
2.4 | Elect Director Suzuki, Toshihiro | Management | For | For |
2.5 | Elect Director Harayama, Yasuhito | Management | For | For |
2.6 | Elect Director Aizawa, Naoki | Management | For | For |
2.7 | Elect Director Mochizuki, Eiji | Management | For | For |
2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
2.9 | Elect Director Tanino, Sakutaro | Management | For | Against |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 10, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
10 | Fix Number of Auditors (1) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 550,000 for Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Against |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Louise Julian, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, and Barbara Thoralfsson as Directors | Management | For | For |
13 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
15 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Against |
16 | Close Meeting | Management | None | None |
SVENSKA HANDELSBANKEN Meeting Date: MAR 20, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SHBA Security ID: W90937181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO | Management | None | None |
8 | Approve Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Allocation of Income and Dividends of SEK 10.75 per Share | Management | For | For |
10 | Approve Discharge of Board and President | Management | For | For |
11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | For |
13 | Determine Number of Members (11) of Board | Management | For | For |
14 | Determine Number of Auditors (2) | Management | For | For |
15 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
16 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors | Management | For | Against |
17 | Ratify KPMG and Ernst & Young as Auditors | Management | For | For |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
19 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
20 | Amend Articles of Association: Composition of Board (Gender) | Shareholder | None | Against |
21 | Close Meeting | Management | None | None |
SWEDBANK AB Meeting Date: MAR 20, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWEDA Security ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SYNGENTA AG Meeting Date: APR 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SYNN Security ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
TOTAL SA Meeting Date: MAY 17, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
A | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Against |
B | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
C | Acquire the Diversity Label | Shareholder | Against | Against |
D | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TRAVIS PERKINS PLC Meeting Date: MAY 23, 2013 Record Date: MAY 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: TPK Security ID: G90202105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Tony Buffin as Director | Management | For | For |
4 | Re-elect Chris Bunker as Director | Management | For | For |
5 | Re-elect John Coleman as Director | Management | For | For |
6 | Re-elect Andrew Simon as Director | Management | For | For |
7 | Re-elect Ruth Anderson as Director | Management | For | For |
8 | Re-elect Geoff Cooper as Director | Management | For | For |
9 | Re-elect John Carter as Director | Management | For | For |
10 | Re-elect Robert Walker as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Remuneration Report | Management | For | Against |
14 | Approve Deferred Share Bonus Plan | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
UNILEVER PLC Meeting Date: MAY 15, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: ULVR Security ID: G92087165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Polman as Director | Management | For | For |
4 | Re-elect Jean-Marc Huet as Director | Management | For | For |
5 | Re-elect Louise Fresco as Director | Management | For | For |
6 | Re-elect Ann Fudge as Director | Management | For | For |
7 | Re-elect Charles Golden as Director | Management | For | For |
8 | Re-elect Byron Grote as Director | Management | For | For |
9 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
10 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
11 | Re-elect Kees Storm as Director | Management | For | For |
12 | Re-elect Michael Treschow as Director | Management | For | For |
13 | Re-elect Paul Walsh as Director | Management | For | For |
14 | Elect Laura Cha as Director | Management | For | For |
15 | Elect Mary Ma as Director | Management | For | For |
16 | Elect John Rishton as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNITED INTERNET AG Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UTDI Security ID: D8542B125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Affiliation Agreements with 1&1 Telecom Service Holding Montabaur GmbH | Management | For | Did Not Vote |
VALEO Meeting Date: JUN 06, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FR Security ID: F96221126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Reelect Gerard Blanc as Director | Management | For | For |
4 | Reelect Michael Jay as Director | Management | For | For |
5 | Elect Sophie Dutordoir as Director | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23 Million | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholders Vote Above | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WILLIAM HILL PLC Meeting Date: MAY 09, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMH Security ID: G9645P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Gareth Davis as Director | Management | For | For |
5 | Re-elect Ralph Topping as Director | Management | For | For |
6 | Re-elect Neil Cooper as Director | Management | For | For |
7 | Re-elect David Edmonds as Director | Management | For | For |
8 | Re-elect Georgina Harvey as Director | Management | For | For |
9 | Re-elect Ashley Highfield as Director | Management | For | For |
10 | Re-elect David Lowden as Director | Management | For | For |
11 | Re-elect Imelda Walsh as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Directors to Establish a Schedule to the International Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
International Select Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AGRIUM INC. Meeting Date: APR 09, 2013 Record Date: FEB 25, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: AGU Security ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote |
3 | Approve Shareholder Rights Plan | Management | For | Did Not Vote |
4.1 | Elect Director David C. Everitt | Management | For | Did Not Vote |
4.2 | Elect Director Russell K. Girling | Management | For | Did Not Vote |
4.3 | Elect Director Susan A. Henry | Management | For | Did Not Vote |
4.4 | Elect Director Russell J. Horner | Management | For | Did Not Vote |
4.5 | Elect Director David J. Lesar | Management | For | Did Not Vote |
4.6 | Elect Director John E. Lowe | Management | For | Did Not Vote |
4.7 | Elect Director A. Anne McLellan | Management | For | Did Not Vote |
4.8 | Elect Director Derek G. Pannell | Management | For | Did Not Vote |
4.9 | Elect Director Frank W. Proto | Management | For | Did Not Vote |
4.10 | Elect Director Mayo M. Schmidt | Management | For | Did Not Vote |
4.11 | Elect Director Michael M. Wilson | Management | For | Did Not Vote |
4.12 | Elect Director Victor J. Zaleschuk | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4.1 | Elect Director Barry Rosenstein | Shareholder | For | For |
4.2 | Elect Director David Bullock | Shareholder | For | For |
4.3 | Elect Director Mitchell Jacobson | Shareholder | For | Withhold |
4.4 | Elect Director Hon. Lyle Vanclief | Shareholder | For | Withhold |
4.5 | Elect Director Stephen Clark | Shareholder | For | Withhold |
4.6 | Management Nominee- David Everitt | Shareholder | For | For |
4.7 | Management Nominee- John Lowe | Shareholder | For | For |
4.8 | Management Nominee- Victor Zaleschuk | Shareholder | For | For |
4.9 | Management Nominee- Russell Girling | Shareholder | For | For |
4.10 | Management Nominee- A. Anne McLellan | Shareholder | For | For |
4.11 | Management Nominee- David Lesar | Shareholder | For | For |
4.12 | Management Nominee- Michael Wilson | Shareholder | For | For |
AIA GROUP LTD. Meeting Date: MAY 10, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01299 Security ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | Against |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALLIANZ SE Meeting Date: MAY 07, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Elect Christine Bosse to the Supervisory Board | Management | For | Did Not Vote |
AMEC PLC Meeting Date: APR 04, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMEC Security ID: G02604117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Linda Adamany as Director | Management | For | For |
6 | Re-elect John Connolly as Director | Management | For | For |
7 | Re-elect Samir Brikho as Director | Management | For | For |
8 | Re-elect Ian McHoul as Director | Management | For | For |
9 | Re-elect Neil Carson as Director | Management | For | For |
10 | Re-elect Colin Day as Director | Management | For | For |
11 | Re-elect Tim Faithfull as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ATLAS COPCO AB Meeting Date: APR 29, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATCOA Security ID: W10020118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Discharge of Board and President | Management | For | For |
8c | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
8d | Approve May 3, 2012 as Record Date for Dividend | Management | For | For |
9 | Determine Number of Members (10) and Deputy Members of Board (0) | Management | For | For |
10 | Reelect Sune Carlsson (Chair), Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, Peter Wallenberg, and Margareth Ovrum as Directors; Elect Hans Straberg (Vice Chair) as New Director | Management | For | Against |
11 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, SEK 750,000 for Vice Chair, and SEK 555,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | For |
12a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
12b | Approve 2013 Stock Option Plan for Key Employees | Management | For | For |
13a | Authorize Repurchase of Up to 4.25 Million Class A Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13b | Authorize Repurchase of Up to 70,000 Class A Shares in Connection with Synthetic Share Plan | Management | For | For |
13c | Approve Transfer of Shares in Connection with 2013 Stock Option Plan for Key Employees | Management | For | For |
13d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | For |
13e | Approve Transfer of Shares in Connection with 2008, 2009, and 2010 Stock Option Plans for Key Employees | Management | For | For |
14 | Close Meeting | Management | None | None |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. Meeting Date: DEC 19, 2012 Record Date: DEC 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: ANZ Security ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
5a | Elect P.J. Dwyer as a Director | Management | For | For |
5b | Elect J.P. Morschel as a Director | Management | For | For |
5c | Elect Lee Hsien Yang as a Director | Management | For | For |
6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
BANK OF NOVA SCOTIA Meeting Date: APR 09, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BNS Security ID: 064149107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director David A. Dodge | Management | For | For |
1.4 | Elect Director N. Ashleigh Everett | Management | For | For |
1.5 | Elect Director John C. Kerr | Management | For | For |
1.6 | Elect Director John T. Mayberry | Management | For | For |
1.7 | Elect Director Thomas C. O'Neill | Management | For | For |
1.8 | Elect Director Brian J. Porter | Management | For | For |
1.9 | Elect Director Aaron W. Regent | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Susan L. Segal | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Management | For | For |
1.14 | Elect Director Richard (Rick) E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP 3: Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
BASF SE Meeting Date: APR 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAS Security ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BHP BILLITON LIMITED Meeting Date: NOV 29, 2012 Record Date: NOV 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: BHP Security ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BNP PARIBAS SA Meeting Date: MAY 15, 2013 Record Date: MAY 09, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNP Security ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | Against |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CHINA CONSTRUCTION BANK CORPORATION Meeting Date: JUN 06, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00939 Security ID: Y1397N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Report of Board of Directors | Management | For | For |
2 | Approve 2012 Report of Board of Supervisors | Management | For | For |
3 | Approve 2012 Final Financial Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Budget of 2013 Fixed Assets Investment | Management | For | For |
6 | Appoint Auditors | Management | For | For |
7a | Elect Zhang Jianguo as Director | Management | For | For |
7b | Elect Zhao Xijun as Director | Management | For | For |
7c | Elect Chen Yuanling as Director | Management | For | For |
7d | Elect Zhu Hongbo as Director | Management | For | For |
7e | Elect Hu Zheyi as Director | Management | For | For |
7f | Elect Chung Shui Ming Timpson as Director | Management | For | Against |
7g | Elect Margaret Leung Ko May Yee as Director | Management | For | For |
7h | Elect Wim Kok as Director | Management | For | For |
7i | Elect Murray Horn as Director | Management | For | For |
7j | Elect Xu Tie as Director | Management | For | For |
7k | Elect Qi Shouyin as Director | Management | For | For |
7l | Approve Terms of Office of Proposed Directors | Management | For | For |
8a | Elect Zhang Furong as Shareholder Representative Supervisor | Management | For | For |
8b | Elect Liu Jin as Shareholder Representative Supervisor | Management | For | For |
8c | Elect Li Xiaoling as Shareholder Representative Supervisor | Management | For | For |
8d | Elect Bai Jianjun as External Supervisor | Management | For | For |
8e | Elect Wang Xinmin as External Supervisor | Shareholder | None | For |
9 | Approve Issuance of Write-Down Type Eligible Capital Instruments | Management | For | For |
10 | Approve Revisions to the Article of Association | Management | For | For |
CHINA MOBILE LIMITED Meeting Date: MAY 30, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Yue as Director | Management | For | For |
3b | Elect Xue Taohai as Director | Management | For | For |
3c | Elect Huang Wenlin as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CNOOC LTD. Meeting Date: AUG 21, 2012 Record Date: AUG 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
CNOOC LTD. Meeting Date: NOV 21, 2012 Record Date: NOV 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
CNOOC LTD. Meeting Date: MAY 24, 2013 Record Date: MAY 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Audited Accounts with Director's Report and Auditors' Report | Management | For | For |
1b | Declare Final Dividend | Management | For | For |
1c | Elect Yang Hua as Director | Management | For | For |
1d | Elect Zhou Shouwei as Director | Management | For | For |
1e | Elect Chiu Sung Hong as Director | Management | For | For |
1f | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
1g | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COMPASS GROUP PLC Meeting Date: FEB 07, 2013 Record Date: FEB 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPG Security ID: G23296182 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Roy Gardner as Director | Management | For | For |
5 | Elect Dominic Blakemore as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Gary Green as Director | Management | For | For |
8 | Re-elect Andrew Martin as Director | Management | For | For |
9 | Re-elect John Bason as Director | Management | For | For |
10 | Re-elect Sir James Crosby as Director | Management | For | For |
11 | Re-elect Susan Murray as Director | Management | For | For |
12 | Re-elect Don Robert as Director | Management | For | For |
13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Amend Long Term Incentive Plan 2010 | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CP ALL PCL Meeting Date: APR 25, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Operations Report | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
5.1 | Elect Komain Bhatarabhirom as Director | Management | For | For |
5.2 | Elect Pridi Boonyoung as Director | Management | For | For |
5.3 | Elect Padoong Techasarintr as Director | Management | For | For |
5.4 | Elect Suphachai Phisitvanich as Director | Management | For | For |
5.5 | Elect Patcharawat Wongsuwan as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Other Business | Management | For | Against |
CP ALL PCL Meeting Date: JUN 12, 2013 Record Date: MAY 07, 2013 Meeting Type: SPECIAL | ||||
Ticker: CPALL Security ID: Y1772K169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Acquisition of Shares in Siam Makro PCL, Siam Makro Holding (Thailand) Ltd., and OHT Co. Ltd. from SHV Nederland B.V. | Management | For | Against |
3 | Other Business | Management | For | Against |
DAITO TRUST CONSTRUCTION CO. LTD. Meeting Date: JUN 26, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 1878 Security ID: J11151107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 165 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Kumakiri, Naomi | Management | For | For |
3.2 | Elect Director Kadochi, Hitoshi | Management | For | For |
3.3 | Elect Director Inada, Akio | Management | For | For |
3.4 | Elect Director Nakada, Shuuji | Management | For | For |
3.5 | Elect Director Kobayashi, Katsuma | Management | For | For |
3.6 | Elect Director Kawai, Shuuji | Management | For | For |
3.7 | Elect Director Sasamoto, Yuujiro | Management | For | For |
3.8 | Elect Director Marcus Merner | Management | For | For |
3.9 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
4.1 | Appoint Statutory Auditor Uno, Masayasu | Management | For | For |
4.2 | Appoint Statutory Auditor Hachiya, Hideo | Management | For | Against |
4.3 | Appoint Statutory Auditor Fujimaki, Kazuo | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Renewal of the Share Purchase Mandate | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 29, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Remuneration | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Danny Teoh Leong Kay as Director | Management | For | For |
7 | Elect Euleen Goh Yiu Kiang as Director | Management | For | For |
8 | Elect Andre Sekulic as Director | Management | For | For |
9 | Elect Woo Foong Pheng as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013 | Management | For | For |
EXPEDIA, INC. Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPE Security ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
1.5 | Elect Director Craig A. Jacobson | Management | For | Withhold |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | Withhold |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 24, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: BIR Security ID: G49374146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1a | Elect Archie Kane as Director | Management | For | For |
3.1b | Elect Wilbur Ross Jr. as Director | Management | For | For |
3.1c | Elect Prem Watsa as Director | Management | For | For |
3.2a | Reelect Kent Atkinson as Director | Management | For | For |
3.2b | Reelect Richie Boucher as Director | Management | For | For |
3.2c | Reelect Pat Butler Director | Management | For | For |
3.2d | Reelect Patrick Haren as Director | Management | For | For |
3.2e | Reelect Andrew Keating as Director | Management | For | For |
3.2f | Reelect Patrick Kennedy as Director | Management | For | For |
3.2g | Relect Patrick Mulvihill as Director | Management | For | For |
3.2h | Relect Patrick O'Sullivan as Director | Management | For | For |
3.3 | Elect Davida Marston as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash | Management | For | Against |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HEXAGON AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W40063104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8c | Receive Board's Dividend Proposal | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of EUR 0.28 per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Melker Schorling (Chair), Ola Rollen, Gun Nilsson, Ulrik Svensson, and Ulrika Francke as Directors; Elect Jill Smith as New Director; Ratify Ernst & Young as Auditors | Management | For | For |
13 | Elect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Tomas Ehlin as Members of Nominating Committee | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
HITACHI LTD. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6501 Security ID: J20454112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kawamura, Takashi | Management | For | For |
1.2 | Elect Director Ota, Yoshie | Management | For | For |
1.3 | Elect Director Katsumata, Nobuo | Management | For | For |
1.4 | Elect Director Cynthia Carroll | Management | For | For |
1.5 | Elect Director Sakakibara, Sadayuki | Management | For | For |
1.6 | Elect Director George Buckley | Management | For | For |
1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
1.8 | Elect Director Motobayashi, Toru | Management | For | Against |
1.9 | Elect Director Philip Yeo | Management | For | For |
1.10 | Elect Director Kikawa, Michijiro | Management | For | For |
1.11 | Elect Director Stephen Gomersall | Management | For | For |
1.12 | Elect Director Nakanishi, Hiroaki | Management | For | For |
1.13 | Elect Director Hatchoji, Takashi | Management | For | For |
1.14 | Elect Director Miyoshi, Takashi | Management | For | For |
JAPAN TOBACCO INC Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2914 Security ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | Against |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | For |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JFE HOLDINGS, INC. Meeting Date: JUN 20, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5411 Security ID: J2817M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Bada, Hajime | Management | For | For |
2.2 | Elect Director Hayashida, Eiji | Management | For | For |
2.3 | Elect Director Okada, Shinichi | Management | For | For |
2.4 | Elect Director Kishimoto, Sumiyuki | Management | For | For |
2.5 | Elect Director Ashida, Akimitsu | Management | For | For |
2.6 | Elect Director Maeda, Masafumi | Management | For | For |
3 | Appoint Statutory Auditor kurokawa, Yasushi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Saiki, Isao | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
KBC GROEP NV Meeting Date: MAY 02, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: KBC Security ID: B5337G162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration at EUR 83,823 | Management | For | For |
10a | Reelect Alain Tytgadt as Director | Management | For | Against |
10b | Reelect Philippe Vlerick as Director | Management | For | Against |
10c | Reelect Dirk Heremans as Director | Management | For | For |
11 | Authorize Repurchase of Up To 250,000 Shares | Management | For | For |
12 | Transact Other Business | Management | None | None |
Ia | Discuss Merger Proposal between KBC Group NV and KBC Global Services NV | Management | None | None |
Ib | Approve Merger Project with KBC Global Services Re: Item Ic | Management | For | For |
Ic | Approve Merger by Absorption of KBC Global Services | Management | For | For |
Id | Amend Corporate Purpose Re: Merger Agreement with KBC Global Services Under Items Ib-Ic | Management | For | For |
IIa | Receive Special Board Report Re: Capital Increases under Items IIc and IId | Management | None | None |
IIb | Amend Article 5 Re: Dematerialization of Bearer Shares | Management | For | For |
IIc | Authorize Board to Increase Authorized Capital up to EUR 700 Million, Including by way of Issuance of Ordinary Shares Without Preemptive Rights, Warrants or Convertible Bonds | Management | For | Against |
IId | Authorize Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
IIe | Amend Article 11bis Re: Dematerialization of Bearer Shares | Management | For | For |
IIf | Amend Article 21 Re: Representation of the Company | Management | For | For |
IIg | Amend Article 27 Re: Right to Attend Meetings | Management | For | For |
IIh | Insert Transitional Provision in Article 42 Bylaws Re: Capital Increases under items IIc and IId | Management | For | For |
IIi | Authorize Implementation of Approved Resolutions | Management | For | For |
IIj | Approve Coordination of Articles of Association | Management | For | For |
IIk | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
KONE CORPORATION Meeting Date: OCT 24, 2012 Record Date: OCT 12, 2012 Meeting Type: SPECIAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Approve Special Dividend | Management | For | For |
7 | Close Meeting | Management | None | None |
KONE CORPORATION Meeting Date: FEB 25, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
11 | Fix Number of Directors at Eight; Fix Number of Deputy Members at One | Management | For | For |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Fix Number of Auditors at Two | Management | For | For |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
16 | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | Management | For | For |
17 | Close Meeting | Management | None | None |
LAWSON, INC. Meeting Date: MAY 21, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2651 Security ID: J3871L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3 | Elect Director Kyoya, Yutaka | Management | For | For |
4 | Appoint Statutory Auditor Seki, Atsuhiko | Management | For | For |
LEGAL & GENERAL GROUP PLC Meeting Date: MAY 22, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: LGEN Security ID: G54404127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Mark Zinkula as Director | Management | For | For |
4 | Elect Lindsay Tomlinson as Director | Management | For | For |
5 | Re-elect Stuart Popham as Director | Management | For | For |
6 | Re-elect Julia Wilson as Director | Management | For | For |
7 | Re-elect Mike Fairey as Director | Management | For | For |
8 | Re-elect Mark Gregory as Director | Management | For | For |
9 | Re-elect Rudy Markham as Director | Management | For | For |
10 | Re-elect John Pollock as Director | Management | For | For |
11 | Re-elect Nicholas Prettejohn as Director | Management | For | For |
12 | Re-elect John Stewart as Director | Management | For | For |
13 | Re-elect Nigel Wilson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Elect Lord Blackwell as Director | Management | For | For |
4 | Elect Carolyn Fairbairn as Director | Management | For | For |
5 | Elect Nicholas Luff as Director | Management | For | For |
6 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
7 | Re-elect George Culmer as Director | Management | For | For |
8 | Re-elect Anita Frew as Director | Management | For | For |
9 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Market Purchase of Preference Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: SPECIAL | ||||
Ticker: LLOY Security ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
NESTLE SA Meeting Date: APR 11, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NOVO NORDISK A/S Meeting Date: MAR 20, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | Did Not Vote |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Elect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
ORIX CORP. Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8591 Security ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Umaki, Tamio | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
PARTNERS GROUP HOLDING Meeting Date: MAY 02, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PGHN Security ID: H6120A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 6.25 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5a | Reelect Alfred Gantner as Director | Management | For | Did Not Vote |
5b | Reelect Peter Wuffli as Director | Management | For | Did Not Vote |
5c | Elect Steffen Meister as Director | Management | For | Did Not Vote |
5d | Elect Charles Dallara as Director | Management | For | Did Not Vote |
5e | Elect Patrick Ward as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
PERRIGO COMPANY Meeting Date: NOV 06, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | Withhold |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRADA S.P.A. Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 01913 Security ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRUDENTIAL PLC Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Philip Remnant as Director | Management | For | For |
5 | Re-elect Sir Howard Davies as Director | Management | For | For |
6 | Re-elect Robert Devey as Director | Management | For | For |
7 | Re-elect John Foley as Director | Management | For | For |
8 | Re-elect Michael Garrett as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Alexander Johnston as Director | Management | For | For |
11 | Re-elect Paul Manduca as Director | Management | For | For |
12 | Re-elect Michael McLintock as Director | Management | For | For |
13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
15 | Re-elect Barry Stowe as Director | Management | For | For |
16 | Re-elect Tidjane Thiam as Director | Management | For | For |
17 | Re-elect Lord Turnbull as Director | Management | For | For |
18 | Re-elect Michael Wells as Director | Management | For | For |
19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Approve Savings-Related Share Option Scheme | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: FEB 28, 2013 Record Date: FEB 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBRI Security ID: Y0697U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
2 | Approve Annual Report and Financial Statements of the Partnership and Community Development Program | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Implementation of Minister of State-Owned Enterprises Regulations | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RR Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Davis as Director | Management | For | For |
4 | Elect Jasmin Staiblin as Director | Management | For | For |
5 | Re-elect John Rishton as Director | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Lewis Booth as Director | Management | For | For |
8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
9 | Re-elect Iain Conn as Director | Management | For | For |
10 | Re-elect James Guyette as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect Mark Morris as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Payment to Shareholders | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SCHNEIDER ELECTRIC SA Meeting Date: APR 25, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SU Security ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Pascal Tricoire | Management | For | For |
6 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly | Management | For | Against |
9 | Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | For |
16 | Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
17 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Elect Jean-Pascal Tricoire as Director | Management | For | Against |
22 | Elect Henri Lachmann as Director | Management | For | For |
23 | Elect Leo Apotheker as Director | Management | For | For |
24 | Elect Betsy Atkins as Director | Management | For | For |
25 | Elect Gerard de La Martiniere as Director | Management | For | For |
26 | Elect Xavier Fontanet Director | Management | For | For |
27 | Elect Noel Forgeard as Director | Management | For | For |
28 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
29 | Elect Willy R. Kissling as Director | Management | For | For |
30 | Elect Cathy Kopp as Director | Management | For | For |
31 | Elect Dominique Senequier as Director | Management | For | For |
32 | Elect M.G. Richard Thoman as Director | Management | For | For |
33 | Elect Serge Weinberg as Director | Management | For | For |
34 | Elect Claude Briquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
35 | Elect Magali Herbaut as Representative of Employee Shareholders to the Board | Management | For | For |
36 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
37 | Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board | Management | Against | Against |
38 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8316 Security ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
3.1 | Elect Director Oku, Masayuki | Management | For | For |
3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
3.3 | Elect Director Kubo, Ken | Management | For | For |
3.4 | Elect Director Ito, Yuujiro | Management | For | For |
3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
3.6 | Elect Director Narita, Manabu | Management | For | For |
3.7 | Elect Director Ogino, Kozo | Management | For | For |
3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
SUZUKI MOTOR CORP. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7269 Security ID: J78529138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Suzuki, Osamu | Management | For | For |
2.2 | Elect Director Tamura, Minoru | Management | For | For |
2.3 | Elect Director Honda, Osamu | Management | For | For |
2.4 | Elect Director Suzuki, Toshihiro | Management | For | For |
2.5 | Elect Director Harayama, Yasuhito | Management | For | For |
2.6 | Elect Director Aizawa, Naoki | Management | For | For |
2.7 | Elect Director Mochizuki, Eiji | Management | For | For |
2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
2.9 | Elect Director Tanino, Sakutaro | Management | For | Against |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 10, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
10 | Fix Number of Auditors (1) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 550,000 for Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Against |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Louise Julian, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, and Barbara Thoralfsson as Directors | Management | For | For |
