| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE
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Washington, D.C. 20549 | OMB Number: 3235-0582 Expires: January 31, 2015 Estimated average burden hours per response........9.6 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04852
The Victory Portfolios
(Exact name of registrant as specified in charter)
3435 Stelzer Road Columbus, Ohio | | 43219 |
(Address of principal executive offices) | | (Zip code) |
John Danko
Citi Fund Services
3435 Stelzer Road
Columbus, Ohio 43219
Registrant’s telephone number, including area code: 800-539-3863
Date of fiscal year end: 10/31
Date of reporting period: 7/1/2013 – 6/30/2014
Item 1. Proxy Voting Record.
FORM N-PX
ICA File Number: 811-04852
Registrant Name: The Victory Portfolios
Reporting Period: 07/01/2013 - 06/30/2014
Balanced Fund
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ABBOTT LABORATORIES
Meeting Date: APR 25, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Label Products with GMO Ingredients | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
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AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chadwick C. Deaton | Management | For | For |
| 1b | Elect Director Edward L. Monser | Management | For | For |
| 1c | Elect Director Matthew H. Paull | Management | For | For |
| 1d | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
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ALTERA CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALTR
Security ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
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ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: APC
Security ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
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ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: 03524A108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
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APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
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APPLIED MATERIALS, INC.
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
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APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
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BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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BAXTER INTERNATIONAL INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
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BP PLC
Meeting Date: APR 10, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BP.
Security ID: 055622104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Iain Conn as Director | Management | For | For |
| 6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Frank Bowman as Director | Management | For | For |
| 9 | Re-elect Antony Burgmans as Director | Management | For | For |
| 10 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 11 | Re-elect George David as Director | Management | For | For |
| 12 | Re-elect Ian Davis as Director | Management | For | For |
| 13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 14 | Re-elect Brendan Nelson as Director | Management | For | For |
| 15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 16 | Re-elect Andrew Shilston as Director | Management | For | For |
| 17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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C.H. ROBINSON WORLDWIDE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: CHRW
Security ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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CAPITAL ONE FINANCIAL CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COF
Security ID: 14040H105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
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CHESAPEAKE ENERGY CORPORATION
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CHK
Security ID: 165167107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vincent J. Intrieri | Management | For | For |
| 1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
| 1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
| 1d | Elect Director Frederic M. Poses | Management | For | For |
| 1e | Elect Director Archie W. Dunham | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Louis A. Raspino | Management | For | For |
| 1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
| 1i | Elect Director Thomas L. Ryan | Management | For | Against |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
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CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
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COMCAST CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
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DANAHER CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: DHR
Security ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
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EATON CORPORATION PLC
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
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EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
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GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 10, 2014
Record Date: JAN 13, 2014
Meeting Type: ANNUAL | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Eric F. Brown | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Greg Creed | Management | For | For |
| 1e | Elect Director Patti S. Hart | Management | For | For |
| 1f | Elect Director Robert J. Miller | Management | For | For |
| 1g | Elect Director Vincent L. Sadusky | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
NIELSEN HOLDINGS N.V.
Meeting Date: MAY 06, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: NLSN
Security ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3b | Elect Director David L. Calhoun | Management | For | For |
| 3c | Elect Director Karen M. Hoguet | Management | For | For |
| 3d | Elect Director James M. Kilts | Management | For | For |
| 3e | Elect Director Alexander Navab | Management | For | Against |
| 3f | Elect Director Robert Pozen | Management | For | For |
| 3g | Elect Director Vivek Ranadive | Management | For | For |
| 3h | Elect Director Ganesh Rao | Management | For | Against |
| 3i | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Change Company Name | Management | For | For |
| 9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
| |
|---|
NUCOR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: NUE
Security ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Browning | Management | For | For |
| 1.2 | Elect Director John J. Ferriola | Management | For | For |
| 1.3 | Elect Director Harvey B. Gantt | Management | For | For |
| 1.4 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.7 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
| 1.9 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: OXY
Security ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | For |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: JAN 28, 2014
Record Date: DEC 16, 2013
Meeting Type: ANNUAL | Ticker: SIE
Security ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
| 7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Cancellation of Capital Authorization | Management | For | For |
| 11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 07, 2014
Meeting Type: ANNUAL | Ticker: BK
Security ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.4 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director William C. Richardson | Management | For | For |
| 1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.13 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: DOW
Security ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UPS
Security ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
WAL-MART STORES, INC.
Meeting Date: JUN 06, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Douglas N. Daft | Management | For | For |
| 1f | Elect Director Michael T. Duke | Management | For | Against |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S Reinemund | Management | For | For |
| 1l | Elect Director Jim C. Walton | Management | For | For |
| 1m | Elect Director S. Robson Walton | Management | For | Against |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
Diversified Stock Fund
| |
|---|
ABBOTT LABORATORIES
Meeting Date: APR 25, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Label Products with GMO Ingredients | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chadwick C. Deaton | Management | For | For |
| 1b | Elect Director Edward L. Monser | Management | For | For |
| 1c | Elect Director Matthew H. Paull | Management | For | For |
| 1d | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ALTERA CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALTR
Security ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: APC
Security ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| |
|---|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
BP PLC
Meeting Date: APR 10, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BP.
Security ID: 055622104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Iain Conn as Director | Management | For | For |
| 6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Frank Bowman as Director | Management | For | For |
| 9 | Re-elect Antony Burgmans as Director | Management | For | For |
| 10 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 11 | Re-elect George David as Director | Management | For | For |
| 12 | Re-elect Ian Davis as Director | Management | For | For |
| 13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 14 | Re-elect Brendan Nelson as Director | Management | For | For |
| 15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 16 | Re-elect Andrew Shilston as Director | Management | For | For |
| 17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: CHRW
Security ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COF
Security ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CHK
Security ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vincent J. Intrieri | Management | For | For |
| 1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
| 1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
| 1d | Elect Director Frederic M. Poses | Management | For | For |
| 1e | Elect Director Archie W. Dunham | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Louis A. Raspino | Management | For | For |
| 1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
| 1i | Elect Director Thomas L. Ryan | Management | For | Against |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
DANAHER CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: DHR
Security ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
EATON CORPORATION PLC
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 10, 2014
Record Date: JAN 13, 2014
Meeting Type: ANNUAL | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Eric F. Brown | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Greg Creed | Management | For | For |
| 1e | Elect Director Patti S. Hart | Management | For | For |
| 1f | Elect Director Robert J. Miller | Management | For | For |
| 1g | Elect Director Vincent L. Sadusky | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
NIELSEN HOLDINGS N.V.
Meeting Date: MAY 06, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: NLSN
Security ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3b | Elect Director David L. Calhoun | Management | For | For |
| 3c | Elect Director Karen M. Hoguet | Management | For | For |
| 3d | Elect Director James M. Kilts | Management | For | For |
| 3e | Elect Director Alexander Navab | Management | For | Against |
| 3f | Elect Director Robert Pozen | Management | For | For |
| 3g | Elect Director Vivek Ranadive | Management | For | For |
| 3h | Elect Director Ganesh Rao | Management | For | Against |
| 3i | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Change Company Name | Management | For | For |
| 9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
| |
|---|
NUCOR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: NUE
Security ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Browning | Management | For | For |
| 1.2 | Elect Director John J. Ferriola | Management | For | For |
| 1.3 | Elect Director Harvey B. Gantt | Management | For | For |
| 1.4 | Elect Director Gregory J. Hayes | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.7 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
| 1.9 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: OXY
Security ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | For |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: JAN 28, 2014
Record Date: DEC 16, 2013
Meeting Type: ANNUAL | Ticker: SIE
Security ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
| 7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Cancellation of Capital Authorization | Management | For | For |
| 11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 07, 2014
Meeting Type: ANNUAL | Ticker: BK
Security ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.4 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director William C. Richardson | Management | For | For |
| 1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.13 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: DOW
Security ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UPS
Security ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
WAL-MART STORES, INC.
Meeting Date: JUN 06, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Douglas N. Daft | Management | For | For |
| 1f | Elect Director Michael T. Duke | Management | For | Against |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S Reinemund | Management | For | For |
| 1l | Elect Director Jim C. Walton | Management | For | For |
| 1m | Elect Director S. Robson Walton | Management | For | Against |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
Emerging Markets Small Cap Fund
| |
|---|
ALLIANZ MALAYSIA BHD.
Meeting Date: JUN 25, 2014
Record Date: JUN 17, 2014
Meeting Type: ANNUAL | Ticker: ALLIANZ
Security ID: Y59057102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve First and Final Dividend of MYR 0.025 Per Share | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Elect Thillainathan A/L Ramasamy as Director | Management | For | For |
| 5 | Elect Ong Eng Chow as Director | Management | For | For |
| 6 | Elect Alexander Cornelius Ioannis Ankel as Director | Management | For | For |
| 7 | Elect Razali Bin Ismail as Director | Management | For | For |
| 8 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Foo San Kan to Continue Office as Independent Non-Executive Director | Management | For | For |
| 10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Allianz SE Group | Management | For | For |
| 11 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Shook Lin & Bok | Management | For | Against |
| |
|---|
ALSEA S.A.B. DE C.V.
Meeting Date: MAY 29, 2014
Record Date: MAY 22, 2014
Meeting Type: SPECIAL | Ticker: ALSEA
Security ID: P0212A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Class I Shares without Preemptive Rights | Management | For | For |
| 2 | Approve Reduction in Fixed Capital via Cancellation of Treasury Shares | Management | For | For |
| 3 | Approve Issuance of Class I Shares without Preemptive Rights; Amend Article 6 of Bylaws; Grant Board the Authorities to Determine Terms and Conditions | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ANTON OILFIELD SERVICES GROUP
Meeting Date: MAY 29, 2014
Record Date: MAY 26, 2014
Meeting Type: ANNUAL | Ticker: 03337
Security ID: G03999102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Luo Lin as Director | Management | For | For |
| 3b | Elect Zhang Yongyi as Director | Management | For | For |
| 3c | Elect Zhu Xiaoping as Director | Management | For | For |
| 3d | Elect Wang Mingcai as Director | Management | For | For |
| 3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
BIMB HOLDINGS BHD.
Meeting Date: MAY 15, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: BIMB
Security ID: Y0888K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of MYR 0.085 Per Share | Management | For | For |
| 3 | Elect Paduka Ismee bin Ismail as Director | Management | For | For |
| 4 | Elect Zaiton binti Mohd Hassan as Director | Management | For | For |
| 5 | Elect Rifina binti Md Ariff as Director | Management | For | For |
| 6 | Elect Salih Amaran bin Jamiaan as Director | Management | For | For |
| 7 | Approve Zahari @ Mohd Zin bin Idris to Continue Office as Independent Non-Executive Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve KPMG Desa Megat & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| |
|---|
BIOSTIME INTERNATIONAL HOLDINGS LTD
Meeting Date: MAY 08, 2014
Record Date: MAY 05, 2014
Meeting Type: ANNUAL | Ticker: 01112
Security ID: G11259101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Declare Final Dividend | Management | For | For |
| 2b | Declare Special Dividend | Management | For | For |
| 3a1 | Elect Ngai Wai Fung as Director | Management | For | Against |
| 3a2 | Elect Tan Wee Seng as Director | Management | For | For |
| 3a3 | Elect Xiao Baichun as Director | Management | For | For |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CAHYA MATA SARAWAK BERHAD
Meeting Date: MAY 15, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL | Ticker: CMSB
Security ID: Y1662L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of MYR 0.12 Per Share | Management | For | For |
| 3 | Elect Mahmud Abu Bekir Taib as Director | Management | For | For |
| 4 | Elect Mohd Zahidi Bin Hj Zainuddin as Director | Management | For | For |
| 5 | Elect Michael Ting Kuok Ngie @ Ting Kok Ngie as Director | Management | For | For |
| 6 | Approve Remuneration of Non-Executive Chairman, Deputy Chairman, and Non-Executive Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Kevin How Kow to Continue Office as Independent Non-Executive Director | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 12 | Approve Share Repurchase Program | Management | For | For |
| |
|---|
CAHYA MATA SARAWAK BERHAD
Meeting Date: MAY 15, 2014
Record Date: MAY 08, 2014
Meeting Type: SPECIAL | Ticker: CMSB
Security ID: Y1662L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Memorandum and Articles of Association to Facilitate the Proposed Subdivision | Management | For | For |
| 1 | Approve Proposed Subdivision | Management | For | For |
| 2 | Approve Bonus Issue | Management | For | For |
| |
|---|
CPMC HOLDINGS LTD.
Meeting Date: JUN 06, 2014
Record Date: MAY 30, 2014
Meeting Type: ANNUAL | Ticker: 00906
Security ID: Y17739106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Zhang Xin as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3b | Elect Hu Yonglei as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3c | Elect Fu Tingmei as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3d | Elect Andrew Y. Yan as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
DATASONIC GROUP BHD
Meeting Date: MAY 27, 2014
Record Date: MAY 20, 2014
Meeting Type: ANNUAL | Ticker: DSONIC
Security ID: Y2020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Directors | Management | For | For |
| 2 | Elect Abu Hanifah bin Noordin as Director | Management | For | For |
| 3 | Elect Md Diah bin Ramli as Director | Management | For | For |
| 4 | Elect Raghbir Singh A/L Hari Singh as Director | Management | For | For |
| 5 | Elect Talya Zholeikha binti Abu Hanifah as Director | Management | For | For |
| 6 | Elect Mohamed Hashim bin Mohd Ali as Director | Management | For | For |
| 7 | Elect Yee Kim Shing @ Yew Kim Sing as Director | Management | For | For |
| 8 | Approve Crowe Horwath as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
DATASONIC GROUP BHD
Meeting Date: MAY 27, 2014
Record Date: MAY 20, 2014
Meeting Type: SPECIAL | Ticker: DSONIC
Security ID: Y2020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Issue | Management | For | For |
| |
|---|
DIALOG GROUP BHD.
Meeting Date: JUN 25, 2014
Record Date: JUN 18, 2014
Meeting Type: SPECIAL | Ticker: DIALOG
Security ID: Y20641109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| - | Ordinary Resolutions | Management | None | None |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Distribution of Treasury Shares to the Company's Shareholders | Management | For | For |
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| |
|---|
GINKO INTERNATIONAL CO., LTD.
Meeting Date: JUN 18, 2014
Record Date: APR 18, 2014
Meeting Type: ANNUAL | Ticker: 8406
Security ID: G39010106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 3 | Approve Change of Plan of the First Issuance of Unsecured Convertible Bonds | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect JING QIAN, with Shareholder No.49, as Non-Independent Director | Shareholder | None | Against |
| 5.2 | Elect HU, CHIH-KAI, with ID No.N12039XXXX, as Supervisor | Shareholder | None | Against |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Against |
| |
|---|
HAIER ELECTRONICS GROUP CO LTD
Meeting Date: JUN 06, 2014
Record Date: JUN 04, 2014
Meeting Type: ANNUAL | Ticker: 01169
Security ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Zhou Yun Jie as Director | Management | For | For |
| 2a2 | Elect Tan Li Xia as Director | Management | For | For |
| 2a3 | Elect Zhang Yong as Director | Management | For | For |
| 2b | Elect Tsou Kai-Lien, Rose as Director | Management | For | For |
| 2c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Declare Final Dividend | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Approve Issuance of Shares under the Restricted Award Scheme | Management | For | For |
| 1 | Approve Share Premium Reduction | Management | For | For |
| |
|---|
NEWOCEAN ENERGY HOLDINGS LTD.
Meeting Date: MAY 14, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: 00342
Security ID: G6469T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Decalre Final Dividend | Management | For | For |
| 3a1 | Elect Chiu Sing Chung, Raymond as Director | Management | For | For |
| 3a2 | Elect Chan Yuk Wai, Benedict as Director | Management | For | For |
| 3b | Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Cheung Kwan Hung, Anthony as Director | Management | For | For |
| 5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
NMC HEALTH PLC
Meeting Date: JUN 26, 2014
Record Date: JUN 24, 2014
Meeting Type: ANNUAL | Ticker: NMC
Security ID: G65836101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Mark Tompkins as Director | Management | For | For |
| 8 | Re-elect Dr Bavaguthu Shetty as Director | Management | For | For |
| 9 | Re-elect Lord Clanwilliam as Director | Management | For | For |
| 10 | Re-elect Heather Lawrence as Director | Management | For | For |
| 11 | Elect Jonathan Bomford as Director | Management | For | For |
| 12 | Elect Abdulrahman Basaddiq as Director | Management | For | For |
| 13 | Elect Salma Hareb as Director | Management | For | For |
| 14 | Elect Dr Ayesha Abdullah as Director | Management | For | For |
| 15 | Elect Dr Nandini Tandon as Director | Management | For | For |
| 16 | Elect Binay Shetty as Director | Management | For | For |
| 17 | Elect Prasanth Manghat as Director | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Amend Articles of Association Re: Number of Directors | Management | For | For |
| |
|---|
PHILIPPINE NATIONAL BANK
Meeting Date: MAY 27, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: PNB
Security ID: Y7027H158
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Approve the Minutes of the 2013 Annual Stockholders' Meeting Held on May 28, 2013 | Management | For | For |
| 4 | Approve the Report of the President on the Results of Operations for the Year 2013 | Management | For | For |
| 5 | Approve the 2013 Annual Report | Management | For | For |
| 6 | Approve the Amendment of Article II of the Articles of Incorporation to State the Specific Address of the Principal Office of the Company | Management | For | For |
| 7a | Approve the Amendment of Section 1.1, Article I of the By-Laws to State the Specific Address of the Principal Office of the Company | Management | For | For |
| 7b | Approve the Amendment of Section 4.2, Article IV of the By-Laws to Clarify Where and When the Annual Meeting of the Stockholders Shall be Held | Management | For | For |
| 8 | Ratify All Acts, Resolutions, and Proceedings of the Board of Directors and Corporate Officers Since the 2013 Annual Stockholders' Meeting | Management | For | For |
| 9.1 | Elect Florencia G. Tarriela as a Director | Management | For | For |
| 9.2 | Elect Felix Enrico R. Alfiler as a Director | Management | For | For |
| 9.3 | Elect Florido P. Casuela as a Director | Management | For | For |
| 9.4 | Elect Joseph T. Chua as a Director | Management | For | For |
| 9.5 | Elect Leonilo G. Coronel as a Director | Management | For | For |
| 9.6 | Elect Reynaldo A. Maclang as a Director | Management | For | For |
| 9.7 | Elect Estelito P. Mendoza as a Director | Management | For | For |
| 9.8 | Elect Federico C. Pascual as a Director | Management | For | For |
| 9.9 | Elect Cecilio K. Pedro as a Director | Management | For | For |
| 9.10 | Elect Washington Z. Sycip as a Director | Management | For | For |
| 9.11 | Elect Harry C. Tan as a Director | Management | For | For |
| 9.12 | Elect Lucio C. Tan as a Director | Management | For | For |
| 9.13 | Elect Lucio K. Tan, Jr. as a Director | Management | For | For |
| 9.14 | Elect Michael G. Tan as a Director | Management | For | For |
| 9.15 | Elect Deogracias N. Vistan as a Director | Management | For | For |
| 10 | Appoint External Auditor | Management | For | For |
| 11 | Approve Other Matters | Management | For | Against |
| |
|---|
PRESTARIANG BERHAD
Meeting Date: JUN 25, 2014
Record Date: JUN 18, 2014
Meeting Type: ANNUAL | Ticker: PRESBHD
Security ID: Y707AR102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Directors | Management | For | For |
| 2 | Elect Chan Wan Siew as Director | Management | For | For |
| 3 | Elect Mohamed Yunus Ramli bin Abbas as Director | Management | For | For |
| 4 | Elect Pang Yee Beng as Director | Management | For | For |
| 5 | Elect Ramanathan A/L Sathiamutty as Director | Management | For | For |
| 6 | Approve Crowe Horwath as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Approve Increase in Authorized Share Capital | Management | For | For |
| 9 | Amend Memorandum of Association to Reflect Increase in Authortized Share Capital | Management | For | For |
| |
|---|
PT MATAHARI DEPARTMENT STORE TBK
Meeting Date: JUN 02, 2014
Record Date: MAY 14, 2014
Meeting Type: SPECIAL | Ticker: LPPF
Security ID: Y7139L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Pledging of Assets for Debt | Management | For | For |
| |
|---|
PT MITRA ADIPERKASA TBK
Meeting Date: MAY 21, 2014
Record Date: MAY 05, 2014
Meeting Type: ANNUAL | Ticker: MAPI
Security ID: Y71299104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports and Approve Allocation of Income | Management | For | For |
| 2 | Approve Auditors | Management | For | For |
| 3 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Against |
| |
|---|
PT SURYA CITRA MEDIA TBK
Meeting Date: JUN 02, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: SCMA
Security ID: Y7148M110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Directors and Commissioners | Management | For | Against |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROBINSONS RETAIL HOLDINGS INC
Meeting Date: JUN 25, 2014
Record Date: MAY 21, 2014
Meeting Type: ANNUAL | Ticker: RRHI
Security ID: Y7318T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Minutes of the Joint Special Meeting of the Board of Directors and Stockholders Held on Oct. 7, 2013 | Management | For | For |
| 3 | Approve Annual Report and Financial Statements for the Preceding Year | Management | For | For |
| 4.1 | Elect John L. Gokongwei, Jr. as a Director | Management | For | For |
| 4.2 | Elect James L. Go as a Director | Management | For | For |
| 4.3 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
| 4.4 | Elect Robina Y. Gokongwei-Pe as a Director | Management | For | For |
| 4.5 | Elect Lisa Y. Gokongwei-Cheng as a Director | Management | For | For |
| 4.6 | Elect Faith Y. Gokongwei-Lim as a Director | Management | For | For |
| 4.7 | Elect Hope Y. Gokongwei-Tang as a Director | Management | For | Against |
| 4.8 | Elect Antonio L. Go as a Director | Management | For | For |
| 4.9 | Elect Roberto R. Romulo as a Director | Management | For | For |
| 5 | Elect External Auditor | Management | For | For |
| 6 | Ratify All Acts of the Board of Directors and Management Since the Last Annual Meeting | Management | For | For |
| 7 | Approve Other Matters | Management | For | Against |
| |
|---|
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD.
Meeting Date: MAY 13, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: 02382
Security ID: G8586D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wang Wenjie as Director | Management | For | For |
| 3b | Elect Ye Liaoning as Director | Management | For | For |
| 3c | Elect Zhang Yuqing as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TON YI INDUSTRIAL CORP.
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: 9907
Security ID: Y8895R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
| 3 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TONGDA GROUP HOLDINGS LTD.
Meeting Date: JUN 06, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: 00698
Security ID: G8917X121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Wang Ya Nan as Director | Management | For | For |
| 2b | Elect Wang Ming Che as Director | Management | For | For |
| 2c | Elect Ting Leung Huel Stephen as Director | Management | For | Against |
| 2d | Approve Remuneration of Directors | Management | For | For |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Declare Final Dividend | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
Established Value Fund
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: ARE
Security ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Maria C. Freire | Management | For | For |
| 1.5 | Elect Director Steven R. Hash | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director James H. Richardson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLEGHANY CORPORATION
Meeting Date: APR 25, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: Y
Security ID: 017175100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rex D. Adams | Management | For | For |
| 1b | Elect Director Ian H. Chippendale | Management | For | For |
| 1c | Elect Director Weston M. Hicks | Management | For | For |
| 1d | Elect Director Jefferson W. Kirby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ALLIANT ENERGY CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: LNT
Security ID: 018802108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Allen | Management | For | For |
| 1.2 | Elect Director Patricia L. Kampling | Management | For | For |
| 1.3 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ALSN
Security ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.2 | Elect Director Kosty Gilis | Management | For | For |
| 1.3 | Elect Director Francis Raborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
Meeting Date: MAR 12, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: ADI
Security ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director John C. Hodgson | Management | For | For |
| 1f | Elect Director Yves-Andre Istel | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director F. Grant Saviers | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ATMOS ENERGY CORPORATION
Meeting Date: FEB 05, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: ATO
Security ID: 049560105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Richard W. Douglas | Management | For | For |
| 1d | Elect Director Ruben E. Esquivel | Management | For | For |
| 1e | Elect Director Richard K. Gordon | Management | For | For |
| 1f | Elect Director Robert C. Grable | Management | For | For |
| 1g | Elect Director Thomas C. Meredith | Management | For | For |
| 1h | Elect Director Nancy K. Quinn | Management | For | For |
| 1i | Elect Director Richard A. Sampson | Management | For | For |
| 1j | Elect Director Stephen R. Springer | Management | For | For |
| 1k | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTOLIV, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ALV
Security ID: 052800109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Lars Nyberg - WITHDRAWN | Management | None | None |
| 1.3 | Elect Director James M. Ringler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AVERY DENNISON CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: AVY
Security ID: 053611109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Rolf L. Borjesson | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director Charles H. Noski | Management | For | For |
| 1g | Elect Director David E. I. Pyott | Management | For | For |
| 1h | Elect Director Dean A. Scarborough | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Julia A. Stewart | Management | For | For |
| 1k | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
Meeting Date: NOV 08, 2013
Record Date: SEP 10, 2013
Meeting Type: ANNUAL | Ticker: AVT
Security ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director Richard Hamada | Management | For | For |
| 1.5 | Elect Director James A. Lawrence | Management | For | For |
| 1.6 | Elect Director Frank R. Noonan | Management | For | For |
| 1.7 | Elect Director Ray M. Robinson | Management | For | For |
| 1.8 | Elect Director William H. Schumann III | Management | For | For |
| 1.9 | Elect Director William P. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BECTON, DICKINSON AND COMPANY
Meeting Date: JAN 28, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: BDX
Security ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
| 1.3 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.4 | Elect Director Edward F. DeGraan | Management | For | For |
| 1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.6 | Elect Director Claire M. Fraser | Management | For | For |
| 1.7 | Elect Director Christopher Jones | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.10 | Elect Director James F. Orr | Management | For | For |
| 1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 1.14 | Elect Director Alfred Sommer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
BEMIS COMPANY, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: BMS
Security ID: 081437105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Perry | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director Philip G. Weaver | Management | For | For |
| 1.4 | Elect Director Henry J. Theisen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
Meeting Date: JUL 24, 2013
Record Date: JUN 24, 2013
Meeting Type: SPECIAL | Ticker: BMC
Security ID: 055921100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Meeting Date: NOV 14, 2013
Record Date: SEP 23, 2013
Meeting Type: ANNUAL | Ticker: BR
Security ID: 11133T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Richard J. Daly | Management | For | For |
| 1c | Elect Director Robert N. Duelks | Management | For | For |
| 1d | Elect Director Richard J. Haviland | Management | For | For |
| 1e | Elect Director Sandra S. Jaffee | Management | For | For |
| 1f | Elect Director Stuart R. Levine | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAREFUSION CORPORATION
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: CFN
Security ID: 14170T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kieran T. Gallahue | Management | For | For |
| 1b | Elect Director J. Michael Losh | Management | For | For |
| 1c | Elect Director Edward D. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CHICO'S FAS, INC.
