United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end:August 31
Date of reporting period: 7/1/2013 through 6/30/2014
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2013 - 06/30/2014
Prudential Jennison Value Fund - Sub-Adviser: Jennison
ACTAVIS INC Meeting Date: SEP 10, 2013 Record Date: JUL 30, 2013 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acquisition | Management | For | For |
2 | Reduction in Share Premium Account to Create Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Right to Adjourn Meeting | Management | For | For |
ACTAVIS PLC Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul M. Bisaro | Management | For | For |
2 | Elect James H. Bloem | Management | For | For |
3 | Elect Christopher W. Bodine | Management | For | For |
4 | Elect Tamar D. Howson | Management | For | For |
5 | Elect John A. King | Management | For | For |
6 | Elect Catherine M. Klema | Management | For | For |
7 | Elect Jiri Michal | Management | For | For |
8 | Elect Sigurdur Olafsson | Management | For | For |
9 | Elect Patrick J. O'Sullivan | Management | For | For |
10 | Elect Ronald R. Taylor | Management | For | For |
11 | Elect Andrew L. Turner | Management | For | For |
12 | Elect Fred G. Weiss | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
ACTAVIS PLC Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger with Forest Laboratories, Inc. | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
AMERICAN AIRLINES GROUP INC. Meeting Date: JUN 04, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: AAL Security ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James F. Albaugh | Management | For | For |
2 | Elect Jeffrey D. Benjamin | Management | For | For |
3 | Elect John T. Cahill | Management | For | For |
4 | Elect Michael J. Embler | Management | For | For |
5 | Elect Matthew J. Hart | Management | For | For |
6 | Elect Alberto Ibarguen | Management | For | For |
7 | Elect Richard C. Kraemer | Management | For | For |
8 | Elect Denise M. O'Leary | Management | For | For |
9 | Elect W. Douglas Parker | Management | For | For |
10 | Elect Ray M. Robinson | Management | For | For |
11 | Elect Richard P. Schifter | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 32511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony R. Chase | Management | For | For |
2 | Elect Kevin P. Chilton | Management | For | For |
3 | Elect H. Paulett Eberhart | Management | For | For |
4 | Elect Peter J. Fluor | Management | For | For |
5 | Elect Richard L. George | Management | For | For |
6 | Elect Charles W. Goodyear | Management | For | For |
7 | Elect John R. Gordon | Management | For | For |
8 | Elect Eric D. Mullins | Management | For | For |
9 | Elect R. A. Walker | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against |
APPLE INC Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William V. Campbell | Management | For | For |
1.2 | Elect Timothy D. Cook | Management | For | For |
1.3 | Elect Millard S. Drexler | Management | For | For |
1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
1.5 | Elect Robert A. Iger | Management | For | For |
1.6 | Elect Andrea Jung | Management | For | For |
1.7 | Elect Arthur D. Levinson | Management | For | For |
1.8 | Elect Ronald D. Sugar | Management | For | For |
2 | Technical Amendment to Articles | Management | For | For |
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | 2014 Employee Stock Plan | Management | For | For |
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Share Buybacks | Shareholder | TNA | Against |
11 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 38222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Right to Adjourn Meeting | Management | For | For |
AVON PRODUCTS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: AVP Security ID: 54303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas R. Conant | Management | For | For |
1.2 | Elect W. Don Cornwell | Management | For | For |
1.3 | Elect V. Ann Hailey | Management | For | For |
1.4 | Elect Nancy Killefer | Management | For | For |
1.5 | Elect Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Sara Mathew | Management | For | For |
1.7 | Elect Sheri McCoy | Management | For | For |
1.8 | Elect Charles H. Noski | Management | For | For |
1.9 | Elect Gary M. Rodkin | Management | For | For |
1.1 | Elect Paula Stern | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Product Safety | Shareholder | Against | Against |
BAYER AG Meeting Date: APR 29, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAY Security ID: 72730302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Allocation of Profits/Dividends | Management | For | For |
2 | Ratification of Management Board Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Elect Simone Bagel-Trah | Management | For | For |
5 | Elect Ernst-Ludwig Winnacker | Management | For | For |
6 | Increase in Authorized Capital I | Management | For | For |
7 | Increase in Authorized Capital II | Management | For | For |
8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
10 | Authority to Repurchase Shares Using Equity Derivatives | Management | For | For |
11 | Intra-Company Control Agreement with Bayer Business Services GmbH | Management | For | For |
12 | Intra-Company Control Agreement with Bayer Technology Services GmbH | Management | For | For |
13 | Intra-Company Control Agreement with Bayer US IP GmbH | Management | For | For |
14 | Intra-Company Control Agreement Contract with Bayer Bitterfeld GmbH | Management | For | For |