13 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
15 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Against |
16 | Close Meeting | Management | None | None |
SWEDBANK AB Meeting Date: MAR 20, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWEDA Security ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SYNGENTA AG Meeting Date: APR 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SYNN Security ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
TOTAL SA Meeting Date: MAY 17, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
A | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Against |
B | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
C | Acquire the Diversity Label | Shareholder | Against | Against |
D | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
UNITED INTERNET AG Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UTDI Security ID: D8542B125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Affiliation Agreements with 1&1 Telecom Service Holding Montabaur GmbH | Management | For | Did Not Vote |
VALEO Meeting Date: JUN 06, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FR Security ID: F96221126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Reelect Gerard Blanc as Director | Management | For | For |
4 | Reelect Michael Jay as Director | Management | For | For |
5 | Elect Sophie Dutordoir as Director | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23 Million | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholders Vote Above | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WILLIAM HILL PLC Meeting Date: MAY 09, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMH Security ID: G9645P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Gareth Davis as Director | Management | For | For |
5 | Re-elect Ralph Topping as Director | Management | For | For |
6 | Re-elect Neil Cooper as Director | Management | For | For |
7 | Re-elect David Edmonds as Director | Management | For | For |
8 | Re-elect Georgina Harvey as Director | Management | For | For |
9 | Re-elect Ashley Highfield as Director | Management | For | For |
10 | Re-elect David Lowden as Director | Management | For | For |
11 | Re-elect Imelda Walsh as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Directors to Establish a Schedule to the International Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
Investment Grade Convertible Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Large Cap Growth Fund
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 11, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALXN Security ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. Meeting Date: APR 30, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AMAZON.COM, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
BIOGEN IDEC INC. Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: BIIB Security ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAM Security ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Hackett | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 01, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: CP Security ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director William A. Ackman | Management | For | For |
3.2 | Elect Director Gary F. Colter | Management | For | For |
3.3 | Elect Director Isabelle Courville | Management | For | For |
3.4 | Elect Director Paul G. Haggis | Management | For | For |
3.5 | Elect Director E. Hunter Harrison | Management | For | For |
3.6 | Elect Director Paul C. Hilal | Management | For | For |
3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.8 | Elect Director Richard C. Kelly | Management | For | For |
3.9 | Elect Director Rebecca MacDonald | Management | For | For |
3.10 | Elect Director Anthony R. Melman | Management | For | For |
3.11 | Elect Director Linda J. Morgan | Management | For | For |
3.12 | Elect Director Andrew F. Reardon | Management | For | For |
3.13 | Elect Director Stephen C. Tobias | Management | For | For |
CATAMARAN CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CTRX Security ID: 148887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CELGENE CORPORATION Meeting Date: JUN 12, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: CELG Security ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CERNER CORPORATION Meeting Date: MAY 24, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CERN Security ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMG Security ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
CITRIX SYSTEMS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTXS Security ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 04, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTSH Security ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
CUMMINS INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMI Security ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
EBAY INC. Meeting Date: APR 18, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Report on Privacy and Data Security | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
FASTENAL COMPANY Meeting Date: APR 16, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FAST Security ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Kierlin | Management | For | For |
1b | Elect Director Stephen M. Slaggie | Management | For | For |
1c | Elect Director Michael M. Gostomski | Management | For | For |
1d | Elect Director Willard D. Oberton | Management | For | For |
1e | Elect Director Michael J. Dolan | Management | For | For |
1f | Elect Director Reyne K. Wisecup | Management | For | For |
1g | Elect Director Hugh L. Miller | Management | For | For |
1h | Elect Director Michael J. Ancius | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Rita J. Heise | Management | For | For |
1k | Elect Director Darren R. Jackson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
J.B. HUNT TRANSPORT SERVICES, INC. Meeting Date: APR 25, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: JBHT Security ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director Kirk Thompson | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Ratify Auditors | Management | For | For |
LINKEDIN CORPORATION Meeting Date: JUN 13, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNKD Security ID: 53578A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LULULEMON ATHLETICA INC. Meeting Date: JUN 11, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LULU Security ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bensoussan | Management | For | For |
1.2 | Elect Director William H. Glenn | Management | For | For |
1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
1.4 | Elect Director Dennis J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO COMPANY Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
PALO ALTO NETWORKS, INC. Meeting Date: DEC 12, 2012 Record Date: OCT 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: PANW Security ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Donovan | Management | For | For |
1b | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PERRIGO COMPANY Meeting Date: NOV 06, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | Withhold |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. Meeting Date: AUG 14, 2012 Record Date: JUN 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: PCP Security ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
1.3 | Elect Director Ulrich Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RED HAT, INC. Meeting Date: AUG 09, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: RHT Security ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marye Anne Fox | Management | For | For |
2 | Elect Director Donald H. Livingstone | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
TERADATA CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TDC Security ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward P. Boykin | Management | For | For |
1b | Elect Director Cary T. Fu | Management | For | For |
1c | Elect Director Victor L. Lund | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | For | For |
TRACTOR SUPPLY COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: TSCO Security ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
1.7 | Elect Director George MacKenzie | Management | For | For |
1.8 | Elect Director Edna K. Morris | Management | For | For |
1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRTX Security ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Terrence C. Kearney | Management | For | For |
1.3 | Elect Director Yuchun Lee | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
National Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Ohio Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Small Company Opportunity Fund
A. SCHULMAN, INC. Meeting Date: DEC 13, 2012 Record Date: OCT 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: SHLM Security ID: 808194104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Allspach | Management | For | For |
1.2 | Elect Director Gregory T. Barmore | Management | For | For |
1.3 | Elect Director David G. Birney | Management | For | For |
1.4 | Elect Director Howard R. Curd | Management | For | For |
1.5 | Elect Director Joseph M. Gingo | Management | For | For |
1.6 | Elect Director Michael A. McManus, Jr. | Management | For | For |
1.7 | Elect Director Lee D. Meyer | Management | For | For |
1.8 | Elect Director James A. Mitarotonda | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director lrvin D. Reid | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEGION CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: AEGN Security ID: 00770F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joseph Burgess | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director Stephanie A. Cuskley | Management | For | For |
1.4 | Elect Director John P. Dubinsky | Management | For | For |
1.5 | Elect Director Charles R. Gordon | Management | For | For |
1.6 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.7 | Elect Director M. Richard Smith | Management | For | For |
1.8 | Elect Director Alfred L. Woods | Management | For | For |
1.9 | Elect Director Phillip D. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLETE, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALE Security ID: 018522300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn W. Dindo | Management | For | For |
1.2 | Elect Director Heidi J. Eddins | Management | For | For |
1.3 | Elect Director Sidney W. Emery, Jr. | Management | For | For |
1.4 | Elect Director George G. Goldfarb | Management | For | For |
1.5 | Elect Director James S. Haines, Jr. | Management | For | For |
1.6 | Elect Director Alan R. Hodnik | Management | For | For |
1.7 | Elect Director James J. Hoolihan | Management | For | For |
1.8 | Elect Director Madeleine W. Ludlow | Management | For | For |
1.9 | Elect Director Douglas C. Neve | Management | For | For |
1.10 | Elect Director Leonard C. Rodman | Management | For | For |
1.11 | Elect Director Bruce W. Stender | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALTERRA CAPITAL HOLDINGS LIMITED Meeting Date: FEB 26, 2013 Record Date: JAN 08, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALTE Security ID: G0229R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Bylaws | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Transact Other Business (Voting) | Management | For | Against |
AMERICAN FINANCIAL GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AFG Security ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
AMERICAN SCIENCE AND ENGINEERING, INC. Meeting Date: SEP 06, 2012 Record Date: JUL 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: ASEI Security ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis R. Brown | Management | For | For |
1.2 | Elect Director Anthony R. Fabiano | Management | For | For |
1.3 | Elect Director John A. Gordon | Management | For | For |
1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
1.5 | Elect Director Don R. Kania | Management | For | For |
1.6 | Elect Director Ernest J. Moniz | Management | For | For |
1.7 | Elect Director Mark S. Thompson | Management | For | For |
1.8 | Elect Director Carl W. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERISAFE, INC. Meeting Date: JUN 14, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMSF Security ID: 03071H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jared A. Morris | Management | For | For |
1.2 | Elect Director Daniel Phillips | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANIXTER INTERNATIONAL INC. Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: AXE Security ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARRIS GROUP, INC. Meeting Date: JUN 05, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARRS Security ID: 04270V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Andrew T. Heller | Management | For | For |
1.6 | Elect Director Matthew B. Kearney | Management | For | For |
1.7 | Elect Director Robert J. Stanzione | Management | For | For |
1.8 | Elect Director Debora J. Wilson | Management | For | For |
1.9 | Elect Director David A. Woodle | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ASTEC INDUSTRIES, INC. Meeting Date: APR 25, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: ASTE Security ID: 046224101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Don Brock | Management | For | For |
1.2 | Elect Director W. Norman Smith | Management | For | For |
1.3 | Elect Director William B. Sansom | Management | For | For |
1.4 | Elect Director Benjamin G. Brock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AZZ INCORPORATED Meeting Date: JUL 10, 2012 Record Date: MAY 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: AZZ Security ID: 002474104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Dingus | Management | For | For |
1.2 | Elect Director Dana L. Perry | Management | For | For |
1.3 | Elect Director Daniel E. Berce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BARNES GROUP INC. Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: B Security ID: 067806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Francis J. Kramer | Management | For | For |
1.3 | Elect Director William J. Morgan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BEACON ROOFING SUPPLY, INC. Meeting Date: FEB 13, 2013 Record Date: DEC 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: BECN Security ID: 073685109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director Paul M. Isabella | Management | For | For |
1.3 | Elect Director Richard W. Frost | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Peter M. Gotsch | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Stuart A. Randle | Management | For | For |
1.8 | Elect Director Wilson B. Sexton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BENCHMARK ELECTRONICS, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: BHE Security ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director David W. Scheible | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
BLOUNT INTERNATIONAL, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLT Security ID: 095180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
1.2 | Elect Director Ronald Cami | Management | For | For |
1.3 | Elect Director Andrew C. Clarke | Management | For | For |
1.4 | Elect Director Joshua L. Collins | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Thomas J. Fruechtel | Management | For | For |
1.7 | Elect Director E. Daniel James | Management | For | For |
1.8 | Elect Director Harold E. Layman | Management | For | Withhold |
1.9 | Elect Director David A. Willmott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROWN & BROWN, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRO Security ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRUNSWICK CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: BC Security ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
C&J ENERGY SERVICES, INC. Meeting Date: MAY 20, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CJES Security ID: 12467B304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua E. Comstock | Management | For | For |
1.2 | Elect Director Randall C. McMullen, Jr. | Management | For | For |
1.3 | Elect Director Darren M. Friedman | Management | For | For |
1.4 | Elect Director Michael Roemer | Management | For | For |
1.5 | Elect Director H.H. Wommack, III | Management | For | For |
1.6 | Elect Director C. James Stewart, III | Management | For | For |
1.7 | Elect Director Adrianna Ma | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CACI INTERNATIONAL INC Meeting Date: NOV 15, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: CACI Security ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Allen | Management | For | For |
1.2 | Elect Director James S. Gilmore, III | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director James L. Pavitt | Management | For | For |
1.7 | Elect Director Warren R. Phillips | Management | For | For |
1.8 | Elect Director Charles P. Revoile | Management | For | For |
1.9 | Elect Director William S. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARLISLE COMPANIES INCORPORATED Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSL Security ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robin J. Adams | Management | For | For |
1b | Elect Director Robin S. Callahan | Management | For | For |
1c | Elect Director David A. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CASEY'S GENERAL STORES, INC. Meeting Date: SEP 14, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: CASY Security ID: 147528103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Haynie | Management | For | Withhold |
1.2 | Elect Director William C. Kimball | Management | For | Withhold |
1.3 | Elect Director Richard A. Wilkey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELADON GROUP, INC. Meeting Date: NOV 16, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: CGI Security ID: 150838100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Russell | Management | For | For |
1.2 | Elect Director Anthony Heyworth | Management | For | For |
1.3 | Elect Director Catherine Langham | Management | For | For |
1.4 | Elect Director Michael Miller | Management | For | For |
1.5 | Elect Director Paul Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CRL Security ID: 159864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Foster | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Stephen D. Chubb | Management | For | For |
1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
1.5 | Elect Director George E. Massaro | Management | For | For |
1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
1.7 | Elect Director C. Richard Reese | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Against |
CLOUD PEAK ENERGY INC. Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CLD Security ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Bailey | Management | For | For |
1.2 | Elect Director Patrick Condon | Management | For | For |
1.3 | Elect Director William Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COLUMBIA BANKING SYSTEM, INC. Meeting Date: MAR 18, 2013 Record Date: JAN 22, 2013 Meeting Type: SPECIAL | ||||
Ticker: COLB Security ID: 197236102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COLUMBIA BANKING SYSTEM, INC. Meeting Date: APR 24, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: COLB Security ID: 197236102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Dietzler | Management | For | For |
1b | Elect Director Melanie J. Dressel | Management | For | For |
1c | Elect Director John P. Folsom | Management | For | For |
1d | Elect Director Frederick M. Goldberg | Management | For | For |
1e | Elect Director Thomas M. Hulbert | Management | For | For |
1f | Elect Director Michelle M. Lantow | Management | For | For |
1g | Elect Director S. Mae Fujita Numata | Management | For | For |
1h | Elect Director Daniel C. Regis | Management | For | For |
1i | Elect Director William T. Weyerhaeuser | Management | For | For |
1j | Elect Director James M. Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVGI Security ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Arves | Management | For | For |
1.2 | Elect Director Robert C. Griffin | Management | For | For |
1.3 | Elect Director Richard A. Snell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONMED CORPORATION Meeting Date: MAY 23, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNMD Security ID: 207410101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
1.3 | Elect Director Bruce F. Daniels | Management | For | For |
1.4 | Elect Director Jo Ann Golden | Management | For | For |
1.5 | Elect Director Stephen M. Mandia | Management | For | For |
1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
1.7 | Elect Director Mark E. Tryniski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONTANGO OIL & GAS COMPANY Meeting Date: NOV 29, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCF Security ID: 21075N204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth R. Peak | Management | For | For |
2 | Elect Director Brad Juneau | Management | For | For |
3 | Elect Director B.A. Berilgen | Management | For | For |
4 | Elect Director Jay D. Brehmer | Management | For | For |
5 | Elect Director Charles M. Reimer | Management | For | For |
6 | Elect Director Steven L. Schoonover | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
DIEBOLD, INCORPORATED Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: DBD Security ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick W. Allender | Management | For | For |
1.2 | Elect Director Roberto Artavia | Management | For | For |
1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
1.4 | Elect Director Phillip R. Cox | Management | For | For |
1.5 | Elect Director Richard L. Crandall | Management | For | For |
1.6 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.7 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.8 | Elect Director Rajesh K. Soin | Management | For | For |
1.9 | Elect Director Henry D.G. Wallace | Management | For | For |
1.10 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DREW INDUSTRIES INCORPORATED Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: DW Security ID: 26168L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director James F. Gero | Management | For | For |
1.4 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.5 | Elect Director David A. Reed | Management | For | For |
1.6 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.7 | Elect Director Jason D. Lippert | Management | For | For |
1.8 | Elect Director Brendan J. Deely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMCOR GROUP, INC. Meeting Date: JUN 13, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: EME Security ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENCORE WIRE CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: WIRE Security ID: 292562105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald E. Courtney | Management | For | For |
1.2 | Elect Director Gregory J. Fisher | Management | For | For |
1.3 | Elect Director Daniel L. Jones | Management | For | For |
1.4 | Elect Director William R. Thomas, III | Management | For | For |
1.5 | Elect Director Scott D. Weaver | Management | For | For |
1.6 | Elect Director John H. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENDURANCE SPECIALTY HOLDINGS LTD. Meeting Date: MAY 08, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: ENH Security ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John T. Baily as Director | Management | For | For |
1.2 | Elect Norman Barham as Director | Management | For | For |
1.3 | Elect Galen R. Barnes as Director | Management | For | For |
1.4 | Elect Scott D. Moore as Director | Management | For | For |
1.5 | Elect William H. Bolinder as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.6 | Elect David Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.8 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.9 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect David Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.14 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.15 | Elect as David Cash Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend the Company's Amended and Restated Bylaws | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION Meeting Date: MAR 06, 2013 Record Date: JAN 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESL Security ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Haack | Management | For | For |
1.2 | Elect Director Scott E. Kuechle | Management | For | For |
1.3 | Elect Director R. Bradley Lawrence | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: FCS Security ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Terry A. Klebe | Management | For | For |
1.4 | Elect Director Anthony Lear | Management | For | For |
1.5 | Elect Director Thomas L. Magnanti | Management | For | For |
1.6 | Elect Director Kevin J. McGarity | Management | For | For |
1.7 | Elect Director Bryan R. Roub | Management | For | For |
1.8 | Elect Director Ronald W. Shelly | Management | For | For |
1.9 | Elect Director Mark S. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FAF Security ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony K. Anderson | Management | For | For |
1.2 | Elect Director Parker S. Kennedy | Management | For | For |
1.3 | Elect Director Mark C. Oman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FORWARD AIR CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: FWRD Security ID: 349853101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Campbell | Management | For | For |
1.2 | Elect Director C. Robert Campbell | Management | For | For |
1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
1.5 | Elect Director Larry D. Leinweber | Management | For | For |
1.6 | Elect Director G. Michael Lynch | Management | For | For |
1.7 | Elect Director Ray A. Mundy | Management | For | For |
1.8 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GATX CORPORATION Meeting Date: APR 26, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: GMT Security ID: 361448103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne L. Arvia | Management | For | For |
1.2 | Elect Director Ernst A. Haberli | Management | For | For |
1.3 | Elect Director Brian A. Kenney | Management | For | For |
1.4 | Elect Director Mark G. McGrath | Management | For | For |
1.5 | Elect Director James B. Ream | Management | For | For |
1.6 | Elect Director Robert J. Ritchie | Management | For | For |
1.7 | Elect Director David S. Sutherland | Management | For | For |
1.8 | Elect Director Casey J. Sylla | Management | For | For |
1.9 | Elect Director Paul G. Yovovich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRANITE CONSTRUCTION INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: GVA Security ID: 387328107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William G. Dorey | Management | For | For |
1b | Elect Director Rebecca A. McDonald | Management | For | For |
1c | Elect Director William H. Powell | Management | For | For |
1d | Elect Director Claes G. Bjork | Management | For | For |
1e | Elect Director Gaddi H. Vasquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GPI Security ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director J. Terry Strange | Management | For | For |
1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
H.B. FULLER COMPANY Meeting Date: APR 11, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: FUL Security ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dante C. Parrini | Management | For | For |
1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
1.3 | Elect Director James J. Owens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
HAEMONETICS CORPORATION Meeting Date: JUL 27, 2012 Record Date: JUN 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: HAE Security ID: 405024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2.1 | Elect Directors Paul Black | Management | For | For |
2.2 | Elect Directors Ronald Gelbman | Management | For | For |
2.3 | Elect Directors Richard Meelia | Management | For | For |
2.4 | Elect Directors Ellen Zane | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HARRIS TEETER SUPERMARKETS, INC. Meeting Date: FEB 21, 2013 Record Date: DEC 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: HTSI Security ID: 414585109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Belk | Management | For | For |
1.2 | Elect Director John P. Derham Cato | Management | For | For |
1.3 | Elect Director Thomas W. Dickson | Management | For | For |
1.4 | Elect Director James E. S. Hynes | Management | For | For |
1.5 | Elect Director Anna Spangler Nelson | Management | For | For |
1.6 | Elect Director Mark S. Ordan | Management | For | For |
1.7 | Elect Director Bailey W. Patrick | Management | For | For |
1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.9 | Elect Director Harold C. Stowe | Management | For | For |
1.10 | Elect Director Isaiah Tidwell | Management | For | For |
1.11 | Elect Director William C. Warden, Jr. | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED Meeting Date: MAY 14, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: HR Security ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin B. Morris III | Management | For | For |
1.2 | Elect Director John Knox Singleton | Management | For | For |
1.3 | Elect Director Roger O. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HIGHWOODS PROPERTIES, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: HIW Security ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HNI CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: HNI Security ID: 404251100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary H. Bell | Management | For | For |
1b | Elect Director James R. Jenkins | Management | For | For |
1c | Elect Director Dennis J. Martin | Management | For | For |
1d | Elect Director Abbie J. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HOME BANCSHARES, INC. Meeting Date: APR 18, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOMB Security ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Allison | Management | For | For |
1.2 | Elect Director C. Randall Sims | Management | For | For |
1.3 | Elect Director Randy E. Mayor | Management | For | For |
1.4 | Elect Director Milburn Adams | Management | For | For |
1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
1.6 | Elect Director Richard H. Ashley | Management | For | For |
1.7 | Elect Director Dale A. Bruns | Management | For | Withhold |
1.8 | Elect Director Richard A. Buckheim | Management | For | For |
1.9 | Elect Director Jack E. Engelkes | Management | For | For |
1.10 | Elect Director James G. Hinkle | Management | For | For |
1.11 | Elect Director Alex R. Lieblong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IBERIABANK CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: IBKC Security ID: 450828108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine D. Abell | Management | For | For |
1.2 | Elect Director William H. Fenstermaker | Management | For | For |
1.3 | Elect Director O. Miles Pollard, Jr. | Management | For | For |
1.4 | Elect Director Angus R. Cooper, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDEPENDENT BANK CORP. Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: INDB Security ID: 453836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin A. Gilmore, II | Management | For | For |
1.2 | Elect Director Eileen C. Miskell | Management | For | For |
1.3 | Elect Director Carl Ribeiro | Management | For | For |
1.4 | Elect Director John H. Spurr, Jr. | Management | For | For |
1.5 | Elect Director Thomas R. Venables | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INFINITY PROPERTY AND CASUALTY CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: IPCC Security ID: 45665Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa A. Canida | Management | For | For |
1.2 | Elect Director Jorge G. Castro | Management | For | For |
1.3 | Elect Director James R. Gober | Management | For | For |
1.4 | Elect Director Harold E. Layman | Management | For | For |
1.5 | Elect Director E. Robert Meaney | Management | For | For |
1.6 | Elect Director Drayton Nabers, Jr. | Management | For | For |
1.7 | Elect Director William Stancil Starnes | Management | For | For |
1.8 | Elect Director Samuel J. Weinhoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
INNOPHOS HOLDINGS, INC. Meeting Date: MAY 17, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: IPHS Security ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JOHN BEAN TECHNOLOGIES CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: JBT Security ID: 477839104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward (Ted) L. Doheny II | Management | For | For |
1.2 | Elect Director Alan D. Feldman | Management | For | For |
1.3 | Elect Director James E. Goodwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KENNAMETAL INC. Meeting Date: OCT 23, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: KMT Security ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Defeo | Management | For | For |
1.2 | Elect Director William R. Newlin | Management | For | For |
1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KFORCE INC. Meeting Date: APR 05, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: KFRC Security ID: 493732101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine D. Rosen | Management | For | For |
1.2 | Elect Director Ralph E. Struzziero | Management | For | For |
1.3 | Elect Director Howard W. Sutter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
KORN/FERRY INTERNATIONAL Meeting Date: SEP 27, 2012 Record Date: AUG 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: KFY Security ID: 500643200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Floyd | Management | For | For |
1.2 | Elect Director George T. Shaheen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
LANCASTER COLONY CORPORATION Meeting Date: NOV 19, 2012 Record Date: SEP 21, 2012 Meeting Type: ANNUAL | ||||