Meeting Date: JUN 26, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: CHS
Security ID: 168615102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David F. Walker | Management | For | For |
| 1.2 | Elect Director John J. Mahoney | Management | For | For |
| 1.3 | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
Meeting Date: MAY 15, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: XEC
Security ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
Meeting Date: OCT 22, 2013
Record Date: AUG 26, 2013
Meeting Type: ANNUAL | Ticker: CTAS
Security ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Richard T. Farmer | Management | For | For |
| 1e | Elect Director Scott D. Farmer | Management | For | For |
| 1f | Elect Director James J. Johnson | Management | For | For |
| 1g | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
Meeting Date: APR 23, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CYN
Security ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN HARBORS, INC.
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CLH
Security ID: 184496107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene Banucci | Management | For | For |
| 1.2 | Elect Director Edward G. Galante | Management | For | For |
| 1.3 | Elect Director Thomas J. Shields | Management | For | For |
| 1.4 | Elect Director John R. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CULLEN/FROST BANKERS, INC.
Meeting Date: APR 24, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CFR
Security ID: 229899109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Denny Alexander | Management | For | For |
| 1.2 | Elect Director Carlos Alvarez | Management | For | For |
| 1.3 | Elect Director Royce S. Caldwell | Management | For | For |
| 1.4 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
| 1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director David J. Haemisegger | Management | For | For |
| 1.9 | Elect Director Karen E. Jennings | Management | For | For |
| 1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DEVON ENERGY CORPORATION
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: DVN
Security ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Robert H. Henry | Management | For | For |
| 1.4 | Elect Director John A. Hill | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director J. Larry Nichols | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | For |
| |
|---|
DOVER CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: DOV
Security ID: 260003108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert W. Cremin | Management | For | For |
| 1b | Elect Director Jean-Pierre M. Ergas | Management | For | For |
| 1c | Elect Director Peter T. Francis | Management | For | For |
| 1d | Elect Director Kristiane C. Graham | Management | For | For |
| 1e | Elect Director Michael F. Johnston | Management | For | For |
| 1f | Elect Director Robert A. Livingston | Management | For | For |
| 1g | Elect Director Richard K. Lochridge | Management | For | For |
| 1h | Elect Director Bernard G. Rethore | Management | For | For |
| 1i | Elect Director Michael B. Stubbs | Management | For | For |
| 1j | Elect Director Stephen M. Todd | Management | For | For |
| 1k | Elect Director Stephen K. Wagner | Management | For | For |
| 1l | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 8 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
ENERGEN CORPORATION
Meeting Date: APR 23, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: EGN
Security ID: 29265N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Dewey | Management | For | For |
| 1.2 | Elect Director M. James Gorrie | Management | For | For |
| 1.3 | Elect Director James T. McManus, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: FIS
Security ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: FITB
Security ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GANNETT CO., INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: GCI
Security ID: 364730101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John E. Cody | Management | For | For |
| 1b | Elect Director Howard D. Elias | Management | For | For |
| 1c | Elect Director John Jeffry Louis | Management | For | For |
| 1d | Elect Director Marjorie Magner | Management | For | For |
| 1e | Elect Director Gracia C. Martore | Management | For | For |
| 1f | Elect Director Scott K. McCune | Management | For | For |
| 1g | Elect Director Susan Ness | Management | For | For |
| 1h | Elect Director Tony A. Prophet | Management | For | For |
| 1i | Elect Director Neal Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
HARLEY-DAVIDSON, INC.
Meeting Date: APR 26, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: HOG
Security ID: 412822108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Michael J. Cave | Management | For | For |
| 1.5 | Elect Director Georges H. Conrades | Management | For | For |
| 1.6 | Elect Director Donald A. James | Management | For | For |
| 1.7 | Elect Director Sara L. Levinson | Management | For | For |
| 1.8 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.9 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.10 | Elect Director James A. Norling | Management | For | For |
| 1.11 | Elect Director Keith E. Wandell | Management | For | For |
| 1.12 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
HELMERICH & PAYNE, INC.
Meeting Date: MAR 05, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: HP
Security ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HUB.B
Security ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director John G. Russell | Management | For | For |
| 1.11 | Elect Director Steven R. Shawley | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
Meeting Date: JUN 05, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: IR
Security ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INGREDION INCORPORATED
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INGR
Security ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Ilene S. Gordon | Management | For | For |
| 1d | Elect Director Paul Hanrahan | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Rhonda L. Jordan | Management | For | For |
| 1g | Elect Director Gregory B. Kenny | Management | For | For |
| 1h | Elect Director Barbara A. Klein | Management | For | For |
| 1i | Elect Director Victoria J. Reich | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: IFF
Security ID: 459506101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda B. Buck | Management | For | For |
| 1c | Elect Director J. Michael Cook | Management | For | For |
| 1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1e | Elect Director Andreas Fibig | Management | For | For |
| 1f | Elect Director Christina Gold | Management | For | For |
| 1g | Elect Director Alexandra A. Herzan | Management | For | For |
| 1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1i | Elect Director Katherine M. Hudson | Management | For | For |
| 1j | Elect Director Arthur C. Martinez | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 1l | Elect Director Douglas D. Tough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 10, 2014
Record Date: JAN 13, 2014
Meeting Type: ANNUAL | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Eric F. Brown | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Greg Creed | Management | For | For |
| 1e | Elect Director Patti S. Hart | Management | For | For |
| 1f | Elect Director Robert J. Miller | Management | For | For |
| 1g | Elect Director Vincent L. Sadusky | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| |
|---|
INVESCO LTD.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: IVZ
Security ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Denis Kessler | Management | For | For |
| 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
Meeting Date: JAN 29, 2014
Record Date: NOV 21, 2013
Meeting Type: ANNUAL | Ticker: JCI
Security ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JONES LANG LASALLE INCORPORATED
Meeting Date: MAY 30, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: JLL
Security ID: 48020Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hugo Bague | Management | For | For |
| 1b | Elect Director Colin Dyer | Management | For | For |
| 1c | Elect Director Dame DeAnne Julius | Management | For | For |
| 1d | Elect Director Kate S. Lavelle | Management | For | For |
| 1e | Elect Director Ming Lu | Management | For | For |
| 1f | Elect Director Martin H. Nesbitt | Management | For | For |
| 1g | Elect Director Sheila A. Penrose | Management | For | For |
| 1h | Elect Director Shailesh Rao | Management | For | For |
| 1i | Elect Director David B. Rickard | Management | For | For |
| 1j | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: JNPR
Security ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KENNAMETAL INC.
Meeting Date: OCT 22, 2013
Record Date: AUG 30, 2013
Meeting Type: ANNUAL | Ticker: KMT
Security ID: 489170100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director William J. Harvey | Management | For | For |
| 1.3 | Elect Director Cindy L. Davis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
Meeting Date: NOV 07, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: LRCX
Security ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARKEL CORPORATION
Meeting Date: MAY 12, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: MKL
Security ID: 570535104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director K. Bruce Connell | Management | For | For |
| 1.3 | Elect Director Douglas C. Eby | Management | For | For |
| 1.4 | Elect Director Stewart M. Kasen | Management | For | For |
| 1.5 | Elect Director Alan I. Kirshner | Management | For | For |
| 1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.7 | Elect Director Anthony F. Markel | Management | For | For |
| 1.8 | Elect Director Steven A. Markel | Management | For | For |
| 1.9 | Elect Director Darrell D. Martin | Management | For | For |
| 1.10 | Elect Director Michael O'Reilly | Management | For | For |
| 1.11 | Elect Director Jay M. Weinberg | Management | For | For |
| 1.12 | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MAR
Security ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director John W. Marriott, III | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Frederick A. Henderson | Management | For | For |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Harry J. Pearce | Management | For | For |
| 1.9 | Elect Director Steven S Reinemund | Management | For | For |
| 1.10 | Elect Director W. Mitt Romney | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: MMC
Security ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Adele Simmons | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTEC, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: MTZ
Security ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | For |
| 1.4 | Elect Director Daniel Restrepo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NORDSTROM, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: JWN
Security ID: 655664100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Phyllis J. Campbell | Management | For | For |
| 1b | Elect Director Michelle M. Ebanks | Management | For | For |
| 1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1d | Elect Director Robert G. Miller | Management | For | For |
| 1e | Elect Director Blake W. Nordstrom | Management | For | For |
| 1f | Elect Director Erik B. Nordstrom | Management | For | For |
| 1g | Elect Director Peter E. Nordstrom | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director B. Kevin Turner | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 1l | Elect Director Alison A. Winter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
Meeting Date: MAY 20, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: OMC
Security ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Bruce Crawford | Management | For | For |
| 1.3 | Elect Director Alan R. Batkin | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Robert Charles Clark | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Errol M. Cook | Management | For | For |
| 1.8 | Elect Director Susan S. Denison | Management | For | For |
| 1.9 | Elect Director Michael A. Henning | Management | For | For |
| 1.10 | Elect Director John R. Murphy | Management | For | For |
| 1.11 | Elect Director John R. Purcell | Management | For | For |
| 1.12 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.13 | Elect Director Gary L. Roubos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: ONNN
Security ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Bernard L. Han | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
PARKER-HANNIFIN CORPORATION
Meeting Date: OCT 23, 2013
Record Date: AUG 30, 2013
Meeting Type: ANNUAL | Ticker: PH
Security ID: 701094104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Linda S. Harty | Management | For | For |
| 1.3 | Elect Director William E. Kassling | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.6 | Elect Director Klaus-Peter Muller | Management | For | Withhold |
| 1.7 | Elect Director Candy M. Obourn | Management | For | For |
| 1.8 | Elect Director Joseph M. Scaminace | Management | For | For |
| 1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.10 | Elect Director Ake Svensson | Management | For | For |
| 1.11 | Elect Director James L. Wainscott | Management | For | For |
| 1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PATTERSON COMPANIES, INC.
Meeting Date: SEP 09, 2013
Record Date: JUL 12, 2013
Meeting Type: ANNUAL | Ticker: PDCO
Security ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Buck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PENSKE AUTOMOTIVE GROUP, INC.
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: PAG
Security ID: 70959W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Barr | Management | For | Withhold |
| 1.2 | Elect Director Michael R. Eisenson | Management | For | Withhold |
| 1.3 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Lovejoy | Management | For | For |
| 1.5 | Elect Director Kimberly J. McWaters | Management | For | For |
| 1.6 | Elect Director Yoshimi Namba | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Roger S. Penske | Management | For | For |
| 1.9 | Elect Director Greg Penske | Management | For | For |
| 1.10 | Elect Director Sandra E. Pierce | Management | For | For |
| 1.11 | Elect Director Ronald G. Steinhart | Management | For | Withhold |
| 1.12 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: RS
Security ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah J. Anderson | Management | For | For |
| 1.2 | Elect Director John G. Figueroa | Management | For | For |
| 1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.4 | Elect Director David H. Hannah | Management | For | For |
| 1.5 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.6 | Elect Director Mark V. Kaminski | Management | For | For |
| 1.7 | Elect Director Gregg J. Mollins | Management | For | For |
| 1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1.9 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: RSG
Security ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James W. Crownover | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director Ann E. Dunwoody | Management | For | For |
| 1d | Elect Director William J. Flynn | Management | For | For |
| 1e | Elect Director Michael Larson | Management | For | For |
| 1f | Elect Director W. Lee Nutter | Management | For | For |
| 1g | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1h | Elect Director Donald W. Slager | Management | For | For |
| 1i | Elect Director Allan C. Sorensen | Management | For | For |
| 1j | Elect Director John M. Trani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 22, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: RHI
Security ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
Meeting Date: FEB 04, 2014
Record Date: DEC 09, 2013
Meeting Type: ANNUAL | Ticker: ROK
Security ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director Steven R. Kalmanson | Management | For | Withhold |
| A2 | Elect Director James P. Keane | Management | For | Withhold |
| A3 | Elect Director Donald R. Parfet | Management | For | Withhold |
| B | Ratify Auditors | Management | For | For |
| C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
RPM INTERNATIONAL INC.
Meeting Date: OCT 10, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL | Ticker: RPM
Security ID: 749685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Daberko | Management | For | Withhold |
| 1.2 | Elect Director Craig S. Morford | Management | For | For |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Thomas C. Sullivan | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEMPRA ENERGY
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: SRE
Security ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SWKS
Security ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: LUV
Security ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director David H. Hughes | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.6 | Elect Director Donna S. Morea | Management | For | For |
| 1.7 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SYNOPSYS, INC.
Meeting Date: APR 02, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: SNPS
Security ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Alfred Castino | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
| 1.7 | Elect Director John G. Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
Meeting Date: MAR 04, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: TEL
Security ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Against |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | Against |
| |
|---|
THE CHUBB CORPORATION
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: CB
Security ID: 171232101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zoe Baird Budinger | Management | For | For |
| 1b | Elect Director Sheila P. Burke | Management | For | For |
| 1c | Elect Director James I. Cash, Jr. | Management | For | For |
| 1d | Elect Director John D. Finnegan | Management | For | For |
| 1e | Elect Director Timothy P. Flynn | Management | For | For |
| 1f | Elect Director Karen M. Hoguet | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Martin G. McGuinn | Management | For | For |
| 1i | Elect Director Lawrence M. Small | Management | For | For |
| 1j | Elect Director Jess Soderberg | Management | For | For |
| 1k | Elect Director Daniel E. Somers | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director James M. Zimmerman | Management | For | For |
| 1n | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Against |
| |
|---|
TYSON FOODS, INC.
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: TSN
Security ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1d | Elect Director Jim Kever | Management | For | For |
| 1e | Elect Director Kevin M. McNamara | Management | For | For |
| 1f | Elect Director Brad T. Sauer | Management | For | For |
| 1g | Elect Director Robert Thurber | Management | For | For |
| 1h | Elect Director Barbara A. Tyson | Management | For | For |
| 1i | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on the Risks Associated with Use of Gestation Crates in Supply | Shareholder | Against | Against |
| |
|---|
W. R. BERKLEY CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: WRB
Security ID: 084423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George G. Daly | Management | For | Against |
| 1.2 | Elect Director Jack H. Nusbaum | Management | For | Against |
| 1.3 | Elect Director Mark L. Shapiro | Management | For | Against |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Meeting Date: JUL 23, 2013
Record Date: MAY 31, 2013
Meeting Type: ANNUAL | Ticker: WSH
Security ID: G96666105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominic Casserley | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Roy Gardner | Management | For | For |
| 1d | Elect Director Jeremy Hanley | Management | For | For |
| 1e | Elect Director Robyn S. Kravit | Management | For | For |
| 1f | Elect Director Wendy E. Lane | Management | For | For |
| 1g | Elect Director Francisco Luzon | Management | For | For |
| 1h | Elect Director James F. McCann | Management | For | For |
| 1i | Elect Director Jaymin Patel | Management | For | For |
| 1j | Elect Director Douglas B. Roberts | Management | For | For |
| 1k | Elect Director Michael J. Somers | Management | For | For |
| 1l | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XCEL ENERGY INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: XEL
Security ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
| 1b | Elect Director Richard K. Davis | Management | For | For |
| 1c | Elect Director Ben Fowke | Management | For | For |
| 1d | Elect Director Albert F. Moreno | Management | For | For |
| 1e | Elect Director Richard T. O'Brien | Management | For | For |
| 1f | Elect Director Christopher J. Policinski | Management | For | For |
| 1g | Elect Director A. Patricia Sampson | Management | For | For |
| 1h | Elect Director James J. Sheppard | Management | For | For |
| 1i | Elect Director David A. Westerlund | Management | For | For |
| 1j | Elect Director Kim Williams | Management | For | For |
| 1k | Elect Director Timothy V. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
XYLEM INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: XYL
Security ID: 98419M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sten E. Jakobsson | Management | For | For |
| 1b | Elect Director Steven R. Loranger | Management | For | For |
| 1c | Elect Director Edward J. Ludwig | Management | For | For |
| 1d | Elect Director Jerome A. Peribere | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Stock Retention | Shareholder | Against | Against |
Fund for Income
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Global Equity Fund
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Ian Marchant as Director | Management | For | For |
| 6 | Re-elect Ken Hanna as Director | Management | For | For |
| 7 | Re-elect Angus Cockburn as Director | Management | For | For |
| 8 | Re-elect Debajit Das as Director | Management | For | For |
| 9 | Re-elect Asterios Satrazemis as Director | Management | For | For |
| 10 | Re-elect David Taylor-Smith as Director | Management | For | For |
| 11 | Re-elect Russell King as Director | Management | For | For |
| 12 | Re-elect Diana Layfield as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Rebecca McDonald as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: SPECIAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| |
|---|
AIA GROUP LTD.
Meeting Date: MAY 09, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: 01299
Security ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ALASKA AIR GROUP, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: ALK
Security ID: 011659109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Marion C. Blakey | Management | For | For |
| 1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 1.4 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 1.5 | Elect Director Dennis F. Madsen | Management | For | For |
| 1.6 | Elect Director Byron I. Mallott | Management | For | For |
| 1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
| 1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.9 | Elect Director Bradley D. Tilden | Management | For | For |
| 1.10 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Adjust Par Value of Common Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALFRESA HOLDINGS CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 2784
Security ID: J0109X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fukujin, Kunio | Management | For | For |
| 1.2 | Elect Director Ishiguro, Denroku | Management | For | For |
| 1.3 | Elect Director Takita, Yasuo | Management | For | For |
| 1.4 | Elect Director Kanome, Hiroyuki | Management | For | For |
| 1.5 | Elect Director Takahashi, Hidetomi | Management | For | For |
| 1.6 | Elect Director Hasebe, Shozo | Management | For | For |
| 1.7 | Elect Director Shinohara, Tsuneo | Management | For | For |
| 1.8 | Elect Director Kubo, Taizo | Management | For | For |
| 1.9 | Elect Director Miyake, Shunichi | Management | For | For |
| 1.10 | Elect Director Izumi, Yasuki | Management | For | For |
| 1.11 | Elect Director Shimada, Haruo | Management | For | For |
| 1.12 | Elect Director Kimura, Kazuko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Kuwayama, Kenji | Management | For | For |
| 2.2 | Appoint Statutory Auditor Noguchi, Yuuji | Management | For | For |
| |
|---|
ALLIANZ SE
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: ALV
Security ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize the Acquisition Treasury Shares for Trading Purposes | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
ANIXTER INTERNATIONAL INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: AXE
Security ID: 035290105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Blyth | Management | For | For |
| 1.2 | Elect Director Frederic F. Brace | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Robert J. Eck | Management | For | For |
| 1.5 | Elect Director Robert W. Grubbs | Management | For | For |
| 1.6 | Elect Director F. Philip Handy | Management | For | For |
| 1.7 | Elect Director Melvyn N. Klein | Management | For | For |
| 1.8 | Elect Director George Munoz | Management | For | For |
| 1.9 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.10 | Elect Director Matthew Zell | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANTOFAGASTA PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: ANTO
Security ID: G0398N128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | Abstain |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Jean-Paul Luksic as Director | Management | For | Against |
| 6 | Re-elect William Hayes as Director | Management | For | For |
| 7 | Re-elect Gonzalo Menendez as Director | Management | For | For |
| 8 | Re-elect Ramon Jara as Director | Management | For | For |
| 9 | Re-elect Juan Claro as Director | Management | For | For |
| 10 | Re-elect Hugo Dryland as Director | Management | For | For |
| 11 | Re-elect Tim Baker as Director | Management | For | For |
| 12 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
| 13 | Re-elect Nelson Pizarro as Director | Management | For | For |
| 14 | Re-elect Andronico Luksic as Director | Management | For | For |
| 15 | Elect Vivianne Blanlot as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
AXA
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: CS
Security ID: F06106102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
| 8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
| 9 | Reelect Henri de Castries as Director | Management | For | Against |
| 10 | Reelect Norbert Dentressangle as Director | Management | For | For |
| 11 | Reelect Denis Duverne as Director | Management | For | For |
| 12 | Reelect Isabelle Kocher as Director | Management | For | For |
| 13 | Reelect Suet Fern Lee as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
| 18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BARRATT DEVELOPMENTS PLC
Meeting Date: NOV 13, 2013
Record Date: NOV 11, 2013
Meeting Type: ANNUAL | Ticker: BDEV
Security ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Nina Bibby as Director | Management | For | For |
| 4 | Re-elect Robert Lawson as Director | Management | For | For |
| 5 | Re-elect Mark Clare as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve EU Political Donations and Expediture | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
Meeting Date: MAY 03, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: BRK.B
Security ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.13 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
| 5 | Approve Annual Dividends | Shareholder | Against | Against |
| |
|---|
BRIDGESTONE CORP.
Meeting Date: MAR 25, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 5108
Security ID: J04578126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
| 2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
| 2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
| 2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
| 2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
| 2.6 | Elect Director Murofushi, Kimiko | Management | For | For |
| 2.7 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.8 | Elect Director Okina, Yuri | Management | For | For |
| 3 | Appoint Statutory Auditor Tsuji, Masahito | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
CERNER CORPORATION
Meeting Date: MAY 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CERN
Security ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CNOOC LTD.
Meeting Date: NOV 27, 2013
Record Date: NOV 21, 2013
Meeting Type: SPECIAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Non-exempt Continuing Connected Transactions | Management | For | For |
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
| |
|---|
CNOOC LTD.
Meeting Date: MAY 23, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Declare Final Dividend | Management | For | For |
| 1c | Elect Li Fanrong as Director | Management | For | For |
| 1d | Elect Wang Yilin as Director | Management | For | For |
| 1e | Elect Lv Bo as Director | Management | For | For |
| 1f | Elect Zhang Jianwei as Director | Management | For | For |
| 1g | Elect Wang Jiaxiang as Director | Management | For | For |
| 1h | Elect Lawrence J. Lau as Director | Management | For | For |
| 1i | Elect Kevin G. Lynch as Director | Management | For | For |
| 1j | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 1k | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
COMPASS GROUP PLC
Meeting Date: FEB 06, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Paul Walsh as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Richard Cousins as Director | Management | For | For |
| 8 | Re-elect Gary Green as Director | Management | For | For |
| 9 | Re-elect Andrew Martin as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Susan Murray as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
COMPASS GROUP PLC
Meeting Date: JUN 11, 2014
Record Date: JUN 09, 2014
Meeting Type: SPECIAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| 3 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| |
|---|
CONAGRA FOODS, INC.
