UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05071
SATURNA INVESTMENT TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Elliot S. Cohen
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant's Telephone Number — (360) 734-9900
Date of fiscal year end: November 30, 2023
Date of reporting period: June 30, 2023
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | |||||||
| ISIN | US0028241000 | Agenda | 935777865 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: R. J. Alpern | Management | For | For | For | |||||
| 1b. | Election of Director: C. Babineaux-Fontenot | Management | For | For | For | |||||
| 1c. | Election of Director: S. E. Blount | Management | For | For | For | |||||
| 1d. | Election of Director: R. B. Ford | Management | For | For | For | |||||
| 1e. | Election of Director: P. Gonzalez | Management | For | For | For | |||||
| 1f. | Election of Director: M. A. Kumbier | Management | For | For | For | |||||
| 1g. | Election of Director: D. W. McDew | Management | For | For | For | |||||
| 1h. | Election of Director: N. McKinstry | Management | Against | For | Against | |||||
| 1i. | Election of Director: M. G. O'Grady | Management | For | For | For | |||||
| 1j. | Election of Director: M. F. Roman | Management | Against | For | Against | |||||
| 1k. | Election of Director: D. J. Starks | Management | For | For | For | |||||
| 1l. | Election of Director: J. G. Stratton | Management | For | For | For | |||||
| 2. | Ratification of Ernst & Young LLP As Auditors | Management | Against | For | Against | |||||
| 3. | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Management | For | For | For | |||||
| 4. | Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal - Special Shareholder Meeting Threshold | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal - Lobbying Disclosure | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal - Incentive Compensation | Shareholder | Against | Against | For | |||||
| ADOBE INC. | ||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US00724F1012 | Agenda | 935770126 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | For | |||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | For | |||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | Against | For | Against | |||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | For | |||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | For | |||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | For | |||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | For | |||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | For | |||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | For | |||||
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | Against | For | Against | |||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | For | |||||
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | For | |||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | For | For | |||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | For | |||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | Against | |||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | For | Against | Against | |||||
| ADVANCED MICRO DEVICES, INC. | ||||||||||
| Security | 007903107 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMD | Meeting Date | 18-May-2023 | |||||||
| ISIN | US0079031078 | Agenda | 935797728 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Nora M. Denzel | Management | For | For | For | |||||
| 1b. | Election of Director: Mark Durcan | Management | For | For | For | |||||
| 1c. | Election of Director: Michael P. Gregoire | Management | For | For | For | |||||
| 1d. | Election of Director: Joseph A. Householder | Management | For | For | For | |||||
| 1e. | Election of Director: John W. Marren | Management | For | For | For | |||||
| 1f. | Election of Director: Jon A. Olson | Management | For | For | For | |||||
| 1g. | Election of Director: Lisa T. Su | Management | For | For | For | |||||
| 1h. | Election of Director: Abhi Y. Talwalkar | Management | For | For | For | |||||
| 1i. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||||
| 2. | Approve of the Advanced Micro Devices, Inc. 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||
| 4. | Advisory vote to approve the executive compensation of our named executive officers. | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| ALBEMARLE CORPORATION | ||||||||||
| Security | 012653101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ALB | Meeting Date | 02-May-2023 | |||||||
| ISIN | US0126531013 | Agenda | 935783349 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve for the ensuing year: M. Lauren Brlas | Management | For | For | For | |||||
| 1b. | Election of Director to serve for the ensuing year: Ralf H. Cramer | Management | For | For | For | |||||
| 1c. | Election of Director to serve for the ensuing year: J. Kent Masters, Jr. | Management | For | For | For | |||||
| 1d. | Election of Director to serve for the ensuing year: Glenda J. Minor | Management | For | For | For | |||||
| 1e. | Election of Director to serve for the ensuing year: James J. O'Brien | Management | For | For | For | |||||
| 1f. | Election of Director to serve for the ensuing year: Diarmuid B. O'Connell | Management | For | For | For | |||||
| 1g. | Election of Director to serve for the ensuing year: Dean L. Seavers | Management | For | For | For | |||||
| 1h. | Election of Director to serve for the ensuing year: Gerald A. Steiner | Management | For | For | For | |||||
| 1i. | Election of Director to serve for the ensuing year: Holly A. Van Deursen | Management | For | For | For | |||||
| 1j. | Election of Director to serve for the ensuing year: Alejandro D. Wolff | Management | For | For | For | |||||
| 2. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To vote on a non-binding advisory resolution recommending the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| 5. | To approve the 2023 Stock Compensation and Deferral Election Plan for Non- Employee Directors. | Management | For | For | For | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Larry Page | Management | Against | For | Against | |||||
