| WORLDPAY INC. |
| Security | 981558109 | | Meeting Type | Special |
| Ticker Symbol | WP | | Meeting Date | 24-Jul-2019 |
| ISIN | US9815581098 | | Agenda | 935051982 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To adopt and approve the Agreement and
Plan of Merger (the "merger agreement"),
dated March 17, 2019, by and among
Worldpay, Inc. ("Worldpay"), Fidelity
National Information Services, Inc. and
Wrangler Merger Sub, Inc. | Management | For | For | For |
| 2. | To approve, on a non-binding, advisory
basis, the compensation payments that will
or may be made to Worldpay's named
executive officers in connection with the
transaction contemplated by the merger
agreement. | Management | For | For | For |
| 3. | To adjourn the Worldpay Special Meeting, if
necessary or appropriate, to solicit
additional proxies in favor of the proposal to
adopt and approve the merger agreement. | Management | For | For | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 08-Aug-2019 |
| ISIN | US9839191015 | | Agenda | 935055194 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Dennis Segers | Management | For | For | For |
| 1b. | Election of Director: Raman K. Chitkara | Management | For | For | For |
| 1c. | Election of Director: Saar Gillai | Management | For | For | For |
| 1d. | Election of Director: Ronald S. Jankov | Management | For | For | For |
| 1e. | Election of Director: Mary Louise Krakauer | Management | For | For | For |
| 1f. | Election of Director: Thomas H. Lee | Management | For | For | For |
| 1g. | Election of Director: J. Michael Patterson | Management | For | For | For |
| 1h. | Election of Director: Victor Peng | Management | For | For | For |
| 1i. | Election of Director: Marshall C. Turner | Management | For | For | For |
| 1j. | Election of Director: Elizabeth W.
Vanderslice | Management | For | For | For |
| 2. | Proposal to approve an amendment to the
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares. | Management | For | For | For |
| 3. | Proposal to approve an amendment to the
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares. | Management | For | For | For |
| 4. | Proposal to approve, on an advisory basis,
the compensation of the Company's named
executive officers. | Management | For | For | For |
| 5. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent registered accounting firm for
fiscal 2020. | Management | For | For | For |
| |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | Meeting Date | 18-Sep-2019 |
| ISIN | US8740541094 | | Agenda | 935065842 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | For |
| 1B. | Election of Director: Michael Dornemann | Management | For | For | For |
| 1C. | Election of Director: J Moses | Management | For | For | For |
| 1D. | Election of Director: Michael Sheresky | Management | For | For | For |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | For |
| 1F. | Election of Director: Susan Tolson | Management | For | For | For |
| 1G. | Election of Director: Paul Viera | Management | For | For | For |
| 1H. | Election of Director: Roland Hernandez | Management | For | For | For |
| 2. | Approval, on a non-binding advisory basis,
of the compensation of the Company's
"named executive officers" as disclosed in
the Proxy Statement. | Management | For | For | For |
| 3. | Ratification of the appointment of Ernst &
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020. | Management | For | For | For |
| |
| NIKE, INC. |
| Security | 654106103 | | Meeting Type | Annual |
| Ticker Symbol | NKE | | Meeting Date | 19-Sep-2019 |
| ISIN | US6541061031 | | Agenda | 935066298 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Alan B. Graf, Jr. | Withheld | For | Against |
| | 2 | Peter B. Henry | Withheld | For | Against |
| | 3 | Michelle A. Peluso | Withheld | For | Against |
| 2. | To approve executive compensation by an
advisory vote. | Management | For | For | For |
| 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm. | Management | For | For | For |
| |
| RPM INTERNATIONAL INC. |
| Security | 749685103 | | Meeting Type | Annual |
| Ticker Symbol | RPM | | Meeting Date | 03-Oct-2019 |
| ISIN | US7496851038 | | Agenda | 935074839 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Kirkland B. Andrews | For | For | For |
| | 2 | David A. Daberko | For | For | For |
| | 3 | Thomas S. Gross | For | For | For |
| | 4 | Frank C. Sullivan | For | For | For |
| 2. | Approve the Company's executive
compensation. | Management | For | For | For |
| 3. | Approve the amendment of the 2014
Omnibus Plan. | Management | For | For | For |
| 4. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm. | Management | For | For | For |
| |
| ORACLE CORPORATION |
| Security | 68389X105 | | Meeting Type | Annual |
| Ticker Symbol | ORCL | | Meeting Date | 19-Nov-2019 |
| ISIN | US68389X1054 | | Agenda | 935087165 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Jeffrey S. Berg | For | For | For |
| | 2 | Michael J. Boskin | For | For | For |
| | 3 | Safra A. Catz | For | For | For |
| | 4 | Bruce R. Chizen | For | For | For |
| | 5 | George H. Conrades | Withheld | For | Against |
| | 6 | Lawrence J. Ellison | For | For | For |
| | 7 | Rona A. Fairhead | For | For | For |
| | 8 | Hector Garcia-Molina | For | For | For |
| | 9 | Jeffrey O. Henley | For | For | For |
| | 10 | Mark V. Hurd | For | For | For |
| | 11 | RenÉe J. James | For | For | For |
| | 12 | Charles W. Moorman IV | For | For | For |
| | 13 | Leon E. Panetta | Withheld | For | Against |
| | 14 | William G. Parrett | For | For | For |
| | 15 | Naomi O. Seligman | Withheld | For | Against |
| 2. | Advisory Vote to Approve the
Compensation of the Named Executive
Officers. | Management | Against | For | Against |
| 3. | Ratification of the Selection of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2020. | Management | For | For | For |
| 4. | Stockholder Proposal Regarding Pay Equity
Report. | Shareholder | Against | Against | For |
| 5. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | For | Against | Against |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 04-Dec-2019 |
| ISIN | US5949181045 | | Agenda | 935092849 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: William H. Gates III | Management | For | For | For |
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1E. | Election of Director: Satya Nadella | Management | For | For | For |
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For |
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1J. | Election of Director: John W. Stanton | Management | For | For | For |
| 1K. | Election of Director: John W. Thompson | Management | For | For | For |
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For |
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2020 | Management | For | For | For |
| 4. | Shareholder Proposal – Report on
Employee Representation on Board of
Directors | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal – Report on Gender
Pay Gap | Shareholder | Against | Against | For |
| |
| COSTCO WHOLESALE CORPORATION |
| Security | 22160K105 | | Meeting Type | Annual |
| Ticker Symbol | COST | | Meeting Date | 22-Jan-2020 |
| ISIN | US22160K1051 | | Agenda | 935114087 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Susan L. Decker | For | For | For |
| | 2 | Richard A. Galanti | For | For | For |
| | 3 | Sally Jewell | For | For | For |
| | 4 | Charles T. Munger | For | For | For |
| 2. | Ratification of selection of independent
auditors. | Management | Against | For | Against |
| 3. | Approval, on an advisory basis, of executive
compensation. | Management | For | For | For |
| 4. | Approval to amend Articles of Incorporation
to permit removal of directors without
cause. | Management | For | For | For |
| 5. | Shareholder proposal regarding a director
skills matrix and disclosure of director
ideological perspectives. | Shareholder | Against | Against | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 26-Feb-2020 |
| ISIN | US0378331005 | | Agenda | 935121563 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Ron Sugar | Management | For | For | For |
| 1G. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for 2020 | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against |
| 5. | A shareholder proposal relating to
sustainability and executive compensation | Shareholder | Against | Against | For |
| 6. | A shareholder proposal relating to policies
on freedom of expression | Shareholder | Against | Against | For |
| |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | Meeting Date | 10-Mar-2020 |
| ISIN | US7475251036 | | Agenda | 935123783 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mark Fields | Management | For | For | For |
| 1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | For |
| 1C. | Election of Director: Ann M. Livermore | Management | For | For | For |
| 1D. | Election of Director: Harish Manwani | Management | For | For | For |
| 1E. | Election of Director: Mark D. McLaughlin | Management | For | For | For |
| 1F. | Election of Director: Steve Mollenkopf | Management | For | For | For |
| 1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For |
| 1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | For |
| 1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | For |
| 1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For |
| 2. | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020. | Management | For | For | For |
| 3. | To approve the amended and restated 2016
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares. | Management | For | For | For |
| 4. | To approve, on an advisory basis, our
executive compensation. | Management | Against | For | Against |
| 5. | To approve, on an advisory basis, the
frequency of future advisory votes on our
executive compensation. | Management | 1 Year | 1 Year | For |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Type | Annual |
| Ticker Symbol | TEL | | Meeting Date | 11-Mar-2020 |
| ISIN | CH0102993182 | | Agenda | 935124280 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Yong Nam | Management | For | For | For |
| 1I. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1K. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1L. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1M. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors. | Management | For | For | For |
| 3A. | To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar | Management | For | For | For |
| 3C. | To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau | Management | For | For | For |
| 3D. | To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting. | Management | For | For | For |
| 5.1 | To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019). | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019. | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020. | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management. | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors. | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019. | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution. | Management | For | For | For |
| 13. | To approve a renewal of authorized capital
and related amendment to our articles of
association. | Management | For | For | For |
| 14. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 15. | To approve any adjournments or
postponements of the meeting. | Management | For | For | For |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Type | Annual |
| Ticker Symbol | TEL | | Meeting Date | 11-Mar-2020 |
| ISIN | CH0102993182 | | Agenda | 935133479 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Yong Nam | Management | For | For | For |
| 1I. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1K. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1L. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1M. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors. | Management | For | For | For |
| 3A. | To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar | Management | For | For | For |
| 3C. | To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau | Management | For | For | For |
| 3D. | To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting. | Management | For | For | For |
| 5.1 | To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019). | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019. | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020. | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management. | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors. | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019. | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution. | Management | For | For | For |
| 13. | To approve a renewal of authorized capital
and related amendment to our articles of
association. | Management | For | For | For |
| 14. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 15. | To approve any adjournments or
postponements of the meeting. | Management | For | For | For |
| |
| STARBUCKS CORPORATION |
| Security | 855244109 | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | Meeting Date | 18-Mar-2020 |
| ISIN | US8552441094 | | Agenda | 935125066 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | Against | For | Against |
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | For |
| 1C. | Election of Director: Andrew Campion | Management | For | For | For |
| 1D. | Election of Director: Mary N. Dillon | Management | Against | For | Against |
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For |
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For |
| 1I. | Election of Director: Satya Nadella | Management | Against | For | Against |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For |
| 1K. | Election of Director: Clara Shih | Management | For | For | For |
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For |
| 1M. | Election of Director: Myron E. Ullman, III | Management | For | For | For |
| 2. | Advisory resolution to approve our
executive officer compensation | Management | For | For | For |
| 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2020 | Management | For | For | For |
| 4. | EEO Policy Risk Report | Shareholder | Against | Against | For |
| |
| ADOBE INC |
| Security | 00724F101 | | Meeting Type | Annual |
| Ticker Symbol | ADBE | | Meeting Date | 09-Apr-2020 |
| ISIN | US00724F1012 | | Agenda | 935132580 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Amy Banse | Management | For | For | For |
| 1B. | Election of Director: Frank Calderoni | Management | For | For | For |
| 1C. | Election of Director: James Daley | Management | For | For | For |
| 1D. | Election of Director: Laura Desmond | Management | For | For | For |
| 1E. | Election of Director: Charles Geschke | Management | For | For | For |
| 1F. | Election of Director: Shantanu Narayen | Management | For | For | For |
| 1G. | Election of Director: Kathleen Oberg | Management | For | For | For |
| 1H. | Election of Director: Dheeraj Pandey | Management | For | For | For |
| 1I. | Election of Director: David Ricks | Management | For | For | For |
| 1J. | Election of Director: Daniel Rosensweig | Management | For | For | For |
| 1K. | Election of Director: John Warnock | Management | For | For | For |
| 2. | Approve the 2020 Employee Stock
Purchase Plan, which amends and restates
the 1997 Employee Stock Purchase Plan. | Management | For | For | For |
| 3. | Ratify the appointment of KPMG LLP as our
independent registered public accounting
firm for our fiscal year ending on November
27, 2020. | Management | For | For | For |
| 4. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | For | For |
| 5. | Consider and vote upon one stockholder
proposal. | Shareholder | For | Against | Against |
| |
| STANLEY BLACK & DECKER, INC. |
| Security | 854502101 | | Meeting Type | Annual |
| Ticker Symbol | SWK | | Meeting Date | 17-Apr-2020 |
| ISIN | US8545021011 | | Agenda | 935134469 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Andrea J. Ayers | Management | For | For | For |
| 1B. | Election of Director: George W. Buckley | Management | For | For | For |
| 1C. | Election of Director: Patrick D. Campbell | Management | For | For | For |
| 1D. | Election of Director: Carlos M. Cardoso | Management | For | For | For |
| 1E. | Election of Director: Robert B. Coutts | Management | For | For | For |
| 1F. | Election of Director: Debra A. Crew | Management | For | For | For |
| 1G. | Election of Director: Michael D. Hankin | Management | For | For | For |
| 1H. | Election of Director: James M. Loree | Management | For | For | For |
| 1I. | Election of Director: Dmitri L. Stockton | Management | For | For | For |
| 1J. | Election of Director: Irving Tan | Management | For | For | For |
| 2. | Approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | For | For | For |
| 3. | Approve the selection of Ernst & Young LLP
as the Company's independent auditors for
the Company's 2020 fiscal year. | Management | For | For | For |
| 4. | To consider a shareholder proposal
regarding action by written consent, if
properly presented. | Shareholder | Against | Against | For |
| |
| TEXAS INSTRUMENTS INCORPORATED |
| Security | 882508104 | | Meeting Type | Annual |
| Ticker Symbol | TXN | | Meeting Date | 23-Apr-2020 |
| ISIN | US8825081040 | | Agenda | 935138722 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For |
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For |
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For |
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For |
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For |
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For |
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For |
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For |
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For |
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For |
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For |
| 2. | Board proposal regarding advisory approval
of the Company's executive compensation. | Management | For | For | For |
| 3. | Board proposal to ratify the appointment of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020. | Management | For | For | For |
| |
| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 24-Apr-2020 |
| ISIN | US0028241000 | | Agenda | 935138570 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | R.J. Alpern | For | For | For |
| | 2 | R.S. Austin | For | For | For |
| | 3 | S.E. Blount | For | For | For |
| | 4 | R.B. Ford | For | For | For |
| | 5 | M.A. Kumbier | Withheld | For | Against |
| | 6 | E.M. Liddy | Withheld | For | Against |
| | 7 | D.W. McDew | For | For | For |
| | 8 | N. McKinstry | For | For | For |
| | 9 | P.N. Novakovic | Withheld | For | Against |
| | 10 | W.A. Osborn | For | For | For |
| | 11 | D.J. Starks | For | For | For |
| | 12 | J.G. Stratton | For | For | For |
| | 13 | G.F. Tilton | For | For | For |
| | 14 | M.D. White | For | For | For |
| 2. | Ratification of Ernst & Young LLP as
Auditors. | Management | For | For | For |
| 3. | Say on Pay – An Advisory Vote to Approve
Executive Compensation. | Management | Against | For | Against |
| 4. | Shareholder Proposal – Lobbying
Disclosure. | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal – Non-GAAP
Financial Performance Metrics Disclosure. | Shareholder | For | Against | Against |
| 6. | Shareholder Proposal – Shareholder Voting
on By-Law Amendments. | Shareholder | Against | Against | For |
| 7. | Shareholder Proposal – Simple Majority
Vote. | Shareholder | Against | Against | For |
| |
| HONEYWELL INTERNATIONAL INC. |
| Security | 438516106 | | Meeting Type | Annual |
| Ticker Symbol | HON | | Meeting Date | 27-Apr-2020 |
| ISIN | US4385161066 | | Agenda | 935137794 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For |
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For |
| 1C. | Election of Director: William S. Ayer | Management | For | For | For |
| 1D. | Election of Director: Kevin Burke | Management | For | For | For |
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | For |
| 1G. | Election of Director: Deborah Flint | Management | For | For | For |
| 1H. | Election of Director: Judd Gregg | Management | For | For | For |
| 1I. | Election of Director: Clive Hollick | Management | For | For | For |
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For |
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | For |
| 1L. | Election of Director: George Paz | Management | For | For | For |
| 1M. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | For | For |
| 3. | Approval of Independent Accountants. | Management | For | For | For |
| 4. | Let Shareholders Vote on Bylaw
Amendments. | Shareholder | Against | Against | For |
| 5. | Report on Lobbying Activities and
Expenditures. | Shareholder | Against | Against | For |
| |
| ALLY FINANCIAL INC |
| Security | 02005N100 | | Meeting Type | Annual |
| Ticker Symbol | ALLY | | Meeting Date | 28-Apr-2020 |
| ISIN | US02005N1000 | | Agenda | 935146806 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Franklin W. Hobbs | Management | For | For | For |
| 1B. | Election of Director: Kenneth J. Bacon | Management | For | For | For |
| 1C. | Election of Director: Katryn (Trynka)
Shineman Blake | Management | For | For | For |
| 1D. | Election of Director: Maureen A. Breakiron-
Evans | Management | For | For | For |
| 1E. | Election of Director: William H. Cary | Management | For | For | For |
| 1F. | Election of Director: Mayree C. Clark | Management | For | For | For |
| 1G. | Election of Director: Kim S. Fennebresque | Management | For | For | For |
| 1H. | Election of Director: Marjorie Magner | Management | For | For | For |
| 1I. | Election of Director: Brian H. Sharples | Management | For | For | For |
| 1J. | Election of Director: John J. Stack | Management | For | For | For |
| 1K. | Election of Director: Michael F. Steib | Management | For | For | For |
| 1L. | Election of Director: Jeffrey J. Brown | Management | For | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For | For |
| 3. | Ratification of the Audit Committee's
engagement of Deloitte & Touche LLP as
the Company's independent registered
public accounting firm for 2020. | Management | For | For | For |
| |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 05-May-2020 |
| ISIN | US1101221083 | | Agenda | 935151681 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Peter J. Arduini | Management | Against | For | Against |
| 1B. | Election of Director: Robert Bertolini | Management | For | For | For |
| 1C. | Election of Director: Michael W. Bonney | Management | For | For | For |
| 1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1E. | Election of Director: Matthew W. Emmens | Management | For | For | For |
| 1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | For |
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | For |
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | For |
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | For |
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | For |
| 1K. | Election of Director: Karen H. Vousden,
Ph.D. | Management | For | For | For |
| 1L. | Election of Director: Phyllis R. Yale | Management | For | For | For |
| 2. | Advisory vote to approve the compensation
of our Named Executive Officers. | Management | For | For | For |
| 3. | Ratification of the appointment of an
independent registered public accounting
firm. | Management | For | For | For |
| 4. | Shareholder Proposal on Separate Chair &
CEO. | Shareholder | For | Against | Against |
| 5. | Shareholder Proposal on Shareholder Right
to Act by Written Consent. | Shareholder | Against | Against | For |
| |
| STRYKER CORPORATION |
| Security | 863667101 | | Meeting Type | Annual |
| Ticker Symbol | SYK | | Meeting Date | 05-May-2020 |
| ISIN | US8636671013 | | Agenda | 935153673 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mary K. Brainerd | Management | For | For | For |
| 1B. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For |
| 1C. | Election of Director: Roch Doliveux, DVM | Management | For | For | For |
| 1D. | Election of Director: Allan C. Golston(Lead
Independent Director) | Management | For | For | For |
| 1E. | Election of Director: Kevin A.
Lobo(Chairman of the Board) | Management | For | For | For |
| 1F. | Election of Director: Sherilyn S. McCoy | Management | For | For | For |
| 1G. | Election of Director: Andrew K. Silvernail | Management | For | For | For |
| 1H. | Election of Director: Lisa M. Skeete Tatum | Management | For | For | For |
| 1I. | Election of Director: Ronda E. Stryker | Management | For | For | For |
| 1J. | Election of Director: Rajeev Suri | Management | For | For | For |
| 2. | Ratify appointment of Ernst & Young LLP
as our independent registered public
accounting firm for 2020. | Management | Against | For | Against |
| 3. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 4. | Non-management employee representation
on the Board of Directors. | Management | For | Against | Against |
| |
| ECOLAB INC. |
| Security | 278865100 | | Meeting Type | Annual |
| Ticker Symbol | ECL | | Meeting Date | 07-May-2020 |
| ISIN | US2788651006 | | Agenda | 935147795 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For |
| 1B. | Election of Director: Shari L. Ballard | Management | For | For | For |
| 1C. | Election of Director: Barbara J. Beck | Management | For | For | For |
| 1D. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For |
| 1E. | Election of Director: Arthur J. Higgins | Management | Against | For | Against |
| 1F. | Election of Director: Michael Larson | Management | For | For | For |
| 1G. | Election of Director: David W. MacLennan | Management | For | For | For |
| 1H. | Election of Director: Tracy B. McKibben | Management | For | For | For |
| 1I. | Election of Director: Lionel L. Nowell, III | Management | For | For | For |
| 1J. | Election of Director: Victoria J. Reich | Management | For | For | For |
| 1K. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For |
| 1L. | Election of Director: John J. Zillmer | Management | Against | For | Against |
| 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the current year ending December
31, 2020. | Management | For | For | For |
| 3. | Advisory vote to approve the compensation
of executives disclosed in the Proxy
Statement. | Management | For | For | For |
| 4. | Stockholder proposal regarding proxy
access, if properly presented. | Shareholder | For | Against | Against |
| |
| EDWARDS LIFESCIENCES CORPORATION |
| Security | 28176E108 | | Meeting Type | Annual |
| Ticker Symbol | EW | | Meeting Date | 07-May-2020 |
| ISIN | US28176E1082 | | Agenda | 935151845 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Michael A. Mussallem | Management | For | For | For |
| 1B. | Election of Director: Kieran T. Gallahue | Management | For | For | For |
| 1C. | Election of Director: Leslie S. Heisz | Management | For | For | For |
| 1D. | Election of Director: William J. Link, Ph.D. | Management | For | For | For |
| 1E. | Election of Director: Steven R. Loranger | Management | For | For | For |
| 1F. | Election of Director: Martha H. Marsh | Management | For | For | For |
| 1G. | Election of Director: Ramona Sequeira | Management | For | For | For |
| 1H. | Election of Director: Nicholas J. Valeriani | Management | For | For | For |
| 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | Management | For | For | For |
| 3. | APPROVAL OF THE 2020
NONEMPLOYEE DIRECTORS STOCK
INCENTIVE PROGRAM. | Management | For | For | For |
| 4. | APPROVAL OF AMENDMENT OF THE
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON
STOCK FOR THE PURPOSE OF
EFFECTING A THREE-FOR-ONE STOCK
SPLIT. | Management | For | For | For |
| 5. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | For | For |
| 6. | ADVISORY VOTE ON A STOCKHOLDER
PROPOSAL REGARDING ACTION BY
WRITTEN CONSENT. | Shareholder | For | Against | Against |
| |
| ROSS STORES, INC. |
| Security | 778296103 | | Meeting Type | Annual |
| Ticker Symbol | ROST | | Meeting Date | 20-May-2020 |
| ISIN | US7782961038 | | Agenda | 935168915 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Michael Balmuth | Management | For | For | For |
| 1B. | Election of Director: K. Gunnar Bjorklund | Management | Against | For | Against |
| 1C. | Election of Director: Michael J. Bush | Management | For | For | For |
| 1D. | Election of Director: Norman A. Ferber | Management | For | For | For |
| 1E. | Election of Director: Sharon D. Garrett | Management | For | For | For |
| 1F. | Election of Director: Stephen D. Milligan | Management | For | For | For |
| 1G. | Election of Director: Patricia H. Mueller | Management | For | For | For |
| 1H. | Election of Director: George P. Orban | Management | Against | For | Against |
| 1I. | Election of Director: Gregory L. Quesnel | Management | For | For | For |
| 1J. | Election of Director: Larree M. Renda | Management | For | For | For |
| 1K. | Election of Director: Barbara Rentler | Management | For | For | For |
| 2. | Advisory vote to approve the resolution on
the compensation of the named executive
officers. | Management | Against | For | Against |
| 3. | To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 30, 2021. | Management | For | For | For |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 21-May-2020 |
| ISIN | US4370761029 | | Agenda | 935172130 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For |
| 2. | Ratification of the Appointment of KPMG
LLP | Management | For | For | For |
| 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay") | Management | For | For | For |
| 4. | Shareholder Proposal Regarding
Amendment of Shareholder Written
Consent Right | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal Regarding EEO-1
Disclosure | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal Regarding Executive
Ownership Guidelines | Shareholder | Against | Against | For |
| 7. | Shareholder Proposal Regarding
Electioneering Contributions Congruency
Analysis | Shareholder | Against | Against | For |
| |
| MERCK & CO., INC. |
| Security | 58933Y105 | | Meeting Type | Annual |
| Ticker Symbol | MRK | | Meeting Date | 26-May-2020 |
| ISIN | US58933Y1055 | | Agenda | 935176431 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For |
| 1B. | Election of Director: Thomas R. Cech | Management | For | For | For |
| 1C. | Election of Director: Mary Ellen Coe | Management | For | For | For |
| 1D. | Election of Director: Pamela J. Craig | Management | For | For | For |
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | For |
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | For |
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | For |
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | For |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | For |
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | For |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | For |
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | For |
| 2. | Non-binding advisory vote to approve the
compensation of our named executive
officers. | Management | Against | For | Against |
| 3. | Ratification of the appointment of the
Company's independent registered public
accounting firm for 2020. | Management | For | For | For |
| 4. | Shareholder proposal concerning
shareholder right to act by written consent. | Shareholder | Against | Against | For |
| 5. | Shareholder proposal regarding allocation
of corporate tax savings. | Shareholder | Against | Against | For |
| |
| TRIMBLE INC. |
| Security | 896239100 | | Meeting Type | Annual |
| Ticker Symbol | TRMB | | Meeting Date | 27-May-2020 |
| ISIN | US8962391004 | | Agenda | 935180860 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Steven W. Berglund | For | For | For |
| | 2 | Börje Ekholm | For | For | For |
| | 3 | Kaigham (Ken) Gabriel | For | For | For |
| | 4 | Merit E. Janow | For | For | For |
| | 5 | Meaghan Lloyd | For | For | For |
| | 6 | Sandra MacQuillan | For | For | For |
| | 7 | Ronald S. Nersesian | For | For | For |
| | 8 | Robert G. Painter | For | For | For |
| | 9 | Mark S. Peek | For | For | For |
| | 10 | Johan Wibergh | For | For | For |
| 2. | To hold an advisory vote on approving the
compensation for our Named Executive
Officers. | Management | For | For | For |
| 3. | To ratify the appointment of Ernst & Young
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021. | Management | For | For | For |
| 4. | To approve an amendment to the 2002
Stock Plan to increase by 18,000,000 the
number of shares of Common Stock
available for the grant of options and
awards. | Management | For | For | For |
| |
| AMAZON.COM, INC. |
| Security | 023135106 | | Meeting Type | Annual |
| Ticker Symbol | AMZN | | Meeting Date | 27-May-2020 |
| ISIN | US0231351067 | | Agenda | 935186305 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For |
| 1B. | Election of director: Rosalind G. Brewer | Management | Against | For | Against |
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For |
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For |
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For |
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For |
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For |
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For |
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For |
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | APPROVAL OF AMENDMENT TO
RESTATED CERTIFICATE OF
INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A
SPECIAL MEETING | Management | For | For | For |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFECTS
OF FOOD WASTE | Shareholder | For | Against | Against |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES | Shareholder | For | Against | Against |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
POTENTIAL CUSTOMER MISUSE OF
CERTAIN TECHNOLOGIES | Shareholder | For | Against | Against |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFORTS
TO RESTRICT CERTAIN PRODUCTS | Shareholder | For | Against | Against |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A MANDATORY
INDEPENDENT BOARD CHAIR POLICY | Shareholder | For | Against | Against |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
REPORT ON GENDER/RACIAL PAY | Shareholder | For | Against | Against |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON CERTAIN
COMMUNITY IMPACTS | Shareholder | For | Against | Against |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
VIEWPOINT DISCRIMINATION | Shareholder | For | Against | Against |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PROMOTION DATA | Shareholder | For | Against | Against |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING AN ADDITIONAL
REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER
MEETINGS | Shareholder | For | Against | Against |
| 15. | SHAREHOLDER PROPOSAL
REQUESTING A SPECIFIC SUPPLY
CHAIN REPORT FORMAT | Shareholder | For | Against | Against |
| 16. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING | Shareholder | For | Against | Against |
| |
| FIDELITY NAT'L INFORMATION SERVICES,INC. |
| Security | 31620M106 | | Meeting Type | Annual |
| Ticker Symbol | FIS | | Meeting Date | 28-May-2020 |
| ISIN | US31620M1062 | | Agenda | 935171203 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lee Adrean | Management | For | For | For |
| 1B. | Election of Director: Ellen R. Alemany | Management | For | For | For |
| 1C. | Election of Director: Lisa A. Hook | Management | For | For | For |
| 1D. | Election of Director: Keith W. Hughes | Management | For | For | For |
| 1E. | Election of Director: Gary L. Lauer | Management | For | For | For |
| 1F. | Election of Director: Gary A. Norcross | Management | For | For | For |
| 1G. | Election of Director: Louise M. Parent | Management | For | For | For |
| 1H. | Election of Director: Brian T. Shea | Management | For | For | For |
| 1I. | Election of Director: James B. Stallings, Jr. | Management | For | For | For |
| 1J. | Election of Director: Jeffrey E. Stiefler | Management | For | For | For |
| 2. | Advisory vote on Fidelity National
Information Services, Inc. executive
compensation. | Management | Against | For | Against |
| 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for 2020. | Management | For | For | For |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 29-May-2020 |
| ISIN | US5486611073 | | Agenda | 935180808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Raul Alvarez | For | For | For |
| | 2 | David H. Batchelder | For | For | For |
| | 3 | Angela F. Braly | For | For | For |
| | 4 | Sandra B. Cochran | Withheld | For | Against |
| | 5 | Laurie Z. Douglas | For | For | For |
| | 6 | Richard W. Dreiling | For | For | For |
| | 7 | Marvin R. Ellison | For | For | For |
| | 8 | Brian C. Rogers | For | For | For |
| | 9 | Bertram L. Scott | For | For | For |
| | 10 | Lisa W. Wardell | For | For | For |
| | 11 | Eric C. Wiseman | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2019. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2020. | Management | For | For | For |
| 4. | Approve amendment to Bylaws reducing
the ownership threshold to call special
shareholder meetings to 15% of
outstanding shares. | Management | Against | For | Against |
| 5. | Approve 2020 Employee Stock Purchase
Plan. | Management | For | For | For |
| 6. | Shareholder proposal to reduce the
ownership threshold to call special
shareholder meetings to 10% of
outstanding shares. | Shareholder | For | Against | Against |
| |
| DOCUSIGN, INC. |
| Security | 256163106 | | Meeting Type | Annual |
| Ticker Symbol | DOCU | | Meeting Date | 29-May-2020 |
| ISIN | US2561631068 | | Agenda | 935186153 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | CYNTHIA GAYLOR | For | For | For |
| | 2 | S. STEVEN SINGH | For | For | For |
| 2. | Approval, on an advisory basis, of
frequency of future non- binding votes on
our named executive officers'
compensation. | Management | 1 Year | | 1 Year | For |
| 3. | Ratification of selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year ending January 31, 2021. | Management | For | For | For |
| |
| ALPHABET INC. |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 03-Jun-2020 |
| ISIN | US02079K3059 | | Agenda | 935196762 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Larry Page | For | For | For |
| | 2 | Sergey Brin | For | For | For |
| | 3 | Sundar Pichai | For | For | For |
| | 4 | John L. Hennessy | For | For | For |
| | 5 | Frances H. Arnold | For | For | For |
| | 6 | L. John Doerr | For | For | For |
| | 7 | Roger W. Ferguson, Jr. | For | For | For |
| | 8 | Ann Mather | For | For | For |
| | 9 | Alan R. Mulally | For | For | For |
| | 10 | K. Ram Shriram | For | For | For |
| | 11 | Robin L. Washington | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | For | For |
| 3. | An amendment to Alphabet's Amended and
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock. | Management | For | For | For |
| 4. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 5. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | Against | Against |
| 6. | A stockholder proposal regarding a report
on arbitration of employment-related claims,
if properly presented at the meeting. | Shareholder | For | Against | Against |
| 7. | A stockholder proposal regarding the
establishment of a human rights risk
oversight committee, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 8. | A stockholder proposal regarding non-
binding vote on amendment of bylaws, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| 9. | A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 10. | A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 11. | A stockholder proposal regarding majority
vote for election of directors, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 12. | A stockholder proposal regarding a report
on gender/racial pay equity, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 13. | A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 14. | A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting | Shareholder | For | Against | Against |
| |
| VIRTU FINANCIAL INC |
| Security | 928254101 | | Meeting Type | Annual |
| Ticker Symbol | VIRT | | Meeting Date | 05-Jun-2020 |
| ISIN | US9282541013 | | Agenda | 935190429 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Douglas A. Cifu | For | For | For |
| | 2 | Joseph J. Grano, Jr. | For | For | For |
| | 3 | Robert Greifeld | For | For | For |
| | 4 | John F. (Jack) Sandner | For | For | For |
| 2. | Advisory Vote to Approve Compensation of
Named Executive Officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for fiscal year ending
December 31, 2020. | Management | For | For | For |
| 4. | Proposal to approve an amendment to the
Virtu Financial, Inc. Amended and Restated
2015 Management Incentive Plan to
increase the number of shares authorized
for issuance thereunder. | Management | For | For | For |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 09-Jun-2020 |
| ISIN | US8725401090 | | Agenda | 935195633 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1D. | Election of Director: David T. Ching | Management | For | For | For |
| 1E. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1F. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1J. | Election of Director: John F. O'Brien | Management | For | For | For |
| 1K. | Election of Director: Willow B. Shire | Management | For | For | For |
| 2. | Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2021 | Management | For | For | For |
| 3. | Advisory approval of TJX's executive
compensation (the say-on-pay vote) | Management | Against | For | Against |
| 4. | Shareholder proposal for a report on
reduction in chemical footprint | Shareholder | For | Against | Against |
| 5. | Shareholder proposal for a report on animal
welfare | Shareholder | For | Against | Against |
| 6. | Shareholder proposal for setting target
amounts for CEO compensation | Shareholder | For | Against | Against |
| 7. | Shareholder proposal for disclosure
regarding executive share retention | Shareholder | Against | Against | For |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 16-Jun-2020 |
| ISIN | US57636Q1040 | | Agenda | 935196332 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard
Haythornthwaite | Management | For | For | For |
| 1B. | Election of Director: Ajay Banga | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1H. | Election of Director: Oki Matsumoto | Management | Against | For | Against |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: JosÉ Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020 | Management | For | For | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 05-Aug-2020 |
| ISIN | US9839191015 | | Agenda | 935240527 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For |
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For |
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For |
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For |
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For |
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For |
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For |
| 1.8 | Election of Director: Victor Peng | Management | For | For | For |
| 1.9 | Election of Director: Elizabeth W.
