Jane K. Carten
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Saturna Investment Trust, Sextant Growth Fund (SSGFX, SGZFX)Proxy Voting Record relating to shareholder meetings held from July 1, 2016 through June 30, 2017 |
| JOHNSON CONTROLS, INC. |
| Security | 478366107 | | Meeting Type | Special |
| Ticker Symbol | JCI | | Meeting Date | 17-Aug-2016 |
| ISIN | US4783661071 | | Agenda | 934459315 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED, BY AND AMONG JOHNSON CONTROLS, INC., TYCO INTERNATIONAL PLC AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE "MERGER PROPOSAL") | Management | For | For | For |
| 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE JOHNSON CONTROLS SPECIAL MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL (THE "ADJOURNMENT PROPOSAL") | Management | For | For | For |
| 3. | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO JOHNSON CONTROLS' NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (THE "ADVISORY COMPENSATION PROPOSAL") | Management | For | For | For |
| |
| NIKE, INC. |
| Security | 654106103 | | Meeting Type | Annual |
| Ticker Symbol | NKE | | Meeting Date | 22-Sep-2016 |
| ISIN | US6541061031 | | Agenda | 934466687 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | ALAN B. GRAF, JR. | For | For | For |
| | 2 | MICHELLE A. PELUSO | For | For | For |
| | 3 | PHYLLIS M. WISE | For | For | For |
| 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | For |
| 3. | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For |
| 4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | Against | For |
| 5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 30-Nov-2016 |
| ISIN | US5949181045 | | Agenda | 934491224 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For |
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | For |
| 4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | For |
| 5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | For |
| 6. | SHAREHOLDER PROPOSAL – REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | Against | For |
| |
| HARMAN INTERNATIONAL INDUSTRIES, INC. |
| Security | 413086109 | | Meeting Type | Annual |
| Ticker Symbol | HAR | | Meeting Date | 06-Dec-2016 |
| ISIN | US4130861093 | | Agenda | 934494410 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: JOHN W. DIERCKSEN | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ROBERT NAIL | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ABRAHAM N. REICHENTAL | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: KENNETH M. REISS | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: HELLENE S. RUNTAGH | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: FRANK S. SKLARSKY | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: GARY G. STEEL | Management | For | For | For |
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | For |
| 3. | APPROVE THE AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO PROVIDE THAT OUR COMPANY'S STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE. | Management | For | For | For |
| 4. | APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | For |
| |
| ASHLAND GLOBAL HOLDINGS INC |
| Security | 044186104 | | Meeting Type | Annual |
| Ticker Symbol | ASH | | Meeting Date | 26-Jan-2017 |
| ISIN | | | Agenda | 934513448 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | ELECTION OF DIRECTOR: BRENDAN M. CUMMINS | Management | For | For | For |
| 1.2 | ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY | Management | For | For | For |
| 1.3 | ELECTION OF DIRECTOR: JAY V. IHLENFELD | Management | For | For | For |
| 1.4 | ELECTION OF DIRECTOR: BARRY W. PERRY | Management | For | For | For |
| 1.5 | ELECTION OF DIRECTOR: MARK C. ROHR | Management | For | For | For |
| 1.6 | ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. | Management | For | For | For |
| 1.7 | ELECTION OF DIRECTOR: JANICE J. TEAL | Management | For | For | For |
| 1.8 | ELECTION OF DIRECTOR: MICHAEL J. WARD | Management | For | For | For |
| 1.9 | ELECTION OF DIRECTOR: WILLIAM A. WULFSOHN | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2017. | Management | For | For | For |
| 3. | A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Against | For | Against |
| 4. | THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY. | Management | 1 Year | 1 Year | For |
| |
| COSTCO WHOLESALE CORPORATION |
| Security | 22160K105 | | Meeting Type | Annual |
| Ticker Symbol | COST | | Meeting Date | 26-Jan-2017 |
| ISIN | US22160K1051 | | Agenda | 934514072 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | SUSAN L. DECKER | For | For | For |
| | 2 | RICHARD A. GALANTI | For | For | For |
| | 3 | JOHN W. MEISENBACH | For | For | For |
| | 4 | CHARLES T. MUNGER | For | For | For |
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | For |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| |
| HARMAN INTERNATIONAL INDUSTRIES, INC. |
| Security | 413086109 | | Meeting Type | Special |
| Ticker Symbol | HAR | | Meeting Date | 17-Feb-2017 |
| ISIN | US4130861093 | | Agenda | 934524667 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | ADOPTION OF THE MERGER AGREEMENT: THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED AS OF NOVEMBER 14, 2016, BY AND AMONG HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (THE "COMPANY"), SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS AMERICA, INC. AND SILK DELAWARE, INC. | Management | For | For | For |
| 2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER MERGER- RELATED COMPENSATION: THE PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | For |
| 3. | VOTE ON ADJOURNMENT: THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 28-Feb-2017 |
| ISIN | US0378331005 | | Agenda | 934520556 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | Against | For | Against |
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For |
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING – RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | Against | For |
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | Against | For |
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | Against | For |
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | Against | For |
| 9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | Against | For |
| |
| JOHNSON CONTROLS INTERNATIONAL PLC |
| Security | G51502105 | | Meeting Type | Annual |
| Ticker Symbol | JCI | | Meeting Date | 08-Mar-2017 |
| ISIN | IE00BY7QL619 | | Agenda | 934523968 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DAVID P. ABNEY | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: NATALIE A. BLACK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ALEX A. MOLINAROLI | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE PEROCHENA | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: MARK VERGNANO | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | For |
| 2.A | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | For |
| 2.B | TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | For | For | For |
| 3. | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | For |
| 4. | TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). | Management | For | For | For |
| 5. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 6. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For |
| 7. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JOHNSON CONTROLS INTERNATIONAL PLC 2012 SHARE AND INCENTIVE PLAN. | Management | For | For | For |
| 8. | TO APPROVE THE DIRECTORS' AUTHORITY TO ALLOT SHARES UP TO APPROXIMATELY 33% OF ISSUED SHARE CAPITAL. | Management | For | For | For |
| 9. | TO APPROVE THE WAIVER OF STATUTORY PRE-EMPTION RIGHTS WITH RESPECT TO UP TO 5% OF ISSUED SHARE CAPITAL (SPECIAL RESOLUTION) | Management | For | For | For |
| |
| STARBUCKS CORPORATION |
| Security | 855244109 | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | Meeting Date | 22-Mar-2017 |
| ISIN | US8552441094 | | Agenda | 934524996 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | Against | For | Against |
| 1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | For |
| 1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | For |
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | For |
| 5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | Against | For |
| |
| ADOBE SYSTEMS INCORPORATED |
| Security | 00724F101 | | Meeting Type | Annual |
| Ticker Symbol | ADBE | | Meeting Date | 12-Apr-2017 |
| ISIN | US00724F1012 | | Agenda | 934534581 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: EDWARD BARNHOLT | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ROBERT BURGESS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: FRANK CALDERONI | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JAMES DALEY | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: LAURA DESMOND | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: CHARLES GESCHKE | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: DANIEL ROSENSWEIG | Management | Against | For | Against |
| 1J. | ELECTION OF DIRECTOR: JOHN WARNOCK | Management | For | For | For |
| 2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | Management | For | For | For |
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | For |
| 4. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 5. | APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| |
| STANLEY BLACK & DECKER, INC. |
| Security | 854502101 | | Meeting Type | Annual |
| Ticker Symbol | SWK | | Meeting Date | 20-Apr-2017 |
| ISIN | US8545021011 | | Agenda | 934535088 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: ANDREA J. AYERS | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: PATRICK D. CAMPBELL | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: CARLOS M. CARDOSO | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: DEBRA A. CREW | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: MICHAEL D. HANKIN | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JAMES M. LOREE | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: MARIANNE M. PARRS | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | For |
| 2. | APPROVE 2017 MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For | For |
| 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 4. | RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2017 FISCAL YEAR. | Management | For | For | For |
| |
| VF CORPORATION |
| Security | 918204108 | | Meeting Type | Annual |
| Ticker Symbol | VFC | | Meeting Date | 25-Apr-2017 |
| ISIN | US9182041080 | | Agenda | 934543960 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | RICHARD T. CARUCCI | For | For | For |
| | 2 | JULIANA L. CHUGG | For | For | For |
| | 3 | BENNO DORER | For | For | For |
| | 4 | MARK S. HOPLAMAZIAN | For | For | For |
| | 5 | ROBERT J. HURST | Withheld | For | Against |
| | 6 | LAURA W. LANG | For | For | For |
| | 7 | W. ALAN MCCOLLOUGH | For | For | For |
| | 8 | W. RODNEY MCMULLEN | For | For | For |
| | 9 | CLARENCE OTIS, JR. | For | For | For |
| | 10 | STEVEN E. RENDLE | For | For | For |
| | 11 | CAROL L. ROBERTS | For | For | For |
| | 12 | MATTHEW J. SHATTOCK | Withheld | For | Against |
| | 13 | ERIC C. WISEMAN | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | For | Against |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | For |
| |
| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 28-Apr-2017 |
| ISIN | US0028241000 | | Agenda | 934540697 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | R.J. ALPERN | For | For | For |
| | 2 | R.S. AUSTIN | For | For | For |
| | 3 | S.E. BLOUNT | For | For | For |
| | 4 | E.M. LIDDY | For | For | For |
| | 5 | N. MCKINSTRY | For | For | For |
| | 6 | P.N. NOVAKOVIC | For | For | For |
| | 7 | W.A. OSBORN | For | For | For |
| | 8 | S.C. SCOTT III | For | For | For |
| | 9 | D.J. STARKS | For | For | For |
| | 10 | G.F. TILTON | For | For | For |
| | 11 | M.D. WHITE | For | For | For |
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For | For |
| 3. | SAY ON PAY – AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | SAY WHEN ON PAY – AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE STOCK PROGRAM | Management | For | For | For |
| 6. | APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES. | Management | For | For | For |
| 7. | SHAREHOLDER PROPOSAL – INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Against |
| |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 02-May-2017 |
| ISIN | US1101221083 | | Agenda | 934547538 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: P. J. ARDUINI | Management | Against | For | Against |
| 1B. | ELECTION OF DIRECTOR: R. J. BERTOLINI | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | Against | For | Against |
| 1D. | ELECTION OF DIRECTOR: M. W. EMMENS | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | Against | For | Against |
| 1G. | ELECTION OF DIRECTOR: A. J. LACY | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: D. C. PALIWAL | Management | Against | For | Against |
| 1I. | ELECTION OF DIRECTOR: T. R. SAMUELS | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: G. L. STORCH | Management | Against | For | Against |
| 1K. | ELECTION OF DIRECTOR: V. L. SATO, PH.D. | Management | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For |
| 4. | RE-APPROVAL OF THE MATERIALS TERMS OF THE PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED). | Management | For | For | For |
| 5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN. | Management | Against | For | Against |
| 6. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For |
| 7. | SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | Against | For |
| |
| STRYKER CORPORATION |
| Security | 863667101 | | Meeting Type | Annual |
| Ticker Symbol | SYK | | Meeting Date | 03-May-2017 |
| ISIN | US8636671013 | | Agenda | 934547956 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | Management | Against | For | Against |
| 1B. | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: ALLAN C. GOLSTON (LEAD INDEPENDENT DIRECTOR) | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: KEVIN A. LOBO(CHAIRMAN OF THE BOARD) | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: RONDA E. STRYKER | Management | For | For | For |
| 2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | For |
| 3. | APPROVE THE 2011 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For | For |
| 4. | APPROVE THE 2011 PERFORMANCE INCENTIVE AWARD PLAN, AS AMENDED AND RESTATED. | Management | For | For | For |
| 5. | APPROVE THE 2008 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | Management | For | For | For |
| 6. | RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE BONUS PLAN. | Management | For | For | For |
| 7. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For |
| 8. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| |
| ECOLAB INC. |
| Security | 278865100 | | Meeting Type | Annual |
| Ticker Symbol | ECL | | Meeting Date | 04-May-2017 |
| ISIN | US2788651006 | | Agenda | 934545635 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: DAVID W. MACLENNAN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | For |
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| |
| ALASKA AIR GROUP, INC. |
| Security | 011659109 | | Meeting Type | Annual |
| Ticker Symbol | ALK | | Meeting Date | 04-May-2017 |
| ISIN | US0116591092 | | Agenda | 934552919 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: MARION C. BLAKEY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: DHIREN R. FONSECA | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: DENNIS F. MADSEN | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: HELVI K. SANDVIK | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: ERIC K. YEAMAN | Management | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | 1 Year | 1 Year | For |
| 4. | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | For |
| 5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | For |
| 6. | CONSIDER A STOCKHOLDER PROPOSAL REGARDING CHANGES TO THE COMPANY'S PROXY ACCESS BYLAW. | Shareholder | Against | Against | For |
| |
| CVS HEALTH CORPORATION |
| Security | 126650100 | | Meeting Type | Annual |
| Ticker Symbol | CVS | | Meeting Date | 10-May-2017 |
| ISIN | US1266501006 | | Agenda | 934558707 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | Against | For | Against |
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | For |
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | For |
| 3. | SAY ON PAY – AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | 1 Year | For |
| 5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | For | For | For |
| 6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Against | Against | For |
| 7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | Against | For |
| 8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | Against | For |
| |
| EDWARDS LIFESCIENCES CORPORATION |
| Security | 28176E108 | | Meeting Type | Annual |
| Ticker Symbol | EW | | Meeting Date | 11-May-2017 |
| ISIN | US28176E1082 | | Agenda | 934565005 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: KIERAN T. GALLAHUE | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: LESLIE S. HEISZ | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: MARTHA H. MARSH | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI | Management | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | Management | 1 Year | 1 Year | For |
| 3. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | For |
| 4. | AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM | Management | For | For | For |
| 5. | AMENDMENT AND RESTATEMENT OF THE U.S. EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | For |
| 6. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For |
| |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 16-May-2017 |
| ISIN | US46625H1005 | | Agenda | 934561665 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | Against | For | Against |
| 1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Against | For | Against |
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For |
| 4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | 3 Years | 1 Year | Against |
| 5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | Against |
| 6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | For | Against | Against |
| 7. | CLAWBACK AMENDMENT | Shareholder | For | Against | Against |
| 8. | GENDER PAY EQUITY | Shareholder | For | Against | Against |
| 9. | HOW VOTES ARE COUNTED | Shareholder | For | Against | Against |
| 10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | Against |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 18-May-2017 |
| ISIN | US4370761029 | | Agenda | 934559204 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Management | For | For | For |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | 1 Year | For |
| 5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Against | Against | For |
| 6. | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against | For |
| 7. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Shareholder | Against | Against | For |
| |
| AMGEN INC. |
| Security | 031162100 | | Meeting Type | Annual |
| Ticker Symbol | AMGN | | Meeting Date | 19-May-2017 |
| ISIN | US0311621009 | | Agenda | 934569039 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | Against | For | Against |
| 1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | Against | For | Against |
| 1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | Against | For | Against |
| 1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | For |
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Against | For | Against |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | Against | Against | For |
| |
| AMAZON.COM, INC. |
| Security | 023135106 | | Meeting Type | Annual |
| Ticker Symbol | AMZN | | Meeting Date | 23-May-2017 |
| ISIN | US0231351067 | | Agenda | 934583596 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | Against | For | Against |
| 1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | Against | For | Against |
| 1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | Against | For | Against |
| 1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 3 Years | Against |
| 5. | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | For |
| 6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | Against | Against | For |
| 7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Against | Against | For |
| 8. | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | Against | For |
| |
| EMCOR GROUP, INC. |
| Security | 29084Q100 | | Meeting Type | Annual |
| Ticker Symbol | EME | | Meeting Date | 01-Jun-2017 |
| ISIN | US29084Q1004 | | Agenda | 934590856 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: JOHN W. ALTMEYER | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: STEPHEN W. BERSHAD | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: DAVID A. B. BROWN | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ANTHONY J. GUZZI | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: RICHARD F. HAMM, JR. | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: DAVID H. LAIDLEY | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: CAROL P. LOWE | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: M. KEVIN MCEVOY | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: JERRY E. RYAN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: STEVEN B. SCHWARZWAELDER | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: MICHAEL T. YONKER | Management | For | For | For |
| 2. | APPROVAL BY NON-BINDING ADVISORY VOTE OF EXECUTIVE COMPENSATION. | Management | For | For | For |
| 3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017. | Management | For | For | For |
| 5. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | Shareholder | Against | Against | For |
| |
| FACEBOOK INC. |
| Security | 30303M102 | | Meeting Type | Annual |
| Ticker Symbol | FB | | Meeting Date | 01-Jun-2017 |
| ISIN | US30303M1027 | | Agenda | 934590870 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | MARC L. ANDREESSEN | For | For | For |
| | 2 | ERSKINE B. BOWLES | For | For | For |
| | 3 | S.D.DESMOND-HELLMANN | For | For | For |
| | 4 | REED HASTINGS | Withheld | For | Against |
| | 5 | JAN KOUM | For | For | For |
| | 6 | SHERYL K. SANDBERG | For | For | For |
| | 7 | PETER A. THIEL | Withheld | For | Against |
