OMB APPROVAL
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United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end:August 31
Date of reporting period: 7/1/2012 through 6/30/2013
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2012 - 06/30/2013
Prudential Jennison Value Fund - Sub-Adviser: Jennison
AMERICAN EXPRESS COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charlene Barshefsky | Management | For | For |
1.2 | Elect Ursula M. Burns | Management | For | For |
1.3 | Elect Kenneth I. Chenault | Management | For | For |
1.4 | Elect Peter Chernin | Management | For | For |
1.5 | Elect Anne Lauvergeon | Management | For | For |
1.6 | Elect Theodore J. Leonsis | Management | For | For |
1.7 | Elect Richard C. Levin | Management | For | For |
1.8 | Elect Richard A. McGinn | Management | For | For |
1.9 | Elect Samuel J. Palmisano | Management | For | For |
1.1 | Elect Steven S. Reinemund | Management | For | For |
1.11 | Elect Daniel L. Vasella | Management | For | For |
1.12 | Elect Robert D. Walter | Management | For | For |
1.13 | Elect Ronald A. Williams | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin P. Chilton | Management | For | For |
2 | Elect Luke R. Corbett | Management | For | For |
3 | Elect H. Paulett Eberhart | Management | For | For |
4 | Elect Peter J. Fluor | Management | For | For |
5 | Elect Richard L. George | Management | For | For |
6 | Elect Preston M. Geren, III | Management | For | For |
7 | Elect Charles W. Goodyear | Management | For | For |
8 | Elect John R. Gordon | Management | For | For |
9 | Elect Eric D. Mullins | Management | For | For |
10 | Elect Paula Rosput Reynolds | Management | For | For |
11 | Elect R. A. Walker | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
APPLE INC Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William V. Campbell | Management | For | For |
1.2 | Elect Timothy D. Cook | Management | For | For |
1.3 | Elect Millard S. Drexler | Management | For | For |
1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
1.5 | Elect Robert A. Iger | Management | For | For |
1.6 | Elect Andrea Jung | Management | For | For |
1.7 | Elect Arthur D. Levinson | Management | For | For |
1.8 | Elect Ronald D. Sugar | Management | For | For |
2 | Amendments to Articles of Incorporation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
ARCH CAPITAL GROUP LTD. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACGL Security ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John L. Bunce, Jr. | Management | For | For |
2 | Elect Yiorgos Lillikas | Management | For | For |
3 | Elect Deanna M. Mulligan | Management | For | For |
4 | Elect Anthony Asquith | Management | For | For |
5 | Elect Edgardo Balois | Management | For | For |
6 | Elect Dennis R. Brand | Management | For | For |
7 | Elect Peter Calleo | Management | For | For |
8 | Elect Paul Cole | Management | For | For |
9 | Elect Michael Constantinides | Management | For | For |
10 | Elect Graham B.R. Collis | Management | For | For |
11 | Elect William J. Cooney | Management | For | For |
12 | Nick Denniston | Management | For | For |
13 | Michael Feetham | Management | For | For |
14 | Elect Stephan Fogarty | Management | For | For |
15 | Elect Elizabeth Fullerton-Rome | Management | For | For |
16 | Elect Marc Grandisson | Management | For | For |
17 | Elect Michael A. Greene | Management | For | For |
18 | Elect Jerome Halgan | Management | For | For |
19 | Elect David W. Hipkin | Management | For | For |
20 | Elect W. Preston Hutchings | Management | For | For |
21 | Elect Constantine Iordanou | Management | For | For |
22 | Elect Wolbert H. Kamphuijs | Management | For | For |
23 | Elect Michael H. Kier | Management | For | For |
24 | Elect Lin Li-Williams | Management | For | For |
25 | Elect Mark D. Lyons | Management | For | For |
26 | Elect Adam Matteson | Management | For | For |
27 | Elect Robert McDowell | Management | For | For |
28 | Elect David H. McElroy | Management | For | For |
29 | Elect Rommel Mercado | Management | For | For |
30 | Elect David J. Mulholland | Management | For | For |
31 | Elect Michael R. Murphy | Management | For | For |
32 | Elect Martin J. Nilsen | Management | For | For |
33 | Elect Mark Nolan | Management | For | For |
34 | Elect Marita Oliver | Management | For | For |
35 | Elect Nicolas Papadopoulo | Management | For | For |
36 | Elect Elisabeth Quinn | Management | For | For |
37 | Elect Maamoun Rajeh | Management | For | For |
38 | Elect John F. Rathgeber | Management | For | For |
39 | Elect Andrew Rippert | Management | For | For |
40 | Elect Carla Santamaria-Sena | Management | For | For |
41 | Elect Elect Arthur Scace | Management | For | For |
42 | Elect Scott Schenker | Management | For | For |
43 | Elect Soren Scheuer | Management | For | For |
44 | Elect Budhi Singh | Management | For | For |
45 | Elect Helmut Sohler | Management | For | For |
46 | Elect Iwan van Munster | Management | For | For |
47 | Elect Angus Watson | Management | For | For |
48 | Elect James R. Weatherstone | Management | For | For |
49 | Elect Gerald Wolfe | Management | For | For |
50 | Ratification of Auditor | Management | For | For |
51 | Advisory Vote on Executive Compensation | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: AXS Security ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell | Management | For | For |
1.2 | Elect Albert A. Benchimol | Management | For | For |
1.3 | Elect Christopher V. Greetham | Management | For | For |
1.4 | Elect Maurice Keane | Management | For | For |
1.5 | Elect Henry B. Smith | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
BOEING COMPANY Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Linda Z. Cook | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect W. James McNerney, Jr. | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Ronald A. Williams | Management | For | For |