Vanderslice | Management | For | For | For |
| 2. | Proposal to approve, on an advisory basis,
the compensation of the Company's named
executive officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent registered accounting firm for
fiscal 2021. | Management | For | For | For |
| |
| ELECTRONIC ARTS INC. |
| Security | 285512109 | | Meeting Type | Annual |
| Ticker Symbol | EA | | Meeting Date | 06-Aug-2020 |
| ISIN | US2855121099 | | Agenda | 935241707 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Leonard S. Coleman | Management | For | For | For |
| 1b. | Election of Director: Jay C. Hoag | Management | For | For | For |
| 1c. | Election of Director: Jeffrey T. Huber | Management | For | For | For |
| 1d. | Election of Director: Lawrence F. Probst III | Management | For | For | For |
| 1e. | Election of Director: Talbott Roche | Management | For | For | For |
| 1f. | Election of Director: Richard A. Simonson | Management | For | For | For |
| 1g. | Election of Director: Luis A. Ubinas | Management | For | For | For |
| 1h. | Election of Director: Heidi J. Ueberroth | Management | For | For | For |
| 1i. | Election of Director: Andrew Wilson | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of the appointment of KPMG
LLP as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021. | Management | For | For | For |
| 4. | To consider and vote upon a stockholder
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent. | Shareholder | For | Against | Against |
| |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | Meeting Date | 16-Sep-2020 |
| ISIN | US8740541094 | | Agenda | 935256758 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | For |
| 1B. | Election of Director: Michael Dornemann | Management | For | For | For |
| 1C. | Election of Director: J. Moses | Management | For | For | For |
| 1D. | Election of Director: Michael Sheresky | Management | For | For | For |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | For |
| 1F. | Election of Director: Susan Tolson | Management | For | For | For |
| 1G. | Election of Director: Paul Viera | Management | For | For | For |
| 1H. | Election of Director: Roland Hernandez | Management | For | For | For |
| 2. | Approval, on a non-binding advisory basis,
of the compensation of the Company's
"named executive officers" as disclosed in
the Proxy Statement. | Management | For | For | For |
| 3. | Approval of the Amended and Restated
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan. | Management | Against | For | Against |
| 4. | Ratification of the appointment of Ernst &
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021. | Management | For | For | For |
| |
| NIKE, INC. |
| Security | 654106103 | | Meeting Type | Annual |
| Ticker Symbol | NKE | | Meeting Date | 17-Sep-2020 |
| ISIN | US6541061031 | | Agenda | 935256378 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Class B Director: Alan B. Graf,
Jr. | Management | For | For | For |
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | For |
| 1c. | Election of Class B Director: Michelle A.
Peluso | Management | For | For | For |
| 2. | To approve executive compensation by an
advisory vote. | Management | Against | For | Against |
| 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm. | Management | For | For | For |
| 4. | To approve the Nike, Inc. Stock Incentive
Plan, as amended and restated. | Management | For | For | For |
| 5. | To consider a shareholder proposal
regarding political contributions disclosure. | Shareholder | For | Against | Against |
| |
| RPM INTERNATIONAL INC. |
| Security | 749685103 | | Meeting Type | Annual |
| Ticker Symbol | RPM | | Meeting Date | 08-Oct-2020 |
| ISIN | US7496851038 | | Agenda | 935266191 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Julie A. Lagacy | |
For | |
| | 2 | Robert A. Livingston | | For | |
| | 3 | Frederick R. Nance | | For | |
| | 4 | William B. Summers, Jr. | | For | |
| 2. | Approve the Company's executive
compensation. | Management | | For | |
| 3. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm. | Management | | For | |
| INDUSTRIA DE DISENO TEXTIL S.A. |
| Security | E6282J125 | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 16-Jul-2019 |
| ISIN | ES0148396007 | | Agenda | 711318104 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | REVIEW AND APPROVAL, WHERE
APPROPRIATE, OF THE ANNUAL
ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF
CHANGES IN EQUITY, STATEMENT OF
CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND MANAGEMENT
REPORT OF INDUSTRIA DE DISENO
TEXTIL, SOCIEDAD ANONIMA, (INDITEX,
S.A.) FOR FINANCIAL YEAR 2018,
ENDED 31 JANUARY 2019 | Management | For | For | For |
| 2 | REVIEW AND APPROVAL, WHERE
APPROPRIATE, OF THE CONSOLIDATED
ANNUAL ACCOUNTS (CONSOLIDATED
BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED
STATEMENT OF COMPREHENSIVE
INCOME, CONSOLIDATED STATEMENT
OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH
FLOWS AND NOTES TO THE
CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED MANAGEMENT
REPORT OF THE INDITEX GROUP FOR
FINANCIAL YEAR 2018, ENDED 31
JANUARY 2019, AND OF THE
MANAGEMENT OF THE COMPANY | Management | For | For | For |
| 3 | REVIEW AND APPROVAL, WHERE
APPROPRIATE OF THE STATEMENT ON
NON-FINANCIAL INFORMATION (ACT
11/2018, OF 28 DECEMBER, ON
MANDATORY DISCLOSURE OF NON-
FINANCIAL INFORMATION) | Management | For | For | For |
| 4 | DISTRIBUTION OF THE INCOME OR
LOSS OF THE FINANCIAL YEAR AND
DECLARATION OF DIVIDENDS | Management | For | For | For |
| 5 | DETERMINING THE NEW NUMBER OF
DIRECTORS | Management | For | For | For |
| 6.A | RE-ELECTION OF MR PABLO ISLA
ALVAREZ DE TEJERA TO THE BOARD
OF DIRECTORS, AS EXECUTIVE
DIRECTOR | Management | Against | For | Against |
| 6.B | RE-ELECTION OF MR AMANCIO
ORTEGA GAONA TO THE BOARD OF
DIRECTORS, AS NON-EXECUTIVE
PROPRIETARY DIRECTOR | Management | Against | For | Against |
| 6.C | APPOINTMENT OF MR CARLOS
CRESPO GONZALEZ TO THE BOARD OF
DIRECTORS, AS EXECUTIVE DIRECTOR | Management | Against | For | Against |
| 6.D | RE-ELECTION OF MR EMILIO SARACHO
RODRIGUEZ DE TORRES TO THE
BOARD OF DIRECTORS, AS NON-
EXECUTIVE INDEPENDENT DIRECTOR | Management | For | For | For |
| 6.E | RE-ELECTION OF MR JOSE LUIS DURAN
SCHULZ TO THE BOARD OF
DIRECTORS, AS NON-EXECUTIVE
INDEPENDENT DIRECTOR | Management | For | For | For |
| 7.A | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 13 ("THE
GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("GENERAL
MEETING OF SHAREHOLDERS")
CHAPTER III ("GOVERNING BODIES OF
THE COMPANY") | Management | For | For | For |
| 7.B | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 22 ("BOARD
OF DIRECTORS"), ARTICLE 28 ("AUDIT
AND COMPLIANCE COMMITTEE"),
ARTICLE 29 ("NOMINATION
COMMITTEE") AND ARTICLE 30
("REMUNERATION COMMITTEE", AND
ADDITION OF A NEW ARTICLE 30BIS
("SUSTAINABILITY COMMITTEE"), ALL
OF THEM IN PART II ("BOARD OF
DIRECTORS") CHAPTER III
("GOVERNING BODIES OF THE
COMPANY") | Management | For | For | For |
| 7.C | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 34 ("ANNUAL | Management | For | For | For |
| ACCOUNTS. ACCOUNTING
DOCUMENTS. REVIEW OF THE ANNUAL
ACCOUNTS"), ARTICLE 37
("DECLARATION OF DIVIDENDS") AND
ARTICLE 38 ("FILING OF ACCOUNTS"),
IN CHAPTER IV ("FINANCIAL YEAR,
ANNUAL ACCOUNTS: VERIFICATION,
APPROVAL AND PUBLICATION.
DISTRIBUTION OF INCOME OR LOSS") | |
| 8 | RE-ELECTION OF DELOITTE, S.L. AS
STATUTORY AUDITOR OF THE
COMPANY AND ITS GROUP FOR FY2019 | Management | For | For | For |
| 9 | APPROVAL, WHERE APPROPRIATE, OF
A LONG-TERM INCENTIVE PLAN IN
CASH AND IN SHARES, ADDRESSED TO
MEMBERS OF MANAGEMENT,
INCLUDING THE EXECUTIVE
DIRECTORS, AND OTHER EMPLOYEES
OF THE INDITEX GROUP | Management | For | For | For |
| 10 | AUTHORIZATION TO THE BOARD OF
DIRECTORS FOR THE DERIVATIVE
ACQUISITION OF OWN SHARES,
SUPERSEDING THE AUTHORIZATION
APPROVED BY THE ANNUAL GENERAL
MEETING IN 2016 | Management | Against | For | Against |
| 11 | PARTIAL AMENDMENT OF THE
REMUNERATION POLICY FOR
DIRECTORS FOR FINANCIAL YEARS
2019, 2020 Y 2021, IN ORDER TO ADD
THE ANNUAL FIXED REMUNERATION
OF MR CARLOS CRESPO GONZALEZ
FOR THE PERFORMANCE OF
EXECUTIVE FUNCTIONS | Management | Against | For | Against |
| 12 | ADVISORY VOTE (SAY ON PAY) ON THE
ANNUAL REPORT ON THE
REMUNERATION OF DIRECTORS | Management | For | For | For |
| 13 | GRANTING OF POWERS TO IMPLEMENT
RESOLUTIONS | Management | For | For | For |
| 14 | REPORTING TO THE ANNUAL GENERAL
MEETING ON THE AMENDMENT OF THE
BOARD OF DIRECTORS' REGULATIONS
AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE | Management | For | For | For |
| |
| OPEN TEXT CORPORATION |
| Security | 683715106 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | OTEX | | Meeting Date | 04-Sep-2019 |
| ISIN | CA6837151068 | | Agenda | 935069927 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | P. Thomas Jenkins | For | For | For |
| | 2 | Mark J. Barrenechea | For | For | For |
| | 3 | Randy Fowlie | For | For | For |
| | 4 | David Fraser | For | For | For |
| | 5 | Gail E. Hamilton | For | For | For |
| | 6 | Stephen J. Sadler | For | For | For |
| | 7 | Harmit Singh | For | For | For |
| | 8 | Michael Slaunwhite | For | For | For |
| | 9 | Katharine B. Stevenson | For | For | For |
| | 10 | C. Jürgen Tinggren | For | For | For |
| | 11 | Deborah Weinstein | For | For | For |
| 2 | Re-appoint KPMG LLP, Chartered
Accountants, as independent auditors for
the Company. | Management | For | For | For |
| 3 | The non-binding Say-on-Pay Resolution,
the full text of which is attached as
Schedule "A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the Circular. | Management | For | For | For |
| 4 | The Amended and Restated Shareholder
Rights Plan Resolution, the full text of which
is attached as "Schedule B" to this Circular,
with or without variation, to continue, amend
and restate the Company's Shareholder
Rights Plan, as more particularly described
in the Circular. | Management | For | For | For |
| |
| NICE LTD. |
| Security | 653656108 | | Meeting Type | Annual |
| Ticker Symbol | NICE | | Meeting Date | 18-Sep-2019 |
| ISIN | US6536561086 | | Agenda | 935074396 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A | Elect Non-executive Director to the Board of
the Company: David Kostman | Management | For | For | For |
| 1B | Elect Non-executive Director to the Board of
the Company: Rimon Ben-Shaoul | Management | For | For | For |
| 1C | Elect Non-executive Director to the Board of
the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | For |
| 1D | Elect Non-executive Director to the Board of
the Company: Leo Apotheker | Management | Against | For | Against |
| 1E | Elect Non-executive Director to the Board of
the Company: Joe Cowan | Management | Against | For | Against |
| 2A | Elect Outside Director to the Board of the
Company: Dan Falk | Management | For | None | |
| 2AA | Regarding proposal 2A., indicate whether
you are a "controlling shareholder" or have
a personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. | Management | For | None | |
| 2B | Elect Outside Director to the Board of the
Company: Yocheved Dvir | Management | Against | None | |
| 2BA | Regarding proposal 2B., indicate whether
you are a "controlling shareholder" or have
a personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. | Management | Against | None | |
| 3 | To approve an amendment of Executive
Equity Award Caps. | Management | For | None | |
| 3A | Regarding proposal 3., indicate whether
you are a "controlling shareholder" or have
a personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. | Management | Against | None | |
| 4 | To approve an amendment of Non-
Executive Directors' Equity Award Caps | Management | For | None | |
| 4A | Regarding proposal 4., indicate whether
you are a "controlling shareholder" or have
a personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. | Management | Against | None | |
| 5 | To re-appoint the Company's independent
auditors and to authorize the Board to set
their remuneration | Management | For | For | For |
| |
| ACCENTURE PLC |
| Security | G1151C101 | | Meeting Type | Annual |
| Ticker Symbol | ACN | | Meeting Date | 30-Jan-2020 |
| ISIN | IE00B4BNMY34 | | Agenda | 935116118 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | For |
| 1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | For |
| 1C. | Re-appointment of Director: Nancy
McKinstry | Management | Abstain | For | Against |
| 1D. | Re-appointment of Director: Gilles C.
PÉlisson | Management | For | For | For |
| 1E. | Re-appointment of Director: Paula A. Price | Management | For | For | For |
| 1F. | Re-appointment of Director: Venkata
(Murthy) Renduchintala | Management | For | For | For |
| 1G. | Re-appointment of Director: David Rowland | Management | For | For | For |
| 1H. | Re-appointment of Director: Arun Sarin | Management | For | For | For |
| 1I. | Re-appointment of Director: Julie Sweet | Management | For | For | For |
| 1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | For |
| 1K. | Re-appointment of Director: Tracey T.
Travis | Management | For | For | For |
| 2. | To approve, in a non-binding vote, the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | To approve the Amended and Restated
Accenture plc 2010 Share Incentive Plan. | Management | For | For | For |
| 4. | To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration. | Management | For | For | For |
| 5. | To grant the Board of Directors the authority
to issue shares under Irish law. | Management | For | For | For |
| 6. | To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law. | Management | For | For | For |
| 7. | To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law. | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2020 |
| ISIN | US66987V1098 | | Agenda | 935128884 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General
Meeting. | Management | For | For | For |
| 5B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2021. | Management | For | For | For |
| 5C. | Advisory Vote on the 2019 Compensation
Report. | Management | For | For | For |
| 6A. | Re-election of the Chairman and the
Member of the Board of Director: Joerg
Reinhardt | Management | For | For | For |
| 6B. | Re-election of the Member of the Board of
Director: Nancy C. Andrews | Management | For | For | For |
| 6C. | Re-election of the Member of the Board of
Director: Ton Buechner | Management | For | For | For |
| 6D. | Re-election of the Member of the Board of
Director: Patrice Bula | Management | For | For | For |
| 6E. | Re-election of the Member of the Board of
Director: Srikant Datar | Management | For | For | For |
| 6F. | Re-election of the Member of the Board of
Director: Elizabeth Doherty | Management | For | For | For |
| 6G. | Re-election of the Member of the Board of
Director: Ann Fudge | Management | For | For | For |
| 6H. | Re-election of the Member of the Board of
Director: Frans van Houten | Management | For | For | For |
| 6I. | Re-election of the Member of the Board of
Director: Andreas von Planta | Management | For | For | For |
| 6J. | Re-election of the Member of the Board of
Director: Charles L. Sawyers | Management | For | For | For |
| 6K. | Re-election of the Member of the Board of
Director: Enrico Vanni | Management | For | For | For |
| 6L. | Re-election of the Member of the Board of
Director: William T. Winters | Management | For | For | For |
| 6M. | Election of new Member of the Board of
Director: Bridgette Heller | Management | For | For | For |
| 6N. | Election of new Member of the Board of
Director: Simon Moroney | Management | For | For | For |
| 7A. | Re-election to the Compensation
Committee: Patrice Bula | Management | For | For | For |
| 7B. | Re-election to the Compensation
Committee: Srikant Datar | Management | For | For | For |
| 7C. | Re-election to the Compensation
Committee: Enrico Vanni | Management | For | For | For |
| 7D. | Re-election to the Compensation
Committee: William T. Winters | Management | Against | For | Against |
| 7E. | Election of new Member to the
Compensation Committee: Bridgette Heller | Management | For | For | For |
| 8. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 9. | Re-election of the Independent Proxy. | Management | For | For | For |
| 10. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | None | |
| |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV |
| Security | 344419106 | | Meeting Type | Annual |
| Ticker Symbol | FMX | | Meeting Date | 20-Mar-2020 |
| ISIN | US3444191064 | | Agenda | 935139104 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| I | Report of the chief executive officer of the
Company, which includes the financial
statements for the 2019 fiscal year; opinion
of the board of directors of the Company
regarding the content of the report of the
chief executive officer; reports of the board
of directors of the Company regarding the
main policies and accounting and
information criteria applied during the
preparation of the Company's financial
information, including the report of the
operations and activities of the ...(due to
space limits, see proxy material for full
proposal). | Management | For | None | |
| II | Application of the results for the 2019 fiscal
year of the Company, which will include a
dividend declaration and payment in cash,
in Mexican pesos. | Management | For | None | |
| III | Proposal to determine the maximum
amount for the Company's stock
repurchase fund kept pursuant to article 56
subsection IV of the Law. | Management | For | None | |
| IV | Election of the members of the board of
directors and secretaries of the Company,
qualification of their independence, in
accordance with the Law, and resolution
with respect to their remuneration. | Management | Against | None | |
| V | Election of members of the following
committees: (i) strategy and finance, (ii)
audit, and (iii) corporate practices of the
Company; appointment of each of their
respective chairman, and resolution with
respect to their remuneration. | Management | For | None | |
| VI | Appointment of delegates for the
formalization of the Meeting's resolutions. | Management | For | None | |
| VII | Reading and, if applicable, approval of the
Meeting's minute. | Management | For | None | |
| |
| THE TORONTO-DOMINION BANK |
| Security | 891160509 | | Meeting Type | Annual |
| Ticker Symbol | TD | | Meeting Date | 02-Apr-2020 |
| ISIN | CA8911605092 | | Agenda | 935133796 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| A | DIRECTOR | Management | |
| | 1 | AMY W. BRINKLEY | For | For | For |
| | 2 | BRIAN C. FERGUSON | For | For | For |
| | 3 | COLLEEN A. GOGGINS | For | For | For |
| | 4 | JEAN-RENÉ HALDE | For | For | For |
| | 5 | DAVID E. KEPLER | For | For | For |
| | 6 | BRIAN M. LEVITT | For | For | For |
| | 7 | ALAN N. MACGIBBON | For | For | For |
| | 8 | KAREN E. MAIDMENT | For | For | For |
| | 9 | BHARAT B. MASRANI | For | For | For |
| | 10 | IRENE R. MILLER | For | For | For |
| | 11 | NADIR H. MOHAMED | For | For | For |
| | 12 | CLAUDE MONGEAU | For | For | For |
| | 13 | S. JANE ROWE | For | For | For |
| B | APPOINTMENT OF AUDITOR NAMED IN
THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For |
| C | APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
REPORT OF THE HUMAN RESOURCES
COMMITTEE AND APPROACH TO
EXECUTIVE COMPENSATION SECTIONS
OF THE MANAGEMENT PROXY
CIRCULAR *ADVISORY VOTE* | Management | For | For | For |
| D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | Against |
| E | SHAREHOLDER PROPOSAL B | Shareholder | For | Against | Against |
| F | SHAREHOLDER PROPOSAL C | Shareholder | For | Against | Against |
| |
| RIO TINTO PLC |
| Security | 767204100 | | Meeting Type | Annual |
| Ticker Symbol | RIO | | Meeting Date | 08-Apr-2020 |
| ISIN | US7672041008 | | Agenda | 935143571 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Receipt of the 2019 Annual report | Management | For | For | For |
| 2. | Approval of the Directors' Remuneration
Report: Implementation Report | Management | For | For | For |
| 3. | Approval of the Directors' Remuneration
Report | Management | For | For | For |
| 4. | Approval of potential termination benefits | Management | For | For | For |
| 5. | To elect Hinda Gharbi as a director | Management | For | For | For |
| 6. | To elect Jennifer Nason as a director | Management | For | For | For |
| 7. | To elect Ngaire Woods CBE as a director | Management | For | For | For |
| 8. | To re-elect Megan Clark AC as a director | Management | For | For | For |
| 9. | To re-elect David Constable as a director | Management | For | For | For |
| 10. | To re-elect Simon Henry as a director | Management | For | For | For |
| 11. | To re-elect Jean-Sébastien Jacques as a
director | Management | For | For | For |
| 12. | To re-elect Sam Laidlaw as a director | Management | For | For | For |
| 13. | To re-elect Michael L'Estrange AO as a
director | Management | For | For | For |
| 14. | To re-elect Simon McKeon AO as a director | Management | For | For | For |
| 15. | To re-elect Jakob Stausholm as a director | Management | For | For | For |
| 16. | To re-elect Simon Thompson as a director | Management | For | For | For |
| 17. | Appointment of auditors of Rio Tinto plc and
Rio Tinto Limited | Management | For | For | For |
| 18. | Remuneration of auditors | Management | For | For | For |
| 19. | Authority to make political donations | Management | For | For | For |
| 20. | Amendments to Rio Tinto plc's articles of
association and Rio Tinto Limited's
constitution – general updates and changes | Management | For | For | For |
| 21. | Amendments to Rio Tinto plc's articles of
association and Rio Tinto Limited's
constitution – hybrid and contemporaneous
general meetings | Management | For | For | For |
| 22. | General authority to allot shares | Management | For | For | For |
| 23. | Disapplication of pre-emption rights | Management | For | For | For |
| 24. | Authority to purchase Rio Tinto plc shares | Management | For | For | For |
| 25. | Notice period for general meetings other
than annual general meetings | Management | For | For | For |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 22-Apr-2020 |
| ISIN | USN070592100 | | Agenda | 935142315 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3A | Financial statements, results and dividend:
Advisory vote on the remuneration report
for the Board of Management and the
Supervisory Board for the financial year
2019 | Management | For | For | For |
| 3B | Financial statements, results and dividend:
Proposal to adopt the financial statements
of the Company for the financial year 2019,
as prepared in accordance with Dutch law | Management | For | For | For |
| 3D | Financial statements, results and dividend:
Proposal to adopt a dividend in respect of
the financial year 2019 | Management | For | For | For |
| 4A | Discharge: Proposal to discharge the
members of the Board of Management from
liability for their responsibilities in the
financial year 2019 | Management | For | For | For |
| 4B | Discharge: Proposal to discharge the
members of the Supervisory Board from
liability for their responsibilities in the
financial year 2019 | Management | For | For | For |
| 5 | Proposal to approve the number of shares
for the Board of Management | Management | For | For | For |
| 6 | Proposal to adopt certain adjustments to
the Remuneration Policy for the Board of
Management | Management | For | For | For |
| 7 | Proposal to adopt the Remuneration Policy
for the Supervisory Board | Management | For | For | For |
| 8D | Composition of the Supervisory Board:
Proposal to reappoint Ms. A.P. Aris as
member of the Supervisory Board | Management | For | For | For |
| 8E | Composition of the Supervisory Board:
Proposal to appoint Mr. D.M. Durcan as
member of the Supervisory Board | Management | For | For | For |
| 8F | Composition of the Supervisory Board:
Proposal to appoint Mr. D.W.A. East as
member of the Supervisory Board | Management | For | For | For |
| 9 | Proposal to appoint KPMG Accountants
N.V. as external auditor for the reporting
year 2021 | Management | For | For | For |
| 10A | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% for general purposes | Management | For | For | For |
| 10B | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 10 a) | Management | For | For | For |
| 10C | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances | Management | For | For | For |
| 10D | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 10 c) | Management | For | For | For |
| 11A | Authorization to repurchase ordinary shares
up to 10% of the issued share capital | Management | For | For | For |
| 11B | Authorization to repurchase additional
ordinary shares up to 10%of the issued
share capital | Management | For | For | For |
| 12 | Proposal to cancel ordinary shares | Management | For | For | For |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 22-Apr-2020 |
| ISIN | USN070592100 | | Agenda | 935162393 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3A | Financial statements, results and dividend:
Advisory vote on the remuneration report
for the Board of Management and the
Supervisory Board for the financial year
2019 | Management | For | For | For |
| 3B | Financial statements, results and dividend:
Proposal to adopt the financial statements
of the Company for the financial year 2019,
as prepared in accordance with Dutch law | Management | For | For | For |
| 3D | Financial statements, results and dividend:
Proposal to adopt a dividend in respect of
the financial year 2019 | Management | For | For | For |
| 4A | Discharge: Proposal to discharge the
members of the Board of Management from
liability for their responsibilities in the
financial year 2019 | Management | For | For | For |
| 4B | Discharge: Proposal to discharge the
members of the Supervisory Board from
liability for their responsibilities in the
financial year 2019 | Management | For | For | For |
| 5 | Proposal to approve the number of shares
for the Board of Management | Management | For | For | For |
| 6 | Proposal to adopt certain adjustments to
the Remuneration Policy for the Board of
Management | Management | For | For | For |
| 7 | Proposal to adopt the Remuneration Policy
for the Supervisory Board | Management | For | For | For |
| 8D | Composition of the Supervisory Board:
Proposal to reappoint Ms. A.P. Aris as
member of the Supervisory Board | Management | For | For | For |
| 8E | Composition of the Supervisory Board:
Proposal to appoint Mr. D.M. Durcan as
member of the Supervisory Board | Management | For | For | For |
| 8F | Composition of the Supervisory Board:
Proposal to appoint Mr. D.W.A. East as
member of the Supervisory Board | Management | For | For | For |
| 9 | Proposal to appoint KPMG Accountants
N.V. as external auditor for the reporting
year 2021 | Management | For | For | For |
| 10A | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% for general purposes | Management | For | For | For |
| 10B | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 10 a) | Management | For | For | For |
| 10C | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances | Management | For | For | For |
| 10D | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 10 c) | Management | For | For | For |
| 11A | Authorization to repurchase ordinary shares
up to 10% of the issued share capital | Management | For | For | For |
| 11B | Authorization to repurchase additional
ordinary shares up to 10%of the issued
share capital | Management | For | For | For |
| 12 | Proposal to cancel ordinary shares | Management | For | For | For |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 29-Apr-2020 |
| ISIN | US9047677045 | | Agenda | 935147428 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Report and Accounts for the
year ended 31 December 2019. | Management | For | For | For |
| 2. | To approve the Directors' Remuneration
Report. | Management | For | For | For |
| 3. | To re-elect Mr N Andersen as a Non-
Executive Director. | Management | Against | For | Against |
| 4. | To re-elect Mrs L Cha as a Non-Executive
Director. | Management | For | For | For |
| 5. | To re-elect Mr V Colao as a Non-Executive
Director. | Management | For | For | For |
| 6. | To re-elect Dr J Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 7. | To re-elect Mr A Jope as an Executive
Director. | Management | For | For | For |
| 8. | To re-elect Ms A Jung as a Non-Executive
Director. | Management | For | For | For |
| 9. | To re-elect Ms S Kilsby as a Non-Executive
Director. | Management | For | For | For |
| 10. | To re-elect Mr S Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 11. | To re-elect Professor Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 12. | To re-elect Mr G Pitkethly as an Executive
Director. | Management | For | For | For |
| 13. | To re-elect Mr J Rishton as a Non-
Executive Director. | Management | For | For | For |
| 14. | To re-elect Mr F Sijbesma as a Non-
Executive Director. | Management | Against | For | Against |
| 15. | To reappoint KPMG LLP as Auditor of the
Company. | Management | For | For | For |
| 16. | To authorise the Directors to fix the
remuneration of the Auditor. | Management | For | For | For |
| 17. | To authorise Political Donations and
expenditure. | Management | For | For | For |
| 18. | To renew the authority to Directors to issue
shares. | Management | For | For | For |
| 19. | To renew the authority to Directors to
disapply pre-emption rights. | Management | For | For | For |
| 20. | To renew the authority to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments. | Management | For | For | For |
| 21. | To renew the authority to the Company to
purchase its own shares. | Management | For | For | For |
| 22. | To shorten the Notice period for General
Meetings. | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 30-Apr-2020 |
| ISIN | US5004723038 | | Agenda | 935175768 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Proposal to adopt the financial statements | Management | For | None | |
| 2C. | Proposal to adopt dividend | Management | For | None | |
| 2D. | Remuneration Report 2019 (advisory vote) | Management | For | None | |
| 2E. | Proposal to discharge the members of the
Board of Management | Management | For | None | |
| 2F. | Proposal to discharge the members of the
Supervisory Board | Management | For | None | |
| 3A. | Proposal to adopt a Remuneration Policy
for the Board of Management | Management | For | None | |
| 3B. | Proposal to approve a Long-Term Incentive
Plan for the Board of Management | Management | For | None | |
| 3C. | Proposal to adopt a Remuneration Policy
for the Supervisory Board | Management | For | None | |
| 4A. | Proposal to re-appoint Ms N. Dhawan as
member of the Supervisory Board | Management | For | None | |
| 4B. | Proposal to appoint Mr F. Sijbesma as
member of the Supervisory Board | Management | For | None | |
| 4C. | Proposal to appoint Mr P. Löscher as
member of the Supervisory Board | Management | For | None | |
| 5A. | Proposals to authorize the Board of
Management to: issue shares or grant
rights to acquire shares | Management | For | None | |
| 5B. | Proposals to authorize the Board of
Management to: restrict or exclude
preemption rights | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the
company | Management | For | None | |
| 7. | Proposal to cancel shares | Management | For | None | |
| |
| ALCON INC. |
| Security | H01301128 | | Meeting Type | Annual |
| Ticker Symbol | ALC | | Meeting Date | 06-May-2020 |
| ISIN | CH0432492467 | | Agenda | 935158786 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the operating and financial
review of Alcon Inc., the annual financial
statements of Alcon Inc. and the
consolidated financial statements for 2019 | Management | For | For | For |
| 2. | Discharge of the Members of the Board of
Directors and the Members of the Executive
Committee | Management | For | For | For |
| 3. | Appropriation of earnings as per the
balance sheet of Alcon Inc. of December
31, 2019. | Management | For | For | For |
| 4A. | Consultative vote on the 2019
Compensation Report | Management | For | For | For |
| 4B. | Binding vote on the maximum aggregate
amount of compensation of the Board of
Directors for the next term of office, i.e. from
the 2020 Annual General Meeting to the
2021 Annual General Meeting | Management | For | For | For |
| 4C. | Binding vote on the maximum aggregate
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2021 | Management | For | For | For |
| 5A. | Re-election of Director: F. Michael Ball (as
Member and Chairman) | Management | For | For | For |
| 5B. | Re-election of Director: Lynn D. Bleil (as
Member) | Management | For | For | For |
| 5C. | Re-election of Director: Arthur Cummings
(as Member) | Management | For | For | For |
| 5D. | Re-election of Director: David J. Endicott
(as Member) | Management | For | For | For |
| 5E. | Re-election of Director: Thomas Glanzmann
(as Member) | Management | For | For | For |
| 5F. | Re-election of Director: D. Keith Grossman
(as Member) | Management | For | For | For |
| 5G. | Re-election of Director: Scott Maw (as
Member) | Management | For | For | For |
| 5H. | Re-election of Director: Karen May (as
Member) | Management | For | For | For |
| 5I. | Re-election of Director: Ines Pöschel (as
Member) | Management | For | For | For |
| 5J. | Re-election of Director: Dieter Spälti (as
Member) | Management | For | For | For |
| 6A. | Re-election of the Member of the
Compensation Committee: Thomas
Glanzmann | Management | For | For | For |
| 6B. | Re-election of the Member of the
Compensation Committee: D. Keith
Grossman | Management | For | For | For |
| 6C. | Re-election of the Member of the
Compensation Committee: Karen May | Management | Against | For | Against |
| 6D. | Re-election of the Member of the
Compensation Committee: Ines Pöschel | Management | For | For | For |
| 7. | Re-election of the independent
representative, Hartmann Dreyer Attorneys-
at-law | Management | For | For | For |
| 8. | Re-election of the statutory auditors,
PricewaterhouseCoopers SA, Geneva | Management | For | For | For |
| 9. | Note: General instruction in case of new
agenda items or proposals during the
Annual General Meeting (please check one
box only). * If you vote FOR, you will be
voting in accordance with the
recommendation of the Board of Directors.