Meeting Date: SEP 27, 2013
Record Date: JUL 31, 2013
Meeting Type: ANNUAL | Ticker: CAG
Security ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Stephen G. Butler | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Joie A. Gregor | Management | For | For |
| 1.5 | Elect Director Rajive Johri | Management | For | For |
| 1.6 | Elect Director W.G. Jurgensen | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
CONSTELLIUM NV
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: CSTM
Security ID: N22035104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Approve Publication of Information in English | Management | For | For |
| 2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
| 4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Announce Allocation of Income | Management | None | None |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
| 10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
| 10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
| 10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
| 10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
| 10f | Elect J. Ormerod to Supervisory Board | Management | For | Against |
| 11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
| 12 | Approve Cancellation of Preference Shares | Management | For | For |
| 13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
| 13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
| 13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
| 14 | Allow Questions | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
COSTCO WHOLESALE CORPORATION
Meeting Date: JAN 30, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: COST
Security ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
| 1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
| 1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | For |
| |
|---|
CP ALL PCL
Meeting Date: SEP 19, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve Issuance of Bonds | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
CP ALL PCL
Meeting Date: APR 24, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve 2013 Operations Report | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
| 5.1 | Elect Prasert Jarupanich as Director | Management | For | Against |
| 5.2 | Elect Narong Chearavanont as Director | Management | For | For |
| 5.3 | Elect Pittaya Jearavisitkul as Director | Management | For | Against |
| 5.4 | Elect Piyawat Titasattavorakul as Director | Management | For | Against |
| 5..5 | Elect Umroong Sanphasitvong as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Bonds | Management | For | For |
| 9 | Other Business | Management | For | Against |
| |
|---|
DANSKE BANK A/S
Meeting Date: MAR 18, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DANSKE
Security ID: K22272114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 2.00 Per Share | Management | For | For |
| 4a | Reelect Ole Andersen as Director | Management | For | For |
| 4b | Reelect Urban Backstrom as Director | Management | For | For |
| 4c | Reelect Lars Forberg as Director | Management | For | For |
| 4d | Reelect Jorn Jensen as Director | Management | For | For |
| 4e | Reelect Carol Sergeant as Director | Management | For | For |
| 4f | Reelect Jim Snabe as Director | Management | For | For |
| 4g | Reelect Tront Westlie as Director | Management | For | For |
| 4h | Elect Rolv Ryssdal as New Director | Management | For | For |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6a | Approve Publication of Annual Report in English | Management | For | For |
| 6b | Amend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting | Management | For | For |
| 6c | Amend Articles Re: Registration by Name in Article 4.4 | Management | For | For |
| 6d | Amend Articles Re: Board's Entitlement of Ballot to be Held | Management | For | For |
| 6e | Amend Articles Re: Proxy Requirement in Article 12 | Management | For | For |
| 6f | Adopt Danske Invest A/S as Secondary Name | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 9 | Amend Company's Remuneration Policy | Management | For | For |
| 10a | Require Inclusion of Certain Financial information to Meeting Notice | Shareholder | Against | Against |
| 10b | Require Annual Reports to be Available in Danish | Shareholder | Against | Against |
| 10c | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 10d | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 11 | Establish Institution to Work on Integration of Copenhagen and Landskrona | Shareholder | Against | Against |
| 12a | Require Bank to Always State the Most Recent Quoted Price on a Regulated Market | Shareholder | Against | Against |
| 12b | Require Bank to Never Set Trading Price of Its Share | Shareholder | Against | Against |
| 12c | Limit Bank's Ability to Charge General Fees in Certain Cases | Shareholder | Against | Against |
| 12d | Require Customer Transactions to be Executed at Lowest Price | Shareholder | Against | Against |
| 12e | Amend Articles Re: Include Norwegian and Swedish as Corporate Language | Shareholder | Against | Against |
| 12f | Amend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting | Shareholder | Against | Against |
| 12g | Require Immediate Cash Payment of Hybrid Core Capital Raised in May 2009 | Shareholder | Against | Against |
| 12h | Amend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items | Shareholder | Against | Against |
| 12i | Amend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot | Shareholder | Against | Against |
| 13a | Require Danske Bank to Refrain from using Tax Havens | Shareholder | Against | Against |
| 13b | Request Danske Bank to take Position in Principle on Bank Secrecy | Shareholder | Against | Against |
| 14 | Remove Ole Andersen from the Board of Directors | Shareholder | Against | Against |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
| 3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
| 4 | Approve Directors' Fees | Management | For | Against |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Piyush Gupta as Director | Management | For | For |
| 7 | Elect Bart Joseph Broadman as Director | Management | For | For |
| 8 | Elect Ho Tian Yee as Director | Management | For | For |
| 9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
| 10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | For | For |
| 13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | For | For |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DRAGON OIL PLC
Meeting Date: APR 23, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: DRS
Security ID: G2828W132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Reelect Mohammed Al Ghurair as Director | Management | For | Abstain |
| 3b | Reelect Abdul Jaleel Al Khalifa as Director | Management | For | For |
| 3c | Reelect Thor Haugnaess as Director | Management | For | For |
| 3d | Reelect Ahmad Sharaf as Director | Management | For | For |
| 3e | Reelect Ahmad Al Muhairbi as Director | Management | For | For |
| 3f | Reelect Saeed Al Mazrooei as Director | Management | For | For |
| 3g | Elect Justin Crowley as Director | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | Against |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorize General Meetings Outside the Republic of Ireland | Management | For | For |
| 8 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance of Shares | Management | For | For |
| 12 | Approve the Adoption of the 2014 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
EASYJET PLC
Meeting Date: FEB 13, 2014
Record Date: FEB 11, 2014
Meeting Type: ANNUAL | Ticker: EZJ
Security ID: G3030S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Ordinary Dividend | Management | For | For |
| 5 | Approve Special Dividend | Management | For | For |
| 6 | Elect John Barton as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Carolyn McCall as Director | Management | For | For |
| 9 | Re-elect Chris Kennedy as Director | Management | For | For |
| 10 | Re-elect Adele Anderson as Director | Management | For | For |
| 11 | Re-elect David Bennett as Director | Management | For | For |
| 12 | Re-elect John Browett as Director | Management | For | For |
| 13 | Re-elect Rigas Doganis as Director | Management | For | For |
| 14 | Re-elect Keith Hamill as Director | Management | For | For |
| 15 | Re-elect Andy Martin as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: FITB
Security ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FUJI HEAVY INDUSTRIES LTD.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 7270
Security ID: J14406136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
| 3.2 | Elect Director Kondo, Jun | Management | For | For |
| 3.3 | Elect Director Mabuchi, Akira | Management | For | For |
| 3.4 | Elect Director Muto, Naoto | Management | For | For |
| 3.5 | Elect Director Takahashi, Mitsuru | Management | For | For |
| 3.6 | Elect Director Tachimori, Takeshi | Management | For | For |
| 3.7 | Elect Director Arima, Toshio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
| |
|---|
GATX CORPORATION
Meeting Date: APR 25, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: GMT
Security ID: 361448103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anne L. Arvia | Management | For | For |
| 1.2 | Elect Director Ernst A. Haberli | Management | For | For |
| 1.3 | Elect Director Brian A. Kenney | Management | For | For |
| 1.4 | Elect Director James B. Ream | Management | For | For |
| 1.5 | Elect Director Robert J. Ritchie | Management | For | For |
| 1.6 | Elect Director David S. Sutherland | Management | For | For |
| 1.7 | Elect Director Casey J. Sylla | Management | For | For |
| 1.8 | Elect Director Paul G. Yovovich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GIVAUDAN SA
Meeting Date: MAR 20, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: GIVN
Security ID: H3238Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 47.00 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Amend Articles Re: Removal of Registration and Voting Rights Restrictions | Management | For | For |
| 5.2 | Amend Articles Re: Convening AGM | Management | For | For |
| 5.3 | Amend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1.1 | Reelect Juerg Witmer as Director | Management | For | For |
| 6.1.2 | Reelect Andre Hoffmann as Director | Management | For | For |
| 6.1.3 | Reelect Lilian Biner as Director | Management | For | For |
| 6.1.4 | Reelect Peter Kappeler as Director | Management | For | For |
| 6.1.5 | Reelect Thomas Rufer as Director | Management | For | For |
| 6.1.6 | Reelect Nabil Sakkab as Director | Management | For | For |
| 6.2.1 | Elect Werner Bauer as Director | Management | For | For |
| 6.2.2 | Elect Calvin Greider as Director | Management | For | For |
| 6.3 | Elect Juerg Witmer as Board Chairman | Management | For | For |
| 6.4.1 | Elect Andre Hoffmann as Member of the Remuneration Committee | Management | For | For |
| 6.4.2 | Elect Peter Kappeler as Member of the Remuneration Committee | Management | For | For |
| 6.4.3 | Elect Werner Bauer as Member of the Remuneration Committee | Management | For | For |
| 6.5 | Designate Manuel Isler as Independent Proxy | Management | For | For |
| 6.6 | Ratify Deloitte SA as Auditors | Management | For | For |
| 7.1 | Approve Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.1 | Approve 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.2 | Approve Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding | Management | For | Against |
| |
|---|
GRIFOLS SA
Meeting Date: DEC 16, 2013
Record Date: DEC 09, 2013
Meeting Type: SPECIAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
Meeting Date: MAY 29, 2014
Record Date: MAY 23, 2014
Meeting Type: ANNUAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | Against |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HANESBRANDS INC.
Meeting Date: APR 22, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: HBI
Security ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.2 | Elect Director James C. Johnson | Management | For | For |
| 1.3 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.4 | Elect Director Robert F. Moran | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HITACHI LTD.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6501
Security ID: J20454112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katsumata, Nobuo | Management | For | For |
| 1.2 | Elect Director Cynthia Carroll | Management | For | For |
| 1.3 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.4 | Elect Director George Buckley | Management | For | For |
| 1.5 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.6 | Elect Director Philip Yeo | Management | For | For |
| 1.7 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.8 | Elect Director Nakanishi, Hiroaki | Management | For | For |
| 1.9 | Elect Director Hatchoji, Takashi | Management | For | For |
| 1.10 | Elect Director Higashihara, Toshiaki | Management | For | For |
| 1.11 | Elect Director Miyoshi, Takashi | Management | For | For |
| 1.12 | Elect Director Mochida, Nobuo | Management | For | For |
| |
|---|
IDEX CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: IEX
Security ID: 45167R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley J. Bell | Management | For | For |
| 1.2 | Elect Director Gregory F. Milzcik | Management | For | For |
| 1.3 | Elect Director Andrew K. Silvernail | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KBC GROEP NV
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: KBC
Security ID: B5337G162
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Directors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 9 | Approve Discharge of Auditors | Management | For | For |
| 10 | Approve Discharge of Auditors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 11a | Reelect M.De Ceuster as Director | Management | For | Against |
| 11b | Reelect P. Vanthemsche as Director | Management | For | Against |
| 11c | Reelect M. Wittemans as Director | Management | For | Against |
| 11d | Elect J. Kiraly as Director | Management | For | For |
| 11e | Elect C. Van Rijsseghem as Director | Management | For | Against |
| 11f | Indicate Thomas Leysen as Independent Board Member for his Remaining Term as Director | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: DEC 02, 2013
Record Date: NOV 20, 2013
Meeting Type: SPECIAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Approve Special Dividends | Management | For | For |
| 7 | Approve 2:1 Stock Split | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: FEB 24, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | For |
| 12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Fix Number of Auditors at Two | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE AHOLD NV
Meeting Date: JAN 21, 2014
Record Date: DEC 24, 2013
Meeting Type: SPECIAL | Ticker: AH
Security ID: N0139V142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS N.V.
Meeting Date: MAY 01, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: PHIA
Security ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
| 2e | Approve Discharge of Management Board | Management | For | For |
| 2f | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
| 4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| |
|---|
LEAR CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: LEA
Security ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Thomas P. Capo | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1f | Elect Director Donald L. Runkle | Management | For | For |
| 1g | Elect Director Matthew J. Simoncini | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LEGAL & GENERAL GROUP PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: LGEN
Security ID: G54404127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lizabeth Zlatkus as Director | Management | For | For |
| 4 | Re-elect Mark Zinkula as Director | Management | For | For |
| 5 | Re-elect Lindsay Tomlinson as Director | Management | For | For |
| 6 | Re-elect Stuart Popham as Director | Management | For | For |
| 7 | Re-elect Julia Wilson as Director | Management | For | For |
| 8 | Re-elect Mark Gregory as Director | Management | For | For |
| 9 | Re-elect Rudy Markham as Director | Management | For | For |
| 10 | Re-elect John Pollock as Director | Management | For | For |
| 11 | Re-elect John Stewart as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Approve EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
LINAMAR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: LNR
Security ID: 53278L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Hasenfratz | Management | For | For |
| 1.2 | Elect Director Linda Hasenfratz | Management | For | For |
| 1.3 | Elect Director Mark Stoddart | Management | For | For |
| 1.4 | Elect Director William Harrison | Management | For | For |
| 1.5 | Elect Director Terry Reidel | Management | For | For |
| 1.6 | Elect Director Dennis Grimm | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: LLOY
Security ID: G5533W248
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: MPC
Security ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven A. Davis | Management | For | For |
| 1b | Elect Director Gary R. Heminger | Management | For | For |
| 1c | Elect Director John W. Snow | Management | For | For |
| 1d | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 03, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 31, 2013
Record Date: JUN 03, 2013
Meeting Type: ANNUAL | Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director John H. Hammergren | Management | For | For |
| 1d | Elect Director Alton F. Irby, III | Management | For | Against |
| 1e | Elect Director M. Christine Jacobs | Management | For | Against |
| 1f | Elect Director Marie L. Knowles | Management | For | For |
| 1g | Elect Director David M. Lawrence | Management | For | Against |
| 1h | Elect Director Edward A. Mueller | Management | For | Against |
| 1i | Elect Director Jane E. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
Meeting Date: MAY 01, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MJN
Security ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Elliott Sigal | Management | For | For |
| 1l | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MINDRAY MEDICAL INTERNATIONAL LIMITED
Meeting Date: DEC 17, 2013
Record Date: NOV 12, 2013
Meeting Type: ANNUAL | Ticker: MR
Security ID: 602675100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Ms. Joyce I-Yin Hsu as Director | Management | For | Against |
| 2 | Approve Re-election of Mr. Wu Qiyao as Director | Management | For | For |
| 3 | Approve to Ratify the Appointment of PricewaterhouseCoopers as the Company's Auditor for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: NESN
Security ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
|---|
NIPPON PAINT CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 4612
Security ID: J55053128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 3 | Amend Articles to Indemnify Directors and Statutory Auditors - Amend Business Lines - Change Company Name | Management | For | For |
| 4.1 | Elect Director Sakai, Kenji | Management | For | For |
| 4.2 | Elect Director Ueno, Hiroaki | Management | For | For |
| 4.3 | Elect Director Nishijima, Kanji | Management | For | For |
| 4.4 | Elect Director Nakamura, Hideo | Management | For | For |
| 4.5 | Elect Director Miwa, Hiroshi | Management | For | For |
| 4.6 | Elect Director Minami, Manabu | Management | For | For |
| 4.7 | Elect Director Tado, Tetsushi | Management | For | For |
| 4.8 | Elect Director Goh Hup Jin | Management | For | For |
| 4.9 | Elect Director Ohara, Masatoshi | Management | For | For |
| 5.1 | Appoint Statutory Auditor Kanakura, Akihiro | Management | For | For |
| 5.2 | Appoint Statutory Auditor Takahashi, Tsukasa | Management | For | For |
| 5.3 | Appoint Statutory Auditor Matsumoto, Takeru | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: NOVO B
Security ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
|---|
ORIX CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8591
Security ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Inoue, Makoto | Management | For | For |
| 1.2 | Elect Director Urata, Haruyuki | Management | For | For |
| 1.3 | Elect Director Umaki, Tamio | Management | For | For |
| 1.4 | Elect Director Kojima, Kazuo | Management | For | For |
| 1.5 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
| 1.6 | Elect Director Kamei, Katsunobu | Management | For | For |
| 1.7 | Elect Director Takahashi, Hideaki | Management | For | For |
| 1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
| 1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
| 1.10 | Elect Director Robert Feldman | Management | For | For |
| 1.11 | Elect Director Niinami, Takeshi | Management | For | For |
| 1.12 | Elect Director Usui, Nobuaki | Management | For | For |
| 1.13 | Elect Director Yasuda, Ryuji | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: PKG
Security ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PPC
Security ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
| 1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
| 1.4 | Elect Director William W. Lovette | Management | For | Withhold |
| 1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
| 1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 2.1 | Elect Director David E. Bell | Management | For | For |
| 2.2 | Elect Director Michael L. Cooper | Management | For | For |
| 2.3 | Elect Director Charles Macaluso | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PLAYTECH PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: PTEC
Security ID: G7132V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Elect Hilary Stewart-Jones as Director | Management | For | For |
| 7 | Re-elect Andrew Thomas as Director | Management | For | For |
| 8 | Re-elect Alan Jackson as Director | Management | For | For |
| 9 | Re-elect Ron Hoffman as Director | Management | For | For |
| 10 | Re-elect Mor Weizer as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
PT BANK MANDIRI (PERSERO) TBK
Meeting Date: MAY 21, 2014
Record Date: MAY 05, 2014
Meeting Type: SPECIAL | Ticker: BMRI
Security ID: Y7123S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors and Commissioners | Management | For | Against |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Meeting Date: MAR 26, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BBRI
Security ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Partnership and Community Development Program (PCDP) | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Approve Auditors of the Company and PCDP | Management | For | For |
| 5 | Amend Articles of Association | Management | For | Against |
| |
|---|
PT GLOBAL MEDIACOM TBK
Meeting Date: APR 30, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BMTR
Security ID: Y7119T144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Report | Management | For | For |
| 2 | Approve Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Elect Directors and Commissioners | Management | For | Against |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1 | Authorize Commissioners to Issue Shares Pursuant to the Employee and Management Stock Option Program (EMSOP) | Management | For | Against |
| 2 | Approve Issuance of New Shares to be Allocated for the EMSOP | Management | For | Against |
| 3 | Approve Issuance of Equity Shares without Preemptive Rights, which was Approved at the EGM Dated April 30, 2013 | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: RR.
Security ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SAMPO OYJ
Meeting Date: APR 24, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: SAMAS
Security ID: X75653109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.65 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Anne Brunila, Jannica Fagerholm, Adine Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Per Sorlie, Matti Vuoria, and Bjorn Wahlroos as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
SOFTBANK CORP.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 9984
Security ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: LUV
Security ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8316
Security ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Miyata, Koichi | Management | For | For |
| 2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
| 2.3 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.4 | Elect Director Ota, Jun | Management | For | For |
| 2.5 | Elect Director Yokoyama, Yoshinori | Management | For | For |
| 3 | Appoint Statutory Auditor Nakao, Kazuhiko | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: SCA B
Security ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | For |
| 8c | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SVENSKA HANDELSBANKEN AB
Meeting Date: MAR 26, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: SHB A
Security ID: W90937181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of SEK 16.50 Per Share | Management | For | For |
| 10 | Approve Discharge of Board and President | Management | For | For |
| 11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | For |
| 13 | Approve Issuance of Convertibles to Employees | Management | For | For |
| 14 | Determine Number of Members (10) of Board | Management | For | For |
| 15 | Determine Number of Auditors (2) | Management | For | For |
| 16 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors | Management | For | Against |
| 17 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors | Management | For | Against |
| 18 | Ratify KPMG and Ernst & Young as Auditors | Management | For | For |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 20 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 21 | Approve Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons | Shareholder | None | Against |
| 22 | Approve The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 24, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: 2330
Security ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
Meeting Date: MAR 04, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: TEL
Security ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Against |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | Against |
| |
|---|
THE HOME DEPOT, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 18, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
TRINITY INDUSTRIES, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TRN
Security ID: 896522109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director David W. Biegler | Management | For | For |
| 1.4 | Elect Director Leldon E. Echols | Management | For | For |
| 1.5 | Elect Director Ronald J. Gafford | Management | For | For |
| 1.6 | Elect Director Adrian Lajous | Management | For | For |
| 1.7 | Elect Director Charles W. Matthews | Management | For | For |
| 1.8 | Elect Director Douglas L. Rock | Management | For | For |
| 1.9 | Elect Director Dunia A. Shive | Management | For | For |
| 1.10 | Elect Director Timothy R. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRIUMPH GROUP, INC.
Meeting Date: JUL 18, 2013
Record Date: MAY 31, 2013
Meeting Type: ANNUAL | Ticker: TGI
Security ID: 896818101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Elmer L. Doty | Management | For | Against |
| 1.3 | Elect Director John G. Drosdick | Management | For | For |
| 1.4 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.5 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.6 | Elect Director Richard C. Gozon | Management | For | For |
| 1.7 | Elect Director Richard C. Ill | Management | For | For |
| 1.8 | Elect Director William L. Mansfield | Management | For | For |
| 1.9 | Elect Director Adam J. Palmer | Management | For | For |
| 1.10 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.11 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
UNICREDIT SPA
Meeting Date: MAY 13, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: UCG
Security ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.a | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Stock Dividend Program | Management | For | For |
| 2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
| 3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
| 4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
| 5 | Fix Maximum Variable Compensation Ratio | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve 2014 Group Incentive System | Management | For | Against |
| 8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
| 1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
| 2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | Against |
| 3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
UNILEVER PLC
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: ULVR
Security ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Polman as Director | Management | For | For |
| 5 | Re-elect Jean-Marc Huet as Director | Management | For | For |
| 6 | Re-elect Laura Cha as Director | Management | For | For |
| 7 | Re-elect Louise Fresco as Director | Management | For | For |
| 8 | Re-elect Ann Fudge as Director | Management | For | For |
| 9 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 10 | Re-elect Mary Ma as Director | Management | For | For |
| 11 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 12 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Kees Storm as Director | Management | For | For |
| 15 | Re-elect Michael Treschow as Director | Management | For | For |
| 16 | Re-elect Paul Walsh as Director | Management | For | For |
| 17 | Elect Feike Sijbesma as Director | Management | For | For |
| 18 | Appoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Judith Richards Hope | Management | For | For |
| 1.5 | Elect Director John J. Koraleski | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VALEO
Meeting Date: MAY 21, 2014
Record Date: MAY 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: FR
Security ID: F96221126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Reelect Daniel Camus as Director | Management | For | For |
| 4 | Reelect Jerome Contamine as Director | Management | For | For |
| 5 | Reelect Noelle Lenoir as Director | Management | For | For |
| 6 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 8 | Advisory Vote on Compensation of Pascal Colombani, Chairman of the Board | Management | For | For |
| 9 | Advisory Vote on Compensation of Jacques Aschenbroich, CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize up to 1,500,000 Shares for Use in Restricted Stock Plan | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VODAFONE GROUP PLC
Meeting Date: JUL 23, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: VOD
Security ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
WALGREEN CO.
Meeting Date: JAN 08, 2014
Record Date: NOV 11, 2013
Meeting Type: ANNUAL | Ticker: WAG
Security ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: WLK
Security ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
| 1.2 | Elect Director Max L. Lukens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
Meeting Date: FEB 24, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: WFM
Security ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
International Fund
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Ian Marchant as Director | Management | For | For |
| 6 | Re-elect Ken Hanna as Director | Management | For | For |
| 7 | Re-elect Angus Cockburn as Director | Management | For | For |
| 8 | Re-elect Debajit Das as Director | Management | For | For |
| 9 | Re-elect Asterios Satrazemis as Director | Management | For | For |
| 10 | Re-elect David Taylor-Smith as Director | Management | For | For |
| 11 | Re-elect Russell King as Director | Management | For | For |
| 12 | Re-elect Diana Layfield as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Rebecca McDonald as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: SPECIAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| |
|---|
AIA GROUP LTD.
Meeting Date: MAY 09, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: 01299
Security ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ALFRESA HOLDINGS CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 2784
Security ID: J0109X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fukujin, Kunio | Management | For | For |
| 1.2 | Elect Director Ishiguro, Denroku | Management | For | For |
| 1.3 | Elect Director Takita, Yasuo | Management | For | For |
| 1.4 | Elect Director Kanome, Hiroyuki | Management | For | For |
| 1.5 | Elect Director Takahashi, Hidetomi | Management | For | For |
| 1.6 | Elect Director Hasebe, Shozo | Management | For | For |
| 1.7 | Elect Director Shinohara, Tsuneo | Management | For | For |
| 1.8 | Elect Director Kubo, Taizo | Management | For | For |
| 1.9 | Elect Director Miyake, Shunichi | Management | For | For |
| 1.10 | Elect Director Izumi, Yasuki | Management | For | For |
| 1.11 | Elect Director Shimada, Haruo | Management | For | For |
| 1.12 | Elect Director Kimura, Kazuko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Kuwayama, Kenji | Management | For | For |
| 2.2 | Appoint Statutory Auditor Noguchi, Yuuji | Management | For | For |
| |
|---|
ALLIANZ SE
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: ALV
Security ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize the Acquisition Treasury Shares for Trading Purposes | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
AMEC PLC
Meeting Date: APR 03, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: AMEC
Security ID: G02604117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect John Connolly as Director | Management | For | For |
| 6 | Re-elect Samir Brikho as Director | Management | For | For |
| 7 | Re-elect Ian McHoul as Director | Management | For | For |
| 8 | Re-elect Linda Adamany as Director | Management | For | For |
| 9 | Re-elect Neil Carson as Director | Management | For | For |
| 10 | Re-elect Colin Day as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
ANTOFAGASTA PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: ANTO
Security ID: G0398N128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | Abstain |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Jean-Paul Luksic as Director | Management | For | Against |
| 6 | Re-elect William Hayes as Director | Management | For | For |
| 7 | Re-elect Gonzalo Menendez as Director | Management | For | For |
| 8 | Re-elect Ramon Jara as Director | Management | For | For |
| 9 | Re-elect Juan Claro as Director | Management | For | For |
| 10 | Re-elect Hugo Dryland as Director | Management | For | For |
| 11 | Re-elect Tim Baker as Director | Management | For | For |
| 12 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
| 13 | Re-elect Nelson Pizarro as Director | Management | For | For |
| 14 | Re-elect Andronico Luksic as Director | Management | For | For |
| 15 | Elect Vivianne Blanlot as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Meeting Date: DEC 18, 2013
Record Date: DEC 16, 2013
Meeting Type: ANNUAL | Ticker: ANZ
Security ID: Q09504137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
| 4 | Approve the Euro Preference Shares Buy-Back Scheme | Management | For | For |
| 5a | Approve the First Buy-Back Scheme Relating to the Buy-Back of the "September 2008 CPS" | Management | For | For |
| 5b | Approve the Second Buy-Back Scheme Relating to the Buy-Back of the "September 2008 CPS" | Management | For | For |
| 6 | Ratify the Past Issuance of ANZ Capital Notes | Management | For | For |
| 7a | Elect G.R. Liebelt as Director | Management | For | For |
| 7b | Elect I.J. Macfarlane as Director | Management | For | For |
| 8 | Elect D.C. Barrow as Director | Shareholder | Against | Against |
| |
|---|
AXA
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: CS
Security ID: F06106102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
| 8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
| 9 | Reelect Henri de Castries as Director | Management | For | Against |
| 10 | Reelect Norbert Dentressangle as Director | Management | For | For |
| 11 | Reelect Denis Duverne as Director | Management | For | For |
| 12 | Reelect Isabelle Kocher as Director | Management | For | For |
| 13 | Reelect Suet Fern Lee as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
| 18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BANK OF COMMUNICATIONS CO., LTD.