11 | Elect Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
BUNGE LIMITED Meeting Date: MAY 24, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BG Security ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
2 | Elect William Engels | Management | For | For |
3 | Elect L. Patrick Lupo | Management | For | For |
4 | Elect Soren Schroder | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
CA TECHNOLOGIES Meeting Date: AUG 01, 2012 Record Date: JUN 05, 2012 Meeting Type: ANNUAL | ||||
Ticker: CA Security ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jens Alder | Management | For | For |
2 | Elect Raymond Bromark | Management | For | For |
3 | Elect Gary Fernandes | Management | For | For |
4 | Elect Rohit Kapoor | Management | For | For |
5 | Elect Kay Koplovitz | Management | For | For |
6 | Elect Christopher Lofgren | Management | For | For |
7 | Elect William McCracken | Management | For | For |
8 | Elect Richard Sulpizio | Management | For | For |
9 | Elect Laura Unger | Management | For | For |
10 | Elect Arthur Weinbach | Management | For | For |
11 | Elect Ron Zambonini | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | 2012 Non-Employee Director Compensation Plan | Management | For | For |
CALPINE CORPORATION Meeting Date: MAY 10, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: CPN Security ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank Cassidy | Management | For | For |
1.2 | Elect Jack A. Fusco | Management | For | For |
1.3 | Elect Robert C. Hinckley | Management | For | For |
1.4 | Elect Michael W. Hofmann | Management | For | For |
1.5 | Elect David C. Merritt | Management | For | For |
1.6 | Elect W. Benjamin Moreland | Management | For | For |
1.7 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Denise M. O'Leary | Management | For | For |
1.9 | Elect J. Stuart Ryan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Equity Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CARNIVAL PLC Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Arnold W. Donald | Management | For | For |
4 | Elect Pier L. Foschi | Management | For | For |
5 | Elect Howard S. Frank | Management | For | For |
6 | Elect Richard J. Glasier | Management | For | For |
7 | Elect Debra J. Kelly-Ennis | Management | For | For |
8 | Elect Sir John Parker | Management | For | For |
9 | Elect Stuart Subotnick | Management | For | For |
10 | Elect Laura A. Weil | Management | For | For |
11 | Elect Randall J. Weisenburger | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Set Auditor's Fees | Management | For | For |
14 | Accounts and Reports | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Directors' Remuneration Report | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
19 | Authority to Repurchase Shares | Management | For | For |
CIGNA CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect Isaiah Harris, Jr. | Management | For | For |
3 | Elect Jane E. Henney | Management | For | For |
4 | Elect Donna F. Zarcone | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Amendment to the Long-Term Incentive Plan | Management | For | For |
8 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Franz B. Humer | Management | For | For |
3 | Elect Robert L. Joss | Management | For | For |
4 | Elect Michael E. O'Neill | Management | For | For |
5 | Elect Judith Rodin | Management | For | For |
6 | Elect Robert L. Ryan | Management | For | For |
7 | Elect Anthony M. Santomero | Management | For | For |
8 | Elect Joan E. Spero | Management | For | For |
9 | Elect Diana L. Taylor | Management | For | For |
10 | Elect William S. Thompson, Jr. | Management | For | For |
11 | Elect Ernesto Zedillo | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Bacon | Management | For | For |
1.2 | Elect Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Joseph J. Collins | Management | For | For |
1.4 | Elect J. Michael Cook | Management | For | For |
1.5 | Elect Gerald L. Hassell | Management | For | For |
1.6 | Elect Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Eduardo G. Mestre | Management | For | For |
1.8 | Elect Brian L. Roberts | Management | For | For |
1.9 | Elect Ralph J. Roberts | Management | For | For |
1.1 | Elect Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Judith Rodin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
4 | Sharheolder Proposal Regarding Recapitalization | Shareholder | Against | Against |
CVS CAREMARK CORPORATION Meeting Date: MAY 09, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C. David Brown II | Management | For | For |
2 | Elect David W. Dorman | Management | For | For |
3 | Elect Anne M. Finucane | Management | For | For |
4 | Elect Kristen E. Gibney Williams | Management | For | For |
5 | Elect Larry J. Merlo | Management | For | For |
6 | Elect Jean-Pierre Millon | Management | For | For |
7 | Elect Richard J. Swift | Management | For | For |
8 | Elect William C. Weldon | Management | For | For |
9 | Elect Tony L. White | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
13 | Reduction of Voting Thresholds in the Fair Price Provision | Management | For | Against |
14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
DELTA AIR LINES, INC. Meeting Date: JUN 27, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: DAL Security ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Anderson | Management | For | For |
2 | Elect Edward H. Bastian | Management | For | For |
3 | Elect Roy J. Bostock | Management | For | For |
4 | Elect John S. Brinzo | Management | For | For |
5 | Elect Daniel A. Carp | Management | For | For |
6 | Elect David G. DeWalt | Management | For | For |
7 | Elect William H. Easter III | Management | For | For |
8 | Elect Mickey P. Foret | Management | For | For |
9 | Elect Shirley C. Franklin | Management | For | For |