** If you vote ABSTAIN, you will ABSTAIN
from voting. | Management | For | None | |
| |
| NUTRIEN LTD. (THE "CORPORATION") |
| Security | 67077M108 | | Meeting Type | Annual |
| Ticker Symbol | NTR | | Meeting Date | 06-May-2020 |
| ISIN | CA67077M1086 | | Agenda | 935164361 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | Christopher M. Burley | For | For | For |
| | 2 | Maura J. Clark | For | For | For |
| | 3 | David C. Everitt | Withheld | For | Against |
| | 4 | Russell K. Girling | Withheld | For | Against |
| | 5 | Miranda C. Hubbs | For | For | For |
| | 6 | Alice D. Laberge | For | For | For |
| | 7 | Consuelo E. Madere | For | For | For |
| | 8 | Charles V. Magro | For | For | For |
| | 9 | Keith G. Martell | For | For | For |
| | 10 | Aaron W. Regent | Withheld | For | Against |
| | 11 | Mayo M. Schmidt | For | For | For |
| 2 | The re-appointment of KPMG LLP,
Chartered Accountants, as auditor of the
Corporation. | Management | For | For | For |
| 3 | A non-binding advisory resolution to accept
the Corporation's approach to executive
compensation. | Management | For | For | For |
| |
| BCE INC. |
| Security | 05534B760 | | Meeting Type | Annual |
| Ticker Symbol | BCE | | Meeting Date | 07-May-2020 |
| ISIN | CA05534B7604 | | Agenda | 935159182 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 01 | DIRECTOR | Management | |
| | 1 | BARRY K. ALLEN | For | For | For |
| | 2 | MIRKO BIBIC | For | For | For |
| | 3 | SOPHIE BROCHU | For | For | For |
| | 4 | ROBERT E. BROWN | For | For | For |
| | 5 | DAVID F. DENISON | For | For | For |
| | 6 | ROBERT P. DEXTER | For | For | For |
| | 7 | IAN GREENBERG | For | For | For |
| | 8 | KATHERINE LEE | For | For | For |
| | 9 | MONIQUE F. LEROUX | For | For | For |
| | 10 | GORDON M. NIXON | For | For | For |
| | 11 | THOMAS E. RICHARDS | For | For | For |
| | 12 | CALIN ROVINESCU | For | For | For |
| | 13 | KAREN SHERIFF | For | For | For |
| | 14 | ROBERT C. SIMMONDS | For | For | For |
| | 15 | PAUL R. WEISS | For | For | For |
| 02 | APPOINTMENT OF DELOITTE LLP AS
AUDITORS. | Management | For | For | For |
| 03 | ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION AS
DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR. | Management | For | For | For |
| 04 | SHAREHOLDER PROPOSAL: INCREASE
OF GENDER DIVERSITY TARGET. | Shareholder | For | Against | Against |
| |
| TELUS CORPORATION |
| Security | 87971M103 | | Meeting Type | Annual |
| Ticker Symbol | TU | | Meeting Date | 07-May-2020 |
| ISIN | CA87971M1032 | | Agenda | 935167280 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | R.H. (Dick) Auchinleck | For | For | For |
| | 2 | Raymond T. Chan | For | For | For |
| | 3 | Stockwell Day | For | For | For |
| | 4 | Lisa de Wilde | For | For | For |
| | 5 | Darren Entwistle | For | For | For |
| | 6 | Thomas E. Flynn | For | For | For |
| | 7 | Mary Jo Haddad | For | For | For |
| | 8 | Kathy Kinloch | For | For | For |
| | 9 | Christine Magee | For | For | For |
| | 10 | John Manley | For | For | For |
| | 11 | David Mowat | For | For | For |
| | 12 | Marc Parent | For | For | For |
| | 13 | Denise Pickett | For | For | For |
| 2 | Appoint Deloitte LLP as auditors for the
ensuing year and authorize directors to fix
their remuneration. | Management | For | For | For |
| 3 | Approve the Company's approach to
executive compensation. | Management | For | For | For |
| |
| SAP SE |
| Security | 803054204 | | Meeting Type | Annual |
| Ticker Symbol | SAP | | Meeting Date | 20-May-2020 |
| ISIN | US8030542042 | | Agenda | 935198350 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Resolution on the appropriation of the
retained earnings of fiscal year 2019 | Management | For | None | |
| 3. | Resolution on the formal approval of the
acts of the Executive Board in fiscal year
2019 | Management | For | None | |
| 4. | Resolution on the formal approval of the
acts of the Supervisory Board in fiscal year
2019 | Management | For | None | |
| 5. | Appointment of the auditors of the annual
financial statements and group annual
financial statements for fiscal year 2020 | Management | For | None | |
| 6A. | Resolution on the creation of new
Authorized Capital I for the issuance of
shares against contributions in cash, with
the option to exclude the shareholders'
subscription rights (in respect of fractional
shares only), and on the corresponding
amendment of Section 4 (5) of the Articles
of Incorporation | Management | For | None | |
| 6B. | Resolution on the creation of new
Authorized Capital II for the issuance of
shares against contributions in cash or in
kind, with the option to exclude the
shareholders' subscription rights, and on
the corresponding amendment of Section 4
(6) of the Articles of Incorporation | Management | For | None | |
| 7. | Resolution on the approval of the
compensation system for the Executive
Board members | Management | For | None | |
| 8. | Resolution on the confirmation of the
compensation of the Supervisory Board
members | Management | For | None | |
| |
| MERCADOLIBRE, INC. |
| Security | 58733R102 | | Meeting Type | Annual |
| Ticker Symbol | MELI | | Meeting Date | 08-Jun-2020 |
| ISIN | US58733R1023 | | Agenda | 935191635 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Susan Segal | For | For | For |
| | 2 | Mario Eduardo Vázquez | Withheld | For | Against |
| | 3 | Alejandro N. Aguzin | For | For | For |
| 2. | To approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020. | Management | For | For | For |
| |
| SONY CORPORATION |
| Security | 835699307 | | Meeting Type | Annual |
| Ticker Symbol | SNE | | Meeting Date | 26-Jun-2020 |
| ISIN | US8356993076 | | Agenda | 935221717 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To amend a part of the Articles of
Incorporation. | Management | For | For | For |
| 2A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 2B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 2C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 2D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 2E. | Election of Director: Kazuo Matsunaga | Management | For | For | For |
| 2F. | Election of Director: Toshiko Oka | Management | For | For | For |
| 2G. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 2H. | Election of Director: Wendy Becker | Management | For | For | For |
| 2I. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 2J. | Election of Director: Adam Crozier | Management | For | For | For |
| 2K. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 2L. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | For |
| 3. | To issue Stock Acquisition Rights for the
purpose of granting stock options. | Management | Against | For | Against |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 26-Jun-2020 |
| ISIN | US5004723038 | | Agenda | 935234411 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Proposal to adopt a dividend of EUR 0.85
per common share, in shares only, against
the net income for 2019. | Management | For | For | For |
| |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. |
| Security | 606822104 | | Meeting Type | Annual |
| Ticker Symbol | MUFG | | Meeting Date | 29-Jun-2020 |
| ISIN | US6068221042 | | Agenda | 935235867 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Appropriation of Surplus | Management | For | None | |
| 2A. | Election of Director: Mariko Fujii | Management | For | None | |
| 2B. | Election of Director: Keiko Honda | Management | For | None | |
| 2C. | Election of Director: Kaoru Kato | Management | For | None | |
| 2D. | Election of Director: Haruka Matsuyama | Management | For | None | |
| 2E. | Election of Director: Toby S. Myerson | Management | For | None | |
| 2F. | Election of Director: Hirofumi Nomoto | Management | For | None | |
| 2G. | Election of Director: Yasushi Shingai | Management | For | None | |
| 2H. | Election of Director: Tarisa Watanagase | Management | For | None | |
| 2I. | Election of Director: Akira Yamate | Management | For | None | |
| 2J. | Election of Director: Junichi Okamoto | Management | For | None | |
| 2K. | Election of Director: Ritsuo Ogura | Management | For | None | |
| 2L. | Election of Director: Nobuyuki Hirano | Management | For | None | |
| 2M. | Election of Director: Kanetsugu Mike | Management | For | None | |
| 2N. | Election of Director: Saburo Araki | Management | For | None | |
| 2O. | Election of Director: Iwao Nagashima | Management | For | None | |
| 2P. | Election of Director: Hironori Kamezawa | Management | For | None | |
| VF CORPORATION |
| Security | 918204108 | | Meeting Type | Annual |
| Ticker Symbol | VFC | | Meeting Date | 16-Jul-2019 |
| ISIN | US9182041080 | | Agenda | 935043935 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Richard T. Carucci | For | For | For |
| | 2 | Juliana L. Chugg | For | For | For |
| | 3 | Benno Dorer | For | For | For |
| | 4 | Mark S. Hoplamazian | Withheld | For | Against |
| | 5 | Laura W. Lang | For | For | For |
| | 6 | W. Alan McCollough | For | For | For |
| | 7 | W. Rodney McMullen | For | For | For |
| | 8 | Clarence Otis, Jr. | For | For | For |
| | 9 | Steven E. Rendle | For | For | For |
| | 10 | Carol L. Roberts | For | For | For |
| | 11 | Matthew J. Shattock | For | For | For |
| | 12 | Veronica B. Wu | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of the selection of
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year. | Management | For | For | For |
| |
| LINDE PLC |
| Security | G5494J103 | | Meeting Type | Annual |
| Ticker Symbol | LIN | | Meeting Date | 26-Jul-2019 |
| ISIN | IE00BZ12WP82 | | Agenda | 935018920 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Prof. Dr. Wolfgang
Reitzle | Management | For | For | For |
| 1b. | Election of Director: Stephen F. Angel | Management | For | For | For |
| 1c. | Election of Director: Prof. DDr. Ann-Kristin
Achleitner | Management | For | For | For |
| 1d. | Election of Director: Prof. Dr. Clemens
Börsig | Management | For | For | For |
| 1e. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | For |
| 1f. | Election of Director: Dr. Thomas Enders | Management | For | For | For |
| 1g. | Election of Director: Franz Fehrenbach | Management | For | For | For |
| 1h. | Election of Director: Edward G. Galante | Management | For | For | For |
| 1i. | Election of Director: Larry D. McVay | Management | For | For | For |
| 1j. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For |
| 1k. | Election of Director: Prof. Dr. Martin H.
Richenhagen | Management | For | For | For |
| 1l. | Election of Director: Robert L. Wood | Management | For | For | For |
| 2a. | To ratify, on an advisory and non-binding
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor. | Management | For | For | For |
| 2b. | To authorize the Board, acting through the
Audit Committee, to determine PWC's
remuneration. | Management | For | For | For |
| 3. | To determine the price range at which Linde
plc can re-allot shares that it acquires as
treasury shares under Irish law. | Management | For | For | For |
| 4. | To approve, on an advisory and non-
binding basis, the compensation of Linde
plc's Named Executive Officers, as
disclosed in the 2019 Proxy Statement. | Management | For | For | For |
| 5. | To recommend, on an advisory and non-
binding basis, the frequency of holding
future advisory shareholder votes on the
compensation of Linde plc's Named
Executive Officers. | Management | 1 Year | | 1 Year | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 08-Aug-2019 |
| ISIN | US9839191015 | | Agenda | 935055194 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Dennis Segers | Management | For | For | For |
| 1b. | Election of Director: Raman K. Chitkara | Management | For | For | For |
| 1c. | Election of Director: Saar Gillai | Management | For | For | For |
| 1d. | Election of Director: Ronald S. Jankov | Management | For | For | For |
| 1e. | Election of Director: Mary Louise Krakauer | Management | For | For | For |
| 1f. | Election of Director: Thomas H. Lee | Management | For | For | For |
| 1g. | Election of Director: J. Michael Patterson | Management | For | For | For |
| 1h. | Election of Director: Victor Peng | Management | For | For | For |
| 1i. | Election of Director: Marshall C. Turner | Management | For | For | For |
| 1j. | Election of Director: Elizabeth W.
Vanderslice | Management | For | For | For |
| 2. | Proposal to approve an amendment to the
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares. | Management | For | For | For |
| 3. | Proposal to approve an amendment to the
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares. | Management | For | For | For |
| 4. | Proposal to approve, on an advisory basis,
the compensation of the Company's named
executive officers. | Management | For | For | For |
| 5. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent registered accounting firm for
fiscal 2020. | Management | For | For | For |
| |
| MICROCHIP TECHNOLOGY INCORPORATED |
| Security | 595017104 | | Meeting Type | Annual |
| Ticker Symbol | MCHP | | Meeting Date | 20-Aug-2019 |
| ISIN | US5950171042 | | Agenda | 935061185 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Steve Sanghi | Management | For | For | For |
| 1.2 | Election of Director: Matthew W. Chapman | Management | For | For | For |
| 1.3 | Election of Director: L.B. Day | Management | For | For | For |
| 1.4 | Election of Director: Esther L. Johnson | Management | For | For | For |
| 1.5 | Election of Director: Wade F. Meyercord | Management | For | For | For |
| 2. | Proposal to approve a French sub-plan
under our 2004 Equity Incentive Plan. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020. | Management | For | For | For |
| 4. | Proposal to approve, on an advisory (non-
binding) basis, the compensation of our
named executives. | Management | For | For | For |
| 5. | Stockholder proposal requesting our Board
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain. | Shareholder | Against | Against | For |
| |
| OPEN TEXT CORPORATION |
| Security | 683715106 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | OTEX | | Meeting Date | 04-Sep-2019 |
| ISIN | CA6837151068 | | Agenda | 935069927 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | | |
| | 1 | P. Thomas Jenkins | For | For | For |
| | 2 | Mark J. Barrenechea | For | For | For |
| | 3 | Randy Fowlie | For | For | For |
| | 4 | David Fraser | For | For | For |
| | 5 | Gail E. Hamilton | For | For | For |
| | 6 | Stephen J. Sadler | For | For | For |
| | 7 | Harmit Singh | For | For | For |
| | 8 | Michael Slaunwhite | For | For | For |
| | 9 | Katharine B. Stevenson | For | For | For |
| | 10 | C. Jürgen Tinggren | For | For | For |
| | 11 | Deborah Weinstein | For | For | For |
| 2 | Re-appoint KPMG LLP, Chartered
Accountants, as independent auditors for
the Company. | Management | For | For | For |
| 3 | The non-binding Say-on-Pay Resolution,
the full text of which is attached as
Schedule "A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the Circular. | Management | For | For | For |
| 4 | The Amended and Restated Shareholder
Rights Plan Resolution, the full text of which
is attached as "Schedule B" to this Circular,
with or without variation, to continue, amend
and restate the Company's Shareholder
Rights Plan, as more particularly described
in the Circular. | Management | For | For | For |
| |
| RPM INTERNATIONAL INC. |
| Security | 749685103 | | Meeting Type | Annual |
| Ticker Symbol | RPM | | Meeting Date | 03-Oct-2019 |
| ISIN | US7496851038 | | Agenda | 935074839 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Kirkland B. Andrews | For | For | For |
| | 2 | David A. Daberko | For | For | For |
| | 3 | Thomas S. Gross | For | For | For |
| | 4 | Frank C. Sullivan | For | For | For |
| 2. | Approve the Company's executive
compensation. | Management | For | For | For |
| 3. | Approve the amendment of the 2014
Omnibus Plan. | Management | For | For | For |
| 4. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm. | Management | For | For | For |
| |
| THE PROCTER & GAMBLE COMPANY |
| Security | 742718109 | | Meeting Type | Annual |
| Ticker Symbol | PG | | Meeting Date | 08-Oct-2019 |
| ISIN | US7427181091 | | Agenda | 935072998 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Francis S. Blake | Management | For | For | For |
| 1B. | Election of Director: Angela F. Braly | Management | For | For | For |
| 1C. | Election of Director: Amy L. Chang | Management | For | For | For |
| 1D. | Election of Director: Scott D. Cook | Management | For | For | For |
| 1E. | Election of Director: Joseph Jimenez | Management | For | For | For |
| 1F. | Election of Director: Terry J. Lundgren | Management | For | For | For |
| 1G. | Election of Director: Christine M. McCarthy | Management | For | For | For |
| 1H. | Election of Director: W. James McNerney,
Jr. | Management | For | For | For |
| 1I. | Election of Director: Nelson Peltz | Management | For | For | For |
| 1J. | Election of Director: David S. Taylor | Management | For | For | For |
| 1K. | Election of Director: Margaret C. Whitman | Management | For | For | For |
| 1L. | Election of Director: Patricia A. Woertz | Management | For | For | For |
| 2. | Ratify Appointment of the Independent
Registered Public Accounting Firm | Management | For | For | For |
| 3. | Advisory Vote to Approve the Company's
Executive Compensation (the "Say on Pay"
vote) | Management | For | For | For |
| 4. | Approval of The Procter & Gamble 2019
Stock and Incentive Compensation Plan | Management | For | For | For |
| |
| UNITED TECHNOLOGIES CORPORATION |
| Security | 913017109 | | Meeting Type | Special |
| Ticker Symbol | UTX | | Meeting Date | 11-Oct-2019 |
| ISIN | US9130171096 | | Agenda | 935079156 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approve the issuance of UTC common
stock, par value $1.00 per share, to
Raytheon stockholders in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of June 9,
2019, by and among United Technologies
Corporation, Light Merger Sub Corp. and
Raytheon Company (the "UTC share
issuance proposal"). | Management | For | For | For |
| 2. | Approve the adjournment of the UTC
special meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are not
sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal. | Management | For | For | For |
| |
| UNITED TECHNOLOGIES CORPORATION |
| Security | 913017109 | | Meeting Type | Special |
| Ticker Symbol | UTX | | Meeting Date | 11-Oct-2019 |
| ISIN | US9130171096 | | Agenda | 935080628 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approve the issuance of UTC common
stock, par value $1.00 per share, to
Raytheon stockholders in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of June 9,
2019, by and among United Technologies
Corporation, Light Merger Sub Corp. and
Raytheon Company (the "UTC share
issuance proposal"). | Management | For | For | For |
| 2. | Approve the adjournment of the UTC
special meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are not
sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal. | Management | For | For | For |
| |
| PARKER-HANNIFIN CORPORATION |
| Security | 701094104 | | Meeting Type | Annual |
| Ticker Symbol | PH | | Meeting Date | 23-Oct-2019 |
| ISIN | US7010941042 | | Agenda | 935085250 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lee C. Banks | Management | For | For | For |
| 1B. | Election of Director: Robert G. Bohn | Management | For | For | For |
| 1C. | Election of Director: Linda S. Harty | Management | For | For | For |
| 1D. | Election of Director: Kevin A. Lobo | Management | For | For | For |
| 1E. | Election of Director: Candy M. Obourn | Management | For | For | For |
| 1F. | Election of Director: Joseph Scaminace | Management | For | For | For |
| 1G. | Election of Director: Ake Svensson | Management | For | For | For |
| 1H. | Election of Director: Laura K. Thompson | Management | For | For | For |
| 1I. | Election of Director: James R. Verrier | Management | For | For | For |
| 1J. | Election of Director: James L. Wainscott | Management | For | For | For |
| 1K. | Election of Director: Thomas L. Williams | Management | For | For | For |
| 2. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2020. | Management | For | For | For |
| 3. | Approval of, on a non-binding, advisory
basis, the compensation of our Named
Executive Officers. | Management | For | For | For |
| 4. | Approval of the Parker-Hannifin Corporation
Amended and Restated 2016 Omnibus
Stock Incentive Plan. | Management | For | For | For |
| 5. | Shareholder proposal to adopt a policy that
requires the Chairman of the Board to be an
independent member of the Board of
Directors. | Shareholder | For | Against | Against |
| |
| L3HARRIS TECHNOLOGIES INC. |
| Security | 502431109 | | Meeting Type | Annual |
| Ticker Symbol | LHX | | Meeting Date | 25-Oct-2019 |
| ISIN | US5024311095 | | Agenda | 935079310 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For |
| 1B. | Election of Director: William M. Brown | Management | For | For | For |
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For |
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For |
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For |
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For |
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For |
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For |
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For |
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For |
| 1k. | Election of Director: Robert B. Millard | Management | For | For | For |
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For |
| 2. | Advisory Vote to Approve the
Compensation of Named Executive Officers
as Disclosed in the Proxy Statement. | Management | For | For | For |
| 3. | Ratification of Appointment of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for the fiscal
transition period ending January 3, 2020. | Management | For | For | For |
| |
| ORACLE CORPORATION |
| Security | 68389X105 | | Meeting Type | Annual |
| Ticker Symbol | ORCL | | Meeting Date | 19-Nov-2019 |
| ISIN | US68389X1054 | | Agenda | 935087165 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Jeffrey S. Berg | For | For | For |
| | 2 | Michael J. Boskin | For | For | For |
| | 3 | Safra A. Catz | For | For | For |
| | 4 | Bruce R. Chizen | For | For | For |
| | 5 | George H. Conrades | Withheld | For | Against |
| | 6 | Lawrence J. Ellison | For | For | For |
| | 7 | Rona A. Fairhead | For | For | For |
| | 8 | Hector Garcia-Molina | For | For | For |
| | 9 | Jeffrey O. Henley | For | For | For |
| | 10 | Mark V. Hurd | For | For | For |
| | 11 | RenÉe J. James | For | For | For |
| | 12 | Charles W. Moorman IV | For | For | For |
| | 13 | Leon E. Panetta | Withheld | For | Against |
| | 14 | William G. Parrett | For | For | For |
| | 15 | Naomi O. Seligman | Withheld | For | Against |
| 2. | Advisory Vote to Approve the
Compensation of the Named Executive
Officers. | Management | Against | For | Against |
| 3. | Ratification of the Selection of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2020. | Management | For | For | For |
| 4. | Stockholder Proposal Regarding Pay Equity
Report. | Shareholder | Against | Against | For |
| 5. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | For | Against | Against |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 04-Dec-2019 |
| ISIN | US5949181045 | | Agenda | 935092849 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: William H. Gates III | Management | For | For | For |
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1E. | Election of Director: Satya Nadella | Management | For | For | For |
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For |
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1J. | Election of Director: John W. Stanton | Management | For | For | For |
| 1K. | Election of Director: John W. Thompson | Management | For | For | For |
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For |
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2020 | Management | For | For | For |
| 4. | Shareholder Proposal – Report on
Employee Representation on Board of
Directors | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal – Report on Gender
Pay Gap | Shareholder | Against | Against | For |
| |
| MICRON TECHNOLOGY, INC. |
| Security | 595112103 | | Meeting Type | Annual |
| Ticker Symbol | MU | | Meeting Date | 16-Jan-2020 |
| ISIN | US5951121038 | | Agenda | 935112158 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Robert L. Bailey | Management | For | For | For |
| 1.2 | Election of Director: Richard M. Beyer | Management | For | For | For |
| 1.3 | Election of Director: Steven J. Gomo | Management | For | For | For |
| 1.4 | Election of Director: Mary Pat McCarthy | Management | For | For | For |
| 1.5 | Election of Director: Sanjay Mehrotra | Management | For | For | For |
| 1.6 | Election of Director: Robert E. Switz | Management | For | For | For |
| 1.7 | Election of Director: MaryAnn Wright | Management | For | For | For |
| 2. | To approve a non-binding resolution to
approve the compensation of our Named
Executive Officers as described in the proxy
statement. | Management | For | For | For |
| 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September 3,
2020. | Management | For | For | For |
| |
| AMDOCS LIMITED |
| Security | G02602103 | | Meeting Type | Annual |
| Ticker Symbol | DOX | | Meeting Date | 31-Jan-2020 |
| ISIN | GB0022569080 | | Agenda | 935119873 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Robert A. Minicucci | Management | For | For | For |
| 1B. | Election of Director: Adrian Gardner | Management | For | For | For |
| 1C. | Election of Director: James S. Kahan | Management | For | For | For |
| 1D. | Election of Director: Rafael de la Vega | Management | For | For | For |
| 1E. | Election of Director: Giora Yaron | Management | For | For | For |
| 1F. | Election of Director: Eli Gelman | Management | For | For | For |
| 1G. | Election of Director: Richard T.C. LeFave | Management | For | For | For |
| 1H. | Election of Director: John A. MacDonald | Management | For | For | For |
| 1I. | Election of Director: Shuky Sheffer | Management | For | For | For |
| 1J. | Election of Director: Yvette Kanouff | Management | For | For | For |
| 2. | To approve an amendment of the Amdocs
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under the
plan, in each case, by 3,000,000 shares
(Proposal II). | Management | For | For | For |
| 3. | To approve an increase in the dividend rate
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III). | Management | For | For | For |
| 4. | To approve our Consolidated Financial
Statements for the fiscal year ended
September 30, 2019 (Proposal IV). | Management | For | For | For |
| 5. | To ratify and approve the appointment of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of such
independent registered public accounting
firm in accordance with the nature and
extent of its services (Proposal V). | Management | For | For | For |
| |
| INFINEON TECHNOLOGIES AG |
| Security | 45662N103 | | Meeting Type | Annual |
| Ticker Symbol | IFNNY | | Meeting Date | 20-Feb-2020 |
| ISIN | US45662N1037 | | Agenda | 935125662 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Allocation of unappropriated profit | Management | For | For | For |
| 3. | Approval of the acts of the members of the
Management Board | Management | For | For | For |
| 4. | Approval of the acts of the members of the
Supervisory Board | Management | For | For | For |
| 5. | Appointment of the Company and Group
auditor for the 2020 fiscal year and the
auditor for the review of the Half-Year
Financial Report as well as for the possible
review of other quarterly financial reports for
the 2020 fiscal year | Management | For | For | For |
| 6A. | Election of Supervisory Board Member:
Xiaoqun Clever | Management | For | For | For |
| 6B. | Election of Supervisory Board Member: Dr.
Friedrich Eichiner | Management | For | For | For |
| 6C. | Election of Supervisory Board Member:
Hans-Ulrich Holdenried | Management | For | For | For |
| 6D. | Election of Supervisory Board Member: Dr.
Manfred Puffer | Management | For | For | For |
| 6E. | Election of Supervisory Board Member: Dr.