| | 8 | MARK ZUCKERBERG | For | For | For |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | For | Against | Against |
| 4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | Against | For |
| 5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Against | Against | For |
| 6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | Against | For |
| 7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | For | Against | Against |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 02-Jun-2017 |
| ISIN | US5486611073 | | Agenda | 934594412 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | RAUL ALVAREZ | For | For | For |
| | 2 | ANGELA F. BRALY | For | For | For |
| | 3 | SANDRA B. COCHRAN | For | For | For |
| | 4 | LAURIE Z. DOUGLAS | For | For | For |
| | 5 | RICHARD W. DREILING | For | For | For |
| | 6 | ROBERT L. JOHNSON | For | For | For |
| | 7 | MARSHALL O. LARSEN | For | For | For |
| | 8 | JAMES H. MORGAN | For | For | For |
| | 9 | ROBERT A. NIBLOCK | For | For | For |
| | 10 | BERTRAM L. SCOTT | For | For | For |
| | 11 | ERIC C. WISEMAN | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | For |
| 5. | PROPOSAL REGARDING THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS. | Shareholder | For | Against | Against |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 06-Jun-2017 |
| ISIN | US8725401090 | | Agenda | 934614947 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | For |
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | For | For | For |
| 3. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Management | For | For | For |
| 4. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | Management | For | For | For |
| 5. | ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY- ON-PAY VOTE) | Management | For | For | For |
| 6. | ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES | Management | 1 Year | 1 Year | For |
| 7. | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Shareholder | Against | Against | For |
| 8. | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Shareholder | Against | Against | For |
| 9. | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Shareholder | Against | Against | For |
| 10. | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Shareholder | Against | Against | For |
| |
| ALPHABET INC |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 07-Jun-2017 |
| ISIN | US02079K3059 | | Agenda | 934604946 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | LARRY PAGE | For | For | For |
| | 2 | SERGEY BRIN | For | For | For |
| | 3 | ERIC E. SCHMIDT | For | For | For |
| | 4 | L. JOHN DOERR | For | For | For |
| | 5 | ROGER W. FERGUSON, JR. | For | For | For |
| | 6 | DIANE B. GREENE | For | For | For |
| | 7 | JOHN L. HENNESSY | For | For | For |
| | 8 | ANN MATHER | For | For | For |
| | 9 | ALAN R. MULALLY | For | For | For |
| | 10 | PAUL S. OTELLINI | For | For | For |
| | 11 | K. RAM SHRIRAM | For | For | For |
| | 12 | SHIRLEY M. TILGHMAN | For | For | For |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | For | For | For |
| 4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 3 Years | Against |
| 6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| 10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| 12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| |
| CELGENE CORPORATION |
| Security | 151020104 | | Meeting Type | Annual |
| Ticker Symbol | CELG | | Meeting Date | 14-Jun-2017 |
| ISIN | US1510201049 | | Agenda | 934609023 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | ROBERT J. HUGIN | For | For | For |
| | 2 | MARK J. ALLES | For | For | For |
| | 3 | RICHARD W BARKER D PHIL | For | For | For |
| | 4 | MICHAEL W. BONNEY | For | For | For |
| | 5 | MICHAEL D. CASEY | Withheld | For | Against |
| | 6 | CARRIE S. COX | For | For | For |
| | 7 | MICHAEL A. FRIEDMAN, MD | Withheld | For | Against |
| | 8 | JULIA A. HALLER, M.D. | For | For | For |
| | 9 | GILLA S. KAPLAN, PH.D. | For | For | For |
| | 10 | JAMES J. LOUGHLIN | Withheld | For | Against |
| | 11 | ERNEST MARIO, PH.D. | Withheld | For | Against |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK INCENTIVE PLAN. | Management | For | For | For |
| 4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | For | Against |
| 5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | 1 Year | For |
| 6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | Against | For |
| |
| FLEETCOR TECHNOLOGIES INC. |
| Security | 339041105 | | Meeting Type | Annual |
| Ticker Symbol | FLT | | Meeting Date | 21-Jun-2017 |
| ISIN | US3390411052 | | Agenda | 934620039 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | MICHAEL BUCKMAN | For | For | For |
| | 2 | THOMAS M. HAGERTY | For | For | For |
| | 3 | STEVEN T. STULL | For | For | For |
| 2. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS FLEETCOR'S INDEPENDENT AUDITOR FOR 2017 | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For |
| 4. | FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 3 Years | 3 Years | For |
| 5. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED | Shareholder | For | Against | Against |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 27-Jun-2017 |
| ISIN | US57636Q1040 | | Agenda | 934614935 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | Against | For | Against |
| 1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | For |
| 2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 3 Years | 1 Year | Against |
| 4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES | Management | For | For | For |
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 | Management | For | For | For |
| 6. | CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY | Shareholder | For | Against | Against |
Saturna Investment Trust, Sextant International Fund (SSIFX, SIFZX)Proxy Voting Record relating to shareholder meetings held from July 1, 2016 through June 30, 2017 |
| SINOPHARM GROUP CO. LTD. |
| Security | Y8008N107 | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | 1099 HK | | Meeting Date | 18-Oct-2016 |
| ISIN | CNE100000FN7 | | Agenda | 707423264 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE: "THAT (I) THE ADOPTION OF THE SCHEME (AS DEFINED IN THE CIRCULAR DATED 1 SEPTEMBER 2016 DESPATCHED TO THE SHAREHOLDERS OF THE COMPANY) BY THE COMPANY AND THE DELEGATION OF AUTHORIZATION TO ANY DIRECTOR OF THE COMPANY OR AUTHORIZED REPRESENTATIVE OF THE BOARD TO EXECUTE ANY DOCUMENTS AND INSTRUMENTS AS MAY BE NECESSARY OR INCIDENTAL TO THE ADOPTION OF THE SCHEME AND TO DO ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY OR EXPEDIENT OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME; AND (II) THE BOARD BE AND IS HEREBY AUTHORIZED TO IMPLEMENT THE SCHEME AS WELL AS TO APPROVE GRANTS OF RESTRICTED SHARES UNDER THE SCHEME FROM TIME TO TIME (INCLUDING BUT NOT LIMITED TO THE INITIAL GRANT OF THE SCHEME)" | Management | For | For | For |
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. MA PING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE HIS REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY | Management | For | For | For |
| |
| KOREA ELECTRIC POWER CORPORATION |
| Security | 500631106 | | Meeting Type | Special |
| Ticker Symbol | KEP | | Meeting Date | 24-Oct-2016 |
| ISIN | US5006311063 | | Agenda | 934491464 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 4.1 | ELECTION OF A NON-STANDING DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE CANDIDATE: KIM, JU-SUEN | Management | For | For | For |
| 4.2 | AMENDMENT TO THE ARTICLES OF INCORPORATION OF KEPCO | Management | For | For | For |
| |
| POTASH CORPORATION OF SASKATCHEWAN INC. |
| Security | 73755L107 | | Meeting Type | Special |
| Ticker Symbol | POT | | Meeting Date | 03-Nov-2016 |
| ISIN | CA73755L1076 | | Agenda | 934488885 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX B IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR) APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, POTASH CORPORATION OF SASKATCHEWAN INC. (THE "CORPORATION"), SHAREHOLDERS OF THE CORPORATION, AGRIUM INC., SHAREHOLDERS OF AGRIUM INC. AND A NEWLY-INCORPORATED PARENT ENTITY TO BE FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF THE CORPORATION AND AGRIUM INC., AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | For |
| |
| NICE LTD. |
| Security | 653656108 | | Meeting Type | Special |
| Ticker Symbol | NICE | | Meeting Date | 21-Dec-2016 |
| ISIN | US6536561086 | | Agenda | 934510290 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | | For | |
| 2. | TO AMEND THE COMPANY'S COMPENSATION POLICY FOR OFFICE HOLDERS. | Management | | Take No Action | |
| 2A. | REGARDING PROPOSAL 2.,INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | Management | | Take No Action | |
| |
| SINOPHARM GROUP CO. LTD. |
| Security | Y8008N107 | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | 1099 HK | | Meeting Date | 30-Dec-2016 |
| ISIN | CNE100000FN7 | | Agenda | 707595990 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE (I) THE ISSUE OF THE ACCOUNTS RECEIVABLE ASSET- BACKED SECURITIES IN THE PRC OF NO MORE THAN RMB8 BILLION IN SCALE (THE "ASSET-BACKED SECURITIES"); AND (II) THE AUTHORISATION TO THE BOARD OF DIRECTORS OF THE COMPANY OR THE PERSON(S) AUTHORISED BY IT DEAL WITH ALL SPECIFIC MATTERS PURSUANT TO THE PROPOSAL IN RESPECT OF THE ISSUE OF THE ASSET-BACKED SECURITIES AS SET OUT IN THE NOTICE OF EGM OF THE COMPANY DATED 14 NOVEMBER 2016 | Management | For | For | For |
| |
| KOREA ELECTRIC POWER CORPORATION |
| Security | 500631106 | | Meeting Type | Special |
| Ticker Symbol | KEP | | Meeting Date | 10-Jan-2017 |
| ISIN | US5006311063 | | Agenda | 934519488 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 4.1 | ELECTION OF A STANDING DIRECTOR: MOON, BONG-SOO | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2017 |
| ISIN | US66987V1098 | | Agenda | 934527625 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | For |
| 2. | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | Against | For | Against |
| 3. | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | For |
| 4. | REDUCTION OF SHARE CAPITAL | Management | Against | For | Against |
| 5A. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING | Management | For | For | For |
| 5B. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018 | Management | For | For | For |
| 5C. | ADVISORY VOTE ON THE 2016 COMPENSATION REPORT | Management | Against | For | Against |
| 6A. | RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: JOERG REINHARDT, PH.D. | Management | For | For | For |
| 6B. | RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, M.D., PH.D. | Management | For | For | For |
| 6C. | RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. | Management | For | For | For |
| 6D. | RE-ELECTION OF DIRECTOR: TON BUECHNER | Management | For | For | For |
| 6E. | RE-ELECTION OF DIRECTOR: SRIKANT DATAR, PH.D. | Management | For | For | For |
| 6F. | RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY | Management | For | For | For |
| 6G. | RE-ELECTION OF DIRECTOR: ANN FUDGE | Management | For | For | For |
| 6H. | RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, PH.D. | Management | Against | For | Against |
| 6I. | RE-ELECTION OF DIRECTOR: ANDREAS VON PLANTA, PH.D. | Management | For | For | For |
| 6J. | RE-ELECTION OF DIRECTOR: CHARLES L. SAWYERS, M.D. | Management | For | For | For |
| 6K. | RE-ELECTION OF DIRECTOR: ENRICO VANNI, PH.D. | Management | For | For | For |
| 6L. | RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS | Management | For | For | For |
| 6M. | RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN | Management | For | For | For |
| 7A. | RE-ELECTION TO THE COMPENSATION COMMITTEE: SRIKANT DATAR, PH.D. | Management | For | For | For |
| 7B. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ANN FUDGE | Management | For | For | For |
| 7C. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ENRICO VANNI, PH.D. | Management | For | For | For |
| 7D. | RE-ELECTION TO THE COMPENSATION COMMITTEE: WILLIAM T. WINTERS | Management | Against | For | Against |
| 8. | RE-ELECTION OF THE STATUTORY AUDITOR | Management | For | For | For |
| 9. | RE-ELECTION OF THE INDEPENDENT PROXY | Management | For | For | For |
| 10. | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | Take No Action | |
| |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV |
| Security | 344419106 | | Meeting Type | Annual |
| Ticker Symbol | FMX | | Meeting Date | 16-Mar-2017 |
| ISIN | US3444191064 | | Agenda | 934533894 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO ECONOMICO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | Take No Action | |
| 2. | REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. | Management | For | Take No Action | |
| 3. | APPLICATION OF THE RESULTS FOR THE 2016 FISCAL YEAR, TO INCLUDE A DIVIDEND DECLARATION AND PAYMENT IN CASH, IN MEXICAN PESOS. | Management | For | Take No Action | |
| 4. | PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR THE SHARE REPURCHASE PROGRAM OF THE OWN COMPANY. | Management | For | Take No Action | |
| 5. | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | Abstain | Take No Action | |
| 6. | ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) STRATEGY AND FINANCE, (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | Against | Take No Action | |
| 7. | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S RESOLUTION. | Management | For | Take No Action | |
| 8. | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. | Management | For | Take No Action | |
| |
| KOREA ELECTRIC POWER CORPORATION |
| Security | 500631106 | | Meeting Type | Annual |
| Ticker Symbol | KEP | | Meeting Date | 21-Mar-2017 |
| ISIN | US5006311063 | | Agenda | 934543934 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 4.1 | APPROVAL OF FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2016 | Management | For | For | For |
| 4.2 | APPROVAL OF THE CEILING AMOUNT OF REMUNERATION FOR DIRECTORS IN 2017 | Management | For | For | For |
| 4.3 | ELECTION OF PRESIDENT AND CEO | Management | For | For | For |
| |
| SK TELECOM CO., LTD. |
| Security | 78440P108 | | Meeting Type | Annual |
| Ticker Symbol | SKM | | Meeting Date | 24-Mar-2017 |
| ISIN | US78440P1084 | | Agenda | 934539593 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF FINANCIAL STATEMENTS FOR THE 33RD FISCAL YEAR (FROM JANUARY 1, 2016 TO DECEMBER 31, 2016) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| 2. | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| 3.1 | ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: PARK, JUNG HO) | Management | For | Take No Action | |
| 3.2 | ELECTION OF A NON-EXECUTIVE DIRECTOR* (CANDIDATE: CHO, DAESIK) *DIRECTOR NOT ENGAGED IN REGULAR BUSINESS | Management | For | Take No Action | |
| 3.3 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: LEE, JAE HOON) | Management | For | Take No Action | |
| 3.4 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JAE- HYEON) | Management | For | Take No Action | |
| 3.5 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JUNG- HO) | Management | For | Take No Action | |
| 4.1 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: LEE, JAE HOON) | Management | For | Take No Action | |
| 4.2 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: AHN, JAE- HYEON) | Management | For | Take No Action | |
| 5. | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR 6 DIRECTORS IS KRW 12 BILLION. | Management | For | Take No Action | |
| 6. | APPROVAL OF THE STOCK OPTION GRANT AS SET FORTH IN ITEM 5 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| |
| THE TORONTO-DOMINION BANK |
| Security | 891160509 | | Meeting Type | Annual |
| Ticker Symbol | TD | | Meeting Date | 30-Mar-2017 |
| ISIN | CA8911605092 | | Agenda | 934531458 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| A | DIRECTOR | Management | | | |
| | 1 | WILLIAM E. BENNETT | For | For | For |
| | 2 | AMY W. BRINKLEY | For | For | For |
| | 3 | BRIAN C. FERGUSON | For | For | For |
| | 4 | COLLEEN A. GOGGINS | For | For | For |
| | 5 | MARY JO HADDAD | For | For | For |
| | 6 | JEAN-RENÉ HALDE | For | For | For |
| | 7 | DAVID E. KEPLER | For | For | For |
| | 8 | BRIAN M. LEVITT | For | For | For |
| | 9 | ALAN N. MACGIBBON | For | For | For |
| | 10 | KAREN E. MAIDMENT | For | For | For |
| | 11 | BHARAT B. MASRANI | For | For | For |
| | 12 | IRENE R. MILLER | For | For | For |
| | 13 | NADIR H. MOHAMED | For | For | For |
| | 14 | CLAUDE MONGEAU | For | For | For |
| B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For |
| C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | For |
| D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | Against |
| E | SHAREHOLDER PROPOSAL B | Shareholder | For | Against | Against |
| F | SHAREHOLDER PROPOSAL C | Shareholder | For | Against | Against |
| G | SHAREHOLDER PROPOSAL D | Shareholder | For | Against | Against |
| H | SHAREHOLDER PROPOSAL E | Shareholder | For | Against | Against |
| I | SHAREHOLDER PROPOSAL F | Shareholder | Against | Against | For |
| J | SHAREHOLDER PROPOSAL G | Shareholder | Against | Against | For |
| |
| WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN |
| Security | ADPV09931 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | WKL NA | | Meeting Date | 20-Apr-2017 |
| ISIN | NL0000395903 | | Agenda | 707824290 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | OPEN MEETING | Non-Voting | | | |
| 2.A | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | | | |
| 2.B | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | | | |
| 2.C | DISCUSS REMUNERATION REPORT | Non-Voting | | | |
| 3.A | ADOPT FINANCIAL STATEMENTS | Management | For | For | For |
| 3.B | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | | | |
| 3.C | IT IS PROPOSED THAT A DIVIDEND OVER THE FISCAL YEAR 2016 WILL BE DECLARED AT EUR 0,79 PER SHARE, FROM WHICH EUR 0,19 PER SHARE HAS BEEN DISTRIBUTED AS INTERIM DIVIDEND IN SEPT EMBER 2016. REMAINS A FINAL DIVIDEND OF EUR 0,60 IN CASH, PAYABLE ON 16 MAY 2017 | Management | For | For | For |
| 4.A | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | For |
| 4.B | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | For |
| 5.A | ELECT FRANS CREMERS TO SUPERVISORY BOARD | Management | For | For | For |
| 5.B | ELECT ANN ZIEGLER TO SUPERVISORY BOARD | Management | For | For | For |
| 6 | REELECT KEVIN ENTRICKEN TO EXECUTIVE BOARD | Management | For | For | For |
| 7.A | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | For | For | For |
| 7.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | For | For |
| 8 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For |
| 9 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For | For |
| 10 | OTHER BUSINESS | Non-Voting | | | |
| 11 | CLOSE MEETING | Non-Voting | | | |
| |
| SHIRE PLC |
| Security | 82481R106 | | Meeting Type | Annual |
| Ticker Symbol | SHPG | | Meeting Date | 25-Apr-2017 |
| ISIN | US82481R1068 | | Agenda | 934576262 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | For |
| 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 82 TO 114 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For | For |
| 3. | TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR. | Management | For | For | For |
| 4. | TO RE-ELECT OLIVIER BOHUON AS A DIRECTOR. | Management | For | For | For |
| 5. | TO RE-ELECT WILLIAM BURNS AS A DIRECTOR. | Management | For | For | For |
| 6. | TO ELECT IAN CLARK AS A DIRECTOR. | Management | For | For | For |
| 7. | TO ELECT GAIL FOSLER AS A DIRECTOR. | Management | For | For | For |
| 8. | TO RE-ELECT DR. STEVEN GILLIS AS A DIRECTOR. | Management | For | For | For |
| 9. | TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR. | Management | For | For | For |
| 10. | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR. | Management | For | For | For |
| 11. | TO RE-ELECT SARA MATHEW AS A DIRECTOR. | Management | For | For | For |
| 12. | TO RE-ELECT ANNE MINTO AS A DIRECTOR. | Management | For | For | For |
| 13. | TO RE-ELECT DR. FLEMMING ORNSKOV AS A DIRECTOR. | Management | For | For | For |
| 14. | TO RE-ELECT JEFFREY POULTON AS A DIRECTOR. | Management | For | For | For |
| 15. | TO ELECT ALBERT STROUCKEN AS A DIRECTOR. | Management | For | For | For |
| 16. | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | For | For | For |
| 17. | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR. | Management | For | For | For |
| 18. | THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 15,104,181.75 OF RELEVANT SECURITIES AND (B) SOLELY IN CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | For |
| 19. | THAT, SUBJECT TO THE PASSING OF RESOLUTION 18, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 2,265,627.25 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 25, 2017, AND ENDING ON THE EARLIER OF THE CLOSE OF ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | For |
| 20. | THAT, SUBJECT TO THE PASSING OF RESOLUTIONS 18 AND 19 AND FOR THE PURPOSE OF THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES AND RENEWED BY RESOLUTION 19, THE NON PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE INCREASED FROM 2,265,627.25 TO 4,531,254.50 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | For |
| 21. | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 90,625,090, (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE, (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | For |
| 22. | THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | For | For |
| 23. | TO APPROVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | Management | For | For | For |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 26-Apr-2017 |
| ISIN | USN070592100 | | Agenda | 934540522 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 4 | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2016, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management | For | For | For |
| 5 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management | For | For | For |
| 6 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management | For | For | For |
| 8 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.20 PER ORDINARY SHARE | Management | For | For | For |
| 9 | PROPOSAL TO ADOPT THE REVISED REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | For |
| 10 | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management | For | For | For |