10 | Elect David R. Goode | Management | For | For |
11 | Elect George N. Mattson | Management | For | For |
12 | Elect Paula Rosput Reynolds | Management | For | For |
13 | Elect Kenneth C. Rogers | Management | For | For |
14 | Elect Kenneth B. Woodrow | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
EDP-ENERGIAS DE PORTUGAL SA Meeting Date: MAY 06, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: EDP Security ID: 268353109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Ratification of Executive Board Acts | Management | For | For |
4 | Ratification of General and Supervisory Board Acts | Management | For | For |
5 | Ratification of Auditor Acts | Management | For | For |
6 | Authority to Trade in Company Stock | Management | For | For |
7 | Authority to Trade in Company Debt Instruments | Management | For | For |
8 | Remuneration Report (Management Board) | Management | For | For |
9 | Remuneration Report (Supervisory Board) | Management | For | For |
10 | Elect Augusto Carlos Serra Ventura Mateus | Management | For | For |
11 | Elect Nuno Manuel da Silva Amado | Management | For | For |
12 | Election of Environment and Sustainability Committee Chairman | Management | For | For |
EOG RESOURCES, INC. Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles Crisp | Management | For | For |
2 | Elect James Day | Management | For | For |
3 | Elect Mark Papa | Management | For | For |
4 | Elect H. Leighton Steward | Management | For | For |
5 | Elect Donald Textor | Management | For | For |
6 | Elect William Thomas | Management | For | For |
7 | Elect Frank Wisner | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gary Benanav | Management | For | For |
2 | Elect Maura Breen | Management | For | For |
3 | Elect William DeLaney | Management | For | For |
4 | Elect Nicholas LaHowchic | Management | For | For |
5 | Elect Thomas Mac Mahon | Management | For | For |
6 | Elect Frank Mergenthaler | Management | For | For |
7 | Elect Woodrow Myers, Jr. | Management | For | For |
8 | Elect John Parker, Jr. | Management | For | For |
9 | Elect George Paz | Management | For | For |
10 | Elect William Roper | Management | For | For |
11 | Elect Samuel Skinner | Management | For | For |
12 | Elect Seymour Sternberg | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
FLEXTRONICS INTERNATIONAL Meeting Date: AUG 30, 2012 Record Date: JUL 02, 2012 Meeting Type: ANNUAL | ||||
Ticker: FLEX Security ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Davidson | Management | For | For |
2 | Elect William Watkins | Management | For | For |
3 | Elect TAN Lay Koon | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Authority to Issue Ordinary Shares | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Renewal of the Share Purchase Mandate | Management | For | For |
GOLDCORP INC. Meeting Date: MAY 02, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: G Security ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John P. Bell | Management | For | For |
1.2 | Elect Beverley A. Briscoe | Management | For | For |
1.3 | Elect Peter J. Dey | Management | For | For |
1.4 | Elect Douglas M. Holtby | Management | For | For |
1.5 | Elect Charles A. Jeannes | Management | For | For |
1.6 | Elect P. Randy Reifel | Management | For | For |
1.7 | Elect A. Dan Rovig | Management | For | For |
1.8 | Elect Ian W. Telfer | Management | For | For |
1.9 | Elect Blanca Triveno de Vega | Management | For | For |
1.1 | Elect Kenneth F. Williamson | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Amendment to the Restricted Share Unit Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Gary D. Cohn | Management | For | For |
4 | Elect Claes Dahlback | Management | For | For |
5 | Elect William W. George | Management | For | For |
6 | Elect James A. Johnson | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect James J. Schiro | Management | For | For |
10 | Elect Debra L. Spar | Management | For | For |
11 | Elect Mark E. Tucker | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | 2013 Stock Incentive Plan | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Sale of the Company | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Diane B. Greene | Management | For | For |
1.6 | Elect John L. Hennessy | Management | For | For |
1.7 | Elect Ann Mather | Management | For | For |
1.8 | Elect Paul S. Otellini | Management | For | For |
1.9 | Elect K. Ram Shriram | Management | For | For |
1.1 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding CEO Succession Planning | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan M. Bennett | Management | For | For |
2 | Elect James Boyd | Management | For | For |
3 | Elect Milton Carroll | Management | For | For |
4 | Elect Nance Dicciani | Management | For | For |
5 | Elect Murry Gerber | Management | For | For |
6 | Elect Jose Grubisich | Management | For | For |
7 | Elect Abdallah Jum'ah | Management | For | For |
8 | Elect David Lesar | Management | For | For |
9 | Elect Robert Malone | Management | For | For |
10 | Elect Landis Martin | Management | For | For |
11 | Elect Debra Reed | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to Company Stock and Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
HCA HOLDINGS INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: HCA Security ID: 40412C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard M. Bracken | Management | For | For |
1.2 | Elect R. Milton Johnson | Management | For | For |
1.3 | Elect John P. Connaughton | Management | For | For |
1.4 | Elect Kenneth Freeman | Management | For | For |
1.5 | Elect Thomas F. Frist, III | Management | For | For |
1.6 | Elect William R. Frist | Management | For | For |
1.7 | Elect Christopher R. Gordon | Management | For | For |
1.8 | Elect Jay O. Light | Management | For | For |