Ulrich Spiesshofer | Management | Against | For | Against |
| 6F. | Election of Supervisory Board Member:
Margret Suckale | Management | For | For | For |
| 7. | Revocation of Conditional Capital 2010/I
(section 4, para. 5 of the Articles of
Association). | Management | For | For | For |
| 8. | Creation of a new Authorized Capital 2020/I
for general purposes against contributions
in cash and/or in kind, including
authorization to exclude subscription rights,
and corresponding amendments to the
Articles of Association | Management | For | For | For |
| 9. | Revocation of an existing authorization and
grant of a new authorization for the issue of
convertible bonds and/or bonds with
warrants, including authorization to exclude
subscription rights, revocation of
Conditional Capital 2018 (section 4,
paragraph 6 of the Articles of Association),
creation of a new Conditional Capital 2020/I
and new wording for section 4, paragraph 6
of the Articles of Association | Management | For | For | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 26-Feb-2020 |
| ISIN | US0378331005 | | Agenda | 935121563 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Ron Sugar | Management | For | For | For |
| 1G. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for 2020 | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against |
| 5. | A shareholder proposal relating to
sustainability and executive compensation | Shareholder | Against | Against | For |
| 6. | A shareholder proposal relating to policies
on freedom of expression | Shareholder | Against | Against | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2020 |
| ISIN | US66987V1098 | | Agenda | 935128884 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General
Meeting. | Management | For | For | For |
| 5B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2021. | Management | For | For | For |
| 5C. | Advisory Vote on the 2019 Compensation
Report. | Management | For | For | For |
| 6A. | Re-election of the Chairman and the
Member of the Board of Director: Joerg
Reinhardt | Management | For | For | For |
| 6B. | Re-election of the Member of the Board of
Director: Nancy C. Andrews | Management | For | For | For |
| 6C. | Re-election of the Member of the Board of
Director: Ton Buechner | Management | For | For | For |
| 6D. | Re-election of the Member of the Board of
Director: Patrice Bula | Management | For | For | For |
| 6E. | Re-election of the Member of the Board of
Director: Srikant Datar | Management | For | For | For |
| 6F. | Re-election of the Member of the Board of
Director: Elizabeth Doherty | Management | For | For | For |
| 6G. | Re-election of the Member of the Board of
Director: Ann Fudge | Management | For | For | For |
| 6H. | Re-election of the Member of the Board of
Director: Frans van Houten | Management | For | For | For |
| 6I. | Re-election of the Member of the Board of
Director: Andreas von Planta | Management | For | For | For |
| 6J. | Re-election of the Member of the Board of
Director: Charles L. Sawyers | Management | For | For | For |
| 6K. | Re-election of the Member of the Board of
Director: Enrico Vanni | Management | For | For | For |
| 6L. | Re-election of the Member of the Board of
Director: William T. Winters | Management | For | For | For |
| 6M. | Election of new Member of the Board of
Director: Bridgette Heller | Management | For | For | For |
| 6N. | Election of new Member of the Board of
Director: Simon Moroney | Management | For | For | For |
| 7A. | Re-election to the Compensation
Committee: Patrice Bula | Management | For | For | For |
| 7B. | Re-election to the Compensation
Committee: Srikant Datar | Management | For | For | For |
| 7C. | Re-election to the Compensation
Committee: Enrico Vanni | Management | For | For | For |
| 7D. | Re-election to the Compensation
Committee: William T. Winters | Management | Against | For | Against |
| 7E. | Election of new Member to the
Compensation Committee: Bridgette Heller | Management | For | For | For |
| 8. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 9. | Re-election of the Independent Proxy. | Management | For | For | For |
| 10. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | None | |
| |
| JOHNSON CONTROLS INTERNATIONAL PLC |
| Security | G51502105 | | Meeting Type | Annual |
| Ticker Symbol | JCI | | Meeting Date | 04-Mar-2020 |
| ISIN | IE00BY7QL619 | | Agenda | 935123795 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Jean Blackwell | Management | For | For | For |
| 1B. | Election of Director: Pierre Cohade | Management | For | For | For |
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | For |
| 1D. | Election of Director: Juan Pablo del Valle
Perochena | Management | For | For | For |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For |
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | For |
| 1G. | Election of Director: Simone Menne | Management | For | For | For |
| 1H. | Election of Director: George R. Oliver | Management | For | For | For |
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | For |
| 1J. | Election of Director: Mark Vergnano | Management | For | For | For |
| 1K. | Election of Director: R. David Yost | Management | For | For | For |
| 1L. | Election of Director: John D. Young | Management | For | For | For |
| 2.A | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent auditors of the Company. | Management | For | For | For |
| 2.B | To authorize the Audit Committee of the
Board of Directors to set the auditors'
remuneration. | Management | For | For | For |
| 3. | To authorize the Company and/or any
subsidiary of the Company to make market
purchases of Company shares. | Management | For | For | For |
| 4. | To determine the price range at which the
Company can re-allot shares that it holds as
treasury shares (Special Resolution). | Management | For | For | For |
| 5. | To approve, in a non-binding advisory vote,
the compensation of the named executive
officers. | Management | For | For | For |
| 6. | To approve the Directors' authority to allot
shares up to approximately 33% of issued
share capital. | Management | For | For | For |
| 7. | To approve the waiver of statutory pre-
emption rights with respect to up to 5% of
issued share capital (Special Resolution). | Management | For | For | For |
| |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | Meeting Date | 10-Mar-2020 |
| ISIN | US7475251036 | | Agenda | 935123783 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mark Fields | Management | For | For | For |
| 1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | For |
| 1C. | Election of Director: Ann M. Livermore | Management | For | For | For |
| 1D. | Election of Director: Harish Manwani | Management | For | For | For |
| 1E. | Election of Director: Mark D. McLaughlin | Management | For | For | For |
| 1F. | Election of Director: Steve Mollenkopf | Management | For | For | For |
| 1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For |
| 1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | For |
| 1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | For |
| 1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For |
| 2. | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020. | Management | For | For | For |
| 3. | To approve the amended and restated 2016
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares. | Management | For | For | For |
| 4. | To approve, on an advisory basis, our
executive compensation. | Management | Against | For | Against |
| 5. | To approve, on an advisory basis, the
frequency of future advisory votes on our
executive compensation. | Management | 1 Year | | 1 Year | For |
| |
| THE TORONTO-DOMINION BANK |
| Security | 891160509 | | Meeting Type | Annual |
| Ticker Symbol | TD | | Meeting Date | 02-Apr-2020 |
| ISIN | CA8911605092 | | Agenda | 935133796 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| A | DIRECTOR | Management | | | | |
| | 1 | AMY W. BRINKLEY | For | For | For |
| | 2 | BRIAN C. FERGUSON | For | For | For |
| | 3 | COLLEEN A. GOGGINS | For | For | For |
| | 4 | JEAN-RENÉ HALDE | For | For | For |
| | 5 | DAVID E. KEPLER | For | For | For |
| | 6 | BRIAN M. LEVITT | For | For | For |
| | 7 | ALAN N. MACGIBBON | For | For | For |
| | 8 | KAREN E. MAIDMENT | For | For | For |
| | 9 | BHARAT B. MASRANI | For | For | For |
| | 10 | IRENE R. MILLER | For | For | For |
| | 11 | NADIR H. MOHAMED | For | For | For |
| | 12 | CLAUDE MONGEAU | For | For | For |
| | 13 | S. JANE ROWE | For | For | For |
| B | APPOINTMENT OF AUDITOR NAMED IN
THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For |
| C | APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
REPORT OF THE HUMAN RESOURCES
COMMITTEE AND APPROACH TO
EXECUTIVE COMPENSATION SECTIONS
OF THE MANAGEMENT PROXY
CIRCULAR *ADVISORY VOTE* | Management | For | For | For |
| D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | Against |
| E | SHAREHOLDER PROPOSAL B | Shareholder | For | Against | Against |
| F | SHAREHOLDER PROPOSAL C | Shareholder | For | Against | Against |
| |
| PPG INDUSTRIES, INC. |
| Security | 693506107 | | Meeting Type | Annual |
| Ticker Symbol | PPG | | Meeting Date | 16-Apr-2020 |
| ISIN | US6935061076 | | Agenda | 935135132 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023:
STEPHEN F. ANGEL | Management | For | For | For |
| 1B. | APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023: HUGH
GRANT | Management | For | For | For |
| 1C. | APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023:
MELANIE L. HEALEY | Management | For | For | For |
| 2A. | APPROVE THE APPOINMENT OF A
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2022:
KATHLEEN A.LIGOCKI | Management | For | For | For |
| 3. | APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE
OFFICERS ON AN ADVISORY BASIS | Management | For | For | For |
| 4. | PROPOSAL TO APPROVE AN
AMENDMENT OF THE COMPANY'S
ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION
OF DIRECTORS | Management | For | For | For |
| 5. | PROPOSAL TO APPROVE AN
AMENDMENT OF THE COMPANY'S
ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE
SUPERMAJORITY VOTING
REQUIREMENTS | Management | For | For | For |
| 6. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020 | Management | For | For | For |
| |
| NEWMONT CORPORATION |
| Security | 651639106 | | Meeting Type | Annual |
| Ticker Symbol | NEM | | Meeting Date | 21-Apr-2020 |
| ISIN | US6516391066 | | Agenda | 935139522 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gregory Boyce | Management | For | For | For |
| 1B. | Election of Director: Bruce Brook | Management | For | For | For |
| 1C. | Election of Director: J. Kofi Bucknor | Management | For | For | For |
| 1D. | Election of Director: Maura Clark | Management | For | For | For |
| 1E. | Election of Director: Matthew Coon Come | Management | For | For | For |
| 1F. | Election of Director: Noreen Doyle | Management | For | For | For |
| 1G. | Election of Director: Veronica Hagen | Management | For | For | For |
| 1H. | Election of Director: RenÉ MÉdori | Management | For | For | For |
| 1I. | Election of Director: Jane Nelson | Management | For | For | For |
| 1J. | Election of Director: Thomas Palmer | Management | For | For | For |
| 1K. | Election of Director: Julio Quintana | Management | For | For | For |
| 2. | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Management | For | For | For |
| 3. | Approve the 2020 Stock Incentive Plan. | Management | For | For | For |
| 4. | Ratify Appointment of Independent
Registered Public Accounting Firm for
2020. | Management | For | For | For |
| |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Type | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 23-Apr-2020 |
| ISIN | US4781601046 | | Agenda | 935137934 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For |
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | For |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For |
| 1E. | Election of Director: Alex Gorsky | Management | Against | For | Against |
| 1F. | Election of Director: Marillyn A. Hewson | Management | Against | For | Against |
| 1G. | Election of Director: Hubert Joly | Management | For | For | For |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For |
| 1J. | Election of Director: Charles Prince | Management | For | For | For |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For |
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For |
| 2. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | Against | For | Against |
| 3. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020. | Management | For | For | For |
| 4. | Amendment to the Restated Certificate of
Incorporation to Permit Removal of
Directors Without Cause. | Management | For | For | For |
| 5. | Independent Board Chair | Shareholder | For | Against | Against |
| 6. | Report on Governance of Opioids-Related
Risks | Shareholder | Against | Against | For |
| |
| PFIZER INC. |
| Security | 717081103 | | Meeting Type | Annual |
| Ticker Symbol | PFE | | Meeting Date | 23-Apr-2020 |
| ISIN | US7170811035 | | Agenda | 935138998 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For |
| 1B. | Election of Director: Albert Bourla | Management | For | For | For |
| 1C. | Election of Director: W. Don Cornwell | Management | For | For | For |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For |
| 1H. | Election of Director: James M. Kilts | Management | Against | For | Against |
| 1I. | Election of Director: Dan R. Littman | Management | For | For | For |
| 1J. | Election of Director: Shantanu Narayen | Management | For | For | For |
| 1K. | Election of Director: Suzanne Nora Johnson | Management | For | For | For |
| 1L. | Election of Director: James Quincey | Management | Against | For | Against |
| 1M. | Election of Director: James C. Smith | Management | Against | For | Against |
| 2. | Ratify the selection of KPMG LLP as
independent registered public accounting
firm for 2020 | Management | For | For | For |
| 3. | 2020 advisory approval of executive
compensation | Management | Against | For | Against |
| 4. | Shareholder proposal regarding right to act
by written consent | Shareholder | For | Against | Against |
| 5. | Shareholder proposal regarding enhancing
proxy access | Shareholder | For | Against | Against |
| 6. | Shareholder proposal regarding report on
lobbying activities | Shareholder | For | Against | Against |
| 7. | Shareholder proposal regarding
independent chair policy | Shareholder | For | Against | Against |
| 8. | Shareholder proposal regarding gender pay
gap | Shareholder | Against | Against | For |
| 9. | Election of Director: Susan Desmond-
Hellmann | Management | For | For | For |
| |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 23-Apr-2020 |
| ISIN | US6410694060 | | Agenda | 935155956 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Approval of the Annual Review, the
financial statements of Nestlé S.A. and the
consolidated financial statements of the
Nestlé Group for 2019. | Management | For | For | For |
| 1.2 | Acceptance of the Compensation Report
2019 (advisory vote). | Management | For | For | For |
| 2 | Discharge to the members of the Board of
Directors and of the Management. | Management | For | For | For |
| 3 | Appropriation of profit resulting from the
balance sheet of Nestlé S.A. (proposed
dividend) for the financial year 2019. | Management | For | For | For |
| 4AA | Re-election of Director: Mr. Paul Bulcke, as
member and Chairman | Management | For | For | For |
| 4AB | Re-election of Director: Mr. Ulf Mark
Schneider | Management | For | For | For |
| 4AC | Re-election of Director: Mr. Henri de
Castries | Management | For | For | For |
| 4AD | Re-election of Director: Mr. Renato
Fassbind | Management | For | For | For |
| 4AE | Re-election of Director: Mrs. Ann M.
Veneman | Management | For | For | For |
| 4AF | Re-election of Director: Mrs. Eva Cheng | Management | For | For | For |
| 4AG | Re-election of Director: Mr. Patrick
Aebischer | Management | For | For | For |
| 4AH | Re-election of Director: Mrs. Ursula M.
Burns | Management | For | For | For |
| 4AI | Re-election of Director: Mr. Kasper Rorsted | Management | For | For | For |
| 4AJ | Re-election of Director: Mr. Pablo Isla | Management | For | For | For |
| 4AK | Re-election of Director: Mrs. Kimberly A.
Ross | Management | For | For | For |
| 4AL | Re-election of Director: Mr. Dick Boer | Management | For | For | For |
| 4AM | Re-election of Director: Mr. Dinesh Paliwal | Management | For | For | For |
| 4B | Election of Director: Mrs. Hanne Jimenez
de Mora | Management | For | For | For |
| 4C1 | Election of the member of the
Compensation Committee: Mr. Patrick
Aebischer | Management | For | For | For |
| 4C2 | Election of the member of the
Compensation Committee: Mrs. Ursula M.
Burns | Management | For | For | For |
| 4C3 | Election of the member of the
Compensation Committee: Mr. Pablo Isla | Management | For | For | For |
| 4C4 | Election of the member of the
Compensation Committee: Mr. Dick Boer | Management | For | For | For |
| 4D | Election of the statutory auditors Ernst &
Young Ltd, Lausanne branch | Management | For | For | For |
| 4E | Election of the Independent Representative
Hartmann Dreyer, Attorneys-at-law | Management | For | For | For |
| 5.1 | Approval of the compensation of the Board
of Directors | Management | For | For | For |
| 5.2 | Approval of the compensation of the
Executive Board | Management | Against | For | Against |
| 6 | Capital reduction (by cancellation of shares) | Management | For | For | For |
| 7 | In the event of any yet unknown new or
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows. | Shareholder | Abstain | Against | Against |
| |
| AT&T INC. |
| Security | 00206R102 | | Meeting Type | Annual |
| Ticker Symbol | T | | Meeting Date | 24-Apr-2020 |
| ISIN | US00206R1023 | | Agenda | 935138140 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | For |
| 1B. | Election of Director: Samuel A. Di Piazza,
Jr. | Management | For | For | For |
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | For |
| 1D. | Election of Director: Scott T. Ford | Management | For | For | For |
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | For |
| 1F. | Election of Director: William E. Kennard | Management | For | For | For |
| 1G. | Election of Director: Debra L. Lee | Management | For | For | For |
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | For |
| 1I. | Election of Director: Michael B. McCallister | Management | For | For | For |
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | For |
| 1K. | Election of Director: Matthew K. Rose | Management | For | For | For |
| 1L. | Election of Director: Cynthia B. Taylor | Management | For | For | For |
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | For |
| 2. | Ratification of appointment of independent
auditors. | Management | For | For | For |
| 3. | Advisory approval of executive
compensation. | Management | For | For | For |
| 4. | Independent Board Chairman. | Shareholder | Against | Against | For |
| 5. | Employee Representative Director. | Shareholder | Against | Against | For |
| 6. | Improve Guiding Principles of Executive
Compensation. | Shareholder | For | Against | Against |
| |
| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 24-Apr-2020 |
| ISIN | US0028241000 | | Agenda | 935138570 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | R.J. Alpern | For | For | For |
| | 2 | R.S. Austin | For | For | For |
| | 3 | S.E. Blount | For | For | For |
| | 4 | R.B. Ford | For | For | For |
| | 5 | M.A. Kumbier | Withheld | For | Against |
| | 6 | E.M. Liddy | Withheld | For | Against |
| | 7 | D.W. McDew | For | For | For |
| | 8 | N. McKinstry | For | For | For |
| | 9 | P.N. Novakovic | Withheld | For | Against |
| | 10 | W.A. Osborn | For | For | For |
| | 11 | D.J. Starks | For | For | For |
| | 12 | J.G. Stratton | For | For | For |
| | 13 | G.F. Tilton | For | For | For |
| | 14 | M.D. White | For | For | For |
| 2. | Ratification of Ernst & Young LLP as
Auditors. | Management | For | For | For |
| 3. | Say on Pay – An Advisory Vote to Approve
Executive Compensation. | Management | Against | For | Against |
| 4. | Shareholder Proposal – Lobbying
Disclosure. | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal – Non-GAAP
Financial Performance Metrics Disclosure. | Shareholder | For | Against | Against |
| 6. | Shareholder Proposal – Shareholder Voting
on By-Law Amendments. | Shareholder | Against | Against | For |
| 7. | Shareholder Proposal – Simple Majority
Vote. | Shareholder | Against | Against | For |
| |
| L3HARRIS TECHNOLOGIES INC. |
| Security | 502431109 | | Meeting Type | Annual |
| Ticker Symbol | LHX | | Meeting Date | 24-Apr-2020 |
| ISIN | US5024311095 | | Agenda | 935144852 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For |
| 1B. | Election of Director: William M. Brown | Management | For | For | For |
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For |
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For |
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For |
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For |
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For |
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For |
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For |
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For |
| 1K. | Election of Director: Robert B. Millard | Management | For | For | For |
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For |
| 2. | Approval, in an Advisory Vote, of the
Compensation of Named Executive Officers
as Disclosed in the Proxy Statement | Management | For | For | For |
| 3. | Ratification of Appointment of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for Fiscal Year 2020 | Management | For | For | For |
| 4. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting and "Fair Price"
Requirements for Business Combinations
Involving Interested Shareholders | Management | For | For | For |
| 5. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
"Anti-Greenmail" Provision | Management | For | For | For |
| 6. | Approval of an Amendment to Our Restated
Certificate of Incorporation to Eliminate the
Cumulative Voting Provision that Applies
When We Have a 40% Shareholder | Management | For | For | For |
| 7. | Shareholder Proposal to Permit the Ability
of Shareholders to Act by Written Consent | Shareholder | Against | Against | For |
| |
| FASTENAL COMPANY |
| Security | 311900104 | | Meeting Type | Annual |
| Ticker Symbol | FAST | | Meeting Date | 25-Apr-2020 |
| ISIN | US3119001044 | | Agenda | 935137667 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For |
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For |
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For |
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For |
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For |
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For |
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For |
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For |
| 1I. | Election of Director: Scott A. Satterlee | Management | For | For | For |
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For |
| 2. | Ratification of the appointment of KPMG
LLP as independent registered public
accounting firm for the 2020 fiscal year. | Management | For | For | For |
| 3. | Approval, by non-binding vote, of executive
compensation. | Management | For | For | For |
| 4. | A shareholder proposal related to diversity
reporting. | Shareholder | Against | Against | For |
| |
| HONEYWELL INTERNATIONAL INC. |
| Security | 438516106 | | Meeting Type | Annual |
| Ticker Symbol | HON | | Meeting Date | 27-Apr-2020 |
| ISIN | US4385161066 | | Agenda | 935137794 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For |
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For |
| 1C. | Election of Director: William S. Ayer | Management | For | For | For |
| 1D. | Election of Director: Kevin Burke | Management | For | For | For |
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | For |
| 1G. | Election of Director: Deborah Flint | Management | For | For | For |
| 1H. | Election of Director: Judd Gregg | Management | For | For | For |
| 1I. | Election of Director: Clive Hollick | Management | For | For | For |
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For |
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | For |
| 1L. | Election of Director: George Paz | Management | For | For | For |
| 1M. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | For | For |
| 3. | Approval of Independent Accountants. | Management | For | For | For |
| 4. | Let Shareholders Vote on Bylaw
Amendments. | Shareholder | Against | Against | For |
| 5. | Report on Lobbying Activities and
Expenditures. | Shareholder | Against | Against | For |
| |
| UNITED TECHNOLOGIES CORPORATION |
| Security | 913017109 | | Meeting Type | Annual |
| Ticker Symbol | UTX | | Meeting Date | 27-Apr-2020 |
| ISIN | US9130171096 | | Agenda | 935142707 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lloyd J. Austin III | Management | For | For | For |
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | For |
| 1C. | Election of Director: Marshall O. Larsen | Management | For | For | For |
| 1D. | Election of Director: Robert K. (Kelly)
Ortberg | Management | For | For | For |
| 1E. | Election of Director: Margaret L. O'Sullivan | Management | For | For | For |
| 1F. | Election of Director: Denise L. Ramos | Management | For | For | For |
| 1G. | Election of Director: Fredric G. Reynolds | Management | For | For | For |
| 1H. | Election of Director: Brian C. Rogers | Management | For | For | For |
| 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | For | For |
| 3. | Appoint PricewaterhouseCoopers LLP to
Serve as Independent Auditor for 2020. | Management | For | For | For |
| 4. | Shareowner Proposal regarding a Simple
Majority Vote Requirement. | Shareholder | Abstain | None | |
| 5. | Shareowner Proposal to Create a
Committee to Prepare a Report regarding
the Impact of Plant Closure on
Communities and Alternatives to Help
Mitigate the Effects. | Shareholder | Against | Against | For |
| |
| THE PNC FINANCIAL SERVICES GROUP, INC. |
| Security | 693475105 | | Meeting Type | Annual |
| Ticker Symbol | PNC | | Meeting Date | 28-Apr-2020 |
| ISIN | US6934751057 | | Agenda | 935134332 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | For |
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | For |
| 1C. | Election of Director: Debra A. Cafaro | Management | Against | For | Against |
| 1D. | Election of Director: Marjorie Rodgers
Cheshire | Management | For | For | For |
| 1E. | Election of Director: William S. Demchak | Management | For | For | For |
| 1F. | Election of Director: Andrew T. Feldstein | Management | Against | For | Against |
| 1G. | Election of Director: Richard J. Harshman | Management | For | For | For |
| 1H. | Election of Director: Daniel R. Hesse | Management | For | For | For |
| 1I. | Election of Director: Linda R. Medler | Management | For | For | For |
| 1J. | Election of Director: Martin Pfinsgraff | Management | For | For | For |
| 1K. | Election of Director: Toni Townes-Whitley | Management | For | For | For |
| 1L. | Election of Director: Michael J. Ward | Management | For | For | For |
| 2. | Ratification of the Audit Committee's
selection of PricewaterhouseCoopers LLP
as PNC's independent registered public
accounting firm for 2020. | Management | For | For | For |
| 3. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 4. | Approval of The PNC Financial Services
Group, Inc. Employee Stock Purchase Plan,
as amended and restated January 1, 2020. | Management | For | For | For |
| |
| ALLY FINANCIAL INC |
| Security | 02005N100 | | Meeting Type | Annual |
| Ticker Symbol | ALLY | | Meeting Date | 28-Apr-2020 |
| ISIN | US02005N1000 | | Agenda | 935146806 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Franklin W. Hobbs | Management | For | For | For |
| 1B. | Election of Director: Kenneth J. Bacon | Management | For | For | For |
| 1C. | Election of Director: Katryn (Trynka)
Shineman Blake | Management | For | For | For |
| 1D. | Election of Director: Maureen A. Breakiron-
Evans | Management | For | For | For |
| 1E. | Election of Director: William H. Cary | Management | For | For | For |
| 1F. | Election of Director: Mayree C. Clark | Management | For | For | For |
| 1G. | Election of Director: Kim S. Fennebresque | Management | For | For | For |
| 1H. | Election of Director: Marjorie Magner | Management | For | For | For |
| 1I. | Election of Director: Brian H. Sharples | Management | For | For | For |
| 1J. | Election of Director: John J. Stack | Management | For | For | For |
| 1K. | Election of Director: Michael F. Steib | Management | For | For | For |
| 1L. | Election of Director: Jeffrey J. Brown | Management | For | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For | For |
| 3. | Ratification of the Audit Committee's
engagement of Deloitte & Touche LLP as
the Company's independent registered
public accounting firm for 2020. | Management | For | For | For |
| |
| CANADIAN NATIONAL RAILWAY COMPANY |
| Security | 136375102 | | Meeting Type | Annual |
| Ticker Symbol | CNI | | Meeting Date | 28-Apr-2020 |
| ISIN | CA1363751027 | | Agenda | 935157227 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | | |
| | 1 | Shauneen Bruder | For | For | For |
| | 2 | Donald J. Carty | For | For | For |
| | 3 | Amb. Gordon D. Giffin | For | For | For |
| | 4 | Julie Godin | For | For | For |
| | 5 | Edith E. Holiday | For | For | For |
| | 6 | V.M. Kempston Darkes | For | For | For |
| | 7 | The Hon. Denis Losier | For | For | For |
| | 8 | The Hon. Kevin G. Lynch | For | For | For |
| | 9 | James E. O'Connor | For | For | For |
| | 10 | Robert Pace | For | For | For |
| | 11 | Robert L. Phillips | For | For | For |
| | 12 | Jean-Jacques Ruest | For | For | For |
| | 13 | Laura Stein | For | For | For |
| 2 | Appointment of KPMG LLP as Auditors. | Management | For | For | For |
| 3 | Non-binding advisory resolution to accept
the approach to executive compensation
disclosed in the Management Information
Circular, the full text of which resolution is
set out on p. 9 of the Management
Information Circular. | Management | For | For | For |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 29-Apr-2020 |
| ISIN | US9047677045 | | Agenda | 935147428 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Report and Accounts for the
year ended 31 December 2019. | Management | For | For | For |
| 2. | To approve the Directors' Remuneration
Report. | Management | For | For | For |
| 3. | To re-elect Mr N Andersen as a Non-
Executive Director. | Management | Against | For | Against |
| 4. | To re-elect Mrs L Cha as a Non-Executive
Director. | Management | For | For | For |
| 5. | To re-elect Mr V Colao as a Non-Executive
Director. | Management | For | For | For |
| 6. | To re-elect Dr J Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 7. | To re-elect Mr A Jope as an Executive
Director. | Management | For | For | For |
| 8. | To re-elect Ms A Jung as a Non-Executive
Director. | Management | For | For | For |
| 9. | To re-elect Ms S Kilsby as a Non-Executive
Director. | Management | For | For | For |
| 10. | To re-elect Mr S Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 11. | To re-elect Professor Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 12. | To re-elect Mr G Pitkethly as an Executive
Director. | Management | For | For | For |
| 13. | To re-elect Mr J Rishton as a Non-
Executive Director. | Management | For | For | For |
| 14. | To re-elect Mr F Sijbesma as a Non-
Executive Director. | Management | Against | For | Against |
| 15. | To reappoint KPMG LLP as Auditor of the
Company. | Management | For | For | For |
| 16. | To authorise the Directors to fix the
remuneration of the Auditor. | Management | For | For | For |
| 17. | To authorise Political Donations and
expenditure. | Management | For | For | For |
| 18. | To renew the authority to Directors to issue
shares. | Management | For | For | For |
| 19. | To renew the authority to Directors to
disapply pre-emption rights. | Management | For | For | For |
| 20. | To renew the authority to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments. | Management | For | For | For |
| 21. | To renew the authority to the Company to
purchase its own shares. | Management | For | For | For |
| 22. | To shorten the Notice period for General
Meetings. | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 30-Apr-2020 |
| ISIN | US5004723038 | | Agenda | 935175768 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Proposal to adopt the financial statements | Management | For | None | |
| 2C. | Proposal to adopt dividend | Management | For | None | |
| 2D. | Remuneration Report 2019 (advisory vote) | Management | For | None | |
| 2E. | Proposal to discharge the members of the
Board of Management | Management | For | None | |
| 2F. | Proposal to discharge the members of the
Supervisory Board | Management | For | None | |
| 3A. | Proposal to adopt a Remuneration Policy
for the Board of Management | Management | For | None | |
| 3B. | Proposal to approve a Long-Term Incentive
Plan for the Board of Management | Management | For | None | |
| 3C. | Proposal to adopt a Remuneration Policy
for the Supervisory Board | Management | For | None | |
| 4A. | Proposal to re-appoint Ms N. Dhawan as
member of the Supervisory Board | Management | For | None | |
| 4B. | Proposal to appoint Mr F. Sijbesma as
member of the Supervisory Board | Management | For | None | |
| 4C. | Proposal to appoint Mr P. Löscher as
member of the Supervisory Board | Management | For | None | |
| 5A. | Proposals to authorize the Board of
Management to: issue shares or grant
rights to acquire shares | Management | For | None | |
| 5B. | Proposals to authorize the Board of
Management to: restrict or exclude
preemption rights | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the
company | Management | For | None | |
| 7. | Proposal to cancel shares | Management | For | None | |
| |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 05-May-2020 |
| ISIN | US1101221083 | | Agenda | 935151681 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Peter J. Arduini | Management | Against | For | Against |
| 1B. | Election of Director: Robert Bertolini | Management | For | For | For |
| 1C. | Election of Director: Michael W. Bonney | Management | For | For | For |
| 1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1E. | Election of Director: Matthew W. Emmens | Management | For | For | For |
| 1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | For |
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | For |
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | For |
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | For |
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | For |
| 1K. | Election of Director: Karen H. Vousden,
Ph.D. | Management | For | For | For |
| 1L. | Election of Director: Phyllis R. Yale | Management | For | For | For |
| 2. | Advisory vote to approve the compensation
of our Named Executive Officers. | Management | For | For | For |
| 3. | Ratification of the appointment of an
independent registered public accounting
firm. | Management | For | For | For |
| 4. | Shareholder Proposal on Separate Chair &
CEO. | Shareholder | For | Against | Against |
| 5. | Shareholder Proposal on Shareholder Right
to Act by Written Consent. | Shareholder | Against | Against | For |
| |
| BARRICK GOLD CORPORATION |
| Security | 067901108 | | Meeting Type | Annual |
| Ticker Symbol | GOLD | | Meeting Date | 05-May-2020 |
| ISIN | CA0679011084 | | Agenda | 935171897 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | | |
| | 1 | D. M. Bristow | For | For | For |
| | 2 | G. A. Cisneros | Withheld | For | Against |
| | 3 | C. L. Coleman | For | For | For |
| | 4 | J. M. Evans | For | For | For |
| | 5 | B. L. Greenspun | For | For | For |
| | 6 | J. B. Harvey | For | For | For |
| | 7 | A. J. Quinn | For | For | For |
| | 8 | M. L. Silva | For | For | For |
| | 9 | J. L. Thornton | For | For | For |
| 2 | RESOLUTION APPROVING THE
APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP as
the auditor of Barrick and authorizing the
directors to fix its remuneration. | Management | For | For | For |
| 3 | ADVISORY RESOLUTION ON
APPROACH TO EXECUTIVE
COMPENSATION. | Management | For | For | For |
| |
| PEPSICO, INC. |
| Security | 713448108 | | Meeting Type | Annual |
| Ticker Symbol | PEP | | Meeting Date | 06-May-2020 |
| ISIN | US7134481081 | | Agenda | 935148901 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Shona L. Brown | Management | For | For | For |
| 1B. | Election of Director: Cesar Conde | Management | For | For | For |
| 1C. | Election of Director: Ian Cook | Management | For | For | For |
| 1D. | Election of Director: Dina Dublon | Management | For | For | For |
| 1E. | Election of Director: Richard W. Fisher | Management | For | For | For |
| 1F. | Election of Director: Michelle Gass | Management | For | For | For |
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | For |
| 1H. | Election of Director: David C. Page | Management | For | For | For |
| 1I. | Election of Director: Robert C. Pohlad | Management | For | For | For |
| 1J. | Election of Director: Daniel Vasella | Management | For | For | For |
| 1K. | Election of Director: Darren Walker | Management | For | For | For |
| 1L. | Election of Director: Alberto Weisser | Management | For | For | For |
| 2. | Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for fiscal
year 2020. | Management | For | For | For |
| 3. | Advisory approval of the Company's
executive compensation. | Management | For | For | For |
| 4. | Shareholder Proposal – Reduce Ownership
Threshold to Call Special Shareholder
Meetings. | Shareholder | Against | Against | For |
| 5. | SHAREHOLDER PROPOSAL – REPORT
ON SUGAR AND PUBLIC HEALTH. | Shareholder | For | Against | Against |
| |
| DOMINION ENERGY, INC. |
| Security | 25746U109 | | Meeting Type | Annual |
| Ticker Symbol | D | | Meeting Date | 06-May-2020 |
| ISIN | US25746U1097 | | Agenda | 935152316 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James A. Bennett | Management | For | For | For |
| 1B. | Election of Director: Helen E. Dragas | Management | For | For | For |
| 1C. | Election of Director: James O. Ellis, Jr. | Management | For | For | For |
| 1D. | Election of Director: Thomas F. Farrell, II | Management | For | For | For |
| 1E. | Election of Director: D. Maybank Hagood | Management | For | For | For |
| 1F. | Election of Director: John W. Harris | Management | For | For | For |
| 1G. | Election of Director: Ronald W. Jibson | Management | For | For | For |
| 1H. | Election of Director: Mark J. Kington | Management | For | For | For |
| 1I. | Election of Director: Joseph M. Rigby | Management | For | For | For |
| 1J. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | For |
| 1K. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | For |
| 1L. | Election of Director: Susan N. Story | Management | For | For | For |
| 1M. | Election of Director: Michael E.