| 11 | PROPOSAL TO APPROVE THE NUMBER OF STOCK OPTIONS AND/OR SHARES FOR EMPLOYEES | Management | For | For | For |
| 13A | PROPOSAL TO REAPPOINT MS. P.F.M. (PAULINE) VAN DER MEER MOHR AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13B | PROPOSAL TO REAPPOINT MS. C.M.S. (CARLA) SMITS-NUSTELING AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13C | PROPOSAL TO REAPPOINT MR. D.A. (DOUG) GROSE AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13D | PROPOSAL TO REAPPOINT MR. W.H. (WOLFGANG) ZIEBART AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 14 | PROPOSAL TO ADJUST THE REMUNERATION OF THE SUPERVISORY BOARD | Management | For | For | For |
| 15 | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2018 | Management | For | For | For |
| 16A | AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES (5%) | Management | For | For | For |
| 16B | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | For |
| 16C | AUTHORIZATION TO ISSUE SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES (5%) | Management | For | For | For |
| 16D | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | For |
| 17A | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES: AUTHORIZATION TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For | For |
| 17B | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES: AUTHORIZATION TO REPURCHASE ADDITIONAL ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For | For |
| 18 | PROPOSAL TO CANCEL ORDINARY SHARES | Management | For | For | For |
| |
| BCE INC. |
| Security | 05534B760 | | Meeting Type | Annual |
| Ticker Symbol | BCE | | Meeting Date | 26-Apr-2017 |
| ISIN | CA05534B7604 | | Agenda | 934549998 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | DIRECTOR | Management | | | |
| | 1 | B.K. ALLEN | For | For | For |
| | 2 | S. BROCHU | For | For | For |
| | 3 | R.E. BROWN | For | For | For |
| | 4 | G.A. COPE | For | For | For |
| | 5 | D.F. DENISON | For | For | For |
| | 6 | R.P. DEXTER | For | For | For |
| | 7 | I. GREENBERG | For | For | For |
| | 8 | K. LEE | For | For | For |
| | 9 | M.F. LEROUX | For | For | For |
| | 10 | G.M. NIXON | For | For | For |
| | 11 | C. ROVINESCU | For | For | For |
| | 12 | K. SHERIFF | For | For | For |
| | 13 | R.C. SIMMONDS | For | For | For |
| | 14 | P.R. WEISS | For | For | For |
| 02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | For |
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | For | For |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 26-Apr-2017 |
| ISIN | USN070592100 | | Agenda | 934572810 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 4 | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2016, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management | For | For | For |
| 5 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management | For | For | For |
| 6 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management | For | For | For |
| 8 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.20 PER ORDINARY SHARE | Management | For | For | For |
| 9 | PROPOSAL TO ADOPT THE REVISED REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | For |
| 10 | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management | For | For | For |
| 11 | PROPOSAL TO APPROVE THE NUMBER OF STOCK OPTIONS AND/OR SHARES FOR EMPLOYEES | Management | For | For | For |
| 13A | PROPOSAL TO REAPPOINT MS. P.F.M. (PAULINE) VAN DER MEER MOHR AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13B | PROPOSAL TO REAPPOINT MS. C.M.S. (CARLA) SMITS-NUSTELING AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13C | PROPOSAL TO REAPPOINT MR. D.A. (DOUG) GROSE AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 13D | PROPOSAL TO REAPPOINT MR. W.H. (WOLFGANG) ZIEBART AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For |
| 14 | PROPOSAL TO ADJUST THE REMUNERATION OF THE SUPERVISORY BOARD | Management | For | For | For |
| 15 | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2018 | Management | For | For | For |
| 16A | AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES (5%) | Management | For | For | For |
| 16B | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | For |
| 16C | AUTHORIZATION TO ISSUE SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES (5%) | Management | For | For | For |
| 16D | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | For |
| 17A | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES: AUTHORIZATION TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For | For |
| 17B | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES: AUTHORIZATION TO REPURCHASE ADDITIONAL ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | For | For | For |
| 18 | PROPOSAL TO CANCEL ORDINARY SHARES | Management | For | For | For |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 27-Apr-2017 |
| ISIN | US9047677045 | | Agenda | 934557781 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | Against | For | Against |
| 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | For |
| 3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For |
| 4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | For |
| 5. | TO RE-ELECT MR N S ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 6. | TO RE-ELECT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 7. | TO RE-ELECT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 8. | TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 10. | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 11. | TO RE-ELECT MS M MA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 12. | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 13. | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | For |
| 15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | For |
| 16. | TO RE-ELECT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 17. | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | For |
| 19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For |
| 20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | Against | For | Against |
| 21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | For |
| 22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | Against | For | Against |
| 23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | For |
| 24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For |
| 25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | Against | For | Against |
| |
| POTASH CORPORATION OF SASKATCHEWAN INC. |
| Security | 73755L107 | | Meeting Type | Annual |
| Ticker Symbol | POT | | Meeting Date | 09-May-2017 |
| ISIN | CA73755L1076 | | Agenda | 934551587 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | DIRECTOR | Management | | | |
| | 1 | C.M. BURLEY | For | For | For |
| | 2 | D.G. CHYNOWETH | For | For | For |
| | 3 | J.W. ESTEY | For | For | For |
| | 4 | G.W. GRANDEY | For | For | For |
| | 5 | C.S. HOFFMAN | For | For | For |
| | 6 | A.D. LABERGE | For | For | For |
| | 7 | C.E. MADERE | For | For | For |
| | 8 | K.G. MARTELL | For | For | For |
| | 9 | A.W. REGENT | For | For | For |
| | 10 | J.E. TILK | For | For | For |
| | 11 | Z.A. YUJNOVICH | For | For | For |
| 02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Management | For | For | For |
| 03 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | For |
| |
| TELUS CORPORATION |
| Security | 87971M103 | | Meeting Type | Annual |
| Ticker Symbol | TU | | Meeting Date | 11-May-2017 |
| ISIN | CA87971M1032 | | Agenda | 934574686 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | DIRECTOR | Management | | | |
| | 1 | R.H. (DICK) AUCHINLECK | For | For | For |
| | 2 | RAYMOND T. CHAN | For | For | For |
| | 3 | STOCKWELL DAY | For | For | For |
| | 4 | LISA DE WILDE | For | For | For |
| | 5 | DARREN ENTWISTLE | For | For | For |
| | 6 | MARY JO HADDAD | For | For | For |
| | 7 | KATHY KINLOCH | For | For | For |
| | 8 | JOHN S. LACEY | For | For | For |
| | 9 | WILLIAM A. MACKINNON | For | For | For |
| | 10 | JOHN MANLEY | For | For | For |
| | 11 | SARABJIT MARWAH | For | For | For |
| | 12 | CLAUDE MONGEAU | For | For | For |
| | 13 | DAVID L. MOWAT | For | For | For |
| 02 | APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | For |
| 03 | ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | For |
| |
| BASF SE |
| Security | 055262505 | | Meeting Type | Annual |
| Ticker Symbol | BASFY | | Meeting Date | 12-May-2017 |
| ISIN | US0552625057 | | Agenda | 934588128 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 2. | APPROPRIATION OF PROFIT | Management | For | For | For |
| 3. | FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For |
| 4. | FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE BOARD OF EXECUTIVE DIRECTORS | Management | For | For | For |
| 5. | APPOINTMENT OF THE AUDITOR FOR THE FINANCIAL YEAR 2017 | Management | For | For | For |
| 6. | AUTHORIZATION TO BUY BACK SHARES | Management | For | For | For |
| 7. | AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND BONDS WITH WARRANTS AS WELL AS CREATION OF CONDITIONAL CAPITAL 2017 | Management | For | For | For |
| 8. | AMENDMENT OF ARTICLE 14 OF THE STATUTES (COMPENSATION OF THE SUPERVISORY BOARD) | Management | For | For | For |
| |
| TOTAL S.A. |
| Security | 89151E109 | | Meeting Type | Annual |
| Ticker Symbol | TOT | | Meeting Date | 26-May-2017 |
| ISIN | US89151E1091 | | Agenda | 934616080 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 3. | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2016 FISCAL YEAR IN SHARES | Management | For | For | For |
| 4. | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2017 FISCAL YEAR IN SHARES – DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | For |
| 5. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | For |
| 6. | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Management | For | For | For |
| 7. | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE- ROQUETTE AS A DIRECTOR | Management | For | For | For |
| 8. | APPOINTMENT OF MR. MARK CUTIFANI AS A DIRECTOR | Management | For | For | For |
| 9. | APPOINTMENT OF MR. CARLOS TAVARES AS A DIRECTOR | Management | For | For | For |
| 10. | AGREEMENTS COVERED BY ARTICLE L. 225-38 AND SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | For |
| 11. | OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 12. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR THE DETERMINATION, BREAKDOWN AND ALLOCATION OF THE FIXED, VARIABLE AND EXTRAORDINARY COMPONENTS OF THE TOTAL COMPENSATION (INCLUDING IN-KIND BENEFITS) ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 13. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | Management | For | For | For |
| |
| BELMOND LTD. |
| Security | G1154H107 | | Meeting Type | Annual |
| Ticker Symbol | BEL | | Meeting Date | 01-Jun-2017 |
| ISIN | BMG1154H1079 | | Agenda | 934597672 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | HARSHA V. AGADI | For | For | For |
| | 2 | ROLAND A. HERNANDEZ | For | For | For |
| | 3 | MITCHELL C. HOCHBERG | For | For | For |
| | 4 | RUTH A. KENNEDY | For | For | For |
| | 5 | IAN LIVINGSTON | For | For | For |
| | 6 | DEMETRA PINSENT | For | For | For |
| | 7 | GAIL REBUCK | For | For | For |
| | 8 | H. ROELAND VOS | For | For | For |
| 2. | APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM'S REMUNERATION. | Management | For | For | For |
| |
| MERCADOLIBRE, INC. |
| Security | 58733R102 | | Meeting Type | Annual |
| Ticker Symbol | MELI | | Meeting Date | 13-Jun-2017 |
| ISIN | US58733R1023 | | Agenda | 934612450 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | SUSAN SEGAL | For | For | For |
| | 2 | MARIO EDUARDO VAZQUEZ | Withheld | For | Against |
| | 3 | ALEJANDRO N. AGUZIN | For | For | For |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & CO. S.A. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| |
| TOYOTA MOTOR CORPORATION |
| Security | 892331307 | | Meeting Type | Annual |
| Ticker Symbol | TM | | Meeting Date | 14-Jun-2017 |
| ISIN | US8923313071 | | Agenda | 934634254 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1.1 | ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA | Management | Against | Take No Action | |
| 1.2 | ELECTION OF DIRECTOR: SHIGERU HAYAKAWA | Management | For | Take No Action | |
| 1.3 | ELECTION OF DIRECTOR: AKIO TOYODA | Management | For | Take No Action | |
| 1.4 | ELECTION OF DIRECTOR: DIDIER LEROY | Management | For | Take No Action | |
| 1.5 | ELECTION OF DIRECTOR: SHIGEKI TERASHI | Management | For | Take No Action | |
| 1.6 | ELECTION OF DIRECTOR: OSAMU NAGATA | Management | For | Take No Action | |
| 1.7 | ELECTION OF DIRECTOR: IKUO UNO | Management | Against | Take No Action | |
| 1.8 | ELECTION OF DIRECTOR: HARUHIKO KATO | Management | Against | Take No Action | |
| 1.9 | ELECTION OF DIRECTOR: MARK T. HOGAN | Management | Against | Take No Action | |
| 2. | ELECTION OF 1 SUBSTITUTE AUDIT & SUPERVISORY BOARD MEMBER: RYUJI SAKAI | Management | For | Take No Action | |
| 3. | PAYMENT OF BONUSES TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 4. | REVISION OF THE AMOUNT OF COMPENSATION PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| |
| CARREFOUR |
| Security | 144430204 | | Meeting Type | Annual |
| Ticker Symbol | CRRFY | | Meeting Date | 15-Jun-2017 |
| ISIN | US1444302046 | | Agenda | 934638567 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR FISCAL YEAR 2016 | Management | For | Take No Action | |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2016 | Management | For | Take No Action | |
| 3. | ALLOCATION OF EARNINGS AND SETTING THE DIVIDEND; OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES | Management | For | Take No Action | |
| 4. | RENEWAL OF THE APPOINTMENT OF BERNARD ARNAULT AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 5. | RENEWAL OF THE APPOINTMENT OF JEAN-LAURENT BONNAFE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 6. | RATIFICATION OF THE APPOINTMENT OF FLAVIA BUARQUE DE ALMEIDA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 7. | APPOINTMENT OF MARIE-LAURE SAUTY DE CHALON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 8. | APPOINTMENT OF LAN YAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 9. | APPROVAL OF THE DIRECTOR'S ANNUAL ATTENDANCE FEES | Management | For | Take No Action | |
| 10. | RENEWAL OF THE APPOINTMENT OF MAZARS AS STATUTORY AUDITOR | Management | For | Take No Action | |
| 11. | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | Take No Action | |
| 12. | ADVISORY OPINION ON THE COMPONENTS OF COMPENSATION DUE OR AWARDED FOR FISCAL YEAR 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | Take No Action | |
| 13. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, ALLOCATING AND AWARDING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED, FOR THEIR MANDATE, TO THE EXECUTIVE OFFICERS | Management | For | Take No Action | |
| 14. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES FOR A PERIOD OF 18 MONTHS | Management | For | Take No Action | |
| 15. | AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO PROVIDE FOR THE TERMS OF APPOINTMENT OF THE DIRECTORS REPRESENTING EMPLOYEES PURSUANT TO ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | For | Take No Action | |
| 16. | AMENDMENT OF ARTICLES 11 AND 12 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO CHANGE THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD AND THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Against | Take No Action | |
| 17. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 500 MILLION | Management | For | Take No Action | |
| 18. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, BY WAY OF PUBLIC OFFERING OR BY WAY OF PUBLIC OFFERING IMPLEMENTED BY THE COMPANY ON THE SECURITIES OF ANOTHER COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 175 MILLION | Management | For | Take No Action | |
| 19. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, BY WAY OF PRIVATE PLACEMENT, WITHIN THE SCOPE OF ARTICLE L. 411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 175 MILLION | Management | For | Take No Action | |
| 20. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, NOT EXCEEDING 15% OF THE INITIAL CAPITAL INCREASE | Management | For | Take No Action | |
| 21. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES NOT EXCEEDING 10% OF THE SHARE CAPITAL GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | Take No Action | |
| 22. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES AND PROFITS, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 500 MILLION | Management | For | Take No Action | |
| 23. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, CANCELLING THE PREFERENTIAL SUBSCRIPTIONS RIGHTS FOR SHAREHOLDERS, IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 35 MILLION | Management | For | Take No Action | |
| |
| CARREFOUR |
| Security | 144430204 | | Meeting Type | Annual |
| Ticker Symbol | CRRFY | | Meeting Date | 15-Jun-2017 |
| ISIN | US1444302046 | | Agenda | 934643796 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR FISCAL YEAR 2016 | Management | For | Take No Action | |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2016 | Management | For | Take No Action | |
| 3. | ALLOCATION OF EARNINGS AND SETTING THE DIVIDEND; OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES | Management | For | Take No Action | |
| 4. | RENEWAL OF THE APPOINTMENT OF BERNARD ARNAULT AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 5. | RENEWAL OF THE APPOINTMENT OF JEAN-LAURENT BONNAFE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 6. | RATIFICATION OF THE APPOINTMENT OF FLAVIA BUARQUE DE ALMEIDA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 7. | APPOINTMENT OF MARIE-LAURE SAUTY DE CHALON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 8. | APPOINTMENT OF LAN YAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | Take No Action | |
| 9. | APPROVAL OF THE DIRECTOR'S ANNUAL ATTENDANCE FEES | Management | For | Take No Action | |
| 10. | RENEWAL OF THE APPOINTMENT OF MAZARS AS STATUTORY AUDITOR | Management | For | Take No Action | |
| 11. | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | Take No Action | |
| 12. | ADVISORY OPINION ON THE COMPONENTS OF COMPENSATION DUE OR AWARDED FOR FISCAL YEAR 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | Take No Action | |
| 13. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, ALLOCATING AND AWARDING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED, FOR THEIR MANDATE, TO THE EXECUTIVE OFFICERS | Management | For | Take No Action | |
| 14. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES FOR A PERIOD OF 18 MONTHS | Management | For | Take No Action | |
| 15. | AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO PROVIDE FOR THE TERMS OF APPOINTMENT OF THE DIRECTORS REPRESENTING EMPLOYEES PURSUANT TO ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | For | Take No Action | |
| 16. | AMENDMENT OF ARTICLES 11 AND 12 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO CHANGE THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD AND THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Against | Take No Action | |
| 17. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 500 MILLION | Management | For | Take No Action | |
| 18. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, BY WAY OF PUBLIC OFFERING OR BY WAY OF PUBLIC OFFERING IMPLEMENTED BY THE COMPANY ON THE SECURITIES OF ANOTHER COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 175 MILLION | Management | For | Take No Action | |
| 19. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, BY WAY OF PRIVATE PLACEMENT, WITHIN THE SCOPE OF ARTICLE L. 411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 175 MILLION | Management | For | Take No Action | |
| 20. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, NOT EXCEEDING 15% OF THE INITIAL CAPITAL INCREASE | Management | For | Take No Action | |
| 21. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND EQUITY SECURITIES NOT EXCEEDING 10% OF THE SHARE CAPITAL GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOTMENT OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | Take No Action | |
| 22. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES AND PROFITS, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 500 MILLION | Management | For | Take No Action | |
| 23. | AUTHORIZATION GRANTED FOR A PERIOD OF 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, CANCELLING THE PREFERENTIAL SUBSCRIPTIONS RIGHTS FOR SHAREHOLDERS, IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 35 MILLION | Management | For | Take No Action | |
| |
| NICE LTD. |
| Security | 653656108 | | Meeting Type | Annual |
| Ticker Symbol | NICE | | Meeting Date | 27-Jun-2017 |
| ISIN | US6536561086 | | Agenda | 934641499 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DAVID KOSTMAN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: RIMON BEN- SHAOUL | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) EHRLICH | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: LEO APOTHEKER | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JOE COWAN | Management | For | For | For |
| 2. | TO APPROVE A GRANT OF OPTIONS AND RESTRICTED SHARE UNITS TO THE COMPANY'S NON-EXECUTIVE DIRECTORS. | Management | For | For | For |
| 3. | TO APPROVE A ONE-TIME GRANT OF OPTIONS TO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | Take No Action | |
| 3A. | INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | Take No Action | |
| 4. | TO APPROVE CERTAIN COMPONENTS OF OUR CHIEF EXECUTIVE OFFICER'S COMPENSATION. | Management | For | Take No Action | |
| 4A. | INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | Take No Action | |
| 5. | TO RE-APPOINT THE COMPANY'S INDEPENDENT AUDITORS AND TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. |
| Security | 606822104 | | Meeting Type | Annual |
| Ticker Symbol | MTU | | Meeting Date | 29-Jun-2017 |
| ISIN | US6068221042 | | Agenda | 934648809 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROPRIATION OF SURPLUS | Management | For | For | For |
| 2A. | ELECTION OF DIRECTOR: HIROSHI KAWAKAMI | Management | For | For | For |
| 2B. | ELECTION OF DIRECTOR: YUKO KAWAMOTO | Management | For | For | For |
| 2C. | ELECTION OF DIRECTOR: HARUKA MATSUYAMA | Management | For | For | For |
| 2D. | ELECTION OF DIRECTOR: TOBY S. MYERSON | Management | For | For | For |
| 2E. | ELECTION OF DIRECTOR: TSUTOMU OKUDA | Management | For | For | For |