15 | Intra-Company Control Agreement with Bayer Innovation GmbH | Management | For | For |
16 | Intra-Company Control Agreement with Bayer Real Estate GmbH | Management | For | For |
17 | Intra-Company Control Agreement with Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
18 | Intra-Company Control Agreement with Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
19 | Appointment of Auditor | Management | For | For |
BOEING COMPANY Meeting Date: APR 28, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 97023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Linda Z. Cook | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect W. James McNerney, Jr. | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Ronald A. Williams | Management | For | For |
11 | Elect Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2003 Incentive Stock Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
BUNGE LIMITED Meeting Date: MAY 23, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BG Security ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ernest G. Bachrach | Management | For | For |
2 | Elect Enrique H. Boilini | Management | For | For |
3 | Elect Carol M. Browner | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Amendment to the 2009 Equity Incentive Plan | Management | For | For |
CA INC Meeting Date: JUL 31, 2013 Record Date: JUN 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CA Security ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jens Alder | Management | For | For |
2 | Elect Raymond J. Bromark | Management | For | For |
3 | Elect Gary J. Fernandes | Management | For | For |
4 | Elect Michael Gregoire | Management | For | For |
5 | Elect Rohit Kapoor | Management | For | For |
6 | Elect Kay Koplovitz | Management | For | For |
7 | Elect Christopher B. Lofgren | Management | For | For |
8 | Elect Richard Sulpizio | Management | For | For |
9 | Elect Laura S. Unger | Management | For | For |
10 | Elect Arthur F. Weinbach | Management | For | For |
11 | Elect Ron Zambonini | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Adoption of Stockholder Protection Rights Agreement | Management | For | Against |
CALPINE CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CPN Security ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank Cassidy | Management | For | For |
1.2 | Elect Jack A. Fusco | Management | For | For |
1.3 | Elect John B. (Thad) Hill | Management | For | For |
1.4 | Elect Robert C. Hinckley | Management | For | For |
1.5 | Elect Michael W. Hofmann | Management | For | For |
1.6 | Elect David C. Merritt | Management | For | For |
1.7 | Elect W. Benjamin Moreland | Management | For | For |
1.8 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Denise M. O'Leary | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard D. Fairbank | Management | For | For |
2 | Elect Patrick W. Gross | Management | For | For |
3 | Elect Ann F. Hackett | Management | For | For |
4 | Elect Lewis Hay, III | Management | For | For |
5 | Elect Benjamin P. Jenkins, III | Management | For | For |
6 | Elect Pierre E. Leroy | Management | For | For |
7 | Elect Peter E. Raskind | Management | For | For |
8 | Elect Mayo A. Shattuck III | Management | For | For |
9 | Elect Bradford H. Warner | Management | For | For |
10 | Elect Catherine G. West | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the 2004 Stock Incentive Plan | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Management | For | For |
15 | Elimination of Supermajority Requirement for the Removal of Directors | Management | For | For |
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
CARNIVAL PLC Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Arnold W. Donald | Management | For | For |
4 | Elect Richard J. Glasier | Management | For | For |
5 | Elect Debra J. Kelly-Ennis | Management | For | For |
6 | Elect Sir John Parker | Management | For | For |
7 | Elect Stuart Subotnick | Management | For | For |
8 | Elect Laura A. Weil | Management | For | For |
9 | Elect Randall J. Weisenburger | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Authority to Set Auditor's Fees | Management | For | For |
12 | Accounts and Reports | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Remuneration Report (Advisory) | Management | For | For |
15 | Remuneration Policy (Binding) | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
18 | Authority to Repurchase Shares | Management | For | For |
19 | 2014 Employee Share Plan | Management | For | For |
CATERPILLAR INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CAT Security ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Daniel M. Dickinson | Management | For | For |
3 | Elect Juan Gallardo | Management | For | For |
4 | Elect Jesse J. Greene, Jr. | Management | For | For |
5 | Elect Jon M. Huntsman, Jr. | Management | For | For |
6 | Elect Peter A. Magowan | Management | For | For |
7 | Elect Dennis A. Muilenburg | Management | For | For |
8 | Elect Douglas R. Oberhelman | Management | For | For |
9 | Elect William A. Osborn | Management | For | For |
10 | Elect Edward B. Rust, Jr. | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Elect Miles D. White | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the 2014 Long-Term Incentive Plan | Management | For | For |
16 | Approval of the Executive Short-Term Incentive Plan | Management | For | For |
17 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