Szymanczyk | Management | For | For | For |
| 2. | Ratification of Appointment of Independent
Auditor. | Management | For | For | For |
| 3. | Advisory Vote on Approval of Executive
Compensation (Say on Pay). | Management | For | For | For |
| 4. | Shareholder Proposal Regarding a Policy to
Require an Independent Chair | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal Regarding the Right
of Shareholders to Act by Written Consent | Shareholder | Against | Against | For |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Type | Annual |
| Ticker Symbol | GSK | | Meeting Date | 06-May-2020 |
| ISIN | US37733W1053 | | Agenda | 935154598 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| O1 | To receive and adopt the 2019 Annual
Report | Management | For | For | For |
| O2 | To approve the Annual report on
remuneration | Management | For | For | For |
| O3 | To approve the Remuneration policy | Management | For | For | For |
| O4 | To elect Sir Jonathan Symonds as a
Director | Management | For | For | For |
| 05 | To elect Charles Bancroft as a Director | Management | For | For | For |
| O6 | To re-elect Emma Walmsley as a Director | Management | For | For | For |
| O7 | To re-elect Vindi Banga as a Director | Management | For | For | For |
| O8 | To re-elect Dr Hal Barron as a Director | Management | For | For | For |
| O9 | To re-elect Dr Vivienne Cox as a Director | Management | For | For | For |
| O10 | To re-elect Lynn Elsenhans as a Director | Management | For | For | For |
| O11 | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | For |
| O12 | To re-elect Dr Jesse Goodman as a
Director | Management | For | For | For |
| O13 | To re-elect Judy Lewent as a Director | Management | For | For | For |
| O14 | To re-elect Iain Mackay as a Director | Management | For | For | For |
| O15 | To re-elect Urs Rohner as a Director | Management | For | For | For |
| O16 | To re-appoint the auditor | Management | For | For | For |
| O17 | To determine remuneration of the auditor | Management | For | For | For |
| S18 | To authorise the company and its
subsidiaries to make donations to political
organisations and incur political expenditure | Management | For | For | For |
| S19 | To authorise allotment of shares | Management | For | For | For |
| S20 | To disapply pre-emption rights – general
power (special resolution) | Management | For | For | For |
| S21 | To disapply pre-emption rights – in
connection with an acquisition or specified
capital investment (special resolution) | Management | For | For | For |
| S22 | To authorise the company to purchase its
own shares (special resolution) | Management | For | For | For |
| S23 | To authorise exemption from statement of
name of senior statutory auditor | Management | Against | For | Against |
| S24 | To authorise reduced notice of a general
meeting other than an AGM (special
resolution) | Management | For | For | For |
| |
| VERIZON COMMUNICATIONS INC. |
| Security | 92343V104 | | Meeting Type | Annual |
| Ticker Symbol | VZ | | Meeting Date | 07-May-2020 |
| ISIN | US92343V1044 | | Agenda | 935148406 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | For |
| 1b. | Election of Director: Mark T. Bertolini | Management | For | For | For |
| 1c. | Election of Director: Vittorio Colao | Management | For | For | For |
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | For |
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | For |
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | For |
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | For |
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | For |
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | For |
| 2. | Advisory Vote to Approve Executive
Compensation | Management | For | For | For |
| 3. | Ratification of Appointment of Independent
Registered Public Accounting Firm | Management | For | For | For |
| 4. | Nonqualified Savings Plan Earnings | Shareholder | For | Against | Against |
| 5. | Special Shareholder Meetings | Shareholder | For | Against | Against |
| 6. | Lobbying Activities Report | Shareholder | For | Against | Against |
| 7. | User Privacy Metric | Shareholder | For | Against | Against |
| 8. | Amend Severance Approval Policy | Shareholder | For | Against | Against |
| |
| DUKE ENERGY CORPORATION |
| Security | 26441C204 | | Meeting Type | Annual |
| Ticker Symbol | DUK | | Meeting Date | 07-May-2020 |
| ISIN | US26441C2044 | | Agenda | 935148975 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Michael G. Browning | For | For | For |
| | 2 | Annette K. Clayton | For | For | For |
| | 3 | Theodore F. Craver, Jr. | For | For | For |
| | 4 | Robert M. Davis | For | For | For |
| | 5 | Daniel R. DiMicco | For | For | For |
| | 6 | Nicholas C. Fanandakis | For | For | For |
| | 7 | Lynn J. Good | For | For | For |
| | 8 | John T. Herron | For | For | For |
| | 9 | William E. Kennard | For | For | For |
| | 10 | E. Marie McKee | For | For | For |
| | 11 | Marya M. Rose | For | For | For |
| | 12 | Thomas E. Skains | For | For | For |
| | 13 | William E. Webster, Jr. | For | For | For |
| 2. | Ratification of Deloitte & Touche LLP as
Duke Energy's independent registered
public accounting firm for 2020 | Management | For | For | For |
| 3. | Advisory vote to approve Duke Energy's
named executive officer compensation | Management | For | For | For |
| 4. | Shareholder proposal regarding
independent board chair | Shareholder | For | Against | Against |
| 5. | Shareholder proposal regarding elimination
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation | Shareholder | For | None | |
| 6. | Shareholder proposal regarding providing a
semiannual report on Duke Energy's
political contributions and expenditures | Shareholder | For | Against | Against |
| 7. | Shareholder proposal regarding providing
an annual report on Duke Energy's lobbying
payments | Shareholder | For | Against | Against |
| |
| BCE INC. |
| Security | 05534B760 | | Meeting Type | Annual |
| Ticker Symbol | BCE | | Meeting Date | 07-May-2020 |
| ISIN | CA05534B7604 | | Agenda | 935159182 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 01 | DIRECTOR | Management | | | | |
| | 1 | BARRY K. ALLEN | For | For | For |
| | 2 | MIRKO BIBIC | For | For | For |
| | 3 | SOPHIE BROCHU | For | For | For |
| | 4 | ROBERT E. BROWN | For | For | For |
| | 5 | DAVID F. DENISON | For | For | For |
| | 6 | ROBERT P. DEXTER | For | For | For |
| | 7 | IAN GREENBERG | For | For | For |
| | 8 | KATHERINE LEE | For | For | For |
| | 9 | MONIQUE F. LEROUX | For | For | For |
| | 10 | GORDON M. NIXON | For | For | For |
| | 11 | THOMAS E. RICHARDS | For | For | For |
| | 12 | CALIN ROVINESCU | For | For | For |
| | 13 | KAREN SHERIFF | For | For | For |
| | 14 | ROBERT C. SIMMONDS | For | For | For |
| | 15 | PAUL R. WEISS | For | For | For |
| 02 | APPOINTMENT OF DELOITTE LLP AS
AUDITORS. | Management | For | For | For |
| 03 | ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION AS
DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR. | Management | For | For | For |
| 04 | SHAREHOLDER PROPOSAL: INCREASE
OF GENDER DIVERSITY TARGET. | Shareholder | For | Against | Against |
| |
| CONOCOPHILLIPS |
| Security | 20825C104 | | Meeting Type | Annual |
| Ticker Symbol | COP | | Meeting Date | 12-May-2020 |
| ISIN | US20825C1045 | | Agenda | 935151679 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Charles E. Bunch | Management | Against | For | Against |
| 1B. | Election of Director: Caroline Maury Devine | Management | For | For | For |
| 1C. | Election of Director: John V. Faraci | Management | Against | For | Against |
| 1D. | Election of Director: Jody Freeman | Management | For | For | For |
| 1E. | Election of Director: Gay Huey Evans | Management | For | For | For |
| 1F. | Election of Director: Jeffrey A. Joerres | Management | Against | For | Against |
| 1G. | Election of Director: Ryan M. Lance | Management | Against | For | Against |
| 1H. | Election of Director: William H. McRaven | Management | For | For | For |
| 1I. | Election of Director: Sharmila Mulligan | Management | For | For | For |
| 1J. | Election of Director: Arjun N. Murti | Management | For | For | For |
| 1K. | Election of Director: Robert A. Niblock | Management | For | For | For |
| 1L. | Election of Director: David T. Seaton | Management | For | For | For |
| 1M. | Election of Director: R.A. Walker | Management | For | For | For |
| 2. | Proposal to ratify appointment of Ernst &
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2020. | Management | For | For | For |
| 3. | Advisory Approval of Executive
Compensation. | Management | Against | For | Against |
| |
| INTEL CORPORATION |
| Security | 458140100 | | Meeting Type | Annual |
| Ticker Symbol | INTC | | Meeting Date | 14-May-2020 |
| ISIN | US4581401001 | | Agenda | 935158635 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James J. Goetz | Management | For | For | For |
| 1B. | Election of Director: Alyssa Henry | Management | Against | For | Against |
| 1C. | Election of Director: Omar Ishrak | Management | Against | For | Against |
| 1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For |
| 1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | For |
| 1F. | Election of Director: Gregory D. Smith | Management | Against | For | Against |
| 1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For |
| 1H. | Election of Director: Andrew Wilson | Management | Against | For | Against |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | For |
| 2. | Ratification of selection of Ernst & Young
LLP as our independent registered public
accounting firm for 2020 | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation of our listed officers | Management | Against | For | Against |
| 4. | Approval of amendment and restatement of
the 2006 Employee Stock Purchase Plan | Management | For | For | For |
| 5. | Stockholder proposal on whether to allow
stockholders to act by written consent, if
properly presented at the meeting | Shareholder | For | Against | Against |
| 6. | Stockholder proposal requesting a report on
the global median gender/racial pay gap, if
properly presented at the meeting | Shareholder | For | Against | Against |
| |
| EQUINOR ASA |
| Security | 29446M102 | | Meeting Type | Annual |
| Ticker Symbol | EQNR | | Meeting Date | 14-May-2020 |
| ISIN | US29446M1027 | | Agenda | 935200270 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3 | Election of chair for the meeting | Management | | For | |
| 4 | Approval of the notice and the agenda | Management | | For | |
| 5 | Election of two persons to co-sign the
minutes together with the chair of the
meeting | Management | | For | |
| 6 | Approval of the annual report and accounts
for Equinor ASA and the Equinor group for
2019, including the board of directors'
proposal for distribution of fourth quarter
2019 dividend | Management | | For | |
| 7 | Authorisation to distribute dividend based
on approved annual accounts for 2019 | Management | | For | |
| 8 | Reduction in capital through the
cancellation of own shares and the
redemption of shares belonging to the
Norwegian government | Management | | For | |
| 9 | Proposal from shareholder to set short-,
medium-, and long-term net carbon
intensity targets (including Scope 1, 2 and
3) | Shareholder | | Against | |
| 10 | Proposal from shareholder to stop all
exploration activity and test drilling for fossil
energy resources | Shareholder | | Against | |
| 11 | Proposal from shareholder to consider the
health effects of global warming due to
fossil energy in the company's further
strategy | Shareholder | | Against | |
| 12 | Proposal from shareholders to refrain from
oil and gas exploration and production
activities in certain areas | Shareholder | | Against | |
| 13 | Proposal from shareholder to stop all oil
and gas activities outside the Norwegian
continental shelf | Shareholder | | Against | |
| 14 | Proposal from shareholder regarding new
direction for the company including phasing
out of all exploration activities within two
years | Shareholder | | Against | |
| 15 | The board of directors' report on Corporate
Governance | Management | | For | |
| 16A | Advisory vote related to the board of
directors' guidelines on stipulation of salary
and other remuneration for executive
management | Management | | For | |
| 16B | Approval of the board of directors'
guidelines on remuneration linked to the
development of the company's share price | Management | | For | |
| 17 | Approval of remuneration for the company's
external auditor for 2019 | Management | | For | |
| 18A | The nomination committee's joint proposal
or (individual voting) | Management | | For | |
| 18B | Re-election of member to the corporate
assembly: Member Tone Lunde Bakker (re-
election, nominated as chair) | Management | | For | |
| 18C | Re-election of member to the corporate
assembly: Member Nils Bastiansen (re-
election, nominated as deputy chair) | Management | | For | |
| 18D | Re-election of member to the corporate
assembly: Member Greger Mannsverk (re-
election) | Management | | For | |
| 18E | Re-election of member to the corporate
assembly: Member Terje Venold (re-
election) | Management | | For | |
| 18F | Re-election of member to the corporate
assembly: Member Kjersti Kleven (re-
election) | Management | | For | |
| 18G | Re-election of member to the corporate
assembly: Member Finn Kinserdal (re-
election) | Management | | For | |
| 18H | Re-election of member to the corporate
assembly: Member Jarle Roth (re-election) | Management | | For | |
| 18I | Re-election of member to the corporate
assembly: Member Kari Skeidsvoll Moe (re-
election) | Management | | For | |
| 18J | Election of member to the corporate
assembly: Member Kjerstin Fyllingen (new
election, former 1. deputy member) | Management | | For | |
| 18K | Election of member to the corporate
assembly: Member Kjerstin Rasmussen
Braathen (new election) | Management | | For | |
| 18L | Election of member to the corporate
assembly: Member Mari Rege (new
election) | Management | | For | |
| 18M | Election of member to the corporate
assembly: Member Brynjar Kristian
Forbergskog (new election) | Management | | For | |
| 18N | Election of member to the corporate
assembly: 1. Deputy member Knut Nesse
(new election) | Management | | For | |
| 18O | Election of member to the corporate
assembly: 2. Deputy member Trond
Straume (new election) | Management | | For | |
| 18P | Re-election of member to the corporate
assembly: 3. Deputy member Nina Kivijervi
Jonassen (re-election) | Management | | For | |
| 18Q | Re-election of member to the corporate
assembly: 4. Deputy member Martin Wien
Fjell (re-election) | Management | | For | |
| 19 | Determination of remuneration for the
corporate assembly members | Management | | For | |
| 20A | The nomination committee's joint proposal
or (individual voting) | Management | | For | |
| 20B | Re-election of members to the nomination
committee: Chair Tone Lunde Bakker (re-
election as chair) | Management | | For | |
| 20C | Election of members to the nomination
committee: Member Bjørn Ståle Haavik with
personal deputy member Andreas Hilding
Eriksen (new election) | Management | | For | |
| 20D | Re-election of members to the nomination
committee: Member Jarle Roth (re-election) | Management | | For | |
| 20E | Re-election of members to the nomination
committee: Member Berit L. Henriksen (re-
election) | Management | | For | |
| 21 | Determination of remuneration for the
nomination committee members | Management | | For | |
| 22 | Authorisation to acquire Equinor ASA
shares in the market to continue operation
of the share savings plan for employees | Management | | For | |
| 23 | Authorisation to acquire Equinor ASA
shares in the market for subsequent
annulment | Management | | For | |
| |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 19-May-2020 |
| ISIN | US46625H1005 | | Agenda | 935170833 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For |
| 1B. | Election of Director: Stephen B. Burke | Management | Against | For | Against |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For |
| 1D. | Election of Director: James S. Crown | Management | For | For | For |
| 1E. | Election of Director: James Dimon | Management | For | For | For |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For |
| 1I. | Election of Director: Lee R. Raymond | Management | For | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For |
| 2. | Advisory resolution to approve executive
compensation | Management | Against | For | Against |
| 3. | Ratification of independent registered public
accounting firm | Management | For | For | For |
| 4. | Independent board chairman | Shareholder | For | Against | Against |
| 5. | Oil and gas company and project financing
related to the Arctic and the Canadian oil
sands | Shareholder | For | Against | Against |
| 6. | Climate change risk reporting | Shareholder | For | Against | Against |
| 7. | Amend shareholder written consent
provisions | Shareholder | For | Against | Against |
| 8. | Charitable contributions disclosure | Shareholder | For | Against | Against |
| 9. | Gender/Racial pay equity | Shareholder | For | Against | Against |
| |
| AMGEN INC. |
| Security | 031162100 | | Meeting Type | Annual |
| Ticker Symbol | AMGN | | Meeting Date | 19-May-2020 |
| ISIN | US0311621009 | | Agenda | 935172419 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For |
| 1B. | Election of Director: Mr. Robert A. Bradway | Management | Against | For | Against |
| 1C. | Election of Director: Dr. Brian J. Druker | Management | For | For | For |
| 1D. | Election of Director: Mr. Robert A. Eckert | Management | Against | For | Against |
| 1E. | Election of Director: Mr. Greg C. Garland | Management | Against | For | Against |
| 1F. | Election of Director: Mr. Fred Hassan | Management | Against | For | Against |
| 1G. | Election of Director: Mr. Charles M. Holley,
Jr. | Management | For | For | For |
| 1H. | Election of Director: Dr. Tyler Jacks | Management | For | For | For |
| 1I. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For |
| 1J. | Election of Director: Dr. Ronald D. Sugar | Management | Against | For | Against |
| 1K. | Election of Director: Dr. R. Sanders
Williams | Management | For | For | For |
| 2. | Advisory vote to approve our executive
compensation. | Management | For | For | For |
| 3. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accountants for the fiscal year ending
December 31, 2020. | Management | Against | For | Against |
| 4. | Stockholder proposal to require an
independent board chair. | Shareholder | For | Against | Against |
| |
| ROSS STORES, INC. |
| Security | 778296103 | | Meeting Type | Annual |
| Ticker Symbol | ROST | | Meeting Date | 20-May-2020 |
| ISIN | US7782961038 | | Agenda | 935168915 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Michael Balmuth | Management | For | For | For |
| 1B. | Election of Director: K. Gunnar Bjorklund | Management | Against | For | Against |
| 1C. | Election of Director: Michael J. Bush | Management | For | For | For |
| 1D. | Election of Director: Norman A. Ferber | Management | For | For | For |
| 1E. | Election of Director: Sharon D. Garrett | Management | For | For | For |
| 1F. | Election of Director: Stephen D. Milligan | Management | For | For | For |
| 1G. | Election of Director: Patricia H. Mueller | Management | For | For | For |
| 1H. | Election of Director: George P. Orban | Management | Against | For | Against |
| 1I. | Election of Director: Gregory L. Quesnel | Management | For | For | For |
| 1J. | Election of Director: Larree M. Renda | Management | For | For | For |
| 1K. | Election of Director: Barbara Rentler | Management | For | For | For |
| 2. | Advisory vote to approve the resolution on
the compensation of the named executive
officers. | Management | Against | For | Against |
| 3. | To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 30, 2021. | Management | For | For | For |
| |
| CHUBB LIMITED |
| Security | H1467J104 | | Meeting Type | Annual |
| Ticker Symbol | CB | | Meeting Date | 20-May-2020 |
| ISIN | CH0044328745 | | Agenda | 935169931 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019 | Management | For | For | For |
| 2A | Allocation of disposable profit | Management | For | For | For |
| 2B | Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve) | Management | For | For | For |
| 3 | Discharge of the Board of Directors | Management | For | For | For |
| 4A | Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as
our statutory auditor | Management | For | For | For |
| 4B | Election of Auditor: Ratification of
appointment of PricewaterhouseCoopers
LLP (United States) as independent
registered public accounting firm for
purposes of U.S. securities law reporting | Management | For | For | For |
| 4C | Election of Auditor: Election of BDO AG
(Zurich) as special audit firm | Management | For | For | For |
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | For |
| 5B | Election of Director: Michael G. Atieh | Management | For | For | For |
| 5C | Election of Director: Sheila P. Burke | Management | For | For | For |
| 5D | Election of Director: James I. Cash | Management | For | For | For |
| 5E | Election of Director: Mary Cirillo | Management | For | For | For |
| 5F | Election of Director: Michael P. Connors | Management | Against | For | Against |
| 5G | Election of Director: John A. Edwardson | Management | For | For | For |
| 5H | Election of Director: Robert J. Hugin | Management | For | For | For |
| 5I | Election of Director: Robert W. Scully | Management | For | For | For |
| 5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For |
| 5K | Election of Director: Theodore E. Shasta | Management | For | For | For |
| 5L | Election of Director: David H. Sidwell | Management | For | For | For |
| 5M | Election of Director: Olivier Steimer | Management | For | For | For |
| 5N | Election of Director: Frances F. Townsend | Management | For | For | For |
| 6 | Election of Evan G. Greenberg as
Chairman of the Board of Directors | Management | Against | For | Against |
| 7A | Election of the Compensation Committee of
the Board of Directors: Michael P. Connors | Management | Against | For | Against |
| 7B | Election of the Compensation Committee of
the Board of Directors: Mary Cirillo | Management | For | For | For |
| 7C | Election of the Compensation Committee of
the Board of Directors: John A. Edwardson | Management | For | For | For |
| 7D | Election of the Compensation Committee of
the Board of Directors: Frances F.
Townsend | Management | For | For | For |
| 8 | Election of Homburger AG as independent
proxy | Management | For | For | For |
| 9 | Amendment to the Articles of Association
relating to authorized share capital for
general purposes | Management | For | For | For |
| 10 | Reduction of share capital | Management | For | For | For |
| 11A | Compensation of the Board of Directors
until the next annual general meeting | Management | For | For | For |
| 11B | Compensation of Executive Management
for the next calendar year | Management | For | For | For |
| 12 | Advisory vote to approve executive
compensation under U.S. securities law
requirements | Management | For | For | For |
| A | If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows. | Management | Against | For | Against |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 21-May-2020 |
| ISIN | US4370761029 | | Agenda | 935172130 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For |
| 2. | Ratification of the Appointment of KPMG
LLP | Management | For | For | For |
| 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay") | Management | For | For | For |
| 4. | Shareholder Proposal Regarding
Amendment of Shareholder Written
Consent Right | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal Regarding EEO-1
Disclosure | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal Regarding Executive
Ownership Guidelines | Shareholder | Against | Against | For |
| 7. | Shareholder Proposal Regarding
Electioneering Contributions Congruency
Analysis | Shareholder | Against | Against | For |
| |
| KANSAS CITY SOUTHERN |
| Security | 485170302 | | Meeting Type | Annual |
| Ticker Symbol | KSU | | Meeting Date | 21-May-2020 |
| ISIN | US4851703029 | | Agenda | 935172394 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lydia I. Beebe | Management | For | For | For |
| 1B. | Election of Director: Lu M. Córdova | Management | For | For | For |
| 1C. | Election of Director: Robert J. Druten | Management | For | For | For |
| 1D. | Election of Director: Antonio O. Garza, Jr. | Management | For | For | For |
| 1E. | Election of Director: David Garza-Santos | Management | For | For | For |
| 1F. | Election of Director: Janet H. Kennedy | Management | For | For | For |
| 1G. | Election of Director: Mitchell J. Krebs | Management | For | For | For |
| 1H. | Election of Director: Henry J. Maier | Management | For | For | For |
| 1I. | Election of Director: Thomas A. McDonnell | Management | For | For | For |
| 1J. | Election of Director: Patrick J. Ottensmeyer | Management | For | For | For |
| 2. | Ratification of the Audit Committee's
selection of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for 2020. | Management | For | For | For |
| 3. | An Advisory vote to approve the 2019
compensation of our named executive
officers. | Management | For | For | For |
| 4. | Stockholder proposal to allow stockholder
action by written consent | Shareholder | For | Against | Against |
| |
| NEXTERA ENERGY, INC. |
| Security | 65339F101 | | Meeting Type | Annual |
| Ticker Symbol | NEE | | Meeting Date | 21-May-2020 |
| ISIN | US65339F1012 | | Agenda | 935172661 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | For |
| 1B. | Election of Director: James L. Camaren | Management | For | For | For |
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | For |
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | For |
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | For |
| 1F. | Election of Director: Toni Jennings | Management | For | For | For |
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1H. | Election of Director: David L. Porges | Management | For | For | For |
| 1I. | Election of Director: James L. Robo | Management | For | For | For |
| 1J. | Election of Director: Rudy E. Schupp | Management | For | For | For |
| 1K. | Election of Director: John L. Skolds | Management | For | For | For |
| 1L. | Election of Director: William H. Swanson | Management | For | For | For |
| 1M. | Election of Director: Darryl L. Wilson | Management | For | For | For |
| 2. | Ratification of appointment of Deloitte &
Touche LLP as NextEra Energy's
independent registered public accounting
firm for 2020 | Management | For | For | For |
| 3. | Approval, by non-binding advisory vote, of
NextEra Energy's compensation of its
named executive officers as disclosed in
the proxy statement | Management | For | For | For |
| 4. | A proposal entitled "Political Contributions
Disclosure" to request semiannual reports
disclosing political contribution policies and
expenditures | Shareholder | For | Against | Against |
| 5. | A proposal entitled "Right to Act by Written
Consent" to request action by written
consent of shareholders | Shareholder | For | Against | Against |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 27-May-2020 |
| ISIN | NL0009538784 | | Agenda | 935185961 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | Against | For | Against |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | | 1 Year | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 27-May-2020 |
| ISIN | NL0009538784 | | Agenda | 935212489 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | For | For | For |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | | 1 Year | For |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 29-May-2020 |
| ISIN | US5486611073 | | Agenda | 935180808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Raul Alvarez | For | For | For |
| | 2 | David H. Batchelder | For | For | For |
| | 3 | Angela F. Braly | For | For | For |
| | 4 | Sandra B. Cochran | Withheld | For | Against |
| | 5 | Laurie Z. Douglas | For | For | For |
| | 6 | Richard W. Dreiling | For | For | For |
| | 7 | Marvin R. Ellison | For | For | For |
| | 8 | Brian C. Rogers | For | For | For |
| | 9 | Bertram L. Scott | For | For | For |
| | 10 | Lisa W. Wardell | For | For | For |
| | 11 | Eric C. Wiseman | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2019. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2020. | Management | For | For | For |
| 4. | Approve amendment to Bylaws reducing
the ownership threshold to call special
shareholder meetings to 15% of
outstanding shares. | Management | Against | For | Against |
| 5. | Approve 2020 Employee Stock Purchase
Plan. | Management | For | For | For |
| 6. | Shareholder proposal to reduce the
ownership threshold to call special
shareholder meetings to 10% of
outstanding shares. | Shareholder | For | Against | Against |
| |
| ALPHABET INC. |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 03-Jun-2020 |
| ISIN | US02079K3059 | | Agenda | 935196762 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Larry Page | For | For | For |
| | 2 | Sergey Brin | For | For | For |
| | 3 | Sundar Pichai | For | For | For |
| | 4 | John L. Hennessy | For | For | For |
| | 5 | Frances H. Arnold | For | For | For |
| | 6 | L. John Doerr | For | For | For |
| | 7 | Roger W. Ferguson, Jr. | For | For | For |
| | 8 | Ann Mather | For | For | For |
| | 9 | Alan R. Mulally | For | For | For |
| | 10 | K. Ram Shriram | For | For | For |
| | 11 | Robin L. Washington | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | For | For |
| 3. | An amendment to Alphabet's Amended and
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock. | Management | For | For | For |
| 4. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 5. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | Against | Against |
| 6. | A stockholder proposal regarding a report
on arbitration of employment-related claims,
if properly presented at the meeting. | Shareholder | For | Against | Against |
| 7. | A stockholder proposal regarding the
establishment of a human rights risk
oversight committee, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 8. | A stockholder proposal regarding non-
binding vote on amendment of bylaws, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| 9. | A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 10. | A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 11. | A stockholder proposal regarding majority
vote for election of directors, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 12. | A stockholder proposal regarding a report
on gender/racial pay equity, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 13. | A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 14. | A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting | Shareholder | For | Against | Against |
| |
| VIRTU FINANCIAL INC |
| Security | 928254101 | | Meeting Type | Annual |
| Ticker Symbol | VIRT | | Meeting Date | 05-Jun-2020 |
| ISIN | US9282541013 | | Agenda | 935190429 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | | |
| | 1 | Douglas A. Cifu | For | For | For |
| | 2 | Joseph J. Grano, Jr. | For | For | For |
| | 3 | Robert Greifeld | For | For | For |
| | 4 | John F. (Jack) Sandner | For | For | For |
| 2. | Advisory Vote to Approve Compensation of
Named Executive Officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for fiscal year ending
December 31, 2020. | Management | For | For | For |
| 4. | Proposal to approve an amendment to the
Virtu Financial, Inc. Amended and Restated
2015 Management Incentive Plan to
increase the number of shares authorized
for issuance thereunder. | Management | For | For | For |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 09-Jun-2020 |
| ISIN | US8725401090 | | Agenda | 935195633 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1D. | Election of Director: David T. Ching | Management | For | For | For |
| 1E. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1F. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1J. | Election of Director: John F. O'Brien | Management | For | For | For |
| 1K. | Election of Director: Willow B. Shire | Management | For | For | For |
| 2. | Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2021 | Management | For | For | For |
| 3. | Advisory approval of TJX's executive
compensation (the say-on-pay vote) | Management | Against | For | Against |
| 4. | Shareholder proposal for a report on
reduction in chemical footprint | Shareholder | For | Against | Against |
| 5. | Shareholder proposal for a report on animal
welfare | Shareholder | For | Against | Against |
| 6. | Shareholder proposal for setting target
amounts for CEO compensation | Shareholder | For | Against | Against |
| 7. | Shareholder proposal for disclosure
regarding executive share retention | Shareholder | Against | Against | For |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 16-Jun-2020 |
| ISIN | US57636Q1040 | | Agenda | 935196332 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard
Haythornthwaite | Management | For | For | For |
| 1B. | Election of Director: Ajay Banga | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1H. | Election of Director: Oki Matsumoto | Management | Against | For | Against |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: JosÉ Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020 | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 26-Jun-2020 |
| ISIN | US5004723038 | | Agenda | 935234411 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Proposal to adopt a dividend of EUR 0.85
per common share, in shares only, against
the net income for 2019. | Management | For | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED |
| Security | 595017104 | | Meeting Type | Annual |
| Ticker Symbol | MCHP | | Meeting Date | 20-Aug-2019 |
| ISIN | US5950171042 | | Agenda | 935061185 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Steve Sanghi | Management | For | For | For |
| 1.2 | Election of Director: Matthew W. Chapman | Management | For | For | For |
| 1.3 | Election of Director: L.B. Day | Management | For | For | For |
| 1.4 | Election of Director: Esther L. Johnson | Management | For | For | For |
| 1.5 | Election of Director: Wade F. Meyercord | Management | For | For | For |
| 2. | Proposal to approve a French sub-plan
under our 2004 Equity Incentive Plan. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020. | Management | For | For | For |
| 4. | Proposal to approve, on an advisory (non-
binding) basis, the compensation of our
named executives. | Management | For | For | For |
| 5. | Stockholder proposal requesting our Board
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain. | Shareholder | Against | Against | For |
| |
| GOODRICH PETROLEUM CORPORATION |
| Security | 382410843 | | Meeting Type | Annual |
| Ticker Symbol | GDP | | Meeting Date | 20-Aug-2019 |
| ISIN | US3824108431 | | Agenda | 935065070 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | | 1 | Walter G. Goodrich | For | For | For |
| | | 2 | Robert C. Turnham, Jr | For | For | For |
| | | 3 | Timothy D. Leuliette | For | For | For |
| | | 4 | Ronald F. Coleman | For | For | For |
| | | 5 | K. Adam Leight | For | For | For |
| | | 6 | Thomas M. Souers | For | For | For |
| | | 7 | Jeffrey S. Serota | For | For | For |
| | | 8 | Edward J. Sondey | For | For | For |
| 2. | Ratify the selection of Moss Adams LLP as
the Companys independent registered
public accounting firm for the fiscal year
ended December 31, 2019. | Management | For | For | For |
| 3. | Approve, on an advisory basis, the