| 2F. | ELECTION OF DIRECTOR: YUKIHIRO SATO | Management | For | For | For |
| 2G. | ELECTION OF DIRECTOR: TARISA WATANAGASE | Management | For | For | For |
| 2H. | ELECTION OF DIRECTOR: AKIRA YAMATE | Management | For | For | For |
| 2I. | ELECTION OF DIRECTOR: TAKEHIKO SHIMAMOTO | Management | For | For | For |
| 2J. | ELECTION OF DIRECTOR: JUNICHI OKAMOTO | Management | For | For | For |
| 2K. | ELECTION OF DIRECTOR: KIYOSHI SONO | Management | For | For | For |
| 2L. | ELECTION OF DIRECTOR: TAKASHI NAGAOKA | Management | For | For | For |
| 2M. | ELECTION OF DIRECTOR: MIKIO IKEGAYA | Management | For | For | For |
| 2N. | ELECTION OF DIRECTOR: KANETSUGU MIKE | Management | For | For | For |
| 2O. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | For |
| 2P. | ELECTION OF DIRECTOR: TADASHI KURODA | Management | For | For | For |
| 2Q. | ELECTION OF DIRECTOR: MUNEAKI TOKUNARI | Management | For | For | For |
| 2R. | ELECTION OF DIRECTOR: MASAMICHI YASUDA | Management | For | For | For |
| 3. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (INDIVIDUAL DISCLOSURE OF COMPENSATION FOR DIRECTORS) | Shareholder | For | Against | Against |
| 4. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SEPARATION OF ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER) | Shareholder | For | Against | Against |
| 5. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A PLAN FOR THE COMPANY'S EMPLOYEES TO BE ABLE TO RETURN TO THEIR JOBS AFTER RUNNING FOR A NATIONAL ELECTION, A MUNICIPAL ELECTION OR A MAYORAL ELECTION) | Shareholder | Against | Against | For |
| 6. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (EXERCISE OF VOTING RIGHTS OF SHARES HELD FOR THE PURPOSE OF STRATEGIC SHAREHOLDINGS) | Shareholder | Against | Against | For |
| 7. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (DISCLOSURE OF POLICIES AND ACTUAL RESULTS OF TRAINING FOR DIRECTORS) | Shareholder | For | Against | Against |
| 8. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO COMMUNICATION AND RESPONSE BETWEEN SHAREHOLDERS AND DIRECTORS) | Shareholder | For | Against | Against |
| 9. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO A MECHANISM ENABLING SHAREHOLDERS TO RECOMMEND CANDIDATES FOR DIRECTOR TO THE NOMINATING COMMITTEE AND THEIR EQUAL TREATMENT) | Shareholder | For | Against | Against |
| 10. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PUBLICATION OF PROPOSALS BY SHAREHOLDER IN THE NOTICE OF CONVOCATION WITH AT LEAST 100 PROPOSALS AS THE UPPER LIMIT) | Shareholder | Against | Against | For |
| 11. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF WHISTLE- BLOWING CONTACT ON THE BOARD OF CORPORATE AUDITORS) | Shareholder | Against | Against | For |
| 12. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (HOLDING OF EXECUTIVE COMMITTEE MEETINGS CONSISTING ONLY OF OUTSIDE DIRECTORS WITHOUT THE ATTENDANCE OF REPRESENTATIVE CORPORATE EXECUTIVE OFFICERS) | Shareholder | Against | Against | For |
| 13. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF PROGRAM FOR HIRING WOMEN WHO GAVE UP THEIR CAREER DUE TO CHILDBIRTH AND CHILD REARING AS "SEMI-RECENT COLLEGE GRADUATES" AND ALSO AS CAREER EMPLOYEES AND EXECUTIVES, ETC.) | Shareholder | Against | Against | For |
| 14. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROHIBITION OF DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS) | Shareholder | Against | Against | For |
| 15. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL COMMITTEE TO EXPRESS OPINIONS AS THE COMPANY ON A SERIES OF ACTS OF THE MINISTER OF JUSTICE, KATSUTOSHI KANEDA) | Shareholder | Against | Against | For |
| 16. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL INVESTIGATION COMMITTEE ON THE LOANS TO KENKO CORPORATION) | Shareholder | Against | Against | For |
| 17. | PROPOSAL BY SHAREHOLDER: DISMISSAL OF DIRECTOR HARUKA MATSUYAMA | Shareholder | Against | Against | For |
| 18. | PROPOSAL BY SHAREHOLDER: ELECTION OF DIRECTOR LUCIAN BEBCHUK INSTEAD OF HARUKA MATSUYAMA | Shareholder | Against | Against | For |
| 19. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SUBMISSION OF A REQUEST TO THE BANK OF JAPAN TO REFRAIN FROM DEEPENING THE NEGATIVE INTEREST RATE POLICY) | Shareholder | For | Against | Against |
| |
| SINOPHARM GROUP CO. LTD. |
| Security | Y8008N107 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | 1099 HK | | Meeting Date | 30-Jun-2017 |
| ISIN | CNE100000FN7 | | Agenda | 708186641 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE AUDITORS' REPORT | Management | For | For | For |
| 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| 5 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM ITS REMUNERATION DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD | Management | For | For | For |
| 6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM ITS REMUNERATION DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD | Management | For | For | For |
| 7 | TO CONSIDER AND AUTHORIZE THE BOARD TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") FOR THE YEAR ENDING 31 DECEMBER 2017 | Management | For | For | For |
| 8 | TO CONSIDER AND AUTHORIZE THE SUPERVISORY COMMITTEE TO DETERMINE THE REMUNERATION OF THE SUPERVISORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 | Management | For | For | For |
| 9 | TO CONSIDER AND APPROVE THE DELEGATION OF THE POWER TO THE BOARD TO APPROVE THE GUARANTEES IN FAVOR OF THIRD PARTIES WITH AN AGGREGATE TOTAL VALUE OF NOT MORE THAN 30% OF THE LATEST AUDITED TOTAL ASSETS OF THE COMPANY OVER A PERIOD OF 12 MONTHS; AND IF THE ABOVE DELEGATION IS NOT CONSISTENT WITH, COLLIDES WITH OR CONFLICTS WITH THE REQUIREMENTS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES (THE "HONG KONG LISTING RULES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "HONG KONG STOCK EXCHANGE") OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE, THE REQUIREMENTS UNDER THE HONG KONG LISTING RULES OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE SHOULD BE FOLLOWED | Management | Abstain | For | Against |
| 10 | TO CONSIDER AND APPROVE TO GRANT A GENERAL MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL WITH DOMESTIC SHARES AND/OR H SHARES (DETAILS OF THIS RESOLUTION WERE CONTAINED IN THE NOTICE) | Management | For | For | For |
| |
Saturna Investment Trust, Sextant Core Fund (SCORX)Proxy Voting Record relating to shareholder meetings held from July 1, 2016 through June 30, 2017 |
| AKORN, INC. |
| Security | 009728106 | | Meeting Type | Annual |
| Ticker Symbol | AKRX | | Meeting Date | 01-Jul-2016 |
| ISIN | US0097281069 | | Agenda | 934429437 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | JOHN KAPOOR, PHD | For | For | For |
| | 2 | KENNETH ABRAMOWITZ | For | For | For |
| | 3 | ADRIENNE GRAVES, PHD | For | For | For |
| | 4 | RONALD JOHNSON | For | For | For |
| | 5 | STEVEN MEYER | For | For | For |
| | 6 | TERRY ALLISON RAPPUHN | For | For | For |
| | 7 | BRIAN TAMBI | For | For | For |
| | 8 | ALAN WEINSTEIN | For | For | For |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2016. | Management | For | For | For |
| 3. | PROPOSAL TO APPROVE, THROUGH A NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM AS DESCRIBED IN THE COMPANY'S 2016 PROXY STATEMENT. | Management | For | For | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 10-Aug-2016 |
| ISIN | US9839191015 | | Agenda | 934452917 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DENNIS SEGERS | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: SAAR GILLAI | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: RONALD S. JANKOV | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: THOMAS H. LEE | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ALBERT A. PIMENTEL | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | For | For | For |
| 1I | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | Management | For | For | For |
| 2. | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES AND TO LIMIT THE AGGREGATE EQUITY AND CASH COMPENSATION FOR EACH NON-EMPLOYEE DIRECTOR TO NO MORE THAN $750,000 PER FISCAL YEAR | Management | For | For | For |
| 3. | PROPOSAL TO APPROVE CERTAIN PROVISIONS OF THE COMPANY'S 2007 ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | For |
| 4. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | For |
| 5. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR FISCAL 2017 | Management | For | For | For |
| |
| ORACLE CORPORATION |
| Security | 68389X105 | | Meeting Type | Annual |
| Ticker Symbol | ORCL | | Meeting Date | 16-Nov-2016 |
| ISIN | US68389X1054 | | Agenda | 934483556 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | JEFFREY S. BERG | For | For | For |
| | 2 | H. RAYMOND BINGHAM | For | For | For |
| | 3 | MICHAEL J. BOSKIN | For | For | For |
| | 4 | SAFRA A. CATZ | For | For | For |
| | 5 | BRUCE R. CHIZEN | For | For | For |
| | 6 | GEORGE H. CONRADES | For | For | For |
| | 7 | LAWRENCE J. ELLISON | For | For | For |
| | 8 | HECTOR GARCIA-MOLINA | For | For | For |
| | 9 | JEFFREY O. HENLEY | For | For | For |
| | 10 | MARK V. HURD | For | For | For |
| | 11 | RENEE J. JAMES | For | For | For |
| | 12 | LEON E. PANETTA | For | For | For |
| | 13 | NAOMI O. SELIGMAN | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | For |
| 4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | Against | Against | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Special |
| Ticker Symbol | NXPI | | Meeting Date | 27-Jan-2017 |
| ISIN | NL0009538784 | | Agenda | 934520897 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 3.A | THE PROPOSAL TO APPOINT MR. STEVE MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | For |
| 3.B | THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 3.C | THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | For |
| 3.D | THE PROPOSAL TO APPOINT MR. DONALD J. ROSENBERG AS NON- EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 3.E | THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | For |
| 4. | THE PROPOSAL TO GRANT FULL AND FINAL DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 5.A | THE PROPOSAL TO APPROVE OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRESHOLD. | Management | For | For | For |
| 5.B | THE PROPOSAL TO (I) DISSOLVE NXP (II) APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 6.A | THE PROPOSAL TO AMEND NXP'S ARTICLES OF ASSOCIATION, SUBJECT TO CLOSING. | Management | For | For | For |
| 6.B | THE PROPOSAL TO CONVERT NXP AND AMEND THE ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. | Management | For | For | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 28-Feb-2017 |
| ISIN | US0378331005 | | Agenda | 934520556 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | Against | For | Against |
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For |
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING – RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | Against | For |
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | Against | For |
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | Against | For |
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | Against | For |
| 9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | Against | For |
| |
| SKANDINAVISKA ENSKILDA BANKEN AB, STOCKHOLM |
| Security | W25381141 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | SEBA SS | | Meeting Date | 28-Mar-2017 |
| ISIN | SE0000148884 | | Agenda | 707789458 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 9 | ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management | For | For | For |
| 10 | ALLOCATION OF THE BANK'S PROFIT AS SHOWN IN THE BALANCE SHEET ADOPTED BY THE MEETING: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND OF SEK 5,50 PER SHARE AND THURSDAY, 30 MARCH 2017 AS RECORD DATE FOR THE DIVIDEND. IF THE MEETING DECIDES ACCORDING TO THE PROPOSAL THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON TUESDAY, 4 APRIL 2017 | Management | For | For | For |
| 11 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management | For | For | For |
| 12 | DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS TO BE ELECTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES 11 DIRECTORS AND ONE AUDITOR | Management | For | For | For |
| 13 | DETERMINATION OF REMUNERATION TO THE DIRECTORS AND THE AUDITOR ELECTED BY THE MEETING | Management | For | For | For |
| 14A1 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF JOHAN H. ANDRESEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A2 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SIGNHILD ARNEGARD HANSEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A3 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SAMIR BRIKHO AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A4 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF WINNIE FOK AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A5 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF TOMAS NICOLIN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A6 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SVEN NYMAN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A7 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF JESPER OVESEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A8 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF HELENA SAXON AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A9 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF MARCUS WALLENBERG AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A10 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SARA OHRVALL AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A11 | THE NOMINATION COMMITTEE PROPOSES ELECTION OF JOHAN TORGEBY AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14B | NOMINATION COMMITTEE PROPOSAL FOR CHAIRMAN OF THE BOARD, MARCUS WALLENBERG | Management | For | For | For |
| 15 | ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2018. SHOULD PRICEWATERHOUSECOOPERS AB BE ELECTED, AUTHORISED PUBLIC ACCOUNTANT PETER NYLLINGE WILL BE MAIN RESPONSIBLE | Management | For | For | For |
| 16 | THE BOARD OF DIRECTOR'S PROPOSAL ON GUIDELINES FOR SALARY AND OTHER REMUNERATION FOR THE PRESIDENT AND MEMBERS OF THE GROUP EXECUTIVE COMMITTEE | Management | For | For | For |
| 17.A | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2017: SEB ALL EMPLOYEE PROGRAMME (AEP) 2017 FOR ALL EMPLOYEES IN MOST OF THE COUNTRIES WHERE SEB OPERATES | Management | For | For | For |
| 17.B | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2017: SEB SHARE DEFERRAL PROGRAMME (SDP) 2017 FOR THE GROUP EXECUTIVE COMMITTEE, CERTAIN OTHER SENIOR MANAGERS AND A NUMBER OF OTHER KEY EMPLOYEES | Management | For | For | For |
| 18.A | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION OF THE BANK'S OWN SHARES IN ITS SECURITIES BUSINESS | Management | For | For | For |
| 18.B | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION AND SALE OF THE BANK'S OWN SHARES FOR CAPITAL PURPOSES AND FOR LONG-TERM EQUITY PROGRAMMES | Management | For | For | For |
| 18.C | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: TRANSFER OF THE BANK'S OWN SHARES TO PARTICIPANTS IN THE 2017 LONG-TERM EQUITY PROGRAMMES | Management | For | For | For |
| 19 | THE BOARD OF DIRECTOR'S PROPOSAL FOR DECISION ON AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLES | Management | For | For | For |
| 20 | THE BOARD OF DIRECTOR'S PROPOSAL ON THE APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT HAVE DELEGATED THEIR BUSINESS TO THE BANK | Management | For | For | For |
| 21.A | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ADOPT A VISION ON ABSOLUTE EQUALITY ON ALL LEVELS WITHIN THE COMPANY BETWEEN MEN AND WOMEN | Management | For | For | For |
| 21.B | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING ALSO THIS VISION IN THE LONG TERM AS WELL AS CLOSELY MONITOR THE DEVELOPMENT ON BOTH THE EQUALITY AND THE ETHNICITY AREA | Management | For | For | For |
| 21.C | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ANNUALLY SUBMIT A REPORT IN WRITING TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management | For | For | For |
| 21.D | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO TAKE NECESSARY ACTIONS TO CREATE A SHAREHOLDER'S ASSOCIATION IN THE COMPANY | Management | For | For | For |
| 21.E | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT A DIRECTOR MAY NOT INVOICE DIRECTOR'S REMUNERATION THROUGH A JURIDICAL PERSON, SWEDISH OR FOREIGN | Management | For | For | For |
| 21.F | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT THE NOMINATION COMMITTEE WHEN PERFORMING ITS ASSIGNMENT SHALL PAY SPECIFIC ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY | Management | For | For | For |
| 21.G | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO SUBMIT A PROPOSAL FOR REPRESENTATION IN THE BOARD AS WELL AS IN THE NOMINATION COMMITTEE FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO THE ANNUAL GENERAL MEETING 2018 (OR AN EXTRA SHAREHOLDERS' MEETING HELD BEFORE THAT) FOR DECISION | Management | For | For | For |
| 21.H | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: IN RELATION TO ITEM E) ABOVE, DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO APPROPRIATE AUTHORITY – IN THE FIRST PLACE THE SWEDISH GOVERNMENT OR THE TAX AUTHORITIES – TO BRING ABOUT A CHANGED REGULATION IN THIS AREA | Management | For | For | For |
| 21.I | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO PERFORM A THOROUGH INVESTIGATION OF THE CONSEQUENCES OF AN ABOLISHMENT OF THE DIFFERENTIATED VOTING POWERS IN SEB, RESULTING IN A PROPOSAL FOR ACTIONS TO BE SUBMITTED TO THE ANNUAL GENERAL MEETING 2018 (OR AN EXTRA SHAREHOLDERS' MEETING HELD BEFORE THAT) FOR DECISION | Management | For | For | For |
| 21.J | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE SWEDISH GOVERNMENT, AND | Management | For | For | For |
| | DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE LAW IN THIS AREA AND ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES | | |
| 21.K | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE SWEDISH GOVERNMENT AND POINT OUT THE NEED OF A COMPREHENSIVE, NATIONAL REGULATION IN THE AREA MENTIONED IN ITEM 22 BELOW, THAT IS INTRODUCTION OF A SO CALLED QUARANTINE FOR POLITICIANS | Management | For | For | For |
| 22 | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION: ARTICLE 6 | Management | For | For | For |
| 23 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |
| |
| THE TORONTO-DOMINION BANK |
| Security | 891160509 | | Meeting Type | Annual |
| Ticker Symbol | TD | | Meeting Date | 30-Mar-2017 |
| ISIN | CA8911605092 | | Agenda | 934531458 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| A | DIRECTOR | Management | |
| | 1 | WILLIAM E. BENNETT | For | For | For |
| | 2 | AMY W. BRINKLEY | For | For | For |
| | 3 | BRIAN C. FERGUSON | For | For | For |
| | 4 | COLLEEN A. GOGGINS | For | For | For |
| | 5 | MARY JO HADDAD | For | For | For |
| | 6 | JEAN-RENÉ HALDE | For | For | For |
| | 7 | DAVID E. KEPLER | For | For | For |
| | 8 | BRIAN M. LEVITT | For | For | For |
| | 9 | ALAN N. MACGIBBON | For | For | For |
| | 10 | KAREN E. MAIDMENT | For | For | For |
| | 11 | BHARAT B. MASRANI | For | For | For |
| | 12 | IRENE R. MILLER | For | For | For |
| | 13 | NADIR H. MOHAMED | For | For | For |
| | 14 | CLAUDE MONGEAU | For | For | For |
| B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For |
| C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | For |
| D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | Against |
| E | SHAREHOLDER PROPOSAL B | Shareholder | For | Against | Against |
| F | SHAREHOLDER PROPOSAL C | Shareholder | For | Against | Against |
| G | SHAREHOLDER PROPOSAL D | Shareholder | For | Against | Against |
| H | SHAREHOLDER PROPOSAL E | Shareholder | For | Against | Against |
| I | SHAREHOLDER PROPOSAL F | Shareholder | Against | Against | For |
| J | SHAREHOLDER PROPOSAL G | Shareholder | Against | Against | For |
| |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 06-Apr-2017 |
| ISIN | US6410694060 | | Agenda | 934543667 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | Management | For | For | For |
| 1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | Management | For | For | For |
| 2. | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | For |
| 3. | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | Management | For | For | For |
| 4AA | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PAUL BULCKE | Management | For | For | For |
| 4AB | RE-ELECTION TO THE BOARD OF DIRECTOR: MR ANDREAS KOOPMANN | Management | For | For | For |
| 4AC | RE-ELECTION TO THE BOARD OF DIRECTOR: MR HENRI DE CASTRIES | Management | For | For | For |
| 4AD | RE-ELECTION TO THE BOARD OF DIRECTOR: MR BEAT W. HESS | Management | For | For | For |
| 4AE | RE-ELECTION TO THE BOARD OF DIRECTOR: MR RENATO FASSBIND | Management | For | For | For |
| 4AF | RE-ELECTION TO THE BOARD OF DIRECTOR: MR STEVEN G. HOCH | Management | For | For | For |
| 4AG | RE-ELECTION TO THE BOARD OF DIRECTOR: MS NAINA LAL KIDWAI | Management | For | For | For |
| 4AH | RE-ELECTION TO THE BOARD OF DIRECTOR: MR JEAN-PIERRE ROTH | Management | For | For | For |
| 4AI | RE-ELECTION TO THE BOARD OF DIRECTOR: MS ANN M. VENEMAN | Management | For | For | For |
| 4AJ | RE-ELECTION TO THE BOARD OF DIRECTOR: MS EVA CHENG | Management | For | For | For |
| 4AK | RE-ELECTION TO THE BOARD OF DIRECTOR: MS RUTH K. ONIANG'O | Management | For | For | For |
| 4AL | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PATRICK AEBISCHER | Management | For | For | For |
| 4BA | ELECTION TO THE BOARD OF DIRECTOR: MR ULF MARK SCHNEIDER | Management | For | For | For |
| 4BB | ELECTION TO THE BOARD OF DIRECTOR: MS URSULA M. BURNS | Management | For | For | For |
| 4C. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR MR PAUL BULCKE | Management | For | For | For |
| 4DA | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | For | For |
| 4DB | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | For | For | For |
| 4DC | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | For | For | For |
| 4DD | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | For | For |
| 4E. | ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | For | For |
| 4F. | ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | For |
| 5A. | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | For |
| 5B. | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | For |