| 1b. | Election of Director: Sergey Brin | Management | Against | For | Against | |||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||
| 1f. | Election of Director: R. Martin "Marty" Ch´vez | Management | For | For | For | |||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | For | |||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Ann Mather | Management | For | For | For | |||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | For | |||||
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | 3 Years | Against | |||||
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal regarding a congruency report | Shareholder | For | Against | Against | |||||
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | For | Against | Against | |||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | For | Against | Against | |||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | Against | For | |||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | Against | |||||
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | Against | |||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | Against | |||||
| 14. | Stockholder proposal regarding a content governance report | Shareholder | For | Against | Against | |||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | For | Against | Against | |||||
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | Against | For | |||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | Against | For | |||||
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against | Against | |||||
| AMAZON.COM, INC. | ||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | For | |||||
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | For | |||||
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | For | |||||
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | For | |||||
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | For | |||||
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | |||||
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | For | |||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | For | |||||
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For | |||||
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For | |||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | For | |||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Against | For | Against | |||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Against | For | Against | |||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For | |||||
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | For | |||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Against | Against | For | |||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Against | Against | For | |||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Against | Against | For | |||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Against | Against | For | |||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Against | Against | For | |||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | Against | For | |||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Against | Against | For | |||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Against | Against | For | |||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Against | Against | For | |||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | Against | For | |||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | Against | For | |||||
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | Against | For | |||||
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Against | Against | For | |||||
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | Against | For | |||||
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | Against | For | |||||
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Against | Against | For | |||||
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | Against | For | |||||
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a | Election of Director: James Bell | Management | For | For | For | |||||
| 1b | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1c | Election of Director: Al Gore | Management | For | For | For | |||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1e | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1f | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1g | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1h | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1i | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Against | For | |||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Against | For | |||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | For | Against | Against | |||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Against | For | |||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against | |||||
| BOSTON SCIENTIFIC CORPORATION | ||||||||||
| Security | 101137107 | Meeting Type | Annual | |||||||
| Ticker Symbol | BSX | Meeting Date | 04-May-2023 | |||||||
| ISIN | US1011371077 | Agenda | 935784860 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Nelda J. Connors | Management | For | For | For | |||||
| 1b. | Election of Director: Charles J. Dockendorff | Management | For | For | For | |||||
| 1c. | Election of Director: Yoshiaki Fujimori | Management | For | For | For | |||||
| 1d. | Election of Director: Edward J. Ludwig | Management | For | For | For | |||||
| 1e. | Election of Director: Michael F. Mahoney | Management | For | For | For | |||||
| 1f. | Election of Director: David J. Roux | Management | For | For | For | |||||
| 1g. | Election of Director: John E. Sununu | Management | For | For | For | |||||
| 1h. | Election of Director: David S. Wichmann | Management | For | For | For | |||||
| 1i. | Election of Director: Ellen M. Zane | Management | For | For | For | |||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | Against | For | Against | |||||