compensation of our Named Executive
Officers. | Management | For | For | For |
| |
| BHP GROUP LTD |
| Security | 088606108 | | Meeting Type | Annual |
| Ticker Symbol | BHP | | Meeting Date | 07-Nov-2019 |
| ISIN | US0886061086 | | Agenda | 935082127 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the 2019 Financial Statements
and Reports for BHP | Management | For | For | For |
| 2. | To appoint Ernst & Young as the auditor of
BHP Group Limited and Ernst & Young LLP
as the auditor of BHP Group Plc | Management | For | For | For |
| 3. | To authorise the Risk and Audit Committee
to agree the remuneration of the auditor of
BHP Group Plc | Management | For | For | For |
| 4. | To approve the general authority to issue
shares in BHP Group Plc | Management | For | For | For |
| 5. | To approve the authority to allot equity
securities in BHP Group Plc for cash | Management | For | For | For |
| 6. | To authorise the repurchase of shares in
BHP Group Plc | Management | For | For | For |
| 7. | To approve the Directors' remuneration
policy | Management | For | For | For |
| 8. | To approve the 2019 Remuneration Report
other than the part containing the Directors'
remuneration policy | Management | For | For | For |
| 9. | To approve the 2019 Remuneration Report | Management | For | For | For |
| 10. | To approve the grant to the Executive
Director | Management | For | For | For |
| 11. | To elect Ian Cockerill as a Director of BHP | Management | For | For | For |
| 12. | To elect Susan Kilsby as a Director of BHP | Management | For | For | For |
| 13. | To re-elect Terry Bowen as a Director of
BHP | Management | For | For | For |
| 14. | To re-elect Malcolm Broomhead as a
Director of BHP | Management | For | For | For |
| 15. | To re-elect Anita Frew as a Director of BHP | Management | For | For | For |
| 16. | To re-elect Andrew Mackenzie as a Director
of BHP | Management | For | For | For |
| 17. | To re-elect Lindsay Maxsted as a Director
of BHP | Management | For | For | For |
| 18. | To re-elect John Mogford as a Director of
BHP | Management | For | For | For |
| 19. | To re-elect Shriti Vadera as a Director of
BHP | Management | For | For | For |
| 20. | To re-elect Ken MacKenzie as a Director of
BHP | Management | For | For | For |
| 21. | To amend the constitution of BHP Group
Limited | Management | Against | Against | For |
| 22. | To suspend memberships of Industry
Associations that are involved in lobbying
inconsistent with the goals of the Paris
Agreement | Management | For | Against | Against |
| |
| WESTERN DIGITAL CORPORATION |
| Security | 958102105 | | Meeting Type | Annual |
| Ticker Symbol | WDC | | Meeting Date | 14-Nov-2019 |
| ISIN | US9581021055 | | Agenda | 935085197 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Kimberly E. Alexy | Management | For | For | For |
| 1B. | Election of Director: Martin I. Cole | Management | For | For | For |
| 1C. | Election of Director: Kathleen A. Cote | Management | For | For | For |
| 1D. | Election of Director: Tunç Doluca | Management | Against | For | Against |
| 1E. | Election of Director: Len J. Lauer | Management | For | For | For |
| 1F. | Election of Director: Matthew E. Massengill | Management | For | For | For |
| 1G. | Election of Director: Stephen D. Milligan | Management | For | For | For |
| 1H. | Election of Director: Stephanie A. Streeter | Management | For | For | For |
| 2. | To approve on an advisory basis the named
executive officer compensation disclosed in
the Proxy Statement. | Management | For | For | For |
| 3. | To approve an amendment and restatement
of our 2017 Performance Incentive Plan
that would, among other things, increase by
6 million the number of shares of our
common stock available for issuance under
the plan. | Management | For | For | For |
| 4. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal 2020. | Management | For | For | For |
| |
| CNOOC LIMITED |
| Security | 126132109 | | Meeting Type | Special |
| Ticker Symbol | CEO | | Meeting Date | 21-Nov-2019 |
| ISIN | US1261321095 | | Agenda | 935099603 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To approve the Non-exempt Continuing
Connected Transactions. | Management | For | For | For |
| 2. | To approve the Proposed Caps for each
category of the Non-exempt Continuing
Connected Transactions. | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2020 |
| ISIN | US66987V1098 | | Agenda | 935128884 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General
Meeting. | Management | For | For | For |
| 5B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2021. | Management | For | For | For |
| 5C. | Advisory Vote on the 2019 Compensation
Report. | Management | For | For | For |
| 6A. | Re-election of the Chairman and the
Member of the Board of Director: Joerg
Reinhardt | Management | For | For | For |
| 6B. | Re-election of the Member of the Board of
Director: Nancy C. Andrews | Management | For | For | For |
| 6C. | Re-election of the Member of the Board of
Director: Ton Buechner | Management | For | For | For |
| 6D. | Re-election of the Member of the Board of
Director: Patrice Bula | Management | For | For | For |
| 6E. | Re-election of the Member of the Board of
Director: Srikant Datar | Management | For | For | For |
| 6F. | Re-election of the Member of the Board of
Director: Elizabeth Doherty | Management | For | For | For |
| 6G. | Re-election of the Member of the Board of
Director: Ann Fudge | Management | For | For | For |
| 6H. | Re-election of the Member of the Board of
Director: Frans van Houten | Management | For | For | For |
| 6I. | Re-election of the Member of the Board of
Director: Andreas von Planta | Management | For | For | For |
| 6J. | Re-election of the Member of the Board of
Director: Charles L. Sawyers | Management | For | For | For |
| 6K. | Re-election of the Member of the Board of
Director: Enrico Vanni | Management | For | For | For |
| 6L. | Re-election of the Member of the Board of
Director: William T. Winters | Management | For | For | For |
| 6M. | Election of new Member of the Board of
Director: Bridgette Heller | Management | For | For | For |
| 6N. | Election of new Member of the Board of
Director: Simon Moroney | Management | For | For | For |
| 7A. | Re-election to the Compensation
Committee: Patrice Bula | Management | For | For | For |
| 7B. | Re-election to the Compensation
Committee: Srikant Datar | Management | For | For | For |
| 7C. | Re-election to the Compensation
Committee: Enrico Vanni | Management | For | For | For |
| 7D. | Re-election to the Compensation
Committee: William T. Winters | Management | Against | For | Against |
| 7E. | Election of new Member to the
Compensation Committee: Bridgette Heller | Management | For | For | For |
| 8. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 9. | Re-election of the Independent Proxy. | Management | For | For | For |
| 10. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | None | |
| |
| SK TELECOM CO., LTD. |
| Security | 78440P108 | | Meeting Type | Annual |
| Ticker Symbol | SKM | | Meeting Date | 26-Mar-2020 |
| ISIN | US78440P1084 | | Agenda | 935136146 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of Financial Statements for the
36th Fiscal Year (2019) | Management | For | None | |
| 2. | Amendments to the Articles of Incorporation | Management | For | None | |
| 3.1 | Grant of Stock Options (Directors) | Management | For | None | |
| 3.2 | Grant of Stock Options (Unregistered
Executive Officers) | Management | For | None | |
| 4.1 | Approval of the Appointment of an
Executive Director Candidate: Park, Jung
Ho | Management | For | None | |
| 4.2 | Approval of the Appointment of a Non-
Executive Director Candidate: Cho, Dae Sik | Management | For | None | |
| 4.3 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Kim, Yong-Hak | Management | For | None | |
| 4.4 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Kim, Junmo | Management | For | None | |
| 4.5 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Ahn, Jung Ho | Management | For | None | |
| 5.1 | Approval of the Appointment of a Member
of the Audit Committee Candidate: Kim,
Yong-Hak | Management | For | None | |
| 5.2 | Approval of the Appointment of a Member
of the Audit Committee Candidate: Ahn,
Jung Ho | Management | For | None | |
| 6. | Approval of Ceiling Amount of
Remuneration for Directors (Note:
Proposed Ceiling Amount of the
Remuneration for 8 Directors is KRW 12
billion.) | Management | For | None | |
| 7. | Amendments to the Remuneration Policy
for Executives | Management | For | None | |
| |
| AT&T INC. |
| Security | 00206R102 | | Meeting Type | Annual |
| Ticker Symbol | T | | Meeting Date | 24-Apr-2020 |
| ISIN | US00206R1023 | | Agenda | 935138140 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | For |
| 1B. | Election of Director: Samuel A. Di Piazza,
Jr. | Management | For | For | For |
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | For |
| 1D. | Election of Director: Scott T. Ford | Management | For | For | For |
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | For |
| 1F. | Election of Director: William E. Kennard | Management | For | For | For |
| 1G. | Election of Director: Debra L. Lee | Management | For | For | For |
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | For |
| 1I. | Election of Director: Michael B. McCallister | Management | For | For | For |
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | For |
| 1K. | Election of Director: Matthew K. Rose | Management | For | For | For |
| 1L. | Election of Director: Cynthia B. Taylor | Management | For | For | For |
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | For |
| 2. | Ratification of appointment of independent
auditors. | Management | For | For | For |
| 3. | Advisory approval of executive
compensation. | Management | For | For | For |
| 4. | Independent Board Chairman. | Shareholder | Against | Against | For |
| 5. | Employee Representative Director. | Shareholder | Against | Against | For |
| 6. | Improve Guiding Principles of Executive
Compensation. | Shareholder | For | Against | Against |
| |
| INTERNATIONAL BUSINESS MACHINES CORP. |
| Security | 459200101 | | Meeting Type | Annual |
| Ticker Symbol | IBM | | Meeting Date | 28-Apr-2020 |
| ISIN | US4592001014 | | Agenda | 935137782 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Thomas Buberl | Management | For | For | For |
| 1B. | Election of Director: Michael L. Eskew | Management | For | For | For |
| 1C. | Election of Director: David N. Farr | Management | For | For | For |
| 1D. | Election of Director: Alex Gorsky | Management | Against | For | Against |
| 1E. | Election of Director: Michelle J. Howard | Management | For | For | For |
| 1F. | Election of Director: Arvind Krishna | Management | For | For | For |
| 1G. | Election of Director: Andrew N. Liveris | Management | For | For | For |
| 1H. | Election of Director: F. William McNabb III | Management | For | For | For |
| 1I. | Election of Director: Martha E. Pollack | Management | For | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For |
| 1K. | Election of Director: Joseph R. Swedish | Management | For | For | For |
| 1L. | Election of Director: Sidney Taurel | Management | For | For | For |
| 1M. | Election of Director: Peter R. Voser | Management | For | For | For |
| 1N. | Election of Director: Frederick H. Waddell | Management | For | For | For |
| 2. | Ratification of Appointment of Independent
Registered Public Accounting Firm. | Management | For | For | For |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | For |
| 4. | Stockholder Proposal on Shareholder Right
to Remove Directors. | Shareholder | For | Against | Against |
| 5. | Stockholder Proposal on the Right to Act by
Written Consent. | Shareholder | For | Against | Against |
| 6. | Stockholder Proposal to Have an
Independent Board Chairman. | Shareholder | For | Against | Against |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Type | Annual |
| Ticker Symbol | GSK | | Meeting Date | 06-May-2020 |
| ISIN | US37733W1053 | | Agenda | 935154598 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| O1 | To receive and adopt the 2019 Annual
Report | Management | For | For | For |
| O2 | To approve the Annual report on
remuneration | Management | For | For | For |
| O3 | To approve the Remuneration policy | Management | For | For | For |
| O4 | To elect Sir Jonathan Symonds as a
Director | Management | For | For | For |
| 05 | To elect Charles Bancroft as a Director | Management | For | For | For |
| O6 | To re-elect Emma Walmsley as a Director | Management | For | For | For |
| O7 | To re-elect Vindi Banga as a Director | Management | For | For | For |
| O8 | To re-elect Dr Hal Barron as a Director | Management | For | For | For |
| O9 | To re-elect Dr Vivienne Cox as a Director | Management | For | For | For |
| O10 | To re-elect Lynn Elsenhans as a Director | Management | For | For | For |
| O11 | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | For |
| O12 | To re-elect Dr Jesse Goodman as a
Director | Management | For | For | For |
| O13 | To re-elect Judy Lewent as a Director | Management | For | For | For |
| O14 | To re-elect Iain Mackay as a Director | Management | For | For | For |
| O15 | To re-elect Urs Rohner as a Director | Management | For | For | For |
| O16 | To re-appoint the auditor | Management | For | For | For |
| O17 | To determine remuneration of the auditor | Management | For | For | For |
| S18 | To authorise the company and its
subsidiaries to make donations to political
organisations and incur political expenditure | Management | For | For | For |
| S19 | To authorise allotment of shares | Management | For | For | For |
| S20 | To disapply pre-emption rights – general
power (special resolution) | Management | For | For | For |
| S21 | To disapply pre-emption rights – in
connection with an acquisition or specified
capital investment (special resolution) | Management | For | For | For |
| S22 | To authorise the company to purchase its
own shares (special resolution) | Management | For | For | For |
| S23 | To authorise exemption from statement of
name of senior statutory auditor | Management | Against | For | Against |
| S24 | To authorise reduced notice of a general
meeting other than an AGM (special
resolution) | Management | For | For | For |
| |
| GOODRICH PETROLEUM CORPORATION |
| Security | 382410843 | | Meeting Type | Annual |
| Ticker Symbol | GDP | | Meeting Date | 12-May-2020 |
| ISIN | US3824108431 | | Agenda | 935186329 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | | 1 | Walter G. Goodrich | For | For | For |
| | | 2 | Robert C. Turnham, Jr. | For | For | For |
| | | 3 | Timothy D. Leuliette | For | For | For |
| | | 4 | Ronald F. Coleman | For | For | For |
| | | 5 | K. Adam Leight | For | For | For |
| | | 6 | Thomas M. Souers | For | For | For |
| | | 7 | Jeffrey S. Serota | For | For | For |
| | | 8 | Edward J. Sondey | For | For | For |
| 2. | Ratify the selection of Moss Adams LLP as
the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020. | Management | For | For | For |
| 3. | Approve, on an advisory basis, the
compensation of our Named Executive
Officers. | Management | For | For | For |
| |
| EQUINOR ASA |
| Security | 29446M102 | | Meeting Type | Annual |
| Ticker Symbol | EQNR | | Meeting Date | 14-May-2020 |
| ISIN | US29446M1027 | | Agenda | 935200270 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3 | Election of chair for the meeting | Management | | For | |
| 4 | Approval of the notice and the agenda | Management | | For | |
| 5 | Election of two persons to co-sign the
minutes together with the chair of the
meeting | Management | | For | |
| 6 | Approval of the annual report and accounts
for Equinor ASA and the Equinor group for
2019, including the board of directors'
proposal for distribution of fourth quarter
2019 dividend | Management | | For | |
| 7 | Authorisation to distribute dividend based
on approved annual accounts for 2019 | Management | | For | |
| 8 | Reduction in capital through the
cancellation of own shares and the
redemption of shares belonging to the
Norwegian government | Management | | For | |
| 9 | Proposal from shareholder to set short-,
medium-, and long-term net carbon
intensity targets (including Scope 1, 2 and
3) | Shareholder | | Against | |
| 10 | Proposal from shareholder to stop all
exploration activity and test drilling for fossil
energy resources | Shareholder | | Against | |
| 11 | Proposal from shareholder to consider the
health effects of global warming due to
fossil energy in the company's further
strategy | Shareholder | | Against | |
| 12 | Proposal from shareholders to refrain from
oil and gas exploration and production
activities in certain areas | Shareholder | | Against | |
| 13 | Proposal from shareholder to stop all oil
and gas activities outside the Norwegian
continental shelf | Shareholder | | Against | |
| 14 | Proposal from shareholder regarding new
direction for the company including phasing
out of all exploration activities within two
years | Shareholder | | Against | |
| 15 | The board of directors' report on Corporate
Governance | Management | | For | |
| 16A | Advisory vote related to the board of
directors' guidelines on stipulation of salary
and other remuneration for executive
management | Management | | For | |
| 16B | Approval of the board of directors'
guidelines on remuneration linked to the
development of the company's share price | Management | | For | |
| 17 | Approval of remuneration for the company's
external auditor for 2019 | Management | | For | |
| 18A | The nomination committee's joint proposal
or (individual voting) | Management | | For | |
| 18B | Re-election of member to the corporate
assembly: Member Tone Lunde Bakker (re-
election, nominated as chair) | Management | | For | |
| 18C | Re-election of member to the corporate
assembly: Member Nils Bastiansen (re-
election, nominated as deputy chair) | Management | | For | |
| 18D | Re-election of member to the corporate
assembly: Member Greger Mannsverk (re-
election) | Management | | For | |
| 18E | Re-election of member to the corporate
assembly: Member Terje Venold (re-
election) | Management | | For | |
| 18F | Re-election of member to the corporate
assembly: Member Kjersti Kleven (re-
election) | Management | | For | |
| 18G | Re-election of member to the corporate
assembly: Member Finn Kinserdal (re-
election) | Management | | For | |
| 18H | Re-election of member to the corporate
assembly: Member Jarle Roth (re-election) | Management | | For | |
| 18I | Re-election of member to the corporate
assembly: Member Kari Skeidsvoll Moe (re-
election) | Management | | For | |
| 18J | Election of member to the corporate
assembly: Member Kjerstin Fyllingen (new
election, former 1. deputy member) | Management | | For | |
| 18K | Election of member to the corporate
assembly: Member Kjerstin Rasmussen
Braathen (new election) | Management | | For | |
| 18L | Election of member to the corporate
assembly: Member Mari Rege (new
election) | Management | | For | |
| 18M | Election of member to the corporate
assembly: Member Brynjar Kristian
Forbergskog (new election) | Management | | For | |
| 18N | Election of member to the corporate
assembly: 1. Deputy member Knut Nesse
(new election) | Management | | For | |
| 18O | Election of member to the corporate
assembly: 2. Deputy member Trond
Straume (new election) | Management | | For | |
| 18P | Re-election of member to the corporate
assembly: 3. Deputy member Nina Kivijervi
Jonassen (re-election) | Management | | For | |
| 18Q | Re-election of member to the corporate
assembly: 4. Deputy member Martin Wien
Fjell (re-election) | Management | | For | |
| 19 | Determination of remuneration for the
corporate assembly members | Management | | For | |
| 20A | The nomination committee's joint proposal
or (individual voting) | Management | | For | |
| 20B | Re-election of members to the nomination
committee: Chair Tone Lunde Bakker (re-
election as chair) | Management | | For | |
| 20C | Election of members to the nomination
committee: Member Bjørn Ståle Haavik with
personal deputy member Andreas Hilding
Eriksen (new election) | Management | | For | |
| 20D | Re-election of members to the nomination
committee: Member Jarle Roth (re-election) | Management | | For | |
| 20E | Re-election of members to the nomination
committee: Member Berit L. Henriksen (re-
election) | Management | | For | |
| 21 | Determination of remuneration for the
nomination committee members | Management | | For | |
| 22 | Authorisation to acquire Equinor ASA
shares in the market to continue operation
of the share savings plan for employees | Management | | For | |
| 23 | Authorisation to acquire Equinor ASA
shares in the market for subsequent
annulment | Management | | For | |
| |
| ROYAL DUTCH SHELL PLC |
| Security | 780259206 | | Meeting Type | Annual |
| Ticker Symbol | RDSA | | Meeting Date | 19-May-2020 |
| ISIN | US7802592060 | | Agenda | 935198627 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Receipt of Annual Report & Accounts | Management | For | For | For |
| 2. | Approval of Directors' Remuneration Policy | Management | For | For | For |
| 3. | Approval of Directors' Remuneration Report | Management | For | For | For |
| 4. | Appointment of Dick Boer as a Director of
the Company | Management | Against | For | Against |
| 5. | Appointment of Andrew Mackenzie as a
Director of the Company | Management | For | For | For |
| 6. | Appointment of Martina Hund-Mejean as a
Director of the Company | Management | For | For | For |
| 7. | Reappointment of Director: Ben van
Beurden | Management | For | For | For |
| 8. | Reappointment of Director: Neil Carson | Management | For | For | For |
| 9. | Reappointment of Director: Ann Godbehere | Management | For | For | For |
| 10. | Reappointment of Director: Euleen Goh | Management | For | For | For |
| 11. | Reappointment of Director: Charles O.
Holliday | Management | For | For | For |
| 12. | Reappointment of Director: Catherine
Hughes | Management | For | For | For |
| 13. | Reappointment of Director: Sir Nigel
Sheinwald | Management | For | For | For |
| 14. | Reappointment of Director: Jessica Uhl | Management | For | For | For |
| 15. | Reappointment of Director: Gerrit Zalm | Management | For | For | For |
| 16. | Reappointment of Auditors | Management | For | For | For |
| 17. | Remuneration of Auditors | Management | For | For | For |
| 18. | Authority to allot shares | Management | For | For | For |
| 19. | Disapplication of pre-emption rights | Management | For | For | For |
| 20. | Authority to purchase own shares | Management | For | For | For |
| 21. | Shareholder Resolution | Shareholder | For | Against | Against |
| |
| ORANGE |
| Security | 684060106 | | Meeting Type | Annual |
| Ticker Symbol | ORAN | | Meeting Date | 19-May-2020 |
| ISIN | US6840601065 | | Agenda | 935199340 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| O1 | Approval of the statutory financial
statements for the fiscal year ended
December 31, 2019 | Management | For | For | For |
| O2 | Approval of the consolidated financial
statements for the fiscal year ended
December 31, 2019 | Management | For | For | For |
| O3 | Allocation of income for the fiscal year
ended December 31, 2019 as stated in the
Company's annual financial statements | Management | For | For | For |
| O4 | Agreements provided for in Article L. 225-
38 of the French Commercial Code | Management | For | For | For |
| O5 | Appointment of Mr. FrÉdÉric Sanchez as a
new director | Management | For | For | For |
| O6 | Renewal of the term of office of Mrs.
Christel Heydemann as director | Management | For | For | For |
| O7 | Renewal of the term of office of Mr. Bernard
Ramanantsoa as director | Management | For | For | For |
| O8 | Appointment of Mrs. Laurence Dalboussière
as director representing the employee
shareholders | Management | For | For | For |
| O9 | Approval of the information referred to in
Article L. 225-37-3 I. of the French
Commercial Code, pursuant to Article L.
225-100 II. of the French Commercial Code | Management | For | For | For |
| O10 | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. StÉphane Richard, Chairman
and Chief Executive Officer, pursuant to
article L. 225-100 III of the French
Commercial Code | Management | For | For | For |
| O11 | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. Ramon Fernandez, Deputy
Chief Executive Officer Delegate, pursuant
to article L. 225-100 III of the French
Commercial Code | Management | For | For | For |
| O12 | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2019 or allocated for the same fiscal
year to Mr. Gervais Pellissier, Deputy Chief
Executive Officer Delegate, pursuant to
article L. 225-100 III of the French
Commercial Code | Management | For | For | For |
| O13 | Approval of the compensation policy for the
Chairman and Chief Executive Officer,
pursuant to Article L. 225-37-2 of the
French Commercial Code | Management | For | For | For |
| O14 | Approval of the compensation policy for the
Deputy Chief Executive Officer Delegates,
pursuant to Article L. 225-37-2 of the
French Commercial Code | Management | For | For | For |
| O15 | Approval of the compensation policy for
non-executive directors, pursuant to Article
L. 225-37-2 of the French Commercial
Code | Management | For | For | For |
| O16 | Authorization to be granted to the Board of
Directors to purchase or transfer shares of
the Company | Management | For | For | For |
| E17 | Amendment of Article 2 of the By-laws to
insert the Company's purpose | Management | For | For | For |
| E18 | Amendments to Article 13.1 and Article 13.2
of the By-laws regarding the election of
directors elected by the employees | Management | For | For | For |
| E19 | Authorization given to the Board of
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees without
shareholder preferential subscription rights | Management | For | For | For |
| E20 | Delegation of authority to the Board of
Directors to issue shares or complex
securities reserved for members of savings
plans without shareholder preferential
subscription rights | Management | For | For | For |
| E21 | Authorization to the Board of Directors to
reduce the share capital through the
cancellation of shares | Management | For | For | For |
| E22 | Amendment to Article 13 of the Bylaws to
take into account registered shares directly
held by employees whose free allocation
has been allowed by the Extraordinary
Shareholders' Meeting of the Company
prior to the publication of French Law No
2015-990 of August 6, 2015 | Management | For | For | For |
| O23 | Payment in shares of the interim dividend -
Delegation of powers to the Board of
Directors whether or not to offer an option
between payment of the interim dividend in
cash or in shares | Management | For | For | For |
| O24 | Powers for formalities | Management | For | For | For |
| A | Amendment to the sixteenth resolution -
Authorization to be granted to the Board of
Directors to purchase or transfer shares in
the Company – ordinary | Shareholder | Against | Against | For |
| B | Amendment to Article 13 of the Bylaws -
Plurality of directorships-extraordinary | Shareholder | Against | Against | For |
| C | Amendment to the nineteenth resolution -
Authorization given to the Board of
Directors to allocate Company's shares for
free to Corporate Officers and certain
Orange group employees without
shareholder subscription rights -
extraordinary | Shareholder | Against | Against | For |
| D | Share capital increase in cash reserved for
members of savings plans without
shareholder subscription rights-
extraordinary | Shareholder | Against | Against | For |
| |
| TOTAL S.A. |
| Security | 89151E109 | | Meeting Type | Annual |
| Ticker Symbol | TOT | | Meeting Date | 29-May-2020 |
| ISIN | US89151E1091 | | Agenda | 935211879 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| O1 | Approval of the statutory financial
statements for the fiscal year ended
December 31, 2019 | Management | For | For | For |
| O2 | Approval of the consolidated financial
statements for the fiscal year ended
December 31, 2019 | Management | For | For | For |
| O3 | Allocation of earnings and declaration of
dividend for the fiscal year ended
December 31, 2019 – Option for the
payment of the final 2019 dividend in
shares. | Management | For | For | For |
| O4 | Authorization granted to the Board of
Directors, for a period of eighteen months,
for the purpose of trading in the Company's
shares | Management | For | For | For |
| O5 | Agreements covered by Articles L. 225-38
et seq. of the French Commercial Code | Management | For | For | For |
| O6 | Renewal of Ms. Patricia Barbizet's term as
director | Management | For | For | For |
| O7 | Renewal of Ms. Marie-Christine Coisne-
Roquette's term as director | Management | For | For | For |
| O8 | Renewal of Mr. Mark Cutifani's term as
director | Management | For | For | For |
| O9 | Appointment of Mr. Jérôme Contamine as a
director | Management | For | For | For |
| O10 | Approval of the information relating to the
compensation of executive and non
executive directors ("mandataires sociaux")
...(due to space limits, see proxy material
for full proposal). | Management | For | For | For |
| O11 | Setting of the amount of directors'
aggregate annual compensation and
approval of the compensation policy
applicable to directors | Management | For | For | For |
| O12 | Approval of the fixed, variable and
extraordinary components making up the
total compensation and the in-kind benefits
paid ...(due to space limits, see proxy
material for full proposal). | Management | For | For | For |
| O13 | Approval of the compensation policy
applicable to the Chairman and Chief
Executive Officer | Management | For | For | For |
| E14 | Approval of the conversion of the
Company's corporate form through adoption
of the European company corporate form
and of ...(due to space limits, see proxy
material for full proposal). | Management | For | For | For |
| E15 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of increasing
...(due to space limits, see proxy material
for full proposal). | Management | Abstain | For | Against |
| E16 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of increasing
...(due to space limits, see proxy material
for full proposal). | Management | For | For | For |
| E17 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of issuing, ...(due
to space limits, see proxy material for full
proposal). | Management | For | For | For |
| E18 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of increasing
...(due to space limits, see proxy material
for full proposal). | Management | For | For | For |
| E19 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of increasing
...(due to space limits, see proxy material
for full proposal). | Management | For | For | For |
| E20 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of carrying out,
...(due to space limits, see proxy material
for full proposal). | Management | For | For | For |
| E21 | Authorization granted to the Board of
Directors, for a period ...(due to space
limits, see proxy material for full proposal). | Management | For | For | For |
| A | Presented in accordance with Article L.
225-105 of the French Commercial Code
(not approved by the Board of Directors):
Amendment of Article 19 – Financial Year -
Financial Statements of the Articles of
Association. | Management | For | For | For |
| |
| VIRTU FINANCIAL INC |
| Security | 928254101 | | Meeting Type | Annual |
| Ticker Symbol | VIRT | | Meeting Date | 05-Jun-2020 |
| ISIN | US9282541013 | | Agenda | 935190429 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | | 1 | Douglas A. Cifu | For | For | For |
| | | 2 | Joseph J. Grano, Jr. | For | For | For |
| | | 3 | Robert Greifeld | For | For | For |
| | | 4 | John F. (Jack) Sandner | For | For | For |
| 2. | Advisory Vote to Approve Compensation of
Named Executive Officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for fiscal year ending
December 31, 2020. | Management | For | For | For |
| 4. | Proposal to approve an amendment to the
Virtu Financial, Inc. Amended and Restated
2015 Management Incentive Plan to
increase the number of shares authorized
for issuance thereunder. | Management | For | For | For |
| INDUSTRIA DE DISENO TEXTIL S.A. |
| Security | E6282J125 | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 16-Jul-2019 |
| ISIN | ES0148396007 | | Agenda | 711318104 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | REVIEW AND APPROVAL, WHERE
APPROPRIATE, OF THE ANNUAL
ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF
CHANGES IN EQUITY, STATEMENT OF
CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND MANAGEMENT
REPORT OF INDUSTRIA DE DISENO
TEXTIL, SOCIEDAD ANONIMA, (INDITEX,
S.A.) FOR FINANCIAL YEAR 2018,
ENDED 31 JANUARY 2019 | Management | For | For | For |
| 2 | REVIEW AND APPROVAL, WHERE
APPROPRIATE, OF THE CONSOLIDATED
ANNUAL ACCOUNTS (CONSOLIDATED
BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED
STATEMENT OF COMPREHENSIVE
INCOME, CONSOLIDATED STATEMENT
OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH
FLOWS AND NOTES TO THE
CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED MANAGEMENT
REPORT OF THE INDITEX GROUP FOR
FINANCIAL YEAR 2018, ENDED 31
JANUARY 2019, AND OF THE
MANAGEMENT OF THE COMPANY | Management | For | For | For |
| 3 | REVIEW AND APPROVAL, WHERE
APPROPRIATE OF THE STATEMENT ON
NON-FINANCIAL INFORMATION (ACT
11/2018, OF 28 DECEMBER, ON
MANDATORY DISCLOSURE OF NON-
FINANCIAL INFORMATION) | Management | For | For | For |
| 4 | DISTRIBUTION OF THE INCOME OR
LOSS OF THE FINANCIAL YEAR AND
DECLARATION OF DIVIDENDS | Management | For | For | For |
| 5 | DETERMINING THE NEW NUMBER OF
DIRECTORS | Management | For | For | For |
| 6.A | RE-ELECTION OF MR PABLO ISLA
ALVAREZ DE TEJERA TO THE BOARD
OF DIRECTORS, AS EXECUTIVE
DIRECTOR | Management | Against | For | Against |
| 6.B | RE-ELECTION OF MR AMANCIO
ORTEGA GAONA TO THE BOARD OF
DIRECTORS, AS NON-EXECUTIVE
PROPRIETARY DIRECTOR | Management | Against | For | Against |
| 6.C | APPOINTMENT OF MR CARLOS
CRESPO GONZALEZ TO THE BOARD OF
DIRECTORS, AS EXECUTIVE DIRECTOR | Management | Against | For | Against |
| 6.D | RE-ELECTION OF MR EMILIO SARACHO
RODRIGUEZ DE TORRES TO THE
BOARD OF DIRECTORS, AS NON-
EXECUTIVE INDEPENDENT DIRECTOR | Management | For | For | For |
| 6.E | RE-ELECTION OF MR JOSE LUIS DURAN
SCHULZ TO THE BOARD OF
DIRECTORS, AS NON-EXECUTIVE
INDEPENDENT DIRECTOR | Management | For | For | For |
| 7.A | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 13 ("THE
GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("GENERAL
MEETING OF SHAREHOLDERS")
CHAPTER III ("GOVERNING BODIES OF
THE COMPANY") | Management | For | For | For |
| 7.B | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 22 ("BOARD
OF DIRECTORS"), ARTICLE 28 ("AUDIT
AND COMPLIANCE COMMITTEE"),
ARTICLE 29 ("NOMINATION
COMMITTEE") AND ARTICLE 30
("REMUNERATION COMMITTEE", AND
ADDITION OF A NEW ARTICLE 30BIS
("SUSTAINABILITY COMMITTEE"), ALL
OF THEM IN PART II ("BOARD OF
DIRECTORS") CHAPTER III
("GOVERNING BODIES OF THE
COMPANY") | Management | For | For | For |
| 7.C | AMENDMENT OF THE ARTICLES OF
ASSOCIATION TO BRING THEM INTO
LINE WITH THE LATEST AMENDMENT
OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND
CONTROL COMMITTEE (HEREINAFTER,
"AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF
A NEW SUSTAINABILITY COMMITTEE:
AMENDMENT OF ARTICLE 34 ("ANNUAL | Management | For | For | For |
| ACCOUNTS. ACCOUNTING
DOCUMENTS. REVIEW OF THE ANNUAL
ACCOUNTS"), ARTICLE 37
("DECLARATION OF DIVIDENDS") AND
ARTICLE 38 ("FILING OF ACCOUNTS"),
IN CHAPTER IV ("FINANCIAL YEAR,
ANNUAL ACCOUNTS: VERIFICATION,
APPROVAL AND PUBLICATION.