| 6. | IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN | Shareholder | Abstain | Against | Against |
| |
| HP INC. |
| Security | 40434L105 | | Meeting Type | Annual |
| Ticker Symbol | HPQ | | Meeting Date | 17-Apr-2017 |
| ISIN | US40434L1052 | | Agenda | 934533224 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: SHUMEET BANERJI | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CARL BASS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: CHARLES V. BERGH | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: STACY BROWN-PHILPOT | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: STACEY MOBLEY | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: SUBRA SURESH | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | For |
| 2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017 | Management | For | For | For |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE VOTES TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For |
| |
| HONEYWELL INTERNATIONAL INC. |
| Security | 438516106 | | Meeting Type | Annual |
| Ticker Symbol | HON | | Meeting Date | 24-Apr-2017 |
| ISIN | US4385161066 | | Agenda | 934539567 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | For |
| 2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | For |
| 5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | Against | For |
| 6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | Against | For |
| |
| THE PNC FINANCIAL SERVICES GROUP, INC. |
| Security | 693475105 | | Meeting Type | Annual |
| Ticker Symbol | PNC | | Meeting Date | 25-Apr-2017 |
| ISIN | US6934751057 | | Agenda | 934538375 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DANIEL R. HESSE | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: MICHAEL J. WARD | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | For |
| 2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For |
| 4. | RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 2 Years | 1 Year | Against |
| 5. | A SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY REPORT WITH SPECIFIC ADDITIONAL DISCLOSURE, INCLUDING EEOC- DEFINED METRICS. | Shareholder | For | Against | Against |
| |
| PRAXAIR, INC. |
| Security | 74005P104 | | Meeting Type | Annual |
| Ticker Symbol | PX | | Meeting Date | 25-Apr-2017 |
| ISIN | US74005P1049 | | Agenda | 934540899 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | Against | For | Against |
| 1I. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | For |
| 2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | Management | For | For | For |
| 3. | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017 PROXY STATEMENT. | Management | For | For | For |
| 4. | TO RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN AND TO APPROVE SECTION 162(M) PERFORMANCE MEASURES UNDER THE PLAN | Management | For | For | For |
| |
| CANADIAN NATIONAL RAILWAY COMPANY |
| Security | 136375102 | | Meeting Type | Annual |
| Ticker Symbol | CNI | | Meeting Date | 25-Apr-2017 |
| ISIN | CA1363751027 | | Agenda | 934553365 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | DIRECTOR | Management | |
| | 1 | SHAUNEEN BRUDER | For | For | For |
| | 2 | DONALD J. CARTY | For | For | For |
| | 3 | AMB. GORDON D. GIFFIN | For | For | For |
| | 4 | JULIE GODIN | For | For | For |
| | 5 | EDITH E. HOLIDAY | For | For | For |
| | 6 | LUC JOBIN | For | For | For |
| | 7 | V.M. KEMPSTON DARKES | For | For | For |
| | 8 | THE HON. DENIS LOSIER | For | For | For |
| | 9 | THE HON. KEVIN G. LYNCH | For | For | For |
| | 10 | JAMES E. O'CONNOR | For | For | For |
| | 11 | ROBERT PACE | For | For | For |
| | 12 | ROBERT L. PHILLIPS | For | For | For |
| | 13 | LAURA STEIN | For | For | For |
| 02 | APPOINTMENT OF KPMG LLP AS AUDITORS. | Management | For | For | For |
| 03 | NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 9 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | For |
| |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Type | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 27-Apr-2017 |
| ISIN | US4781601046 | | Agenda | 934537284 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | For |
| 2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | 1 Year | For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For |
| 4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Management | For | For | For |
| 5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | For |
| 6. | SHAREHOLDER PROPOSAL – INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | Against |
| |
| PFIZER INC. |
| Security | 717081103 | | Meeting Type | Annual |
| Ticker Symbol | PFE | | Meeting Date | 27-Apr-2017 |
| ISIN | US7170811035 | | Agenda | 934540798 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | Against | For | Against |
| 1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | Against | For | Against |
| 1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | Against | For | Against |
| 1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | Against | For | Against |
| 2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | For |
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Against | For | Against |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For |
| 5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | Against | For |
| 6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | Against | For |
| 7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | For | Against | Against |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 27-Apr-2017 |
| ISIN | US9047677045 | | Agenda | 934557781 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | Against | For | Against |
| 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | For |
| 3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For |
| 4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | For |
| 5. | TO RE-ELECT MR N S ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 6. | TO RE-ELECT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 7. | TO RE-ELECT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 8. | TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 10. | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 11. | TO RE-ELECT MS M MA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 12. | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 13. | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | For |
| 15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | For |
| 16. | TO RE-ELECT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 17. | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For |
| 18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | For |
| 19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For |
| 20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | Against | For | Against |
| 21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | For |
| 22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | Against | For | Against |
| 23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | For |
| 24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For |
| 25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | Against | For | Against |
| |
| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 28-Apr-2017 |
| ISIN | US0028241000 | | Agenda | 934540697 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | R.J. ALPERN | For | For | For |
| | 2 | R.S. AUSTIN | For | For | For |
| | 3 | S.E. BLOUNT | For | For | For |
| | 4 | E.M. LIDDY | For | For | For |
| | 5 | N. MCKINSTRY | For | For | For |
| | 6 | P.N. NOVAKOVIC | For | For | For |
| | 7 | W.A. OSBORN | For | For | For |
| | 8 | S.C. SCOTT III | For | For | For |
| | 9 | D.J. STARKS | For | For | For |
| | 10 | G.F. TILTON | For | For | For |
| | 11 | M.D. WHITE | For | For | For |
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For | For |
| 3. | SAY ON PAY – AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | SAY WHEN ON PAY – AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE STOCK PROGRAM | Management | For | For | For |
| 6. | APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES. | Management | For | For | For |
| 7. | SHAREHOLDER PROPOSAL – INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Against |
| |
| PEPSICO, INC. |
| Security | 713448108 | | Meeting Type | Annual |
| Ticker Symbol | PEP | | Meeting Date | 03-May-2017 |
| ISIN | US7134481081 | | Agenda | 934545419 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | For | For | For |
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | For |
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | For | Against | Against |
| 6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Abstain | Against | Against |
| |
| WELLTOWER INC. |
| Security | 95040Q104 | | Meeting Type | Annual |
| Ticker Symbol | HCN | | Meeting Date | 04-May-2017 |
| ISIN | US95040Q1040 | | Agenda | 934546550 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: KENNETH J. BACON | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: THOMAS J. DEROSA | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: JEFFREY H. DONAHUE | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: FRED S. KLIPSCH | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: GEOFFREY G. MEYERS | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: SHARON M. OSTER | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JUDITH C. PELHAM | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: SERGIO D. RIVERA | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: R. SCOTT TRUMBULL | Management | For | For | For |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | For | For | For |
| 3. | THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Management | For | For | For |
| 4. | THE ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 2 Years | 1 Year | Against |
| |
| 3M COMPANY |
| Security | 88579Y101 | | Meeting Type | Annual |
| Ticker Symbol | MMM | | Meeting Date | 09-May-2017 |
| ISIN | US88579Y1010 | | Agenda | 934547968 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | Against | For | Against |
| 1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | For |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For |
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | Against | For |
| |
| ANADARKO PETROLEUM CORPORATION |
| Security | 032511107 | | Meeting Type | Annual |
| Ticker Symbol | APC | | Meeting Date | 10-May-2017 |
| ISIN | US0325111070 | | Agenda | 934553769 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: DAVID E. CONSTABLE | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | Against | For | Against |
| 1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: SEAN GOURLEY | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: R. A. WALKER | Management | For | For | For |
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | For | Against |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| |
| SAP SE |
| Security | 803054204 | | Meeting Type | Annual |
| Ticker Symbol | SAP | | Meeting Date | 10-May-2017 |
| ISIN | US8030542042 | | Agenda | 934594195 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2016 | Management | For | Take No Action | |
| 3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2016 | Management | For | Take No Action | |
| 4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2016 | Management | For | Take No Action | |
| 5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2017 | Management | For | Take No Action | |
| |
| SAP SE |
| Security | 803054204 | | Meeting Type | Annual |
| Ticker Symbol | SAP | | Meeting Date | 10-May-2017 |
| ISIN | US8030542042 | | Agenda | 934594222 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2016 | Management | For | Take No Action | |
| 3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2016 | Management | For | Take No Action | |
| 4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2016 | Management | For | Take No Action | |
| 5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2017 | Management | For | Take No Action | |
| |
| CONOCOPHILLIPS |
| Security | 20825C104 | | Meeting Type | Annual |
| Ticker Symbol | COP | | Meeting Date | 16-May-2017 |
| ISIN | US20825C1045 | | Agenda | 934558769 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: ARJUN N. MURTI | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | Against | For | Against |
| 1J. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | For |
| 2. | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | For |
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | For | Against |
| 4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Take No Action | |
| 5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | Against | For |
| 6. | REPORT ON EXECUTIVE COMPENSATION ALIGNMENT WITH LOW-CARBON SCENARIOS. | Shareholder | Against | Against | For |
| |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 16-May-2017 |
| ISIN | US46625H1005 | | Agenda | 934561665 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | Against | For | Against |
| 1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Against | For | Against |
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For |
| 4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | 3 Years | 1 Year | Against |
| 5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | Against |
| 6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | For | Against | Against |
| 7. | CLAWBACK AMENDMENT | Shareholder | For | Against | Against |
| 8. | GENDER PAY EQUITY | Shareholder | For | Against | Against |
| 9. | HOW VOTES ARE COUNTED | Shareholder | For | Against | Against |
| 10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | Against |
| |
| NATIONAL OILWELL VARCO, INC. |
| Security | 637071101 | | Meeting Type | Annual |
| Ticker Symbol | NOV | | Meeting Date | 17-May-2017 |
| ISIN | US6370711011 | | Agenda | 934571286 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | Against | For | Against |
| 2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | For |
| 3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 4. | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | 1 Year | For |
| 5. | APPROVE STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | Shareholder | For | For | For |
| |
| NEXTERA ENERGY, INC. |
| Security | 65339F101 | | Meeting Type | Annual |
| Ticker Symbol | NEE | | Meeting Date | 18-May-2017 |
| ISIN | US65339F1012 | | Agenda | 934566867 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: NAREN K. GURSAHANEY | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | For |
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | For |
| 3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | For |
| 4. | NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION TO ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS | Management | 1 Year | 1 Year | For |
| 5. | APPROVAL OF THE NEXTERA ENERGY, INC. 2017 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | For | For |
| 6. | A PROPOSAL BY THE COMPTROLLER OF THE STATE OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED "POLITICAL CONTRIBUTIONS DISCLOSURE" TO REQUEST SEMIANNUAL REPORTS DISCLOSING POLITICAL CONTRIBUTION POLICIES AND EXPENDITURES. | Shareholder | For | Against | Against |
| |
| CHUBB LIMITED |
| Security | H1467J104 | | Meeting Type | Annual |
| Ticker Symbol | CB | | Meeting Date | 18-May-2017 |
| ISIN | CH0044328745 | | Agenda | 934577872 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 2A | ALLOCATION OF DISPOSABLE PROFIT | Management | For | For | For |
| 2B | DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND RESERVE) | Management | For | For | For |
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | For | For | For |
| 4A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR | Management | For | For | For |
| 4B | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF U.S. SECURITIES LAW REPORTING | Management | For | For | For |
| 4C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM | Management | For | For | For |
| 5A | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | Against | For | Against |
| 5B | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | For |
| 5C | ELECTION OF DIRECTOR: MICHAEL G. ATIEH | Management | For | For | For |
| 5D | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | For |
| 5E | ELECTION OF DIRECTOR: JAMES I. CASH | Management | For | For | For |
| 5F | ELECTION OF DIRECTOR: MARY CIRILLO | Management | For | For | For |
| 5G | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | For |
| 5H | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | For |
| 5I | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | For |
| 5J | ELECTION OF DIRECTOR: KIMBERLY A. ROSS | Management | For | For | For |
| 5K | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | For |
| 5L | ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. | Management | For | For | For |
| 5M | ELECTION OF DIRECTOR: THEODORE E. SHASTA | Management | For | For | For |
| 5N | ELECTION OF DIRECTOR: DAVID H. SIDWELL | Management | For | For | For |
| 5O | ELECTION OF DIRECTOR: OLIVIER STEIMER | Management | For | For | For |
| 5P | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | For |
| 6 | ELECTION OF EVAN G. GREENBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Against | For | Against |
| 7A | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS | Management | For | For | For |
| 7B | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MARY CIRILLO | Management | Against | For | Against |
| 7C | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ | Management | Against | For | Against |
| 7D | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT W. SCULLY | Management | For | For | For |
| 7E | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN | Management | Against | For | Against |
| 8 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Management | For | For | For |
| 9 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | For |
| 10A | COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For |
| 10B | COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR | Management | For | For | For |
| 11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | Management | For | For | For |
| 12 | ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | Management | 3 Years | 1 Year | Against |
| 13 | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR " TO VOTE IN ACCORDANCE WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE AGAINST NEW ITEMS AND PROPOSALS, MARK "ABSTAIN" TO ABSTAIN. | Management | For | For | For |
| |
| SENSATA TECHNOLOGIES HOLDING N.V. |
| Security | N7902X106 | | Meeting Type | Annual |
| Ticker Symbol | ST | | Meeting Date | 18-May-2017 |
| ISIN | NL0009324904 | | Agenda | 934605645 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | PAUL EDGERLEY | For | For | For |
| | 2 | MARTHA SULLIVAN | For | For | For |
| | 3 | BEDA BOLZENIUS | For | For | For |
| | 4 | JAMES E. HEPPELMANN | Withheld | For | Against |
| | 5 | CHARLES W. PEFFER | For | For | For |
| | 6 | KIRK P. POND | For | For | For |
| | 7 | CONSTANCE E. SKIDMORE | For | For | For |
| | 8 | ANDREW TEICH | Withheld | For | Against |
| | 9 | THOMAS WROE | For | For | For |
| | 10 | STEPHEN ZIDE | For | For | For |
| 2. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. | Management | For | For | For |
| 3B. | ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016 AND AUTHORIZE THE PREPARATION OF THE 2016 ANNUAL ACCOUNTS AND ANNUAL REPORT OF DIRECTORS IN THE ENGLISH LANGUAGE. | Management | For | For | For |
| 4. | DISCHARGE MEMBERS OF THE BOARD OF DIRECTORS FROM CERTAIN LIABILITIES FOR FISCAL YEAR 2016. | Management | For | For | For |
| 5. | EXTEND TO THE BOARD OF DIRECTORS THE AUTHORITY TO REPURCHASE UP TO 10% OF THE OUTSTANDING ORDINARY SHARES IN THE CAPITAL OF THE COMPANY FOR 18 MONTHS. | Management | For | For | For |
| 6. | ADVISORY PROPOSAL TO APPROVE THE 2016 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (AS DISCLOSED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION") | Management | For | For | For |
| 7. | AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO CHANGE ITS REGISTERED OFFICES TO HENGELO, THE NETHERLANDS | Management | For | For | For |
| |
| AMGEN INC. |
| Security | 031162100 | | Meeting Type | Annual |
| Ticker Symbol | AMGN | | Meeting Date | 19-May-2017 |
| ISIN | US0311621009 | | Agenda | 934569039 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | Against | For | Against |
| 1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | Against | For | Against |
| 1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | Against | For | Against |
| 1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | For |
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Against | For | Against |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | Against | Against | For |
| |
| MERCK & CO., INC. |
| Security | 58933Y105 | | Meeting Type | Annual |
| Ticker Symbol | MRK | | Meeting Date | 23-May-2017 |
| ISIN | US58933Y1055 | | Agenda | 934581439 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | For |
| 1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | For |
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | For |
| 5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Against |
| 6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | Against | For |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. | Shareholder | Against | Against | For |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | For | Against | Against |
| |
| CHINA MOBILE LIMITED |
| Security | 16941M109 | | Meeting Type | Annual |
| Ticker Symbol | CHL | | Meeting Date | 25-May-2017 |
| ISIN | US16941M1099 | | Agenda | 934604718 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| 2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| 3. | TO RE-ELECT MR. DONG XIN AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| 4.1 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. FRANK WONG KWONG SHING | Management | For | For | For |
| 4.2 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: DR. MOSES CHENG MO CHI | Management | For | For | For |
| 4.3 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. PAUL CHOW MAN YIU | Management | For | For | For |
| 4.4 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. STEPHEN YIU KIN WAH | Management | For | For | For |