Ticker: LANC Security ID: 513847103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | For |
1.2 | Elect Director Neeli Bendapudi | Management | For | For |
1.3 | Elect Director John L. Boylan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LASALLE HOTEL PROPERTIES Meeting Date: APR 30, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: LHO Security ID: 517942108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denise M. Coll | Management | For | For |
1.2 | Elect Director Stuart L. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINCOLN ELECTRIC HOLDINGS, INC. Meeting Date: APR 25, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: LECO Security ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Hanks | Management | For | For |
1.2 | Elect Director Kathryn Jo Lincoln | Management | For | For |
1.3 | Elect Director William E. MacDonald, III | Management | For | For |
1.4 | Elect Director George H. Walls, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LMI AEROSPACE, INC. Meeting Date: JUN 26, 2013 Record Date: APR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: LMIA Security ID: 502079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Saks | Management | For | For |
1.2 | Elect Director Joseph Burstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCGRATH RENTCORP Meeting Date: JUN 12, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: MGRC Security ID: 580589109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Dawson | Management | For | For |
1.2 | Elect Director Robert C. Hood | Management | For | For |
1.3 | Elect Director Dennis C. Kakures | Management | For | For |
1.4 | Elect Director Robert P. McGrath | Management | For | Withhold |
1.5 | Elect Director M. Richard Smith | Management | For | For |
1.6 | Elect Director Dennis P. Stradford | Management | For | For |
1.7 | Elect Director Ronald H. Zech | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERIT MEDICAL SYSTEMS, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: MMSI Security ID: 589889104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Edelman | Management | For | For |
1.2 | Elect Director Michael E. Stillabower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METALS USA HOLDINGS CORP. Meeting Date: APR 10, 2013 Record Date: MAR 04, 2013 Meeting Type: SPECIAL | ||||
Ticker: MUSA Security ID: 59132A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MICROSEMI CORPORATION Meeting Date: FEB 12, 2013 Record Date: DEC 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSCC Security ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director William L. Healey | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
1.8 | Elect Director James V. Mazzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MKS INSTRUMENTS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: MKSI Security ID: 55306N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cristina H. Amon | Management | For | For |
1.2 | Elect Director Richard S. Chute | Management | For | For |
1.3 | Elect Director Peter R. Hanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MTS SYSTEMS CORPORATION Meeting Date: FEB 05, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: MTSC Security ID: 553777103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Anderson | Management | For | For |
1.2 | Elect Director Jean-Lou Chameau | Management | For | For |
1.3 | Elect Director Jeffrey A. Graves | Management | For | For |
1.4 | Elect Director Brendan C. Hegarty | Management | For | For |
1.5 | Elect Director Emily M. Liggett | Management | For | For |
1.6 | Elect Director William V. Murray | Management | For | For |
1.7 | Elect Director Barb J. Samardzich | Management | For | For |
1.8 | Elect Director Gail P. Steinel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MUELLER INDUSTRIES, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: MLI Security ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHWEST NATURAL GAS COMPANY Meeting Date: MAY 23, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: NWN Security ID: 667655104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tod R. Hamachek | Management | For | For |
1.2 | Elect Director Jane L. Peverett | Management | For | For |
1.3 | Elect Director Kenneth Thrasher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHWESTERN CORPORATION Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: NWE Security ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OLD NATIONAL BANCORP Meeting Date: MAY 09, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: ONB Security ID: 680033107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan W. Braun | Management | For | For |
1.2 | Elect Director Larry E. Dunigan | Management | For | For |
1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
1.4 | Elect Director Andrew E. Goebel | Management | For | For |
1.5 | Elect Director Robert G. Jones | Management | For | For |
1.6 | Elect Director Phelps L. Lambert | Management | For | For |
1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
1.8 | Elect Director James T. Morris | Management | For | For |
1.9 | Elect Director Randall T. Shepard | Management | For | For |
1.10 | Elect Director Kelly N. Stanley | Management | For | For |
1.11 | Elect Director Linda E. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OLIN CORPORATION Meeting Date: APR 25, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: OLN Security ID: 680665205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Bunch | Management | For | For |
1.2 | Elect Director Randall W. Larrimore | Management | For | For |
1.3 | Elect Director John M. B. O'Connor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OWENS & MINOR, INC. Meeting Date: APR 26, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: OMI Security ID: 690732102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Fogg | Management | For | For |
1.2 | Elect Director John W. Gerdelman | Management | For | For |
1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
1.4 | Elect Director Martha H. Marsh | Management | For | For |
1.5 | Elect Director Eddie N. Moore, Jr. | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director Craig R. Smith | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OXFORD INDUSTRIES, INC. Meeting Date: JUN 19, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXM Security ID: 691497309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Gallagher | Management | For | For |
1.2 | Elect Director George C. Guynn | Management | For | For |
1.3 | Elect Director Helen B. Weeks | Management | For | For |
1.4 | Elect Director E. Jenner Wood III | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACWEST BANCORP Meeting Date: MAR 20, 2013 Record Date: JAN 30, 2013 Meeting Type: SPECIAL | ||||
Ticker: PACW Security ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PACWEST BANCORP Meeting Date: MAY 13, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: PACW Security ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | For |
1.2 | Elect Director Craig A. Carlson | Management | For | For |
1.3 | Elect Director Stephen M. Dunn | Management | For | For |
1.4 | Elect Director John M. Eggemeyer | Management | For | For |
1.5 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.6 | Elect Director George E. Langley | Management | For | For |
1.7 | Elect Director Susan E. Lester | Management | For | For |
1.8 | Elect Director Timothy B. Matz | Management | For | For |
1.9 | Elect Director Arnold W. Messer | Management | For | For |
1.10 | Elect Director Daniel B. Platt | Management | For | For |
1.11 | Elect Director John W. Rose | Management | For | For |
1.12 | Elect Director Robert A. Stine | Management | For | For |
1.13 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Other Business | Management | For | Against |
PETROQUEST ENERGY, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PQ Security ID: 716748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles T. Goodson | Management | For | For |
1.2 | Elect Director William W. Rucks, IV | Management | For | For |
1.3 | Elect Director E. Wayne Nordberg | Management | For | For |
1.4 | Elect Director Michael L. Finch | Management | For | For |
1.5 | Elect Director W.J. Gordon, III | Management | For | For |
1.6 | Elect Director Charles F. Mitchell, II | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRIMERICA, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRI Security ID: 74164M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Certificate of Incorpoation | Management | For | For |
4.1 | Elect Director John A. Addison, Jr. | Management | For | For |
4.2 | Elect Director Joel M. Babbitt | Management | For | For |
4.3 | Elect Director P. George Benson | Management | For | For |
4.4 | Elect Director Michael E. Martin | Management | For | For |
4.5 | Elect Director Mark Mason | Management | For | For |
4.6 | Elect Director Robert F. McCullough | Management | For | For |
4.7 | Elect Director D. Richard Williams | Management | For | For |
4.8 | Elect Director Barbara A. Yastine | Management | For | For |
4.9 | Elect Director Daniel A. Zilberman | Management | For | For |
5.10 | Elect Director P. George Benson | Management | For | For |
5.11 | Elect Director Michael E. Martin | Management | For | For |
5.12 | Elect Director Mark Mason | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRIMORIS SERVICES CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRIM Security ID: 74164F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen C. Cook | Management | For | For |
1.2 | Elect Director Peter J. Moerbeek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PROSPERITY BANCSHARES, INC. Meeting Date: APR 16, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: PB Security ID: 743606105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leah Henderson | Management | For | For |
1.2 | Elect Director Ned S. Holmes | Management | For | For |
1.3 | Elect Director David Zalman | Management | For | For |
1.4 | Elect Director W.R. Collier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PS BUSINESS PARKS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSB Security ID: 69360J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
1.3 | Elect Director Jennifer Holden Dunbar | Management | For | For |
1.4 | Elect Director James H. Kropp | Management | For | For |
1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
1.6 | Elect Director Michael V. McGee | Management | For | For |
1.7 | Elect Director Gary E. Pruitt | Management | For | For |
1.8 | Elect Director Peter Schultz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QLOGIC CORPORATION Meeting Date: AUG 23, 2012 Record Date: JUN 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: QLGC Security ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Simon Biddiscombe | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
4 | Elect Director Kathryn B. Lewis | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director George D. Wells | Management | For | For |
7 | Elect Director William M. Zeitler | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
QUANEX BUILDING PRODUCTS CORPORATION Meeting Date: FEB 28, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: NX Security ID: 747619104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Griffiths | Management | For | For |
1.2 | Elect Director LeRoy D. Nosbaum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. Meeting Date: SEP 25, 2012 Record Date: AUG 22, 2012 Meeting Type: SPECIAL | ||||
Ticker: QSFT Security ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
RENT-A-CENTER, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: RCII Security ID: 76009N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Mitchell E. Fadel | Management | For | For |
1.2 | Elect Director Paula Stern, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RLI CORP. Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: RLI Security ID: 749607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaj Ahlmann | Management | For | For |
1.2 | Elect Director Barbara R. Allen | Management | For | For |
1.3 | Elect Director John T. Baily | Management | For | For |
1.4 | Elect Director Jordan W. Graham | Management | For | For |
1.5 | Elect Director Gerald I. Lenrow | Management | For | For |
1.6 | Elect Director Charles M. Linke | Management | For | For |
1.7 | Elect Director F. Lynn McPheeters | Management | For | For |
1.8 | Elect Director Jonathan E. Michael | Management | For | For |
1.9 | Elect Director Michael J. Stone | Management | For | For |
1.10 | Elect Director Robert O. Viets | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RUDOLPH TECHNOLOGIES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: RTEC Security ID: 781270103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel H. Berry | Management | For | For |
1.2 | Elect Director Thomas G. Greig | Management | For | For |
1.3 | Elect Director Richard F. Spanier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
RUSH ENTERPRISES, INC. Meeting Date: MAY 21, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: RUSHA Security ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
1.3 | Elect Director James C. Underwood | Management | For | For |
1.4 | Elect Director Harold D. Marshall | Management | For | For |
1.5 | Elect Director Thomas A. Akin | Management | For | For |
1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAPIENT CORPORATION Meeting Date: JUN 06, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAPE Security ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Jerry A. Greenberg | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
1.8 | Elect Director Ashok Shah | Management | For | For |
1.9 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SCANSOURCE, INC. Meeting Date: DEC 06, 2012 Record Date: OCT 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: SCSC Security ID: 806037107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Baur | Management | For | For |
1.2 | Elect Director Steven R. Fischer | Management | For | For |
1.3 | Elect Director Michael J. Grainger | Management | For | For |
1.4 | Elect Director Steven H. Owings | Management | For | For |
1.5 | Elect Director John P. Reilly | Management | For | For |
1.6 | Elect Director Charles R. Whitchurch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SELECTIVE INSURANCE GROUP, INC. Meeting Date: APR 24, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: SIGI Security ID: 816300107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Bauer | Management | For | For |
1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
1.3 | Elect Director A. David Brown | Management | For | For |
1.4 | Elect Director John C. Burville | Management | For | For |
1.5 | Elect Director Joan M. Lamm-Tennant | Management | For | For |
1.6 | Elect Director Michael J. Morrissey | Management | For | For |
1.7 | Elect Director Gregory E. Murphy | Management | For | For |
1.8 | Elect Director Cynthia S. Nicholson | Management | For | For |
1.9 | Elect Director Ronald L. O'Kelley | Management | For | For |
1.10 | Elect Director William M. Rue | Management | For | For |
1.11 | Elect Director J. Brian Thebault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SENSIENT TECHNOLOGIES CORPORATION Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: SXT Security ID: 81725T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hank Brown | Management | For | For |
1.2 | Elect Director Edward H. Cichurski | Management | For | For |
1.3 | Elect Director Fergus M. Clydesdale | Management | For | For |
1.4 | Elect Director James A. D. Croft | Management | For | For |
1.5 | Elect Director William V. Hickey | Management | For | For |
1.6 | Elect Director Kenneth P. Manning | Management | For | For |
1.7 | Elect Director Paul Manning | Management | For | For |
1.8 | Elect Director Elaine R. Wedral | Management | For | For |
1.9 | Elect Director Essie Whitelaw | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SHOE CARNIVAL, INC. Meeting Date: JUN 13, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCVL Security ID: 824889109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifton E. Sifford | Management | For | For |
1.2 | Elect Director James A. Aschleman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SILGAN HOLDINGS INC. Meeting Date: JUN 03, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLGN Security ID: 827048109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Philip Silver | Management | For | Withhold |
1.2 | Elect Director William C. Jennings | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMPSON MANUFACTURING CO., INC. Meeting Date: APR 23, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: SSD Security ID: 829073105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Andrasick | Management | For | For |
1.2 | Elect Director Gary M. Cusumano | Management | For | For |
1.3 | Elect Director Peter N. Louras, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Report on Sustainability | Shareholder | Against | For |
SNYDER'S-LANCE, INC. Meeting Date: MAY 03, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNCE Security ID: 833551104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Denton | Management | For | For |
1.2 | Elect Director Dan C. Swander | Management | For | For |
1.3 | Elect Director Michael A. Warehime | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
STANCORP FINANCIAL GROUP, INC. Meeting Date: MAY 13, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SFG Security ID: 852891100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debora D. Horvath | Management | For | For |
1.2 | Elect Director Duane C. McDougall | Management | For | For |
1.3 | Elect Director E. Kay Stepp | Management | For | For |
1.4 | Elect Director Michael G. Thorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STEINER LEISURE LIMITED Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: STNR Security ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia R. Cohen | Management | For | For |
1.2 | Elect Director Denise Dickins | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STERIS CORPORATION Meeting Date: JUL 26, 2012 Record Date: MAY 29, 2012 Meeting Type: ANNUAL | ||||
Ticker: STE Security ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STIFEL FINANCIAL CORP. Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SF Security ID: 860630102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Brown | Management | For | For |
1.2 | Elect Director John P. Dubinsky | Management | For | For |
1.3 | Elect Director Robert E. Grady | Management | For | For |
1.4 | Elect Director Thomas B. Michaud | Management | For | For |
1.5 | Elect Director James M. Oates | Management | For | For |
1.6 | Elect Director Ben A. Plotkin | Management | For | For |
1.7 | Elect Director Michael J. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. Meeting Date: JUN 06, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPN Security ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.7 | Elect Director Peter D. Kinnear | Management | For | For |
1.8 | Elect Director Michael M. McShane | Management | For | For |
1.9 | Elect Director W. Matt Ralls | Management | For | For |
1.10 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Stock Ownership Limitations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYNAPTICS INCORPORATED Meeting Date: OCT 23, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: SYNA Security ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TETRA TECH, INC. Meeting Date: FEB 26, 2013 Record Date: JAN 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: TTEK Security ID: 88162G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan L. Batrack | Management | For | For |
1.2 | Elect Director Hugh M. Grant | Management | For | For |
1.3 | Elect Director Patrick C. Haden | Management | For | For |
1.4 | Elect Director J. Christopher Lewis | Management | For | For |
1.5 | Elect Director Albert E. Smith | Management | For | For |
1.6 | Elect Director J. Kenneth Thompson | Management | For | For |
1.7 | Elect Director Richard H. Truly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXAS INDUSTRIES, INC. Meeting Date: OCT 10, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: TXI Security ID: 882491103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Mel G. Brekhus | Management | For | For |
3 | Elect Director Eugenio Clariond | Management | For | For |
4 | Elect Director Sam Coats | Management | For | For |
5 | Elect Director Sean P. Foley | Management | For | For |
6 | Elect Director Bernard Lanigan, Jr. | Management | For | For |
7 | Elect Director Thomas R. Ransdell | Management | For | For |
8 | Elect Director Robert D. Rogers | Management | For | For |
9 | Elect Director Thomas L. Ryan | Management | For | For |
10 | Elect Director Ronald G. Steinhart | Management | For | For |
11 | Elect Director Dorothy C. Weaver | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Approve Deferred Compensation Plan | Management | For | Against |
THE CATO CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: CATO Security ID: 149205106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Harding Stowe | Management | For | For |
1.2 | Elect Director Edward I. Weisiger, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
THE CHEESECAKE FACTORY INCORPORATED Meeting Date: MAY 30, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAKE Security ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David Overton | Management | For | For |
1b | Elect Director Alexander L. Cappello | Management | For | For |
1c | Elect Director Jerome I. Kransdorf | Management | For | For |
1d | Elect Director Laurence B. Mindel | Management | For | For |
1e | Elect Director David B. Pittaway | Management | For | For |
1f | Elect Director Douglas L. Schmick | Management | For | For |
1g | Elect Director Herbert Simon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HANOVER INSURANCE GROUP, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: THG Security ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Angelini | Management | For | For |
1.2 | Elect Director P. Kevin Condron | Management | For | For |
1.3 | Elect Director Frederick H. Eppinger | Management | For | For |
1.4 | Elect Director Neal F. Finnegan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE MEN'S WEARHOUSE, INC. Meeting Date: JUN 19, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: MW Security ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Director David H. Edwab | Management | For | For |
1.3 | Elect Director Douglas S. Ewert | Management | For | For |
1.4 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.5 | Elect Director Michael L. Ray | Management | For | For |
1.6 | Elect Director Sheldon I. Stein | Management | For | For |
1.7 | Elect Director Deepak Chopra | Management | For | For |
1.8 | Elect Director William B. Sechrest | Management | For | For |
1.9 | Elect Director Grace Nichols | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Report on Sustainability | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TITAN MACHINERY INC. Meeting Date: MAY 30, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: TITN Security ID: 88830R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bode | Management | For | For |
1.2 | Elect Director Stanley Dardis | Management | For | For |
1.3 | Elect Director David Meyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
TRIMAS CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TRS Security ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director David M. Wathen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VIAD CORP Meeting Date: MAY 21, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: VVI Security ID: 92552R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Isabella Cunningham | Management | For | For |
1b | Elect Director Albert M. Teplin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEBSENSE, INC. Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WBSN Security ID: 947684106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Carrington | Management | For | For |
1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
1.3 | Elect Director Bruce T. Coleman | Management | For | For |
1.4 | Elect Director John R. McCormack | Management | For | For |
1.5 | Elect Director John F. Schaefer | Management | For | For |
1.6 | Elect Director Gary E. Sutton | Management | For | For |
1.7 | Elect Director Peter C. Waller | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WEST PHARMACEUTICAL SERVICES, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WST Security ID: 955306105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Buthman | Management | For | For |
1.2 | Elect Director William F. Feehery | Management | For | For |
1.3 | Elect Director Thomas W. Hofmann | Management | For | For |
1.4 | Elect Director L. Robert Johnson | Management | For | For |
1.5 | Elect Director Paula A. Johnson | Management | For | For |
1.6 | Elect Director Douglas A. Michels | Management | For | For |
1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
1.8 | Elect Director John H. Weiland | Management | For | For |
1.9 | Elect Director Anthony Welters | Management | For | For |
1.10 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOODWARD, INC. Meeting Date: JAN 23, 2013 Record Date: NOV 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: WWD Security ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Rulseh | Management | For | For |
1.2 | Elect Director Gregg C. Sengstack | Management | For | For |
1.3 | Elect Director John D. Cohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WORTHINGTON INDUSTRIES, INC. Meeting Date: SEP 27, 2012 Record Date: AUG 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: WOR Security ID: 981811102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Blystone | Management | For | For |
1.2 | Elect Director Mark C. Davis | Management | For | For |
1.3 | Elect Director Sidney A. Ribeau | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Special Value Fund
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 11, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALTERA CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALTR Security ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC. Meeting Date: MAY 13, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: AWK Security ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERISOURCEBERGEN CORPORATION Meeting Date: FEB 28, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.6 | Elect Director Kathleen W. Hyle | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMETEK, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: AME Security ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruby R. Chandy | Management | For | For |
1.2 | Elect Director Charles D. Klein | Management | For | For |
1.3 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCH CAPITAL GROUP LTD. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACGL Security ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bunce, Jr. | Management | For | For |
1b | Elect Director Yiorgos Lillikas | Management | For | For |
1c | Elect Director Deanna M. Mulligan | Management | For | For |
2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2d | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2f | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2i | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2j | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2k | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2l | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2m | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2n | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2o | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2s | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2t | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2u | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2v | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2w | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2z | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ab | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ac | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ad | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ae | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2af | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ag | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ah | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ai | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ap | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aq | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ar | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2as | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2at | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARROW ELECTRONICS, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARW Security ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BORGWARNER INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BWA Security ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jere A. Drummond | Management | For | For |
2 | Elect Director John R. McKernan, Jr. | Management | For | For |
3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
4 | Elect Director James R. Verrier | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | For | For |
BROWN & BROWN, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRO Security ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHRW Security ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1c | Elect Director Jodee A. Kozlak | Management | For | For |
1d | Elect Director ReBecca Koenig Roloff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. Meeting Date: MAY 03, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CDNS Security ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Bostrom | Management | For | For |
1.2 | Elect Director James D. Plummer | Management | For | For |
1.3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
1.4 | Elect Director George M. Scalise | Management | For | For |
1.5 | Elect Director John B. Shoven | Management | For | For |
1.6 | Elect Director Roger S. Siboni | Management | For | For |
1.7 | Elect Director Young K. Sohn | Management | For | For |
1.8 | Elect Director Lip-Bu Tan | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAM Security ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Hackett | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CAVIUM, INC. Meeting Date: MAY 30, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAVM Security ID: 14964U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CERNER CORPORATION Meeting Date: MAY 24, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CERN Security ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
CHURCH & DWIGHT CO., INC. Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHD Security ID: 171340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradley C. Irwin | Management | For | For |
1b | Elect Director Penry W. Price | Management | For | For |
1c | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNK Security ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
1.3 | Elect Director Raymond W. Syufy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
CITRIX SYSTEMS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTXS Security ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONCHO RESOURCES INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CXO Security ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Merriman | Management | For | For |
1.2 | Elect Director Ray M. Poage | Management | For | For |
1.3 | Elect Director A. Wellford Tabor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1b | Elect Director J. Landis Martin | Management | For | For |
1c | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROWN HOLDINGS, INC. Meeting Date: APR 25, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCK Security ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Arnold W. Donald | Management | For | For |
1.4 | Elect Director William G. Little | Management | For | For |
1.5 | Elect Director Hans J. Loliger | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Josef M. Muller | Management | For | For |
1.8 | Elect Director Thomas A. Ralph | Management | For | For |
1.9 | Elect Director Hugues du Rouret | Management | For | For |
1.10 | Elect Director Jim L. Turner | Management | For | For |
1.11 | Elect Director William S. Urkiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DICK'S SPORTING GOODS, INC. Meeting Date: JUN 05, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: DKS Security ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuel Chirico | Management | For | For |
1.2 | Elect Director Allen R. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIGITAL REALTY TRUST, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLR Security ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Michael F. Foust | Management | For | For |
1C | Elect Director Laurence A. Chapman | Management | For | For |
1D | Elect Director Kathleen Earley | Management | For | For |
1E | Elect Director Ruann F. Ernst | Management | For | For |
1F | Elect Director Kevin J. Kennedy | Management | For | For |
1G | Elect Director William G. LaPerch | Management | For | For |
1H | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: DISCA Security ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | Withhold |
1.2 | Elect Director John S. Hendricks | Management | For | Withhold |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
DR PEPPER SNAPPLE GROUP, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: DPS Security ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Ronald G. Rogers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
DUNKIN' BRANDS GROUP, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: DNKN Security ID: 265504100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Anthony DiNovi | Management | For | For |
1.3 | Elect Director Nigel Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: EW Security ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | For |
1.2 | Elect Director William J. Link | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