DISTRIBUTION OF INCOME OR LOSS") | |
| 8 | RE-ELECTION OF DELOITTE, S.L. AS
STATUTORY AUDITOR OF THE
COMPANY AND ITS GROUP FOR FY2019 | Management | For | For | For |
| 9 | APPROVAL, WHERE APPROPRIATE, OF
A LONG-TERM INCENTIVE PLAN IN
CASH AND IN SHARES, ADDRESSED TO
MEMBERS OF MANAGEMENT,
INCLUDING THE EXECUTIVE
DIRECTORS, AND OTHER EMPLOYEES
OF THE INDITEX GROUP | Management | For | For | For |
| 10 | AUTHORIZATION TO THE BOARD OF
DIRECTORS FOR THE DERIVATIVE
ACQUISITION OF OWN SHARES,
SUPERSEDING THE AUTHORIZATION
APPROVED BY THE ANNUAL GENERAL
MEETING IN 2016 | Management | Against | For | Against |
| 11 | PARTIAL AMENDMENT OF THE
REMUNERATION POLICY FOR
DIRECTORS FOR FINANCIAL YEARS
2019, 2020 Y 2021, IN ORDER TO ADD
THE ANNUAL FIXED REMUNERATION
OF MR CARLOS CRESPO GONZALEZ
FOR THE PERFORMANCE OF
EXECUTIVE FUNCTIONS | Management | Against | For | Against |
| 12 | ADVISORY VOTE (SAY ON PAY) ON THE
ANNUAL REPORT ON THE
REMUNERATION OF DIRECTORS | Management | For | For | For |
| 13 | GRANTING OF POWERS TO IMPLEMENT
RESOLUTIONS | Management | For | For | For |
| 14 | REPORTING TO THE ANNUAL GENERAL
MEETING ON THE AMENDMENT OF THE
BOARD OF DIRECTORS' REGULATIONS
AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE | Management | For | For | For |
| |
| JOHNSON MATTHEY PLC |
| Security | G51604166 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 17-Jul-2019 |
| ISIN | GB00BZ4BQC70 | | Agenda | 711320591 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO RECEIVE THE COMPANY'S
ACCOUNTS FOR THE YEAR ENDED
31ST MARCH 2019 | Management | For | For | For |
| 2 | TO APPROVE THE DIRECTORS
REMUNERATION REPORT OTHER THAN
THE PART CONTAINING THE
DIRECTORS REMUNERATION POLICY
FOR THE YEAR ENDED 31ST MARCH
2019 | Management | For | For | For |
| 3 | TO DECLARE A FINAL DIVIDEND OF
62.25 PENCE PER SHARE ON THE
ORDINARY SHARES | Management | For | For | For |
| 4 | TO ELECT MS X LIU AS A DIRECTOR OF
THE COMPANY | Management | For | For | For |
| 5 | TO RE-ELECT MR AM FERGUSON AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 6 | TO RE-ELECT DR JV GRIFFITHS AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 7 | TO RE-ELECT MR RJ MACLEOD AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 8 | TO RE-ELECT MRS AO MANZ AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 9 | TO RE-ELECT MR CJ MOTTERSHEAD AS
A DIRECTOR OF THE COMPANY | Management | For | For | For |
| 10 | TO RE-ELECT MR J OHIGGINS AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 11 | TO RE-ELECT MR P THOMAS AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 12 | TO RE-ELECT MR JF WALKER AS A
DIRECTOR OF THE COMPANY | Management | For | For | For |
| 13 | TO RE-APPOINT
PRICEWATERHOUSECOOPERS LLP AS
AUDITOR FOR THE FORTHCOMING
YEAR | Management | For | For | For |
| 14 | TO AUTHORISE THE AUDIT COMMITTEE
OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITOR | Management | For | For | For |
| 15 | TO AUTHORISE THE COMPANY AND ITS
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS AND INCUR POLITICAL
EXPENDITURE WITHIN CERTAIN LIMITS | Management | For | For | For |
| 16 | TO AUTHORISE THE DIRECTORS TO
ALLOT SHARES | Management | For | For | For |
| 17 | TO DISAPPLY THE STATUTORY PRE-
EMPTION RIGHTS ATTACHING TO
SHARES | Management | For | For | For |
| 18 | TO DISAPPLY THE STATUTORY PRE-
EMPTION RIGHTS ATTACHING TO
SHARES IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL
INVESTMENT | Management | For | For | For |
| 19 | TO AUTHORISE THE COMPANY TO
MAKE MARKET PURCHASES OF ITS
OWN SHARES | Management | For | For | For |
| 20 | TO AUTHORISE THE COMPANY TO
CALL GENERAL MEETINGS OTHER
THAN ANNUAL GENERAL MEETINGS ON
NOT LESS THAN 14 CLEAR DAYS
NOTICE | Management | For | For | For |
| 21 | TO AMEND THE COMPANY'S ARTICLES
OF ASSOCIATION | Management | For | For | For |
| |
| BANCO SANTANDER, S.A. |
| Security | 05964H105 | | Meeting Type | Special |
| Ticker Symbol | SAN | | Meeting Date | 23-Jul-2019 |
| ISIN | US05964H1059 | | Agenda | 935055891 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Increases in share capital to be used to
acquire all of the securities representing the
share capital of Santander Mexico not
already held by the Santander Group in an
exchange offer | Management | For | For | For |
| 2 | Authorization to the board of directors to
implement the resolutions approved by the
shareholders at the meeting | Management | For | For | For |
| |
| BANCO SANTANDER, S.A. |
| Security | 05964H105 | | Meeting Type | Special |
| Ticker Symbol | SAN | | Meeting Date | 23-Jul-2019 |
| ISIN | US05964H1059 | | Agenda | 935063331 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Increases in share capital to be used to
acquire all of the securities representing the
share capital of Santander Mexico not
already held by the Santander Group in an
exchange offer | Management | For | For | For |
| 2 | Authorization to the board of directors to
implement the resolutions approved by the
shareholders at the meeting | Management | For | For | For |
| |
| HARTALEGA HOLDINGS BHD |
| Security | Y31139101 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 10-Sep-2019 |
| ISIN | MYL5168OO009 | | Agenda | 711462527 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | TO APPROVE THE PAYMENT OF A
FINAL DIVIDEND OF 1.9 SEN PER
SHARE SINGLE TIER FOR THE
FINANCIAL YEAR ENDED 31ST MARCH
2019 | Management | For | For | For |
| 2 | TO APPROVE THE PAYMENT OF
DIRECTORS' FEES OF RM960,000.00,
AND BENEFITS OF RM24,750.00, FOR
THE FINANCIAL YEAR ENDED 31ST
MARCH 2019 | Management | For | For | For |
| 3 | TO APPROVE THE PAYMENT OF
DIRECTORS' FEES OF UP TO
RM960,000.00 AND BENEFITS OF UP TO
RM31,000.00, IN RESPECT OF THE
FINANCIAL YEAR ENDING 31ST MARCH
2020 | Management | For | For | For |
| 4 | TO RE-ELECT THE FOLLOWING
DIRECTOR RETIRING IN ACCORDANCE
WITH ARTICLE 91 OF THE
CONSTITUTION OF THE COMPANY: MR.
KUAN KAM HON @ KWAN KAM ONN | Management | For | For | For |
| 5 | TO RE-ELECT THE FOLLOWING
DIRECTOR RETIRING IN ACCORDANCE
WITH ARTICLE 91 OF THE
CONSTITUTION OF THE COMPANY: DR
DANARAJ A/L NADARAJAH | Management | For | For | For |
| 6 | TO RE-ELECT THE FOLLOWING
DIRECTOR RETIRING IN ACCORDANCE
WITH ARTICLE 91 OF THE
CONSTITUTION OF THE COMPANY:
DATO' TAN GUAN CHEONG | Management | For | For | For |
| 7 | TO RE-APPOINT MESSRS DELOITTE
PLT (LLP0010145-LCA) (AF0080) AS
AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION | Management | For | For | For |
| 8 | AUTHORITY TO ALLOT AND ISSUE
SHARES PURSUANT TO SECTION 75 &
76 OF THE COMPANIES ACT 2016 | Management | For | For | For |
| 9 | PROPOSED RENEWAL OF AUTHORITY
FOR PURCHASE OF OWN SHARES BY
THE COMPANY | Management | For | For | For |
| 10 | PROPOSED ADOPTION OF NEW
CONSTITUTION OF THE COMPANY | Management | For | For | For |
| |
| RAMSAY HEALTH CARE LTD |
| Security | Q7982Y104 | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 14-Nov-2019 |
| ISIN | AU000000RHC8 | | Agenda | 711615027 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2 | ADOPTION OF THE REMUNERATION
REPORT | Management | | For | |
| 3.1 | TO ELECT MS CATRIONA ALISON
DEANS AS A NON-EXECUTIVE
DIRECTOR | Management | | For | |
| 3.2 | TO ELECT MR JAMES MALCOLM
MCMURDO AS A NON-EXECUTIVE
DIRECTOR | Management | | For | |
| 4.1 | TO APPROVE THE GRANT OF FY2020
PERFORMANCE RIGHTS TO MANAGING
DIRECTOR – MR CRAIG RALPH
MCNALLY | Management | | For | |
| 4.2 | TO APPROVE THE CORRECTIVE GRANT
OF FY2019 PERFORMANCE RIGHTS TO
MANAGING DIRECTOR – MR CRAIG
RALPH MCNALLY | Management | | For | |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 04-Dec-2019 |
| ISIN | US5949181045 | | Agenda | 935092849 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: William H. Gates III | Management | For | For | For |
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1E. | Election of Director: Satya Nadella | Management | For | For | For |
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For |
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1J. | Election of Director: John W. Stanton | Management | For | For | For |
| 1K. | Election of Director: John W. Thompson | Management | For | For | For |
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For |
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2020 | Management | For | For | For |
| 4. | Shareholder Proposal – Report on
Employee Representation on Board of
Directors | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal – Report on Gender
Pay Gap | Shareholder | Against | Against | For |
| |
| ACCENTURE PLC |
| Security | G1151C101 | | Meeting Type | Annual |
| Ticker Symbol | ACN | | Meeting Date | 30-Jan-2020 |
| ISIN | IE00B4BNMY34 | | Agenda | 935116118 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | For |
| 1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | For |
| 1C. | Re-appointment of Director: Nancy
McKinstry | Management | Abstain | For | Against |
| 1D. | Re-appointment of Director: Gilles C.
Pélisson | Management | For | For | For |
| 1E. | Re-appointment of Director: Paula A. Price | Management | For | For | For |
| 1F. | Re-appointment of Director: Venkata
(Murthy) Renduchintala | Management | For | For | For |
| 1G. | Re-appointment of Director: David Rowland | Management | For | For | For |
| 1H. | Re-appointment of Director: Arun Sarin | Management | For | For | For |
| 1I. | Re-appointment of Director: Julie Sweet | Management | For | For | For |
| 1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | For |
| 1K. | Re-appointment of Director: Tracey T.
Travis | Management | For | For | For |
| 2. | To approve, in a non-binding vote, the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | To approve the Amended and Restated
Accenture plc 2010 Share Incentive Plan. | Management | For | For | For |
| 4. | To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration. | Management | For | For | For |
| 5. | To grant the Board of Directors the authority
to issue shares under Irish law. | Management | For | For | For |
| 6. | To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law. | Management | For | For | For |
| 7. | To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law. | Management | For | For | For |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Type | Annual |
| Ticker Symbol | SIEGY | | Meeting Date | 05-Feb-2020 |
| ISIN | US8261975010 | | Agenda | 935120268 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of net income | Management | For | For | For |
| 3A. | Ratification of the acts of the Managing
Board: Joe Kaeser | Management | For | For | For |
| 3B. | Ratification of the acts of the Managing
Board: Roland Busch | Management | For | For | For |
| 3C. | Ratification of the acts of the Managing
Board: Lisa Davis | Management | For | For | For |
| 3D. | Ratification of the acts of the Managing
Board: Klaus Helmrich | Management | For | For | For |
| 3E. | Ratification of the acts of the Managing
Board: Janina Kugel | Management | For | For | For |
| 3F. | Ratification of the acts of the Managing
Board: Cedrik Neike | Management | For | For | For |
| 3G. | Ratification of the acts of the Managing
Board: Michael Sen | Management | For | For | For |
| 3H. | Ratification of the acts of the Managing
Board: Ralf P. Thomas | Management | For | For | For |
| 4A. | Ratification of the acts of the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 4B. | Ratification of the acts of the Supervisory
Board: Birgit Steinborn | Management | For | For | For |
| 4C. | Ratification of the acts of the Supervisory
Board: Werner Wenning | Management | For | For | For |
| 4D. | Ratification of the acts of the Supervisory
Board: Werner Brandt | Management | For | For | For |
| 4E. | Ratification of the acts of the Supervisory
Board: Michael Diekmann | Management | For | For | For |
| 4F. | Ratification of the acts of the Supervisory
Board: Andrea Fehrmann | Management | For | For | For |
| 4G. | Ratification of the acts of the Supervisory
Board: Reinhard Hahn (since January 30,
2019) | Management | For | For | For |
| 4H. | Ratification of the acts of the Supervisory
Board: Bettina Haller | Management | For | For | For |
| 4I. | Ratification of the acts of the Supervisory
Board: Robert Kensbock | Management | For | For | For |
| 4J. | Ratification of the acts of the Supervisory
Board: Harald Kern | Management | For | For | For |
| 4K. | Ratification of the acts of the Supervisory
Board: Jürgen Kerner | Management | For | For | For |
| 4L. | Ratification of the acts of the Supervisory
Board: Nicola Leibinger-Kammüller | Management | For | For | For |
| 4M. | Ratification of the acts of the Supervisory
Board: Benoît Potier | Management | For | For | For |
| 4N. | Ratification of the acts of the Supervisory
Board: Hagen Reimer (since January 30,
2019) | Management | For | For | For |
| 4O. | Ratification of the acts of the Supervisory
Board: Norbert Reithofer | Management | For | For | For |
| 4P. | Ratification of the acts of the Supervisory
Board: Dame Nemat Shafik | Management | For | For | For |
| 4Q. | Ratification of the acts of the Supervisory
Board: Nathalie von Siemens | Management | For | For | For |
| 4R. | Ratification of the acts of the Supervisory
Board: Michael Sigmund | Management | For | For | For |
| 4S. | Ratification of the acts of the Supervisory
Board: Dorothea Simon | Management | For | For | For |
| 4T. | Ratification of the acts of the Supervisory
Board: Matthias Zachert | Management | For | For | For |
| 4U. | Ratification of the acts of the Supervisory
Board: Gunnar Zukunft | Management | For | For | For |
| 5. | Appointment of independent auditors | Management | For | For | For |
| 6. | Approval of the compensation system for
Managing Board Members | Management | For | For | For |
| 7. | Repurchase and use of Siemens shares | Management | For | For | For |
| 8. | Use of derivatives in connection with the
repurchase of Siemens shares | Management | For | For | For |
| 9. | Issue of Convertible Bonds and/or Warrant
Bonds, creation of a Conditional Capital
2020 and cancelation of Conditional Capital
2015 and 2010 | Management | For | For | For |
| 10. | Control and Profit-and-Loss Transfer
Agreement with a Subsidiary | Management | For | For | For |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Type | Annual |
| Ticker Symbol | SIEGY | | Meeting Date | 05-Feb-2020 |
| ISIN | US8261975010 | | Agenda | 935124672 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of net income | Management | For | For | For |
| 3A. | Ratification of the acts of the Managing
Board: Joe Kaeser | Management | For | For | For |
| 3B. | Ratification of the acts of the Managing
Board: Roland Busch | Management | For | For | For |
| 3C. | Ratification of the acts of the Managing
Board: Lisa Davis | Management | For | For | For |
| 3D. | Ratification of the acts of the Managing
Board: Klaus Helmrich | Management | For | For | For |
| 3E. | Ratification of the acts of the Managing
Board: Janina Kugel | Management | For | For | For |
| 3F. | Ratification of the acts of the Managing
Board: Cedrik Neike | Management | For | For | For |
| 3G. | Ratification of the acts of the Managing
Board: Michael Sen | Management | For | For | For |
| 3H. | Ratification of the acts of the Managing
Board: Ralf P. Thomas | Management | For | For | For |
| 4A. | Ratification of the acts of the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 4B. | Ratification of the acts of the Supervisory
Board: Birgit Steinborn | Management | For | For | For |
| 4C. | Ratification of the acts of the Supervisory
Board: Werner Wenning | Management | For | For | For |
| 4D. | Ratification of the acts of the Supervisory
Board: Werner Brandt | Management | For | For | For |
| 4E. | Ratification of the acts of the Supervisory
Board: Michael Diekmann | Management | For | For | For |
| 4F. | Ratification of the acts of the Supervisory
Board: Andrea Fehrmann | Management | For | For | For |
| 4G. | Ratification of the acts of the Supervisory
Board: Reinhard Hahn (until January 30,
2019) | Management | For | For | For |
| 4H. | Ratification of the acts of the Supervisory
Board: Bettina Haller | Management | For | For | For |
| 4I. | Ratification of the acts of the Supervisory
Board: Robert Kensbock | Management | For | For | For |
| 4J. | Ratification of the acts of the Supervisory
Board: Harald Kern | Management | For | For | For |
| 4K. | Ratification of the acts of the Supervisory
Board: Jürgen Kerner | Management | For | For | For |
| 4L. | Ratification of the acts of the Supervisory
Board: Nicola Leibinger-Kammüller | Management | For | For | For |
| 4M. | Ratification of the acts of the Supervisory
Board: Benoît Potier | Management | For | For | For |
| 4N. | Ratification of the acts of the Supervisory
Board: Hagen Reimer (since January 30,
2019) | Management | For | For | For |
| 4O. | Ratification of the acts of the Supervisory
Board: Norbert Reithofer | Management | For | For | For |
| 4P. | Ratification of the acts of the Supervisory
Board: Dame Nemat Shafik | Management | For | For | For |
| 4Q. | Ratification of the acts of the Supervisory
Board: Nathalie von Siemens | Management | For | For | For |
| 4R. | Ratification of the acts of the Supervisory
Board: Michael Sigmund | Management | For | For | For |
| 4S. | Ratification of the acts of the Supervisory
Board: Dorothea Simon | Management | For | For | For |
| 4T. | Ratification of the acts of the Supervisory
Board: Matthias Zachert | Management | For | For | For |
| 4U. | Ratification of the acts of the Supervisory
Board: Gunnar Zukunft | Management | For | For | For |
| 5. | Appointment of independent auditors | Management | For | For | For |
| 6. | Approval of the compensation system for
Managing Board Members | Management | For | For | For |
| 7. | Repurchase and use of Siemens shares | Management | For | For | For |
| 8. | Use of derivatives in connection with the
repurchase of Siemens shares | Management | For | For | For |
| 9. | Issue of Convertible Bonds and/or Warrant
Bonds, creation of a Conditional Capital
2020 and cancelation of Conditional Capital
2015 and 2010 | Management | For | For | For |
| 10. | Control and Profit-and-Loss Transfer
Agreement with a Subsidiary | Management | For | For | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 26-Feb-2020 |
| ISIN | US0378331005 | | Agenda | 935121563 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Ron Sugar | Management | For | For | For |
| 1G. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for 2020 | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against |
| 5. | A shareholder proposal relating to
sustainability and executive compensation | Shareholder | Against | Against | For |
| 6. | A shareholder proposal relating to policies
on freedom of expression | Shareholder | Against | Against | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 28-Feb-2020 |
| ISIN | US66987V1098 | | Agenda | 935128884 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General
Meeting. | Management | For | For | For |
| 5B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2021. | Management | For | For | For |
| 5C. | Advisory Vote on the 2019 Compensation
Report. | Management | For | For | For |
| 6A. | Re-election of the Chairman and the
Member of the Board of Director: Joerg
Reinhardt | Management | For | For | For |
| 6B. | Re-election of the Member of the Board of
Director: Nancy C. Andrews | Management | For | For | For |
| 6C. | Re-election of the Member of the Board of
Director: Ton Buechner | Management | For | For | For |
| 6D. | Re-election of the Member of the Board of
Director: Patrice Bula | Management | For | For | For |
| 6E. | Re-election of the Member of the Board of
Director: Srikant Datar | Management | For | For | For |
| 6F. | Re-election of the Member of the Board of
Director: Elizabeth Doherty | Management | For | For | For |
| 6G. | Re-election of the Member of the Board of
Director: Ann Fudge | Management | For | For | For |
| 6H. | Re-election of the Member of the Board of
Director: Frans van Houten | Management | For | For | For |
| 6I. | Re-election of the Member of the Board of
Director: Andreas von Planta | Management | For | For | For |
| 6J. | Re-election of the Member of the Board of
Director: Charles L. Sawyers | Management | For | For | For |
| 6K. | Re-election of the Member of the Board of
Director: Enrico Vanni | Management | For | For | For |
| 6L. | Re-election of the Member of the Board of
Director: William T. Winters | Management | For | For | For |
| 6M. | Election of new Member of the Board of
Director: Bridgette Heller | Management | For | For | For |
| 6N. | Election of new Member of the Board of
Director: Simon Moroney | Management | For | For | For |
| 7A. | Re-election to the Compensation
Committee: Patrice Bula | Management | For | For | For |
| 7B. | Re-election to the Compensation
Committee: Srikant Datar | Management | For | For | For |
| 7C. | Re-election to the Compensation
Committee: Enrico Vanni | Management | For | For | For |
| 7D. | Re-election to the Compensation
Committee: William T. Winters | Management | Against | For | Against |
| 7E. | Election of new Member to the
Compensation Committee: Bridgette Heller | Management | For | For | For |
| 8. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 9. | Re-election of the Independent Proxy. | Management | For | For | For |
| 10. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | None | |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Type | Annual |
| Ticker Symbol | TEL | | Meeting Date | 11-Mar-2020 |
| ISIN | CH0102993182 | | Agenda | 935124280 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Yong Nam | Management | For | For | For |
| 1I. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1K. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1L. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1M. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors. | Management | For | For | For |
| 3A. | To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar | Management | For | For | For |
| 3C. | To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau | Management | For | For | For |
| 3D. | To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting. | Management | For | For | For |
| 5.1 | To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019). | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019. | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020. | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management. | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors. | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019. | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution. | Management | For | For | For |
| 13. | To approve a renewal of authorized capital
and related amendment to our articles of
association. | Management | For | For | For |
| 14. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 15. | To approve any adjournments or
postponements of the meeting. | Management | For | For | For |
| |
| THE WALT DISNEY COMPANY |
| Security | 254687106 | | Meeting Type | Annual |
| Ticker Symbol | DIS | | Meeting Date | 11-Mar-2020 |
| ISIN | US2546871060 | | Agenda | 935125648 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | For |
| 1B. | Election of Director: Mary T. Barra | Management | Against | For | Against |
| 1C. | Election of Director: Safra A. Catz | Management | For | For | For |
| 1D. | Election of Director: Francis A. deSouza | Management | For | For | For |
| 1E. | Election of Director: Michael B.G. Froman | Management | For | For | For |
| 1F. | Election of Director: Robert A. Iger | Management | For | For | For |
| 1G. | Election of Director: Maria Elena
Lagomasino | Management | For | For | For |
| 1H. | Election of Director: Mark G. Parker | Management | Against | For | Against |
| 1I. | Election of Director: Derica W. Rice | Management | For | For | For |
| 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's registered public accountants
for fiscal 2020. | Management | For | For | For |
| 3. | To approve the advisory resolution on
executive compensation. | Management | Against | For | Against |
| 4. | To approve an amendment to the
Company's Amended and Restated 2011
Stock Incentive Plan. | Management | For | For | For |
| 5. | Shareholder proposal requesting an annual
report disclosing information regarding the
Company's lobbying policies and activities. | Shareholder | Against | Against | For |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Type | Annual |
| Ticker Symbol | TEL | | Meeting Date | 11-Mar-2020 |
| ISIN | CH0102993182 | | Agenda | 935133479 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Yong Nam | Management | For | For | For |
| 1I. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1K. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1L. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1M. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors. | Management | For | For | For |
| 3A. | To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar | Management | For | For | For |
| 3C. | To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau | Management | For | For | For |
| 3D. | To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting. | Management | For | For | For |
| 5.1 | To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019). | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019. | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019. | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020. | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity. | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management. | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors. | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019. | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution. | Management | For | For | For |
| 13. | To approve a renewal of authorized capital
and related amendment to our articles of
association. | Management | For | For | For |
| 14. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 15. | To approve any adjournments or
postponements of the meeting. | Management | For | For | For |
| |
| STARBUCKS CORPORATION |
| Security | 855244109 | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | Meeting Date | 18-Mar-2020 |
| ISIN | US8552441094 | | Agenda | 935125066 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | Against | For | Against |
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | For |
| 1C. | Election of Director: Andrew Campion | Management | For | For | For |
| 1D. | Election of Director: Mary N. Dillon | Management | Against | For | Against |
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For |
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For |
| 1I. | Election of Director: Satya Nadella | Management | Against | For | Against |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For |
| 1K. | Election of Director: Clara Shih | Management | For | For | For |
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For |
| 1M. | Election of Director: Myron E. Ullman, III | Management | For | For | For |
| 2. | Advisory resolution to approve our
executive officer compensation | Management | For | For | For |
| 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2020 | Management | For | For | For |
| 4. | EEO Policy Risk Report | Shareholder | Against | Against | For |
| |
| THE TORONTO-DOMINION BANK |
| Security | 891160509 | | Meeting Type | Annual |
| Ticker Symbol | TD | | Meeting Date | 02-Apr-2020 |
| ISIN | CA8911605092 | | Agenda | 935133796 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| A | DIRECTOR | Management | |
| 1 | AMY W. BRINKLEY | For | For | For |
| 2 | BRIAN C. FERGUSON | For | For | For |
| 3 | COLLEEN A. GOGGINS | For | For | For |
| 4 | JEAN-RENÉ HALDE | For | For | For |
| 5 | DAVID E. KEPLER | For | For | For |
| 6 | BRIAN M. LEVITT | For | For | For |
| 7 | ALAN N. MACGIBBON | For | For | For |
| 8 | KAREN E. MAIDMENT | For | For | For |
| 9 | BHARAT B. MASRANI | For | For | For |
| 10 | IRENE R. MILLER | For | For | For |
| 11 | NADIR H. MOHAMED | For | For | For |
| 12 | CLAUDE MONGEAU | For | For | For |
| 13 | S. JANE ROWE | For | For | For |
| B | APPOINTMENT OF AUDITOR NAMED IN
THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For |
| C | APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
REPORT OF THE HUMAN RESOURCES
COMMITTEE AND APPROACH TO
EXECUTIVE COMPENSATION SECTIONS
OF THE MANAGEMENT PROXY
CIRCULAR *ADVISORY VOTE* | Management | For | For | For |
| D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | Against |
| E | SHAREHOLDER PROPOSAL B | Shareholder | For | Against | Against |
| F | SHAREHOLDER PROPOSAL C | Shareholder | For | Against | Against |
| |
| BANCO SANTANDER, S.A. |
| Security | 05964H105 | | Meeting Type | Annual |
| Ticker Symbol | SAN | | Meeting Date | 03-Apr-2020 |
| ISIN | US05964H1059 | | Agenda | 935137415 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A | Resolution 1A | Management | For | For | For |
| 1B | Resolution 1B | Management | For | For | For |
| 1C | Resolution 1C | Management | For | For | For |
| 2 | Resolution 2 | Management | For | For | For |
| 3A | Resolution 3A | Management | For | For | For |
| 3B | Resolution 3B | Management | For | For | For |
| 3C | Resolution 3C | Management | For | For | For |
| 3D | Resolution 3D | Management | For | For | For |
| 3E | Resolution 3E | Management | For | For | For |
| 3F | Resolution 3F | Management | For | For | For |
| 3G | Resolution 3G | Management | For | For | For |
| 3H | Resolution 3H | Management | For | For | For |
| 4 | Resolution 4 | Management | For | For | For |
| 5 | Resolution 5 | Management | For | For | For |
| 6 | Resolution 6 | Management | For | For | For |
| 7A | Resolution 7A | Management | For | For | For |
| 7B | Resolution 7B | Management | For | For | For |
| 8 | Resolution 8 | Management | For | For | For |
| 9 | Resolution 9 | Management | For | For | For |
| 10 | Resolution 10 | Management | For | For | For |
| 11 | Resolution 11 | Management | For | For | For |
| 12A | Resolution 12A | Management | For | For | For |
| 12B | Resolution 12B | Management | For | For | For |
| 12C | Resolution 12C | Management | For | For | For |
| 12D | Resolution 12D | Management | For | For | For |
| 12E | Resolution 12E | Management | For | For | For |
| 13 | Resolution 13 | Management | For | For | For |
| 14 | Resolution 14 | Management | For | For | For |
| |
| BANCO SANTANDER, S.A. |
| Security | 05964H105 | | Meeting Type | Annual |
| Ticker Symbol | SAN | | Meeting Date | 03-Apr-2020 |
| ISIN | US05964H1059 | | Agenda | 935164690 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A | Resolution 1A | Management | | For | |
| 1B | Resolution 1B | Management | | For | |
| 1C | Resolution 1C | Management | | For | |
| 2 | Resolution 2 | Management | | For | |
| 3A | Resolution 3A | Management | | For | |
| 3B | Resolution 3B | Management | | For | |
| 3C | Resolution 3C | Management | | For | |
| 3D | Resolution 3D | Management | | For | |
| 3E | Resolution 3E | Management | | For | |
| 3F | Resolution 3F | Management | | For | |
| 3G | Resolution 3G | Management | | For | |
| 3H | Resolution 3H | Management | | For | |
| 4 | Resolution 4 | Management | | For | |
| 5 | Resolution 5 | Management | | For | |
| 6 | Resolution 6 | Management | | For | |
| 7A | Resolution 7A | Management | | For | |
| 7B | Resolution 7B | Management | | For | |
| 8 | Resolution 8 | Management | | For | |
| 9 | Resolution 9 | Management | | For | |
| 10 | Resolution 10 | Management | | For | |
| 11 | Resolution 11 | Management | | For | |
| 12A | Resolution 12A | Management | | For | |
| 12B | Resolution 12B | Management | | For | |
| 12C | Resolution 12C | Management | | For | |
| 12D | Resolution 12D | Management | | For | |
| 12E | Resolution 12E | Management | | For | |
| 13 | Resolution 13 | Management | | For | |
| 14 | Resolution 14 | Management | | For | |
| |
| ADOBE INC |
| Security | 00724F101 | | Meeting Type | Annual |
| Ticker Symbol | ADBE | | Meeting Date | 09-Apr-2020 |
| ISIN | US00724F1012 | | Agenda | 935132580 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Amy Banse | Management | For | For | For |
| 1B. | Election of Director: Frank Calderoni | Management | For | For | For |
| 1C. | Election of Director: James Daley | Management | For | For | For |
| 1D. | Election of Director: Laura Desmond | Management | For | For | For |
| 1E. | Election of Director: Charles Geschke | Management | For | For | For |
| 1F. | Election of Director: Shantanu Narayen | Management | For | For | For |
| 1G. | Election of Director: Kathleen Oberg | Management | For | For | For |
| 1H. | Election of Director: Dheeraj Pandey | Management | For | For | For |
| 1I. | Election of Director: David Ricks | Management | For | For | For |
| 1J. | Election of Director: Daniel Rosensweig | Management | For | For | For |
| 1K. | Election of Director: John Warnock | Management | For | For | For |
| 2. | Approve the 2020 Employee Stock
Purchase Plan, which amends and restates
the 1997 Employee Stock Purchase Plan. | Management | For | For | For |
| 3. | Ratify the appointment of KPMG LLP as our
independent registered public accounting
firm for our fiscal year ending on November
27, 2020. | Management | For | For | For |
| 4. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | For | For |
| 5. | Consider and vote upon one stockholder
proposal. | Shareholder | For | Against | Against |
| |
| STMICROELECTRONICS N.V. |
| Security | 861012102 | | Meeting Type | Annual |
| Ticker Symbol | STM | | Meeting Date | 22-Apr-2020 |
| ISIN | US8610121027 | | Agenda | 935190190 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 4A | Remuneration Report (advisory vote) | Management | Against | For | Against |
| 4B | Adoption of the Remuneration Policy for the
Supervisory Board (voting item) | Management | Against | For | Against |
| 4C | Adoption of a new Remuneration Policy for
the Managing Board (voting item) | Management | Abstain | For | Against |
| 4D | Adoption of the Company's annual accounts
for its 2019 financial year (voting item) | Management | For | For | For |
| 4E | Adoption of a dividend (voting item) | Management | For | For | For |
| 4F | Discharge of the sole member of the
Managing Board (voting item) | Management | For | For | For |
| 4G | Discharge of the members of the
Supervisory Board (voting item) | Management | For | For | For |
| 4H | Re-appointment of EY as external auditor
for the 2020, 2021, 2022 and 2023 financial
years (voting item) | Management | For | For | For |
| 5 | Approval of the stock-based portion of the
compensation of the President and CEO
(voting item) | Management | For | For | For |
| 6 | Appointment of Ms. Ana de Pro Gonzalo as
member of the Supervisory Board (voting
item) | Management | Against | For | Against |
| 7 | Appointment of Mr. Yann Delabrière as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 8 | Re-appointment of Ms. Heleen Kersten as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 9 | Re-appointment of Mr. Alessandro Rivera
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 10 | Re-appointment of Mr. Frédéric Sanchez as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 11 | Re-appointment of Mr. Maurizio Tamagnini
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 12 | Authorization to the Managing Board, until
the conclusion of the 2021 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board (voting item) | Management | For | For | For |
| 13A | Regular delegation to the Supervisory
Board of the authority to issue new common
and preference shares, to grant rights to
subscribe for such shares, and to limit
and/or exclude existing shareholders' pre-
emptive rights on common shares, until the
conclusion of the 2021 AGM (voting item) | Management | For | For | For |
| 13B | Specific delegation for purposes of mergers
and acquisitions to the Supervisory Board
of the authority to issue new common
shares, to grant rights to subscribe for such
shares, and to limit and/or exclude existing
shareholders' pre-emptive rights on
common shares, until the conclusion of the
2021 AGM (voting item) | Management | For | For | For |
| |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 23-Apr-2020 |
| ISIN | US6410694060 | | Agenda | 935155956 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Approval of the Annual Review, the
financial statements of Nestlé S.A. and the
consolidated financial statements of the
Nestlé Group for 2019. | Management | For | For | For |
| 1.2 | Acceptance of the Compensation Report
2019 (advisory vote). | Management | For | For | For |
| 2 | Discharge to the members of the Board of
Directors and of the Management. | Management | For | For | For |
| 3 | Appropriation of profit resulting from the
balance sheet of Nestlé S.A. (proposed
dividend) for the financial year 2019. | Management | For | For | For |
| 4AA | Re-election of Director: Mr. Paul Bulcke, as
member and Chairman | Management | For | For | For |
| 4AB | Re-election of Director: Mr. Ulf Mark
Schneider | Management | For | For | For |
| 4AC | Re-election of Director: Mr. Henri de
Castries | Management | For | For | For |
| 4AD | Re-election of Director: Mr. Renato
Fassbind | Management | For | For | For |
| 4AE | Re-election of Director: Mrs. Ann M.