| 5. | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 6. | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 7. | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| 8. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | For |
| |
| CNOOC LIMITED |
| Security | 126132109 | | Meeting Type | Annual |
| Ticker Symbol | CEO | | Meeting Date | 26-May-2017 |
| ISIN | US1261321095 | | Agenda | 934615355 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| A1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| A2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| A3. | TO RE-ELECT MR. YUAN GUANGYU AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A4. | TO RE-ELECT MR. XU KEQIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Management | Against | For | Against |
| A5. | TO RE-ELECT MR. LIU JIAN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A6. | TO RE-ELECT MR. LAWRENCE J. LAU WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A7. | TO RE-ELECT MR. KEVIN G. LYNCH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A8. | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | Management | For | For | For |
| A9. | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | For |
| B1. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| B2. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| B3. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| |
| TOTAL S.A. |
| Security | 89151E109 | | Meeting Type | Annual |
| Ticker Symbol | TOT | | Meeting Date | 26-May-2017 |
| ISIN | US89151E1091 | | Agenda | 934616080 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 3. | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2016 FISCAL YEAR IN SHARES | Management | For | For | For |
| 4. | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2017 FISCAL YEAR IN SHARES – DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | For |
| 5. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | For |
| 6. | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Management | For | For | For |
| 7. | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE- ROQUETTE AS A DIRECTOR | Management | For | For | For |
| 8. | APPOINTMENT OF MR. MARK CUTIFANI AS A DIRECTOR | Management | For | For | For |
| 9. | APPOINTMENT OF MR. CARLOS TAVARES AS A DIRECTOR | Management | For | For | For |
| 10. | AGREEMENTS COVERED BY ARTICLE L. 225-38 AND SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | For |
| 11. | OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 12. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR THE DETERMINATION, BREAKDOWN AND ALLOCATION OF THE FIXED, VARIABLE AND EXTRAORDINARY COMPONENTS OF THE TOTAL COMPENSATION (INCLUDING IN-KIND BENEFITS) ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 13. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | Management | For | For | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 01-Jun-2017 |
| ISIN | NL0009538784 | | Agenda | 934626966 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 2-C | ADOPTION OF THE 2016 STATUTORY ANNUAL ACCOUNTS. | Management | For | For | For |
| 2-D | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016. | Management | For | For | For |
| 3-A | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-B | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-C | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON- EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-D | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON- EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-E | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-F | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-G | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-H | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-I | PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-J | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 3-K | PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | For |
| 4-A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES. | Management | For | For | For |
| 4-B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS. | Management | For | For | For |
| 5 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL. | Management | For | For | For |
| 6 | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL. | Management | For | For | For |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 02-Jun-2017 |
| ISIN | US5486611073 | | Agenda | 934594412 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | RAUL ALVAREZ | For | For | For |
| | 2 | ANGELA F. BRALY | For | For | For |
| | 3 | SANDRA B. COCHRAN | For | For | For |
| | 4 | LAURIE Z. DOUGLAS | For | For | For |
| | 5 | RICHARD W. DREILING | For | For | For |
| | 6 | ROBERT L. JOHNSON | For | For | For |
| | 7 | MARSHALL O. LARSEN | For | For | For |
| | 8 | JAMES H. MORGAN | For | For | For |
| | 9 | ROBERT A. NIBLOCK | For | For | For |
| | 10 | BERTRAM L. SCOTT | For | For | For |
| | 11 | ERIC C. WISEMAN | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | For |
| 5. | PROPOSAL REGARDING THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS. | Shareholder | For | Against | Against |
| |
| DEVON ENERGY CORPORATION |
| Security | 25179M103 | | Meeting Type | Annual |
| Ticker Symbol | DVN | | Meeting Date | 07-Jun-2017 |
| ISIN | US25179M1036 | | Agenda | 934603235 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | BARBARA M. BAUMANN | For | For | For |
| | 2 | JOHN E. BETHANCOURT | For | For | For |
| | 3 | DAVID A. HAGER | For | For | For |
| | 4 | ROBERT H. HENRY | For | For | For |
| | 5 | MICHAEL M. KANOVSKY | For | For | For |
| | 6 | ROBERT A. MOSBACHER, JR | For | For | For |
| | 7 | DUANE C. RADTKE | For | For | For |
| | 8 | MARY P. RICCIARDELLO | For | For | For |
| | 9 | JOHN RICHELS | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. | Management | For | For | For |
| 5. | APPROVE THE DEVON ENERGY CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | For |
| 6. | APPROVE THE DEVON ENERGY CORPORATION 2017 LONG-TERM INCENTIVE PLAN. | Management | For | For | For |
| 7. | REPORT ON PUBLIC POLICY ADVOCACY RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | Against | For |
| 8. | ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE CHANGE POLICIES. | Shareholder | Against | Against | For |
| 9. | REPORT ON LOBBYING POLICY AND ACTIVITY. | Shareholder | Against | Against | For |
| 10. | ASSESSMENT OF BENEFITS AND RISKS OF USING RESERVE ADDITIONS AS A COMPENSATION METRIC. | Shareholder | Against | Against | For |
| |
| ALPHABET INC |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 07-Jun-2017 |
| ISIN | US02079K3059 | | Agenda | 934604946 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | LARRY PAGE | For | For | For |
| | 2 | SERGEY BRIN | For | For | For |
| | 3 | ERIC E. SCHMIDT | For | For | For |
| | 4 | L. JOHN DOERR | For | For | For |
| | 5 | ROGER W. FERGUSON, JR. | For | For | For |
| | 6 | DIANE B. GREENE | For | For | For |
| | 7 | JOHN L. HENNESSY | For | For | For |
| | 8 | ANN MATHER | For | For | For |
| | 9 | ALAN R. MULALLY | For | For | For |
| | 10 | PAUL S. OTELLINI | For | For | For |
| | 11 | K. RAM SHRIRAM | For | For | For |
| | 12 | SHIRLEY M. TILGHMAN | For | For | For |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| 3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | For | For | For |
| 4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 3 Years | Against |
| 6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| 10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | Against |
| 11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| 12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For |
| |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
| Security | 874039100 | | Meeting Type | Annual |
| Ticker Symbol | TSM | | Meeting Date | 08-Jun-2017 |
| ISIN | US8740391003 | | Agenda | 934625356 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | For |
| 2. | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2016 EARNINGS | Management | For | For | For |
| 3. | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For | For |
| 4. | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | Management | For | For | For |
| 5. | DIRECTORS | Management | |
| | 1 | MARK LIU | For | For | For |
| | 2 | C.C. WEI | For | For | For |
| |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. |
| Security | 606822104 | | Meeting Type | Annual |
| Ticker Symbol | MTU | | Meeting Date | 29-Jun-2017 |
| ISIN | US6068221042 | | Agenda | 934648809 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROPRIATION OF SURPLUS | Management | For | For | For |
| 2A. | ELECTION OF DIRECTOR: HIROSHI KAWAKAMI | Management | For | For | For |
| 2B. | ELECTION OF DIRECTOR: YUKO KAWAMOTO | Management | For | For | For |
| 2C. | ELECTION OF DIRECTOR: HARUKA MATSUYAMA | Management | For | For | For |
| 2D. | ELECTION OF DIRECTOR: TOBY S. MYERSON | Management | For | For | For |
| 2E. | ELECTION OF DIRECTOR: TSUTOMU OKUDA | Management | For | For | For |
| 2F. | ELECTION OF DIRECTOR: YUKIHIRO SATO | Management | For | For | For |
| 2G. | ELECTION OF DIRECTOR: TARISA WATANAGASE | Management | For | For | For |
| 2H. | ELECTION OF DIRECTOR: AKIRA YAMATE | Management | For | For | For |
| 2I. | ELECTION OF DIRECTOR: TAKEHIKO SHIMAMOTO | Management | For | For | For |
| 2J. | ELECTION OF DIRECTOR: JUNICHI OKAMOTO | Management | For | For | For |
| 2K. | ELECTION OF DIRECTOR: KIYOSHI SONO | Management | For | For | For |
| 2L. | ELECTION OF DIRECTOR: TAKASHI NAGAOKA | Management | For | For | For |
| 2M. | ELECTION OF DIRECTOR: MIKIO IKEGAYA | Management | For | For | For |
| 2N. | ELECTION OF DIRECTOR: KANETSUGU MIKE | Management | For | For | For |
| 2O. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | For |
| 2P. | ELECTION OF DIRECTOR: TADASHI KURODA | Management | For | For | For |
| 2Q. | ELECTION OF DIRECTOR: MUNEAKI TOKUNARI | Management | For | For | For |
| 2R. | ELECTION OF DIRECTOR: MASAMICHI YASUDA | Management | For | For | For |
| 3. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (INDIVIDUAL DISCLOSURE OF COMPENSATION FOR DIRECTORS) | Shareholder | For | Against | Against |
| 4. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SEPARATION OF ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER) | Shareholder | For | Against | Against |
| 5. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A PLAN FOR THE COMPANY'S EMPLOYEES TO BE ABLE TO RETURN TO THEIR JOBS AFTER RUNNING FOR A NATIONAL ELECTION, A MUNICIPAL ELECTION OR A MAYORAL ELECTION) | Shareholder | Against | Against | For |
| 6. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (EXERCISE OF VOTING RIGHTS OF SHARES HELD FOR THE PURPOSE OF STRATEGIC SHAREHOLDINGS) | Shareholder | Against | Against | For |
| 7. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (DISCLOSURE OF POLICIES AND ACTUAL RESULTS OF TRAINING FOR DIRECTORS) | Shareholder | For | Against | Against |
| 8. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO COMMUNICATION AND RESPONSE BETWEEN SHAREHOLDERS AND DIRECTORS) | Shareholder | For | Against | Against |
| 9. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO A MECHANISM ENABLING SHAREHOLDERS TO RECOMMEND CANDIDATES FOR DIRECTOR TO THE NOMINATING COMMITTEE AND THEIR EQUAL TREATMENT) | Shareholder | For | Against | Against |
| 10. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PUBLICATION OF PROPOSALS BY SHAREHOLDER IN THE NOTICE OF CONVOCATION WITH AT LEAST 100 PROPOSALS AS THE UPPER LIMIT) | Shareholder | Against | Against | For |
| 11. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF WHISTLE- BLOWING CONTACT ON THE BOARD OF CORPORATE AUDITORS) | Shareholder | Against | Against | For |
| 12. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (HOLDING OF EXECUTIVE COMMITTEE MEETINGS CONSISTING ONLY OF OUTSIDE DIRECTORS WITHOUT THE ATTENDANCE OF REPRESENTATIVE CORPORATE EXECUTIVE OFFICERS) | Shareholder | Against | Against | For |
| 13. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF PROGRAM FOR HIRING WOMEN WHO GAVE UP THEIR CAREER DUE TO CHILDBIRTH AND CHILD REARING AS "SEMI-RECENT COLLEGE GRADUATES" AND ALSO AS CAREER EMPLOYEES AND EXECUTIVES, ETC.) | Shareholder | Against | Against | For |
| 14. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROHIBITION OF DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS) | Shareholder | Against | Against | For |
| 15. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL COMMITTEE TO EXPRESS OPINIONS AS THE COMPANY ON A SERIES OF ACTS OF THE MINISTER OF JUSTICE, KATSUTOSHI KANEDA) | Shareholder | Against | Against | For |
| 16. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL INVESTIGATION COMMITTEE ON THE LOANS TO KENKO CORPORATION) | Shareholder | Against | Against | For |
| 17. | PROPOSAL BY SHAREHOLDER: DISMISSAL OF DIRECTOR HARUKA MATSUYAMA | Shareholder | Against | Against | For |
| 18. | PROPOSAL BY SHAREHOLDER: ELECTION OF DIRECTOR LUCIAN BEBCHUK INSTEAD OF HARUKA MATSUYAMA | Shareholder | Against | Against | For |
| 19. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SUBMISSION OF A REQUEST TO THE BANK OF JAPAN TO REFRAIN FROM DEEPENING THE NEGATIVE INTEREST RATE POLICY) | Shareholder | For | Against | Against |
| |
| DELTA AIR LINES, INC. |
| Security | 247361702 | | Meeting Type | Annual |
| Ticker Symbol | DAL | | Meeting Date | 30-Jun-2017 |
| ISIN | US2473617023 | | Agenda | 934626461 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | Against | For | Against |
| 1K. | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | For | For |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For |
| 4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | For |
| |
Saturna Investment Trust, Sextant Global High Income Fund (SGHIX)Proxy Voting Record relating to shareholder meetings held from July 1, 2016 through June 30, 2017 |
| MICROCHIP TECHNOLOGY INCORPORATED |
| Security | 595017104 | | Meeting Type | Annual |
| Ticker Symbol | MCHP | | Meeting Date | 15-Aug-2016 |
| ISIN | US5950171042 | | Agenda | 934458781 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1.1 | ELECTION OF DIRECTOR: STEVE SANGHI | Management | For | For | For |
| 1.2 | ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN | Management | For | For | For |
| 1.3 | ELECTION OF DIRECTOR: L.B. DAY | Management | For | For | For |
| 1.4 | ELECTION OF DIRECTOR: ESTHER L. JOHNSON | Management | For | For | For |
| 1.5 | ELECTION OF DIRECTOR: WADE F. MEYERCORD | Management | For | For | For |
| 2. | PROPOSAL TO RE-APPROVE MICROCHIP'S EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | For | For |
| 4. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | For |
| |
| POTASH CORPORATION OF SASKATCHEWAN INC. |
| Security | 73755L107 | | Meeting Type | Special |
| Ticker Symbol | POT | | Meeting Date | 03-Nov-2016 |
| ISIN | CA73755L1076 | | Agenda | 934488885 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX B IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR) APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, POTASH CORPORATION OF SASKATCHEWAN INC. (THE "CORPORATION"), SHAREHOLDERS OF THE CORPORATION, AGRIUM INC., SHAREHOLDERS OF AGRIUM INC. AND A NEWLY-INCORPORATED PARENT ENTITY TO BE FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF THE CORPORATION AND AGRIUM INC., AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | For |
| |
| BHP BILLITON LIMITED |
| Security | 088606108 | | Meeting Type | Annual |
| Ticker Symbol | BHP | | Meeting Date | 17-Nov-2016 |
| ISIN | US0886061086 | | Agenda | 934485978 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE THE 2016 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON | Management | For | For | For |
| 2. | TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC | Management | For | For | For |
| 3. | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC | Management | For | For | For |
| 4. | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | Management | For | For | For |
| 5. | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | Management | For | For | For |
| 6. | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | Management | For | For | For |
| 7. | TO APPROVE THE 2016 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For |
| 8. | TO APPROVE THE 2016 REMUNERATION REPORT | Management | For | For | For |
| 9. | TO APPROVE THE GRANT TO THE EXECUTIVE DIRECTOR | Management | For | For | For |
| 10. | TO ELECT KEN MACKENZIE AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 11. | TO RE-ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 12. | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 13. | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 14. | TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 15. | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 16. | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 17. | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 18. | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 19. | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| 20. | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON | Management | For | For | For |
| |
| CCR SA, SAO PAULO |
| Security | P1413U105 | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | CCRO3 BZ | | Meeting Date | 29-Nov-2016 |
| ISIN | BRCCROACNOR2 | | Agenda | 707594710 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| I | INCREASE IN THE AUTHORIZED CAPITAL LIMIT OF THE COMPANY FROM 1,920,000,000 COMMON SHARES TO 2,020,000,000 COMMON SHARES AND THE CONSEQUENT AMENDMENT OF ARTICLE 8 OF THE CORPORATE BYLAWS OF THE COMPANY | Management | For | For | For |
| II | ADJUSTMENT OF THE WORDING OF PARAGRAPH 5 OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, FOR THE SOLE PURPOSE OF CLARIFYING THAT THE QUORUM FOR RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT IS PROVIDED FOR IN THAT PROVISION IS ALSO SUBJECT TO THE RULE THAT IS CONTAINED IN PARAGRAPH 1 OF ARTICLE 14 OF THE CORPORATE BYLAWS OF THE COMPANY, WHICH PROVIDES FOR A QUALIFIED MAJORITY FOR A CERTAIN MATTERS SUBJECT TO THE APPROVAL OF THE BOARD OF DIRECTORS | Management | For | For | For |
| III | THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, IN THE EVENT THAT THE PROPOSALS FOR THE AMENDMENT OF ARTICLE 8 AND OF PARAGRAPH 5 OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, AS DESCRIBED IN ITEMS I AND II ABOVE, ARE APPROVED | Management | For | For | For |
| |
| CNOOC LIMITED |
| Security | 126132109 | | Meeting Type | Special |
| Ticker Symbol | CEO | | Meeting Date | 01-Dec-2016 |
| ISIN | US1261321095 | | Agenda | 934504677 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO APPROVE THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | For |
| 2. | TO APPROVE THE PROPOSED CAPS FOR EACH CATEGORY OF THE NON- EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2017 |
| ISIN | US66987V1098 | | Agenda | 934527625 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | For |
| 2. | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | Against | For | Against |
| 3. | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | For |
| 4. | REDUCTION OF SHARE CAPITAL | Management | Against | For | Against |
| 5A. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING | Management | For | For | For |
| 5B. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018 | Management | For | For | For |
| 5C. | ADVISORY VOTE ON THE 2016 COMPENSATION REPORT | Management | Against | For | Against |
| 6A. | RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: JOERG REINHARDT, PH.D. | Management | For | For | For |
| 6B. | RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, M.D., PH.D. | Management | For | For | For |
| 6C. | RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. | Management | For | For | For |
| 6D. | RE-ELECTION OF DIRECTOR: TON BUECHNER | Management | For | For | For |
| 6E. | RE-ELECTION OF DIRECTOR: SRIKANT DATAR, PH.D. | Management | For | For | For |
| 6F. | RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY | Management | For | For | For |
| 6G. | RE-ELECTION OF DIRECTOR: ANN FUDGE | Management | For | For | For |
| 6H. | RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, PH.D. | Management | Against | For | Against |
| 6I. | RE-ELECTION OF DIRECTOR: ANDREAS VON PLANTA, PH.D. | Management | For | For | For |
| 6J. | RE-ELECTION OF DIRECTOR: CHARLES L. SAWYERS, M.D. | Management | For | For | For |
| 6K. | RE-ELECTION OF DIRECTOR: ENRICO VANNI, PH.D. | Management | For | For | For |
| 6L. | RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS | Management | For | For | For |
| 6M. | RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN | Management | For | For | For |
| 7A. | RE-ELECTION TO THE COMPENSATION COMMITTEE: SRIKANT DATAR, PH.D. | Management | For | For | For |
| 7B. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ANN FUDGE | Management | For | For | For |
| 7C. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ENRICO VANNI, PH.D. | Management | For | For | For |
| 7D. | RE-ELECTION TO THE COMPENSATION COMMITTEE: WILLIAM T. WINTERS | Management | Against | For | Against |
| 8. | RE-ELECTION OF THE STATUTORY AUDITOR | Management | For | For | For |
| 9. | RE-ELECTION OF THE INDEPENDENT PROXY | Management | For | For | For |
| 10. | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | Take No Action | |
| |
| SK TELECOM CO., LTD. |
| Security | 78440P108 | | Meeting Type | Annual |
| Ticker Symbol | SKM | | Meeting Date | 24-Mar-2017 |
| ISIN | US78440P1084 | | Agenda | 934539593 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF FINANCIAL STATEMENTS FOR THE 33RD FISCAL YEAR (FROM JANUARY 1, 2016 TO DECEMBER 31, 2016) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| 2. | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| 3.1 | ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: PARK, JUNG HO) | Management | For | Take No Action | |
| 3.2 | ELECTION OF A NON-EXECUTIVE DIRECTOR* (CANDIDATE: CHO, DAESIK) *DIRECTOR NOT ENGAGED IN REGULAR BUSINESS | Management | For | Take No Action | |
| 3.3 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: LEE, JAE HOON) | Management | For | Take No Action | |
| 3.4 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JAE- HYEON) | Management | For | Take No Action | |
| 3.5 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JUNG- HO) | Management | For | Take No Action | |
| 4.1 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: LEE, JAE HOON) | Management | For | Take No Action | |