1.9 | Elect Geoffrey G. Meyers | Management | For | For |
1.1 | Elect Michael W. Michelson | Management | For | For |
1.11 | Elect James C. Momtazee | Management | For | For |
1.12 | Elect Stephen G. Pagliuca | Management | For | For |
1.13 | Elect Wayne J. Riley | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
HUMANA INC. Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: HUM Security ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce D. Broussard | Management | For | For |
2 | Elect Frank A. D'Amelio | Management | For | For |
3 | Elect W. Roy Dunbar | Management | For | For |
4 | Elect Kurt Hilzinger | Management | For | For |
5 | Elect David Jones Jr. | Management | For | For |
6 | Elect Michael McCallister | Management | For | For |
7 | Elect William McDonald | Management | For | For |
8 | Elect William Mitchell | Management | For | For |
9 | Elect David Nash | Management | For | For |
10 | Elect James O'Brien | Management | For | For |
11 | Elect Marissa Peterson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
HYATT HOTELS CORPORATION Meeting Date: JUN 10, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: H Security ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark S. Hoplamazian | Management | For | For |
1.2 | Elect Cary D. McMillan | Management | For | For |
1.3 | Elect Penny Pritzker | Management | For | For |
1.4 | Elect Michael A. Rocca | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the Long-Term Incentive Plan | Management | For | For |
4 | Approval of the Executive Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 05, 2013 Record Date: JAN 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dissident Nominee Raymond Brooks | Management | N/A | N/A |
1.2 | Elect Dissident Nominee Charles Mathewson | Management | N/A | N/A |
1.3 | Elect Dissident Nominee Daniel Silvers | Management | N/A | N/A |
1.4 | Elect Management Nominee Janice Chaffin | Management | N/A | N/A |
1.5 | Elect Management Nominee Greg Creed | Management | N/A | N/A |
1.6 | Elect Management Nominee Patti Hart | Management | N/A | N/A |
1.7 | Elect Management Nominee Robert Miller | Management | N/A | N/A |
1.8 | Elect Management Nominee Philip Satre | Management | N/A | N/A |
2 | Amendment to the 2002 Stock Incentive Plan | Management | N/A | N/A |
3 | Advisory Vote on Executive Compensation | Management | N/A | N/A |
4 | Ratification of Auditor | Management | N/A | N/A |
1.1 | Elect Paget Alves | Management | For | For |
1.2 | Elect Janice Chaffin | Management | For | For |
1.3 | Elect Greg Creed | Management | For | For |
1.4 | Elect Patti Hart | Management | For | For |
1.5 | Elect Robert Miller | Management | For | For |
1.6 | Elect David Roberson | Management | For | For |
1.7 | Elect Vincent Sadusky | Management | For | For |
1.8 | Elect Philip Satre | Management | For | For |
2 | Amendment to the 2002 Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Abstain |
4 | Ratification of Auditor | Management | For | For |
J.C. PENNEY COMPANY, INC. Meeting Date: MAY 17, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: JCP Security ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William A. Ackman | Management | For | For |
2 | Elect Colleen C. Barrett | Management | For | For |
3 | Elect Thomas J. Engibous | Management | For | For |
4 | Elect Kent B. Foster | Management | For | For |
5 | Elect Geraldine B. Laybourne | Management | For | For |
6 | Elect Leonard H. Roberts | Management | For | For |
7 | Elect Steven Roth | Management | For | For |
8 | Elect Javier G. Teruel | Management | For | For |
9 | Elect R. Gerald Turner | Management | For | For |
10 | Elect Myron E. Ullman III | Management | For | For |
11 | Elect Mary Beth West | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
JDS UNIPHASE CORP Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: JDSU Security ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Belluzzo | Management | For | For |
2 | Elect Harold Covert | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Amendment to the 2003 Equity Incentive Plan | Management | For | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Crandall C. Bowles | Management | For | For |
3 | Elect Stephen B. Burke | Management | For | For |
4 | Elect David M. Cote | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Ellen V. Futter | Management | For | Against |
9 | Elect Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Allow Shareholders to Act by Written Consent | Management | For | For |
15 | Key Executive Performance Plan | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Abelardo E. Bru | Management | For | For |
2 | Elect Jeanne P. Jackson | Management | For | For |
3 | Elect E. Follin Smith | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
6 | Reapproval of the 2012 Performance Incentive Plan | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
LEAR CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas P. Capo | Management | For | For |
2 | Elect Jonathan F. Foster | Management | For | For |
3 | Elect Kathleen A. Ligocki | Management | For | For |
4 | Elect Conrad L. Mallett, Jr. | Management | For | For |
5 | Elect Donald L. Runkle | Management | For | For |
6 | Elect Matthew J. Simoncini | Management | For | For |
7 | Elect Gregory C. Smith | Management | For | For |
8 | Elect Henry D. G. Wallace | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
MARATHON OIL CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRO Security ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gregory H. Boyce | Management | For | For |
2 | Elect Pierre R. Brondeau | Management | For | For |
3 | Elect Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Linda Z. Cook | Management | For | For |
5 | Elect Shirley A. Jackson | Management | For | For |
6 | Elect Philip Lader | Management | For | For |