| CORTEVA INC. | ||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||
| ISIN | US22052L1044 | Agenda | 935773920 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | For | |||||
| 1b. | Election of Director: Klaus A. Engel | Management | For | For | For | |||||
| 1c. | Election of Director: David C. Everitt | Management | For | For | For | |||||
| 1d. | Election of Director: Janet P. Giesselman | Management | For | For | For | |||||
| 1e. | Election of Director: Karen H. Grimes | Management | For | For | For | |||||
| 1f. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||
| 1g. | Election of Director: Rebecca B. Liebert | Management | For | For | For | |||||
| 1h. | Election of Director: Marcos M. Lutz | Management | For | For | For | |||||
| 1i. | Election of Director: Charles V. Magro | Management | For | For | For | |||||
| 1j. | Election of Director: Nayaki R. Nayyar | Management | For | For | For | |||||
| 1k. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1l. | Election of Director: Kerry J. Preete | Management | For | For | For | |||||
| 1m. | Election of Director: Patrick J. Ward | Management | For | For | For | |||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| COSTCO WHOLESALE CORPORATION | ||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||
| Ticker Symbol | COST | Meeting Date | 19-Jan-2023 | |||||||
| ISIN | US22160K1051 | Agenda | 935745933 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Susan L. Decker | Management | For | For | For | |||||
| 1b. | Election of Director: Kenneth D. Denman | Management | For | For | For | |||||
| 1c. | Election of Director: Richard A. Galanti | Management | For | For | For | |||||
| 1d. | Election of Director: Hamilton E. James | Management | For | For | For | |||||
| 1e. | Election of Director: W. Craig Jelinek | Management | For | For | For | |||||
| 1f. | Election of Director: Sally Jewell | Management | For | For | For | |||||
| 1g. | Election of Director: Charles T. Munger | Management | For | For | For | |||||
| 1h. | Election of Director: Jeffrey S. Raikes | Management | For | For | For | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: Ron M. Vachris | Management | For | For | For | |||||
| 1k. | Election of Director: Maggie Wilderotter | Management | For | For | For | |||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | For | |||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 4. | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. | Shareholder | Against | Against | For | |||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||
| Ticker Symbol | EW | Meeting Date | 11-May-2023 | |||||||
| ISIN | US28176E1082 | Agenda | 935792261 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | For | |||||
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | For | |||||
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | For | |||||
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | For | |||||
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | For | |||||
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | For | |||||
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | For | |||||
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | For | |||||
| 1.9 | Election of Director: Bernard J. Zovighian | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 5. | Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers | Management | For | For | For | |||||
| 6. | Stockholder Proposal regarding Independent Board Chairman Policy | Shareholder | For | Against | Against | |||||
| ELEVANCE HEALTH, INC. | ||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ELV | Meeting Date | 10-May-2023 | |||||||
| ISIN | US0367521038 | Agenda | 935797502 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Gail K. Boudreaux | Management | For | For | For | |||||
| 1b. | Election of Director: R. Kerry Clark | Management | For | For | For | |||||
| 1c. | Election of Director: Robert L. Dixon, Jr. | Management | For | For | For | |||||
| 1d. | Election of Director: Deanna D. Strable | Management | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | Against | For | Against | |||||
| 5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal requesting annual reporting from third parties seeking financial support. | Shareholder | Against | Against | For | |||||
| ENPHASE ENERGY, INC. | ||||||||||
| Security | 29355A107 | Meeting Date | Annual | |||||||
| Ticker Symbol | ENPH | Meeting Date | 17-May-2023 | |||||||
| ISIN | US29355A1079 | Agenda | 935812013 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Jamie Haenggi | For | For | For | ||||||
| 2 | Benjamin Kortlang | For | For | For | ||||||
| 3 | Richard Mora | For | For | For | ||||||
| 2. | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | Against | For | Against | |||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||
| Security | 438516106 | Meeting Date | Annual | |||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||
| ISIN | US4385161066 | Agenda | 935801200 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | For | |||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | For | |||||
| 1H. | Election of Director: Rose Lee | Management | For | For | For | |||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 1K. | Election of Director: Robin Watson | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 4. | Approval of Independent Accountants. | Management | For | For | For | |||||
| 5. | Shareowner Proposal - Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 6. | Shareowner Proposal - Environmental and Health Impact Report. | Shareholder | For | Against | Against | |||||
| HORIZON THERAPEUTICS PLC | ||||||||||
| Security | G46188101 | Meeting Date | Special | |||||||
| Ticker Symbol | HZNP | Meeting Date | 24-Feb-2023 | |||||||
| ISIN | IE00BQPVQZ61 | Agenda | 935761622 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Ordinary Resolution to approve the Scheme of Arrangement and authorize the directors of Horizon to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect. | Management | For | For | For | |||||
