FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4980
TCW CONVERTIBLE SECURITIES FUND, INC.
(Exact name of registrant as specified in charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of principal executive offices)
Philip K. Holl, Secretary, 865 South Figueroa Street, Los Angeles, CA 90017
(Name and address of agent for service)
Registrant’s telephone number, including area code: (213) 244-0000
Date of Fiscal year-end: 12/31/2005
Date of reporting period: 7/1/2004 - 6/30/2005
| Item 1. | Proxy Voting Record |
Account Name: TCW Convertible Securities Fund
TICKER | CUSIP | MTG DATE | MTG TYPE | For/Agnst Mgmt | ||||||||||||
ISSUER NAME | Proposal Type | Voted? | Vote | |||||||||||||
| Albertson’s Inc | 013104203 | 6/2/05 | Annual | |||||||||||||
1.01 | Elect Henry I. Bryant | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Bonnie Guiton Hill | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect Lawrence R. Johnston | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Kathi P. Seifert | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
3 | Majority vote to elect directors | SHLDR | YES | AGNST | FOR | |||||||||||
4 | Eliminate supermajority provision | SHLDR | YES | FOR | AGNST | |||||||||||
5 | Golden parachutes | SHLDR | YES | FOR | AGNST | |||||||||||
6 | Independent board chairman | SHLDR | YES | AGNST | FOR | |||||||||||
7 | Restrict executive compensation | SHLDR | YES | AGNST | FOR | |||||||||||
Aquila Inc | 03840P409 | 5/4/05 | Annual | |||||||||||||
1.01 | Elect Herman Cain | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Patrick J. Lynch | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect Nicholas J. Singer | MGMT | YES | FOR | FOR | |||||||||||
CenturyTel Inc | 156700403 | 5/12/05 | Annual | |||||||||||||
1.01 | Elect Virginia Boulet | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Calvin Czeschin | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect James B. Gardner | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Gregory J. McCray | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
3 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | |||||||||||
4 | Adopt Director Stock Incentive Plan | MGMT | YES | FOR | FOR | |||||||||||
5 | Approve annual bonus plan | MGMT | YES | FOR | FOR | |||||||||||
Great Plains Energy Inc | GXP | 391164100 | 5/3/05 | Annual | ||||||||||||
1.01 | Elect David L. Bodde | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.02 | Elect Michael J. Chesser | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.03 | Elect William H. Downey | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.04 | Elect Mark A. Ernst | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.05 | Elect Randall C. Ferguson Jr. | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.06 | Elect William K. Hall | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.07 | Elect Luis A. Jimenez | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.08 | Elect James A. Mitchell | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.09 | Elect William C. Nelson | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.1 | Elect Linda Hood Talbott | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.11 | Elect Robert H. West | MGMT | NO | TAKE NO ACTION | ||||||||||||
2 | Ratify selection of auditors | MGMT | NO | TAKE NO ACTION | ||||||||||||
Great Plains Energy Inc | 391164605 | 5/3/05 | Annual | |||||||||||||
1.01 | Elect David L. Bodde | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Michael J. Chesser | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect William H. Downey | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Mark A. Ernst | MGMT | YES | FOR | FOR | |||||||||||
1.05 | Elect Randall C. Ferguson Jr. | MGMT | YES | FOR | FOR | |||||||||||
1.06 | Elect William K. Hall | MGMT | YES | FOR | FOR | |||||||||||
1.07 | Elect Luis A. Jimenez | MGMT | YES | FOR | FOR | |||||||||||
1.08 | Elect James A. Mitchell | MGMT | YES | FOR | FOR | |||||||||||
1.09 | Elect William C. Nelson | MGMT | YES | FOR | FOR | |||||||||||
1.1 | Elect Linda Hood Talbott | MGMT | YES | FOR | FOR | |||||||||||
1.11 | Elect Robert H. West | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
Reinsurance Group of America Inc | 759351307 | 5/25/05 | Annual | |||||||||||||
1.01 | Elect J. Cliff Eason | MGMT | NO | TAKE NO ACTION | ||||||||||||
1.02 | Elect Joseph A. Reali | MGMT | NO | TAKE NO ACTION | ||||||||||||