CELGENE CORPORATION Meeting Date: JUN 18, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CELG Security ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Richard W. Barker | Management | For | For |
1.3 | Elect Michael D. Casey | Management | For | For |
1.4 | Elect Carrie S. Cox | Management | For | For |
1.5 | Elect Rodman L. Drake | Management | For | For |
1.6 | Elect Michael A. Friedman | Management | For | For |
1.7 | Elect Gilla Kaplan | Management | For | For |
1.8 | Elect James J. Loughlin | Management | For | For |
1.9 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Virginia Boulet | Management | For | For |
1.2 | Elect Peter C. Brown | Management | For | For |
1.3 | Elect Richard A. Gephardt | Management | For | For |
1.4 | Elect W. Bruce Hanks | Management | For | For |
1.5 | Elect Gregory J. McCray | Management | For | For |
1.6 | Elect C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Fred R. Nichols | Management | For | For |
1.8 | Elect William A. Owens | Management | For | For |
1.9 | Elect Harvey P. Perry | Management | For | For |
1.1 | Elect Glen F. Post III | Management | For | For |
1.11 | Elect Michael J. Roberts | Management | For | For |
1.12 | Elect Laurie A. Siegel | Management | For | For |
1.13 | Elect Joseph R. Zimmel | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Ratify a Proxy Access Bylaw Amendment | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
CIGNA CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eric J. Foss | Management | For | For |
2 | Elect Roman Martinez IV | Management | For | For |
3 | Elect William D. Zollars | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
CITIGROUP INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Duncan P. Hennes | Management | For | For |
3 | Elect Franz B. Humer | Management | For | For |
4 | Elect Eugene M. McQuade | Management | For | For |
5 | Elect Michael E. O'Neill | Management | For | For |
6 | Elect Gary M. Reiner | Management | For | For |
7 | Elect Judith Rodin | Management | For | For |
8 | Elect Robert L. Ryan | Management | For | For |
9 | Elect Anthony M. Santomero | Management | For | For |
10 | Elect Joan E. Spero | Management | For | For |
11 | Elect Diana L. Taylor | Management | For | For |
12 | Elect William S. Thompson, Jr. | Management | For | For |
13 | Elect James S. Turley | Management | For | For |
14 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | Against |
17 | Approval of the 2014 Stock Incentive Plan | Management | For | For |
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Bacon | Management | For | For |
1.2 | Elect Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Edward D. Breen | Management | For | For |
1.4 | Elect Joseph J. Collins | Management | For | For |
1.5 | Elect J. Michael Cook | Management | For | For |
1.6 | Elect Gerald L. Hassell | Management | For | For |
1.7 | Elect Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Eduardo G. Mestre | Management | For | For |
1.9 | Elect Brian L. Roberts | Management | For | For |
1.1 | Elect Ralph J. Roberts | Management | For | For |
1.11 | Elect Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Judith Rodin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
CVS CAREMARK CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C. David Brown II | Management | For | For |
2 | Elect Nancy-Ann M. Deparle | Management | For | For |
3 | Elect David W. Dorman | Management | For | For |
4 | Elect Anne M. Finucane | Management | For | For |
5 | Elect Larry J. Merlo | Management | For | For |
6 | Elect Jean-Pierre Millon | Management | For | For |
7 | Elect Richard J. Swift | Management | For | For |
8 | Elect William C. Weldon | Management | For | For |
9 | Elect Tony L. White | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
DENBURY RESOURCES INC. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: DNR Security ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Wieland F. Wettstein | Management | For | For |
1.2 | Elect Michael L. Beatty | Management | For | For |
1.3 | Elect Michael B. Decker | Management | For | For |
1.4 | Elect John P. Dielwart | Management | For | For |
1.5 | Elect Ronald G. Greene | Management | For | For |
1.6 | Elect Gregory L. McMichael | Management | For | For |
1.7 | Elect Kevin O. Meyers | Management | For | For |
1.8 | Elect Phil Rykhoek | Management | For | For |
1.9 | Elect Randy Stein | Management | For | For |
1.1 | Elect Laura A. Sugg | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
EOG RESOURCES, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Janet F. Clark | Management | For | For |
2 | Elect Charles R. Crisp | Management | For | For |
3 | Elect James C. Day | Management | For | For |
4 | Elect Mark G. Papa | Management | For | For |
5 | Elect H. Leighton Steward | Management | For | For |
6 | Elect Donald F. Textor | Management | For | For |
7 | Elect William R. Thomas | Management | For | For |
8 | Elect Frank G. Wisner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Methane Reduction Targets | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gary G. Benanav | Management | For | For |
2 | Election of Directors | Management | For | For |
3 | Elect William J. DeLaney | Management | For | For |
4 | Elect Nicholas J. LaHowchic | Management | For | For |
5 | Elect Thomas P. Mac Mahon | Management | For | For |
6 | Elect Frank Mergenthaler | Management | For | For |
7 | Elect Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect John O. Parker, Jr. | Management | For | For |