7 | Elect Michael E.J. Phelps | Management | For | For |
8 | Elect Dennis H. Reilley | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tunc Doluca | Management | For | For |
1.2 | Elect B. Kipling Hagopian | Management | For | For |
1.3 | Elect James Bergman | Management | For | For |
1.4 | Elect Joseph Bronson | Management | For | For |
1.5 | Elect Robert Grady | Management | For | For |
1.6 | Elect William Watkins | Management | For | For |
1.7 | Elect A.R. Frank Wazzan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For |
4 | Amendment to the 1996 Stock Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation | Management | For | For |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect R. Glenn Hubbard | Management | For | For |
2 | Elect Steven A. Kandarian | Management | For | For |
3 | Elect John M. Keane | Management | For | For |
4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
5 | Elect James M. Kilts | Management | For | For |
6 | Elect Catherine R. Kinney | Management | For | For |
7 | Elect Hugh B. Price | Management | For | For |
8 | Elect Kenton J. Sicchitano | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
METROPCS COMMUNICATIONS Meeting Date: MAR 01, 2013 Record Date: JAN 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: PCS Security ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE STOCK ISSUANCE PROPOSAL | Management | For | N/A |
2 | TO APPROVE THE RECAPITALIZATION PROPOSAL | Management | For | N/A |
3 | TO APPROVE THE DECLASSIFICATION PROPOSAL | Management | For | N/A |
4 | TO APPROVE THE DEUTSCHE TELEKOM DIRECTOR DESIGNATION PROPOSAL | Management | For | N/A |
5 | TO APPROVE THE DIRECTOR REMOVAL PROPOSAL | Management | For | N/A |
6 | TO APPROVE THE DEUTSCHE TELEKOM APPROVALS PROPOSAL | Management | For | N/A |
7 | TO APPROVE THE CALLING OF STOCKHOLDER MEETING PROPOSAL | Management | For | N/A |
8 | TO APPROVE THE ACTION BY WRITTEN CONSENT PROPOSAL | Management | For | N/A |
9 | TO APPROVE THE BYLAW AMENDMENTS PROPOSAL | Management | For | N/A |
10 | TO APPROVE THE GOVERNING LAW AND EXCLUSIVE FORUM PROPOSAL | Management | For | N/A |
11 | TO APPROVE THE CHANGE IN CONTROL PAYMENTS PROPOSAL | Management | For | N/A |
12 | TO APPROVE THE ADJOURNMENT PROPOSAL | Management | For | N/A |
METROPCS COMMUNICATIONS INC. Meeting Date: APR 24, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCS Security ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Recapitalization | Management | For | For |
3 | Repeal of Classified Board | Management | For | For |
4 | Director Designation Agreement | Management | For | For |
5 | Director Removal | Management | For | For |
6 | Deutsche Telekom Approvals | Management | For | For |
7 | Right to Call a Special Meeting | Management | For | For |
8 | Action by Written Consent | Management | For | For |
9 | Elimination of Supermajority Voting Requirement | Management | For | For |
10 | Exclusive Forum Provision | Management | For | For |
11 | Advisory Vote on Golden Parachutes | Management | For | Against |
12 | Right to Adjourn Meeting | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen F. Bollenbach | Management | For | For |
2 | Elect Lewis W.K. Booth | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Fredric G. Reynolds | Management | For | For |
7 | Elect Irene B. Rosenfeld | Management | For | For |
8 | Elect Patrick T. Siewert | Management | For | For |
9 | Elect Ruth J. Simmons | Management | For | For |
10 | Elect Ratan N. Tata | Management | For | For |
11 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MS Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erskine B. Bowles | Management | For | For |
2 | Elect Howard J. Davies | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Klaus Kleinfield | Management | For | For |
8 | Elect Donald T. Nicolaisen | Management | For | For |
9 | Elect Hutham S. Olayan | Management | For | For |
10 | Elect James W. Owens | Management | For | For |
11 | Elect O. Griffith Sexton | Management | For | For |
12 | Elect Ryosuke Tamakoshi | Management | For | For |
13 | Elect Masaaki Tanaka | Management | For | For |
14 | Elect Laura D'Andrea Tyson | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | Against |
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Management | For | For |
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Management | For | For |
19 | Amendment to the Annual Incentive Compensation Plan | Management | For | For |
MYLAN INC. Meeting Date: MAY 24, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: MYL Security ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heather Bresch | Management | For | For |
2 | Elect Wendy Cameron | Management | For | For |
3 | Elect Robert J. Cindrich | Management | For | For |
4 | Elect Robert J. Coury | Management | For | For |
5 | Elect Neil F. Dimick | Management | For | For |
6 | Elect Melina Higgins | Management | For | For |
7 | Elect Douglas J. Leech | Management | For | For |
8 | Elect Rajiv Malik | Management | For | For |
9 | Elect Joseph C. Maroon | Management | For | For |
10 | Elect Mark Parrish | Management | For | For |
11 | Elect Rodney L. Piatt | Management | For | For |
12 | Elect C. B. Todd | Management | For | For |
13 | Elect Randall L. Vanderveen | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
NEWFIELD EXPLORATION COMPANY Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: NFX Security ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lee K. Boothby | Management | For | For |
2 | Elect Pamela J. Gardner | Management | For | For |
3 | Elect John R. Kemp III | Management | For | For |
4 | Elect Joseph H. Netherland | Management | For | For |
5 | Elect Howard H. Newman | Management | For | For |
6 | Elect Thomas G. Ricks | Management | For | For |
7 | Elect Juanita F. Romans | Management | For | For |