ESSEX PROPERTY TRUST, INC. Meeting Date: MAY 14, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESS Security ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.3 | Elect Director Thomas E. Randlett | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIFTH THIRD BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FITB Security ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FISERV, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: FISV Security ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FMC CORPORATION Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: FMC Security ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
GARTNER, INC. Meeting Date: MAY 30, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: IT Security ID: 366651107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Bingle | Management | For | For |
1b | Elect Director Richard J. Bressler | Management | For | For |
1c | Elect Director Raul E. Cesan | Management | For | For |
1d | Elect Director Karen E. Dykstra | Management | For | For |
1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
1f | Elect Director William O. Grabe | Management | For | For |
1g | Elect Director Eugene A. Hall | Management | For | For |
1h | Elect Director Stephen G. Pagliuca | Management | For | For |
1i | Elect Director James C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRACO INC. Meeting Date: APR 26, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GGG Security ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Etchart | Management | For | For |
1.2 | Elect Director J. Kevin Gilligan | Management | For | For |
1.3 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
IDEXX LABORATORIES, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: IDXX Security ID: 45168D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan W. Ayers | Management | For | For |
1.2 | Elect Director Robert J. Murray | Management | For | For |
1.3 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. Meeting Date: APR 25, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: JBHT Security ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director Kirk Thompson | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Ratify Auditors | Management | For | For |
L BRANDS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: LTD Security ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
LEAR CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LENNAR CORPORATION Meeting Date: APR 10, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEN Security ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LINCOLN ELECTRIC HOLDINGS, INC. Meeting Date: APR 25, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: LECO Security ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Hanks | Management | For | For |
1.2 | Elect Director Kathryn Jo Lincoln | Management | For | For |
1.3 | Elect Director William E. MacDonald, III | Management | For | For |
1.4 | Elect Director George H. Walls, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINCOLN NATIONAL CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNC Security ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LKQ CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: LKQ Security ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Kevin F. Flynn | Management | For | For |
1.3 | Elect Director Ronald G. Foster | Management | For | For |
1.4 | Elect Director Joseph M. Holsten | Management | For | For |
1.5 | Elect Director Blythe J. McGarvie | Management | For | For |
1.6 | Elect Director Paul M. Meister | Management | For | For |
1.7 | Elect Director John F. O'Brien | Management | For | For |
1.8 | Elect Director Guhan Subramanian | Management | For | For |
1.9 | Elect Director Robert L. Wagman | Management | For | For |
1.10 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LSI CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: LSI Security ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles A. Haggerty | Management | For | For |
1b | Elect Director Richard S. Hill | Management | For | For |
1c | Elect Director John H.F. Miner | Management | For | For |
1d | Elect Director Arun Netravali | Management | For | For |
1e | Elect Director Charles C. Pope | Management | For | For |
1f | Elect Director Gregorio Reyes | Management | For | For |
1g | Elect Director Michael G. Strachan | Management | For | For |
1h | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1i | Elect Director Susan M. Whitney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MASTEC, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MTZ Security ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dwyer | Management | For | For |
1.2 | Elect Director Frank E. Jaumot | Management | For | For |
1.3 | Elect Director Jose S. Sorzano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MSC INDUSTRIAL DIRECT CO., INC. Meeting Date: JAN 17, 2013 Record Date: NOV 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSM Security ID: 553530106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitchell Jacobson | Management | For | For |
1.2 | Elect Director David Sandler | Management | For | For |
1.3 | Elect Director Jonathan Byrnes | Management | For | For |
1.4 | Elect Director Roger Fradin | Management | For | For |
1.5 | Elect Director Erik Gershwind | Management | For | For |
1.6 | Elect Director Louise Goeser | Management | For | For |
1.7 | Elect Director Denis Kelly | Management | For | For |
1.8 | Elect Director Philip Peller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOBLE CORPORATION Meeting Date: APR 26, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: NE Security ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Cawley | Management | For | For |
1b | Elect Director Gordon T. Hall | Management | For | For |
1c | Elect Director Ashley Almanza | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
NORDSTROM, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: JWN Security ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phyllis J. Campbell | Management | For | For |
1b | Elect Director Michelle M. Ebanks | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Robert G. Miller | Management | For | For |
1e | Elect Director Blake W. Nordstrom | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director B. Kevin Turner | Management | For | For |
1j | Elect Director Robert D. Walter | Management | For | For |
1k | Elect Director Alison A. Winter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NUANCE COMMUNICATIONS, INC. Meeting Date: JAN 25, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: NUAN Security ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | For |
1b | Elect Director Robert G. Teresi | Management | For | For |
1c | Elect Director Robert J. Frankenberg | Management | For | For |
1d | Elect Director Katharine A. Martin | Management | For | For |
1e | Elect Director Patrick T. Hackett | Management | For | For |
1f | Elect Director William H. Janeway | Management | For | For |
1g | Elect Director Mark B. Myers | Management | For | For |
1h | Elect Director Philip J. Quigley | Management | For | For |
1i | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.3 | Elect Director Daniel R. DiMicco | Management | For | For |
1.4 | Elect Director John J. Ferriola | Management | For | For |
1.5 | Elect Director Harvey B. Gantt | Management | For | For |
1.6 | Elect Director Victoria F. Haynes | Management | For | For |
1.7 | Elect Director Bernard L. Kasriel | Management | For | For |
1.8 | Elect Director Christopher J. Kearney | Management | For | For |
1.9 | Elect Director Raymond J. Milchovich | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Amendments to the Bylaws | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
OCEANEERING INTERNATIONAL, INC. Meeting Date: APR 26, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OII Security ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OWENS CORNING Meeting Date: APR 18, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: OC Security ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director J. Brian Ferguson | Management | For | For |
1.3 | Elect Director F. Philip Handy | Management | For | For |
1.4 | Elect Director Michael H. Thaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PENN NATIONAL GAMING, INC. Meeting Date: JUN 12, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PENN Security ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Ronald J. Naples | Management | For | For |
1.3 | Elect Director Barbara Shattuck Kohn | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTA SERVICES, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PWR Security ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director J. Michal Conaway | Management | For | For |
1.3 | Elect Director Vincent D. Foster | Management | For | For |
1.4 | Elect Director Bernard Fried | Management | For | For |
1.5 | Elect Director Louis C. Golm | Management | For | For |
1.6 | Elect Director Worthing F. Jackman | Management | For | For |
1.7 | Elect Director James F. O'Neil III | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director Margaret B. Shannon | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RANGE RESOURCES CORPORATION Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Jonathan S. Linker | Management | For | For |
1f | Elect Director Mary Ralph Lowe | Management | For | For |
1g | Elect Director Kevin S. McCarthy | Management | For | For |
1h | Elect Director John H. Pinkerton | Management | For | For |
1i | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Methane Emissions | Shareholder | Against | Against |
SEMTECH CORPORATION Meeting Date: JUN 20, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: SMTC Security ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SL GREEN REALTY CORP. Meeting Date: JUN 13, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLG Security ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin Thomas Burton, III. | Management | For | For |
1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SPX CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPW Security ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry S. Lisenby | Management | For | For |
1.2 | Elect Director David V. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 23, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director Alston D. Correll | Management | For | For |
1.3 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director M. Douglas Ivester | Management | For | For |
1.6 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.7 | Elect Director William A. Linnenbringer | Management | For | For |
1.8 | Elect Director Donna S. Morea | Management | For | For |
1.9 | Elect Director David M. Ratcliffe | Management | For | For |
1.10 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.11 | Elect Director Frank W. Scruggs | Management | For | For |
1.12 | Elect Director Thomas R. Watjen | Management | For | For |
1.13 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORPORATION Meeting Date: FEB 13, 2013 Record Date: DEC 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: AMTD Security ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director Kerry A. Peacock | Management | For | Withhold |
1.3 | Elect Director J. Peter Ricketts | Management | For | Withhold |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: MAR 06, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
TELEFLEX INCORPORATED Meeting Date: MAY 03, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: TFX Security ID: 879369106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia C. Barron | Management | For | For |
1b | Elect Director W. Kim Foster | Management | For | For |
1c | Elect Director Jeffrey A. Graves | Management | For | For |
1d | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE COOPER COMPANIES, INC. Meeting Date: MAR 21, 2013 Record Date: JAN 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: COO Security ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE J. M. SMUCKER COMPANY Meeting Date: AUG 15, 2012 Record Date: JUN 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: SJM Security ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Dolan | Management | For | For |
2 | Elect Director Nancy Lopez Knight | Management | For | For |
3 | Elect Director Gary A. Oatey | Management | For | For |
4 | Elect Director Alex Shumate | Management | For | For |
5 | Elect Director Timothy P. Smucker | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Prepare Coffee Sustainability Plan | Shareholder | Against | Against |
THE KROGER CO. Meeting Date: JUN 27, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: KR Security ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Against |
TIBCO SOFTWARE INC. Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TIBX Security ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
W. R. BERKLEY CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WRB Security ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Robert Berkley, Jr. | Management | For | Against |
1.2 | Elect Director Ronald E. Blaylock | Management | For | Against |
1.3 | Elect Director Mark E. Brockbank | Management | For | Against |
1.4 | Elect Director George G. Daly | Management | For | Against |
1.5 | Elect Director Mary C. Farrell | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WISCONSIN ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: WEC Security ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Thomas J. Fischer | Management | For | For |
1.6 | Elect Director Gale E. Klappa | Management | For | For |
1.7 | Elect Director Henry W. Knueppel | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Stock Index Fund
3M COMPANY Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MMM Security ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
ABBOTT LABORATORIES Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
ABBVIE INC. Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
ACE LIMITED Meeting Date: MAY 16, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Hernandez as Director | Management | For | For |
1.2 | Elect Peter Menikoff as Director | Management | For | For |
1.3 | Elect Robert Ripp as Director | Management | For | For |
1.4 | Elect Theodore E. Shasta as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3.1 | Approve Annual Report | Management | For | For |
3.2 | Accept Statutory Financial Statements | Management | For | For |
3.3 | Accept Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
9 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
ACTAVIS, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Michelson | Management | For | For |
1b | Elect Director Ronald R. Taylor | Management | For | For |
1c | Elect Director Andrew L. Turner | Management | For | For |
1d | Elect Director Paul M. Bisaro | Management | For | For |
1e | Elect Director Christopher W. Bodine | Management | For | For |
1f | Elect Director Michael J. Feldman | Management | For | For |
1g | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
ADOBE SYSTEMS INCORPORATED Meeting Date: APR 11, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADBE Security ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AETNA INC. Meeting Date: MAY 17, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: AET Security ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
AFLAC INCORPORATED Meeting Date: MAY 06, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: AFL Security ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director E. Stephen Purdom | Management | For | For |
1k | Elect Director Barbara K. Rimer | Management | For | For |
1l | Elect Director Melvin T. Stith | Management | For | For |
1m | Elect Director David Gary Thompson | Management | For | For |
1n | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 20, 2013 Record Date: JAN 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
AGL RESOURCES INC. Meeting Date: APR 30, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: GAS Security ID: 001204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.10 | Elect Director Dean R. O'Hare | Management | For | For |
1.11 | Elect Director Armando J. Olivera | Management | For | For |
1.12 | Elect Director John E. Rau | Management | For | For |
1.13 | Elect Director James A. Rubright | Management | For | For |
1.14 | Elect Director John W. Somerhalder II | Management | For | For |
1.15 | Elect Director Bettina M. Whyte | Management | For | For |
1.16 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 24, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: APD Security ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Davis, III | Management | For | For |
1b | Elect Director W. Douglas Ford | Management | For | For |
1c | Elect Director Evert Henkes | Management | For | For |
1d | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
AIRGAS, INC. Meeting Date: AUG 14, 2012 Record Date: JUN 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: ARG Security ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Michael L. Molinini | Management | For | For |
1.3 | Elect Director Paula A. Sneed | Management | For | For |
1.4 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
AKAMAI TECHNOLOGIES, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: AKAM Security ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela J. Craig | Management | For | For |
1.2 | Elect Director F. Thomson Leighton | Management | For | For |
1.3 | Elect Director Paul Sagan | Management | For | For |
1.4 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3a | Declassify the Board of Directors | Management | For | For |
3b | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALCOA INC. Meeting Date: MAY 03, 2013 Record Date: FEB 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: AA Security ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.2 | Elect Director Michael G. Morris | Management | For | For |
1.3 | Elect Director E. Stanley O'Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALXN Security ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATI Security ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Harshman | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.4 | Elect Director John D. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. Meeting Date: APR 30, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
ALTERA CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALTR Security ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ALTRIA GROUP, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MO Security ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AMAZON.COM, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | For |
AMEREN CORPORATION Meeting Date: APR 23, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AEE Security ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Steven H. Lipstein | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
1.9 | Elect Director Thomas R. Voss | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
1.11 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Against |
AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 23, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AEP Security ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
AMERICAN EXPRESS COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Arthur C. Martinez | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMERIPRISE FINANCIAL, INC. Meeting Date: APR 24, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMP Security ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMERISOURCEBERGEN CORPORATION Meeting Date: FEB 28, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.6 | Elect Director Kathleen W. Hyle | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMGN Security ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AMPHENOL CORPORATION Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: APH Security ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
ANALOG DEVICES, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AON PLC Meeting Date: MAY 17, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AON Security ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lester B. Knight as Director | Management | For | For |
1.2 | Elect Gregory C. Case as Director | Management | For | For |
1.3 | Elect Fulvio Conti as Director | Management | For | Against |
1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
1.6 | Elect J. Michael Losh as Director | Management | For | For |
1.7 | Elect Robert S. Morrison as Director | Management | For | For |
1.8 | Elect Richard B. Myers as Director | Management | For | For |
1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
1.10 | Elect Gloria Santona as Director | Management | For | For |
1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Chansoo Joung | Management | For | For |
3 | Elect Director William C. Montgomery | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY Meeting Date: APR 30, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: AIV Security ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | For |
1.2 | Elect Director Terry Considine | Management | For | For |
1.3 | Elect Director Thomas L. Keltner | Management | For | For |
1.4 | Elect Director J. Landis Martin | Management | For | For |
1.5 | Elect Director Robert A. Miller | Management | For | For |
1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: MAR 05, 2013 Record Date: JAN 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY Meeting Date: NOV 01, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: ADM Security ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Mollie Hale Carter | Management | For | For |
1.4 | Elect Director Terrell K. Crews | Management | For | For |
1.5 | Elect Director Pierre Dufour | Management | For | For |
1.6 | Elect Director Donald E. Felsinger | Management | For | For |
1.7 | Elect Director Antonio Maciel | Management | For | For |
1.8 | Elect Director Patrick J. Moore | Management | For | For |
1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ARCHER-DANIELS-MIDLAND COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADM Security ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Mollie Hale Carter | Management | For | For |
1.4 | Elect Director Terell K. Crews | Management | For | For |
1.5 | Elect Director Pierre Dufour | Management | For | For |
1.6 | Elect Director Donald E. Felsinger | Management | For | For |
1.7 | Elect Director Antonio Maciel | Management | For | For |
1.8 | Elect Director Patrick J. Moore | Management | For | For |
1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASSURANT, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: AIZ Security ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elaine D. Rosen | Management | For | For |
1b | Elect Director Howard L. Carver | Management | For | For |
1c | Elect Director Juan N. Cento | Management | For | For |
1d | Elect Director Elyse Douglas | Management | For | For |
1e | Elect Director Lawrence V. Jackson | Management | For | For |
1f | Elect Director David B. Kelso | Management | For | For |
1g | Elect Director Charles J. Koch | Management | For | For |
1h | Elect Director Jean-Paul L. Montupet | Management | For | For |
1i | Elect Director Robert B. Pollock | Management | For | For |
1j | Elect Director Paul J. Reilly | Management | For | For |
1k | Elect Director Robert W. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AT&T INC. Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
AUTOMATIC DATA PROCESSING, INC. Meeting Date: NOV 13, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: ADP Security ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Enrique T. Salem | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTONATION, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: AN Security ID: 05329W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Robert J. Brown | Management | For | For |
1.3 | Elect Director Rick L. Burdick | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Michael Larson | Management | For | For |
1.7 | Elect Director Michael E. Maroone | Management | For | For |
1.8 | Elect Director Carlos A. Migoya | Management | For | For |
1.9 | Elect Director G. Mike Mikan | Management | For | For |
1.10 | Elect Director Alison H. Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
AUTOZONE, INC. Meeting Date: DEC 12, 2012 Record Date: OCT 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue E. Gove | Management | For | For |
1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.3 | Elect Director Enderson Guimaraes | Management | For | For |
1.4 | Elect Director J. R. Hyde, III | Management | For | For |
1.5 | Elect Director W. Andrew McKenna | Management | For | For |
1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.7 | Elect Director Luis P. Nieto | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVALONBAY COMMUNITIES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: AVB Security ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
AVERY DENNISON CORPORATION Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: AVY Security ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: AVP Security ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Conant | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Sheri S. McCoy | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Against |
BAKER HUGHES INCORPORATED Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: BHI Security ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director James W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BALL CORPORATION Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLL Security ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hanno C. Fiedler | Management | For | Withhold |
1.2 | Elect Director John F. Lehman | Management | For | Withhold |
1.3 | Elect Director Georgia R. Nelson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BANK OF AMERICA CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
BB&T CORPORATION Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: BBT Security ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BB&T CORPORATION Meeting Date: APR 23, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBT Security ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director James A. Faulkner | Management | For | For |
1.7 | Elect Director I. Patricia Henry | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Eric C. Kendrick | Management | For | For |
1.10 | Elect Director Kelly S. King | Management | For | For |
1.11 | Elect Director Louis B. Lynn | Management | For | For |
1.12 | Elect Director Edward C. Milligan | Management | For | Withhold |
1.13 | Elect Director Charles A. Patton | Management | For | For |
1.14 | Elect Director Nido R. Qubein | Management | For | For |
1.15 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Edwin H. Welch | Management | For | For |
1.19 | Elect Director Stephen T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BEAM INC. Meeting Date: APR 23, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: BEAM Security ID: 073730103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard A. Goldstein | Management | For | For |
1b | Elect Director Stephen W. Golsby | Management | For | For |
1c | Elect Director Ann F. Hackett | Management | For | For |
1d | Elect Director A. D. David Mackay | Management | For | For |
1e | Elect Director Gretchen W. Price | Management | For | For |
1f | Elect Director Matthew J. Shattock | Management | For | For |
1g | Elect Director Robert A. Steele | Management | For | For |
1h | Elect Director Peter M. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 29, 2013 Record Date: DEC 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Adel A.F. Mahmoud | Management | For | For |
1.10 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.11 | Elect Director James F. Orr | Management | For | For |
1.12 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.13 | Elect Director Rebecca W. Rimel | Management | For | For |
1.14 | Elect Director Bertram L. Scott | Management | For | For |
1.15 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Rescind Fair Price Provision | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BEMIS COMPANY, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Haffner | Management | For | For |
1.2 | Elect Director Holly A. Van Deursen | Management | For | For |
1.3 | Elect Director David T. Szczupak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 04, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
BLACKROCK, INC. Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. Meeting Date: JUL 25, 2012 Record Date: JUN 04, 2012 Meeting Type: PROXY CONTEST | ||||
Ticker: BMC Security ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director John M. Dillon | Management | For | For |
5 | Elect Director Meldon K. Gafner | Management | For | For |
6 | Elect Director Mark J. Hawkins | Management | For | For |
7 | Elect Director Stephan A. James | Management | For | For |
8 | Elect Director P. Thomas Jenkins | Management | For | For |
9 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
10 | Elect Director Kathleen A. O'Neil | Management | For | For |
11 | Elect Director Carl James Schaper | Management | For | For |
12 | Elect Director Tom C. Tinsley | Management | For | For |
13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
BORGWARNER INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BWA Security ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jere A. Drummond | Management | For | For |
2 | Elect Director John R. McKernan, Jr. | Management | For | For |
3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
4 | Elect Director James R. Verrier | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | For | For |
BOSTON PROPERTIES, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: BXP Security ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird Budinger | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
1.4 | Elect Director Joel I. Klein | Management | For | For |
1.5 | Elect Director Douglas T. Linde | Management | For | For |
1.6 | Elect Director Matthew J. Lustig | Management | For | For |
1.7 | Elect Director Alan J. Patricof | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katharine T. Bartlett | Management | For | For |
1b | Elect Director Bruce L. Byrnes | Management | For | For |
1c | Elect Director Nelda J. Connors | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 07, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Vicki L. Sato | Management | For | For |
1H | Elect Director Elliott Sigal | Management | For | For |
1I | Elect Director Gerald L. Storch | Management | For | For |
1J | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROADCOM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRCM Security ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROWN-FORMAN CORPORATION Meeting Date: JUL 26, 2012 Record Date: JUN 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: BF.A Security ID: 115637209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
C. R. BARD, INC. Meeting Date: APR 17, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: BCR Security ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
C.H. ROBINSON WORLDWIDE, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHRW Security ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1c | Elect Director Jodee A. Kozlak | Management | For | For |
1d | Elect Director ReBecca Koenig Roloff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CA, INC. Meeting Date: AUG 01, 2012 Record Date: JUN 05, 2012 Meeting Type: ANNUAL | ||||
Ticker: CA Security ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jens Alder | Management | For | For |
2 | Elect Director Raymond J. Bromark | Management | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Rohit Kapoor | Management | For | For |
5 | Elect Director Kay Koplovitz | Management | For | For |
6 | Elect Director Christopher B. Lofgren | Management | For | For |
7 | Elect Director William E. McCracken | Management | For | For |
8 | Elect Director Richard Sulpizio | Management | For | For |
9 | Elect Director Laura S. Unger | Management | For | For |
10 | Elect Director Arthur F. Weinbach | Management | For | For |
11 | Elect Director Renato (Ron) Zambonini | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
CABLEVISION SYSTEMS CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVC Security ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | Withhold |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: COG Security ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert L. Keiser | Management | For | For |
1b | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAM Security ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Hackett | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CAMPBELL SOUP COMPANY Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: CPB Security ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Bennett Dorrance | Management | For | For |
1.4 | Elect Director Lawrence C. Karlson | Management | For | For |
1.5 | Elect Director Randall W. Larrimore | Management | For | For |
1.6 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
1.7 | Elect Director Sara Mathew | Management | For | For |
1.8 | Elect Director Denise M. Morrison | Management | For | For |
1.9 | Elect Director Charles R. Perrin | Management | For | For |
1.10 | Elect Director A. Barry Rand | Management | For | For |
1.11 | Elect Director Nick Shreiber | Management | For | For |
1.12 | Elect Director Tracey T. Travis | Management | For | For |
1.13 | Elect Director Archbold D. van Beuren | Management | For | For |
1.14 | Elect Director Les C. Vinney | Management | For | For |
1.15 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CARDINAL HEALTH, INC. Meeting Date: NOV 02, 2012 Record Date: SEP 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: CAH Security ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
1.12 | Elect Director Jean G. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
CAREFUSION CORPORATION Meeting Date: APR 15, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
13 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
14 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Approve Remuneration of Executive Directors | Management | For | For |