9 | Elect George Paz | Management | For | For |
10 | Elect William L. Roper | Management | For | For |
11 | Elect Seymour Sternberg | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
FEDEX CORP Meeting Date: SEP 23, 2013 Record Date: JUL 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect John A. Edwardson | Management | For | For |
3 | Elect Shirley A. Jackson | Management | For | For |
4 | Elect Steven R. Loranger | Management | For | For |
5 | Elect Gary W. Loveman | Management | For | For |
6 | Elect R. Brad Martin | Management | For | For |
7 | Elect Joshua C. Ramo | Management | For | For |
8 | Elect Susan C. Schwab | Management | For | For |
9 | Elect Frederick W. Smith | Management | For | For |
10 | Elect David P. Steiner | Management | For | For |
11 | Elect Paul S. Walsh | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
FLEXTRONICS INTERNATIONAL Meeting Date: JUL 29, 2013 Record Date: JUN 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLEX Security ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Raymond Bingham | Management | For | For |
2 | Elect Willy C. Shih | Management | For | For |
3 | Re-appoint Lawrence A. Zimmerman | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Authority to Issue Ordinary Shares | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Approval of Changes to Director Compensation | Management | For | For |
8 | Share Purchase Mandate | Management | For | For |
GENERAL MOTORS CO. Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph J. Ashton | Management | For | For |
2 | Elect Mary T. Barra | Management | For | For |
3 | Elect Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Stephen J. Girsky | Management | For | For |
5 | Elect E. Neville Isdell | Management | For | For |
6 | Elect Kathryn V. Marinello | Management | For | For |
7 | Elect Michael G. Mullen | Management | For | For |
8 | Elect James J. Mulva | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Thomas M. Schoewe | Management | For | For |
11 | Elect Theodore M. Solso | Management | For | For |
12 | Elect Carol M. Stephenson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
16 | 2014 Short-Term Incentive Plan | Management | For | For |
17 | 2014 Long-Term Incentive Plan | Management | For | For |
18 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
GOLDCORP INC. Meeting Date: MAY 01, 2014 Record Date: MAR 18, 2014 Meeting Type: SPECIAL | ||||
Ticker: G Security ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John P. Bell | Management | For | For |
1.2 | Elect Beverley A. Briscoe | Management | For | For |
1.3 | Elect Peter J. Dey | Management | For | For |
1.4 | Elect Douglas M. Holtby | Management | For | For |
1.5 | Elect Charles A. Jeannes | Management | For | For |
1.6 | Elect Clement A. Pelletier | Management | For | For |
1.7 | Elect P. Randy Reifel | Management | For | For |
1.8 | Elect Ian W. Telfer | Management | For | For |
1.9 | Elect Blanca Triveno de Vega | Management | For | For |
1.1 | Elect Kenneth F. Williamson | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Amendment to the Restricted Share Plan | Management | For | For |
4 | Amendment to the Stock Option Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
GOLDMAN SACHS GROUP INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Gary D. Cohn | Management | For | For |
4 | Elect Claes Dahlback | Management | For | For |
5 | Elect William W. George | Management | For | For |
6 | Elect James A. Johnson | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect James J. Schiro | Management | For | For |
11 | Elect Debora L. Spar | Management | For | For |
12 | Elect Mark E. Tucker | Management | For | For |
13 | Elect David A. Viniar | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Diane B. Greene | Management | For | For |
1.6 | Elect John L. Hennessy | Management | For | For |
1.7 | Elect Ann Mather | Management | For | For |
1.8 | Elect Paul S. Otellini | Management | For | For |
1.9 | Elect K. Ram Shriram | Management | For | For |
1.1 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan M. Bennett | Management | For | For |
2 | Elect James R. Boyd | Management | For | For |
3 | Elect Milton Carroll | Management | For | For |
4 | Elect Nance K. Dicciani | Management | For | For |
5 | Elect Murry S. Gerber | Management | For | For |
6 | Elect Jose C. Grubisich | Management | For | For |
7 | Elect Abdallah S. Jum'ah | Management | For | For |
8 | Elect David J. Lesar | Management | For | For |
9 | Elect Robert A. Malone | Management | For | For |
10 | Elect J. Landis Martin | Management | For | For |
11 | Elect Debra L. Reed | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
HCA HOLDINGS, INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCA Security ID: 40412C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard M. Bracken | Management | For | For |
1.2 | Elect R. Milton Johnson | Management | For | For |
1.3 | Elect Robert J. Dennis | Management | For | For |
1.4 | Elect Nancy-Ann DeParle | Management | For | For |
1.5 | Elect Thomas F. Frist III | Management | For | For |
1.6 | Elect William R. Frist | Management | For | For |
1.7 | Elect Ann H. Lamont | Management | For | For |
1.8 | Elect Jay O. Light | Management | For | For |
1.9 | Elect Geoffrey G. Meyers | Management | For | For |
1.1 | Elect Michael W. Michelson | Management | For | For |
1.11 | Elect Stephen G. Pagliuca | Management | For | For |