| 4.2 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: AHN, JAE- HYEON) | Management | For | Take No Action | |
| 5. | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR 6 DIRECTORS IS KRW 12 BILLION. | Management | For | Take No Action | |
| 6. | APPROVAL OF THE STOCK OPTION GRANT AS SET FORTH IN ITEM 5 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | Take No Action | |
| |
| SKANDINAVISKA ENSKILDA BANKEN AB, STOCKHOLM |
| Security | W25381141 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | SEBA SS | | Meeting Date | 28-Mar-2017 |
| ISIN | SE0000148884 | | Agenda | 707789458 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 9 | ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management | For | For | For |
| 10 | ALLOCATION OF THE BANK'S PROFIT AS SHOWN IN THE BALANCE SHEET ADOPTED BY THE MEETING: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND OF SEK 5,50 PER SHARE AND THURSDAY, 30 MARCH 2017 AS RECORD DATE FOR THE DIVIDEND. IF THE MEETING DECIDES ACCORDING TO THE PROPOSAL THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON TUESDAY, 4 APRIL 2017 | Management | For | For | For |
| 11 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management | For | For | For |
| 12 | DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS TO BE ELECTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES 11 DIRECTORS AND ONE AUDITOR | Management | For | For | For |
| 13 | DETERMINATION OF REMUNERATION TO THE DIRECTORS AND THE AUDITOR ELECTED BY THE MEETING | Management | For | For | For |
| 14A1 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF JOHAN H. ANDRESEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A2 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SIGNHILD ARNEGARD HANSEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A3 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SAMIR BRIKHO AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A4 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF WINNIE FOK AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A5 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF TOMAS NICOLIN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A6 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SVEN NYMAN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A7 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF JESPER OVESEN AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A8 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF HELENA SAXON AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A9 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF MARCUS WALLENBERG AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A10 | THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF SARA OHRVALL AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14A11 | THE NOMINATION COMMITTEE PROPOSES ELECTION OF JOHAN TORGEBY AS A BOARD OF DIRECTOR | Management | For | For | For |
| 14B | NOMINATION COMMITTEE PROPOSAL FOR CHAIRMAN OF THE BOARD, MARCUS WALLENBERG | Management | For | For | For |
| 15 | ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2018. SHOULD PRICEWATERHOUSECOOPERS AB BE ELECTED, AUTHORISED PUBLIC ACCOUNTANT PETER NYLLINGE WILL BE MAIN RESPONSIBLE | Management | For | For | For |
| 16 | THE BOARD OF DIRECTOR'S PROPOSAL ON GUIDELINES FOR SALARY AND OTHER REMUNERATION FOR THE PRESIDENT AND MEMBERS OF THE GROUP EXECUTIVE COMMITTEE | Management | For | For | For |
| 17.A | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2017: SEB ALL EMPLOYEE PROGRAMME (AEP) 2017 FOR ALL EMPLOYEES IN MOST OF THE COUNTRIES WHERE SEB OPERATES | Management | For | For | For |
| 17.B | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2017: SEB SHARE DEFERRAL PROGRAMME (SDP) 2017 FOR THE GROUP EXECUTIVE COMMITTEE, CERTAIN OTHER SENIOR MANAGERS AND A NUMBER OF OTHER KEY EMPLOYEES | Management | For | For | For |
| 18.A | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION OF THE BANK'S OWN SHARES IN ITS SECURITIES BUSINESS | Management | For | For | For |
| 18.B | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION AND SALE OF THE BANK'S OWN SHARES FOR CAPITAL PURPOSES AND FOR LONG-TERM EQUITY PROGRAMMES | Management | For | For | For |
| 18.C | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: TRANSFER OF THE BANK'S OWN SHARES TO PARTICIPANTS IN THE 2017 LONG-TERM EQUITY PROGRAMMES | Management | For | For | For |
| 19 | THE BOARD OF DIRECTOR'S PROPOSAL FOR DECISION ON AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLES | Management | For | For | For |
| 20 | THE BOARD OF DIRECTOR'S PROPOSAL ON THE APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT HAVE DELEGATED THEIR BUSINESS TO THE BANK | Management | For | For | For |
| 21.A | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ADOPT A VISION ON ABSOLUTE EQUALITY ON ALL LEVELS WITHIN THE COMPANY BETWEEN MEN AND WOMEN | Management | For | For | For |
| 21.B | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING ALSO THIS VISION IN THE LONG TERM AS WELL AS CLOSELY MONITOR THE DEVELOPMENT ON BOTH THE EQUALITY AND THE ETHNICITY AREA | Management | For | For | For |
| 21.C | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ANNUALLY SUBMIT A REPORT IN WRITING TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management | For | For | For |
| 21.D | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO TAKE NECESSARY ACTIONS TO CREATE A SHAREHOLDER'S ASSOCIATION IN THE COMPANY | Management | For | For | For |
| 21.E | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT A DIRECTOR MAY NOT INVOICE DIRECTOR'S REMUNERATION THROUGH A JURIDICAL PERSON, SWEDISH OR FOREIGN | Management | For | For | For |
| 21.F | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT THE NOMINATION COMMITTEE WHEN PERFORMING ITS ASSIGNMENT SHALL PAY SPECIFIC ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY | Management | For | For | For |
| 21.G | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO SUBMIT A PROPOSAL FOR REPRESENTATION IN THE BOARD AS WELL AS IN THE NOMINATION COMMITTEE FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO THE ANNUAL GENERAL MEETING 2018 (OR AN EXTRA SHAREHOLDERS' MEETING HELD BEFORE THAT) FOR DECISION | Management | For | For | For |
| 21.H | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: IN RELATION TO ITEM E) ABOVE, DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO APPROPRIATE AUTHORITY – IN THE FIRST PLACE THE SWEDISH GOVERNMENT OR THE TAX AUTHORITIES – TO BRING ABOUT A CHANGED REGULATION IN THIS AREA | Management | For | For | For |
| 21.I | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO PERFORM A THOROUGH INVESTIGATION OF THE CONSEQUENCES OF AN ABOLISHMENT OF THE DIFFERENTIATED VOTING POWERS IN SEB, RESULTING IN A PROPOSAL FOR ACTIONS TO BE SUBMITTED TO THE ANNUAL GENERAL MEETING 2018 (OR AN EXTRA SHAREHOLDERS' MEETING HELD BEFORE THAT) FOR DECISION | Management | For | For | For |
| 21.J | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE SWEDISH GOVERNMENT, AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE LAW IN THIS AREA AND ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES | Management | For | For | For |
| 21.K | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE SWEDISH GOVERNMENT AND POINT OUT THE NEED OF A COMPREHENSIVE, NATIONAL REGULATION IN THE AREA MENTIONED IN ITEM 22 BELOW, THAT IS INTRODUCTION OF A SO CALLED QUARANTINE FOR POLITICIANS | Management | For | For | For |
| 22 | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION: ARTICLE 6 | Management | For | For | For |
| 23 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | | | |
| |
| CCR SA, SAO PAULO |
| Security | P2170M104 | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | CCRO3 BZ | | Meeting Date | 11-Apr-2017 |
| ISIN | BRCCROACNOR2 | | Agenda | 707837045 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | RESOLVE ON THE CONSOLIDATION OF THE COMPANYS BYLAWS, REFLECTING THE INCREASE OF THE APPROVED CAPITAL STOCK, WITHIN THE AUTHORIZED AMOUNT AUTHORIZED AT THE BOARD OF DIRECTORS MEETING HELD ON FEBRUARY 9, 2017, WHICH AMOUNTED TO SIX BILLION, ONE HUNDRED AND TWENTY SIX MILLION, ONE HUNDRED THOUSAND, TWO HUNDRED AND THIRTY REAIS AND FIFTY FOUR CENTAVOS BRL 6,126,100,230.54, DIVIDED INTO TWO BILLION AND TWENTY MILLION 2,020,000,000 COMMON SHARES, BOOK ENTRY SHARES WITH NO PAR VALUE | Management | For | For | For |
| |
| CCR SA, SAO PAULO |
| Security | P2170M104 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | CCRO3 BZ | | Meeting Date | 11-Apr-2017 |
| ISIN | BRCCROACNOR2 | | Agenda | 707933188 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1 | TO TAKE KNOWLEDGE OF THE DIRECTORS ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, FINANCIAL STATEMENTS AND EXPLANATORY NOTES ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 2 | TO DECIDE AND APPROVE ON THE REVISION OF THE CAPITAL BUDGET FOR THE 2017 FISCAL YEAR | Management | For | For | For |
| 3 | TO DECIDE ON THE ALLOCATION OF THE RESULT OF THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 4 | TO SET THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For |
| 5 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ANA MARIA MARCONDES PENIDO SANT ANNA. ALTERNATE. EDUARDA PENIDO DALLA VECCHIA | Management | For | For | For |
| 6 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. FRANCISCO CAPRINO NETO. ALTERNATE. ROBERTO NAVARRO EVANGELISTA | Management | For | For | For |
| 7 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. RICARDO COUTINHO DE SENA. ALTERNATE. JOSE HENRIQUE BRAGA POLIDO LOPES | Management | For | For | For |
| 8 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. JOSE FLORENCIO RODRIGUES NETO. ALTERNATE. LIVIO HAGIME KUZE | Management | For | For | For |
| 9 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. PAULO ROBERTO RECKZIEGEL GUEDES. ALTERNATE. TARCISIO AUGUSTO CARNEIRO | Management | For | For | For |
| 10 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ANA DOLORES MOURA CARNEIRO NOVAES. ALTERNATE. EDUARDO PENIDO SANT ANNA | Management | For | For | For |
| 11 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. PAULO MARCIO DE OLIVEIRA MONTEIRO. ALTERNATE. MARINA ROSENTHAL ROCHA | Management | For | For | For |
| 12 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. HENRIQUE SUTTON DE SOUSA NEVES. ALTERNATE. ROSA E PENIDO DALLA VECCHIA | Management | For | For | For |
| 13 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. MURILO C L DOS SANTOS PASSOS. ALTERNATE. FERNANDO LUIZ AGUIAR FILHO | Management | For | For | For |
| 14 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. INDEPENDENT MEMBER. LUIZ ALBERTO COLONNA ROSMAN | Management | For | For | For |
| 15 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. INDEPENDENT MEMBER. WILSON NELIO BRUMER | Management | For | For | For |
| 16 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBER. MAILSON FERREIRA DA NOBREGA | Management | Against | For | Against |
| 17 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBER. CHARLES RENE LEBARBENCHON | Management | Against | For | Against |
| 18 | TO INSTALL THE FISCAL COUNCIL OF THE COMPANY | Management | For | For | For |
| 19 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. NEWTON BRANDAO FERRAZ RAMOS. ALTERNATE. FERNANDO SANTOS SALLES | Management | For | For | For |
| 20 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. ADALGISO FRAGOSO FARIA. ALTERNATE. MARCELO DE ANDRADE | Management | For | For | For |
| 21 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDER. MEMBERS. FULL. JOSE VALDIR PESCE. ALTERNATE. EDMAR BRIGUELLI | Management | For | For | For |
| 22 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBERS. PRINCIPAL. MARIA CECILIA ROSSI. SUBSTITUTE. ALEXANDRE CARDOSO FREITAS | Management | Against | For | Against |
| 23 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. CANDIDATES APPOINTED BY MINORITARY COMMON SHARES. NOTE MEMBERS. PRINCIPAL. LUIZ CLAUDIO LEITE DE OLIVEIRA. SUBSTITUTE. ANDRE EDUARDO DANTAS | Management | Against | For | Against |
| 24 | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE 2017 FISCAL YEAR | Management | For | For | For |
| |
| HP INC. |
| Security | 40434L105 | | Meeting Type | Annual |
| Ticker Symbol | HPQ | | Meeting Date | 17-Apr-2017 |
| ISIN | US40434L1052 | | Agenda | 934533224 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: SHUMEET BANERJI | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: CARL BASS | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: CHARLES V. BERGH | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: STACY BROWN-PHILPOT | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: STACEY MOBLEY | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: SUBRA SURESH | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | For |
| 2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017 | Management | For | For | For |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE VOTES TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Type | Annual |
| Ticker Symbol | GSK | | Meeting Date | 04-May-2017 |
| ISIN | US37733W1053 | | Agenda | 934567326 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT | Management | For | For | For |
| 2. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For |
| 3. | TO APPROVE THE REMUNERATION POLICY | Management | For | For | For |
| 4. | TO ELECT EMMA WALMSLEY AS A DIRECTOR | Management | For | For | For |
| 5. | TO ELECT DR VIVIENNE COX AS A DIRECTOR | Management | For | For | For |
| 6. | TO ELECT DR PATRICK VALLANCE AS A DIRECTOR | Management | For | For | For |
| 7. | TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR | Management | For | For | For |
| 8. | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | For |
| 9. | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | For |
| 10. | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | Management | For | For | For |
| 11. | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | For |
| 12. | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | For |
| 13. | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management | For | For | For |
| 14. | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | For |
| 15. | TO RE-APPOINT AUDITORS | Management | For | For | For |
| 16. | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | For |
| 17. | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | For |
| 18. | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | For |
| 19. | TO DISAPPLY PRE-EMPTION RIGHTS – GENERAL POWER (SPECIAL RESOLUTION) | Management | For | For | For |
| 20. | TO DISAPPLY PRE-EMPTION RIGHTS – IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (SPECIAL RESOLUTION) | Management | For | For | For |
| 21. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | For |
| 22. | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | For |
| 23. | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) | Management | For | For | For |
| 24. | TO APPROVE THE GLAXOSMITHKLINE 2017 PERFORMANCE SHARE PLAN | Management | For | For | For |
| 25. | TO APPROVE THE GLAXOSMITHKLINE 2017 DEFERRED ANNUAL BONUS PLAN | Management | For | For | For |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Type | Annual |
| Ticker Symbol | GSK | | Meeting Date | 04-May-2017 |
| ISIN | US37733W1053 | | Agenda | 934573254 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT | Management | For | For | For |
| 2. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For |
| 3. | TO APPROVE THE REMUNERATION POLICY | Management | For | For | For |
| 4. | TO ELECT EMMA WALMSLEY AS A DIRECTOR | Management | For | For | For |
| 5. | TO ELECT DR VIVIENNE COX AS A DIRECTOR | Management | For | For | For |
| 6. | TO ELECT DR PATRICK VALLANCE AS A DIRECTOR | Management | For | For | For |
| 7. | TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR | Management | For | For | For |
| 8. | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | For |
| 9. | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | For |
| 10. | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | Management | For | For | For |
| 11. | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | For |
| 12. | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | For |
| 13. | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management | For | For | For |
| 14. | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | For |
| 15. | TO RE-APPOINT AUDITORS | Management | For | For | For |
| 16. | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | For |
| 17. | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | For |
| 18. | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | For |
| 19. | TO DISAPPLY PRE-EMPTION RIGHTS – GENERAL POWER (SPECIAL RESOLUTION) | Management | For | For | For |
| 20. | TO DISAPPLY PRE-EMPTION RIGHTS – IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (SPECIAL RESOLUTION) | Management | For | For | For |
| 21. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | For |
| 22. | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | For |
| 23. | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) | Management | For | For | For |
| 24. | TO APPROVE THE GLAXOSMITHKLINE 2017 PERFORMANCE SHARE PLAN | Management | For | For | For |
| 25. | TO APPROVE THE GLAXOSMITHKLINE 2017 DEFERRED ANNUAL BONUS PLAN | Management | For | For | For |
| |
| POTASH CORPORATION OF SASKATCHEWAN INC. |
| Security | 73755L107 | | Meeting Type | Annual |
| Ticker Symbol | POT | | Meeting Date | 09-May-2017 |
| ISIN | CA73755L1076 | | Agenda | 934551587 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 01 | DIRECTOR | Management | | | |
| | 1 | C.M. BURLEY | For | For | For |
| | 2 | D.G. CHYNOWETH | For | For | For |
| | 3 | J.W. ESTEY | For | For | For |
| | 4 | G.W. GRANDEY | For | For | For |
| | 5 | C.S. HOFFMAN | For | For | For |
| | 6 | A.D. LABERGE | For | For | For |
| | 7 | C.E. MADERE | For | For | For |
| | 8 | K.G. MARTELL | For | For | For |
| | 9 | A.W. REGENT | For | For | For |
| | 10 | J.E. TILK | For | For | For |
| | 11 | Z.A. YUJNOVICH | For | For | For |
| 02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Management | For | For | For |
| 03 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | For |
| |
| NATIONAL OILWELL VARCO, INC. |
| Security | 637071101 | | Meeting Type | Annual |
| Ticker Symbol | NOV | | Meeting Date | 17-May-2017 |
| ISIN | US6370711011 | | Agenda | 934571286 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | Against | For | Against |
| 2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | For |
| 3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 4. | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | 1 Year | For |
| 5. | APPROVE STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | Shareholder | For | For | For |
| |
| GOODRICH PETROLEUM CORPORATION |
| Security | 382410843 | | Meeting Type | Annual |
| Ticker Symbol | GDP | | Meeting Date | 23-May-2017 |
| ISIN | US3824108431 | | Agenda | 934600138 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | STEVEN J. PULLY | For | For | For |
| | 2 | TIMOTHY D. LEULIETTE | For | For | For |
| 2. | RATIFY THE SELECTION OF HEIN & ASSOCIATES, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017. | Management | For | For | For |
| 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| 4. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For |
| 5. | APPROVE A SECOND AMENDMENT TO THE GOODRICH PETROLEUM CORPORATION MANAGEMENT INCENTIVE PLAN, AS AMENDED FROM TIME TO TIME, TO INCREASE THE NUMBER OF SHARES OF COMPANY COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER. | Management | For | For | For |
| |
| ROYAL DUTCH SHELL PLC |
| Security | 780259206 | | Meeting Type | Annual |
| Ticker Symbol | RDSA | | Meeting Date | 23-May-2017 |
| ISIN | US7802592060 | | Agenda | 934604580 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | For |
| 2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY | Management | For | For | For |
| 3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | For | For |
| 4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | For |
| 5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY | Management | For | For | For |
| 6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | For | For | For |
| 7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management | For | For | For |
| 8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | For | For | For |
| 9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | For | For | For |
| 10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | For | For | For |
| 11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | For | For | For |
| 12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | For | For | For |
| 13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | For | For | For |
| 14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management | For | For | For |
| 15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | For | For | For |
| 16. | REAPPOINTMENT OF AUDITOR | Management | For | For | For |
| 17. | REMUNERATION OF AUDITOR | Management | For | For | For |
| 18. | AUTHORITY TO ALLOT SHARES | Management | For | For | For |
| 19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For |
| 20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | For |
| 21. | SHAREHOLDER RESOLUTION | Shareholder | Against | Against | For |
| |
| CNOOC LIMITED |
| Security | 126132109 | | Meeting Type | Annual |
| Ticker Symbol | CEO | | Meeting Date | 26-May-2017 |
| ISIN | US1261321095 | | Agenda | 934615355 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| A1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| A2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016. | Management | For | For | For |
| A3. | TO RE-ELECT MR. YUAN GUANGYU AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A4. | TO RE-ELECT MR. XU KEQIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Management | Against | For | Against |
| A5. | TO RE-ELECT MR. LIU JIAN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A6. | TO RE-ELECT MR. LAWRENCE J. LAU WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A7. | TO RE-ELECT MR. KEVIN G. LYNCH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | For |
| A8. | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | Management | For | For | For |
| A9. | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | For |
