PIMCO Funds (the “Registrant”) is an open-end management investment company consisting of 75 separate operational portfolios (“Funds”) for the period ending June 30, 2009. The following provides the proxy voting record for certain Funds. Such Funds held portfolio securities for which certain matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2009 with respect to which the Registrant was entitled to vote on behalf of the Funds. The remaining Funds did not hold portfolio securities for which any matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2009 with respect to which the Registrant was entitled to vote on behalf of the Funds.
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Fund Name | | Issuer Name | | Exchange
Ticker
Symbol | | CUSIP or
ISIN | | Security
Holder
Meeting
Date | | Matter Voted On | | Issuer or
Security
Holder
Proposal | | Vote
Cast
(Y/N?) | | Vote Cast:
For
Against,
Abstain | | Vote Cast
“For” or
“Against”
Management
or “Abstain” |
| PIMCO Convertible Fund | | FIFTH THIRD BANCORP SER G | | N/A | | 316773209 | | 4/21/2009 | | To amend article fourth section (A\2)(D) of the second amended articles of incorporation, as amended, to revise the terms of the authorized, unissued shares of preferred stock, without par value, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Convertible Fund | | PSEG ENERGY EQUITY | | N/A | | 744573106 | | 4/21/2009 | | Ratification of the appointment of Deloitte & Touche LLP as independent auditor for the year 2009. | | Issuer | | Yes | | For | | For |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Election of Director | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Ratify selection of Ernst & Young LLP as independent auditor for the 2009 fiscal year. | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Convertible Fund | | US BANCORP | | N/A | | 902973304 | | 4/21/2009 | | Advisory vote to approve executive compensation program | | Issuer | | Yes | | Abstain | | Abstain |
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| PIMCO Diversified Income Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Diversified Income Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Diversified Income Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Foreign Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Fundamental IndexPLUSTM TR Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Fundamental IndexPLUSTM TR Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Fundamental IndexPLUSTM TR Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (U.S. Dollar-Hedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Global Bond Fund (Unhedged) | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO High Yield Fund | | FIFTH THIRD BANCORP SER G | | N/A | | 316773209 | | 4/21/2009 | | To amend article fourth section (A\2)(D) of the second amended articles of incorporation, as amended, to revise the terms of the authorized, unissued shares of preferred stock, without par value, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Bond Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Bond Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Bond Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO StocksPLUS® Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO StocksPLUS® Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO StocksPLUS® Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A VAR | | N/A | | 42205MAC0 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 6.657% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 6.657% preference court meeting in place of voting at the HBOS 6.657% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A VAR | | N/A | | 42205MAC0 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund | | HBOS PLC 144A VAR | | N/A | | 42205MAC0 | | 12/12/2008 | | Reduction of share capital by cancellation of 6.657% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund III | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund III | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Total Return Fund III | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Portfolio | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | If Bank of New York Mellon as depositary is sole holder of HBOS 5.92% preference shares A 5:00 PM on December 9, 2008, it will consent to approval of preference scheme at HBOS 5.92% preference court meeting in place of voting at the HBOS 5.92% preference court meeting provided that votes received, all as more fully described in the proxy statement. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Portfolio | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Approval of preference share scheme; creation and allotment of new preference shares; amendment of articles; reclassification of preference shares. | | Issuer | | Yes | | For | | For |
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| PIMCO Investment Grade Corporate Portfolio | | HBOS PLC 144A YANKEE | | N/A | | 42205MAA4 | | 12/12/2008 | | Reduction of share capital by cancellation of 5.92% preference shares. | | Issuer | | Yes | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