1.12 | Elect Wayne J. Riley | Management | For | For |
1.13 | Elect John W. Rowe | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTZ Security ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Durham | Management | For | For |
2 | Elect Mark P. Frissora | Management | For | For |
3 | Elect Henry C. Wolf | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Reverse Stock Split | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
HILTON WORLDWIDE HOLDINGS INC Meeting Date: MAY 07, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christopher J. Nassetta | Management | For | For |
1.2 | Elect Jonathan D. Gray | Management | For | For |
1.3 | Elect Michael S. Chae | Management | For | For |
1.4 | Elect Tyler S. Henritze | Management | For | For |
1.5 | Elect Judith A. McHale | Management | For | For |
1.6 | Elect John G. Schreiber | Management | For | For |
1.7 | Elect Elizabeth A. Smith | Management | For | For |
1.8 | Elect Douglas M. Steenland | Management | For | For |
1.9 | Elect William J. Stein | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
HYATT HOTELS CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: H Security ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas J. Pritzker | Management | For | For |
1.2 | Elect Pamela M. Nicholson | Management | For | For |
1.3 | Elect Richard C. Tuttle | Management | For | For |
1.4 | Elect James H. Wooten, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 10, 2014 Record Date: JAN 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paget L. Alves | Management | For | For |
2 | Elect Eric F. Brown | Management | For | For |
3 | Elect Janice D. Chaffin | Management | For | For |
4 | Elect Greg Creed | Management | For | For |
5 | Elect Patti S. Hart | Management | For | For |
6 | Elect Robert J. Miller | Management | For | For |
7 | Elect Vincent L. Sadusky | Management | For | For |
8 | Elect Philip G. Satre | Management | For | For |
9 | Elect Tracy D. Weber | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
JDS UNIPHASE CORP Meeting Date: NOV 13, 2013 Record Date: SEP 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: JDSU Security ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Keith L. Barnes | Management | For | For |
2 | Elect Martin A. Kaplan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Michael A. Neal | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
LEAR CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Bott | Management | For | For |
2 | Elect Thomas P. Capo | Management | For | For |
3 | Elect Jonathan F. Foster | Management | For | For |
4 | Elect Kathleen A. Ligocki | Management | For | For |
5 | Elect Conrad L. Mallett, Jr. | Management | For | For |
6 | Elect Donald L. Runkle | Management | For | For |
7 | Elect Matthew J. Simoncini | Management | For | For |
8 | Elect Gregory C. Smith | Management | For | For |
9 | Elect Henry D. G. Wallace | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2009 Long-Term Stock Incentive Plan | Management | For | For |
13 | Amendment to the Annual Incentive Plan | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: JAN 30, 2014 Record Date: DEC 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: LBTYA Security ID: G5480U120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | 2014 Incentive Plan | Management | For | For |
2 | 2014 Nonemployee Director Incentive Plan | Management | For | Against |
LIBERTY GLOBAL, INC. Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LBTYA Security ID: G5480U120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Miranda Curtis | Management | For | For |
2 | Elect John W. Dick | Management | For | For |
3 | Elect J.C. Sparkman | Management | For | For |
4 | Elect J. David Wargo | Management | For | For |
5 | Remuneration Report (Binding) | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 2 Years |
8 | Remuneration Report (Advisory) | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Ratification of Statutory Auditor | Management | For | For |
11 | Authority to Set Auditor's Fees | Management | For | For |
MARATHON OIL CORPORATION Meeting Date: APR 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRO Security ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gregory H. Boyce | Management | For | For |
2 | Elect Pierre R. Brondeau | Management | For | For |
3 | Elect Linda Z. Cook | Management | For | For |
4 | Elect Chadwick C. Deaton | Management | For | For |
5 | Elect Shirley A. Jackson | Management | For | For |
6 | Elect Philip Lader | Management | For | For |
7 | Elect Michael E.J. Phelps | Management | For | For |
8 | Elect Dennis H. Reilley | Management | For | For |
9 | Elect Lee M. Tillman | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
MARATHON PETROLEUM CORP. Meeting Date: APR 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: MPC Security ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven A. Davis | Management | For | For |
1.2 | Elect Gary R. Heminger | Management | For | For |
1.3 | Elect John W. Snow | Management | For | For |
1.4 | Elect John P. Surma | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
MERCK & CO., INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Kenneth C. Frazier | Management | For | For |
4 | Elect Thomas H. Glocer | Management | For | For |
5 | Elect William B. Harrison, Jr. | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Carlos E. Represas | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Craig B. Thompson | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | For |