17 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorize Shares for Market Purchase | Management | For | For |
CBRE GROUP, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CBG Security ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Jane J. Su | Management | For | For |
1.8 | Elect Director Robert E. Sulentic | Management | For | For |
1.9 | Elect Director Laura D. Tyson | Management | For | For |
1.10 | Elect Director Gary L. Wilson | Management | For | For |
1.11 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTERPOINT ENERGY, INC. Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNP Security ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTURYLINK, INC. Meeting Date: MAY 22, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Bruce Hanks | Management | For | For |
1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.3 | Elect Director Fred R. Nichols | Management | For | For |
1.4 | Elect Director William A. Owens | Management | For | For |
1.5 | Elect Director Harvey P. Perry | Management | For | For |
1.6 | Elect Director Glen F. Post, III | Management | For | For |
1.7 | Elect Director Laurie A. Siegel | Management | For | For |
1.8 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Share Retention Policy | Shareholder | Against | Against |
4b | Adopt Policy on Bonus Banking | Shareholder | Against | For |
4c | Proxy Access | Shareholder | Against | For |
4d | Provide for Confidential Voting | Shareholder | Against | For |
CERNER CORPORATION Meeting Date: MAY 24, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: CERN Security ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CF Security ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | For |
8 | Report on Sustainability | Shareholder | Against | For |
CHEVRON CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Against |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMG Security ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
CIGNA CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
CINCINNATI FINANCIAL CORPORATION Meeting Date: APR 27, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CINF Security ID: 172062101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bahl | Management | For | For |
1.2 | Elect Director Gregory T. Bier | Management | For | For |
1.3 | Elect Director Linda Clement-Holmes | Management | For | For |
1.4 | Elect Director Dirk J. Debbink | Management | For | For |
1.5 | Elect Director Steven J. Johnston | Management | For | For |
1.6 | Elect Director Kenneth C. Lichtendahl | Management | For | For |
1.7 | Elect Director W. Rodney McMullen | Management | For | For |
1.8 | Elect Director Gretchen W. Price | Management | For | For |
1.9 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.10 | Elect Director Thomas R. Schiff | Management | For | For |
1.11 | Elect Director Douglas S. Skidmore | Management | For | For |
1.12 | Elect Director Kenneth W. Stecher | Management | For | For |
1.13 | Elect Director John F. Steele, Jr. | Management | For | For |
1.14 | Elect Director Larry R. Webb | Management | For | For |
1.15 | Elect Director E. Anthony Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
CINTAS CORPORATION Meeting Date: OCT 16, 2012 Record Date: AUG 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: CTAS Security ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Richard T. Farmer | Management | For | For |
1e | Elect Director Scott D. Farmer | Management | For | For |
1f | Elect Director James J. Johnson | Management | For | For |
1g | Elect Director Robert J. Kohlhepp | Management | For | For |
1h | Elect Director Joseph Scaminace | Management | For | For |
1i | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. Meeting Date: NOV 15, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTXS Security ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLIFFS NATURAL RESOURCES INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CLF Security ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph A. Carrabba | Management | For | For |
1b | Elect Director Susan M. Cunningham | Management | For | For |
1c | Elect Director Barry J. Eldridge | Management | For | For |
1d | Elect Director Andres R. Gluski | Management | For | For |
1e | Elect Director Susan M. Green | Management | For | For |
1f | Elect Director Janice K. Henry | Management | For | For |
1g | Elect Director James F. Kirsch | Management | For | For |
1h | Elect Director Francis R. McAllister | Management | For | For |
1i | Elect Director Richard K. Riederer | Management | For | For |
1j | Elect Director Timothy W. Sullivan | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CME GROUP INC. Meeting Date: MAY 22, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: CME Security ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom, II | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
CMS ENERGY CORPORATION Meeting Date: MAY 17, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMS Security ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Barfield | Management | For | For |
1.2 | Elect Director Stephen E. Ewing | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director William D. Harvey | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Laura H. Wright | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COACH, INC. Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COCA-COLA ENTERPRISES, INC. Meeting Date: APR 23, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCE Security ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Suzanne B. Labarge | Management | For | For |
1.8 | Elect Director Veronique Morali | Management | For | For |
1.9 | Elect Director Andrea L. Saia | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 04, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CTSH Security ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 10, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CL Security ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COMERICA INCORPORATED Meeting Date: APR 23, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMA Security ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
COMPUTER SCIENCES CORPORATION Meeting Date: AUG 07, 2012 Record Date: JUN 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: CSC Security ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director David J. Barram | Management | For | For |
3 | Elect Director Stephen L. Baum | Management | For | For |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | For |
6 | Elect Director Judith R. Haberkorn | Management | For | For |
7 | Elect Director J. Michael Lawrie | Management | For | For |
8 | Elect Director Chong Sup Park | Management | For | For |
9 | Elect Director Lawrence A. Zimmerman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CONAGRA FOODS, INC. Meeting Date: SEP 21, 2012 Record Date: JUL 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: CAG Security ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONOCOPHILLIPS Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: COP Security ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director James E. Copeland, Jr. | Management | For | For |
1d | Elect Director Jody L. Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Mohd H. Marican | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
CONSOL ENERGY INC. Meeting Date: MAY 08, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNX Security ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brett Harvey | Management | For | For |
1.2 | Elect Director Philip W. Baxter | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director William E. Davis | Management | For | For |
1.5 | Elect Director Raj K. Gupta | Management | For | For |
1.6 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.7 | Elect Director John T. Mills | Management | For | For |
1.8 | Elect Director William P. Powell | Management | For | For |
1.9 | Elect Director Joseph T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Report on Climate Change | Shareholder | Against | Against |
CONSOLIDATED EDISON, INC. Meeting Date: MAY 20, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: ED Security ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Burke | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director George Campbell, Jr. | Management | For | For |
1.4 | Elect Director Gordon J. Davis | Management | For | For |
1.5 | Elect Director Michael J. Del Giudice | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director John F. Hennessy, III | Management | For | For |
1.8 | Elect Director John F. Killian | Management | For | For |
1.9 | Elect Director Eugene R. McGrath | Management | For | For |
1.10 | Elect Director Sally H. Pinero | Management | For | For |
1.11 | Elect Director Michael W. Ranger | Management | For | For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
CONSTELLATION BRANDS, INC. Meeting Date: JUL 27, 2012 Record Date: MAY 29, 2012 Meeting Type: ANNUAL | ||||
Ticker: STZ Security ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director Paul L. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
7 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
COOPER INDUSTRIES PLC Meeting Date: OCT 26, 2012 Record Date: SEP 13, 2012 Meeting Type: SPECIAL | ||||
Ticker: CBE Security ID: G24140111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Capital Authorization | Management | For | For |
3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Issue Shares in Connection with Acquisition | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | For |
COOPER INDUSTRIES PLC Meeting Date: OCT 26, 2012 Record Date: SEP 13, 2012 Meeting Type: COURT | ||||
Ticker: CBE Security ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
CORNING INCORPORATED Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GLW Security ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Seely Brown | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.6 | Elect Director James B. Flaws | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COSTCO WHOLESALE CORPORATION Meeting Date: JAN 24, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: COST Security ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Carson, Sr. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COVENTRY HEALTH CARE, INC. Meeting Date: NOV 21, 2012 Record Date: OCT 15, 2012 Meeting Type: SPECIAL | ||||
Ticker: CVH Security ID: 222862104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
COVIDIEN PLC Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1b | Elect Director J. Landis Martin | Management | For | For |
1c | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSX CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Edward J. Kelly, III | Management | For | For |
1f | Elect Director Gilbert H. Lamphere | Management | For | For |
1g | Elect Director John D. McPherson | Management | For | For |
1h | Elect Director Timothy T. O'Toole | Management | For | For |
1i | Elect Director David M. Ratcliffe | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Michael J. Ward | Management | For | For |
1l | Elect Director J.C. Watts, Jr. | Management | For | For |
1m | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUMMINS INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMI Security ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
CVS CAREMARK CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
D.R. HORTON, INC. Meeting Date: JAN 24, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: DHI Security ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Bradley S. Anderson | Management | For | For |
1c | Elect Director Michael R. Buchanan | Management | For | For |
1d | Elect Director Michael W. Hewatt | Management | For | For |
1e | Elect Director Bob G. Scott | Management | For | For |
1f | Elect Director Donald J. Tomnitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
DARDEN RESTAURANTS, INC. Meeting Date: SEP 18, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: DRI Security ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Barnes | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Christopher J. (CJ) Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger, Jr. | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
1.13 | Elect Director William S. Simon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DEAN FOODS COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: DF Security ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregg L. Engles | Management | For | For |
1.2 | Elect Director Tom C. Davis | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
1.4 | Elect Director Robert T. Wiseman | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
DEERE & COMPANY Meeting Date: FEB 27, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: DE Security ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELL INC. Meeting Date: JUL 13, 2012 Record Date: MAY 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: DELL Security ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Breyer | Management | For | For |
2 | Elect Director Donald J. Carty | Management | For | For |
3 | Elect Director Janet F. Clark | Management | For | For |
4 | Elect Director Laura Conigliaro | Management | For | For |
5 | Elect Director Michael S. Dell | Management | For | For |
6 | Elect Director Kenneth M. Duberstein | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Gerard J. Kleisterlee | Management | For | For |
9 | Elect Director Klaus S. Luft | Management | For | For |
10 | Elect Director Alex J. Mandl | Management | For | For |
11 | Elect Director Shantanu Narayen | Management | For | For |
12 | Elect Director H. Ross Perot, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENBURY RESOURCES INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: DNR Security ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director Gregory L. McMichael | Management | For | For |
1.6 | Elect Director Kevin O. Meyers | Management | For | For |
1.7 | Elect Director Phil Rykhoek | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
1.9 | Elect Director Laura A. Sugg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: XRAY Security ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paula H. Cholmondeley | Management | For | For |
1b | Elect Director Michael J. Coleman | Management | For | For |
1c | Elect Director John C. Miles, II | Management | For | For |
1d | Elect Director John L. Miclot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
DEVON ENERGY CORPORATION Meeting Date: JUN 05, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DVN Security ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DEVRY INC. Meeting Date: NOV 07, 2012 Record Date: SEP 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: DV Security ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren R. Huston | Management | For | For |
1.2 | Elect Director William T. Keevan | Management | For | For |
1.3 | Elect Director Lyle Logan | Management | For | For |
1.4 | Elect Director Alan G. Merten | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: DO Security ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | Against |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | Against |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | Against |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | Against |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: DTV Security ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: DFS Security ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: DISCA Security ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | Withhold |
1.2 | Elect Director John S. Hendricks | Management | For | Withhold |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
DOLLAR GENERAL CORPORATION Meeting Date: MAY 29, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: DG Security ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | For |
1.2 | Elect Director Warren F. Bryant | Management | For | For |
1.3 | Elect Director Michael M. Calbert | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1.7 | Elect Director Adrian Jones | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
1.9 | Elect Director David B. Rickard | Management | For | For |
2 | Adopt Majority Voting for the Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOMINION RESOURCES, INC. Meeting Date: MAY 03, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: D Security ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | Against |
1.7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.12 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Against |
6 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
8 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
DOVER CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOV Security ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David H. Benson | Management | For | For |
1b | Elect Director Robert W. Cremin | Management | For | For |
1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1d | Elect Director Peter T. Francis | Management | For | For |
1e | Elect Director Kristiane C. Graham | Management | For | For |
1f | Elect Director M.F. Johnston | Management | For | For |
1g | Elect Director Robert A. Livingston | Management | For | For |
1h | Elect Director Richard K. Lochridge | Management | For | For |
1i | Elect Director Bernard G. Rethore | Management | For | For |
1j | Elect Director Michael B. Stubbs | Management | For | For |
1k | Elect Director Stephen M. Todd | Management | For | For |
1l | Elect Director Stephen K. Wagner | Management | For | For |
1m | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DR PEPPER SNAPPLE GROUP, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: DPS Security ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Ronald G. Rogers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
DTE ENERGY COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: DTE Security ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
DUKE ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: DUK Security ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director John H. Forsgren | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
E*TRADE FINANCIAL CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETFC Security ID: 269246401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul T. Idzik | Management | For | For |
1b | Elect Director Frederick W. Kanner | Management | For | For |
1c | Elect Director James Lam | Management | For | For |
1d | Elect Director Rodger A. Lawson | Management | For | For |
1e | Elect Director Rebecca Saeger | Management | For | For |
1f | Elect Director Joseph L. Sclafani | Management | For | For |
1g | Elect Director Joseph M. Velli | Management | For | For |
1h | Elect Director Donna L. Weaver | Management | For | For |
1i | Elect Director Stephen H. Willard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY Meeting Date: APR 24, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: DD Security ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Genetically Engineered Seed | Shareholder | Against | Against |
7 | Report on Pay Disparity | Shareholder | Against | Against |
EASTMAN CHEMICAL COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMN Security ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
EATON CORPORATION Meeting Date: OCT 26, 2012 Record Date: SEP 13, 2012 Meeting Type: SPECIAL | ||||
Ticker: ETN Security ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
EATON CORPORATION PLC Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EBAY INC. Meeting Date: APR 18, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
4 | Report on Privacy and Data Security | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
ECOLAB INC. Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ECL Security ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.6 | Elect Director Arthur J. Higgins | Management | For | For |
1.7 | Elect Director Joel W. Johnson | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director Jerry W. Levin | Management | For | For |
1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
1.11 | Elect Director Victoria J. Reich | Management | For | For |
1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.13 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
EDISON INTERNATIONAL Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EIX Security ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: EW Security ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | For |
1.2 | Elect Director William J. Link | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
ELECTRONIC ARTS INC. Meeting Date: JUL 26, 2012 Record Date: JUN 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: EA Security ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jay C. Hoag | Management | For | For |
3 | Elect Director Jeffrey T. Huber | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | Against |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst, III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Luis A. Ubinas | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
ELI LILLY AND COMPANY Meeting Date: MAY 06, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
EMERSON ELECTRIC CO. Meeting Date: FEB 05, 2013 Record Date: NOV 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: EMR Security ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director J. B. Bolten | Management | For | For |
1.3 | Elect Director M. S. Levatich | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
ENSCO PLC Meeting Date: MAY 20, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESV Security ID: G3157S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Francis S. Kalman as Director | Management | For | For |
2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
3 | Re-elect Mary Francis CBE as Director | Management | For | For |
4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
ENTERGY CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETR Security ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
EOG RESOURCES, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director James C. Day | Management | For | For |
1c | Elect Director Mark G. Papa | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQT CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: EQT Security ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
1.4 | Elect Director Stephen A. Thorington | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
EQUIFAX INC. Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: EFX Security ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY RESIDENTIAL Meeting Date: JUN 13, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: EQR Security ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
EXELON CORPORATION Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXC Security ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director Thomas J. Ridge | Management | For | For |
1n | Elect Director John W. Rogers, Jr. | Management | For | For |
1o | Elect Director Mayo A. Shattuck, III | Management | For | For |
1p | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPD Security ID: 302130109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Rose | Management | For | For |
2 | Elect Director Robert R. Wright | Management | For | For |
3 | Elect Director Mark A. Emmert | Management | For | For |
4 | Elect Director R. Jordan Gates | Management | For | For |
5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
6 | Elect Director Michael J. Malone | Management | For | For |
7 | Elect Director John W. Meisenbach | Management | For | For |
8 | Elect Director Liane J. Pelletier | Management | For | For |
9 | Elect Director James L.k. Wang | Management | For | For |
10 | Elect Director Tay Yoshitani | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Stock Option Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Stock Retention | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FAMILY DOLLAR STORES, INC. Meeting Date: JAN 17, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: FDO Security ID: 307000109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Bernstein | Management | For | For |
1.2 | Elect Director Pamela L. Davies | Management | For | For |
1.3 | Elect Director Sharon Allred Decker | Management | For | For |
1.4 | Elect Director Edward C. Dolby | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Edward P. Garden | Management | For | For |
1.7 | Elect Director Howard R. Levine | Management | For | For |
1.8 | Elect Director George R. Mahoney, Jr. | Management | For | For |
1.9 | Elect Director James G. Martin | Management | For | For |
1.10 | Elect Director Harvey Morgan | Management | For | For |
1.11 | Elect Director Dale C. Pond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt ILO Based Code of Conduct | Shareholder | Against | Against |
FASTENAL COMPANY Meeting Date: APR 16, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FAST Security ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Kierlin | Management | For | For |
1b | Elect Director Stephen M. Slaggie | Management | For | For |
1c | Elect Director Michael M. Gostomski | Management | For | For |
1d | Elect Director Willard D. Oberton | Management | For | For |
1e | Elect Director Michael J. Dolan | Management | For | For |
1f | Elect Director Reyne K. Wisecup | Management | For | For |
1g | Elect Director Hugh L. Miller | Management | For | For |
1h | Elect Director Michael J. Ancius | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Rita J. Heise | Management | For | For |
1k | Elect Director Darren R. Jackson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FEDEX CORPORATION Meeting Date: SEP 24, 2012 Record Date: JUL 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 29, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: FIS Security ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FITB Security ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST HORIZON NATIONAL CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: FHN Security ID: 320517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Carter | Management | For | For |
1.2 | Elect Director John C. Compton | Management | For | For |
1.3 | Elect Director Mark A. Emkes | Management | For | For |
1.4 | Elect Director Corydon J. Gilchrist | Management | For | For |
1.5 | Elect Director Vicky B. Gregg | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Scott M. Niswonger | Management | For | For |
1.9 | Elect Director Vicki R. Palmer | Management | For | For |
1.10 | Elect Director Colin V. Reed | Management | For | For |
1.11 | Elect Director Luke Yancy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. Meeting Date: MAY 22, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: FSLR Security ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Richard D. Chapman | Management | For | For |
1.3 | Elect Director George A. Hambro | Management | For | For |
1.4 | Elect Director James A. Hughes | Management | For | For |
1.5 | Elect Director Craig Kennedy | Management | For | For |
1.6 | Elect Director James F. Nolan | Management | For | For |
1.7 | Elect Director William J. Post | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director Paul H. Stebbins | Management | For | For |
1.10 | Elect Director Michael Sweeney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FIRSTENERGY CORP. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FE Security ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | Withhold |
1.7 | Elect Director Julia L. Johnson | Management | For | For |
1.8 | Elect Director Ted J. Kleisner | Management | For | Withhold |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | Withhold |
1.12 | Elect Director Catherine A. Rein | Management | For | Withhold |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
FISERV, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: FISV Security ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FLIR SYSTEMS, INC. Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLIR Security ID: 302445101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Carter | Management | For | For |
1.2 | Elect Director Michael T. Smith | Management | For | For |
1.3 | Elect Director John W. Wood, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
FLOWSERVE CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLS Security ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gayla J. Delly | Management | For | For |
1.2 | Elect Director Rick J. Mills | Management | For | For |
1.3 | Elect Director Charles M. Rampacek | Management | For | For |
1.4 | Elect Director William C. Rusnack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
FLUOR CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLR Security ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | Against |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | Against |
1D | Elect Director James T. Hackett | Management | For | For |
1E | Elect Director Kent Kresa | Management | For | For |
1F | Elect Director Dean R. O'Hare | Management | For | For |
1G | Elect Director Armando J. Olivera | Management | For | For |
1H | Elect Director David T. Seaton | Management | For | For |
1I | Elect Director Nader H. Sultan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FMC CORPORATION Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: FMC Security ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FMC TECHNOLOGIES, INC. Meeting Date: MAY 03, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: FTI Security ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1b | Elect Director Claire S. Farley | Management | For | For |
1c | Elect Director Joseph H. Netherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
FORD MOTOR COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: F Security ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | Against |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approval of Tax Benefits Preservation Plan | Management | For | For |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
FOREST LABORATORIES, INC. Meeting Date: AUG 15, 2012 Record Date: JUN 25, 2012 Meeting Type: PROXY CONTEST | ||||
Ticker: FRX Security ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1.1 | Elect Director Howard Solomon | Management | For | Did Not Vote |
1.2 | Elect Director Nesli Basgoz | Management | For | Did Not Vote |
1.3 | Elect Director Christopher J. Coughlin | Management | For | Did Not Vote |
1.4 | Elect Director Dan L. Goldwasser | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth E. Goodman | Management | For | Did Not Vote |
1.6 | Elect Director Gerald M. Lieberman | Management | For | Did Not Vote |
1.7 | Elect Director Lawrence S. Olanoff | Management | For | Did Not Vote |
1.8 | Elect Director Lester B. Salans | Management | For | Did Not Vote |
1.9 | Elect Director Brenton L. Saunders | Management | For | Did Not Vote |
1.10 | Elect Director Peter J. Zimetbaum | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Adopt Proxy Access Right | Shareholder | Against | Did Not Vote |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Eric J. Ende | Shareholder | For | Withhold |
1.2 | Elect Director Pierre Legault | Shareholder | For | For |
1.3 | Elect Director Andrew J. Fromkin | Shareholder | For | Withhold |
1.4 | Elect Director Daniel A. Ninivaggi | Shareholder | For | For |
1.5 | Management Nominee - Howard Solomon | Shareholder | For | For |
1.6 | Management Nominee - Nesli Basgoz | Shareholder | For | For |
1.7 | Management Nominee - Christopher J. Coughlin | Shareholder | For | For |
1.8 | Management Nominee - Gerald M. Lieberman | Shareholder | For | For |
1.9 | Management Nominee - Brenton L. Saunders | Shareholder | For | For |
1.10 | Management Nominee - Peter J. Zimetbaum | Shareholder | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Abstain | Against |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | For | For |
FOSSIL, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: FOSL Security ID: 349882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.4 | Elect Director Diane L. Neal | Management | For | For |
1.5 | Elect Director Thomas M. Nealon | Management | For | For |
1.6 | Elect Director Mark D. Quick | Management | For | For |
1.7 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.8 | Elect Director Jal S. Shroff | Management | For | For |
1.9 | Elect Director James E. Skinner | Management | For | For |
1.10 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name to Fossil Group, Inc. | Management | For | For |
5 | Report on Supply Chain Environmental Management | Shareholder | Against | For |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
FRONTIER COMMUNICATIONS CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: FTR Security ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Ratify Auditors | Management | For | For |
GANNETT CO., INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GCI Security ID: 364730101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John E. Cody | Management | For | For |
1b | Elect Director Howard D. Elias | Management | For | For |
1c | Elect Director John Jeffry Louis | Management | For | For |
1d | Elect Director Marjorie Magner | Management | For | For |
1e | Elect Director Gracia C. Martore | Management | For | For |
1f | Elect Director Scott K. McCune | Management | For | For |
1g | Elect Director Duncan M. McFarland | Management | For | For |
1h | Elect Director Susan Ness | Management | For | For |
1i | Elect Director Neal Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Double Trigger on Equity Plans | Shareholder | Against | For |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2012 Record Date: JUL 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Paul Danos | Management | For | For |
4 | Elect Director William T. Esrey | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Judith Richards Hope | Management | For | For |
7 | Elect Director Heidi G. Miller | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Steve Odland | Management | For | For |
10 | Elect Director Kendall J. Powell | Management | For | For |
11 | Elect Director Michael D. Rose | Management | For | For |
12 | Elect Director Robert L. Ryan | Management | For | For |
13 | Elect Director Dorothy A. Terrell | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