Meeting Date: MAR 12, 2014
Record Date: FEB 07, 2014
Meeting Type: SPECIAL | Ticker: 601328
Security ID: Y06988102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Eligible Tier-2 Capital Instruments with Write-Down Feature | Management | For | For |
| |
|---|
BANK OF QUEENSLAND LTD
Meeting Date: NOV 27, 2013
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: BOQ
Security ID: Q12764116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Steve Crane as Director | Management | For | For |
| 2b | Elect David Willis as Director | Management | For | For |
| 2c | Elect Neil Berkett as Director | Management | For | For |
| 3 | Ratify the Past Issuance of 3.20 Million Shares to Corvina Holdings Limited | Management | For | For |
| 4 | Approve the BOQ Employee Share Plan | Management | For | For |
| 5 | Approve the BOQ Restricted Share Plan | Management | For | For |
| 6 | Approve the Grant of Restricted Shares to Stuart Grimshaw, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 7 | Approve the Grant of Performance Award Rights to Stuart Grimshaw, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 9 | Approve the Remuneration Report | Management | For | For |
| |
|---|
BARRATT DEVELOPMENTS PLC
Meeting Date: NOV 13, 2013
Record Date: NOV 11, 2013
Meeting Type: ANNUAL | Ticker: BDEV
Security ID: G08288105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Nina Bibby as Director | Management | For | For |
| 4 | Re-elect Robert Lawson as Director | Management | For | For |
| 5 | Re-elect Mark Clare as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve EU Political Donations and Expediture | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
BHP BILLITON LIMITED
Meeting Date: NOV 21, 2013
Record Date: NOV 19, 2013
Meeting Type: ANNUAL | Ticker: BHP
Security ID: Q1498M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as the Auditor of BHP Billiton Plc | Management | For | For |
| 3 | Authorize the Board to Fix Remuneration of the Auditor | Management | For | For |
| 4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Remuneration Report | Management | For | For |
| 8 | Approve the Long Term Incentive Plan | Management | For | For |
| 9 | Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Elect Andrew Mackenzie as Director | Management | For | For |
| 11 | Elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Elect John Buchanan as Director | Management | For | For |
| 13 | Elect Carlos Cordeiro as Director | Management | For | For |
| 14 | Elect David Crawford as Director | Management | For | For |
| 15 | Elect Pat Davies as Director | Management | For | For |
| 16 | Elect Carolyn Hewson as Director | Management | For | For |
| 17 | Elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Elect Wayne Murdy as Director | Management | For | For |
| 19 | Elect Keith Rumble as Director | Management | For | For |
| 20 | Elect John Schubert as Director | Management | For | For |
| 21 | Elect Shriti Vadera as Director | Management | For | For |
| 22 | Elect Jac Nasser as Director | Management | For | For |
| 23 | Elect Ian Dunlop as Director | Shareholder | Against | Against |
| |
|---|
BNP PARIBAS SA
Meeting Date: MAY 14, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BNP
Security ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
| 10 | Elect Daniela Schwarzer as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
| 12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BRIDGESTONE CORP.
Meeting Date: MAR 25, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 5108
Security ID: J04578126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
| 2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
| 2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
| 2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
| 2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
| 2.6 | Elect Director Murofushi, Kimiko | Management | For | For |
| 2.7 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.8 | Elect Director Okina, Yuri | Management | For | For |
| 3 | Appoint Statutory Auditor Tsuji, Masahito | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
BRITISH SKY BROADCASTING GROUP PLC
Meeting Date: NOV 22, 2013
Record Date: NOV 20, 2013
Meeting Type: ANNUAL | Ticker: BSY
Security ID: G15632105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Chase Carey as Director | Management | For | For |
| 4 | Re-elect Tracy Clarke as Director | Management | For | For |
| 5 | Re-elect Jeremy Darroch as Director | Management | For | For |
| 6 | Re-elect David DeVoe as Director | Management | For | For |
| 7 | Re-elect Nick Ferguson as Director | Management | For | For |
| 8 | Re-elect Martin Gilbert as Director | Management | For | For |
| 9 | Elect Adine Grate as Director | Management | For | For |
| 10 | Re-elect Andrew Griffith as Director | Management | For | For |
| 11 | Re-elect Andy Higginson as Director | Management | For | For |
| 12 | Elect Dave Lewis as Director | Management | For | For |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Matthieu Pigasse as Director | Management | For | For |
| 15 | Re-elect Danny Rimer as Director | Management | For | For |
| 16 | Re-elect Arthur Siskind as Director | Management | For | For |
| 17 | Elect Andy Sukawaty as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Remuneration Report | Management | For | Against |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Approve the Twenty-First Century Fox Agreement as a Related Party Transaction | Management | For | For |
| 27 | Approve 2013 Sharesave Scheme Rules | Management | For | For |
| |
|---|
CAIXABANK SA
Meeting Date: APR 24, 2014
Record Date: APR 19, 2014
Meeting Type: ANNUAL | Ticker: CABK
Security ID: E2427M123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Antonio Sainz de Vicuna Barroso as Director | Management | For | Against |
| 5.2 | Reelect David K.P. Li as Director | Management | For | Against |
| 5.3 | Reelect Alain Minc as Director | Management | For | Against |
| 5.4 | Reelect Juan Rosell Lastortras as Director | Management | For | Against |
| 5.5 | Elect Maria Amparo Moraleda Martinez as Director | Management | For | Against |
| 6 | Amend Articles Re: Company Name and Corporate Purpose | Management | For | For |
| 7.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve 2014 Variable Remuneration Scheme | Management | For | For |
| 10 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 13 | Receive Audited Balance Sheets Re: Capitalization of Reserves | Management | None | None |
| |
|---|
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date: APR 23, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: CNR
Security ID: 136375102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Charles Baillie | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.6 | Elect Director Denis Losier | Management | For | For |
| 1.7 | Elect Director Edward C. Lumley | Management | For | For |
| 1.8 | Elect Director Kevin G. Lynch | Management | For | For |
| 1.9 | Elect Director Claude Mongeau | Management | For | For |
| 1.10 | Elect Director James E. O'Connor | Management | For | For |
| 1.11 | Elect Director Robert Pace | Management | For | For |
| 1.12 | Elect Director Robert L. Phillips | Management | For | For |
| 1.13 | Elect Director Laura Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CANARA BANK LTD
Meeting Date: DEC 30, 2013
Record Date:
Meeting Type: SPECIAL | Ticker: 532483
Security ID: Y1081F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to the Government of India, Promoter | Management | For | For |
| |
|---|
CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
CNOOC LTD.
Meeting Date: NOV 27, 2013
Record Date: NOV 21, 2013
Meeting Type: SPECIAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Non-exempt Continuing Connected Transactions | Management | For | For |
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
| |
|---|
CNOOC LTD.
Meeting Date: MAY 23, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Declare Final Dividend | Management | For | For |
| 1c | Elect Li Fanrong as Director | Management | For | For |
| 1d | Elect Wang Yilin as Director | Management | For | For |
| 1e | Elect Lv Bo as Director | Management | For | For |
| 1f | Elect Zhang Jianwei as Director | Management | For | For |
| 1g | Elect Wang Jiaxiang as Director | Management | For | For |
| 1h | Elect Lawrence J. Lau as Director | Management | For | For |
| 1i | Elect Kevin G. Lynch as Director | Management | For | For |
| 1j | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 1k | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
COMPASS GROUP PLC
Meeting Date: FEB 06, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Paul Walsh as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Richard Cousins as Director | Management | For | For |
| 8 | Re-elect Gary Green as Director | Management | For | For |
| 9 | Re-elect Andrew Martin as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Susan Murray as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
COMPASS GROUP PLC
Meeting Date: JUN 11, 2014
Record Date: JUN 09, 2014
Meeting Type: SPECIAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| 3 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| |
|---|
CONSTELLIUM NV
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: CSTM
Security ID: N22035104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Approve Publication of Information in English | Management | For | For |
| 2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
| 4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Announce Allocation of Income | Management | None | None |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
| 10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
| 10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
| 10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
| 10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
| 10f | Elect J. Ormerod to Supervisory Board | Management | For | Against |
| 11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
| 12 | Approve Cancellation of Preference Shares | Management | For | For |
| 13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
| 13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
| 13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
| 14 | Allow Questions | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
CONTINENTAL AG
Meeting Date: APR 25, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: CON
Security ID: D16212140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2013 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013 | Management | For | For |
| 3.9 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports | Management | For | For |
| 6.1 | Elect Gunther Dunkel to the Supervisory Board | Management | For | For |
| 6.2 | Elect Peter Gutzmer to the Supervisory Board | Management | For | Against |
| 6.3 | Elect Klaus Mangold to the Supervisory Board | Management | For | For |
| 6.4 | Elect Sabine Neuss to the Supervisory Board | Management | For | For |
| 6.5 | Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM | Management | For | For |
| 6.6 | Elect Wolfgang Reizle to the Supervisory Board | Management | For | For |
| 6.7 | Elect Klaus Rosenfeld to the Supervisory Board | Management | For | Against |
| 6.8 | Elect Georg Schaeffler to the Supervisory Board | Management | For | Against |
| 6.9 | Elect Maria-Elisabeth Schaeffler to the Supervisory Board | Management | For | Against |
| 6.10 | Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014 | Management | For | For |
| 6.11 | Elect Siegfried Wolf to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| 8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
CP ALL PCL
Meeting Date: SEP 19, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve Issuance of Bonds | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
CP ALL PCL
Meeting Date: APR 24, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve 2013 Operations Report | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
| 5.1 | Elect Prasert Jarupanich as Director | Management | For | Against |
| 5.2 | Elect Narong Chearavanont as Director | Management | For | For |
| 5.3 | Elect Pittaya Jearavisitkul as Director | Management | For | Against |
| 5.4 | Elect Piyawat Titasattavorakul as Director | Management | For | Against |
| 5..5 | Elect Umroong Sanphasitvong as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Bonds | Management | For | For |
| 9 | Other Business | Management | For | Against |
| |
|---|
DAI-ICHI LIFE INSURANCE CO., LTD.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8750
Security ID: J09748112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Saito, Katsutoshi | Management | For | For |
| 2.2 | Elect Director Watanabe, Koichiro | Management | For | For |
| 2.3 | Elect Director Tsuyuki, Shigeo | Management | For | For |
| 2.4 | Elect Director Ishii, Kazuma | Management | For | For |
| 2.5 | Elect Director Asano, Tomoyasu | Management | For | For |
| 2.6 | Elect Director Teramoto, Hideo | Management | For | For |
| 2.7 | Elect Director Sakurai, Kenji | Management | For | For |
| 2.8 | Elect Director Nagahama, Morinobu | Management | For | For |
| 2.9 | Elect Director Funabashi, Haruo | Management | For | For |
| 2.10 | Elect Director Miyamoto, Michiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nagayama, Atushi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Omori, Masasuke | Management | For | For |
| 3.3 | Appoint Statutory Auditor Wachi, Takashi | Management | For | Against |
| |
|---|
DAIMLER AG
Meeting Date: APR 09, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: DAI
Security ID: D1668R123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KMPG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7.1 | Elect Bernd Bohr to the Supervisory Board | Management | For | For |
| 7.2 | Elect Joe Kaeser to the Supervisory Board | Management | For | For |
| 7.3 | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| 10 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11 | Approve Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
DAITO TRUST CONSTRUCTION CO. LTD.
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 1878
Security ID: J11151107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 177 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Uchida, Kanitsu | Management | For | For |
| 3.2 | Elect Director Takeuchi, Kei | Management | For | For |
| |
|---|
DANSKE BANK A/S
Meeting Date: MAR 18, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DANSKE
Security ID: K22272114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 2.00 Per Share | Management | For | For |
| 4a | Reelect Ole Andersen as Director | Management | For | For |
| 4b | Reelect Urban Backstrom as Director | Management | For | For |
| 4c | Reelect Lars Forberg as Director | Management | For | For |
| 4d | Reelect Jorn Jensen as Director | Management | For | For |
| 4e | Reelect Carol Sergeant as Director | Management | For | For |
| 4f | Reelect Jim Snabe as Director | Management | For | For |
| 4g | Reelect Tront Westlie as Director | Management | For | For |
| 4h | Elect Rolv Ryssdal as New Director | Management | For | For |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6a | Approve Publication of Annual Report in English | Management | For | For |
| 6b | Amend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting | Management | For | For |
| 6c | Amend Articles Re: Registration by Name in Article 4.4 | Management | For | For |
| 6d | Amend Articles Re: Board's Entitlement of Ballot to be Held | Management | For | For |
| 6e | Amend Articles Re: Proxy Requirement in Article 12 | Management | For | For |
| 6f | Adopt Danske Invest A/S as Secondary Name | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 9 | Amend Company's Remuneration Policy | Management | For | For |
| 10a | Require Inclusion of Certain Financial information to Meeting Notice | Shareholder | Against | Against |
| 10b | Require Annual Reports to be Available in Danish | Shareholder | Against | Against |
| 10c | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 10d | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 11 | Establish Institution to Work on Integration of Copenhagen and Landskrona | Shareholder | Against | Against |
| 12a | Require Bank to Always State the Most Recent Quoted Price on a Regulated Market | Shareholder | Against | Against |
| 12b | Require Bank to Never Set Trading Price of Its Share | Shareholder | Against | Against |
| 12c | Limit Bank's Ability to Charge General Fees in Certain Cases | Shareholder | Against | Against |
| 12d | Require Customer Transactions to be Executed at Lowest Price | Shareholder | Against | Against |
| 12e | Amend Articles Re: Include Norwegian and Swedish as Corporate Language | Shareholder | Against | Against |
| 12f | Amend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting | Shareholder | Against | Against |
| 12g | Require Immediate Cash Payment of Hybrid Core Capital Raised in May 2009 | Shareholder | Against | Against |
| 12h | Amend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items | Shareholder | Against | Against |
| 12i | Amend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot | Shareholder | Against | Against |
| 13a | Require Danske Bank to Refrain from using Tax Havens | Shareholder | Against | Against |
| 13b | Request Danske Bank to take Position in Principle on Bank Secrecy | Shareholder | Against | Against |
| 14 | Remove Ole Andersen from the Board of Directors | Shareholder | Against | Against |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
| 3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
| 4 | Approve Directors' Fees | Management | For | Against |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Piyush Gupta as Director | Management | For | For |
| 7 | Elect Bart Joseph Broadman as Director | Management | For | For |
| 8 | Elect Ho Tian Yee as Director | Management | For | For |
| 9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
| 10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | For | For |
| 13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | For | For |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
DRAGON OIL PLC
Meeting Date: APR 23, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: DRS
Security ID: G2828W132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Reelect Mohammed Al Ghurair as Director | Management | For | Abstain |
| 3b | Reelect Abdul Jaleel Al Khalifa as Director | Management | For | For |
| 3c | Reelect Thor Haugnaess as Director | Management | For | For |
| 3d | Reelect Ahmad Sharaf as Director | Management | For | For |
| 3e | Reelect Ahmad Al Muhairbi as Director | Management | For | For |
| 3f | Reelect Saeed Al Mazrooei as Director | Management | For | For |
| 3g | Elect Justin Crowley as Director | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | Against |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorize General Meetings Outside the Republic of Ireland | Management | For | For |
| 8 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance of Shares | Management | For | For |
| 12 | Approve the Adoption of the 2014 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
EASYJET PLC
Meeting Date: FEB 13, 2014
Record Date: FEB 11, 2014
Meeting Type: ANNUAL | Ticker: EZJ
Security ID: G3030S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Ordinary Dividend | Management | For | For |
| 5 | Approve Special Dividend | Management | For | For |
| 6 | Elect John Barton as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Carolyn McCall as Director | Management | For | For |
| 9 | Re-elect Chris Kennedy as Director | Management | For | For |
| 10 | Re-elect Adele Anderson as Director | Management | For | For |
| 11 | Re-elect David Bennett as Director | Management | For | For |
| 12 | Re-elect John Browett as Director | Management | For | For |
| 13 | Re-elect Rigas Doganis as Director | Management | For | For |
| 14 | Re-elect Keith Hamill as Director | Management | For | For |
| 15 | Re-elect Andy Martin as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
FUJI HEAVY INDUSTRIES LTD.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 7270
Security ID: J14406136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
| 3.2 | Elect Director Kondo, Jun | Management | For | For |
| 3.3 | Elect Director Mabuchi, Akira | Management | For | For |
| 3.4 | Elect Director Muto, Naoto | Management | For | For |
| 3.5 | Elect Director Takahashi, Mitsuru | Management | For | For |
| 3.6 | Elect Director Tachimori, Takeshi | Management | For | For |
| 3.7 | Elect Director Arima, Toshio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
| |
|---|
GIVAUDAN SA
Meeting Date: MAR 20, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: GIVN
Security ID: H3238Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 47.00 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Amend Articles Re: Removal of Registration and Voting Rights Restrictions | Management | For | For |
| 5.2 | Amend Articles Re: Convening AGM | Management | For | For |
| 5.3 | Amend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1.1 | Reelect Juerg Witmer as Director | Management | For | For |
| 6.1.2 | Reelect Andre Hoffmann as Director | Management | For | For |
| 6.1.3 | Reelect Lilian Biner as Director | Management | For | For |
| 6.1.4 | Reelect Peter Kappeler as Director | Management | For | For |
| 6.1.5 | Reelect Thomas Rufer as Director | Management | For | For |
| 6.1.6 | Reelect Nabil Sakkab as Director | Management | For | For |
| 6.2.1 | Elect Werner Bauer as Director | Management | For | For |
| 6.2.2 | Elect Calvin Greider as Director | Management | For | For |
| 6.3 | Elect Juerg Witmer as Board Chairman | Management | For | For |
| 6.4.1 | Elect Andre Hoffmann as Member of the Remuneration Committee | Management | For | For |
| 6.4.2 | Elect Peter Kappeler as Member of the Remuneration Committee | Management | For | For |
| 6.4.3 | Elect Werner Bauer as Member of the Remuneration Committee | Management | For | For |
| 6.5 | Designate Manuel Isler as Independent Proxy | Management | For | For |
| 6.6 | Ratify Deloitte SA as Auditors | Management | For | For |
| 7.1 | Approve Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.1 | Approve 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.2 | Approve Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding | Management | For | Against |
| |
|---|
GRIFOLS SA
Meeting Date: DEC 16, 2013
Record Date: DEC 09, 2013
Meeting Type: SPECIAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
Meeting Date: MAY 29, 2014
Record Date: MAY 23, 2014
Meeting Type: ANNUAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | Against |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HEXAGON AB
Meeting Date: MAY 09, 2014
Record Date: MAY 03, 2014
Meeting Type: ANNUAL | Ticker: HEXA B
Security ID: W40063104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8c | Receive Presentation of Board Proposal of Dividend | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Dividends of EUR 0.31 Per Share | Management | For | For |
| 9c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1,000,000 for the Chairman and SEK 475,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Melker Schorling (Chairman), Ola Rollen, Gun Nilsson, Ulrik Svensson, Ulrika Francke, and Jill Smith as Directors; Ratify Ernst & Young as Auditors | Management | For | For |
| 13 | Reelect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Bengt Belfrage as Members of Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
HITACHI LTD.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6501
Security ID: J20454112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katsumata, Nobuo | Management | For | For |
| 1.2 | Elect Director Cynthia Carroll | Management | For | For |
| 1.3 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.4 | Elect Director George Buckley | Management | For | For |
| 1.5 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.6 | Elect Director Philip Yeo | Management | For | For |
| 1.7 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.8 | Elect Director Nakanishi, Hiroaki | Management | For | For |
| 1.9 | Elect Director Hatchoji, Takashi | Management | For | For |
| 1.10 | Elect Director Higashihara, Toshiaki | Management | For | For |
| 1.11 | Elect Director Miyoshi, Takashi | Management | For | For |
| 1.12 | Elect Director Mochida, Nobuo | Management | For | For |
| |
|---|
ING GROEP NV
Meeting Date: MAY 12, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: INGA
Security ID: N4578E413
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Announcements | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2c | Discuss Remuneration Report | Management | None | None |
| 2d | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 2e | Adopt Financial Statements | Management | For | For |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4b | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | Management | For | For |
| 4c | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | Management | For | For |
| 4d | Amend Articles Re: Representation of the Board | Management | For | For |
| 5 | Receive Announcements on Sustainability | Management | None | None |
| 6a | Approve Discharge of Management Board | Management | For | For |
| 6b | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
| 8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
| 10 | Other Business (Non-Voting) and Closing | Management | None | None |
| |
|---|
ITOCHU CORP.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8001
Security ID: J2501P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.2 | Elect Director Okafuji, Masahiro | Management | For | For |
| 2.3 | Elect Director Kobayashi, Yoichi | Management | For | For |
| 2.4 | Elect Director Seki, Tadayuki | Management | For | For |
| 2.5 | Elect Director Aoki, Yoshihisa | Management | For | For |
| 2.6 | Elect Director Takayanagi, Koji | Management | For | For |
| 2.7 | Elect Director Yoshida, Tomofumi | Management | For | For |
| 2.8 | Elect Director Okamoto, Hitoshi | Management | For | For |
| 2.9 | Elect Director Shiomi, Takao | Management | For | For |
| 2.10 | Elect Director Fukuda, Yuuji | Management | For | For |
| 2.11 | Elect Director Yonekura, Eiichi | Management | For | For |
| 2.12 | Elect Director Fujisaki, Ichiro | Management | For | For |
| 2.13 | Elect Director Kawakita, Chikara | Management | For | For |
| 3 | Appoint Statutory Auditor Mochizuki, Harufumi | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 2914
Security ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Amend Articles To Change Fiscal Year End | Management | For | For |
| 3.1 | Elect Director Tango, Yasutake | Management | For | For |
| 3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
| 3.3 | Elect Director Shingai, Yasushi | Management | For | For |
| 3.4 | Elect Director Okubo, Noriaki | Management | For | For |
| 3.5 | Elect Director Saeki, Akira | Management | For | For |
| 3.6 | Elect Director Miyazaki, Hideki | Management | For | For |
| 3.7 | Elect Director Oka, Motoyuki | Management | For | For |
| 3.8 | Elect Director Koda, Main | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
| 5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | Against |
| 6 | Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year | Shareholder | Against | For |
| 7 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
| 8 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
| 9 | Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants | Shareholder | Against | Against |
| |
|---|
JGC CORP.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 1963
Security ID: J26945105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 46.5 | Management | For | For |
| 2.1 | Elect Director Sato, Masayuki | Management | For | For |
| 2.2 | Elect Director Kawana, Koichi | Management | For | For |
| 2.3 | Elect Director Ishizuka, Tadashi | Management | For | For |
| 2.4 | Elect Director Yamazaki, Yutaka | Management | For | For |
| 2.5 | Elect Director Akabane, Tsutomu | Management | For | For |
| 2.6 | Elect Director Miura, Hideaki | Management | For | For |
| 2.7 | Elect Director Sato, Satoshi | Management | For | For |
| 2.8 | Elect Director Miyoshi, Hiroyuki | Management | For | For |
| 2.9 | Elect Director Suzuki, Masanori | Management | For | For |
| 2.10 | Elect Director Endo, Shigeru | Management | For | For |
| 3 | Appoint Statutory Auditor Ono Koichi | Management | For | For |
| |
|---|
KBC GROEP NV
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: KBC
Security ID: B5337G162
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Directors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 9 | Approve Discharge of Auditors | Management | For | For |
| 10 | Approve Discharge of Auditors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 11a | Reelect M.De Ceuster as Director | Management | For | Against |
| 11b | Reelect P. Vanthemsche as Director | Management | For | Against |
| 11c | Reelect M. Wittemans as Director | Management | For | Against |
| 11d | Elect J. Kiraly as Director | Management | For | For |
| 11e | Elect C. Van Rijsseghem as Director | Management | For | Against |
| 11f | Indicate Thomas Leysen as Independent Board Member for his Remaining Term as Director | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: DEC 02, 2013
Record Date: NOV 20, 2013
Meeting Type: SPECIAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Approve Special Dividends | Management | For | For |
| 7 | Approve 2:1 Stock Split | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: FEB 24, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | For |
| 12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Fix Number of Auditors at Two | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE AHOLD NV
Meeting Date: JAN 21, 2014
Record Date: DEC 24, 2013
Meeting Type: SPECIAL | Ticker: AH
Security ID: N0139V142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE AHOLD NV
Meeting Date: APR 16, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: AH
Security ID: N0139V142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Approve Dividends of EUR 0.47 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Elect L.J. Hijmans van den Bergh to Executive Board | Management | For | For |
| 10 | Elect J.A. Sprieser to Supervisory Board | Management | For | For |
| 11 | Elect D.R. Hooft Graafland to Supervisory Board | Management | For | For |
| 12 | Approve Remuneration of Supervisory Board | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS N.V.