| 2. | Special Resolution to amend the articles of association of Horizon so that any Horizon Shares that are issued on or after the Voting Record Time to persons other than Acquirer Sub or its nominee(s) will either be subject to the terms of the Scheme of Arrangement or be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the Scheme Consideration. | Management | For | For | For | |||||
| 3. | Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between Horizon and its named executive officers relating to the Transaction. | Management | For | For | For | |||||
| 4. | Ordinary Resolution to approve any motion by the Chairman to adjourn the EGM or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the EGM to approve resolutions 1 and 2. | Management | For | For | For | |||||
| HORIZON THERAPEUTICS PLC | ||||||||||
| Security | G46188111 | Meeting Date | Special | |||||||
| Ticker Symbol | Meeting Date | 24-Feb-2023 | ||||||||
| ISIN | Agenda | 935761634 - Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | That the Scheme of Arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court be agreed to. | Management | For | For | For | |||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||
| Security | G51502105 | Meeting Date | Annual | |||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | For | |||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | For | |||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | For | |||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | For | |||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | For | |||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | For | |||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | For | |||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | For | |||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | For | |||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | For | |||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | For | |||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | |||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | For | |||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | For | |||||
| LOWE'S COMPANIES, INC. | ||||||||||
| Security | 548661107 | Meeting Date | Annual | |||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||
| ISIN | US5486611073 | Agenda | 935817190 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Raul Alvarez | For | For | For | ||||||
| 2 | David H. Batchelder | For | For | For | ||||||
| 3 | Scott H. Baxter | Withheld | For | Against | ||||||
| 4 | Sandra B. Cochran | For | For | For | ||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||
| 7 | Marvin R. Ellison | For | For | For | ||||||
| 8 | Daniel J. Heinrich | For | For | For | ||||||
| 9 | Brian C. Rogers | For | For | For | ||||||
| 10 | Bertram L. Scott | For | For | For | ||||||
| 11 | Colleen Taylor | For | For | For | ||||||
| 12 | Mary Beth West | For | For | For | ||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | For | Against | Against | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Date | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US5500211090 | Agenda | 935847600 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class I Director: Michael Casey | Management | Against | For | Against | |||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | 1 Year | None | ||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| MASTERCARD INCORPORATED | ||||||||||
| Security | 57636Q104 | Meeting Date | Annual | |||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | Against | For | Against | |||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | For | |||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | For | |||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | For | |||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | For | |||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | For | |||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | For | |||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | Against | For | |||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | Against | For | |||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | Against | For | |||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | Against | For | |||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | Against | For | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Date | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1c. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1h. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | |||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | Against | |||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | For | Against | Against | |||||
| MONOLITHIC POWER SYSTEMS, INC. | ||||||||||
| Security | 609839105 | Meeting Date | Annual | |||||||
| Ticker Symbol | MPWR | Meeting Date | 15-Jun-2023 | |||||||
| ISIN | US6098391054 | Agenda | 935853069 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director: Victor K. Lee | Management | For | For | For | |||||
| 1.2 | Election of Director: James C. Moyer | Management | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | Approve, on an advisory basis, the 2022 executive compensation. | Management | Against | For | Against | |||||
| 4. | Recommend, on an advisory basis, the frequency of future advisory votes on the executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Approve the amendment and restatement of the Monolithic Power Systems, Inc. 2004 Employee Stock Purchase Plan. | Management | For | For | For | |||||
| MONSTER BEVERAGE CORPORATION | ||||||||||
| Security | 61174X109 | Meeting Date | Annual | |||||||
| Ticker Symbol | MNST | Meeting Date | 22-Jun-2023 | |||||||
| ISIN | US61174X1090 | Agenda | 935852485 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Rodney C. Sacks | For | For | For | ||||||
| 2 | Hilton H. Schlosberg | For | For | For | ||||||