| B1. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| B2. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| B3. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | Management | For | For | For |
| |
| TOTAL S.A. |
| Security | 89151E109 | | Meeting Type | Annual |
| Ticker Symbol | TOT | | Meeting Date | 26-May-2017 |
| ISIN | US89151E1091 | | Agenda | 934616080 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2016 | Management | For | For | For |
| 3. | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2016 FISCAL YEAR IN SHARES | Management | For | For | For |
| 4. | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2017 FISCAL YEAR IN SHARES – DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | For |
| 5. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | For |
| 6. | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Management | For | For | For |
| 7. | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE- ROQUETTE AS A DIRECTOR | Management | For | For | For |
| 8. | APPOINTMENT OF MR. MARK CUTIFANI AS A DIRECTOR | Management | For | For | For |
| 9. | APPOINTMENT OF MR. CARLOS TAVARES AS A DIRECTOR | Management | For | For | For |
| 10. | AGREEMENTS COVERED BY ARTICLE L. 225-38 AND SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | For |
| 11. | OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 12. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR THE DETERMINATION, BREAKDOWN AND ALLOCATION OF THE FIXED, VARIABLE AND EXTRAORDINARY COMPONENTS OF THE TOTAL COMPENSATION (INCLUDING IN-KIND BENEFITS) ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 13. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | Management | For | For | For |
| |
| ORANGE |
| Security | 684060106 | | Meeting Type | Annual |
| Ticker Symbol | ORAN | | Meeting Date | 01-Jun-2017 |
| ISIN | US6840601065 | | Agenda | 934622196 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management |
| 1. | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 3. | ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016, AS STATED IN THE COMPANY'S ANNUAL FINANCIAL STATEMENTS. | Management | For | For | For |
| 4. | AGREEMENTS PROVIDED FOR IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For |
| 5. | RENEWAL OF THE TERM OF OFFICE OF BPIFRANCE PARTICIPATIONS | Management | For | For | For |
| 6. | RATIFICATION OF A DIRECTOR'S APPOINTMENT – MR. ALEXANDRE BOMPARD | Management | For | For | For |
| 7. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| 8. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO MR. RAMON FERNANDEZ, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | For | For |
| 9. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO MR. PIERRE LOUETTE, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | For | For |
| 10. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 TO MR. GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | For | For |
| 11. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, APPORTIONING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ITEMS COMPRISING TOTAL COMPENSATION AND ALL BENEFITS IN KIND ALLOCATED TO MR. STEPHANE RICHARD, AS CHAIRMAN AND CEO | Management | For | For | For |
| 12. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, APPORTIONING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ITEMS COMPRISING TOTAL COMPENSATION AND ALL BENEFITS IN KIND ALLOCATED TO MR. RAMON FERNANDEZ, AS CEO DELEGATE | Management | For | For | For |
| 13. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, APPORTIONING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ITEMS COMPRISING TOTAL COMPENSATION AND ALL BENEFITS IN KIND ALLOCATED TO MR. PIERRE LOUETTE, AS CEO DELEGATE | Management | For | For | For |
| 14. | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, APPORTIONING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ITEMS COMPRISING TOTAL COMPENSATION AND ALL BENEFITS IN KIND ALLOCATED TO MR. GERVAIS PELLISSIER, AS CEO DELEGATE | Management | For | For | For |
| 15. | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES IN THE COMPANY | Management | For | For | For |
| 16. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE COMPANY AND COMPLEX SECURITIES, WITH SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS (NOT TO BE USED DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE SHAREHOLDERS' MEETING) | Management | For | For | For |
| 17. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO MAKE USE OF THE DELEGATION OF AUTHORITY GRANTED IN THE SIXTEENTH RESOLUTION DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES | Management | For | For | For |
| 18. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE COMPANY AND COMPLEX SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS AS PART OF A PUBLIC OFFERING (NOT TO BE USED DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE SHAREHOLDERS' MEETING) | Management | Against | For | Against |
| 19. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO MAKE USE OF THE DELEGATION OF AUTHORITY GRANTED IN THE EIGHTEENTH RESOLUTION DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES | Management | Against | For | Against |
| 20. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE COMPANY AND COMPLEX SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS AS PART OF AN OFFER PROVIDED FOR IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (NOT TO BE USED DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE SHAREHOLDERS' MEETING) | Management | Against | For | Against |
| 21. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO MAKE USE OF THE DELEGATION OF AUTHORITY GRANTED IN THE TWENTIETH RESOLUTION DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES | Management | Against | For | Against |
| 22. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ISSUABLE SECURITIES, IN THE EVENT OF SECURITIES TO BE ISSUED | Management | For | For | For |
| 23. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND COMPLEX SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY (NOT TO BE USED DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE SHAREHOLDERS' MEETING) | Management | Against | For | Against |
| 24. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO MAKE USE OF THE DELEGATION OF AUTHORITY GRANTED IN THE TWENTY-THIRD RESOLUTION DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES | Management | Against | For | Against |
| 25. | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND COMPLEX SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS, AS CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL (NOT TO BE USED DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE SHAREHOLDERS' MEETING) | Management | Against | For | Against |
| 26. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO MAKE USE OF THE DELEGATION OF POWERS GRANTED IN THE TWENTY-FIFTH RESOLUTION DURING A TAKEOVER OFFER PERIOD FOR THE COMPANY'S SECURITIES | Management | Against | For | Against |
| 27. | OVERALL LIMIT OF AUTHORIZATIONS | Management | For | For | For |
| 28. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | For | For | For |
| 29. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO ALLOCATE COMPANY'S SHARES FOR FREE TO CORPORATE OFFICERS AND CERTAIN ORANGE GROUP EMPLOYEES | Management | For | For | For |
| 30. | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO ALLOCATE COMPANY'S SHARES FOR FREE TO ORANGE GROUP EMPLOYEES | Management | For | For | For |
| 31. | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR COMPLEX SECURITIES RESERVED FOR MEMBERS OF SAVINGS PLANS WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | For |
| 32. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | For | For |
| 33. | POWERS FOR FORMALITIES | Management | For | For | For |
| A. | AMENDMENT TO ARTICLE 13 OF THE BYLAWS, BALANCED REPRESENTATION OF WOMEN AND MEN AT THE BOARD OF DIRECTORS | Management | For | Against | Against |
| B. | AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE MEETING. IF YOU CAST YOUR VOTE IN FAVOR OF RESOLUTION B, YOU ARE GIVING DISCRETION TO THE CHAIRMAN OF THE MEETING TO VOTE FOR OR AGAINST ANY AMENDMENTS OR NEW RESOLUTIONS THAT MAY BE PROPOSED | Management | For | Against | Against |
| |
Saturna Investment Trust, Saturna Sustainable Equity Fund (SEEFX)Proxy Voting Record relating to shareholder meetings held from July 1, 2016 through June 30, 2017 |
| SAMSONITE INTERNATIONAL S.A, LUXEMBOURG |
| Security | L80308106 | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | 1910 HK | | Meeting Date | 26-Jul-2016 |
| ISIN | LU0633102719 | | Agenda | 707218081 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO: (A) APPROVE, RATIFY AND CONFIRM THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") DATED AS OF MARCH 3, 2016 ENTERED INTO BETWEEN THE COMPANY, PTL ACQUISITION INC. ("PTL ACQUISITION") AND TUMI HOLDINGS, INC. ("TUMI") IN RELATION TO THE MERGER OF PTL ACQUISITION WITH AND INTO TUMI, WITH TUMI SURVIVING THE MERGER AS AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE COMPANY | Management | For | For | For |
| |
| ASHMORE GROUP PLC, LONDON |
| Security | G0609C101 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | ASHM LN | | Meeting Date | 21-Oct-2016 |
| ISIN | GB00B132NW22 | | Agenda | 707408933 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO RECEIVE AND ADOPT THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2016 | Management | For | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2016 OF 12.1 PENCE PER ORDINARY SHARE | Management | For | For | For |
| 3 | TO RE-ELECT MARK COOMBS AS A DIRECTOR | Management | For | For | For |
| 4 | TO RE-ELECT TOM SHIPPEY AS A DIRECTOR | Management | For | For | For |
| 5 | TO RE-ELECT PETER GIBBS AS A DIRECTOR | Management | For | For | For |
| 6 | TO RE-ELECT SIMON FRASER AS A DIRECTOR | Management | For | For | For |
| 7 | TO RE-ELECT DAME ANNE PRINGLE AS A DIRECTOR | Management | For | For | For |
| 8 | TO RE-ELECT DAVID BENNETT AS A DIRECTOR | Management | For | For | For |
| 9 | TO ELECT CLIVE ADAMSON AS A DIRECTOR | Management | For | For | For |
| 10 | TO APPROVE THE REMUNERATION REPORT SET OUT IN THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2016 | Management | For | For | For |
| 11 | TO RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | For |
| 12 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | For |
| 13 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | For |
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For |
| 15 | TO AUTHORISE THE DIS-APPLICATION OF PRE-EMPTION RIGHTS UP TO 35,368,623 SHARES | Management | For | For | For |
| 16 | TO AUTHORISE THE DIS-APPLICATION OF PRE-EMPTION RIGHTS UP TO A FURTHER 35,368,623 SHARES | Management | For | For | For |
| 17 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | For |
| 18 | TO APPROVE THE RENEWAL OF THE WAIVER OF THE OBLIGATION UNDER RULE 9 OF THE TAKEOVER CODE | Management | For | For | For |
| 19 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING | Management | For | For | For |
| |
| RAMSAY HEALTH CARE LTD, SYDNEY NSW |
| Security | Q7982Y104 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | RHC AU | | Meeting Date | 09-Nov-2016 |
| ISIN | AU000000RHC8 | | Agenda | 707442733 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2 | TO ADOPT THE REMUNERATION REPORT | Management | For | For | For |
| 3.1 | TO RE-ELECT MR KERRY CHISHOLM DART ROXBURGH AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For |
| 3.2 | TO RE-ELECT MR BRUCE ROGER SODEN AS AN EXECUTIVE DIRECTOR | Management | For | For | For |
| 4.1 | TO APPROVE THE GRANT OF PERFORMANCE RIGHTS TO EXECUTIVE DIRECTOR – MR CHRISTOPHER PAUL REX | Management | For | For | For |
| 4.2 | TO APPROVE THE GRANT OF PERFORMANCE RIGHTS TO EXECUTIVE DIRECTOR – MR BRUCE ROGER SODEN | Management | For | For | For |
| |
| | Account Number | Account Name | Internal Account | | Ballot Shares | |
| 549504 | SATURNA SUSTAINABLE EQUITY FUND | 5495048400 | | 2,308 | |
| VESTAS WIND SYSTEMS A/S, AARHUS |
| Security | K9773J128 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | VWS DC | | Meeting Date | 06-Apr-2017 |
| ISIN | DK0010268606 | | Agenda | 707806608 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | | | |
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | For |
| 3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 9.71 PER SHARE | Management | For | For | For |
| 4.A | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: BERT NORDBERG | Management | For | For | For |
| 4.B | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: CARSTEN BJERG | Management | For | For | For |
| 4.C | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: EIJA PITKANEN | Management | For | For | For |
| 4.D | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRIK ANDERSEN | Management | For | For | For |
| 4.E | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRY STENSON | Management | For | For | For |
| 4.F | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LARS JOSEFSSON | Management | For | For | For |
| 4.G | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LYKKE FRIIS | Management | For | For | For |
| 4.H | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: TORBEN BALLEGAARD SORENSEN | Management | For | For | For |
| 5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2016 | Management | For | For | For |
| 5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | For | For | For |
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | For |
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL – AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION-THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 221,544,727 TO NOMINALLY DKK 215,496,947 THROUGH CANCELLATION OF TREASURY SHARES | Management | For | For | For |
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES- AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2018 | Management | For | For | For |
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: NOTIFICATION OF ATTENDANCE AT A GENERAL MEETING – AMENDMENT OF ARTICLES 6(3) AND 6(4) OF THE ARTICLES OF ASSOCIATION- THE COMPANY'S ARTICLES OF ASSOCIATION ARE AMENDED TO THE EFFECT THAT SHAREHOLDERS ARE NOT REQUIRED TO REQUEST AN ADMISSION CARD IN ORDER TO ATTEND A GENERAL MEETING. INSTEAD SHAREHOLDERS MUST NOTIFY THE COMPANY OF THEIR ATTENDANCE | Management | For | For | For |
| 8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For | For |
| |
| AIA COMPANY LTD |
| Security | Y002A1105 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | 1299 HK | | Meeting Date | 12-May-2017 |
| ISIN | HK0000069689 | | Agenda | 707862074 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER 2016 | Management | For | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF 63.75 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER 2016 | Management | For | For | For |
| 3 | TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For |
| 4 | TO RE-ELECT MR. EDMUND SZE-WING TSE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For |
| 5 | TO RE-ELECT MR. JACK CHAK-KWONG SO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For |
| 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | For |
| 7A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | For |
| 7B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | For |
| 7C | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) | Management | For | For | For |
| |
| VALEO SA, PARIS |
| Security | F96221340 | | Meeting Type | MIX |
| Ticker Symbol | FR FP | | Meeting Date | 23-May-2017 |
| ISIN | FR0013176526 | | Agenda | 707924278 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND | Management | For | For | For |
| O.4 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS PURSUANT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | For |
| O.5 | RENEWAL OF THE TERM OF C. MAURY DEVINE AS DIRECTOR | Management | For | For | For |
| O.6 | RENEWAL OF THE TERM OF MS MARI- NOELLE JEGO-LAVEISSIERE AS DIRECTOR | Management | For | For | For |
| O.7 | RENEWAL OF THE TERM OF VERONIQUE WEILL AS DIRECTOR | Management | For | For | For |
| O.8 | REVIEW ON THE COMPENSATION OWED OR PAID TO MR PASCAL COLOMBANI FOR THE EXECUTION OF HIS FUNCTIONS AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL 18 FEBRUARY 2016, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| O.9 | REVIEW ON THE COMPENSATION OWED OR PAID TO MR JACQUES ASCHENBROICH FOR THE EXECUTION OF HIS FUNCTIONS AS GENERAL MANAGER UNTIL 18 FEBRUARY 2016, THEN AS CHIEF EXECUTIVE OFFICER SINCE 18 FEBRUARY 2016, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| O.10 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | For |
| O.11 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | Management | For | For | For |
| E.12 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | For |
| E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | For |
| E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | For |
| E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES OR SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUANCE, WITH RETENTION OR CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OVER- ALLOTMENT OPTION IN THE EVENT OF A DEMAND EXCEEDING THE NUMBER OF SECURITIES OFFERED | Management | For | For | For |
| E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE COMPANY'S SHARE CAPITAL THROUGH THE INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR ANY OTHER SUM WHOSE CAPITALISATION MAY BE PERMISSIBLE | Management | For | For | For |
| E.17 | DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY | Management | For | For | For |
| E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES RESERVED FOR MEMBERS OF SAVING SCHEMES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For |
| E.19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | For |
| E.20 | AMENDMENTS TO BY-LAWS DETERMINING THE PROCEDURE FOR APPOINTING DIRECTORS REPRESENTING SALARIED EMPLOYEES – LAW NDECREE2015-994 OF 17 AUGUST 2015 REGARDING SOCIAL DIALOGUE AND EMPLOYMENT | Management | For | For | For |
| E.21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | For |
| |
| CHINA MOBILE LIMITED, HONG KONG |
| Security | Y14965100 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | 941 HK | | Meeting Date | 25-May-2017 |
| ISIN | HK0941009539 | | Agenda | 707997625 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | For |
| 3 | TO RE-ELECT MR. DONG XIN AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For |
| 4.I | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: MR. FRANK WONG KWONG SHING | Management | For | For | For |
| 4.II | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: DR. MOSES CHENG MO CHI | Management | For | For | For |
| 4.III | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: MR. PAUL CHOW MAN YIU | Management | For | For | For |
| 4.IV | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: MR. STEPHEN YIU KIN WAH | Management | For | For | For |
| 5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | For | For | For |
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | For | For | For |
| 8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | Management | For | For | For |
| |
| SAMSONITE INTERNATIONAL S.A, LUXEMBOURG |
| Security | L80308106 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | 1910 HK | | Meeting Date | 01-Jun-2017 |
| ISIN | LU0633102719 | | Agenda | 707979083 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO RECEIVE AND ADOPT THE AUDITED STATUTORY ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 2 | TO APPROVE THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 3 | TO DECLARE A CASH DISTRIBUTION TO THE SHAREHOLDERS OF THE COMPANY IN AN AMOUNT OF NINETY- SEVEN MILLION UNITED STATES DOLLARS (USD 97,000,000.00) OUT OF THE COMPANY'S DISTRIBUTABLE AD HOC RESERVE | Management | For | For | For |
| 4.A | TO RE-ELECT KYLE FRANCIS GENDREAU AS AN EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | Against | For | Against |
| 4.B | TO RE-ELECT TOM KORBAS AS A NON- EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | Against | For | Against |
| 4.C | TO RE-ELECT YING YEH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | Against | For | Against |
| 5 | TO RENEW THE MANDATE GRANTED TO KPMG LUXEMBOURG TO ACT AS APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | For | For | For |
| 6 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | For |
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | For |
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | For |
| 9 | TO APPROVE THE DISCHARGE GRANTED TO THE DIRECTORS AND THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE EXERCISE OF THEIR RESPECTIVE MANDATES DURING THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | For |
| 10 | TO APPROVE THE REMUNERATION TO BE GRANTED TO CERTAIN DIRECTORS OF THE COMPANY | Management | For | For | For |
| 11 | TO APPROVE THE REMUNERATION TO BE GRANTED TO KPMG LUXEMBOURG AS THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY | Management | For | For | For |
| |
| MURATA MANUFACTURING CO.,LTD. |
| Security | J46840104 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | 6981 JP | | Meeting Date | 29-Jun-2017 |
| ISIN | JP3914400001 | | Agenda | 708233969 – Management |
| |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Approve Appropriation of Surplus | Management | For | For | For |
| 2.1 | Appoint a Director except as Supervisory Committee Members Murata, Tsuneo | Management | | For | For |
| 2.2 | Appoint a Director except as Supervisory Committee Members Fujita, Yoshitaka | Management | For | For | For |
| 2.3 | Appoint a Director except as Supervisory Committee Members Inoue, Toru | Management | For | For | For |
| 2.4 | Appoint a Director except as Supervisory Committee Members Nakajima, Norio | Management | For | For | For |
| 2.5 | Appoint a Director except as Supervisory Committee Members Iwatsubo, Hiroshi | Management | For | For | For |
| 2.6 | Appoint a Director except as Supervisory Committee Members Takemura, Yoshito | Management | For | For | For |
| 2.7 | Appoint a Director except as Supervisory Committee Members Ishino, Satoshi | Management | For | For | For |
| 2.8 | Appoint a Director except as Supervisory Committee Members Shigematsu, Takashi | Management | For | For | For |
| 3 | Approve Details of the Restricted-Share Compensation Plan to be received by Directors except Outside Directors and Directors as Supervisory Committee Members | Management | For | For | For |
| |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Jane K. Carten, President