12 | Elect Peter C. Wendell | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect R. Glenn Hubbard | Management | For | For |
4 | Elect Steven A. Kandarian | Management | For | For |
5 | Elect John M. Keane | Management | For | For |
6 | Elect Alfred F. Kelly, Jr. | Management | For | For |
7 | Elect William E. Kennard | Management | For | For |
8 | Elect James M. Kilts | Management | For | For |
9 | Elect Catherine R. Kinney | Management | For | For |
10 | Elect Denise M. Morrison | Management | For | For |
11 | Elect Kenton J. Sicchitano | Management | For | For |
12 | Elect Lulu C. Wang | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | 2015 Stock and Incentive Compensation Plan | Management | For | For |
16 | Non-Management Director Stock Compensation Plan | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven A. Ballmer | Management | For | Against |
2 | Elect Dina Dublon | Management | For | For |
3 | Elect William H. Gates III | Management | For | For |
4 | Elect Maria Klawe | Management | For | For |
5 | Elect Stephen J. Luczo | Management | For | For |
6 | Elect David F. Marquardt | Management | For | For |
7 | Elect Charles H. Noski | Management | For | For |
8 | Elect Helmut G. W. Panke | Management | For | For |
9 | Elect John W. Thompson | Management | For | For |
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Management | For | For |
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
MONDELEZ INTERNATIONAL INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen F. Bollenbach | Management | For | For |
2 | Elect Lewis W.K. Booth | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Nelson Peltz | Management | For | For |
7 | Elect Fredric G. Reynolds | Management | For | For |
8 | Elect Irene B. Rosenfeld | Management | For | For |
9 | Elect Patrick T. Siewert | Management | For | For |
10 | Elect Ruth J. Simmons | Management | For | For |
11 | Elect Ratan N. Tata | Management | For | For |
12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the 2005 Performance Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MS Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erskine B. Bowles | Management | For | For |
2 | Elect Howard J. Davies | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Klaus Kleinfield | Management | For | For |
8 | Elect Donald T. Nicolaisen | Management | For | For |
9 | Elect Hutham S. Olayan | Management | For | For |
10 | Elect James W. Owens | Management | For | For |
11 | Elect O. Griffith Sexton | Management | For | For |
12 | Elect Ryosuke Tamakoshi | Management | For | For |
13 | Elect Masaaki Tanaka | Management | For | For |
14 | Elect Laura D'Andrea Tyson | Management | For | For |
15 | Elect Rayford Wilkins, Jr. | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
MYLAN INC. Meeting Date: APR 11, 2014 Record Date: FEB 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: MYL Security ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heather Bresch | Management | For | For |
2 | Elect Wendy Cameron | Management | For | For |
3 | Elect Robert J. Cindrich | Management | For | For |
4 | Elect Robert J. Coury | Management | For | For |
5 | Elect JoEllen Lyons Dillon | Management | For | For |
6 | Elect Neil F. Dimick | Management | For | For |
7 | Elect Melina Higgins | Management | For | For |
8 | Elect Douglas J. Leech | Management | For | For |
9 | Elect Rajiv Malik | Management | For | For |
10 | Elect Joseph C. Maroon | Management | For | For |
11 | Elect Mark Parrish | Management | For | For |
12 | Elect Rodney L. Piatt | Management | For | For |
13 | Elect Randall L. Vanderveen | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
NOBLE ENERGY, INC. Meeting Date: APR 22, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Berenson | Management | For | For |
2 | Elect Michael A. Cawley | Management | For | For |
3 | Elect Edward F. Cox | Management | For | For |
4 | Elect Charles D. Davidson | Management | For | For |
5 | Elect Thomas J. Edelman | Management | For | For |
6 | Elect Eric P. Grubman | Management | For | For |
7 | Elect Kirby L. Hedrick | Management | For | For |
8 | Elect Scott D. Urban | Management | For | For |
9 | Elect William T. Van Kleef | Management | For | For |
10 | Elect Molly K. Williamson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect Howard I. Atkins | Management | For | For |
3 | Elect Eugene L. Batchelder | Management | For | For |
4 | Elect Stephen I. Chazen | Management | For | For |
5 | Elect Edward P. Djerejian | Management | For | For |
6 | Elect John E. Feick | Management | For | For |
7 | Elect Margaret M. Foran | Management | For | For |
8 | Elect Carlos M. Gutierrez | Management | For | For |
9 | Elect William R. Klesse | Management | For | For |
10 | Elect Avedick B. Poladian | Management | For | For |
11 | Elect Elisse B. Walter | Management | For | For |
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amend Certificate to Permit Action by Written Consent | Management | For | For |
15 | Amend Bylaws to Separate Chairman and CEO Roles | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | Shareholder | Against | Against |
PNC FINANCIAL SERVICES GROUP INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard O. Berndt | Management | For | For |
2 | Elect Charles E. Bunch | Management | For | For |
3 | Elect Paul W. Chellgren | Management | For | For |
4 | Elect William S. Demchak | Management | For | For |
5 | Elect Andrew T. Feldstein | Management | For | For |