GENUINE PARTS COMPANY Meeting Date: APR 22, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: GPC Security ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock | Management | For | For |
1.2 | Elect Director Paul D. Donahue | Management | For | For |
1.3 | Elect Director Jean Douville | Management | For | For |
1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
1.5 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.6 | Elect Director John R. Holder | Management | For | For |
1.7 | Elect Director John D. Johns | Management | For | For |
1.8 | Elect Director Michael M. E. Johns | Management | For | For |
1.9 | Elect Director Robert C. 'Robin' Loudermilk, Jr. | Management | For | For |
1.10 | Elect Director Wendy B. Needham | Management | For | For |
1.11 | Elect Director Jerry W. Nix | Management | For | For |
1.12 | Elect Director Gary W. Rollins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENWORTH FINANCIAL, INC. Meeting Date: MAY 15, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: GNW Security ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Bolinder | Management | For | For |
1.2 | Elect Director G. Kent Conrad | Management | For | For |
1.3 | Elect Director Nancy J. Karch | Management | For | For |
1.4 | Elect Director Thomas J. McInerney | Management | For | For |
1.5 | Elect Director Christine B. Mead | Management | For | For |
1.6 | Elect Director David M. Moffett | Management | For | For |
1.7 | Elect Director Thomas E. Moloney | Management | For | For |
1.8 | Elect Director James A. Parke | Management | For | For |
1.9 | Elect Director James S. Riepe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
H&R BLOCK, INC. Meeting Date: SEP 13, 2012 Record Date: JUL 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: HRB Security ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Brown | Management | For | For |
2 | Elect Director William C. Cobb | Management | For | For |
3 | Elect Director Marvin R. Ellison | Management | For | For |
4 | Elect Director Robert A. Gerard | Management | For | For |
5 | Elect Director David Baker Lewis | Management | For | For |
6 | Elect Director Victoria J. Reich | Management | For | For |
7 | Elect Director Bruce C. Rohde | Management | For | For |
8 | Elect Director Tom D. Seip | Management | For | For |
9 | Elect Director Christianna Wood | Management | For | For |
10 | Elect Director James F. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Proxy Access | Shareholder | Against | Against |
H. J. HEINZ COMPANY Meeting Date: AUG 28, 2012 Record Date: JUN 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: HNZ Security ID: 423074103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W.R. Johnson | Management | For | For |
2 | Elect Director C.E. Bunch | Management | For | For |
3 | Elect Director L.S. Coleman, Jr. | Management | For | For |
4 | Elect Director J.G. Drosdick | Management | For | For |
5 | Elect Director E.E. Holiday | Management | For | For |
6 | Elect Director C. Kendle | Management | For | For |
7 | Elect Director D.R. O'Hare | Management | For | For |
8 | Elect Director N. Peltz | Management | For | For |
9 | Elect Director D.H. Reilley | Management | For | For |
10 | Elect Director L.C. Swann | Management | For | For |
11 | Elect Director T.J. Usher | Management | For | For |
12 | Elect Director M.F. Weinstein | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
H. J. HEINZ COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 18, 2013 Meeting Type: SPECIAL | ||||
Ticker: HNZ Security ID: 423074103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
HALLIBURTON COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
HARLEY-DAVIDSON, INC. Meeting Date: APR 27, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOG Security ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | For |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | For |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED Meeting Date: DEC 05, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: HAR Security ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jiren Liu | Management | For | For |
1b | Elect Director Edward H. Meyer | Management | For | For |
1c | Elect Director Dinesh C. Paliwal | Management | For | For |
1d | Elect Director Hellene S. Runtagh | Management | For | For |
1e | Elect Director Frank Sklarsky | Management | For | For |
1f | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HARRIS CORPORATION Meeting Date: OCT 26, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: HRS Security ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director William M. Brown | Management | For | For |
1.02 | Elect Director Peter W. Chiarelli | Management | For | For |
1.03 | Elect Director Thomas A. Dattilo | Management | For | For |
1.04 | Elect Director Terry D. Growcock | Management | For | For |
1.05 | Elect Director Lewis Hay, III | Management | For | For |
1.06 | Elect Director Karen Katen | Management | For | For |
1.07 | Elect Director Stephen P. Kaufman | Management | For | For |
1.08 | Elect Director Leslie F. Kenne | Management | For | For |
1.09 | Elect Director David B. Rickard | Management | For | For |
1.10 | Elect Director James C. Stoffel | Management | For | For |
1.11 | Elect Director Gregory T. Swienton | Management | For | For |
1.12 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HASBRO, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAS Security ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W. O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Suppliers to Publish Sustainability Report | Shareholder | Against | Against |
HCP, INC. Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: HCP Security ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Flaherty, III | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Kenneth B. Roath | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTH CARE REIT, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: HCN Security ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Ballard, Jr. | Management | For | For |
1.2 | Elect Director George L. Chapman | Management | For | For |
1.3 | Elect Director Thomas J. DeRosa | Management | For | For |
1.4 | Elect Director Jeffrey H. Donahue | Management | For | For |
1.5 | Elect Director Peter J. Grua | Management | For | For |
1.6 | Elect Director Fred S. Klipsch | Management | For | For |
1.7 | Elect Director Sharon M. Oster | Management | For | For |
1.8 | Elect Director Jeffrey R. Otten | Management | For | For |
1.9 | Elect Director Judith C. Pelham | Management | For | For |
1.10 | Elect Director R. Scott Trumbull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. Meeting Date: MAR 06, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: HP Security ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director John W. Lindsay | Management | For | For |
1.3 | Elect Director Paula Marshall | Management | For | For |
1.4 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
HESS CORPORATION Meeting Date: MAY 16, 2013 Record Date: APR 08, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: HES Security ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director J. Krenicki | Management | For | Did Not Vote |
1.2 | Elect Director K. Meyers | Management | For | Did Not Vote |
1.3 | Elect Director Fredric G. Reynolds | Management | For | Did Not Vote |
1.4 | Elect Director William G. Schrader | Management | For | Did Not Vote |
1.5 | Director Mark Williams | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Declassify the Board of Directors | Management | For | Did Not Vote |
5 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | Did Not Vote |
7 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Rodney F. Chase | Shareholder | For | For |
1.2 | Elect Director Harvey Golub | Shareholder | For | For |
1.3 | Elect Director Karl F. Kurz | Shareholder | For | For |
1.4 | Elect Director David McManus | Shareholder | For | For |
1.5 | Elect Director Marshall D. Smith | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
4 | Declassify the Board of Directors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
7 | Report on Political Contributions | Shareholder | For | For |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | For | For |
HEWLETT-PACKARD COMPANY Meeting Date: MAR 20, 2013 Record Date: JAN 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: HPQ Security ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
1.4 | Elect Director John H. Hammergren | Management | For | Against |
1.5 | Elect Director Raymond J. Lane | Management | For | Against |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | Against |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
7 | Amend Human Rights Policies | Shareholder | Against | Against |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 22, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
HORMEL FOODS CORPORATION Meeting Date: JAN 29, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: HRL Security ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Director Glenn S. Forbes | Management | For | For |
1.5 | Elect Director Stephen M. Lacy | Management | For | For |
1.6 | Elect Director Susan I. Marvin | Management | For | For |
1.7 | Elect Director John L. Morrison | Management | For | For |
1.8 | Elect Director Elsa A. Murano | Management | For | Withhold |
1.9 | Elect Director Robert C. Nakasone | Management | For | For |
1.10 | Elect Director Susan K. Nestegard | Management | For | For |
1.11 | Elect Director Dakota A. Pippins | Management | For | For |
1.12 | Elect Director Christopher J. Policinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOSPIRA, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSP Security ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Connie R. Curran | Management | For | For |
1b | Elect Director William G. Dempsey | Management | For | For |
1c | Elect Director Dennis M. Fenton | Management | For | For |
1d | Elect Director Heino von Prondzynski | Management | For | For |
1e | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HOST HOTELS & RESORTS, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: HST Security ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheila C. Bair | Management | For | For |
1.2 | Elect Director Robert M. Baylis | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann M. Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUDSON CITY BANCORP, INC. Meeting Date: APR 18, 2013 Record Date: FEB 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: HCBK Security ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
HUMANA INC. Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HUM Security ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | For |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | For |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | For |
HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 18, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: HBAN Security ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann 'Tanny' B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director Peter J. Kight | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLINOIS TOOL WORKS INC. Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ITW Security ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INGERSOLL-RAND PLC Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: IR Security ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | Against |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
INTEGRYS ENERGY GROUP, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEG Security ID: 45822P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director Albert J. Budney, Jr. | Management | For | For |
1.3 | Elect Director Ellen Carnahan | Management | For | For |
1.4 | Elect Director Michelle L. Collins | Management | For | For |
1.5 | Elect Director Kathryn M. Hasselblad-Pascale | Management | For | For |
1.6 | Elect Director John W. Higgins | Management | For | For |
1.7 | Elect Director Paul W. Jones | Management | For | For |
1.8 | Elect Director Holly Keller Koeppel | Management | For | For |
1.9 | Elect Director Michael E. Lavin | Management | For | For |
1.10 | Elect Director William F. Protz, Jr. | Management | For | For |
1.11 | Elect Director Charles A. Schrock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERCONTINENTALEXCHANGE, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: ICE Security ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Judd A. Gregg | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Terrence F. Martell | Management | For | For |
1f | Elect Director Callum McCarthy | Management | For | For |
1g | Elect Director Robert Reid | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: IFF Security ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda B. Buck | Management | For | For |
1c | Elect Director J. Michael Cook | Management | For | For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1e | Elect Director Andreas Fibig | Management | For | For |
1f | Elect Director Christina Gold | Management | For | For |
1g | Elect Director Alexandra A. Herzan | Management | For | For |
1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
1i | Elect Director Katherine M. Hudson | Management | For | For |
1j | Elect Director Arthur C. Martinez | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
1l | Elect Director Douglas D. Tough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 05, 2013 Record Date: JAN 08, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Janice Chaffin | Management | For | For |
1.3 | Elect Director Greg Creed | Management | For | For |
1.4 | Elect Director Patti S. Hart | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director David E. Roberson | Management | For | For |
1.7 | Elect Director Vincent L. Sadusky | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Did Not Vote |
1.3 | Elect Director Daniel B. Silvers | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - Janice Chaffin | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Greg Creed | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Patti S. Hart | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Robert J. Miller | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Philip G. Satre | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
INTERNATIONAL PAPER COMPANY Meeting Date: MAY 13, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: IP Security ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Stacey J. Mobley | Management | For | For |
1f | Elect Director Joan E. Spero | Management | For | For |
1g | Elect Director John L. Townsend, III | Management | For | For |
1h | Elect Director John F. Turner | Management | For | For |
1i | Elect Director William G. Walter | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
INTUIT INC. Meeting Date: JAN 17, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: INTU Security ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
INTUITIVE SURGICAL, INC. Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: ISRG Security ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INVESCO LTD. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: IVZ Security ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Edward P. Lawrence | Management | For | For |
1.3 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
J. C. PENNEY COMPANY, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: JCP Security ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William A. Ackman | Management | For | For |
1b | Elect Director Colleen C. Barrett | Management | For | For |
1c | Elect Director Thomas J. Engibous | Management | For | For |
1d | Elect Director Kent B. Foster | Management | For | For |
1e | Elect Director Geraldine B. Laybourne | Management | For | For |
1f | Elect Director Leonard H. Roberts | Management | For | For |
1g | Elect Director Steven Roth | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director R. Gerald Turner | Management | For | For |
1j | Elect Director Myron E. Ullman, III | Management | For | For |
1k | Elect Director Mary Beth West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JABIL CIRCUIT, INC. Meeting Date: JAN 24, 2013 Record Date: NOV 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: JBL Security ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
JACOBS ENGINEERING GROUP INC. Meeting Date: JAN 24, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: JEC Security ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1b | Elect Director Ralph E. Eberhart | Management | For | For |
1c | Elect Director Edward V. Fritzky | Management | For | For |
1d | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
JDS UNIPHASE CORPORATION Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: JDSU Security ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
JOHNSON & JOHNSON Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. Meeting Date: JAN 23, 2013 Record Date: NOV 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
JOY GLOBAL INC. Meeting Date: MAR 05, 2013 Record Date: JAN 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: JOY Security ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John T. Gremp | Management | For | For |
1.3 | Elect Director John Nils Hanson | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | None | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNPR Security ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KELLOGG COMPANY Meeting Date: APR 26, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Gund | Management | For | For |
1.2 | Elect Director Mary Laschinger | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Cynthia Milligan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 16, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
KIMBERLY-CLARK CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMB Security ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMCO REALTY CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: KIM Security ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Phillip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
1.9 | Elect Director Richard B. Saltzman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINDER MORGAN, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Fayez Sarofim | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | Withhold |
1.10 | Elect Director John Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORPORATION Meeting Date: NOV 07, 2012 Record Date: SEP 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: KLAC Security ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KOHL'S CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: KSS Security ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director Dale E. Jones | Management | For | For |
1d | Elect Director Kevin Mansell | Management | For | For |
1e | Elect Director John E. Schlifske | Management | For | For |
1f | Elect Director Frank V. Sica | Management | For | For |
1g | Elect Director Peter M. Sommerhauser | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
1i | Elect Director Nina G. Vaca | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy on Animal Cruelty | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abelardo E. Bru | Management | For | For |
1b | Elect Director Jeanne P. Jackson | Management | For | For |
1c | Elect Director E. Follin Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Label Products with GMO Ingredients | Shareholder | Against | Against |
L BRANDS, INC. Meeting Date: MAY 23, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: LTD Security ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
L-3 COMMUNICATIONS HOLDINGS, INC. Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLL Security ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude R. Canizares | Management | For | For |
1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
1.3 | Elect Director Lloyd W. Newton | Management | For | For |
1.4 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.5 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: LH Security ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director David P. King | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1f | Elect Director Peter M. Neupert | Management | For | For |
1g | Elect Director Arthur H. Rubenstein | Management | For | For |
1h | Elect Director Adam H. Schechter | Management | For | For |
1i | Elect Director M. Keith Weikel | Management | For | For |
1j | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION Meeting Date: NOV 01, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: LRCX Security ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEGG MASON, INC. Meeting Date: JUL 24, 2012 Record Date: MAY 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: LM Security ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEGGETT & PLATT, INCORPORATED Meeting Date: MAY 09, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEG Security ID: 524660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert E. Brunner | Management | For | For |
1b | Elect Director Ralph W. Clark | Management | For | For |
1c | Elect Director Robert G. Culp, III | Management | For | For |
1d | Elect Director R. Ted Enloe, III | Management | For | For |
1e | Elect Director Richard T. Fisher | Management | For | For |
1f | Elect Director Matthew C. Flanigan | Management | For | For |
1g | Elect Director Karl G. Glassman | Management | For | For |
1h | Elect Director David S. Haffner | Management | For | For |
1i | Elect Director Joseph W. McClanathan | Management | For | For |
1j | Elect Director Judy C. Odom | Management | For | For |
1k | Elect Director Phoebe A. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
LENNAR CORPORATION Meeting Date: APR 10, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEN Security ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LEUCADIA NATIONAL CORPORATION Meeting Date: FEB 28, 2013 Record Date: JAN 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: LUK Security ID: 527288104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition OR Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Securities Transfer Restrictions | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
LIFE TECHNOLOGIES CORPORATION Meeting Date: APR 24, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: LIFE Security ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Donald W. Grimm | Management | For | For |
1.4 | Elect Director Craig J. Mundie | Management | For | For |
1.5 | Elect Director Ora H. Pescovitz | Management | For | For |
1.6 | Elect Director Per A. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
LINCOLN NATIONAL CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNC Security ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINEAR TECHNOLOGY CORPORATION Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: LLTC Security ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | For |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
LOEWS CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: L Security ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lawrence S. Bacow | Management | For | For |
1b | Elect Director Ann E. Berman | Management | For | For |
1c | Elect Director Joseph L. Bower | Management | For | For |
1d | Elect Director Charles M. Diker | Management | For | For |
1e | Elect Director Jacob A. Frenkel | Management | For | For |
1f | Elect Director Paul J. Fribourg | Management | For | For |
1g | Elect Director Walter L. Harris | Management | For | Against |
1h | Elect Director Philip A. Laskawy | Management | For | For |
1i | Elect Director Ken Miller | Management | For | For |
1j | Elect Director Gloria R. Scott | Management | For | For |
1k | Elect Director Andrew H. Tisch | Management | For | For |
1l | Elect Director James S. Tisch | Management | For | For |
1m | Elect Director Jonathan M. Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LORILLARD, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: LO Security ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2.2 | Elect Director Virgis W. Colbert | Management | For | For |
2.3 | Elect Director Richard W. Roedel | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 31, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LSI CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: LSI Security ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles A. Haggerty | Management | For | For |
1b | Elect Director Richard S. Hill | Management | For | For |
1c | Elect Director John H.F. Miner | Management | For | For |
1d | Elect Director Arun Netravali | Management | For | For |
1e | Elect Director Charles C. Pope | Management | For | For |
1f | Elect Director Gregorio Reyes | Management | For | For |
1g | Elect Director Michael G. Strachan | Management | For | For |
1h | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1i | Elect Director Susan M. Whitney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
M&T BANK CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve amendments to the terms of the Series A Preferred Shares that would serve to reduce the dividend rate on the Series A Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
3 | Approve amendments to the terms of the Series C Preferred Shares that would serve to reduce the dividend rate on the Series C Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
M&T BANK CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Michael P. Pinto | Management | For | For |
1.12 | Elect Director Melinda R. Rich | Management | For | For |
1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.14 | Elect Director Herbert L. Washington | Management | For | For |
1.15 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
MACY'S, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: M Security ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON OIL CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRO Security ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Pierre Brondeau | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Linda Z. Cook | Management | For | For |
1e | Elect Director Shirley Ann Jackson | Management | For | For |
1f | Elect Director Philip Lader | Management | For | For |
1g | Elect Director Michael E. J. Phelps | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
MARATHON PETROLEUM CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MPC Security ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | Against |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
1.12 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MASCO CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAS Security ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis W. Archer | Management | For | For |
1b | Elect Director Donald R. Parfet | Management | For | For |
1c | Elect Director Lisa A. Payne | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MATTEL, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MAT Security ID: 577081102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Dolan | Management | For | For |
1b | Elect Director Trevor A. Edwards | Management | For | For |
1c | Elect Director Frances D. Fergusson | Management | For | For |
1d | Elect Director Dominic Ng | Management | For | For |
1e | Elect Director Vasant M. Prabhu | Management | For | For |
1f | Elect Director Andrea L. Rich | Management | For | For |
1g | Elect Director Dean A. Scarborough | Management | For | For |
1h | Elect Director Christopher A. Sinclair | Management | For | For |
1i | Elect Director Bryan G. Stockton | Management | For | For |
1j | Elect Director Dirk Van de Put | Management | For | For |
1k | Elect DirectorKathy White Loyd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
MCDONALD'S CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter E. Massey | Management | For | For |
1b | Elect Director John W. Rogers, Jr. | Management | For | For |
1c | Elect Director Roger W. Stone | Management | For | For |
1d | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
7 | Report on Nutrition Initiatives and Childhood Obesity Concerns | Shareholder | Against | Against |
MCGRAW HILL FINANCIAL INC. Meeting Date: MAY 01, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: MHP Security ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCKESSON CORPORATION Meeting Date: JUL 25, 2012 Record Date: MAY 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | For |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEADWESTVACO CORPORATION Meeting Date: APR 22, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MWV Security ID: 583334107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Campbell | Management | For | For |
1.2 | Elect Director James G. Kasier | Management | For | For |
1.3 | Elect Director Richard B. Kelson | Management | For | For |
1.4 | Elect Director James M. Kilts | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Douglas S. Luke | Management | For | For |
1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
1.8 | Elect Director Gracia C. Martore | Management | For | For |
1.9 | Elect Director Timothy H. Powers | Management | For | For |
1.10 | Elect Director Jane L. Warner | Management | For | For |
1.11 | Elect Director Alan D. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 23, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
METROPCS COMMUNICATIONS, INC. Meeting Date: APR 24, 2013 Record Date: MAR 11, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: PCS Security ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Yellow Card) | ||||
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | For | For |
5 | Provide Directors May Be Removed with or without Cause | Management | For | For |
6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Provide Right to Act by Written Consent | Management | For | For |
9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | For | For |
10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
11 | Advisory Vote on Golden Parachutes | Management | For | Against |
12 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
2 | Approve Reverse Stock Split | Management | Against | Did Not Vote |
3 | Declassify the Board of Directors | Management | Against | Did Not Vote |
4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | Against | Did Not Vote |
5 | Provide Directors May Be Removed with or without Cause | Management | Against | Did Not Vote |
6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | Against | Did Not Vote |
7 | Provide Right to Call Special Meeting | Management | Against | Did Not Vote |
8 | Provide Right to Act by Written Consent | Management | Against | Did Not Vote |
9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | Against | Did Not Vote |
10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Against | Did Not Vote |
11 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
12 | Adjourn Meeting | Management | Against | Did Not Vote |
MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 17, 2012 Record Date: JUN 22, 2012 Meeting Type: ANNUAL | ||||
Ticker: MCHP Security ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Matthew W. Chapman | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRON TECHNOLOGY, INC. Meeting Date: JAN 22, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: MU Security ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Patrick J. Byrne | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Mercedes Johnson | Management | For | For |
1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MOLEX INCORPORATED Meeting Date: OCT 26, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: MOLX Security ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michelle L. Collins | Management | For | For |
1.2 | Elect Director Fred L. Krehbiel | Management | For | For |
1.3 | Elect Director David L. Landsittel | Management | For | For |
1.4 | Elect Director Joe W. Laymon | Management | For | For |
1.5 | Elect Director James S. Metcalf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY Meeting Date: MAY 29, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TAP Security ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
MONSANTO COMPANY Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
MOODY'S CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCO Security ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTOROLA SOLUTIONS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSI Security ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | Against |
1c | Elect Director Kenneth C. Dahlberg | Management | For | Against |
1d | Elect Director David W. Dorman | Management | For | Against |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
MURPHY OIL CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: MUR Security ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director Steven A. Cosse | Management | For | For |
1c | Elect Director Claiborne P. Deming | Management | For | For |
1d | Elect Director Robert A. Hermes | Management | For | For |
1e | Elect Director James V. Kelley | Management | For | For |
1f | Elect Director Walentin Mirosh | Management | For | For |
1g | Elect Director R. Madison Murphy | Management | For | For |
1h | Elect Director J.W. Nolan | Management | For | For |
1i | Elect Director Neal E. Schmale | Management | For | For |
1j | Elect Director David J.H. Smith | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MYLAN INC. Meeting Date: MAY 24, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: MYL Security ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Bresch | Management | For | For |
1.2 | Elect Director Wendy Cameron | Management | For | For |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Robert J. Coury | Management | For | For |
1.5 | Elect Director Neil Dimick | Management | For | For |
1.6 | Elect Director Melina Higgins | Management | For | For |
1.7 | Elect Director Douglas J. Leech | Management | For | For |
1.8 | Elect Director Rajiv Malik | Management | For | For |
1.9 | Elect Director Joseph C. Maroon | Management | For | For |
1.10 | Elect Director Mark W. Parrish | Management | For | For |
1.11 | Elect Director Rodney L. Piatt | Management | For | For |
1.12 | Elect Director C.B. Todd | Management | For | For |
1.13 | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