Meeting Date: MAY 01, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: PHIA
Security ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
| 2e | Approve Discharge of Management Board | Management | For | For |
| 2f | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
| 4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| |
|---|
LAWSON, INC.
Meeting Date: MAY 27, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: 2651
Security ID: J3871L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 110 | Management | For | For |
| 2.1 | Elect Director Niinami, Takeshi | Management | For | For |
| 2.2 | Elect Director Tamatsuka, Genichi | Management | For | For |
| 2.3 | Elect Director Takemasu, Sadanobu | Management | For | For |
| 2.4 | Elect Director Gonai, Masakatsu | Management | For | For |
| 2.5 | Elect Director Yonezawa, Reiko | Management | For | For |
| 2.6 | Elect Director Kakiuchi, Takehiko | Management | For | For |
| 2.7 | Elect Director Osono, Emi | Management | For | For |
| 2.8 | Elect Director Kyoya, Yutaka | Management | For | For |
| 2.9 | Elect Director Akiyama, Sakie | Management | For | For |
| 3 | Amend Deep Discount Stock Option Plan Approved at 2006 AGM | Management | For | For |
| |
|---|
LEGAL & GENERAL GROUP PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: LGEN
Security ID: G54404127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lizabeth Zlatkus as Director | Management | For | For |
| 4 | Re-elect Mark Zinkula as Director | Management | For | For |
| 5 | Re-elect Lindsay Tomlinson as Director | Management | For | For |
| 6 | Re-elect Stuart Popham as Director | Management | For | For |
| 7 | Re-elect Julia Wilson as Director | Management | For | For |
| 8 | Re-elect Mark Gregory as Director | Management | For | For |
| 9 | Re-elect Rudy Markham as Director | Management | For | For |
| 10 | Re-elect John Pollock as Director | Management | For | For |
| 11 | Re-elect John Stewart as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Approve EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
LINAMAR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: LNR
Security ID: 53278L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Hasenfratz | Management | For | For |
| 1.2 | Elect Director Linda Hasenfratz | Management | For | For |
| 1.3 | Elect Director Mark Stoddart | Management | For | For |
| 1.4 | Elect Director William Harrison | Management | For | For |
| 1.5 | Elect Director Terry Reidel | Management | For | For |
| 1.6 | Elect Director Dennis Grimm | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: LLOY
Security ID: G5533W248
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
|---|
LONZA GROUP LTD.
Meeting Date: APR 16, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: LONN
Security ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1b | Reelect Werner Bauer as Director | Management | For | For |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | For |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | For |
| 5.1e | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1f | Reelect Rolf Soiron as Director | Management | For | For |
| 5.1g | Reelect Antonio Trius as Director | Management | For | For |
| 5.2a | Elect Barbara Richmond as Director | Management | For | For |
| 5.2b | Elect Juergen Steinemann as Director | Management | For | For |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | For |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd, Zurich, as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
Meeting Date: APR 16, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: LYB
Security ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MAGNA INTERNATIONAL INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: MG
Security ID: 559222401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director V. Peter Harder | Management | For | For |
| 1.5 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MAZDA MOTOR CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 7261
Security ID: J41551102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1 | Management | For | For |
| 2 | Approve 5 into 1 Reverse Stock Split | Management | For | For |
| 3 | Amend Articles To Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Management | For | For |
| 4.1 | Elect Director Kanai, Seita | Management | For | For |
| 4.2 | Elect Director Kogai, Masamichi | Management | For | For |
| 4.3 | Elect Director Marumoto, Akira | Management | For | For |
| 5 | Appoint Statutory Auditor Kawamura, Hirofumi | Management | For | For |
| |
|---|
MINDRAY MEDICAL INTERNATIONAL LIMITED
Meeting Date: DEC 17, 2013
Record Date: NOV 12, 2013
Meeting Type: ANNUAL | Ticker: MR
Security ID: 602675100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Re-election of Ms. Joyce I-Yin Hsu as Director | Management | For | Against |
| 2 | Approve Re-election of Mr. Wu Qiyao as Director | Management | For | For |
| 3 | Approve to Ratify the Appointment of PricewaterhouseCoopers as the Company's Auditor for the Fiscal Year Ending December 31, 2013 | Management | For | For |
| |
|---|
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: NESN
Security ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
|---|
NIPPON PAINT CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 4612
Security ID: J55053128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 3 | Amend Articles to Indemnify Directors and Statutory Auditors - Amend Business Lines - Change Company Name | Management | For | For |
| 4.1 | Elect Director Sakai, Kenji | Management | For | For |
| 4.2 | Elect Director Ueno, Hiroaki | Management | For | For |
| 4.3 | Elect Director Nishijima, Kanji | Management | For | For |
| 4.4 | Elect Director Nakamura, Hideo | Management | For | For |
| 4.5 | Elect Director Miwa, Hiroshi | Management | For | For |
| 4.6 | Elect Director Minami, Manabu | Management | For | For |
| 4.7 | Elect Director Tado, Tetsushi | Management | For | For |
| 4.8 | Elect Director Goh Hup Jin | Management | For | For |
| 4.9 | Elect Director Ohara, Masatoshi | Management | For | For |
| 5.1 | Appoint Statutory Auditor Kanakura, Akihiro | Management | For | For |
| 5.2 | Appoint Statutory Auditor Takahashi, Tsukasa | Management | For | For |
| 5.3 | Appoint Statutory Auditor Matsumoto, Takeru | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: NOVO B
Security ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
|---|
ORIX CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8591
Security ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Inoue, Makoto | Management | For | For |
| 1.2 | Elect Director Urata, Haruyuki | Management | For | For |
| 1.3 | Elect Director Umaki, Tamio | Management | For | For |
| 1.4 | Elect Director Kojima, Kazuo | Management | For | For |
| 1.5 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
| 1.6 | Elect Director Kamei, Katsunobu | Management | For | For |
| 1.7 | Elect Director Takahashi, Hideaki | Management | For | For |
| 1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
| 1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
| 1.10 | Elect Director Robert Feldman | Management | For | For |
| 1.11 | Elect Director Niinami, Takeshi | Management | For | For |
| 1.12 | Elect Director Usui, Nobuaki | Management | For | For |
| 1.13 | Elect Director Yasuda, Ryuji | Management | For | For |
| |
|---|
PLAYTECH PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: PTEC
Security ID: G7132V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Elect Hilary Stewart-Jones as Director | Management | For | For |
| 7 | Re-elect Andrew Thomas as Director | Management | For | For |
| 8 | Re-elect Alan Jackson as Director | Management | For | For |
| 9 | Re-elect Ron Hoffman as Director | Management | For | For |
| 10 | Re-elect Mor Weizer as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
PT BANK MANDIRI (PERSERO) TBK
Meeting Date: MAY 21, 2014
Record Date: MAY 05, 2014
Meeting Type: SPECIAL | Ticker: BMRI
Security ID: Y7123S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors and Commissioners | Management | For | Against |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Meeting Date: MAR 26, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BBRI
Security ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Partnership and Community Development Program (PCDP) | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Approve Auditors of the Company and PCDP | Management | For | For |
| 5 | Amend Articles of Association | Management | For | Against |
| |
|---|
PT GLOBAL MEDIACOM TBK
Meeting Date: APR 30, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BMTR
Security ID: Y7119T144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Report | Management | For | For |
| 2 | Approve Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Elect Directors and Commissioners | Management | For | Against |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1 | Authorize Commissioners to Issue Shares Pursuant to the Employee and Management Stock Option Program (EMSOP) | Management | For | Against |
| 2 | Approve Issuance of New Shares to be Allocated for the EMSOP | Management | For | Against |
| 3 | Approve Issuance of Equity Shares without Preemptive Rights, which was Approved at the EGM Dated April 30, 2013 | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: RR.
Security ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SAMPO OYJ
Meeting Date: APR 24, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: SAMAS
Security ID: X75653109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.65 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Anne Brunila, Jannica Fagerholm, Adine Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Per Sorlie, Matti Vuoria, and Bjorn Wahlroos as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
Meeting Date: MAR 14, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 005930
Security ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SU
Security ID: F86921107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
|---|
SKANDINAVISKA ENSKILDA BANKEN
Meeting Date: MAR 25, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SEB A
Security ID: W25381141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Receive Report on Work of Nomination Committee | Management | None | None |
| 13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | For |
| 15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | For |
| 18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | For |
| 18c | Approve Profit Sharing Program | Management | For | For |
| 19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | For |
| 19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | For |
| 19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | For |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
|---|
SKF AB
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: SKF B
Security ID: W84237143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Amend Articles Re: Board of Directors | Management | For | For |
| 13 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay | Management | For | For |
| 15 | Reelect Leif Ostling (Chairman), Ulla Litzen, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director | Management | For | Against |
| 16 | Approve Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve Restricted Stock Plan for Key Employees | Management | For | Against |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| |
|---|
SOFTBANK CORP.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 9984
Security ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8316
Security ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Miyata, Koichi | Management | For | For |
| 2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
| 2.3 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.4 | Elect Director Ota, Jun | Management | For | For |
| 2.5 | Elect Director Yokoyama, Yoshinori | Management | For | For |
| 3 | Appoint Statutory Auditor Nakao, Kazuhiko | Management | For | For |
| |
|---|
SUNTORY BEVERAGE & FOOD LIMITED
Meeting Date: MAR 28, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 2587
Security ID: J78186103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 58 | Management | For | For |
| 2.1 | Elect Director Torii, Nobuhiro | Management | For | Against |
| 2.2 | Elect Director Kakimi, Yoshihiko | Management | For | For |
| 2.3 | Elect Director Kogo, Saburo | Management | For | For |
| 2.4 | Elect Director Kurihara, Nobuhiro | Management | For | For |
| 2.5 | Elect Director Hizuka, Shinichiro | Management | For | For |
| 2.6 | Elect Director Tsuchida, Masato | Management | For | For |
| 2.7 | Elect Director Kamada, Yasuhiko | Management | For | For |
| 2.8 | Elect Director Aoyama, Shigehiro | Management | For | For |
| 2.9 | Elect Director Kashiwaki, Hitoshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Amitani, Mitsuhiro | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: SCA B
Security ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | For |
| 8c | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SVENSKA HANDELSBANKEN AB
Meeting Date: MAR 26, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: SHB A
Security ID: W90937181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of SEK 16.50 Per Share | Management | For | For |
| 10 | Approve Discharge of Board and President | Management | For | For |
| 11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | For |
| 13 | Approve Issuance of Convertibles to Employees | Management | For | For |
| 14 | Determine Number of Members (10) of Board | Management | For | For |
| 15 | Determine Number of Auditors (2) | Management | For | For |
| 16 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors | Management | For | Against |
| 17 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors | Management | For | Against |
| 18 | Ratify KPMG and Ernst & Young as Auditors | Management | For | For |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 20 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 21 | Approve Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons | Shareholder | None | Against |
| 22 | Approve The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 24, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: 2330
Security ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products | Management | For | For |
| |
|---|
THALES
Meeting Date: MAY 14, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: HO
Security ID: F9156M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
| 4 | Reelect Jean-Bernard Levy as Director | Management | For | Against |
| 5 | Reelect Charles Edelstenne as Director | Management | For | Against |
| 6 | Ratify Appointment and Reelect Marie-Francoise Walbaum as Director | Management | For | Against |
| 7 | Elect Laurence Broseta as Director | Management | For | Against |
| 8 | Advisory Vote on Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 9 | Approve Severance Payment Agreement with Jean-Bernard Levy | Management | For | Against |
| 10 | Approve Unemployment Private Insurance Agreement with Jean-Bernard Levy | Management | For | Against |
| 11 | Approve Additional Pension Scheme Agreement with Jean-Bernard Levy | Management | For | Against |
| 12 | Approve Transaction with Technicolor Re: Patent Transfer | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placement up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14,15 and 16 Above | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15-17 at EUR 60 Million, and Under Items 14-18 at EUR 150 Million | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TOTAL SA
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: FP
Security ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Patricia Barbizet as Director | Management | For | For |
| 6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 7 | Reelect Paul Desmarais Jr as Director | Management | For | Against |
| 8 | Reelect Barbara Kux as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
| 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
| 18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
| 19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
| 20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
| A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
| B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
| C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
| D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
| E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
| |
|---|
TOTO LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 5332
Security ID: J90268103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harimoto, Kunio | Management | For | For |
| 1.2 | Elect Director Kitamura, Madoka | Management | For | For |
| 1.3 | Elect Director Saruwatari, Tatsuhiko | Management | For | For |
| 1.4 | Elect Director Furube, Kiyoshi | Management | For | For |
| 1.5 | Elect Director Yamada, Shunji | Management | For | For |
| 1.6 | Elect Director Kiyota, Noriaki | Management | For | For |
| 1.7 | Elect Director Ebisumoto, Yuuji | Management | For | For |
| 1.8 | Elect Director Morimura, Nozomu | Management | For | For |
| 1.9 | Elect Director Abe, Soichi | Management | For | For |
| 1.10 | Elect Director Narukiyo, Yuichi | Management | For | For |
| 1.11 | Elect Director Ogawa, Hiroki | Management | For | For |
| 1.12 | Elect Director Masuda, Kazuhiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Miyazaki, Satoshi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Oniki, Motohiro | Management | For | For |
| |
|---|
TURKIYE HALK BANKASI A.S.
Meeting Date: MAR 31, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: HALKB
Security ID: M9032A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board and Audit Reports | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Ratify Director Appointment | Management | For | For |
| 6 | Approve Discharge of Board and Auditors | Management | For | Against |
| 7 | Elect Board of Directors and Internal Auditors | Management | For | Against |
| 8 | Approve Director Remuneration | Management | For | For |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Approve Profit Distribution Policy | Management | For | For |
| 11 | Receive Information on Charitable Donations | Management | None | None |
| 12 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 13 | Receive Information on Dematerialization of Shares | Management | None | None |
| 14 | Wishes | Management | None | None |
| |
|---|
UNICREDIT SPA
Meeting Date: MAY 13, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: UCG
Security ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.a | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Stock Dividend Program | Management | For | For |
| 2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
| 3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
| 4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
| 5 | Fix Maximum Variable Compensation Ratio | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve 2014 Group Incentive System | Management | For | Against |
| 8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
| 1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
| 2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | Against |
| 3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
UNILEVER PLC
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: ULVR
Security ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Polman as Director | Management | For | For |
| 5 | Re-elect Jean-Marc Huet as Director | Management | For | For |
| 6 | Re-elect Laura Cha as Director | Management | For | For |
| 7 | Re-elect Louise Fresco as Director | Management | For | For |
| 8 | Re-elect Ann Fudge as Director | Management | For | For |
| 9 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 10 | Re-elect Mary Ma as Director | Management | For | For |
| 11 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 12 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Kees Storm as Director | Management | For | For |
| 15 | Re-elect Michael Treschow as Director | Management | For | For |
| 16 | Re-elect Paul Walsh as Director | Management | For | For |
| 17 | Elect Feike Sijbesma as Director | Management | For | For |
| 18 | Appoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VALEO
Meeting Date: MAY 21, 2014
Record Date: MAY 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: FR
Security ID: F96221126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Reelect Daniel Camus as Director | Management | For | For |
| 4 | Reelect Jerome Contamine as Director | Management | For | For |
| 5 | Reelect Noelle Lenoir as Director | Management | For | For |
| 6 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 8 | Advisory Vote on Compensation of Pascal Colombani, Chairman of the Board | Management | For | For |
| 9 | Advisory Vote on Compensation of Jacques Aschenbroich, CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize up to 1,500,000 Shares for Use in Restricted Stock Plan | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
Meeting Date: JUL 23, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: VOD
Security ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
WOOLWORTHS LTD.
Meeting Date: NOV 26, 2013
Record Date: NOV 24, 2013
Meeting Type: ANNUAL | Ticker: WOW
Security ID: Q98418108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Carla (Jayne) Hrdlicka as Director | Management | For | For |
| 2b | Elect Ian John Macfarlane as Director | Management | For | For |
| 3 | Approve Woolworths Long Term Incentive Plan | Management | For | For |
| 4a | Approve the Grant of Up to 161,780 Performance Rights to Grant O'Brien, Executive Director of the Company | Management | For | For |
| 4b | Approve the Grant of Up to 84,139 Performance Rights to Tom Pockett, Executive Director of the Company | Management | For | For |
| 5 | Approve the Remuneration Report | Management | For | For |
| |
|---|
WUMART STORES INC.
Meeting Date: MAR 14, 2014
Record Date: FEB 11, 2014
Meeting Type: SPECIAL | Ticker: 01025
Security ID: Y97176112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Grant of 1 Million Incentive Shares to Xu Ying, Xu Shao-chuan and Yu Jian-bo, and 500,000 Incentive Shares to Zhang Zheng-yang | Management | For | For |
International Select Fund
| |
|---|
AIA GROUP LTD.
Meeting Date: MAY 09, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: 01299
Security ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ALFRESA HOLDINGS CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 2784
Security ID: J0109X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fukujin, Kunio | Management | For | For |
| 1.2 | Elect Director Ishiguro, Denroku | Management | For | For |
| 1.3 | Elect Director Takita, Yasuo | Management | For | For |
| 1.4 | Elect Director Kanome, Hiroyuki | Management | For | For |
| 1.5 | Elect Director Takahashi, Hidetomi | Management | For | For |
| 1.6 | Elect Director Hasebe, Shozo | Management | For | For |
| 1.7 | Elect Director Shinohara, Tsuneo | Management | For | For |
| 1.8 | Elect Director Kubo, Taizo | Management | For | For |
| 1.9 | Elect Director Miyake, Shunichi | Management | For | For |
| 1.10 | Elect Director Izumi, Yasuki | Management | For | For |
| 1.11 | Elect Director Shimada, Haruo | Management | For | For |
| 1.12 | Elect Director Kimura, Kazuko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Kuwayama, Kenji | Management | For | For |
| 2.2 | Appoint Statutory Auditor Noguchi, Yuuji | Management | For | For |
| |
|---|
ALLIANZ SE
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: ALV
Security ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize the Acquisition Treasury Shares for Trading Purposes | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
ANTOFAGASTA PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: ANTO
Security ID: G0398N128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | Abstain |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Jean-Paul Luksic as Director | Management | For | Against |
| 6 | Re-elect William Hayes as Director | Management | For | For |
| 7 | Re-elect Gonzalo Menendez as Director | Management | For | For |
| 8 | Re-elect Ramon Jara as Director | Management | For | For |
| 9 | Re-elect Juan Claro as Director | Management | For | For |
| 10 | Re-elect Hugo Dryland as Director | Management | For | For |
| 11 | Re-elect Tim Baker as Director | Management | For | For |
| 12 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
| 13 | Re-elect Nelson Pizarro as Director | Management | For | For |
| 14 | Re-elect Andronico Luksic as Director | Management | For | For |
| 15 | Elect Vivianne Blanlot as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AXA
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: CS
Security ID: F06106102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
| 8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
| 9 | Reelect Henri de Castries as Director | Management | For | Against |
| 10 | Reelect Norbert Dentressangle as Director | Management | For | For |
| 11 | Reelect Denis Duverne as Director | Management | For | For |
| 12 | Reelect Isabelle Kocher as Director | Management | For | For |
| 13 | Reelect Suet Fern Lee as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
| 18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BANK OF QUEENSLAND LTD
Meeting Date: NOV 27, 2013
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: BOQ
Security ID: Q12764116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Steve Crane as Director | Management | For | For |
| 2b | Elect David Willis as Director | Management | For | For |
| 2c | Elect Neil Berkett as Director | Management | For | For |
| 3 | Ratify the Past Issuance of 3.20 Million Shares to Corvina Holdings Limited | Management | For | For |
| 4 | Approve the BOQ Employee Share Plan | Management | For | For |
| 5 | Approve the BOQ Restricted Share Plan | Management | For | For |
| 6 | Approve the Grant of Restricted Shares to Stuart Grimshaw, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 7 | Approve the Grant of Performance Award Rights to Stuart Grimshaw, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 9 | Approve the Remuneration Report | Management | For | For |
| |
|---|
BRIDGESTONE CORP.
Meeting Date: MAR 25, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 5108
Security ID: J04578126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
| 2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
| 2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
| 2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
| 2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
| 2.6 | Elect Director Murofushi, Kimiko | Management | For | For |
| 2.7 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.8 | Elect Director Okina, Yuri | Management | For | For |
| 3 | Appoint Statutory Auditor Tsuji, Masahito | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
CNOOC LTD.
Meeting Date: NOV 27, 2013
Record Date: NOV 21, 2013
Meeting Type: SPECIAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Non-exempt Continuing Connected Transactions | Management | For | For |
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
| |
|---|
CNOOC LTD.
