PIMCO Funds (the “Registrant”) is an open-end management investment company consisting of 81 separate operational portfolios (“Funds”) for the period ending June 30, 2010. The following provides the proxy voting record for certain Funds. Such Funds held portfolio securities for which certain matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2010 with respect to which the Registrant was entitled to vote on behalf of the Funds. The remaining Funds did not hold portfolio securities for which any matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2010 with respect to which the Registrant was entitled to vote on behalf of the Funds.
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| | | (a) | | (b) | | (c) | | (d) | | (e) | | (f) | | (g) | | (h) | | (i) |
Fund Name | | Security Issuer Name | | Exchange
Ticker
Symbol | | Cusip or
ISIN | | Security
Holder
Meeting
Date | | Matter Voted On | | Proposal by
Issuer or
Security
Holder | | Vote
Cast
(Y/N?) | | Voting Result:
For, Against,
Abstain | | Vote Cast “For”
or “Against”
Management
or “Abstain” |
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PIMCO
Convertible Fund | | Keycorp | | KEY G | | 493267405 | | 5/20/2010 | | 3-Amendment to articles and regulations to revise the voting rights of the Series B preferred stock | | Issuer | | No | | — | | — |
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PIMCO
Global Multi-Asset Fund | | iShares MSCI EAFE Index Fund | | EFA | | 464287465 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares Trust, on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | Yes | | For | | For |
| | | | | | | | | |
PIMCO
International StocksPLUS® TR Strategy Fund (U.S. Dollar Hedged) | | iShares MSCI EAFE Index Fund | | EFA | | 464287465 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares Trust, on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | No | | — | | — |
| | | | | | | | | |
PIMCO
RealRetirement® 2020 Fund | | iShares MSCI Emerging Markets Index Fund | | EEM | | 464287234 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares, Inc., on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | Yes | | For | | For |
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PIMCO
RealRetirement® 2030 Fund | | iShares MSCI Emerging Markets Index Fund | | EEM | | 464287234 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares, Inc., on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | Yes | | For | | For |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 1 - Directors Recommend: A vote for election of the following nominees: 01- John J. Brennan, 02-Charles D. Ellis, 03-Emerson U. Fullwood, 04-Rajiv L. Gupta, 05-Amy Gutmann, 06-Joann Heffernan Heisen, 07-F. William McNabb III,08- Andre F. Perold, 09-Alfred M. Rankin, Jr., 10-Peter F. Volanakis | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2A-To approve updating and standardizing the fund(s) fundamental policies regarding purchasing and selling real estate | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2B-To approve updating and standardizing the fund(s) fundamental policies regarding issuing senior securities | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2C-To approve updating and standardizing the fund(s) fundamental policies regarding borrowing money | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2D-To approve updating and standardizing the fund(s) fundamental policies regarding making loans | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2E-To approve updating and standardizing the fund(s) fundamental policies regarding purchasing and selling commodities | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2F-To approve updating and standardizing the fund(s) fundamental policies regarding concentrating investments in a particular industry or group of industries | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2G-To approve updating and standardizing the fund(s) fundamental polices regarding elimination of outdated fundamental policies not required by law | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2040 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 3-Shareholder Proposal “That the board institute procedures to prevent holding investments in companies that, in the judgment of the board, substantially contribute to genocide or crimes against humanity, the most egregious violations of human rights” | | Share
holder | | No | | — | | — |
| | | | | | | | | |
PIMCO
RealRetirement® 2040 Fund | | iShares MSCI Emerging Markets Index Fund | | EEM | | 464287234 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares, Inc., on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | Yes | | For | | For |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 1 - Directors Recommend: A vote for election of the following nominees: 01- John J. Brennan, 02-Charles D. Ellis, 03-Emerson U. Fullwood, 04-Rajiv L. Gupta, 05-Amy Gutmann, 06-Joann Heffernan Heisen, 07-F. William McNabb III,08- Andre F. Perold, 09-Alfred M. Rankin, Jr., 10-Peter F. Volanakis | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2A-To approve updating and standardizing the fund(s) fundamental policies regarding purchasing and selling real estate | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2B-To approve updating and standardizing the fund(s) fundamental policies regarding issuing senior securities | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2C-To approve updating and standardizing the fund(s) fundamental policies regarding borrowing money | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2D-To approve updating and standardizing the fund(s) fundamental policies regarding making loans | | Issuer | | No | | — | | — |
| | | | | | | | | |
PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2E-To approve updating and standardizing the fund(s) fundamental policies regarding purchasing and selling commodities | | Issuer | | No | | — | | — |
| | | | | | | | | |
PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2F-To approve updating and standardizing the fund(s) fundamental policies regarding concentrating investments in a particular industry or group of industries | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 2G-To approve updating and standardizing the fund(s) fundamental polices regarding elimination of outdated fundamental policies not required by law | | Issuer | | No | | — | | — |
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PIMCO
RealRetirement® 2050 Fund | | Vanguard Emerging Markets Stk Index ETF | | VWO | | 922042858 | | 7/2/2009 | | 3-Shareholder Proposal “That the board institute procedures to prevent holding investments in companies that, in the judgment of the board, substantially contribute to genocide or crimes against humanity, the most egregious violations of human rights” | | Share
holder | | No | | — | | — |
| | | | | | | | | |
PIMCO
RealRetirement® 2050 Fund | | iShares MSCI Emerging Markets Index Fund | | EEM | | 464287234 | | 11/4/2009 | | 1-To approve a new investment advisory agreement between iShares, Inc., on behalf of each of its funds, and BlackRock Fund Advisors | | Issuer | | Yes | | For | | For |
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PIMCO
Total Return Fund III | | XL Capital LTD | | | | 98372PAJ7 | | 4/30/2010 | | S1-To approve the scheme of arrangement proposal, as described in the accompanying preference shareholder circular | | Issuer | | Yes | | Abstain | | Abstain |
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PIMCO
Total Return Fund III | | XL Capital LTD | | | | 98372PAJ7 | | 4/30/2010 | | S2-To approve a motion to adjourn the special scheme meeting to a later date to solicit additional proxies if there are insufficient proxies to approve the scheme of arrangement proposal at the time of the special scheme meeting | | Issuer | | Yes | | Abstain | | Abstain |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