8 | Elect Charles E. Shultz | Management | For | For |
9 | Elect Richard K. Stoneburner | Management | For | For |
10 | Elect J. Terry Strange | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2011 Omnibus Stock Plan | Management | For | For |
14 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
NEWMONT MINING CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: NEM Security ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce R. Brook | Management | For | For |
2 | Elect J. Kofi Bucknor | Management | For | For |
3 | Elect Vincent A. Calarco | Management | For | For |
4 | Elect Joseph A. Carrabba | Management | For | For |
5 | Elect Noreen Doyle | Management | For | For |
6 | Elect Gary J. Goldberg | Management | For | For |
7 | Elect Veronica M. Hagen | Management | For | For |
8 | Elect Jane Nelson | Management | For | For |
9 | Elect Donald C. Roth | Management | For | For |
10 | Elect Simon R. Thompson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | 2013 Stock Incentive Plan | Management | For | For |
14 | Performance Pay Plan | Management | For | For |
NII HOLDINGS, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: NIHD Security ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donald Guthrie | Management | For | For |
2 | Elect Steven M. Shindler | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2012 Incentive Compensation Plan | Management | For | Against |
5 | Repeal of Classified Board | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
NOBLE ENERGY, INC. Meeting Date: APR 23, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Berenson | Management | For | For |
2 | Elect Michael A. Cawley | Management | For | For |
3 | Elect Edward F. Cox | Management | For | For |
4 | Elect Charles D. Davidson | Management | For | For |
5 | Elect Thomas J. Edelman | Management | For | For |
6 | Elect Eric P. Grubman | Management | For | For |
7 | Elect Kirby L. Hedrick | Management | For | For |
8 | Elect Scott D. Urban | Management | For | For |
9 | Elect William T. Van Kleef | Management | For | For |
10 | Elect Molly K. Williamson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Management | For | For |
14 | Adoption of Exclusive Forum Provisions | Management | For | For |
15 | Bundled Technical Amendments to Bylaws | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect E. Spencer Abraham | Management | For | Against |
2 | Elect Howard Atkins | Management | For | Against |
3 | Elect Stephen Chazen | Management | For | For |
4 | Elect Edward Djerejian | Management | For | Against |
5 | Elect John Feick | Management | For | For |
6 | Elect Margaret Foran | Management | For | For |
7 | Elect Carlos Gutierrez | Management | For | For |
8 | Elect Ray Irani | Management | For | Against |
9 | Elect Avedick Poladian | Management | For | Against |
10 | Elect Aziz Syriani | Management | For | Against |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis A. Ausiello | Management | For | For |
2 | Elect M. Anthony Burns | Management | For | For |
3 | Elect W. Don Cornwell | Management | For | For |
4 | Elect Frances D. Fergusson | Management | For | For |
5 | Elect William H. Gray, III | Management | For | For |
6 | Elect Helen H. Hobbs | Management | For | For |
7 | Elect Constance J. Horner | Management | For | For |
8 | Elect James M. Kilts | Management | For | For |
9 | Elect George A. Lorch | Management | For | For |
10 | Elect Suzanne Nora Johnson | Management | For | For |
11 | Elect Ian C. Read | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect Marc Tessier-Lavigne | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
SANOFI Meeting Date: MAY 03, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAN Security ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Profits/Dividends | Management | For | For |
4 | Elect Fabienne Lecorvaisier | Management | For | For |
5 | Authority to Repurchase Shares | Management | For | For |
6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Management | For | For |
7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Management | For | For |
8 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | For | For |
9 | Greenshoe | Management | For | For |
10 | Authority to Increase Capital Through Capitalizations | Management | For | For |
11 | Employee Stock Purchase Plan | Management | For | For |
12 | Authority to Issue Restricted Shares | Management | For | For |
13 | Authority to Grant Stock Options | Management | For | For |
14 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
15 | Authorization of Legal Formalities | Management | For | For |
SLM CORPORATION Meeting Date: MAY 30, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLM Security ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ann Torre Bates | Management | For | For |
2 | Elect William M. Diefenderfer III | Management | For | For |
3 | Elect Diane Suitt Gilleland | Management | For | For |
4 | Elect Earl A. Goode | Management | For | For |
5 | Elect Ronald F. Hunt | Management | For | For |
6 | Elect Albert L. Lord | Management | For | For |
7 | Elect Barry A. Munitz | Management | For | For |
8 | Elect Howard H. Newman | Management | For | For |
9 | Elect Frank C. Puleo | Management | For | For |
10 | Elect Wolfgang Schoellkopf | Management | For | For |
11 | Elect Steven L. Shapiro | Management | For | For |
12 | Elect Anthony Terracciano | Management | For | For |
13 | Elect Barry Lawson Williams | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
SMITHFIELD FOODS, INC. Meeting Date: SEP 19, 2012 Record Date: JUL 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: SFD Security ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Luter, III | Management | For | For |
2 | Elect C. Larry Pope | Management | For | For |
3 | Elect Wendell Murphy | Management | For | For |
4 | Elect Paul Trible, Jr. | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