Veneman | Management | For | For | For |
| 4AF | Re-election of Director: Mrs. Eva Cheng | Management | For | For | For |
| 4AG | Re-election of Director: Mr. Patrick
Aebischer | Management | For | For | For |
| 4AH | Re-election of Director: Mrs. Ursula M.
Burns | Management | For | For | For |
| 4AI | Re-election of Director: Mr. Kasper Rorsted | Management | For | For | For |
| 4AJ | Re-election of Director: Mr. Pablo Isla | Management | For | For | For |
| 4AK | Re-election of Director: Mrs. Kimberly A.
Ross | Management | For | For | For |
| 4AL | Re-election of Director: Mr. Dick Boer | Management | For | For | For |
| 4AM | Re-election of Director: Mr. Dinesh Paliwal | Management | For | For | For |
| 4B | Election of Director: Mrs. Hanne Jimenez
de Mora | Management | For | For | For |
| 4C1 | Election of the member of the
Compensation Committee: Mr. Patrick
Aebischer | Management | For | For | For |
| 4C2 | Election of the member of the
Compensation Committee: Mrs. Ursula M.
Burns | Management | For | For | For |
| 4C3 | Election of the member of the
Compensation Committee: Mr. Pablo Isla | Management | For | For | For |
| 4C4 | Election of the member of the
Compensation Committee: Mr. Dick Boer | Management | For | For | For |
| 4D | Election of the statutory auditors Ernst &
Young Ltd, Lausanne branch | Management | For | For | For |
| 4E | Election of the Independent Representative
Hartmann Dreyer, Attorneys-at-law | Management | For | For | For |
| 5.1 | Approval of the compensation of the Board
of Directors | Management | For | For | For |
| 5.2 | Approval of the compensation of the
Executive Board | Management | Against | For | Against |
| 6 | Capital reduction (by cancellation of shares) | Management | For | For | For |
| 7 | In the event of any yet unknown new or
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows. | Shareholder | Abstain | Against | Against |
| |
| UNILEVER N.V. |
| Security | 904784709 | | Meeting Type | Annual |
| Ticker Symbol | UN | | Meeting Date | 30-Apr-2020 |
| ISIN | US9047847093 | | Agenda | 935149686 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | To adopt the Annual Accounts and
appropriation of the profit for the 2019
financial year. | Management | For | For | For |
| 3. | To consider, and if thought fit, approve the
Directors' Remuneration Report. | Management | For | For | For |
| 4. | To discharge the Executive Directors. | Management | For | For | For |
| 5. | To discharge the Non-Executive Directors. | Management | For | For | For |
| 6. | To reappoint Mr N Andersen as a Non-
Executive Director. | Management | Against | For | Against |
| 7. | To reappoint Mrs L Cha as a Non-Executive
Director. | Management | For | For | For |
| 8. | To reappoint Mr V Colao as a Non-
Executive Director. | Management | For | For | For |
| 9. | To reappoint Dr J Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 10. | To reappoint Mr A Jope as an Executive
Director. | Management | For | For | For |
| 11. | To reappoint Ms A Jung as a Non-
Executive Director. | Management | For | For | For |
| 12. | To reappoint Ms S Kilsby as a Non-
Executive Director. | Management | For | For | For |
| 13. | To reappoint Mr S Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 14. | To reappoint Professor Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 15. | To reappoint Mr G Pitkethly as an Executive
Director. | Management | For | For | For |
| 16. | To reappoint Mr J Rishton as a Non-
Executive Director. | Management | For | For | For |
| 17. | To reappoint Mr F Sijbesma as a Non-
Executive Director. | Management | Against | For | Against |
| 18. | To appoint the Auditor charged with the
auditing of the Annual Accounts for the
2020 financial year. | Management | For | For | For |
| 19. | To designate the Board of Directors as the
company body authorised in respect of the
issue of shares in the share capital of the
Company. | Management | For | For | For |
| 20. | To designate the Board of Directors as the
company body authorised to restrict or
exclude the statutory pre-emption rights that
accrue to shareholders upon issue of
shares for general corporate purposes. | Management | For | For | For |
| 21. | To designate the Board of Directors as the
company body authorised to restrict or
exclude the statutory pre-emption rights that
accrue to shareholders upon issue of
shares for acquisition or specified capital
investment purposes. | Management | For | For | For |
| 22. | To authorise the Board of Directors to
purchase ordinary shares in the share
capital of the Company. | Management | For | For | For |
| 23. | To reduce the capital with respect to
ordinary shares held by the Company in its
own share capital. | Management | For | For | For |
| |
| CHURCH & DWIGHT CO., INC. |
| Security | 171340102 | | Meeting Type | Annual |
| Ticker Symbol | CHD | | Meeting Date | 30-Apr-2020 |
| ISIN | US1713401024 | | Agenda | 935150223 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James R. Craigie | Management | For | For | For |
| 1B. | Election of Director: Bradley C. Irwin | Management | For | For | For |
| 1C. | Election of Director: Penry W. Price | Management | For | For | For |
| 1D. | Election of Director: Janet S. Vergis | Management | For | For | For |
| 1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | For |
| 2. | An advisory vote to approve compensation
of our named executive officers. | Management | For | For | For |
| 3. | Proposal to amend and restate the
Company's Amended and Restated
Certificate of Incorporation to give holders
of 25% of Company stock that meet certain
requirements the right to request a special
meeting. | Management | For | For | For |
| 4. | Proposal to amend and restate the
Company's Amended and Restated
Certificate of Incorporation to eliminate
certain supermajority voting requirements to
amend certain of its provisions. | Management | For | For | For |
| 5. | Proposal to amend and restate the
Company's Amended and Restated
Certificate of Incorporation to move certain
advance notice requirements with respect
to director nominees and other proposals
submitted by stockholders to the
Company's Bylaws (such requirements to
be updated). | Management | For | For | For |
| 6. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2020. | Management | For | For | For |
| |
| UNILEVER N.V. |
| Security | 904784709 | | Meeting Type | Annual |
| Ticker Symbol | UN | | Meeting Date | 30-Apr-2020 |
| ISIN | US9047847093 | | Agenda | 935175720 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | To adopt the Annual Accounts and
appropriation of the profit for the 2019
financial year. | Management | For | For | For |
| 3. | To consider, and if thought fit, approve the
Directors' Remuneration Report. | Management | For | For | For |
| 4. | To discharge the Executive Directors. | Management | For | For | For |
| 5. | To discharge the Non-Executive Directors. | Management | For | For | For |
| 6. | To reappoint Mr N Andersen as a Non-
Executive Director. | Management | Against | For | Against |
| 7. | To reappoint Mrs L Cha as a Non-Executive
Director. | Management | For | For | For |
| 8. | To reappoint Mr V Colao as a Non-
Executive Director. | Management | For | For | For |
| 9. | To reappoint Dr J Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 10. | To reappoint Mr A Jope as an Executive
Director. | Management | For | For | For |
| 11. | To reappoint Ms A Jung as a Non-
Executive Director. | Management | For | For | For |
| 12. | To reappoint Ms S Kilsby as a Non-
Executive Director. | Management | For | For | For |
| 13. | To reappoint Mr S Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 14. | To reappoint Professor Y Moon as a Non-
Executive Director. | Management | No Action | For | |
| 15. | To reappoint Mr G Pitkethly as an Executive
Director. | Management | For | For | For |
| 16. | To reappoint Mr J Rishton as a Non-
Executive Director. | Management | For | For | For |
| 17. | To reappoint Mr F Sijbesma as a Non-
Executive Director. | Management | Against | For | Against |
| 18. | To appoint the Auditor charged with the
auditing of the Annual Accounts for the
2020 financial year. | Management | For | For | For |
| 19. | To designate the Board of Directors as the
company body authorised in respect of the
issue of shares in the share capital of the
Company. | Management | For | For | For |
| 20. | To designate the Board of Directors as the
company body authorised to restrict or
exclude the statutory pre-emption rights that
accrue to shareholders upon issue of
shares for general corporate purposes. | Management | For | For | For |
| 21. | To designate the Board of Directors as the
company body authorised to restrict or
exclude the statutory pre-emption rights that
accrue to shareholders upon issue of
shares for acquisition or specified capital
investment purposes. | Management | For | For | For |
| 22. | To authorise the Board of Directors to
purchase ordinary shares in the share
capital of the Company. | Management | For | For | For |
| 23. | To reduce the capital with respect to
ordinary shares held by the Company in its
own share capital. | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 30-Apr-2020 |
| ISIN | US5004723038 | | Agenda | 935175768 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Proposal to adopt the financial statements | Management | For | None | |
| 2C. | Proposal to adopt dividend | Management | For | None | |
| 2D. | Remuneration Report 2019 (advisory vote) | Management | For | None | |
| 2E. | Proposal to discharge the members of the
Board of Management | Management | For | None | |
| 2F. | Proposal to discharge the members of the
Supervisory Board | Management | For | None | |
| 3A. | Proposal to adopt a Remuneration Policy
for the Board of Management | Management | For | None | |
| 3B. | Proposal to approve a Long-Term Incentive
Plan for the Board of Management | Management | For | None | |
| 3C. | Proposal to adopt a Remuneration Policy
for the Supervisory Board | Management | For | None | |
| 4A. | Proposal to re-appoint Ms N. Dhawan as
member of the Supervisory Board | Management | For | None | |
| 4B. | Proposal to appoint Mr F. Sijbesma as
member of the Supervisory Board | Management | For | None | |
| 4C. | Proposal to appoint Mr P. Löscher as
member of the Supervisory Board | Management | For | None | |
| 5A. | Proposals to authorize the Board of
Management to: issue shares or grant
rights to acquire shares | Management | For | None | |
| 5B. | Proposals to authorize the Board of
Management to: restrict or exclude
preemption rights | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the
company | Management | For | None | |
| 7. | Proposal to cancel shares | Management | For | None | |
| |
| ECOLAB INC. |
| Security | 278865100 | | Meeting Type | Annual |
| Ticker Symbol | ECL | | Meeting Date | 07-May-2020 |
| ISIN | US2788651006 | | Agenda | 935147795 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For |
| 1B. | Election of Director: Shari L. Ballard | Management | For | For | For |
| 1C. | Election of Director: Barbara J. Beck | Management | For | For | For |
| 1D. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For |
| 1E. | Election of Director: Arthur J. Higgins | Management | Against | For | Against |
| 1F. | Election of Director: Michael Larson | Management | For | For | For |
| 1G. | Election of Director: David W. MacLennan | Management | For | For | For |
| 1H. | Election of Director: Tracy B. McKibben | Management | For | For | For |
| 1I. | Election of Director: Lionel L. Nowell, III | Management | For | For | For |
| 1J. | Election of Director: Victoria J. Reich | Management | For | For | For |
| 1K. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For |
| 1L. | Election of Director: John J. Zillmer | Management | Against | For | Against |
| 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the current year ending December
31, 2020. | Management | For | For | For |
| 3. | Advisory vote to approve the compensation
of executives disclosed in the Proxy
Statement. | Management | For | For | For |
| 4. | Stockholder proposal regarding proxy
access, if properly presented. | Shareholder | For | Against | Against |
| |
| HASBRO, INC. |
| Security | 418056107 | | Meeting Type | Annual |
| Ticker Symbol | HAS | | Meeting Date | 14-May-2020 |
| ISIN | US4180561072 | | Agenda | 935161113 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Kenneth A. Bronfin | Management | For | For | For |
| 1b. | Election of Director: Michael R. Burns | Management | For | For | For |
| 1c. | Election of Director: Hope F. Cochran | Management | For | For | For |
| 1d. | Election of Director: Crispin H. Davis | Management | For | For | For |
| 1e. | Election of Director: John A. Frascotti | Management | For | For | For |
| 1f. | Election of Director: Lisa Gersh | Management | For | For | For |
| 1g. | Election of Director: Brian D. Goldner | Management | For | For | For |
| 1h. | Election of Director: Alan G. Hassenfeld | Management | For | For | For |
| 1i. | Election of Director: Tracy A. Leinbach | Management | For | For | For |
| 1j. | Election of Director: Edward M. Philip | Management | For | For | For |
| 1k. | Election of Director: Richard S. Stoddart | Management | For | For | For |
| 1l. | Election of Director: Mary Beth West | Management | For | For | For |
| 1m. | Election of Director: Linda K. Zecher | Management | For | For | For |
| 2. | The adoption, on an advisory basis, of a
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2020 Proxy
Statement. | Management | For | For | For |
| 3. | The approval of amendments to the
Restated 2003 Stock Incentive
Performance Plan, as amended (the "2003
Plan"). | Management | For | For | For |
| 4. | Ratification of the selection of KPMG LLP
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2020. | Management | For | For | For |
| |
| CHUBB LIMITED |
| Security | H1467J104 | | Meeting Type | Annual |
| Ticker Symbol | CB | | Meeting Date | 20-May-2020 |
| ISIN | CH0044328745 | | Agenda | 935169931 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019 | Management | For | For | For |
| 2A | Allocation of disposable profit | Management | For | For | For |
| 2B | Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve) | Management | For | For | For |
| 3 | Discharge of the Board of Directors | Management | For | For | For |
| 4A | Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as
our statutory auditor | Management | For | For | For |
| 4B | Election of Auditor: Ratification of
appointment of PricewaterhouseCoopers
LLP (United States) as independent
registered public accounting firm for
purposes of U.S. securities law reporting | Management | For | For | For |
| 4C | Election of Auditor: Election of BDO AG
(Zurich) as special audit firm | Management | For | For | For |
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | For |
| 5B | Election of Director: Michael G. Atieh | Management | For | For | For |
| 5C | Election of Director: Sheila P. Burke | Management | For | For | For |
| 5D | Election of Director: James I. Cash | Management | For | For | For |
| 5E | Election of Director: Mary Cirillo | Management | For | For | For |
| 5F | Election of Director: Michael P. Connors | Management | Against | For | Against |
| 5G | Election of Director: John A. Edwardson | Management | For | For | For |
| 5H | Election of Director: Robert J. Hugin | Management | For | For | For |
| 5I | Election of Director: Robert W. Scully | Management | For | For | For |
| 5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For |
| 5K | Election of Director: Theodore E. Shasta | Management | For | For | For |
| 5L | Election of Director: David H. Sidwell | Management | For | For | For |
| 5M | Election of Director: Olivier Steimer | Management | For | For | For |
| 5N | Election of Director: Frances F. Townsend | Management | For | For | For |
| 6 | Election of Evan G. Greenberg as
Chairman of the Board of Directors | Management | Against | For | Against |
| 7A | Election of the Compensation Committee of
the Board of Directors: Michael P. Connors | Management | Against | For | Against |
| 7B | Election of the Compensation Committee of
the Board of Directors: Mary Cirillo | Management | For | For | For |
| 7C | Election of the Compensation Committee of
the Board of Directors: John A. Edwardson | Management | For | For | For |
| 7D | Election of the Compensation Committee of
the Board of Directors: Frances F.
Townsend | Management | For | For | For |
| 8 | Election of Homburger AG as independent
proxy | Management | For | For | For |
| 9 | Amendment to the Articles of Association
relating to authorized share capital for
general purposes | Management | For | For | For |
| 10 | Reduction of share capital | Management | For | For | For |
| 11A | Compensation of the Board of Directors
until the next annual general meeting | Management | For | For | For |
| 11B | Compensation of Executive Management
for the next calendar year | Management | For | For | For |
| 12 | Advisory vote to approve executive
compensation under U.S. securities law
requirements | Management | For | For | For |
| A | If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows. | Management | Against | For | Against |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 21-May-2020 |
| ISIN | US4370761029 | | Agenda | 935172130 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For |
| 2. | Ratification of the Appointment of KPMG
LLP | Management | For | For | For |
| 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay") | Management | For | For | For |
| 4. | Shareholder Proposal Regarding
Amendment of Shareholder Written
Consent Right | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal Regarding EEO-1
Disclosure | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal Regarding Executive
Ownership Guidelines | Shareholder | Against | Against | For |
| 7. | Shareholder Proposal Regarding
Electioneering Contributions Congruency
Analysis | Shareholder | Against | Against | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 27-May-2020 |
| ISIN | NL0009538784 | | Agenda | 935185961 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | Against | For | Against |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | 1 Year | For |
| |
| AMAZON.COM, INC. |
| Security | 023135106 | | Meeting Type | Annual |
| Ticker Symbol | AMZN | | Meeting Date | 27-May-2020 |
| ISIN | US0231351067 | | Agenda | 935186305 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For |
| 1B. | Election of director: Rosalind G. Brewer | Management | Against | For | Against |
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For |
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For |
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For |
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For |
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For |
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For |
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For |
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS | Management | For | For | For |
| 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | For | For | For |
| 4. | APPROVAL OF AMENDMENT TO
RESTATED CERTIFICATE OF
INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A
SPECIAL MEETING | Management | For | For | For |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFECTS
OF FOOD WASTE | Shareholder | For | Against | Against |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES | Shareholder | For | Against | Against |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
POTENTIAL CUSTOMER MISUSE OF
CERTAIN TECHNOLOGIES | Shareholder | For | Against | Against |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON EFFORTS
TO RESTRICT CERTAIN PRODUCTS | Shareholder | For | Against | Against |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A MANDATORY
INDEPENDENT BOARD CHAIR POLICY | Shareholder | For | Against | Against |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
REPORT ON GENDER/RACIAL PAY | Shareholder | For | Against | Against |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON CERTAIN
COMMUNITY IMPACTS | Shareholder | For | Against | Against |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
VIEWPOINT DISCRIMINATION | Shareholder | For | Against | Against |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PROMOTION DATA | Shareholder | For | Against | Against |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING AN ADDITIONAL
REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER
MEETINGS | Shareholder | For | Against | Against |
| 15. | SHAREHOLDER PROPOSAL
REQUESTING A SPECIFIC SUPPLY
CHAIN REPORT FORMAT | Shareholder | For | Against | Against |
| 16. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING | Shareholder | For | Against | Against |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 27-May-2020 |
| ISIN | NL0009538784 | | Agenda | 935212489 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2019 Statutory Annual
Accounts | Management | For | For | For |
| 2. | Discharge of the members of the Board for
their responsibilities in the fiscal year ended
December 31, 2019 | Management | For | For | For |
| 3A. | Appoint Kurt Sievers as executive director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For |
| 3D. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Lena Olving as non-executive
director | Management | For | For | For |
| 3F. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For |
| 3G. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For |
| 3J. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights | Management | For | For | For |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Appointment of Ernst & Young Accountants
LLP as independent auditors for a three-
year period, starting with the fiscal year
ending December 31, 2020 | Management | For | For | For |
| 9. | Determination of the remuneration of the
members and Chairs of the Audit
Committee, the Compensation Committee,
and the Nominating and Governance
Committee of the Board | Management | For | For | For |
| 10. | Amendment of the Company's Articles of
Association | Management | For | For | For |
| 11. | Non-binding, advisory vote to approve
Named Executive Officer compensation | Management | For | For | For |
| 12. | To recommend, by non-binding vote, the
frequency of executive compensation votes | Management | 1 Year | 1 Year | For |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 29-May-2020 |
| ISIN | US5486611073 | | Agenda | 935180808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| 1 | Raul Alvarez | For | For | For |
| 2 | David H. Batchelder | For | For | For |
| 3 | Angela F. Braly | For | For | For |
| 4 | Sandra B. Cochran | Withheld | For | Against |
| 5 | Laurie Z. Douglas | For | For | For |
| 6 | Richard W. Dreiling | For | For | For |
| 7 | Marvin R. Ellison | For | For | For |
| 8 | Brian C. Rogers | For | For | For |
| 9 | Bertram L. Scott | For | For | For |
| 10 | Lisa W. Wardell | For | For | For |
| 11 | Eric C. Wiseman | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2019. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2020. | Management | For | For | For |
| 4. | Approve amendment to Bylaws reducing
the ownership threshold to call special
shareholder meetings to 15% of
outstanding shares. | Management | Against | For | Against |
| 5. | Approve 2020 Employee Stock Purchase
Plan. | Management | For | For | For |
| 6. | Shareholder proposal to reduce the
ownership threshold to call special
shareholder meetings to 10% of
outstanding shares. | Shareholder | For | Against | Against |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 09-Jun-2020 |
| ISIN | US8725401090 | | Agenda | 935195633 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1D. | Election of Director: David T. Ching | Management | For | For | For |
| 1E. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1F. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1J. | Election of Director: John F. O'Brien | Management | For | For | For |
| 1K. | Election of Director: Willow B. Shire | Management | For | For | For |
| 2. | Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2021 | Management | For | For | For |
| 3. | Advisory approval of TJX's executive
compensation (the say-on-pay vote) | Management | Against | For | Against |
| 4. | Shareholder proposal for a report on
reduction in chemical footprint | Shareholder | For | Against | Against |
| 5. | Shareholder proposal for a report on animal
welfare | Shareholder | For | Against | Against |
| 6. | Shareholder proposal for setting target
amounts for CEO compensation | Shareholder | For | Against | Against |
| 7. | Shareholder proposal for disclosure
regarding executive share retention | Shareholder | Against | Against | For |
| |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
| Security | 874039100 | | Meeting Type | Annual |
| Ticker Symbol | TSM | | Meeting Date | 09-Jun-2020 |
| ISIN | US8740391003 | | Agenda | 935218683 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1) | To accept 2019 Business Report and
Financial Statements | Management | For | For | For |
| 2) | To revise the Procedures for Lending Funds
to Other Parties | Management | For | For | For |
| 3) | DIRECTOR | Management | |
| 1 | Yancey Hai | For | For | For |
| |
| BEST BUY CO., INC. |
| Security | 086516101 | | Meeting Type | Annual |
| Ticker Symbol | BBY | | Meeting Date | 11-Jun-2020 |
| ISIN | US0865161014 | | Agenda | 935201828 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Corie S. Barry | Management | For | For | For |
| 1B. | Election of Director: Lisa M. Caputo | Management | For | For | For |
| 1C. | Election of Director: J. Patrick Doyle | Management | For | For | For |
| 1D. | Election of Director: Kathy J. Higgins Victor | Management | For | For | For |
| 1E. | Election of Director: David W. Kenny | Management | Against | For | Against |
| 1F. | Election of Director: Karen A. McLoughlin | Management | For | For | For |
| 1G. | Election of Director: Thomas L. Millner | Management | For | For | For |
| 1H. | Election of Director: Claudia F. Munce | Management | For | For | For |
| 1I. | Election of Director: Richelle P. Parham | Management | For | For | For |
| 1J. | Election of Director: Eugene A. Woods | Management | For | For | For |
| 2. | To ratify the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 30, 2021. | Management | For | For | For |
| 3. | To approve in a non-binding advisory vote
our named executive officer compensation. | Management | Against | For | Against |
| 4. | To approve the Best Buy Co., Inc. 2020
Omnibus Incentive Plan. | Management | For | For | For |
| 5. | To amend Article IX, Section 9 of the
Amended and Restated Articles of
Incorporation of Best Buy Co., Inc. (the
"Articles"). | Management | For | For | For |
| 6. | To amend Article IX, Section 10 of the
Articles. | Management | For | For | For |
| 7. | To amend Article X, Section 4 of the
Articles. | Management | For | For | For |
| 8. | To amend Article X, Section 2 of the
Articles. | Management | For | For | For |
| |
| TOYOTA MOTOR CORPORATION |
| Security | 892331307 | | Meeting Type | Annual |
| Ticker Symbol | TM | | Meeting Date | 11-Jun-2020 |
| ISIN | US8923313071 | | Agenda | 935223761 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Takeshi Uchiyamada | Management | For | None | |
| 1.2 | Election of Director: Shigeru Hayakawa | Management | For | None | |
| 1.3 | Election of Director: Akio Toyoda | Management | For | None | |
| 1.4 | Election of Director: Koji Kobayashi | Management | Against | None | |
| 1.5 | Election of Director: Shigeki Terashi | Management | For | None | |
| 1.6 | Election of Director: James Kuffner | Management | For | None | |
| 1.7 | Election of Director: Ikuro Sugawara | Management | For | None | |
| 1.8 | Election of Director: Sir Philip Craven | Management | For | None | |
| 1.9 | Election of Director: Teiko Kudo | Management | For | None | |
| 2. | Election of Substitute Audit & Supervisory
Board Member: Ryuji Sakai | Management | For | None | |
| 3. | Partial Amendments to the Articles of
Incorporation. | Management | For | None | |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 16-Jun-2020 |
| ISIN | US57636Q1040 | | Agenda | 935196332 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard
Haythornthwaite | Management | For | For | For |
| 1B. | Election of Director: Ajay Banga | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1H. | Election of Director: Oki Matsumoto | Management | Against | For | Against |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: José Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020 | Management | For | For | For |
| |
| STMICROELECTRONICS N.V. |
| Security | 861012102 | | Meeting Type | Annual |
| Ticker Symbol | STM | | Meeting Date | 17-Jun-2020 |
| ISIN | US8610121027 | | Agenda | 935213493 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 4A | Remuneration Report (advisory vote) | Management | For | For | For |
| 4B | Adoption of the Remuneration Policy for the
Supervisory Board (voting item) | Management | For | For | For |
| 4C | Adoption of a new Remuneration Policy for
the Managing Board (voting item) | Management | For | For | For |
| 4D | Adoption of the Company's annual accounts
for its 2019 financial year (voting item) | Management | For | For | For |
| 4E | Adoption of a dividend (voting item) | Management | For | For | For |
| 4F | Discharge of the sole member of the
Managing Board (voting item) | Management | For | For | For |
| 4G | Discharge of the members of the
Supervisory Board (voting item) | Management | For | For | For |
| 4H | Re-appointment of EY as external auditor
for the 2020, 2021, 2022 and 2023 financial
years (voting item) | Management | For | For | For |
| 5 | Approval of the stock-based portion of the
compensation of the President and CEO
(voting item) | Management | For | For | For |
| 6 | Appointment of Ms. Ana de Pro Gonzalo as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 7 | Appointment of Mr. Yann Delabrière as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 8 | Re-appointment of Ms. Heleen Kersten as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 9 | Re-appointment of Mr. Alessandro Rivera
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 10 | Re-appointment of Mr. Frédéric Sanchez as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 11 | Re-appointment of Mr. Maurizio Tamagnini
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 12 | Authorization to the Managing Board, until
the conclusion of the 2021 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board (voting item) | Management | For | For | For |
| 13A | Regular delegation to the Supervisory
Board of the authority to issue new common
and preference shares, to grant rights to
subscribe for such shares, and to limit
and/or exclude existing shareholders' pre-
emptive rights on common shares, until the
conclusion of the 2021 AGM (voting item) | Management | For | For | For |
| 13B | Specific delegation for purposes of mergers
and acquisitions to the Supervisory Board
of the authority to issue new common
shares, to grant rights to subscribe for such
shares, and to limit and/or exclude existing
shareholders' pre-emptive rights on
common shares, until the conclusion of the
2021 AGM (voting item) | Management | For | For | For |
| |
| STMICROELECTRONICS N.V. |
| Security | 861012102 | | Meeting Type | Annual |
| Ticker Symbol | STM | | Meeting Date | 17-Jun-2020 |
| ISIN | US8610121027 | | Agenda | 935226678 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 4A | Remuneration Report (advisory vote) | Management | For | For | For |
| 4B | Adoption of the Remuneration Policy for the
Supervisory Board (voting item) | Management | For | For | For |
| 4C | Adoption of a new Remuneration Policy for
the Managing Board (voting item) | Management | For | For | For |
| 4D | Adoption of the Company's annual accounts
for its 2019 financial year (voting item) | Management | For | For | For |
| 4E | Adoption of a dividend (voting item) | Management | For | For | For |
| 4F | Discharge of the sole member of the
Managing Board (voting item) | Management | For | For | For |
| 4G | Discharge of the members of the
Supervisory Board (voting item) | Management | For | For | For |
| 4H | Re-appointment of EY as external auditor
for the 2020, 2021, 2022 and 2023 financial
years (voting item) | Management | For | For | For |
| 5 | Approval of the stock-based portion of the
compensation of the President and CEO
(voting item) | Management | For | For | For |
| 6 | Appointment of Ms. Ana de Pro Gonzalo as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 7 | Appointment of Mr. Yann Delabrière as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 8 | Re-appointment of Ms. Heleen Kersten as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 9 | Re-appointment of Mr. Alessandro Rivera
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 10 | Re-appointment of Mr. Frédéric Sanchez as
member of the Supervisory Board (voting
item) | Management | For | For | For |
| 11 | Re-appointment of Mr. Maurizio Tamagnini
as member of the Supervisory Board
(voting item) | Management | For | For | For |
| 12 | Authorization to the Managing Board, until
the conclusion of the 2021 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board (voting item) | Management | For | For | For |
| 13A | Regular delegation to the Supervisory
Board of the authority to issue new common
and preference shares, to grant rights to
subscribe for such shares, and to limit
and/or exclude existing shareholders' pre-
emptive rights on common shares, until the
conclusion of the 2021 AGM (voting item) | Management | For | For | For |
| 13B | Specific delegation for purposes of mergers
and acquisitions to the Supervisory Board
of the authority to issue new common
shares, to grant rights to subscribe for such
shares, and to limit and/or exclude existing
shareholders' pre-emptive rights on
common shares, until the conclusion of the
2021 AGM (voting item) | Management | For | For | For |
| |
| PT TELKOM INDONESIA (PERSERO) TBK |
| Security | 715684106 | | Meeting Type | Annual |
| Ticker Symbol | TLK | | Meeting Date | 19-Jun-2020 |
| ISIN | US7156841063 | | Agenda | 935235413 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Company's Annual Report
for Financial Year of 2019, including the
Board of Commissioner's Supervision Duty
Performance Report. | Management | For | For | For |
| 2. | Ratification of the Company's Financial
Statement and Annual Report of
Partnerships and Community Development
Program for Financial Year of 2019 and the
Acquittal and Discharge of the Members of
the Board of Directors' and Board of
Commissioners' members. | Management | For | For | For |
| 3. | Determination on Utilization of the
Company's Net Profit for Financial Year of
2019. | Management | For | For | For |
| 4. | Determination of Remuneration for the
Members of the Board of Directors' and
Board of Commissioners for Financial Year
of 2019. | Management | For | For | For |
| 5. | Appointment of Public Accounting Firm to
audit the Company's Financial Statement
for Financial Year of 2020, including
Internal Control Audit over Financial
Reporting, and the Appointment of Public
Accounting Firm to audit the Financial
Statement of the Partnership and
Community Development Program for
Financial Year of 2020. | Management | For | For | For |
| 6. | Changes to the Management of the
Company. | Management | For | For | For |
| |
| SONY CORPORATION |
| Security | 835699307 | | Meeting Type | Annual |
| Ticker Symbol | SNE | | Meeting Date | 26-Jun-2020 |
| ISIN | US8356993076 | | Agenda | 935221717 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To amend a part of the Articles of
Incorporation. | Management | For | For | For |
| 2A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 2B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 2C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 2D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 2E. | Election of Director: Kazuo Matsunaga | Management | For | For | For |
| 2F. | Election of Director: Toshiko Oka | Management | For | For | For |
| 2G. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 2H. | Election of Director: Wendy Becker | Management | For | For | For |
| 2I. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 2J. | Election of Director: Adam Crozier | Management | For | For | For |
| 2K. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 2L. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | For |
| 3. | To issue Stock Acquisition Rights for the
purpose of granting stock options. | Management | Against | For | Against |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 26-Jun-2020 |
| ISIN | US5004723038 | | Agenda | 935234411 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Proposal to adopt a dividend of EUR 0.85
per common share, in shares only, against
the net income for 2019. | Management | For | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Jane K. Carten, President