Meeting Date: MAY 23, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL | Ticker: 00883
Security ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Declare Final Dividend | Management | For | For |
| 1c | Elect Li Fanrong as Director | Management | For | For |
| 1d | Elect Wang Yilin as Director | Management | For | For |
| 1e | Elect Lv Bo as Director | Management | For | For |
| 1f | Elect Zhang Jianwei as Director | Management | For | For |
| 1g | Elect Wang Jiaxiang as Director | Management | For | For |
| 1h | Elect Lawrence J. Lau as Director | Management | For | For |
| 1i | Elect Kevin G. Lynch as Director | Management | For | For |
| 1j | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 1k | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
COMPASS GROUP PLC
Meeting Date: FEB 06, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Paul Walsh as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Richard Cousins as Director | Management | For | For |
| 8 | Re-elect Gary Green as Director | Management | For | For |
| 9 | Re-elect Andrew Martin as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Susan Murray as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Sir Ian Robinson as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
COMPASS GROUP PLC
Meeting Date: JUN 11, 2014
Record Date: JUN 09, 2014
Meeting Type: SPECIAL | Ticker: CPG
Security ID: G23296182
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| 2 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| 3 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| |
|---|
CONSTELLIUM NV
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: CSTM
Security ID: N22035104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Approve Publication of Information in English | Management | For | For |
| 2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
| 4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Announce Allocation of Income | Management | None | None |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
| 10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
| 10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
| 10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
| 10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
| 10f | Elect J. Ormerod to Supervisory Board | Management | For | Against |
| 11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
| 12 | Approve Cancellation of Preference Shares | Management | For | For |
| 13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
| 13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
| 13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
| 14 | Allow Questions | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
CP ALL PCL
Meeting Date: SEP 19, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve Issuance of Bonds | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
CP ALL PCL
Meeting Date: APR 24, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve 2013 Operations Report | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
| 5.1 | Elect Prasert Jarupanich as Director | Management | For | Against |
| 5.2 | Elect Narong Chearavanont as Director | Management | For | For |
| 5.3 | Elect Pittaya Jearavisitkul as Director | Management | For | Against |
| 5.4 | Elect Piyawat Titasattavorakul as Director | Management | For | Against |
| 5..5 | Elect Umroong Sanphasitvong as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Bonds | Management | For | For |
| 9 | Other Business | Management | For | Against |
| |
|---|
DANSKE BANK A/S
Meeting Date: MAR 18, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DANSKE
Security ID: K22272114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 2.00 Per Share | Management | For | For |
| 4a | Reelect Ole Andersen as Director | Management | For | For |
| 4b | Reelect Urban Backstrom as Director | Management | For | For |
| 4c | Reelect Lars Forberg as Director | Management | For | For |
| 4d | Reelect Jorn Jensen as Director | Management | For | For |
| 4e | Reelect Carol Sergeant as Director | Management | For | For |
| 4f | Reelect Jim Snabe as Director | Management | For | For |
| 4g | Reelect Tront Westlie as Director | Management | For | For |
| 4h | Elect Rolv Ryssdal as New Director | Management | For | For |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6a | Approve Publication of Annual Report in English | Management | For | For |
| 6b | Amend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting | Management | For | For |
| 6c | Amend Articles Re: Registration by Name in Article 4.4 | Management | For | For |
| 6d | Amend Articles Re: Board's Entitlement of Ballot to be Held | Management | For | For |
| 6e | Amend Articles Re: Proxy Requirement in Article 12 | Management | For | For |
| 6f | Adopt Danske Invest A/S as Secondary Name | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 9 | Amend Company's Remuneration Policy | Management | For | For |
| 10a | Require Inclusion of Certain Financial information to Meeting Notice | Shareholder | Against | Against |
| 10b | Require Annual Reports to be Available in Danish | Shareholder | Against | Against |
| 10c | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 10d | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 11 | Establish Institution to Work on Integration of Copenhagen and Landskrona | Shareholder | Against | Against |
| 12a | Require Bank to Always State the Most Recent Quoted Price on a Regulated Market | Shareholder | Against | Against |
| 12b | Require Bank to Never Set Trading Price of Its Share | Shareholder | Against | Against |
| 12c | Limit Bank's Ability to Charge General Fees in Certain Cases | Shareholder | Against | Against |
| 12d | Require Customer Transactions to be Executed at Lowest Price | Shareholder | Against | Against |
| 12e | Amend Articles Re: Include Norwegian and Swedish as Corporate Language | Shareholder | Against | Against |
| 12f | Amend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting | Shareholder | Against | Against |
| 12g | Require Immediate Cash Payment of Hybrid Core Capital Raised in May 2009 | Shareholder | Against | Against |
| 12h | Amend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items | Shareholder | Against | Against |
| 12i | Amend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot | Shareholder | Against | Against |
| 13a | Require Danske Bank to Refrain from using Tax Havens | Shareholder | Against | Against |
| 13b | Request Danske Bank to take Position in Principle on Bank Secrecy | Shareholder | Against | Against |
| 14 | Remove Ole Andersen from the Board of Directors | Shareholder | Against | Against |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
| 3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
| 4 | Approve Directors' Fees | Management | For | Against |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Piyush Gupta as Director | Management | For | For |
| 7 | Elect Bart Joseph Broadman as Director | Management | For | For |
| 8 | Elect Ho Tian Yee as Director | Management | For | For |
| 9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
| 10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | For | For |
| 13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | For | For |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 28, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GIVAUDAN SA
Meeting Date: MAR 20, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: GIVN
Security ID: H3238Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 47.00 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Amend Articles Re: Removal of Registration and Voting Rights Restrictions | Management | For | For |
| 5.2 | Amend Articles Re: Convening AGM | Management | For | For |
| 5.3 | Amend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1.1 | Reelect Juerg Witmer as Director | Management | For | For |
| 6.1.2 | Reelect Andre Hoffmann as Director | Management | For | For |
| 6.1.3 | Reelect Lilian Biner as Director | Management | For | For |
| 6.1.4 | Reelect Peter Kappeler as Director | Management | For | For |
| 6.1.5 | Reelect Thomas Rufer as Director | Management | For | For |
| 6.1.6 | Reelect Nabil Sakkab as Director | Management | For | For |
| 6.2.1 | Elect Werner Bauer as Director | Management | For | For |
| 6.2.2 | Elect Calvin Greider as Director | Management | For | For |
| 6.3 | Elect Juerg Witmer as Board Chairman | Management | For | For |
| 6.4.1 | Elect Andre Hoffmann as Member of the Remuneration Committee | Management | For | For |
| 6.4.2 | Elect Peter Kappeler as Member of the Remuneration Committee | Management | For | For |
| 6.4.3 | Elect Werner Bauer as Member of the Remuneration Committee | Management | For | For |
| 6.5 | Designate Manuel Isler as Independent Proxy | Management | For | For |
| 6.6 | Ratify Deloitte SA as Auditors | Management | For | For |
| 7.1 | Approve Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.1 | Approve 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.2 | Approve Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding | Management | For | Against |
| |
|---|
GRIFOLS SA
Meeting Date: DEC 16, 2013
Record Date: DEC 09, 2013
Meeting Type: SPECIAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
Meeting Date: MAY 29, 2014
Record Date: MAY 23, 2014
Meeting Type: ANNUAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | Against |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HITACHI LTD.
Meeting Date: JUN 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6501
Security ID: J20454112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katsumata, Nobuo | Management | For | For |
| 1.2 | Elect Director Cynthia Carroll | Management | For | For |
| 1.3 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.4 | Elect Director George Buckley | Management | For | For |
| 1.5 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.6 | Elect Director Philip Yeo | Management | For | For |
| 1.7 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.8 | Elect Director Nakanishi, Hiroaki | Management | For | For |
| 1.9 | Elect Director Hatchoji, Takashi | Management | For | For |
| 1.10 | Elect Director Higashihara, Toshiaki | Management | For | For |
| 1.11 | Elect Director Miyoshi, Takashi | Management | For | For |
| 1.12 | Elect Director Mochida, Nobuo | Management | For | For |
| |
|---|
KBC GROEP NV
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: KBC
Security ID: B5337G162
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Directors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 9 | Approve Discharge of Auditors | Management | For | For |
| 10 | Approve Discharge of Auditors KBC Global Services For the Period of Jan. 2013 to July 2013 | Management | For | For |
| 11a | Reelect M.De Ceuster as Director | Management | For | Against |
| 11b | Reelect P. Vanthemsche as Director | Management | For | Against |
| 11c | Reelect M. Wittemans as Director | Management | For | Against |
| 11d | Elect J. Kiraly as Director | Management | For | For |
| 11e | Elect C. Van Rijsseghem as Director | Management | For | Against |
| 11f | Indicate Thomas Leysen as Independent Board Member for his Remaining Term as Director | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: DEC 02, 2013
Record Date: NOV 20, 2013
Meeting Type: SPECIAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Approve Special Dividends | Management | For | For |
| 7 | Approve 2:1 Stock Split | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| |
|---|
KONE CORPORATION
Meeting Date: FEB 24, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: KNEBV
Security ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | For |
| 12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Fix Number of Auditors at Two | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| |
|---|
LEGAL & GENERAL GROUP PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: LGEN
Security ID: G54404127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lizabeth Zlatkus as Director | Management | For | For |
| 4 | Re-elect Mark Zinkula as Director | Management | For | For |
| 5 | Re-elect Lindsay Tomlinson as Director | Management | For | For |
| 6 | Re-elect Stuart Popham as Director | Management | For | For |
| 7 | Re-elect Julia Wilson as Director | Management | For | For |
| 8 | Re-elect Mark Gregory as Director | Management | For | For |
| 9 | Re-elect Rudy Markham as Director | Management | For | For |
| 10 | Re-elect John Pollock as Director | Management | For | For |
| 11 | Re-elect John Stewart as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Approve EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
LINAMAR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: LNR
Security ID: 53278L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Hasenfratz | Management | For | For |
| 1.2 | Elect Director Linda Hasenfratz | Management | For | For |
| 1.3 | Elect Director Mark Stoddart | Management | For | For |
| 1.4 | Elect Director William Harrison | Management | For | For |
| 1.5 | Elect Director Terry Reidel | Management | For | For |
| 1.6 | Elect Director Dennis Grimm | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: LLOY
Security ID: G5533W248
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
Meeting Date: APR 16, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: LYB
Security ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: NESN
Security ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
|---|
NIPPON PAINT CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 4612
Security ID: J55053128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 3 | Amend Articles to Indemnify Directors and Statutory Auditors - Amend Business Lines - Change Company Name | Management | For | For |
| 4.1 | Elect Director Sakai, Kenji | Management | For | For |
| 4.2 | Elect Director Ueno, Hiroaki | Management | For | For |
| 4.3 | Elect Director Nishijima, Kanji | Management | For | For |
| 4.4 | Elect Director Nakamura, Hideo | Management | For | For |
| 4.5 | Elect Director Miwa, Hiroshi | Management | For | For |
| 4.6 | Elect Director Minami, Manabu | Management | For | For |
| 4.7 | Elect Director Tado, Tetsushi | Management | For | For |
| 4.8 | Elect Director Goh Hup Jin | Management | For | For |
| 4.9 | Elect Director Ohara, Masatoshi | Management | For | For |
| 5.1 | Appoint Statutory Auditor Kanakura, Akihiro | Management | For | For |
| 5.2 | Appoint Statutory Auditor Takahashi, Tsukasa | Management | For | For |
| 5.3 | Appoint Statutory Auditor Matsumoto, Takeru | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: NOVO B
Security ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
|---|
ORIX CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8591
Security ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Inoue, Makoto | Management | For | For |
| 1.2 | Elect Director Urata, Haruyuki | Management | For | For |
| 1.3 | Elect Director Umaki, Tamio | Management | For | For |
| 1.4 | Elect Director Kojima, Kazuo | Management | For | For |
| 1.5 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
| 1.6 | Elect Director Kamei, Katsunobu | Management | For | For |
| 1.7 | Elect Director Takahashi, Hideaki | Management | For | For |
| 1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
| 1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
| 1.10 | Elect Director Robert Feldman | Management | For | For |
| 1.11 | Elect Director Niinami, Takeshi | Management | For | For |
| 1.12 | Elect Director Usui, Nobuaki | Management | For | For |
| 1.13 | Elect Director Yasuda, Ryuji | Management | For | For |
| |
|---|
PLAYTECH PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: PTEC
Security ID: G7132V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Elect Hilary Stewart-Jones as Director | Management | For | For |
| 7 | Re-elect Andrew Thomas as Director | Management | For | For |
| 8 | Re-elect Alan Jackson as Director | Management | For | For |
| 9 | Re-elect Ron Hoffman as Director | Management | For | For |
| 10 | Re-elect Mor Weizer as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
PT BANK MANDIRI (PERSERO) TBK
Meeting Date: MAY 21, 2014
Record Date: MAY 05, 2014
Meeting Type: SPECIAL | Ticker: BMRI
Security ID: Y7123S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors and Commissioners | Management | For | Against |
| |
|---|
PT GLOBAL MEDIACOM TBK
Meeting Date: APR 30, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BMTR
Security ID: Y7119T144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Report | Management | For | For |
| 2 | Approve Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Elect Directors and Commissioners | Management | For | Against |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1 | Authorize Commissioners to Issue Shares Pursuant to the Employee and Management Stock Option Program (EMSOP) | Management | For | Against |
| 2 | Approve Issuance of New Shares to be Allocated for the EMSOP | Management | For | Against |
| 3 | Approve Issuance of Equity Shares without Preemptive Rights, which was Approved at the EGM Dated April 30, 2013 | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: RR.
Security ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SAMPO OYJ
Meeting Date: APR 24, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: SAMAS
Security ID: X75653109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.65 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Anne Brunila, Jannica Fagerholm, Adine Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Per Sorlie, Matti Vuoria, and Bjorn Wahlroos as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8316
Security ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Miyata, Koichi | Management | For | For |
| 2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
| 2.3 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.4 | Elect Director Ota, Jun | Management | For | For |
| 2.5 | Elect Director Yokoyama, Yoshinori | Management | For | For |
| 3 | Appoint Statutory Auditor Nakao, Kazuhiko | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: SCA B
Security ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | For |
| 8c | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 15 | Close Meeting | Management | None | None |
| |
|---|
UNICREDIT SPA
Meeting Date: MAY 13, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: UCG
Security ID: T960AS101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.a | Approve Allocation of Income | Management | For | For |
| 2.b | Approve Stock Dividend Program | Management | For | For |
| 2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
| 3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
| 4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
| 5 | Fix Maximum Variable Compensation Ratio | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve 2014 Group Incentive System | Management | For | Against |
| 8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
| 1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
| 2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | Against |
| 3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
VALEO
Meeting Date: MAY 21, 2014
Record Date: MAY 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: FR
Security ID: F96221126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Reelect Daniel Camus as Director | Management | For | For |
| 4 | Reelect Jerome Contamine as Director | Management | For | For |
| 5 | Reelect Noelle Lenoir as Director | Management | For | For |
| 6 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 8 | Advisory Vote on Compensation of Pascal Colombani, Chairman of the Board | Management | For | For |
| 9 | Advisory Vote on Compensation of Jacques Aschenbroich, CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize up to 1,500,000 Shares for Use in Restricted Stock Plan | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
Meeting Date: JUL 23, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: VOD
Security ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
Investment Grade Convertible Fund
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
Large Cap Growth Fund
| |
|---|
ADOBE SYSTEMS INCORPORATED
Meeting Date: APR 10, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
Meeting Date: JUN 16, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: AMG
Security ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Niall Ferguson | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Harold J. Meyerman | Management | For | For |
| 1f | Elect Director William J. Nutt | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Rita M. Rodriguez | Management | For | For |
| 1i | Elect Director Patrick T. Ryan | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: ALXN
Security ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: ADS
Security ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.4 | Elect Director D. Keith Cobb | Management | For | For |
| 1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BIOGEN IDEC INC.
Meeting Date: JUN 12, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: CP
Security ID: 13645T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director William A. Ackman | Management | For | For |
| 3.2 | Elect Director Gary F. Colter | Management | For | For |
| 3.3 | Elect Director Isabelle Courville | Management | For | For |
| 3.4 | Elect Director Paul G. Haggis | Management | For | For |
| 3.5 | Elect Director E. Hunter Harrison | Management | For | For |
| 3.6 | Elect Director Paul C. Hilal | Management | For | For |
| 3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
| 3.8 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.9 | Elect Director Anthony R. Melman | Management | For | For |
| 3.10 | Elect Director Linda J. Morgan | Management | For | For |
| 3.11 | Elect Director Jim Prentice | Management | For | For |
| 3.12 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Director Stephen C. Tobias | Management | For | For |
| |
|---|
CATAMARAN CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: CTRX
Security ID: 148887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven D. Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
CERNER CORPORATION
Meeting Date: MAY 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CERN
Security ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CMG
Security ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CME GROUP INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CME
Security ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Meeting Date: JUN 03, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: CTSH
Security ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CUMMINS INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: CMI
Security ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Robert K. Herdman | Management | For | For |
| 6 | Elect Director Robert J. Bernhard | Management | For | For |
| 7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 8 | Elect Director Stephen B. Dobbs | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
ECOLAB INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: ECL
Security ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Election Of Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Election Of Director Barbara J. Beck | Management | For | For |
| 1.3 | Election Of Director Leslie S. Biller | Management | For | For |
| 1.4 | Election Of Director Carl M. Casale | Management | For | For |
| 1.5 | Election Of Director Stephen I. Chazen | Management | For | For |
| 1.6 | Election Of Director Jerry A. Grundhofer | Management | For | For |
| 1.7 | Election Of Director Arthur J. Higgins | Management | For | For |
| 1.8 | Election Of Director Joel W. Johnson | Management | For | For |
| 1.9 | Election Of Director Michael Larson | Management | For | For |
| 1.10 | Election Of Director Jerry W. Levin | Management | For | For |
| 1.11 | Election Of Director Robert L. Lumpkins | Management | For | For |
| 1.12 | Election Of Director Victoria J. Reich | Management | For | For |
| 1.13 | Election Of Director Suzanne M. Vautrinot | Management | For | For |
| 1.14 | Election Of Director John J. Zillmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
FMC TECHNOLOGIES, INC.
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: FTI
Security ID: 30249U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1c | Elect Director C. Maury Devine | Management | For | For |
| 1d | Elect Director Claire S. Farley | Management | For | For |
| 1e | Elect Director John T. Gremp | Management | For | For |
| 1f | Elect Director Thomas M. Hamilton | Management | For | For |
| 1g | Elect Director Peter Mellbye | Management | For | For |
| 1h | Elect Director Joseph H. Netherland | Management | For | For |
| 1i | Elect Director Richard A. Pattarozzi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: JBHT
Security ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
Meeting Date: AUG 01, 2013
Record Date: JUN 04, 2013
Meeting Type: ANNUAL | Ticker: KORS
Security ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MOHAWK INDUSTRIES, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: MHK
Security ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Ill | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
| 1.3 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
Meeting Date: JAN 28, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
Meeting Date: JUN 02, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: MNST
Security ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 04, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SPLUNK INC.
Meeting Date: JUN 10, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: SPLK
Security ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Connors | Management | For | For |
| 1.2 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
STARBUCKS CORPORATION
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: SCHW
Security ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
THE PRICELINE GROUP INC.
Meeting Date: JUN 05, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: PCLN
Security ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
TRACTOR SUPPLY COMPANY
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: TSCO
Security ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISA INC.
Meeting Date: JAN 29, 2014
Record Date: DEC 03, 2013
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: VMW
Security ID:�� 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela J. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
National Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Ohio Municipal Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Select Fund
| |
|---|
ALTERA CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALTR
Security ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: APC
Security ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| |
|---|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: CHRW
Security ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COF
Security ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 10, 2014
Record Date: JAN 13, 2014
Meeting Type: ANNUAL | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Eric F. Brown | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Greg Creed | Management | For | For |
| 1e | Elect Director Patti S. Hart | Management | For | For |
| 1f | Elect Director Robert J. Miller | Management | For | For |
| 1g | Elect Director Vincent L. Sadusky | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
NIELSEN HOLDINGS N.V.
Meeting Date: MAY 06, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: NLSN
Security ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3b | Elect Director David L. Calhoun | Management | For | For |
| 3c | Elect Director Karen M. Hoguet | Management | For | For |
| 3d | Elect Director James M. Kilts | Management | For | For |
| 3e | Elect Director Alexander Navab | Management | For | Against |
| 3f | Elect Director Robert Pozen | Management | For | For |
| 3g | Elect Director Vivek Ranadive | Management | For | For |
| 3h | Elect Director Ganesh Rao | Management | For | Against |
| 3i | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Change Company Name | Management | For | For |
| 9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 07, 2014
Meeting Type: ANNUAL | Ticker: BK
Security ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.4 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director William C. Richardson | Management | For | For |
| 1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.13 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WAL-MART STORES, INC.
Meeting Date: JUN 06, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Douglas N. Daft | Management | For | For |
| 1f | Elect Director Michael T. Duke | Management | For | Against |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S Reinemund | Management | For | For |
| 1l | Elect Director Jim C. Walton | Management | For | For |
| 1m | Elect Director S. Robson Walton | Management | For | Against |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
Small Company Opportunity Fund
| |
|---|
ABM INDUSTRIES INCORPORATED
Meeting Date: MAR 05, 2014
Record Date: JAN 15, 2014
Meeting Type: ANNUAL | Ticker: ABM
Security ID: 000957100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.2 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.3 | Elect Director Stephen M. Kadenacy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ALERE INC.
Meeting Date: AUG 07, 2013
Record Date: JUN 14, 2013
Meeting Type: PROXY CONTEST | Ticker: ALR
Security ID: 01449J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Hakan Bjorklund | Management | For | For |
| 1.2 | Elect Director Stephen P. Macmillan | Management | For | For |
| 1.3 | Elect Director Brian A. Markison | Management | For | For |
| 1.4 | Elect Director T.F. Wilson McKillop | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve the Grant of Options to Key Executive Officers | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Curt R. Hartman | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Theodore E. Martin | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Jerome J. Lande | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Hakan Bjorklund | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
| 3 | Approve the Grant of Options to Key Executive Officers | Management | None | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 5 | Ratify Auditors | Management | None | Did Not Vote |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| |
|---|
ALLETE, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALE
Security ID: 018522300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Sidney W. Emery, Jr. | Management | For | For |
| 1c | Elect Director George G. Goldfarb | Management | For | For |
| 1d | Elect Director James S. Haines, Jr. | Management | For | For |
| 1e | Elect Director Alan R. Hodnik | Management | For | For |
| 1f | Elect Director James J. Hoolihan | Management | For | For |
| 1g | Elect Director Heidi E. Jimmerson | Management | For | For |
| 1h | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1i | Elect Director Douglas C. Neve | Management | For | For |
| 1j | Elect Director Leonard C. Rodman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALTRA INDUSTRIAL MOTION CORP.
Meeting Date: APR 24, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AIMC
Security ID: 02208R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.5 | Elect Director Larry McPherson | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN FINANCIAL GROUP, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: AFG
Security ID: 025932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
| 1.2 | Elect Director S. Craig Lindner | Management | For | For |
| 1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect Director John B. Berding | Management | For | For |
| 1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
| 1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
| 1.7 | Elect Director James E. Evans | Management | For | For |
| 1.8 | Elect Director Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Director Gregory G. Joseph | Management | For | For |
| 1.10 | Elect Director William W. Verity | Management | For | For |
| 1.11 | Elect Director John I. Von Lehman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| |
|---|
AMERISAFE, INC.
Meeting Date: JUN 13, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: AMSF
Security ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOGIC CORPORATION
Meeting Date: JAN 21, 2014
Record Date: NOV 22, 2013
Meeting Type: ANNUAL | Ticker: ALOG
Security ID: 032657207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernard C. Bailey | Management | For | For |
| 1b | Elect Director Jeffrey P. Black | Management | For | For |
| 1c | Elect Director James W. Green | Management | For | For |
| 1d | Elect Director James J. Judge | Management | For | For |
| 1e | Elect Director Kevin C. Melia | Management | For | For |
| 1f | Elect Director Michael T. Modic | Management | For | For |
| 1g | Elect Director Fred B. Parks | Management | For | For |
| 1h | Elect Director Sophie V. Vandebroek | Management | For | For |
| 1i | Elect Director Edward F. Voboril | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ANIXTER INTERNATIONAL INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: AXE
Security ID: 035290105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Blyth | Management | For | For |
| 1.2 | Elect Director Frederic F. Brace | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Robert J. Eck | Management | For | For |
| 1.5 | Elect Director Robert W. Grubbs | Management | For | For |
| 1.6 | Elect Director F. Philip Handy | Management | For | For |
| 1.7 | Elect Director Melvyn N. Klein | Management | For | For |
| 1.8 | Elect Director George Munoz | Management | For | For |
| 1.9 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.10 | Elect Director Matthew Zell | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANN INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: ANN
Security ID: 035623107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dale W. Hilpert | Management | For | For |
| 1b | Elect Director Ronald W. Hovsepian | Management | For | For |
| 1c | Elect Director Linda A. Huett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Meeting Date: MAY 06, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: AGII
Security ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Berry Cash | Management | For | For |
| 1b | Elect Director John R. Power, Jr. | Management | For | For |
| 1c | Elect Director Mark E. Watson, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
Meeting Date: APR 22, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: ASBC
Security ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTEC INDUSTRIES, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: ASTE
Security ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BARNES GROUP INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: B
Security ID: 067806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Bristow, Jr. | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director Hassell H. McClellan | Management | For | For |
| 1.4 | Elect Director JoAnna Sohovich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BROWN SHOE COMPANY, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: BWS
Security ID: 115736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Lee Capps, III | Management | For | For |
| 1.2 | Elect Director Carla Hendra | Management | For | For |
| 1.3 | Elect Director Patricia G. McGinnis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: BC
Security ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | Against |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
C&J ENERGY SERVICES, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: CJES
Security ID: 12467B304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua E. Comstock | Management | For | For |
| 1.2 | Elect Director Randall C. McMullen, Jr. | Management | For | For |
| 1.3 | Elect Director Darren M. Friedman | Management | For | For |
| 1.4 | Elect Director Adrianna Ma | Management | For | For |
| 1.5 | Elect Director Michael Roemer | Management | For | For |
| 1.6 | Elect Director C. James Stewart, III | Management | For | Withhold |
| 1.7 | Elect Director H.H. "Tripp" Wommack, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT CORPORATION
Meeting Date: MAR 13, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: CBT
Security ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALGON CARBON CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: CCC
Security ID: 129603106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall S. Dearth | Management | For | For |
| 1.2 | Elect Director John J. Paro | Management | For | For |
| 1.3 | Elect Director Timothy G. Rupert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CALLAWAY GOLF COMPANY
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: ELY
Security ID: 131193104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Ronald S. Beard | Management | For | For |
| 1.3 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director John F. Lundgren | Management | For | For |
| 1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.7 | Elect Director Richard L. Rosenfield | Management | For | For |
| 1.8 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: CSL
Security ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Terry D. Growcock | Management | For | For |
| 1.3 | Elect Director Gregg A. Ostrander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELADON GROUP, INC.