Sinclair Broadcasting Group | 829226505 | 5/12/05 | Annual | |||||||||||||
1.01 | Elect David D. Smith | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Frederick G. Smith | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect J. Duncan Smith | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Robert E. Smith | MGMT | YES | FOR | FOR | |||||||||||
1.05 | Elect Basil A. Thomas | MGMT | YES | FOR | FOR | |||||||||||
1.06 | Elect Lawrence E. McCanna | MGMT | YES | FOR | FOR | |||||||||||
1.07 | Elect Daniel C. Keith | MGMT | YES | FOR | FOR | |||||||||||
1.08 | Elect Martin Leader | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
St. Paul Travelers Companies | STA | 792860108 | 5/3/05 | Annual | ||||||||||||
1.01 | Elect John H. Dasburg | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Leslie B. Disharoon | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect Janet M. Dolan | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Kenneth M. Duberstein | MGMT | YES | FOR | FOR | |||||||||||
1.05 | Elect Jay S. Fishman | MGMT | YES | FOR | FOR | |||||||||||
1.06 | Elect Lawrence G. Graev | MGMT | YES | FOR | FOR | |||||||||||
1.07 | Elect Thomas R. Hodgson | MGMT | YES | FOR | FOR | |||||||||||
1.08 | Elect Robert I. Lipp | MGMT | YES | FOR | FOR | |||||||||||
1.09 | Elect Blythe J. McGarvie | MGMT | YES | FOR | FOR | |||||||||||
1.1 | Elect Glen D. Nelson | MGMT | YES | FOR | FOR | |||||||||||
1.11 | Elect Clarence Otis Jr. | MGMT | YES | FOR | FOR | |||||||||||
1.12 | Elect Charles W. Scharf | MGMT | YES | FOR | FOR | |||||||||||
1.13 | Elect Laurie J. Thomsen | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
St. Paul Travelers Companies | 792860306 | 5/3/05 | Annual | |||||||||||||
1.01 | Elect John H. Dasburg | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Leslie B. Disharoon | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect Janet M. Dolan | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Kenneth M. Duberstein | MGMT | YES | FOR | FOR | |||||||||||
1.05 | Elect Jay S. Fishman | MGMT | YES | FOR | FOR | |||||||||||
1.06 | Elect Lawrence G. Graev | MGMT | YES | FOR | FOR | |||||||||||
1.07 | Elect Thomas R. Hodgson | MGMT | YES | FOR | FOR | |||||||||||
1.08 | Elect Robert I. Lipp | MGMT | YES | FOR | FOR | |||||||||||
1.09 | Elect Blythe J. McGarvie | MGMT | YES | FOR | FOR | |||||||||||
1.1 | Elect Glen D. Nelson | MGMT | YES | FOR | FOR | |||||||||||
1.11 | Elect Clarence Otis Jr. | MGMT | YES | FOR | FOR | |||||||||||
1.12 | Elect Charles W. Scharf | MGMT | YES | FOR | FOR | |||||||||||
1.13 | Elect Laurie J. Thomsen | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
Xerox Corp | 984121509 | 5/19/05 | Annual | |||||||||||||
1.01 | Elect Glenn A. Britt | MGMT | YES | FOR | FOR | |||||||||||
1.02 | Elect Richard J. Harrington | MGMT | YES | FOR | FOR | |||||||||||
1.03 | Elect William Curt Hunter | MGMT | YES | FOR | FOR | |||||||||||
1.04 | Elect Vernon E. Jordan Jr. | MGMT | YES | FOR | FOR | |||||||||||
1.05 | Elect Hilmar Kopper | MGMT | YES | FOR | FOR | |||||||||||
1.06 | Elect Ralph S. Larsen | MGMT | YES | FOR | FOR | |||||||||||
1.07 | Elect Robert A. McDonald | MGMT | YES | FOR | FOR | |||||||||||
1.08 | Elect Anne M. Mulcahy | MGMT | YES | FOR | FOR | |||||||||||
1.09 | Elect N. J. Nicholas Jr. | MGMT | YES | FOR | FOR | |||||||||||
1.1 | Elect Ann N. Reese | MGMT | YES | FOR | FOR | |||||||||||
1.11 | Elect Stephen Robert | MGMT | YES | FOR | FOR | |||||||||||
2 | Ratify selection of auditors | MGMT | YES | FOR | FOR | |||||||||||
Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to be have been voted against management’s recommendation, regardless of whether the recommendation is ‘For’ or ‘Against,’ except where management has made no recommendation or has recommended that shareholders ‘Abstain.’
Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item: 1) a ballot market ‘Abstain’ is considered to have been voted for management’s recommendation to ‘Abstain’ and 2) a ballot voted ‘For” or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, the abbreviation “N/A” is used to denote that there is no applicable recommendation compared to which a vote may be ‘For’ or ‘Against’ the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Convertible Securities Fund, Inc. | ||
(Registrant) | ||
By | /s/ Alvin R. Albe, Jr., President and Chief Executive Officer | |
(Signature & Title) | ||
| Date | August 29, 2005 |