SPX CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPW Security ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Terry S. Lisenby | Management | For | For |
2 | Elect David V. Singer | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Repeal of Classified Board | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
SUNCOR ENERGY INC. Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mel E. Benson | Management | For | For |
1.2 | Elect Dominic D'Alessandro | Management | For | For |
1.3 | Elect John T. Ferguson | Management | For | For |
1.4 | Elect W. Douglas Ford | Management | For | For |
1.5 | Elect Paul Haseldonckx | Management | For | For |
1.6 | Elect John R. Huff | Management | For | For |
1.7 | Elect Jacques Lamarre | Management | For | For |
1.8 | Elect Maureen McCaw | Management | For | For |
1.9 | Elect Michael W. O'Brien | Management | For | For |
1.1 | Elect James W. Simpson | Management | For | For |
1.11 | Elect Eira M. Thomas | Management | For | For |
1.12 | Elect Steven W. Williams | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Amendment to the Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: SEP 12, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Allocation of Profits/Dividends | Management | For | For |
2 | Elect Phillip Frost | Management | For | For |
3 | Elect Roger Abravanel | Management | For | For |
4 | Elect Richard Lerner | Management | For | For |
5 | Elect Galia Maor | Management | For | For |
6 | Elect Erez Vigodman | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Fee and Reimbursement to Chairman Phillip Frost | Management | For | For |
9 | Payment to Vice Chairman Moshe Many | Management | For | For |
10 | Amendments to Articles | Management | For | For |
11 | Indemnification of Directors/Officers | Management | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
THE MOSAIC COMPANY Meeting Date: OCT 04, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: MOS Security ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phyllis Cochran | Management | For | For |
2 | Elect Gregory Ebel | Management | For | For |
3 | Elect Robert Lumpkins | Management | For | For |
4 | Elect William Monahan | Management | For | For |
5 | Elect Harold MacKay | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2013 Record Date: JAN 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Berndt | Management | For | For |
2 | Elect Charles Bunch | Management | For | For |
3 | Elect Paul Chellgren | Management | For | For |
4 | Elect William Demchak | Management | For | For |
5 | Elect Kay Coles James | Management | For | For |
6 | Elect Richard Kelson | Management | For | For |
7 | Elect Bruce Lindsay | Management | For | For |
8 | Elect Anthony Massaro | Management | For | For |
9 | Elect Jane Pepper | Management | For | For |
10 | Elect James Rohr | Management | For | For |
11 | Elect Donald Shepard | Management | For | For |
12 | Elect Lorene Steffes | Management | For | For |
13 | Elect Dennis Strigl | Management | For | For |
14 | Elect Thomas Usher | Management | For | For |
15 | Elect George Walls, Jr. | Management | For | For |
16 | Elect Helge Wehmeier | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | Against |
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417000000000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan L. Beller | Management | For | For |
2 | Elect John H. Dasburg | Management | For | For |
3 | Elect Janet M. Dolan | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Jay S. Fishman | Management | For | For |
6 | Elect Patricia L. Higgins | Management | For | For |
7 | Elect Thomas R. Hodgson | Management | For | For |
8 | Elect William J. Kane | Management | For | For |
9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For |
10 | Elect Donald J. Shepard | Management | For | For |
11 | Elect Laurie J. Thomsen | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Authorization of Preferred Stock | Management | For | For |
15 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Against |
TYSON FOODS, INC. Meeting Date: FEB 01, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: TSN Security ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John Tyson | Management | For | For |
2 | Elect Kathleen Bader | Management | For | For |
3 | Elect Gaurdie Banister, Jr. | Management | For | For |
4 | Elect Jim Kever | Management | For | For |
5 | Elect Kevin McNamara | Management | For | For |
6 | Elect Brad Sauer | Management | For | For |
7 | Elect Robert Thurber | Management | For | For |
8 | Elect Barbara Tyson | Management | For | For |
9 | Elect Albert Zapanta | Management | For | For |
10 | Amendment to the 2000 Stock Incentive Plan | Management | For | Against |
11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
UNION PACIFIC CORPORATION Meeting Date: MAY 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Thomas J. Donohue | Management | For | For |
4 | Elect Archie W. Dunham | Management | For | For |
5 | Elect Judith Richards Hope | Management | For | For |
6 | Elect John J. Koraleski | Management | For | For |
7 | Elect Charles C. Krulak | Management | For | For |
8 | Elect Michael R. McCarthy | Management | For | For |
9 | Elect Michael W. McConnell | Management | For | For |
10 | Elect Thomas F. McLarty III | Management | For | For |
11 | Elect Steven R. Rogel | Management | For | For |
12 | Elect Jose H. Villarreal | Management | For | For |
13 | Elect James R. Young | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | 2013 Stock Incentive Plan | Management | For | For |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS, INC. Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: UAL Security ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Carolyn Corvi | Management | For | For |