Meeting Date: DEC 11, 2013
Record Date: OCT 14, 2013
Meeting Type: ANNUAL | Ticker: CGI
Security ID: 150838100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Russell | Management | For | For |
| 1.2 | Elect Director Anthony Heyworth | Management | For | For |
| 1.3 | Elect Director Catherine Langham | Management | For | For |
| 1.4 | Elect Director Michael Miller | Management | For | For |
| 1.5 | Elect Director Paul Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: CRL
Security ID: 159864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Foster | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Stephen D. Chubb | Management | For | For |
| 1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
| 1.5 | Elect Director George E. Massaro | Management | For | For |
| 1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
| 1.7 | Elect Director C. Richard Reese | Management | For | For |
| 1.8 | Elect Director Craig B. Thompson | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CLOUD PEAK ENERGY INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CLD
Security ID: 18911Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William Fox, III | Management | For | For |
| 1b | Elect Director James Voorhees | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
Meeting Date: APR 23, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: COLB
Security ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Dietzler | Management | For | For |
| 1b | Elect Director Melanie J. Dressel | Management | For | For |
| 1c | Elect Director John P. Folsom | Management | For | For |
| 1d | Elect Director Frederick M. Goldberg | Management | For | For |
| 1e | Elect Director Thomas M. Hulbert | Management | For | For |
| 1f | Elect Director Michelle M. Lantow | Management | For | For |
| 1g | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1h | Elect Director Daniel C. Regis | Management | For | For |
| 1i | Elect Director William T. Weyerhaeuser | Management | For | For |
| 1j | Elect Director James M. Will | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMFORT SYSTEMS USA, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: FIX
Security ID: 199908104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darcy G. Anderson | Management | For | For |
| 1.2 | Elect Director Herman E. Bulls | Management | For | For |
| 1.3 | Elect Director Alfred J. Giardinelli, Jr. | Management | For | For |
| 1.4 | Elect Director Alan P. Krusi | Management | For | For |
| 1.5 | Elect Director Brian E. Lane | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director James H. Schultz | Management | For | For |
| 1.8 | Elect Director Constance E. Skidmore | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORE-MARK HOLDING COMPANY, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: CORE
Security ID: 218681104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Allen | Management | For | For |
| 1b | Elect Director Stuart W. Booth | Management | For | For |
| 1c | Elect Director Gary F. Colter | Management | For | For |
| 1d | Elect Director Robert G. Gross | Management | For | For |
| 1e | Elect Director Thomas B. Perkins | Management | For | For |
| 1f | Elect Director Harvey L. Tepner | Management | For | For |
| 1g | Elect Director Randolph I. Thornton | Management | For | For |
| 1h | Elect Director J. Michael Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DANA HOLDING CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: DAN
Security ID: 235825205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.2 | Elect Director Terrence J. Keating | Management | For | For |
| 1.3 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.4 | Elect Director Joseph C. Muscari | Management | For | For |
| 1.5 | Elect Director Mark A. Schulz | Management | For | For |
| 1.6 | Elect Director Keith E. Wandell | Management | For | For |
| 1.7 | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIEBOLD, INCORPORATED
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: DBD
Security ID: 253651103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick W. Allender | Management | For | Withhold |
| 1.2 | Elect Director Roberto Artavia | Management | For | Withhold |
| 1.3 | Elect Director Bruce L. Byrnes | Management | For | Withhold |
| 1.4 | Elect Director Phillip R. Cox | Management | For | For |
| 1.5 | Elect Director Richard L. Crandall | Management | For | For |
| 1.6 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 1.7 | Elect Director Gary G. Greenfield | Management | For | For |
| 1.8 | Elect Director Andreas W. Mattes | Management | For | For |
| 1.9 | Elect Director Robert S. Prather, Jr. | Management | For | Withhold |
| 1.10 | Elect Director Rajesh K. Soin | Management | For | For |
| 1.11 | Elect Director Henry D.G. Wallace | Management | For | For |
| 1.12 | Elect Director Alan J. Weber | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DREW INDUSTRIES INCORPORATED
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: DW
Security ID: 26168L205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Rose, III | Management | For | For |
| 1.2 | Elect Director Leigh J. Abrams | Management | For | For |
| 1.3 | Elect Director James F. Gero | Management | For | For |
| 1.4 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
| 1.5 | Elect Director David A. Reed | Management | For | For |
| 1.6 | Elect Director John B. Lowe, Jr. | Management | For | For |
| 1.7 | Elect Director Jason D. Lippert | Management | For | For |
| 1.8 | Elect Director Brendan J. Deely | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EL PASO ELECTRIC COMPANY
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: EE
Security ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Allen | Management | For | For |
| 1.2 | Elect Director Edward Escudero | Management | For | For |
| 1.3 | Elect Director Michael K. Parks | Management | For | For |
| 1.4 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
Meeting Date: JUN 11, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: EME
Security ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.5 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.6 | Elect Director David H. Laidley | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.9 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENCORE WIRE CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: WIRE
Security ID: 292562105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Courtney | Management | For | For |
| 1.2 | Elect Director Gregory J. Fisher | Management | For | For |
| 1.3 | Elect Director Daniel L. Jones | Management | For | For |
| 1.4 | Elect Director William R. Thomas, III | Management | For | For |
| 1.5 | Elect Director Scott D. Weaver | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD.
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: ENH
Security ID: G30397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect William H. Bolinder as Director | Management | For | For |
| 1.5 | Elect John R. Charman as Director | Management | For | For |
| 1.6 | Elect Susan S. Fleming as Director | Management | For | For |
| 1.7 | Elect Scott D. Moore as Director | Management | For | For |
| 1.8 | Elect Robert A. Spass as Director | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ENTEGRIS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: ENTG
Security ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christman | Management | For | For |
| 1.5 | Elect Director James F. Gentilcore | Management | For | For |
| 1.6 | Elect Director Bertrand Loy | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORPORATION
Meeting Date: MAR 05, 2014
Record Date: JAN 07, 2014
Meeting Type: ANNUAL | Ticker: ESL
Security ID: 297425100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.2 | Elect Director James J. Morris | Management | For | For |
| 1.3 | Elect Director Henry W. Winship, IV | Management | For | For |
| 1.4 | Elect Director Curtis C. Reusser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: FCS
Security ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FORWARD AIR CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: FWRD
Security ID: 349853101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Campbell | Management | For | For |
| 1.2 | Elect Director C. Robert Campbell | Management | For | For |
| 1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director G. Michael Lynch | Management | For | For |
| 1.7 | Elect Director Ray A. Mundy | Management | For | For |
| 1.8 | Elect Director Gary L. Paxton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GATX CORPORATION
Meeting Date: APR 25, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: GMT
Security ID: 361448103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anne L. Arvia | Management | For | For |
| 1.2 | Elect Director Ernst A. Haberli | Management | For | For |
| 1.3 | Elect Director Brian A. Kenney | Management | For | For |
| 1.4 | Elect Director James B. Ream | Management | For | For |
| 1.5 | Elect Director Robert J. Ritchie | Management | For | For |
| 1.6 | Elect Director David S. Sutherland | Management | For | For |
| 1.7 | Elect Director Casey J. Sylla | Management | For | For |
| 1.8 | Elect Director Paul G. Yovovich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRANITE CONSTRUCTION INCORPORATED
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: GVA
Security ID: 387328107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary M. Cusumano | Management | For | For |
| 1b | Elect Director James H. Roberts | Management | For | For |
| 1c | Elect Director Gaddi H. Vasquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
H.B. FULLER COMPANY
Meeting Date: APR 10, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: FUL
Security ID: 359694106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michael Losh | Management | For | For |
| 1.2 | Elect Director Lee R. Mitau | Management | For | For |
| 1.3 | Elect Director R. William Van Sant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Meeting Date: DEC 04, 2013
Record Date: OCT 07, 2013
Meeting Type: ANNUAL | Ticker: HAR
Security ID: 413086109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adriane M. Brown | Management | For | For |
| 1b | Elect Director John W. Diercksen | Management | For | For |
| 1c | Elect Director Ann M. Korologos | Management | For | For |
| 1d | Elect Director Jiren Liu | Management | For | Against |
| 1e | Elect Director Edward H. Meyer | Management | For | For |
| 1f | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1g | Elect Director Kenneth M. Reiss | Management | For | For |
| 1h | Elect Director Hellene S. Runtagh | Management | For | For |
| 1i | Elect Director Frank S. Sklarsky | Management | For | For |
| 1j | Elect Director Gary G. Steel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HARRIS TEETER SUPERMARKETS, INC.
Meeting Date: OCT 03, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: HTSI
Security ID: 414585109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HELEN OF TROY LIMITED
Meeting Date: AUG 27, 2013
Record Date: JUN 27, 2013
Meeting Type: ANNUAL | Ticker: HELE
Security ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary B. Abromovitz as Director | Management | For | For |
| 1.2 | Elect John B. Butterworth as Director | Management | For | For |
| 1.3 | Elect Timothy F. Meeker as Director | Management | For | For |
| 1.4 | Elect Gerald J. Rubin as Director | Management | For | For |
| 1.5 | Elect William F. Susetka as Director | Management | For | For |
| 1.6 | Elect Adolpho R. Telles as Director | Management | For | For |
| 1.7 | Elect Darren G. Woody as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS GROUP, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HLX
Security ID: 42330P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy K. Quinn | Management | For | For |
| 1.2 | Elect Director William L. Transier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
Meeting Date: MAY 05, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: IBKC
Security ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ICU MEDICAL, INC.
Meeting Date: JUN 09, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: ICUI
Security ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3.1 | Elect Director John J. Connors | Management | For | For |
| 3.2 | Elect Director Joseph R. Saucedo | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDEPENDENT BANK CORP.
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: INDB
Security ID: 453836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Bissonnette | Management | For | For |
| 1.2 | Elect Director Daniel F. O'Brien | Management | For | For |
| 1.3 | Elect Director Christopher Oddleifson | Management | For | For |
| 1.4 | Elect Director Brian S. Tedeschi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
INFINITY PROPERTY AND CASUALTY CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: IPCC
Security ID: 45665Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela Brock-Kyle | Management | For | For |
| 1.2 | Elect Director Teresa A. Canida | Management | For | For |
| 1.3 | Elect Director Jorge G. Castro | Management | For | For |
| 1.4 | Elect Director James R. Gober | Management | For | For |
| 1.5 | Elect Director Harold E. Layman | Management | For | For |
| 1.6 | Elect Director E. Robert Meaney | Management | For | For |
| 1.7 | Elect Director Drayton Nabers, Jr. | Management | For | For |
| 1.8 | Elect Director William Stancil Starnes | Management | For | For |
| 1.9 | Elect Director Samuel J. Weinhoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INNOPHOS HOLDINGS, INC.
Meeting Date: MAY 20, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: IPHS
Security ID: 45774N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: IART
Security ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHN BEAN TECHNOLOGIES CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: JBT
Security ID: 477839104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Giacomini | Management | For | For |
| 1.2 | Elect Director Polly B. Kawalek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
Meeting Date: JUN 04, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: KALU
Security ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KENNAMETAL INC.
Meeting Date: OCT 22, 2013
Record Date: AUG 30, 2013
Meeting Type: ANNUAL | Ticker: KMT
Security ID: 489170100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director William J. Harvey | Management | For | For |
| 1.3 | Elect Director Cindy L. Davis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
KORN/FERRY INTERNATIONAL
Meeting Date: SEP 26, 2013
Record Date: AUG 01, 2013
Meeting Type: ANNUAL | Ticker: KFY
Security ID: 500643200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Gary D. Burnison | Management | For | For |
| 2.2 | Elect Director William R. Floyd | Management | For | For |
| 2.3 | Elect Director Jerry P. Leamon | Management | For | For |
| 2.4 | Elect Director Edward D. Miller | Management | For | For |
| 2.5 | Elect Director Debra J. Perry | Management | For | For |
| 2.6 | Elect Director Gerhard Schulmeyer | Management | For | For |
| 2.7 | Elect Director George T. Shaheen | Management | For | For |
| 2.8 | Elect Director Harry L. You | Management | For | For |
| 3.9 | Elect Director Gary D. Burnison | Management | For | For |
| 3.10 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LA-Z-BOY INCORPORATED
Meeting Date: AUG 21, 2013
Record Date: JUN 28, 2013
Meeting Type: ANNUAL | Ticker: LZB
Security ID: 505336107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt L. Darrow | Management | For | For |
| 1.2 | Elect Director John H. Foss | Management | For | For |
| 1.3 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.4 | Elect Director Janet L. Gurwitch | Management | For | For |
| 1.5 | Elect Director David K. Hehl | Management | For | For |
| 1.6 | Elect Director Edwin J. Holman | Management | For | For |
| 1.7 | Elect Director Janet E. Kerr | Management | For | For |
| 1.8 | Elect Director Michael T. Lawton | Management | For | For |
| 1.9 | Elect Director H. George Levy | Management | For | For |
| 1.10 | Elect Director W. Alan McCollough | Management | For | For |
| 1.11 | Elect Director Nido R. Qubein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 19, 2014
Meeting Type: ANNUAL | Ticker: LKFN
Security ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
| 1.4 | Elect Director Michael L. Kubacki | Management | For | For |
| 1.5 | Elect Director Charles E. Niemier | Management | For | For |
| 1.6 | Elect Director Steven D. Ross | Management | For | For |
| 1.7 | Elect Director Brian J. Smith | Management | For | For |
| 1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
| 1.9 | Elect Director Ronald D. Truex | Management | For | For |
| 1.10 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANCASTER COLONY CORPORATION
Meeting Date: NOV 18, 2013
Record Date: SEP 20, 2013
Meeting Type: ANNUAL | Ticker: LANC
Security ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.2 | Elect Director Alan F. Harris | Management | For | For |
| 1.3 | Elect Director Zuheir Sofia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LASALLE HOTEL PROPERTIES
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
Meeting Type: ANNUAL | Ticker: LHO
Security ID: 517942108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
LITTELFUSE, INC.
Meeting Date: APR 25, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: LFUS
Security ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tzau-Jin (T. J.) Chung | Management | For | For |
| 1.2 | Elect Director Cary T. Fu | Management | For | For |
| 1.3 | Elect Director Anthony Grillo | Management | For | For |
| 1.4 | Elect Director Gordon Hunter | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director William P. Noglows | Management | For | For |
| 1.7 | Elect Director Ronald L. Schubel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Meeting Date: MAR 06, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: MTSI
Security ID: 55405Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Bland | Management | For | Withhold |
| 1.2 | Elect Director Mark Edelstone | Management | For | For |
| 1.3 | Elect Director Susan Ocampo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRATH RENTCORP
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: MGRC
Security ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Dawson | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.3 | Elect Director Robert C. Hood | Management | For | For |
| 1.4 | Elect Director Dennis C. Kakures | Management | For | For |
| 1.5 | Elect Director M. Richard Smith | Management | For | For |
| 1.6 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.7 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEASUREMENT SPECIALTIES, INC.
Meeting Date: SEP 19, 2013
Record Date: JUL 22, 2013
Meeting Type: ANNUAL | Ticker: MEAS
Security ID: 583421102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Arnold | Management | For | For |
| 1.2 | Elect Director Frank D. Guidone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
Meeting Date: FEB 11, 2014
Record Date: DEC 16, 2013
Meeting Type: ANNUAL | Ticker: MSCC
Security ID: 595137100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director Paul F. Folino | Management | For | For |
| 1.6 | Elect Director William L. Healey | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.8 | Elect Director James V. Mazzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: MKSI
Security ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Robert R. Anderson | Management | For | For |
| 1.3 | Elect Director Gregory R. Beecher | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
Meeting Date: FEB 11, 2014
Record Date: DEC 17, 2013
Meeting Type: ANNUAL | Ticker: MTSC
Security ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jean-Lou Chameau | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Emily M. Liggett | Management | For | For |
| 1.6 | Elect Director Barb J. Samardzich | Management | For | For |
| 1.7 | Elect Director Gail P. Steinel | Management | For | For |
| 1.8 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MUELLER INDUSTRIES, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: MLI
Security ID: 624756102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory L. Christopher | Management | For | For |
| 1.2 | Elect Director Paul J. Flaherty | Management | For | For |
| 1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
| 1.4 | Elect Director Gary S. Gladstein | Management | For | For |
| 1.5 | Elect Director Scott J. Goldman | Management | For | For |
| 1.6 | Elect Director Terry Hermanson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NORTHWESTERN CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: NWE
Security ID: 668074305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Adik | Management | For | For |
| 1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
| 1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Philip L. Maslowe | Management | For | For |
| 1.7 | Elect Director Denton Louis Peoples | Management | For | For |
| 1.8 | Elect Director Robert C. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
Meeting Date: MAY 08, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: ONB
Security ID: 680033107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan W. Braun | Management | For | For |
| 1.2 | Elect Director Larry E. Dunigan | Management | For | For |
| 1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.5 | Elect Director Robert G. Jones | Management | For | For |
| 1.6 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.8 | Elect Director James T. Morris | Management | For | For |
| 1.9 | Elect Director Randall T. Shepard | Management | For | For |
| 1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
| 1.11 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.12 | Elect Director Linda E. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OLIN CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: OLN
Security ID: 680665205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gray G. Benoist | Management | For | For |
| 1.2 | Elect Director Richard M. Rompala | Management | For | For |
| 1.3 | Elect Director Joseph D. Rupp | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying and Political Contributions | Shareholder | Against | For |
| |
|---|
OWENS & MINOR, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: OMI
Security ID: 690732102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director John W. Gerdelman | Management | For | For |
| 1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.4 | Elect Director Martha H. Marsh | Management | For | For |
| 1.5 | Elect Director Eddie N. Moore, Jr. | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director David S. Simmons | Management | For | For |
| 1.8 | Elect Director Robert C. Sledd | Management | For | For |
| 1.9 | Elect Director Craig R. Smith | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OXFORD INDUSTRIES, INC.
Meeting Date: JUN 18, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: OXM
Security ID: 691497309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Reese Lanier | Management | For | For |
| 1.2 | Elect Director Dennis M. Love | Management | For | For |
| 1.3 | Elect Director Clyde C. Tuggle | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACWEST BANCORP
Meeting Date: JAN 13, 2014
Record Date: DEC 04, 2013
Meeting Type: SPECIAL | Ticker: PACW
Security ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PACWEST BANCORP
Meeting Date: MAY 19, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: PACW
Security ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PLEXUS CORP.
Meeting Date: FEB 12, 2014
Record Date: DEC 05, 2013
Meeting Type: ANNUAL | Ticker: PLXS
Security ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | For |
| 1.4 | Elect Director Dean A. Foate | Management | For | For |
| 1.5 | Elect Director Rainer Jueckstock | Management | For | For |
| 1.6 | Elect Director Peter Kelly | Management | For | For |
| 1.7 | Elect Director Phil R. Martens | Management | For | For |
| 1.8 | Elect Director Michael V. Schrock | Management | For | For |
| 1.9 | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRIMERICA, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: PRI
Security ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIMORIS SERVICES CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: PRIM
Security ID: 74164F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROSPERITY BANCSHARES, INC.
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: PB
Security ID: 743606105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Fagan | Management | For | For |
| 1.2 | Elect Director William T. Luedke, IV | Management | For | For |
| 1.3 | Elect Director Perry Mueller, Jr. | Management | For | For |
| 1.4 | Elect Director Harrison Stafford, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PS BUSINESS PARKS, INC.
Meeting Date: APR 28, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: PSB
Security ID: 69360J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.3 | Elect Director Jennifer Holden Dunbar | Management | For | For |
| 1.4 | Elect Director James H. Kropp | Management | For | For |
| 1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1.6 | Elect Director Michael V. McGee | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director Robert S. Rollo | Management | For | For |
| 1.9 | Elect Director Peter Schultz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PTC INC.
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: PTC
Security ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
RLI CORP.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: RLI
Security ID: 749607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kaj Ahlmann | Management | For | For |
| 1.2 | Elect Director Barbara R. Allen | Management | For | For |
| 1.3 | Elect Director Michael E. Angelina | Management | For | For |
| 1.4 | Elect Director John T. Baily | Management | For | For |
| 1.5 | Elect Director Jordan W. Graham | Management | For | For |
| 1.6 | Elect Director Gerald I. Lenrow | Management | For | For |
| 1.7 | Elect Director Charles M. Linke | Management | For | For |
| 1.8 | Elect Director F. Lynn McPheeters | Management | For | For |
| 1.9 | Elect Director Jonathan E. Michael | Management | For | For |
| 1.10 | Elect Director Michael J. Stone | Management | For | For |
| 1.11 | Elect Director Robert O. Viets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: ROSE
Security ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RUDOLPH TECHNOLOGIES, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: RTEC
Security ID: 781270103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Whitten | Management | For | For |
| 1.2 | Elect Director Aubrey C. Tobey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
Meeting Date: MAY 20, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: RUSHA
Security ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.2 | Elect Director W. Marvin Rush | Management | For | For |
| 1.3 | Elect Director Harold D. Marshall | Management | For | For |
| 1.4 | Elect Director Thomas A. Akin | Management | For | For |
| 1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.6 | Elect Director James C. Underwood | Management | For | For |
| 1.7 | Elect Director Raymond J. Chess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
Meeting Date: APR 23, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: SIGI
Security ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Bauer | Management | For | For |
| 1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
| 1.3 | Elect Director A. David Brown | Management | For | For |
| 1.4 | Elect Director John C. Burville | Management | For | For |
| 1.5 | Elect Director Joan M. Lamm-Tennant | Management | For | For |
| 1.6 | Elect Director Michael J. Morrissey | Management | For | For |
| 1.7 | Elect Director Gregory E. Murphy | Management | For | For |
| 1.8 | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1.9 | Elect Director Ronald L. O'Kelley | Management | For | For |
| 1.10 | Elect Director William M. Rue | Management | For | For |
| 1.11 | Elect Director J. Brian Thebault | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SENSIENT TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Meeting Type: PROXY CONTEST | Ticker: SXT
Security ID: 81725T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Hank Brown | Management | For | For |
| 1.2 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.3 | Elect Director Fergus M. Clydesdale | Management | For | For |
| 1.4 | Elect Director James A. D. Croft | Management | For | For |
| 1.5 | Elect Director William V. Hickey | Management | For | For |
| 1.6 | Elect Director Kenneth P. Manning | Management | For | For |
| 1.7 | Elect Director Paul Manning | Management | For | For |
| 1.8 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.9 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director James R. Henderson | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director James E. Hyman | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Stephen E. Loukas | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director William E. Redmond, Jr. | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Hank Brown | Shareholder | None | Did Not Vote |
| 1.6 | Management Nominee - Edward H. Cichurski | Shareholder | None | Did Not Vote |
| 1.7 | Management Nominee - Fergus M. Clydesdale | Shareholder | None | Did Not Vote |
| 1.8 | Management Nominee - Paul Manning | Shareholder | None | Did Not Vote |
| 1.9 | Management Nominee - Elaine R. Wedral | Shareholder | None | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Amend Executive Incentive Bonus Plan | Management | None | Did Not Vote |
| 4 | Ratify Auditors | Management | None | Did Not Vote |
| |
|---|
SHOE CARNIVAL, INC.
Meeting Date: JUN 12, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: SCVL
Security ID: 824889109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wayne Weaver | Management | For | For |
| 1.2 | Elect Director Gerald W. Schoor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
Meeting Date: MAY 27, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: SLGN
Security ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | Withhold |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SNYDER'S-LANCE, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: LNCE
Security ID: 833551104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Management | For | Withhold |
| 1.2 | Elect Director James W. Johnston | Management | For | For |
| 1.3 | Elect Director W. J. Prezzano | Management | For | For |
| 1.4 | Elect Director Patricia A. Warehime | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Change Range for Size of the Board | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTH JERSEY INDUSTRIES, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: SJI
Security ID: 838518108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1.2 | Elect Director Thomas A. Bracken | Management | For | For |
| 1.3 | Elect Director Keith S. Campbell | Management | For | For |
| 1.4 | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1.5 | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1.6 | Elect Director Edward J. Graham | Management | For | For |
| 1.7 | Elect Director Walter M. Higgins, III | Management | For | For |
| 1.8 | Elect Director Sunita Holzer | Management | For | For |
| 1.9 | Elect Director Joseph H. Petrowski | Management | For | For |
| 1.10 | Elect Director Michael J. Renna | Management | For | For |
| 1.11 | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles | Management | For | Against |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
Meeting Date: MAY 12, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: SFG
Security ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.2 | Elect Director J. Greg Ness | Management | For | For |
| 1.3 | Elect Director Mary F. Sammons | Management | For | For |
| 1.4 | Elect Director Timothy A. Holt | Management | For | For |
| 1.5 | Elect Director Kevin M. Murai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STERIS CORPORATION
Meeting Date: JUL 25, 2013
Record Date: MAY 28, 2013
Meeting Type: ANNUAL | Ticker: STE
Security ID: 859152100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STERLING BANCORP/DE
Meeting Date: FEB 20, 2014
Record Date: DEC 23, 2013
Meeting Type: ANNUAL | Ticker: STL
Security ID: 85917A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Abrams | Management | For | For |
| 1.2 | Elect Director James B. Klein | Management | For | For |
| 1.3 | Elect Director John C. Millman | Management | For | For |
| 1.4 | Elect Director Richard O'Toole | Management | For | For |
| 1.5 | Elect Director Burt Steinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: SYKE
Security ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. MacLeod | Management | For | For |
| 1.2 | Elect Director William D. Muir, Jr. | Management | For | For |
| 1.3 | Elect Director Lorraine Leigh Lutton | Management | For | For |
| 1.4 | Elect Director James K. Murray, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
Meeting Date: MAY 29, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: CAKE
Security ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Alexander L. Cappello | Management | For | For |
| 1c | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1d | Elect Director Laurence B. Mindel | Management | For | For |
| 1e | Elect Director David B. Pittaway | Management | For | For |
| 1f | Elect Director Douglas L. Schmick | Management | For | For |
| 1g | Elect Director Herbert Simon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: THG
Security ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Angelini | Management | For | For |
| 1.2 | Elect Director Richard H. Booth | Management | For | For |
| 1.3 | Elect Director Karen C. Francis | Management | For | For |
| 1.4 | Elect Director David J. Gallitano | Management | For | For |
| 1.5 | Elect Director Wendell J. Knox | Management | For | For |
| 1.6 | Elect Director Robert J. Murray | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock-for-Salary/Bonus Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
THE MEN'S WEARHOUSE, INC.