NABORS INDUSTRIES LTD. Meeting Date: JUN 04, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: NBR Security ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Crane | Management | For | Withhold |
1.2 | Elect Director Michael C. Linn | Management | For | Withhold |
1.3 | Elect Director John V. Lombardi | Management | For | Withhold |
1.4 | Elect Director Howard Wolf | Management | For | For |
1.5 | Elect Director John Yearwood | Management | For | Withhold |
2 | Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
9 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
10 | Adopt Proxy Access Right | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOV Security ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Ben A. Guill | Management | For | For |
1D | Elect Director David D. Harrison | Management | For | For |
1E | Elect Director Roger L. Jarvis | Management | For | For |
1F | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NETAPP, INC. Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NETFLIX, INC. Meeting Date: JUN 07, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: NFLX Security ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | Withhold |
1.2 | Elect Director Ann Mather | Management | For | Withhold |
1.3 | Elect Director Leslie Kilgore | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Proxy Access | Shareholder | Against | Against |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NEWELL RUBBERMAID INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: NWL Security ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott S. Cowen | Management | For | For |
1b | Elect Director Cynthia A. Montgomery | Management | For | For |
1c | Elect Director Jose Ignacio Perez-lizaur | Management | For | For |
1d | Elect Director Michael B. Polk | Management | For | For |
1e | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWFIELD EXPLORATION COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: NFX Security ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lee K. Boothby | Management | For | For |
1b | Elect Director Pamela J. Gardner | Management | For | For |
1c | Elect Director John Randolph Kemp III | Management | For | For |
1d | Elect Director Joseph H. Netherland | Management | For | For |
1e | Elect Director Howard H. Newman | Management | For | For |
1f | Elect Director Thomas G. Ricks | Management | For | For |
1g | Elect Director Juanita M. Romans | Management | For | For |
1h | Elect Director C. E. (Chuck) Shultz | Management | For | For |
1i | Elect Director Richard K. Stoneburner | Management | For | For |
1j | Elect Director J. Terry Strange | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
NEWMONT MINING CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: NEM Security ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
1.3 | Elect Director Vincent A. Calarco | Management | For | For |
1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
1.5 | Elect Director Noreen Doyle | Management | For | For |
1.6 | Elect Director Gary J. Goldberg | Management | For | For |
1.7 | Elect Director Veronica M. Hagen | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NEXTERA ENERGY, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: NEE Security ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
NIKE, INC. Meeting Date: SEP 20, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
NISOURCE INC. Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: NI Security ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
NOBLE CORPORATION Meeting Date: APR 26, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: NE Security ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Cawley | Management | For | For |
1b | Elect Director Gordon T. Hall | Management | For | For |
1c | Elect Director Ashley Almanza | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
NOBLE ENERGY, INC. Meeting Date: APR 23, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
NORDSTROM, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: JWN Security ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phyllis J. Campbell | Management | For | For |
1b | Elect Director Michelle M. Ebanks | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Robert G. Miller | Management | For | For |
1e | Elect Director Blake W. Nordstrom | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director B. Kevin Turner | Management | For | For |
1j | Elect Director Robert D. Walter | Management | For | For |
1k | Elect Director Alison A. Winter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NSC Security ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Karen N. Horn | Management | For | For |
1.7 | Elect Director Burton M. Joyce | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Charles W. Moorman | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
NORTHEAST UTILITIES Meeting Date: OCT 31, 2012 Record Date: SEP 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: NU Security ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NORTHEAST UTILITIES Meeting Date: MAY 01, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: NU Security ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | Withhold |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director Jose Luis Prado | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director Martin P. Slark | Management | For | For |
1.10 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.12 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | For |
NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Stephen E. Frank | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Aulana L. Peters | Management | For | For |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
NRG ENERGY, INC. Meeting Date: NOV 09, 2012 Record Date: OCT 05, 2012 Meeting Type: SPECIAL | ||||
Ticker: NRG Security ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Fix Number of Directors at Sixteen | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NRG ENERGY, INC. Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NRG Security ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director David Crane | Management | For | For |
1.3 | Elect Director Kathleen A. McGinty | Management | For | For |
1.4 | Elect Director Evan J. Silverstein | Management | For | For |
1.5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.3 | Elect Director Daniel R. DiMicco | Management | For | For |
1.4 | Elect Director John J. Ferriola | Management | For | For |
1.5 | Elect Director Harvey B. Gantt | Management | For | For |
1.6 | Elect Director Victoria F. Haynes | Management | For | For |
1.7 | Elect Director Bernard L. Kasriel | Management | For | For |
1.8 | Elect Director Christopher J. Kearney | Management | For | For |
1.9 | Elect Director Raymond J. Milchovich | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Amendments to the Bylaws | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
NVIDIA CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: NVDA Security ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tench Coxe | Management | For | For |
1b | Elect Director James C. Gaither | Management | For | For |
1c | Elect Director Jen-Hsun Huang | Management | For | For |
1d | Elect Director Mark L. Perry | Management | For | For |
1e | Elect Director A. Brooke Seawell | Management | For | For |
1f | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NYSE EURONEXT Meeting Date: APR 25, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: NYX Security ID: 629491101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andre Bergen | Management | For | For |
1b | Elect Director Ellyn L. Brown | Management | For | For |
1c | Elect Director Marshall N. Carter | Management | For | For |
1d | Elect Director Dominique Cerutti | Management | For | For |
1e | Elect Director George Cox | Management | For | For |
1f | Elect Director Sylvain Hefes | Management | For | For |
1g | Elect Director Jan-Michiel Hessels | Management | For | For |
1h | Elect Director Lawrence E. Leibowitz | Management | For | For |
1i | Elect Director Duncan M. McFarland | Management | For | For |
1j | Elect Director James J. McNulty | Management | For | For |
1k | Elect Director Duncan L. Niederauer | Management | For | For |
1l | Elect Director Luis Maria Viana Palha da Silva | Management | For | For |
1m | Elect Director Robert G. Scott | Management | For | For |
1n | Elect Director Jackson P. Tai | Management | For | For |
1o | Elect Director Rijnhard van Tets | Management | For | For |
1p | Elect Director Brian Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Management | For | For |
O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 07, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry O'Reilly | Management | For | For |
1b | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
1c | Elect Director Thomas T. Hendrickson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
OMNICOM GROUP INC. Meeting Date: MAY 21, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: OMC Security ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Mary C. Choksi | Management | For | For |
1.5 | Elect Director Robert Charles Clark | Management | For | For |
1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.7 | Elect Director Errol M. Cook | Management | For | For |
1.8 | Elect Director Susan S. Denison | Management | For | For |
1.9 | Elect Director Michael A. Henning | Management | For | For |
1.10 | Elect Director John R. Murphy | Management | For | For |
1.11 | Elect Director John R. Purcell | Management | For | For |
1.12 | Elect Director Linda Johnson Rice | Management | For | For |
1.13 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
6 | Stock Retention | Shareholder | Against | Against |
ONEOK, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: OKE Security ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Methane Emissions | Shareholder | Against | Against |
ORACLE CORPORATION Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
OWENS-ILLINOIS, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: OI Security ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P. L. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACCAR INC Meeting Date: APR 29, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCAR Security ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Luiz Kaufmann | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M. E. Spierkel | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PALL CORPORATION Meeting Date: DEC 12, 2012 Record Date: OCT 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: PLL Security ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PARKER-HANNIFIN CORPORATION Meeting Date: OCT 24, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: PH Security ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PATTERSON COMPANIES, INC. Meeting Date: SEP 10, 2012 Record Date: JUL 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: PDCO Security ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott P. Anderson | Management | For | For |
1.2 | Elect Director Ellen A. Rudnick | Management | For | For |
1.3 | Elect Director Harold C. Slavkin | Management | For | For |
1.4 | Elect Director James W. Wiltz | Management | For | For |
1.5 | Elect Director Jody H. Feragen | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
PAYCHEX, INC. Meeting Date: OCT 23, 2012 Record Date: AUG 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: PAYX Security ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORPORATION Meeting Date: APR 29, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BTU Security ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director John F. Turner | Management | For | For |
1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
PENTAIR LTD. Meeting Date: APR 29, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNR Security ID: H6169Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director T. Michael Glenn | Management | For | For |
1b | Elect Director David H. Y. Ho | Management | For | For |
1c | Elect Director Ronald L. Merriman | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
4b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4c | Ratify PricewaterhouseCoopers as special auditors | Management | For | For |
5a | Appropriation of Results for the Year Ended December 31, 2012 | Management | For | For |
5b | Approve Conversion of Capital Contributions to Distribute an Ordinary Cash Dividend | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. Meeting Date: APR 18, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: PBCT Security ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Bottomley | Management | For | For |
1.2 | Elect Director John K. Dwight | Management | For | For |
1.3 | Elect Director Janet M. Hansen | Management | For | For |
1.4 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PEPCO HOLDINGS, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: POM Security ID: 713291102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Patrick T. Harker | Management | For | For |
1.5 | Elect Director Frank O. Heintz | Management | For | For |
1.6 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.7 | Elect Director George F. MacCormack | Management | For | For |
1.8 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.9 | Elect Director Patricia A. Oelrich | Management | For | For |
1.10 | Elect Director Joseph M. Rigby | Management | For | For |
1.11 | Elect Director Frank K. Ross | Management | For | For |
1.12 | Elect Director Pauline A. Schneider | Management | For | For |
1.13 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERKINELMER, INC. Meeting Date: APR 23, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PKI Security ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Barrett | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Nicholas A. Lopardo | Management | For | For |
1d | Elect Director Alexis P. Michas | Management | For | For |
1e | Elect Director James C. Mullen | Management | For | For |
1f | Elect Director Vicki L. Sato | Management | For | For |
1g | Elect Director Kenton J. Sicchitano | Management | For | For |
1h | Elect Director Patrick J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERRIGO COMPANY Meeting Date: NOV 06, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | Withhold |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PG&E CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Andrews | Management | For | For |
1.2 | Elect Director Lewis Chew | Management | For | For |
1.3 | Elect Director C. Lee Cox | Management | For | For |
1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.5 | Elect Director Fred J. Fowler | Management | For | For |
1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
1.7 | Elect Director Roger H. Kimmel | Management | For | For |
1.8 | Elect Director Richard A. Meserve | Management | For | For |
1.9 | Elect Director Forrest E. Miller | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSX Security ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PINNACLE WEST CAPITAL CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNW Security ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: PXD Security ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.3 | Elect Director Frank A. Risch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
PITNEY BOWES INC. Meeting Date: MAY 13, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PBI Security ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Anne M. Busquet | Management | For | For |
1c | Elect Director Roger Fradin | Management | For | For |
1d | Elect Director Anne Sutherland Fuchs | Management | For | For |
1e | Elect Director S. Douglas Hutcheson | Management | For | For |
1f | Elect Director Marc B. Lautenbach | Management | For | For |
1g | Elect Director Eduardo R. Menasce | Management | For | For |
1h | Elect Director Michael I. Roth | Management | For | For |
1i | Elect Director David L. Shedlarz | Management | For | For |
1j | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PLUM CREEK TIMBER COMPANY, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCL Security ID: 729251108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rick R. Holley | Management | For | For |
1b | Elect Director Robin Josephs | Management | For | For |
1c | Elect Director John G. McDonald | Management | For | For |
1d | Elect Director Robert B. McLeod | Management | For | For |
1e | Elect Director John F. Morgan Sr. | Management | For | For |
1f | Elect Director Marc F. Racicot | Management | For | For |
1g | Elect Director Lawrence A. Selzer | Management | For | For |
1h | Elect Director Stephen C. Tobias | Management | For | For |
1i | Elect Director Martin A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. Meeting Date: APR 18, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PPL CORPORATION Meeting Date: MAY 15, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: PPL Security ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
PRAXAIR, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: PX Security ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. Meeting Date: AUG 14, 2012 Record Date: JUN 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: PCP Security ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
1.3 | Elect Director Ulrich Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
PRINCIPAL FINANCIAL GROUP, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFG Security ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Dan | Management | For | For |
1.2 | Elect Director C. Daniel Gelatt | Management | For | For |
1.3 | Elect Director Sandra L. Helton | Management | For | For |
1.4 | Elect Director Larry D. Zimpleman | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROLOGIS, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PLD Security ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Gaston Caperton | Management | For | For |
1.4 | Elect Director Gilbert F. Casellas | Management | For | For |
1.5 | Elect Director James G. Cullen | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Mark B. Grier | Management | For | For |
1.8 | Elect Director Constance J. Horner | Management | For | For |
1.9 | Elect Director Martina Hund-Mejean | Management | For | For |
1.10 | Elect Director Karl J. Krapek | Management | For | For |
1.11 | Elect Director Christine A. Poon | Management | For | For |
1.12 | Elect Director John R. Strangfeld | Management | For | For |
1.13 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Meeting Date: APR 16, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PEG Security ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PUBLIC STORAGE Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSA Security ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | Withhold |
1.6 | Elect Director Gary E. Pruitt | Management | For | Withhold |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PHM Security ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | For |
QEP RESOURCES, INC. Meeting Date: MAY 24, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: QEP Security ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie A. Dill | Management | For | For |
1.2 | Elect Director L. Richard Flury | Management | For | For |
1.3 | Elect Director M.W. Scoggins | Management | For | For |
1.4 | Elect Director Robert E. McKee, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTA SERVICES, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: PWR Security ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director J. Michal Conaway | Management | For | For |
1.3 | Elect Director Vincent D. Foster | Management | For | For |
1.4 | Elect Director Bernard Fried | Management | For | For |
1.5 | Elect Director Louis C. Golm | Management | For | For |
1.6 | Elect Director Worthing F. Jackman | Management | For | For |
1.7 | Elect Director James F. O'Neil III | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director Margaret B. Shannon | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
RALPH LAUREN CORPORATION Meeting Date: AUG 09, 2012 Record Date: JUN 21, 2012 Meeting Type: ANNUAL | ||||
Ticker: RL Security ID: 751212101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
RANGE RESOURCES CORPORATION Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Jonathan S. Linker | Management | For | For |
1f | Elect Director Mary Ralph Lowe | Management | For | For |
1g | Elect Director Kevin S. McCarthy | Management | For | For |
1h | Elect Director John H. Pinkerton | Management | For | For |
1i | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Methane Emissions | Shareholder | Against | Against |
RAYTHEON COMPANY Meeting Date: MAY 30, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: RTN Security ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | Against |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
RED HAT, INC. Meeting Date: AUG 09, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: RHT Security ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marye Anne Fox | Management | For | For |
2 | Elect Director Donald H. Livingstone | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
REGIONS FINANCIAL CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: RF Security ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director John R. Roberts | Management | For | For |
1n | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
REYNOLDS AMERICAN INC. Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: RAI Security ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel M. Delen | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | Against |
1c | Elect Director Lionel L. Nowell, III | Management | For | For |
1d | Elect Director Neil R. Withington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 23, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: RHI Security ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL AUTOMATION, INC. Meeting Date: FEB 05, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: ROK Security ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick,Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL COLLINS, INC. Meeting Date: FEB 07, 2013 Record Date: DEC 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Andrew J. Policano | Management | For | For |
1.3 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
ROSS STORES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: ROST Security ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Sharon D. Garrett | Management | For | For |
1d | Elect Director Michael J. Bush | Management | For | For |
1e | Elect Director Norman A. Ferber | Management | For | For |
1f | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROWAN COMPANIES PLC Meeting Date: JUL 25, 2012 Record Date: JUN 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: RDC Security ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Thomas R. Hix as Director | Management | For | For |
2 | Re-elect Suzanne P. Nimocks as Director | Management | For | For |
3 | Re-elect P. Dexter Peacock as Director | Management | For | For |
4 | Appoint Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
5 | Appoint Deloitte & Touche UK LLP as U.K. Auditors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ROWAN COMPANIES PLC Meeting Date: APR 26, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: RDC Security ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William T. Fox, III as Director | Management | For | For |
2 | Elect Sir Graham Hearne as Director | Management | For | For |
3 | Elect H. E. Lentz as Director | Management | For | For |
4 | Ratify Deloitte & Touche LLP as our U.S. Auditors | Management | For | For |
5 | Reappoint Deloitte & Touche U.K LLP as our U.K. Auditors | Management | For | For |
6 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RYDER SYSTEM, INC. Meeting Date: MAY 03, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: R Security ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Eck | Management | For | For |
1b | Elect Director Tamara L. Lundgren | Management | For | For |
1c | Elect Director Eugene A. Renna | Management | For | For |
1d | Elect Director Abbie J. Smith | Management | For | For |
1e | Elect Director Robert E. Sanchez | Management | For | For |
1f | Elect Director Michael F. Hilton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SAFEWAY INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWY Security ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet E. Grove | Management | For | For |
1b | Elect Director Mohan Gyani | Management | For | For |
1c | Elect Director Frank C. Herringer | Management | For | Against |
1d | Elect Director George J. Morrow | Management | For | For |
1e | Elect Director Kenneth W. Oder | Management | For | Against |
1f | Elect Director T. Gary Rogers | Management | For | Against |
1g | Elect Director Arun Sarin | Management | For | Against |
1h | Elect Director William Y. Tauscher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SAIC, INC. Meeting Date: JUN 07, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAI Security ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director France A. Cordova | Management | For | For |
1b | Elect Director Jere A. Drummond | Management | For | For |
1c | Elect Director Thomas F. Frist, III | Management | For | For |
1d | Elect Director John J. Hamre | Management | For | For |
1e | Elect Director Miriam E. John | Management | For | For |
1f | Elect Director Anita K. Jones | Management | For | For |
1g | Elect Director John P. Jumper | Management | For | For |
1h | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1i | Elect Director Lawrence C. Nussdorf | Management | For | For |
1j | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Establish Range For Board Size | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. Meeting Date: MAR 20, 2013 Record Date: FEB 08, 2013 Meeting Type: SPECIAL | ||||
Ticker: CRM Security ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
SCANA CORPORATION Meeting Date: APR 25, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCG Security ID: 80589M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin B. Marsh | Management | For | For |
1.2 | Elect Director Joshua W. Martin, III | Management | For | For |
1.3 | Elect Director James M. Micali | Management | For | For |
1.4 | Elect Director Harold C. Stowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SNI Security ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | For |
1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For |
1.3 | Elect Director Jeffrey Sagansky | Management | For | For |
1.4 | Elect Director Ronald W. Tysoe | Management | For | For |
SEAGATE TECHNOLOGY PLC Meeting Date: OCT 24, 2012 Record Date: SEP 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: STX Security ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Luczo | Management | For | For |
1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1c | Elect Director Michael R. Cannon | Management | For | For |
1d | Elect Director Mei-Wei Cheng | Management | For | For |
1e | Elect Director William T. Coleman | Management | For | For |
1f | Elect Director Jay L. Geldmacher | Management | For | For |
1g | Elect Director Seh-Woong Jeong | Management | For | For |
1h | Elect Director Lydia M. Marshall | Management | For | For |
1i | Elect Director Kristen M. Onken | Management | For | For |
1j | Elect Director Chong Sup Park | Management | For | For |
1k | Elect Director Gregorio Reyes | Management | For | For |
1l | Elect Director Edward J. Zander | Management | For | For |
2 | Amend Employee Stock Purchase Plan | Management | For | For |
3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
4 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SEALED AIR CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: SEE Security ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director Patrick Duff | Management | For | For |
5 | Elect Director William V. Hickey | Management | For | For |
6 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
7 | Elect Director Kenneth P. Manning | Management | For | For |
8 | Elect Director William J. Marino | Management | For | For |
9 | Elect Director Jerome A. Peribere | Management | For | For |
10 | Elect Director Richard L. Wambold | Management | For | For |
11 | Elect Director Jerry R. Whitaker | Management | For | For |
12 | Amend Restricted Stock Plan | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SIGMA-ALDRICH CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SIAL Security ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPG Security ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SLM CORPORATION Meeting Date: MAY 30, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLM Security ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Torre Bates | Management | For | For |
1b | Elect Director W.M. Diefenderfer III | Management | For | For |
1c | Elect Director Diane Suitt Gilleland | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Albert L. Lord | Management | For | For |
1g | Elect Director Barry A. Munitz | Management | For | For |
1h | Elect Director Howard H. Newman | Management | For | For |
1i | Elect Director Frank C. Puleo | Management | For | For |
1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
1k | Elect Director Steven L. Shapiro | Management | For | For |
1l | Elect Director Anthony P. Terracciano | Management | For | For |
1m | Elect Director Barry L. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
SNAP-ON INCORPORATED Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SNA Security ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Fiedler | Management | For | For |
1.2 | Elect Director James P. Holden | Management | For | For |
1.3 | Elect Director W. Dudley Lehman | Management | For | For |
1.4 | Elect Director Edward H. Rensi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 15, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 21, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWN Security ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Harold M. Korell | Management | For | For |
1.5 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.6 | Elect Director Kenneth R. Mourton | Management | For | For |
1.7 | Elect Director Steven L. Mueller | Management | For | For |
1.8 | Elect Director Elliott Pew | Management | For | For |
1.9 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SPECTRA ENERGY CORP Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SE Security ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William T. Esrey | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Dennis R. Hendrix | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Methane Emissions | Shareholder | Against | Against |
ST. JUDE MEDICAL, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: STJ Security ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. Meeting Date: APR 16, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWK Security ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director Marianne M. Parrs | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STAPLES, INC. Meeting Date: JUN 03, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPLS Security ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Basil L. Anderson | Management | For | For |
1b | Elect Director Arthur M. Blank | Management | For | For |
1c | Elect Director Drew G. Faust | Management | For | For |
1d | Elect Director Justin King | Management | For | For |
1e | Elect Director Carol Meyrowitz | Management | For | For |
1f | Elect Director Rowland T. Moriarty | Management | For | For |
1g | Elect Director Robert C. Nakasone | Management | For | For |
1h | Elect Director Ronald L. Sargent | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Robert E. Sulentic | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Vijay Vishwanath | Management | For | For |
1m | Elect Director Paul F. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOT Security ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
1.11 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STERICYCLE, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRCL Security ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Rod F. Dammeyer | Management | For | For |
1f | Elect Director William K. Hall | Management | For | For |
1g | Elect Director Jonathan T. Lord | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Ronald G. Spaeth | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
STRYKER CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNOCO, INC. Meeting Date: OCT 04, 2012 Record Date: AUG 27, 2012 Meeting Type: SPECIAL | ||||
Ticker: SUN Security ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 23, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director Alston D. Correll | Management | For | For |
1.3 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director M. Douglas Ivester | Management | For | For |
1.6 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.7 | Elect Director William A. Linnenbringer | Management | For | For |
1.8 | Elect Director Donna S. Morea | Management | For | For |
1.9 | Elect Director David M. Ratcliffe | Management | For | For |
1.10 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.11 | Elect Director Frank W. Scruggs | Management | For | For |
1.12 | Elect Director Thomas R. Watjen | Management | For | For |
1.13 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION Meeting Date: OCT 23, 2012 Record Date: AUG 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: SYMC Security ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Stephen E. Gillett | Management | For | For |
1e | Elect Director Geraldine B. Laybourne | Management | For | For |
1f | Elect Director David L. Mahoney | Management | For | For |
1g | Elect Director Robert S. Miller | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
SYSCO CORPORATION Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan Golden | Management | For | For |
1b | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1c | Elect Director Nancy S. Newcomb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. Meeting Date: APR 23, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: TROW Security ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Bernard | Management | For | For |
