As filed with the Securities and Exchange Commission on August 20, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04980
TCW Strategic Income Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Patrick W. Dennis, Esq.
Vice President and Assistant Secretary
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Item 1. Proxy Voting Record
| | | | | | | | | | | | | | | | |
| Issuer Name | | Ticker | | Security ID | | Meeting
Date | | Proposal Text | | Proponent | | Voted? | | Vote Cast | | For Against
Management |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Francine J. Bovich | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Katie B. Fallon | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect David L. Finkelstein | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Thomas Hamilton | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Kathy H. Hannan | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect John H. Schaefer | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Glenn A. Votek | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Elect Vicki Williams | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Approval of the 2020 Equity Incentive Plan | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| Annaly Capital Management, Inc. | | NLY | | 035710409 | | 5/20/2020 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Voted | | For | | N/A |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Remuneration Report (Advisory) | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Remuneration Policy (Binding) | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Bernard Looney | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Brian Gilvary | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Alison J. Carnwath | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Pamela Daley | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Ian E.L. Davis | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Dame Ann Dowling | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Helge Lund | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Melody B. Meyer | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Brendan R. Nelson | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect Paula Rosput Reynolds | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Elect John Sawers | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Executive Incentive Plan | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authorisation of Political Donations | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| BP plc | | BP | | 055622104 | | 5/27/2020 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | Voted | | Against | | Against |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Wanda M. Austin | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect John B. Frank | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Alice P. Gast | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Enrique Hernandez, Jr. | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Charles W. Moorman IV | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Dambisa F. Moyo | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Debra L. Reed-Klages | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Ronald D. Sugar | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect D. James Umpleby III | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Elect Michael K. Wirth | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | Against | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Formation of Climate Change Committee | | ShrHoldr | | Voted | | Against | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | | Voted | | Against | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | | ShrHoldr | | Voted | | For | | Against |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Report on Human Rights Risks | | ShrHoldr | | Voted | | Against | | For |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| Chevron Corporation | | CVX | | 166764100 | | 5/27/2020 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Charles E. Bunch | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Caroline Maury Devine | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect John V. Faraci | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Jody Freeman | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Gay Huey Evans | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Jeffrey A. Joerres | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Ryan M. Lance | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect William H. McRaven | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Sharmila Mulligan | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Arjun N. Murti | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect Robert A. Niblock | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect David T. Seaton | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Elect R. A. Walker | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | 5/12/2020 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Susan K. Avery | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Angela F. Braly | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Ursula M. Burns | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Kenneth C. Frazier | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Joseph L. Hooley | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Steven A. Kandarian | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Douglas R. Oberhelman | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Samuel J. Palmisano | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect William C. Weldon | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Elect Darren W. Woods | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | Abstain | | Against |
| | | | | | | | | | | | | | | | |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | | Voted | | For | | Against |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Report on Climate-related Activities | | ShrHoldr | | Voted | | Against | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | | ShrHoldr | | Voted | | For | | Against |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Voted | | Against | | For |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | 5/27/2020 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Voted | | Against | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Linda B. Bammann | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Stephen B. Burke | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Todd A. Combs | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect James S. Crown | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect James Dimon | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Timothy P. Flynn | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Mellody Hobson | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Michael A. Neal | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Lee R. Raymond | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Elect Virginia M. Rometty | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Advisory Vote on Executive Compensation | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Ratification of Auditor | | Mgmt | | Voted | | For | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | | Voted | | For | | Against |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | | ShrHoldr | | Voted | | For | | Against |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | | ShrHoldr | | Voted | | Against | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | ShrHoldr | | Voted | | For | | Against |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | ShrHoldr | | Voted | | Against | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | 5/19/2020 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | | Voted | | Against | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Remuneration Policy (Binding) | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Remuneration Report (Advisory) | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Dick Boer | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Andrew Mackenzie | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Martina Hund-Mejean | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Ben Van Beurden | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Neil A.P. Carson | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Ann F. Godbehere | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Euleen GOH Yiu Kiang | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Charles O. Holliday, Jr. | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Catherine J. Hughes | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Sir Nigel Sheinwald | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Jessica Uhl | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Elect Gerrit Zalm | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Appointment of Auditor | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Authority to Set Auditor’s Fees | | Mgmt | | Voted | | For | | For |
| | | | | | | | | | | | | | | | |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Authority to Repurchase Shares | | Mgmt | | Voted | | For | | For |
| Royal Dutch Shell Plc | | RDSB | | 780259206 | | 5/19/2020 | | Shareholder Proposal Regarding GHG Reduction Targets | | ShrHoldr | | Voted | | Against | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Accounts and Reports | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Consolidated Accounts and Reports | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Allocation of Profits/Dividends; Scrip Dividend | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Repurchase and Reissue Shares | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Special Auditors Report on Regulated Agreements | | Mgmt | | Voted | | Against | | Against |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Elect Patricia Barbizet | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Elect Marie-Christine Coisne-Roquette | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Elect Mark Cutifani | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Elect Jerome Contamine | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Remuneration Report | | Mgmt | | Voted | | Abstain | | Against |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Directors’ Fees | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Remuneration of Patrick Pouyanne, Chair and CEO | | Mgmt | | Voted | | Abstain | | Against |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Remuneration Policy (Chair and CEO) | | Mgmt | | Voted | | Abstain | | Against |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Adoption of New Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea (“SE”) and Harmonisation with Law PACTE | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Issue Shares and Convertible Debt Through Private Placement | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Greenshoe | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Increase Capital in Consideration for Contributions In Kind | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Employee Stock Purchase Plan | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Authority to Grant Stock Options | | Mgmt | | Voted | | For | | For |
| Total SA | | FP | | 89151E109 | | 5/29/2020 | | Shareholder Proposal A Regarding GHG Reduction Targets | | ShrHoldr | | Voted | | Against | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
TCW Strategic Income Fund, Inc. |
| | (Registrant) |
| |
| By: | | /s/ David S. DeVito |
| | David S. DeVito |
| | President and Chief Executive Officer |
| |
| | Date: August 20, 2020 |