Meeting Date: SEP 10, 2013
Record Date: JUL 22, 2013
Meeting Type: ANNUAL | Ticker: MW
Security ID: 587118100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Edwab | Management | For | For |
| 1.2 | Elect Director Douglas S. Ewert | Management | For | For |
| 1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
| 1.4 | Elect Director Michael L. Ray | Management | For | For |
| 1.5 | Elect Director Sheldon I. Stein | Management | For | For |
| 1.6 | Elect Director Deepak Chopra | Management | For | For |
| 1.7 | Elect Director William B. Sechrest | Management | For | For |
| 1.8 | Elect Director Grace Nichols | Management | For | For |
| 1.9 | Elect Director Allen I. Questrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Sustainability | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TRIMAS CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TRS
Security ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Eugene A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIT CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UNT
Security ID: 909218109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michael Adcock | Management | For | For |
| 1.2 | Elect Director Steven B. Hildebrand | Management | For | For |
| 1.3 | Elect Director Larry C. Payne | Management | For | For |
| 1.4 | Elect Director G. Bailey Peyton, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
WATTS WATER TECHNOLOGIES, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: WTS
Security ID: 942749102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Ayers | Management | For | For |
| 1.2 | Elect Director Bernard Baert | Management | For | For |
| 1.3 | Elect Director Kennett F. Burnes | Management | For | For |
| 1.4 | Elect Director Richard J. Cathcart | Management | For | For |
| 1.5 | Elect Director W. Craig Kissel | Management | For | For |
| 1.6 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.7 | Elect Director Joseph T. Noonan | Management | For | For |
| 1.8 | Elect Director Merilee Raines | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WERNER ENTERPRISES, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: WERN
Security ID: 950755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Werner | Management | For | For |
| 1.2 | Elect Director Gregory L. Werner | Management | For | For |
| 1.3 | Elect Director Michael L. Steinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WOODWARD, INC.
Meeting Date: JAN 22, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: WWD
Security ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
| 1.3 | Elect Director Paul Donovan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: ZBRA
Security ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank B. Modruson | Management | For | For |
| 1.2 | Elect Director Anders Gustafsson | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
Special Value Fund
| |
|---|
ADVANCE AUTO PARTS, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: AAP
Security ID: 00751Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Darren R. Jackson | Management | For | For |
| 1.5 | Elect Director William S. Oglesby | Management | For | For |
| 1.6 | Elect Director J. Paul Raines | Management | For | For |
| 1.7 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.8 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.9 | Elect Director O. Temple Sloan, III | Management | For | For |
| 1.10 | Elect Director Jimmie L. Wade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
Meeting Date: JUN 16, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: AMG
Security ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Niall Ferguson | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Harold J. Meyerman | Management | For | For |
| 1f | Elect Director William J. Nutt | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Rita M. Rodriguez | Management | For | For |
| 1i | Elect Director Patrick T. Ryan | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: A
Security ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heidi Fields | Management | For | For |
| 1.2 | Elect Director A. Barry Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chadwick C. Deaton | Management | For | For |
| 1b | Elect Director Edward L. Monser | Management | For | For |
| 1c | Elect Director Matthew H. Paull | Management | For | For |
| 1d | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Meeting Date: OCT 17, 2013
Record Date: SEP 11, 2013
Meeting Type: SPECIAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eric S. Schwartz | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Meeting Date: MAY 01, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2.3 | Elect James F. Duffy as Director | Management | For | For |
| 2.4 | Elect Bart Friedman as Director | Management | For | For |
| 2.5 | Elect Scott Hunter as Director | Management | For | For |
| 2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Elect Scott A. Carmilani as Board Chairman | Management | For | Against |
| 4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
| 4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Retention of Disposable Profits | Management | For | For |
| 9 | Approve Dividends | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | Against |
| 12 | Approve 3:1 Stock Split | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ALSN
Security ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.2 | Elect Director Kosty Gilis | Management | For | For |
| 1.3 | Elect Director Francis Raborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALTR
Security ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMERICAN WATER WORKS COMPANY, INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AWK
Security ID: 030420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie A. Dobson | Management | For | For |
| 1b | Elect Director Paul J. Evanson | Management | For | For |
| 1c | Elect Director Martha Clark Goss | Management | For | For |
| 1d | Elect Director Richard R. Grigg | Management | For | For |
| 1e | Elect Director Julia L. Johnson | Management | For | For |
| 1f | Elect Director George MacKenzie | Management | For | For |
| 1g | Elect Director William J. Marrazzo | Management | For | For |
| 1h | Elect Director Susan N. Story | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERISOURCEBERGEN CORPORATION
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: ABC
Security ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Collis | Management | For | For |
| 1.2 | Elect Director Douglas R. Conant | Management | For | For |
| 1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
AMETEK, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: AME
Security ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
Meeting Date: MAR 12, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: ADI
Security ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director John C. Hodgson | Management | For | For |
| 1f | Elect Director Yves-Andre Istel | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director F. Grant Saviers | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BORGWARNER INC.
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: BWA
Security ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.3 | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CABOT OIL & GAS CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COG
Security ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CDNS
Security ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director James D. Plummer | Management | For | For |
| 1.3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.4 | Elect Director George M. Scalise | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Roger S. Siboni | Management | For | For |
| 1.7 | Elect Director Young K. Sohn | Management | For | For |
| 1.8 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAREFUSION CORPORATION
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: CFN
Security ID: 14170T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kieran T. Gallahue | Management | For | For |
| 1b | Elect Director J. Michael Losh | Management | For | For |
| 1c | Elect Director Edward D. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
Meeting Date: OCT 15, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL | Ticker: CRS
Security ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CDW CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: CDW
Security ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Alesio | Management | For | Withhold |
| 1.2 | Elect Director Barry K. Allen | Management | For | Withhold |
| 1.3 | Elect Director David W. Nelms | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHURCH & DWIGHT CO., INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: CHD
Security ID: 171340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Robert D. LeBlanc | Management | For | For |
| 1c | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: CI
Security ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Roman Martinez IV | Management | For | For |
| 1.3 | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
Meeting Date: MAY 15, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: XEC
Security ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: CXO
Security ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | For |
| 1.3 | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
Meeting Date: MAY 23, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: CLR
Security ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 30, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: CCI
Security ID: 228227104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Dale N. Hatfield | Management | For | For |
| 1c | Elect Director Lee W. Hogan | Management | For | For |
| 1d | Elect Director Robert F. McKenzie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
Meeting Date: APR 24, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: CCK
Security ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Arnold W. Donald | Management | For | For |
| 1.4 | Elect Director William G. Little | Management | For | For |
| 1.5 | Elect Director Hans J. Loliger | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Josef M. Muller | Management | For | For |
| 1.8 | Elect Director Thomas A. Ralph | Management | For | For |
| 1.9 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 5 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| |
|---|
DICK'S SPORTING GOODS, INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: DKS
Security ID: 253393102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.2 | Elect Director Lawrence J. Schorr | Management | For | For |
| 1.3 | Elect Director Edward W. Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DST SYSTEMS, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: DST
Security ID: 233326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
| 1.2 | Elect Director John W. Clark | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: DNKN
Security ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Against |
| |
|---|
EATON CORPORATION PLC
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: EVHC
Security ID: 29413U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark V. Mactas | Management | For | For |
| 1.2 | Elect Director Randel G. Owen | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Schnall | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
Meeting Date: MAR 28, 2014
Record Date: JAN 23, 2014
Meeting Type: SPECIAL | Ticker: ESS
Security ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: ESS
Security ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
Meeting Date: MAR 13, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: FFIV
Security ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: FITB
Security ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FMC CORPORATION
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: FMC
Security ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K'Lynne Johnson | Management | For | For |
| 1b | Elect Director William H. Powell | Management | For | For |
| 1c | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HANESBRANDS INC.
Meeting Date: APR 22, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: HBI
Security ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.2 | Elect Director James C. Johnson | Management | For | For |
| 1.3 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.4 | Elect Director Robert F. Moran | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HCA
Security ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS GROUP, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HLX
Security ID: 42330P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy K. Quinn | Management | For | For |
| 1.2 | Elect Director William L. Transier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
Meeting Date: MAR 05, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: HP
Security ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hans Helmerich | Management | For | For |
| 1b | Elect Director John W. Lindsay | Management | For | For |
| 1c | Elect Director Paula Marshall | Management | For | For |
| 1d | Elect Director Randy A. Foutch | Management | For | For |
| 1e | Elect Director John D. Zeglis | Management | For | For |
| 1f | Elect Director William L. Armstrong | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HII
Security ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victoria D. Harker | Management | For | For |
| 1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.3 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
INTERCONTINENTALEXCHANGE GROUP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: ICE
Security ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director Jean-Marc Forneri | Management | For | For |
| 1c | Elect Director Fred W. Hatfield | Management | For | For |
| 1d | Elect Director Sylvain Hefes | Management | For | For |
| 1e | Elect Director Jan-Michiel Hessels | Management | For | For |
| 1f | Elect Director Terrence F. Martell | Management | For | For |
| 1g | Elect Director Callum McCarthy | Management | For | For |
| 1h | Elect Director James J. McNulty | Management | For | For |
| 1i | Elect Director Robert Reid | Management | For | For |
| 1j | Elect Director Frederic V. Salerno | Management | For | For |
| 1k | Elect Director Robert G. Scott | Management | For | For |
| 1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1m | Elect Director Judith A. Sprieser | Management | For | For |
| 1n | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| |
|---|
INVESCO LTD.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: IVZ
Security ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Denis Kessler | Management | For | For |
| 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: JBHT
Security ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
Meeting Date: JUN 12, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: JAH
Security ID: 471109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.2 | Elect Director Irwin D. Simon | Management | For | For |
| 1.3 | Elect Director William J. Grant | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
KANSAS CITY SOUTHERN
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: KSU
Security ID: 485170302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry R. Davis | Management | For | For |
| 1.2 | Elect Director Robert J. Druten | Management | For | For |
| 1.3 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
KIRBY CORPORATION
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: KEX
Security ID: 497266106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Alario | Management | For | For |
| 1.2 | Elect Director David W. Grzebinski | Management | For | For |
| 1.3 | Elect Director Richard R. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: LNC
Security ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis R. Glass | Management | For | For |
| 1.2 | Elect Director Gary C. Kelly | Management | For | For |
| 1.3 | Elect Director Michael F. Mee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LKQ CORPORATION
Meeting Date: MAY 05, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: LKQ
Security ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MACY'S, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: M
Security ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTEC, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: MTZ
Security ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | For |
| 1.4 | Elect Director Daniel Restrepo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MOHAWK INDUSTRIES, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: MHK
Security ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Ill | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
| 1.3 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: NWL
Security ID: 651229106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin C. Conroy | Management | For | For |
| 1b | Elect Director Scott S. Cowen | Management | For | For |
| 1c | Elect Director Michael T. Cowhig | Management | For | For |
| 1d | Elect Director Cynthia A. Montgomery | Management | For | For |
| 1e | Elect Director Jose Ignacio Perez-Lizaur | Management | For | For |
| 1f | Elect Director Michael B. Polk | Management | For | For |
| 1g | Elect Director Michael A. Todman | Management | For | For |
| 1h | Elect Director Raymond G. Viault | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIELSEN HOLDINGS N.V.
Meeting Date: MAY 06, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: NLSN
Security ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3b | Elect Director David L. Calhoun | Management | For | For |
| 3c | Elect Director Karen M. Hoguet | Management | For | For |
| 3d | Elect Director James M. Kilts | Management | For | For |
| 3e | Elect Director Alexander Navab | Management | For | Against |
| 3f | Elect Director Robert Pozen | Management | For | For |
| 3g | Elect Director Vivek Ranadive | Management | For | For |
| 3h | Elect Director Ganesh Rao | Management | For | Against |
| 3i | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Change Company Name | Management | For | For |
| 9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
| |
|---|
NOBLE CORPORATION
Meeting Date: OCT 11, 2013
Record Date: SEP 23, 2013
Meeting Type: SPECIAL | Ticker: NE
Security ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Jurisdiction of Incorporation | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: NTRS
Security ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | Withhold |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
Meeting Date: JUN 24, 2014
Record Date: MAY 06, 2014
Meeting Type: ANNUAL | Ticker: NUS
Security ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Patricia A. Negron | Management | For | For |
| 1.7 | Elect Director Neil H. Offen | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: OII
Security ID: 675232102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: ONNN
Security ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Bernard L. Han | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
OSHKOSH CORPORATION
Meeting Date: FEB 04, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: OSK
Security ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Donnelly | Management | For | For |
| 1.2 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.3 | Elect Director Kathleen J. Hempel | Management | For | For |
| 1.4 | Elect Director Leslie F. Kenne | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.7 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.8 | Elect Director John S. Shiely | Management | For | For |
| 1.9 | Elect Director Richard G. Sim | Management | For | For |
| 1.10 | Elect Director Charles L. Szews | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
| |
|---|
PALL CORPORATION
Meeting Date: DEC 11, 2013
Record Date: OCT 14, 2013
Meeting Type: ANNUAL | Ticker: PLL
Security ID: 696429307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy E. Alving | Management | For | For |
| 1.2 | Elect Director Robert B. Coutts | Management | For | For |
| 1.3 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
| 1.8 | Elect Director B. Craig Owens | Management | For | For |
| 1.9 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.10 | Elect Director Edward Travaglianti | Management | For | For |
| 1.11 | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: PNR
Security ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | Against |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | Against |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: SPECIAL | Ticker: PNR
Security ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
PERRIGO COMPANY
Meeting Date: NOV 18, 2013
Record Date: OCT 15, 2013
Meeting Type: SPECIAL | Ticker: PRGO
Security ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: PWR
Security ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ball | Management | For | For |
| 1.2 | Elect Director J. Michal Conaway | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Louis C. Golm | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director James F. O Neil, III | Management | For | For |
| 1.8 | Elect Director Bruce Ranck | Management | For | For |
| 1.9 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.10 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RESMED INC.
Meeting Date: NOV 14, 2013
Record Date: SEP 16, 2013
Meeting Type: ANNUAL | Ticker: RMD
Security ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol Burt | Management | For | For |
| 1b | Elect Director Richard Sulpizio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: RKT
Security ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | Withhold |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ROSS STORES, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: ROST
Security ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director David H. Hughes | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.6 | Elect Director Donna S. Morea | Management | For | For |
| 1.7 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: SIVB
Security ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
SYMANTEC CORPORATION
Meeting Date: OCT 22, 2013
Record Date: AUG 23, 2013
Meeting Type: ANNUAL | Ticker: SYMC
Security ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1e | Elect Director David L. Mahoney | Management | For | For |
| 1f | Elect Director Robert S. Miller | Management | For | For |
| 1g | Elect Director Anita M. Sands | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
Meeting Date: MAR 04, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: TEL
Security ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Against |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | Against |
| |
|---|
TEREX CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TEX
Security ID: 880779103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald M. DeFeo | Management | For | For |
| 1b | Elect Director G. Chris Andersen | Management | For | For |
| 1c | Elect Director Paula H. J. Cholmondeley | Management | For | For |
| 1d | Elect Director Donald DeFosset | Management | For | For |
| 1e | Elect Director Thomas J. Hansen | Management | For | For |
| 1f | Elect Director Raimund Klinkner | Management | For | For |
| 1g | Elect Director David A. Sachs | Management | For | For |
| 1h | Elect Director Oren G. Shaffer | Management | For | For |
| 1i | Elect Director David C. Wang | Management | For | For |
| 1j | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HIG
Security ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Trevor Fetter | Management | For | For |
| 1c | Elect Director Liam E. McGee | Management | For | For |
| 1d | Elect Director Kathryn A. Mikells | Management | For | For |
| 1e | Elect Director Michael G. Morris | Management | For | For |
| 1f | Elect Director Thomas A. Renyi | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Charles B. Strauss | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
THE J. M. SMUCKER COMPANY
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: SJM
Security ID: 832696405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1c | Elect Director Richard K. Smucker | Management | For | For |
| 1d | Elect Director Paul Smucker Wagstaff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
THE KROGER CO.
Meeting Date: JUN 26, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Against |
| |
|---|
UGI CORPORATION
Meeting Date: JAN 30, 2014
Record Date: NOV 13, 2013
Meeting Type: ANNUAL | Ticker: UGI
Security ID: 902681105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.2 | Elect Director Marvin O. Schlanger | Management | For | For |
| 1.3 | Elect Director Anne Pol | Management | For | For |
| 1.4 | Elect Director Ernest E. Jones | Management | For | For |
| 1.5 | Elect Director John L. Walsh | Management | For | For |
| 1.6 | Elect Director Roger B. Vincent | Management | For | For |
| 1.7 | Elect Director M. Shawn Puccio | Management | For | For |
| 1.8 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.9 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VR
Security ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
| 1.2 | Elect Director Matthew J. Grayson | Management | For | For |
| 1.3 | Elect Director Jean-Marie Nessi | Management | For | For |
| 1.4 | Elect Director Mandakini Puri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Independent Auditors | Management | For | For |
| |
|---|
WABCO HOLDINGS INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: WBC
Security ID: 92927K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.2 | Elect Director Juergen W. Gromer | Management | For | For |
| 1.3 | Elect Director Mary L. Petrovich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: WAB
Security ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emilio A. Fernandez | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Gary C. Valade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: WHR
Security ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Gary T. DiCamillo | Management | For | For |
| 1c | Elect Director Diane M. Dietz | Management | For | For |
| 1d | Elect Director Geraldine T. Elliott | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Michael F. Johnston | Management | For | For |
| 1g | Elect Director William T. Kerr | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director Harish Manwani | Management | For | For |
| 1j | Elect Director William D. Perez | Management | For | For |
| 1k | Elect Director Michael A. Todman | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WISCONSIN ENERGY CORPORATION
Meeting Date: MAY 02, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: WEC
Security ID: 976657106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Barbara L. Bowles | Management | For | For |
| 1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director Gale E. Klappa | Management | For | For |
| 1.7 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Stock Index Fund
| |
|---|
ADVANCED MICRO DEVICES, INC.
Meeting Date: JUL 12, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: AMD
Security ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1f | Elect Director H. Paulett Eberhart | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Rory P. Read | Management | For | For |
| 1j | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Victory Dividend Growth Fund
| |
|---|
ACCENTURE PLC
Meeting Date: JAN 30, 2014
Record Date: DEC 06, 2013
Meeting Type: ANNUAL | Ticker: ACN
Security ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Director Jaime Ardila | Management | For | For |
| 2b | Elect Director Charles H. Giancarlo | Management | For | For |
| 2c | Elect Director William L. Kimsey | Management | For | For |
| 2d | Elect Director Blythe J. McGarvie | Management | For | For |
| 2e | Elect Director Mark Moody-Stuart | Management | For | For |
| 2f | Elect Director Pierre Nanterme | Management | For | For |
| 2g | Elect Director Gilles C. Pelisson | Management | For | For |
| 2h | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
| 8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABI
Security ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | Against |
| C7h | Elect Alexandre Behring as Director | Management | For | Against |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BAKER HUGHES INCORPORATED
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: BHI
Security ID: 057224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Martin S. Craighead | Management | For | For |
| 1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director James W. Stewart | Management | For | Withhold |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
BLACKROCK, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: BLK
Security ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BP PLC
Meeting Date: APR 10, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BP.
Security ID: 055622104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Iain Conn as Director | Management | For | For |
| 6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Frank Bowman as Director | Management | For | For |
| 9 | Re-elect Antony Burgmans as Director | Management | For | For |
| 10 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 11 | Re-elect George David as Director | Management | For | For |
| 12 | Re-elect Ian Davis as Director | Management | For | For |
| 13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 14 | Re-elect Brendan Nelson as Director | Management | For | For |
| 15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 16 | Re-elect Andrew Shilston as Director | Management | For | For |
| 17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CABOT CORPORATION
Meeting Date: MAR 13, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: CBT
Security ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COF
Security ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 19, 2013
Record Date: SEP 20, 2013
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CME GROUP INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CME
Security ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
COMCAST CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
COVIDIEN PLC
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Joy A. Amundson | Management | For | For |
| 1c | Elect Director Craig Arnold | Management | For | For |
| 1d | Elect Director Robert H. Brust | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Randall J. Hogan, III | Management | For | For |
| 1g | Elect Director Martin D. Madaus | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 6 | Renew Director's Authority to Issue Shares | Management | For | Against |
| 7 | Renew Director's Authority to Issue Shares for Cash | Management | For | Against |
| |
|---|
EATON CORPORATION PLC
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
ECOLAB INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: ECL
Security ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Election Of Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Election Of Director Barbara J. Beck | Management | For | For |
| 1.3 | Election Of Director Leslie S. Biller | Management | For | For |
| 1.4 | Election Of Director Carl M. Casale | Management | For | For |
| 1.5 | Election Of Director Stephen I. Chazen | Management | For | For |
| 1.6 | Election Of Director Jerry A. Grundhofer | Management | For | For |
| 1.7 | Election Of Director Arthur J. Higgins | Management | For | For |
| 1.8 | Election Of Director Joel W. Johnson | Management | For | For |
| 1.9 | Election Of Director Michael Larson | Management | For | For |
| 1.10 | Election Of Director Jerry W. Levin | Management | For | For |
| 1.11 | Election Of Director Robert L. Lumpkins | Management | For | For |
| 1.12 | Election Of Director Victoria J. Reich | Management | For | For |
| 1.13 | Election Of Director Suzanne M. Vautrinot | Management | For | For |
| 1.14 | Election Of Director John J. Zillmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 28, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HON
Security ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KRAFT FOODS GROUP, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: KRFT
Security ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Against |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Against |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MHFI
Security ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| |
|---|
MONSANTO COMPANY
Meeting Date: JAN 28, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| |
|---|
NORFOLK SOUTHERN CORPORATION
Meeting Date: MAY 08, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: NSC
Security ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Karen N. Horn | Management | For | For |
| 1.7 | Elect Director Steven F. Leer | Management | For | For |
| 1.8 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.9 | Elect Director Amy E. Miles | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.12 | Elect Director James A. Squires | Management | For | For |
| 1.13 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NU SKIN ENTERPRISES, INC.
Meeting Date: JUN 24, 2014
Record Date: MAY 06, 2014
Meeting Type: ANNUAL | Ticker: NUS
Security ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Patricia A. Negron | Management | For | For |
| 1.7 | Elect Director Neil H. Offen | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: OXY
Security ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | For |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| |
|---|
PEPSICO, INC.
Meeting Date: MAY 07, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Against |
| |
|---|
PPG INDUSTRIES, INC.
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: PPG
Security ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 04, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SEADRILL LIMITED
Meeting Date: SEP 20, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: SDRL
Security ID: G7945E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect John Fredriksen as Director | Management | For | For |
| 2 | Reelect Olav Troim as Director | Management | For | Against |
| 3 | Reelect Kate Blankenship as Director | Management | For | For |
| 4 | Reelect Kathrine Fredriksen as Director | Management | For | For |
| 5 | Reelect Carl Steen as Director | Management | For | For |
| 6 | Reelect Bert Bekker as Director | Management | For | For |
| 7 | Reelect Paul Leand Jr as Director | Management | For | For |
| 8 | Amend Bye-Laws Re: Board Related Amendments | Management | For | For |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: JAN 28, 2014
Record Date: DEC 16, 2013
Meeting Type: ANNUAL | Ticker: SIE
Security ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
| 7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Cancellation of Capital Authorization | Management | For | For |
| 11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
THE BOEING COMPANY
Meeting Date: APR 28, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 18, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: TYC
Security ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3a | Elect Director Edward D. Breen | Management | For | For |
| 3b | Elect Director Herman E. Bulls | Management | For | For |
| 3c | Elect Director Michael E. Daniels | Management | For | For |
| 3d | Elect Director Frank M. Drendel | Management | For | For |
| 3e | Elect Director Brian Duperreault | Management | For | For |
| 3f | Elect Director Rajiv L. Gupta | Management | For | For |
| 3g | Elect Director George R. Oliver | Management | For | For |
| 3h | Elect Director Brendan R. O'Neill | Management | For | For |
| 3i | Elect Director Jurgen Tinggren | Management | For | For |
| 3j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 3k | Elect Director R. David Yost | Management | For | For |
| 4 | Elect Board Chairman Edward D. Breen | Management | For | For |
| 5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
| 5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
| 5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
| 6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
| 6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Approve Ordinary Cash Dividend | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UPS
Security ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
WALGREEN CO.
Meeting Date: JAN 08, 2014
Record Date: NOV 11, 2013
Meeting Type: ANNUAL | Ticker: WAG
Security ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
ZIMMER HOLDINGS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: ZMH
Security ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1e | Elect Director David C. Dvorak | Management | For | For |
| 1f | Elect Director Larry C. Glasscock | Management | For | For |
| 1g | Elect Director Robert A. Hagemann | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | The Victory Portfolios | |
| | |
| | |
By (Signature and Title)* | /s/ Michael Policarpo, President | |
| Michael Policarpo | |
| | |
| | |
Date | August 8, 2014 | |
| | | | |
*Print the name and title of each signing officer under his or her signature.