6 | Elect Kay Coles James | Management | For | For |
7 | Elect Richard B. Kelson | Management | For | For |
8 | Elect Anthony A. Massaro | Management | For | For |
9 | Elect Jane G. Pepper | Management | For | For |
10 | Elect Donald J. Shepard | Management | For | For |
11 | Elect Lorene K. Steffes | Management | For | For |
12 | Elect Dennis F. Strigl | Management | For | For |
13 | Elect Thomas J. Usher | Management | For | For |
14 | Elect George H. Walls, Jr. | Management | For | For |
15 | Elect Helge H. Wehmeier | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | Shareholder | Against | Against |
SHIRE PLC Meeting Date: APR 29, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: SHP Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Remuneration Policy (Binding) | Management | For | For |
4 | Elect Dominic Blakemore | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Steven Gillis | Management | For | For |
7 | Elect David Ginsburg | Management | For | For |
8 | Elect David Kappler | Management | For | For |
9 | Elect Susan Kilsby | Management | For | For |
10 | Elect Anne Minto | Management | For | For |
11 | Elect Flemming Ornskov | Management | For | For |
12 | Elect David M. Stout | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Amendment to Borrowing Powers | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
SIEMENS AG Meeting Date: JAN 28, 2014 Record Date: DEC 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: SI Security ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Allocation of Profits/Dividends | Management | For | For |
2 | Ratification of Management Board Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Compensation Policy | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
6 | Elect Jim Hagemann Snabe | Management | For | For |
7 | Increase in Authorized Capital | Management | For | For |
8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | For | For |
9 | Cancellation of Conditional Share Capital | Management | For | For |
10 | Amendments to Articles | Management | For | For |
SLM CORPORATION Meeting Date: JUN 25, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLM Security ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul G. Child | Management | For | For |
2 | Elect Joseph A. DePaulo | Management | For | For |
3 | Elect Carter Warren Franke | Management | For | For |
4 | Elect Earl A. Goode | Management | For | For |
5 | Elect Ronald F. Hunt | Management | For | For |
6 | Elect Marianne M. Keler | Management | For | For |
7 | Elect Jed H. Pitcher | Management | For | For |
8 | Elect Frank C. Puleo | Management | For | For |
9 | Elect Raymond J. Quinlan | Management | For | For |
10 | Elect William N. Shiebler | Management | For | For |
11 | Elect Robert S. Strong | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the Limited Liability Company Agreement of Navient, LLC | Management | For | For |
15 | Elimination of Cumulative Voting | Management | For | For |
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | N/A | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
SPX CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SPW Security ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Patrick D. Campbell | Management | For | For |
2 | Elect Emerson U. Fullwood | Management | For | For |
3 | Elect Michael J. Mancuso | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Repeal of Classified Board | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
SUNCOR ENERGY INC. Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mel E. Benson | Management | For | For |
1.2 | Elect Dominic D'Alessandro | Management | For | For |
1.3 | Elect W. Douglas Ford | Management | For | For |
1.4 | Elect John D. Gass | Management | For | For |
1.5 | Elect Paul Haseldonckx | Management | For | For |
1.6 | Elect John R. Huff | Management | For | For |
1.7 | Elect Jacques Lamarre | Management | For | For |
1.8 | Elect Maureen McCaw | Management | For | For |
1.9 | Elect Michael W. O'Brien | Management | For | For |
1.1 | Elect James W. Simpson | Management | For | For |
1.11 | Elect Eira Thomas | Management | For | For |
1.12 | Elect Steven W. Williams | Management | For | For |
1.13 | Elect Michael M. Wilson | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: AUG 27, 2013 Record Date: JUL 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Moshe Many | Management | For | For |
2 | Elect Arie S. Belldegrun | Management | For | For |
3 | Elect Amir Elstein | Management | For | For |
4 | Elect Yitzhak Peterburg | Management | For | For |
5 | Cash Bonus for President and CEO | Management | For | For |
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
7 | Bonus Plan for President and CEO | Management | For | For |
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
9 | Approval of Compensation Policy | Management | For | For |
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
11 | Allocation of Profits/Dividends | Management | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: FEB 24, 2014 Record Date: JAN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | CEO Employment Terms | Management | For | For |
TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417000000000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan L. Beller | Management | For | For |
2 | Elect John H. Dasburg | Management | For | For |
3 | Elect Janet M. Dolan | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Jay S. Fishman | Management | For | For |