1b | Elect Director James T. Brady | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Alfred Sommer | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: JUL 25, 2012 Record Date: JUL 05, 2012 Meeting Type: SPECIAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: MAR 06, 2013 Record Date: FEB 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
TECO ENERGY, INC. Meeting Date: MAY 01, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: TE Security ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
TENET HEALTHCARE CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: THC Security ID: 88033G407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Ellis 'Jeb' Bush | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Brenda J. Gaines | Management | For | For |
1d | Elect Director Karen M. Garrison | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director J. Robert Kerrey | Management | For | For |
1g | Elect Director Richard R. Pettingill | Management | For | For |
1h | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1i | Elect Director James A. Unruh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TERADATA CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TDC Security ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward P. Boykin | Management | For | For |
1b | Elect Director Cary T. Fu | Management | For | For |
1c | Elect Director Victor L. Lund | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | For | For |
TERADYNE, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: TER Security ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Bagley | Management | For | For |
1b | Elect Director Michael A. Bradley | Management | For | For |
1c | Elect Director Albert Carnesale | Management | For | For |
1d | Elect Director Daniel W. Christman | Management | For | For |
1e | Elect Director Edwin J. Gillis | Management | For | For |
1f | Elect Director Timothy E. Guertin | Management | For | For |
1g | Elect Director Paul J. Tufano | Management | For | For |
1h | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TESORO CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: TSO Security ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
1.7 | Elect Director J.W. Nokes | Management | For | For |
1.8 | Elect Director Susan Tomasky | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
1.10 | Elect Director Patrick Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 18, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 14, 2013 Record Date: JAN 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Colligan | Management | For | For |
1.2 | Elect Director Timothy Donahue | Management | For | For |
1.3 | Elect Director Robert Dutkowsky | Management | For | For |
1.4 | Elect Director Bruce Gordon | Management | For | For |
1.5 | Elect Director Naren Gursahaney | Management | For | For |
1.6 | Elect Director Bridgette Heller | Management | For | For |
1.7 | Elect Director Kathleen Hyle | Management | For | For |
1.8 | Elect Director Keith Meister | Management | For | For |
1.9 | Elect Director Dinesh Paliwal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE AES CORPORATION Meeting Date: APR 18, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: AES Security ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | Against |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Ronald T. LeMay | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director H. John Riley, Jr. | Management | For | For |
1i | Elect Director John W. Rowe | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Mary Alice Taylor | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 09, 2013 Record Date: FEB 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.5 | Elect Director Richard J. Kogan | Management | For | For |
1.6 | Elect Director Michael J. Kowalski | Management | For | For |
1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
1.8 | Elect Director Mark A. Nordenberg | Management | For | For |
1.9 | Elect Director Catherine A. Rein | Management | For | For |
1.10 | Elect Director William C. Richardson | Management | For | For |
1.11 | Elect Director Samuel C. Scott, III | Management | For | For |
1.12 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen A. Ellis | Management | For | For |
1b | Elect Director Arun Sarin | Management | For | For |
1c | Elect Director Charles R. Schwab | Management | For | For |
1d | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
THE CHUBB CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Zoe Baird Budinger | Management | For | For |
1b | Election Of Director Sheila P. Burke | Management | For | For |
1c | Election Of Director James I. Cash, Jr. | Management | For | For |
1d | Election Of Director John D. Finnegan | Management | For | For |
1e | Election Of Director Lawrence W. Kellner | Management | For | For |
1f | Election Of Director Martin G. Mcguinn | Management | For | For |
1g | Election Of Director Lawrence M. Small | Management | For | For |
1h | Election Of Director Jess Soderberg | Management | For | For |
1i | Election Of Director Daniel E. Somers | Management | For | For |
1j | Election Of Director William C. Weldon | Management | For | For |
1k | Election Of Director James M. Zimmerman | Management | For | For |
1l | Election Of Director Alfred W. Zollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
THE CLOROX COMPANY Meeting Date: NOV 14, 2012 Record Date: SEP 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: CLX Security ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Boggan, Jr. | Management | For | For |
1.2 | Elect Director Richard H. Carmona | Management | For | For |
1.3 | Elect Director Tully M. Friedman | Management | For | For |
1.4 | Elect Director George J. Harad | Management | For | For |
1.5 | Elect Director Donald R. Knauss | Management | For | For |
1.6 | Elect Director Robert W. Matschullat | Management | For | For |
1.7 | Elect Director Edward A. Mueller | Management | For | For |
1.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
1.9 | Elect Director Carolyn M. Ticknor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: JUL 10, 2012 Record Date: MAY 21, 2012 Meeting Type: SPECIAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | Against |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
THE DOW CHEMICAL COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
THE DUN & BRADSTREET CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: DNB Security ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
THE ESTEE LAUDER COMPANIES INC. Meeting Date: NOV 09, 2012 Record Date: SEP 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: EL Security ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | For |
1.2 | Elect Director Paul J. Fribourg | Management | For | For |
1.3 | Elect Director Mellody Hobson | Management | For | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
THE GAP, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GPS Security ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adrian D. P. Bellamy | Management | For | For |
1b | Elect Director Domenico De Sole | Management | For | For |
1c | Elect Director Robert J. Fisher | Management | For | Against |
1d | Elect Director William S. Fisher | Management | For | For |
1e | Elect Director Isabella D. Goren | Management | For | For |
1f | Elect Director Bob L. Martin | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Glenn K. Murphy | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Katherine Tsang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE GOODYEAR TIRE & RUBBER COMPANY Meeting Date: APR 15, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: GT Security ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Conaty | Management | For | For |
1b | Elect Director James A. Firestone | Management | For | For |
1c | Elect Director Werner Geissler | Management | For | For |
1d | Elect Director Peter S. Hellman | Management | For | For |
1e | Elect Director Richard J. Kramer | Management | For | For |
1f | Elect Director W. Alan McCollough | Management | For | For |
1g | Elect Director John E. McGlade | Management | For | For |
1h | Elect Director Roderick A. Palmore | Management | For | For |
1i | Elect Director Shirley D. Peterson | Management | For | For |
1j | Elect Director Stephanie A. Streeter | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
1l | Elect Director Michael R. Wessel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
6 | Eliminate Cumulative Voting | Management | For | For |
7 | Amend Right to Call Special Meeting | Management | For | For |
8 | Opt Out of State's Control Share Acquisition Law | Management | For | For |
9 | Ratify Auditors | Management | For | For |
THE HERSHEY COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSY Security ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Robert M. Malcolm | Management | For | For |
1.6 | Elect Director James M. Mead | Management | For | For |
1.7 | Elect Director James E. Nevels | Management | For | For |
1.8 | Elect Director Anthony J. Palmer | Management | For | For |
1.9 | Elect Director Thomas J. Ridge | Management | For | For |
1.10 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Against |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Against |
THE INTERPUBLIC GROUP OF COMPANIES, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: IPG Security ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.2 | Elect Director Jill M. Considine | Management | For | For |
1.3 | Elect Director Richard A. Goldstein | Management | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.5 | Elect Director H. John Greeniaus | Management | For | For |
1.6 | Elect Director Dawn Hudson | Management | For | For |
1.7 | Elect Director William T. Kerr | Management | For | For |
1.8 | Elect Director Michael I. Roth | Management | For | For |
1.9 | Elect Director David M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE J. M. SMUCKER COMPANY Meeting Date: AUG 15, 2012 Record Date: JUN 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: SJM Security ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Dolan | Management | For | For |
2 | Elect Director Nancy Lopez Knight | Management | For | For |
3 | Elect Director Gary A. Oatey | Management | For | For |
4 | Elect Director Alex Shumate | Management | For | For |
5 | Elect Director Timothy P. Smucker | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Prepare Coffee Sustainability Plan | Shareholder | Against | Against |
THE MOSAIC COMPANY Meeting Date: OCT 04, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: MOS Security ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Gregory L. Ebel | Management | For | For |
1.3 | Elect Director Robert L. Lumpkins | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Elect Director Harold H. Mackay | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE NASDAQ OMX GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: NDAQ Security ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Borje E. Ekholm | Management | For | For |
1c | Elect Director Robert Greifeld | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Essa Kazim | Management | For | For |
1f | Elect Director John D. Markese | Management | For | For |
1g | Elect Director Ellyn A. McColgan | Management | For | For |
1h | Elect Director Thomas F. O'Neill | Management | For | For |
1i | Elect Director James S. Riepe | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Amendment and Restatement of NASDAQ OMX's Restated Certificate of Incorporation to Make Other Non-Substantive Changes | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2013 Record Date: JAN 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 09, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
THE PROGRESSIVE CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: PGR Security ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawton W. Fitt | Management | For | For |
1.2 | Elect Director Jeffrey D. Kelly | Management | For | For |
1.3 | Elect Director Peter B. Lewis | Management | For | For |
1.4 | Elect Director Patrick H. Nettles | Management | For | For |
1.5 | Elect Director Glenn M. Renwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 17, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SHW Security ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Richard K. Smucker | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE SOUTHERN COMPANY Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SO Security ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Electi Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1g | Elect Director Veronica M. Hagen | Management | For | For |
1h | Elect Director Warren A. Hood, Jr. | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
THE WASHINGTON POST COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: WPO Security ID: 939640108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Thomas S. Gayner | Management | For | For |
1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
1.4 | Elect Director Larry D. Thompson | Management | For | For |
THE WESTERN UNION COMPANY Meeting Date: MAY 30, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: WU Security ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director C. Martin Harris | Management | For | For |
1b | Elect Director Judy C. Lewent | Management | For | For |
1c | Elect Director Jim P. Manzi | Management | For | For |
1d | Elect Director Lars R. Sorensen | Management | For | For |
1e | Elect Director Elaine S. Ullian | Management | For | For |
1f | Elect Director Marc N. Casper | Management | For | For |
1g | Elect Director Nelson J. Chai | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TIFFANY & CO. Meeting Date: MAY 16, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: TIF Security ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director William A. Shutzer | Management | For | For |
1.9 | Elect Director Robert S. Singer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER CABLE INC. Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: TWC Security ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
TIME WARNER INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TORCHMARK CORPORATION Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TMK Security ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Mark S. McAndrew | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Wesley D. Protheroe | Management | For | For |
1.11 | Elect Director Darren M. Rebelez | Management | For | For |
1.12 | Elect Director Lamar C. Smith | Management | For | For |
1.13 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL SYSTEM SERVICES, INC. Meeting Date: APR 30, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: TSS Security ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYCO INTERNATIONAL LTD. Meeting Date: SEP 14, 2012 Record Date: JUL 23, 2012 Meeting Type: SPECIAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Special Dividends | Management | For | For |
2 | Approve Special Dividends | Management | For | For |
3.1 | Elect George R. Oliver as Director | Management | For | For |
3.2 | Elect Frank M. Drendel as Director | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Director Edward D. Breen | Management | For | For |
3.2 | Elect Director Michael E. Daniels | Management | For | For |
3.3 | Elect Director Frank M. Drendel | Management | For | For |
3.4 | Elect Director Brian Duperreault | Management | For | For |
3.5 | Elect Director Rajiv L. Gupta | Management | For | For |
3.6 | Elect Director John A. Krol | Management | For | For |
3.7 | Elect Director George R. Oliver | Management | For | For |
3.8 | Elect Director Brendan R. O'Neill | Management | For | For |
3.9 | Elect Director Sandra S. Wijnberg | Management | For | For |
3.10 | Elect Director R. David Yost | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Allocation of Income | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
TYSON FOODS, INC. Meeting Date: FEB 01, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: TSN Security ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
U.S. BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNION PACIFIC CORPORATION Meeting Date: MAY 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED STATES STEEL CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: X Security ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan O. Dinges | Management | For | Against |
1.2 | Elect Director John G. Drosdick | Management | For | Against |
1.3 | Elect Director John J. Engel | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | Against |
1.5 | Elect Director Thomas W. LaSorda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 03, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
UNUM GROUP Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNM Security ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Michael Caulfield | Management | For | For |
1.2 | Elect Director Ronald E. Goldsberry | Management | For | For |
1.3 | Elect Director Kevin T. Kabat | Management | For | For |
1.4 | Elect Director Michael J. Passarella | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
URBAN OUTFITTERS, INC. Meeting Date: MAY 28, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: URBN Security ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | Withhold |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
1.3 | Elect Director Margaret A. Hayne | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Eliminate Cumulative Voting and Adopt Majority Vote Standard | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
VALERO ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: VLO Security ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | For |
VARIAN MEDICAL SYSTEMS, INC. Meeting Date: FEB 14, 2013 Record Date: DEC 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: VAR Security ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Andrew Eckert | Management | For | For |
1.2 | Elect Director Mark R. Laret | Management | For | For |
1.3 | Elect Director Erich R. Reinhardt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
VENTAS, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: VTR Security ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Sheli Z. Rosenberg | Management | For | For |
1j | Elect Director Glenn J. Rufrano | Management | For | For |
1k | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | For |
VERISIGN, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRSN Security ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: VZ Security ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director Melanie L. Healey | Management | For | For |
1.3 | Elect Director M. Frances Keeth | Management | For | For |
1.4 | Elect Director Robert W. Lane | Management | For | For |
1.5 | Elect Director Lowell C. McAdam | Management | For | For |
1.6 | Elect Director Sandra O. Moose | Management | For | For |
1.7 | Elect Director Joseph Neubauer | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Hugh B. Price | Management | For | For |
1.11 | Elect Director Rodney E. Slater | Management | For | For |
1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | For |
VF CORPORATION Meeting Date: APR 23, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: VFC Security ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director George Fellows | Management | For | For |
1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.5 | Elect Director Matthew J. Shattock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
VORNADO REALTY TRUST Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: VNO Security ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | Withhold |
1.2 | Elect Director Robert P. Kogod | Management | For | Withhold |
1.3 | Elect Director David Mandelbaum | Management | For | Withhold |
1.4 | Elect Director Richard R. West | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
VULCAN MATERIALS COMPANY Meeting Date: MAY 10, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: VMC Security ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas J. McGregor | Management | For | For |
1.2 | Elect Director Lee J. Styslinger, III | Management | For | For |
1.3 | Elect Director Vincent J. Trosino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
W.W. GRAINGER, INC. Meeting Date: APR 24, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: GWW Security ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WALGREEN CO. Meeting Date: JAN 09, 2013 Record Date: NOV 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WASTE MANAGEMENT, INC. Meeting Date: MAY 10, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: WM Security ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Adopt Compensation Benchmarking Policy | Shareholder | Against | For |
WATERS CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WAT Security ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WLP Security ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila P. Burke | Management | For | For |
1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
1c | Elect Director Joseph R. Swedish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 08, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Michael D. Lambert | Management | For | For |
1f | Elect Director Len J. Lauer | Management | For | For |
1g | Elect Director Matthew E. Massengill | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Kensuke Oka | Management | For | For |
1j | Elect Director Thomas E. Pardun | Management | For | For |
1k | Elect Director Arif Shakeel | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY Meeting Date: APR 11, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WY Security ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
1.9 | Elect Director D. Michael Steuert | Management | For | For |
1.10 | Elect Director Kim Williams | Management | For | For |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION Meeting Date: APR 16, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: WHR Security ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Jeff M. Fettig | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director William T. Kerr | Management | For | For |
1g | Elect Director John D. Liu | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
WHOLE FOODS MARKET, INC. Meeting Date: MAR 15, 2013 Record Date: JAN 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFM Security ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
WINDSTREAM CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WIN Security ID: 97381W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Armitage | Management | For | For |
1.2 | Elect Director Samuel E. Beall, III | Management | For | For |
1.3 | Elect Director Dennis E. Foster | Management | For | For |
1.4 | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
1.5 | Elect Director Jeffery R. Gardner | Management | For | For |
1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.7 | Elect Director Judy K. Jones | Management | For | For |
1.8 | Elect Director William A. Montgomery | Management | For | For |
1.9 | Elect Director Alan L. Wells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
WISCONSIN ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: WEC Security ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Thomas J. Fischer | Management | For | For |
1.6 | Elect Director Gale E. Klappa | Management | For | For |
1.7 | Elect Director Henry W. Knueppel | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WPX ENERGY, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WPX Security ID: 98212B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Carrig | Management | For | For |
1.2 | Elect Director Henry E. Lentz | Management | For | For |
1.3 | Elect Director William G. Lowrie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WYN Security ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Mulroney | Management | For | For |
1.2 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: NOV 02, 2012 Record Date: SEP 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Chen | Management | For | For |
1.2 | Elect Director Marc D. Schorr | Management | For | For |
1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
1.4 | Elect Director Elaine P. Wynn | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: FEB 22, 2013 Record Date: JAN 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Director Kazuo Okada | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray R. Irani | Management | For | Withhold |
1.2 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
1.3 | Elect Director D. Boone Wayson | Management | For | Withhold |
1.4 | Elect Director Stephen A. Wynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XEROX CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: XRX Security ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
XILINX, INC. Meeting Date: AUG 08, 2012 Record Date: JUN 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: XLNX Security ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
XL GROUP PLC Meeting Date: APR 26, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: XL Security ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Mauriello as Director | Management | For | For |
2 | Elect Eugene M. McQuade as Director | Management | For | For |
3 | Elect Clayton S. Rose as Director | Management | For | For |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XYLEM INC. Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: XYL Security ID: 98419M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Curtis J. Crawford | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Surya N. Mohapatra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
YAHOO! INC. Meeting Date: JUL 12, 2012 Record Date: MAY 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred J. Amoroso | Management | For | For |
2 | Elect Director John D. Hayes | Management | For | For |
3 | Elect Director Susan M. James | Management | For | For |
4 | Elect Director David W. Kenny | Management | For | For |
5 | Elect Director Peter Liguori | Management | For | For |
6 | Elect Director Daniel S. Loeb | Management | For | For |
7 | Elect Director Thomas J. McInerney | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
10 | Elect Director Harry J. Wilson | Management | For | For |
11 | Elect Director Michael J. Wolf | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Against |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ZIONS BANCORPORATION Meeting Date: MAY 24, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZION Security ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry C. Atkin | Management | For | For |
1b | Elect Director R.D. Cash | Management | For | For |
1c | Elect Director Patricia Frobes | Management | For | For |
1d | Elect Director J. David Heaney | Management | For | For |
1e | Elect Director Roger B. Porter | Management | For | For |
1f | Elect Director Stephen D. Quinn | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director L.E. Simmons | Management | For | For |
1i | Elect Director Shelley Thomas Williams | Management | For | For |
1j | Elect Director Steven C. Wheelwright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
Value Fund
TEVA PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: SEP 12, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | None | None |
2 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | For | For |
3.1 | Reelect Phillip Frost as Director | Management | For | For |
3.2 | Reelect Roger Abravanel as Director | Management | For | For |
3.3 | Elect Galia Maor as Director | Management | For | For |
3.4 | Reelect Richard A. Lerner as Director | Management | For | For |
3.5 | Reelect Erez Vigodman as Director | Management | For | For |
4 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | For | For |
5 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | For | For |
6 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | For | For |
7 | Approve Certain Amendments to Articles of Association | Management | For | For |
8 | Approve Indemnification and Release Agreements for Directors of the Company | Management | For | For |
9 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | For | For |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 09, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
Victory Dividend Growth Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
AMERICAN TOWER CORPORATION Meeting Date: MAY 21, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
ANHEUSER-BUSCH INBEV SA Meeting Date: APR 24, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABI Security ID: 03524A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | Against |
A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | Against |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | Against |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | Against |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Against |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Reelect Kees Storm as Director | Management | For | For |
B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
B9a | Approve Remuneration Report | Management | For | Against |
B9b | Approve Omnibus Stock Plan | Management | For | Against |
B10 | Approve Remuneration of Directors | Management | For | For |
B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAX Security ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
BEMIS COMPANY, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Haffner | Management | For | For |
1.2 | Elect Director Holly A. Van Deursen | Management | For | For |
1.3 | Elect Director David T. Szczupak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACKROCK, INC. Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BP PLC Meeting Date: APR 11, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BP. Security ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Against |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COVIDIEN PLC Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
ECOLAB INC. Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ECL Security ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.6 | Elect Director Arthur J. Higgins | Management | For | For |
1.7 | Elect Director Joel W. Johnson | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director Jerry W. Levin | Management | For | For |
1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
1.11 | Elect Director Victoria J. Reich | Management | For | For |
1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.13 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
HALLIBURTON COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 22, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
JOHNSON & JOHNSON Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
KINDER MORGAN, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Fayez Sarofim | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | Withhold |
1.10 | Elect Director John Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abelardo E. Bru | Management | For | For |
1b | Elect Director Jeanne P. Jackson | Management | For | For |
1c | Elect Director E. Follin Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Label Products with GMO Ingredients | Shareholder | Against | Against |
MARATHON OIL CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRO Security ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Pierre Brondeau | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Linda Z. Cook | Management | For | For |
1e | Elect Director Shirley Ann Jackson | Management | For | For |
1f | Elect Director Philip Lader | Management | For | For |
1g | Elect Director Michael E. J. Phelps | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
MCGRAW HILL FINANCIAL INC. Meeting Date: MAY 01, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: MHP Security ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NSC Security ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Karen N. Horn | Management | For | For |
1.7 | Elect Director Burton M. Joyce | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Charles W. Moorman | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PEPSICO, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PPG INDUSTRIES, INC. Meeting Date: APR 18, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROPER INDUSTRIES, INC. Meeting Date: MAY 24, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ROP Security ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SANOFI Meeting Date: MAY 03, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SAN Security ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | For |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HOT Security ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
1.11 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen A. Ellis | Management | For | For |
1b | Elect Director Arun Sarin | Management | For | For |
1c | Elect Director Charles R. Schwab | Management | For | For |
1d | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
THE HOME DEPOT, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Against |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Against |
THE TJX COMPANIES, INC. Meeting Date: JUN 11, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 16, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director C. Martin Harris | Management | For | For |
1b | Elect Director Judy C. Lewent | Management | For | For |
1c | Elect Director Jim P. Manzi | Management | For | For |
1d | Elect Director Lars R. Sorensen | Management | For | For |
1e | Elect Director Elaine S. Ullian | Management | For | For |
1f | Elect Director Marc N. Casper | Management | For | For |
1g | Elect Director Nelson J. Chai | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
U.S. BANCORP Meeting Date: APR 16, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
W.W. GRAINGER, INC. Meeting Date: APR 24, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: GWW Security ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
YUM! BRANDS, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Against |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
END NPX REPORT
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Registrant: The Victory Portfolios
BY: /s/Michael Policarpo
President
DATE: 08/15/2013