1.2 | Elect Jane C. Garvey | Management | For | For |
1.3 | Elect Walter Isaacson | Management | For | For |
1.4 | Elect Henry L. Meyer III | Management | For | For |
1.5 | Elect Oscar Munoz | Management | For | For |
1.6 | Elect Laurence E. Simmons | Management | For | For |
1.7 | Elect Jeffery A. Smisek | Management | For | For |
1.8 | Elect David J. Vitale | Management | For | For |
1.9 | Elect John H. Walker | Management | For | For |
1.1 | Elect Charles A. Yamarone | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Approval of Material Terms Under the 2008 Incentive Compensation Plan | Management | For | For |
5 | Approval of Material Terms Under the 2010 Incentive Plan | Management | For | For |
6 | Right to Call a Special Meeting | Management | For | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Louis Chenevert | Management | For | For |
2 | Elect John V. Faraci | Management | For | For |
3 | Elect Jean-Pierre Garnier | Management | For | For |
4 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Edward A. Kangas | Management | For | For |
6 | Elect Ellen J. Kullman | Management | For | For |
7 | Elect Marshall O. Larsen | Management | For | For |
8 | Elect Harold W. McGraw III | Management | For | For |
9 | Elect Richard B. Myers | Management | For | For |
10 | Elect H. Patrick Swygert | Management | For | For |
11 | Elect Andre Villeneuve | Management | For | For |
12 | Elect Christine Todd Whitman | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 03, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Edson Bueno | Management | For | For |
3 | Elect Richard T. Burke | Management | For | For |
4 | Elect Robert J. Darretta | Management | For | For |
5 | Elect Stephen J. Hemsley | Management | For | For |
6 | Elect Michele J. Hooper | Management | For | For |
7 | Elect Rodger A. Lawson | Management | For | For |
8 | Elect Douglas W. Leatherdale | Management | For | For |
9 | Elect Glenn M. Renwick | Management | For | For |
10 | Elect Kenneth I. Shine | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
VIVENDI SA Meeting Date: APR 30, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: VIV Security ID: F97982106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | Accounts and Reports | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Related Party Transactions | Management | For | For |
7 | Allocation of Loss/Dividends | Management | For | For |
8 | Severance Agreement (Philippe Capron) | Management | For | For |
9 | Elect Vincent Bollore | Management | For | For |
10 | Elect Pascal Cagni | Management | For | For |
11 | Elect Yseulys Costes | Management | For | For |
12 | Elect Alexandre De Juniac | Management | For | For |
13 | Elect Nathalie Bricault | Management | For | For |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Authority to Cancel Shares | Management | For | For |
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Management | For | For |
17 | Authority to Increase Capital through Issuance of Shares and/or Convertibel Securities in Consideration for Contributions in Kind | Management | For | For |
18 | Authority to Increase Capital Through Capitalizations | Management | For | For |
19 | Employee Stock Purchase Plan | Management | For | For |
20 | Employee Stock Purchase Plan for Overseas Employees | Management | For | For |
21 | Authorization of Legal Formalities | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 07, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aida M. Alvarez | Management | For | For |
2 | Elect James I. Cash, Jr. | Management | For | For |
3 | Elect Roger C. Corbett | Management | For | For |
4 | Elect Douglas N. Daft | Management | For | For |
5 | Elect Michael T. Duke | Management | For | For |
6 | Elect Timothy P. Flynn | Management | For | For |
7 | Elect Marissa A. Mayer | Management | For | For |
8 | Elect Gregory B. Penner | Management | For | For |
9 | Elect Steven S. Reinemund | Management | For | For |
10 | Elect H. Lee Scott, Jr. | Management | For | For |
11 | Elect Jim C. Walton | Management | For | For |
12 | Elect S. Robson Walton | Management | For | For |
13 | Elect Christopher J. Williams | Management | For | For |
14 | Elect Linda S. Wolf | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Approval of the Management Incentive Plan | Management | For | For |
18 | Shareholder Proposal Regarding Right to Call Special Meeting | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
WELLS FARGO & COMPANY Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Susan E. Engel | Management | For | For |
6 | Elect Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Donald M. James | Management | For | For |
8 | Elect Cynthia H. Milligan | Management | For | For |
9 | Elect Federico F. Pena | Management | For | For |
10 | Elect Howard V. Richardson | Management | For | For |
11 | Elect Judith M. Runstad | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect John G. Stumpf | Management | For | For |
14 | Elect Susan G. Swenson | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By
/s/ Stuart S. Parker
(Jonathan D. Shain)
Stuart S. Parker, President
Date: August 16, 2013
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the "Funds"), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Katherine P. Feld, Raymond O'Hara, Amanda Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the "SEC") and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Kevin J. Bannon
Kevin J. Bannon
/s/ Stuart S. Parker
Stuart S. Parker
/s/ Scott E. Benjamin
Scott E. Benjamin
/s/ Richard A. Redeker
Richard A. Redeker
/s/ Linda W. Bynoe
Linda W. Bynoe
/s/Robin B. Smith
Robin B. Smith
/s/ Michael S. Hyland
Michael S. Hyland
/s/ Stephen Stoneburn
Stephen Stoneburn
/s/ Douglas H. McCorkindale
Douglas H. McCorkindale
/s/ Grace C. Torres
Grace C. Torres
/s/ Stephen P. Munn
Stephen P. Munn
Dated: June 6, 2012