6 | Elect Patricia L. Higgins | Management | For | For |
7 | Elect Thomas R. Hodgson | Management | For | For |
8 | Elect William J. Kane | Management | For | For |
9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For |
10 | Elect Philip T. Ruegger III | Management | For | For |
11 | Elect Donald J. Shepard | Management | For | For |
12 | Elect Laurie J. Thomsen | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
15 | 2014 Stock Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
UNION PACIFIC CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Judith Richards Hope | Management | For | For |
5 | Elect John J. Koraleski | Management | For | For |
6 | Elect Charles C. Krulak | Management | For | For |
7 | Elect Michael R. McCarthy | Management | For | For |
8 | Elect Michael W. McConnell | Management | For | For |
9 | Elect Thomas F. McLarty III | Management | For | For |
10 | Elect Steven R. Rogel | Management | For | For |
11 | Elect Jose H. Villarreal | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Increase of Authorized Common Stock | Management | For | For |
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: UAL Security ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carolyn Corvi | Management | For | For |
2 | Elect Jane C. Garvey | Management | For | For |
3 | Elect Walter Isaacson | Management | For | For |
4 | Elect Henry L. Meyer III | Management | For | For |
5 | Elect Oscar Munoz | Management | For | For |
6 | Elect William R. Nuti | Management | For | For |
7 | Elect Laurence E. Simmons | Management | For | For |
8 | Elect Jeffery A. Smisek | Management | For | For |
9 | Elect David J. Vitale | Management | For | For |
10 | Elect John H. Walker | Management | For | For |
11 | Elect Charles A. Yamarone | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the 2006 Director Equity Incentive Plan. | Management | For | For |
VIVENDI SA Meeting Date: JUN 24, 2014 Record Date: JUN 18, 2014 Meeting Type: MIX | ||||
Ticker: VIV Security ID: F97982106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | Accounts and Reports | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Related Party Transactions | Management | For | For |
7 | Allocation of Loss/Dividends | Management | For | For |
8 | Remuneration of Jean-Francois Dubos, CEO | Management | For | For |
9 | Remuneration of Philippe Capron, Former CFO | Management | For | For |
10 | Elect Aliza Jabes | Management | For | For |
11 | Elect Daniel Camus | Management | For | For |
12 | Elect Katie Jacobs Stanton | Management | For | For |
13 | Elect Virginie Morgon | Management | For | For |
14 | Elect Philippe Benacin | Management | For | For |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
17 | Authority to Issue Free Shares to Employees of the Group, and Employees and Officers of Subsidiaries | Management | For | For |
18 | Authority to Increase Capital Under Employee Savings Plan | Management | For | For |
19 | Authority to Increase Capital Under Employee Savings Plan for Overseas Employees | Management | For | For |
20 | Amendments to Articles Regarding Employee Representatives | Management | For | For |
21 | Authorization of Legal Formalities | Management | For | For |
WELLS FARGO & COMPANY Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Susan E. Engel | Management | For | For |
6 | Elect Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Donald M. James | Management | For | For |
8 | Elect Cynthia H. Milligan | Management | For | For |
9 | Elect Federico F. Pena | Management | For | For |
10 | Elect James H. Quigley | Management | For | For |
11 | Elect Judith M. Runstad | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect John G. Stumpf | Management | For | For |
14 | Elect Susan G. Swenson | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against |
XL GROUP PLC Meeting Date: APR 25, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: XL Security ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Repeal of Classified Board | Management | For | For |
2 | Elect Michael S. McGavick | Management | For | For |
3 | Elect Anne L. Stevens | Management | For | For |
4 | Elect John M. Vereker | Management | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Renewal of Authority to Issue Shares with Preemptive Rights | Management | For | For |
8 | Renewal of Authority to Issue Shares without Preemptive Rights | Management | For | Against |
9 | Amendments to Articles of Association | Management | For | For |
10 | Extend the Term of the Directors Stock and Option Plan | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 22, 2014
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Ellen S. Alberding Ellen S. Alberding | /s/ Stephen P. Munn Stephen P. Munn | |
/s/ Kevin J. Bannon Kevin J. Bannon | /s/ Stuart S. Parker Stuart S. Parker | |
/s/ Scott E. Benjamin Scott E. Benjamin | /s/ James E. Quinn James E. Quinn | |
/s/ Linda W. Bynoe Linda W. Bynoe | /s/ Richard A. Redeker Richard A. Redeker | |
/s/ Keith F. Hartstein Keith F. Hartstein | /s/Robin B. Smith Robin B. Smith | |
/s/ Michael S. Hyland Michael S. Hyland | /s/ Stephen Stoneburn Stephen Stoneburn | |
/s/ Douglas H. McCorkindale Douglas H. McCorkindale | ||
Dated: September 18, 2013 |
POWER OF ATTORNEY
The undersigned Officer of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitutes, appoints and authorizes each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ M. Sadiq Peshimam M. Sadiq Peshimam | ||
Dated: May 12, 2014 |