| 3 | Mark J. Hall | Withheld | For | Against | ||||||
| 4 | Ana Demel | For | For | For | ||||||
| 5 | James L. Dinkins | For | For | For | ||||||
| 6 | Gary P. Fayard | For | For | For | ||||||
| 7 | Tiffany M. Hall | For | For | For | ||||||
| 8 | Jeanne P. Jackson | For | For | For | ||||||
| 9 | Steven G. Pizula | For | For | For | ||||||
| 10 | Mark S. Vidergauz | For | For | For | ||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | Proposal to approve, on a non-binding, advisory basis, the frequency with which stockholders will approve the compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 5. | Proposal to approve the amendment and restatement of the Amended and Restated Certificate of Incorporation of the Company, as amended, to increase the number of authorized shares of common stock, par value $0.005 per share, from 1,250,000,000 shares to 5,000,000,000 shares. | Management | For | For | For | |||||
| 6. | Proposal to approve the amendment and restatement of the Amended and Restated Certificate of Incorporation of the Company, as amended, to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | For | |||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||
| Security | 620076307 | Meeting Date | Annual | |||||||
| Ticker Symbol | MSI | Meeting Date | 16-May-2023 | |||||||
| ISIN | US6200763075 | Agenda | 935792211 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a one-year term: Gregory Q. Brown | Management | For | For | For | |||||
| 1b. | Election of Director for a one-year term: Kenneth D. Denman | Management | For | For | For | |||||
| 1c. | Election of Director for a one-year term: Egon P. Durban | Management | For | For | For | |||||
| 1d. | Election of Director for a one-year term: Ayanna M. Howard | Management | For | For | For | |||||
| 1e. | Election of Director for a one-year term: Clayton M. Jones | Management | For | For | For | |||||
| 1f. | Election of Director for a one-year term: Judy C. Lewent | Management | For | For | For | |||||
| 1g. | Election of Director for a one-year term: Gregory K. Mondre | Management | For | For | For | |||||
| 1h. | Election of Director for a one-year term: Joseph M. Tucci | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Management | For | For | For | |||||
| 3. | Advisory Approval of the Company's Executive Compensation. | Management | Against | For | Against | |||||
| 4. | Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| NIKE, INC. | ||||||||||
| Security | 654106103 | Meeting Date | Annual | |||||||
| Ticker Symbol | NKE | Meeting Date | 09-Sep-2022 | |||||||
| ISIN | US6541061031 | Agenda | 935692803 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | Withheld | For | Against | |||||
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | For | |||||
| 1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | For | |||||
| 2. | To approve executive compensation by an advisory vote. | Management | Against | For | Against | |||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | |||||
| 4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | Management | For | For | For | |||||
| 5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| NVIDIA CORPORATION | ||||||||||
| Security | 67066G104 | Meeting Date | Annual | |||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||
| ISIN | US67066G1040 | Agenda | 935863224 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Robert K. Burgess | Management | For | For | For | |||||
| 1b. | Election of Director: Tench Coxe | Management | For | For | For | |||||
| 1c. | Election of Director: John O. Dabiri | Management | For | For | For | |||||
| 1d. | Election of Director: Persis S. Drell | Management | For | For | For | |||||
| 1e. | Election of Director: Jen-Hsun Huang | Management | For | For | For | |||||
| 1f. | Election of Director: Dawn Hudson | Management | For | For | For | |||||
| 1g. | Election of Director: Harvey C. Jones | Management | For | For | For | |||||
| 1h. | Election of Director: Michael G. McCaffery | Management | For | For | For | |||||
| 1i. | Election of Director: Stephen C. Neal | Management | For | For | For | |||||
| 1j. | Election of Director: Mark L. Perry | Management | For | For | For | |||||
| 1k. | Election of Director: A. Brooke Seawell | Management | For | For | For | |||||
| 1l. | Election of Director: Aarti Shah | Management | For | For | For | |||||
| 1m. | Election of Director: Mark A. Stevens | Management | For | For | For | |||||
| 2. | Advisory approval of our executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | For | |||||
| O'REILLY AUTOMOTIVE, INC. | ||||||||||
| Security | 67103H107 | Meeting Date | Annual | |||||||
| Ticker Symbol | ORLY | Meeting Date | 18-May-2023 | |||||||
| ISIN | US67103H1077 | Agenda | 935808494 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: David O'Reilly | Management | Against | For | Against | |||||
| 1b. | Election of Director: Larry O'Reilly | Management | Against | For | Against | |||||
| 1c. | Election of Director: Greg Henslee | Management | For | For | For | |||||
| 1d. | Election of Director: Jay D. Burchfield | Management | Against | For | Against | |||||
| 1e. | Election of Director: Thomas T. Hendrickson | Management | For | For | For | |||||
| 1f. | Election of Director: John R. Murphy | Management | For | For | For | |||||
| 1g. | Election of Director: Dana M. Perlman | Management | For | For | For | |||||
| 1h. | Election of Director: Maria A. Sastre | Management | For | For | For | |||||
| 1i. | Election of Director: Andrea M. Weiss | Management | For | For | For | |||||
| 1j. | Election of Director: Fred Whitfield | Management | For | For | For | |||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future say on pay votes. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of appointment of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2023. | Management | Against | For | Against | |||||
| 5. | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | For | Against | Against | |||||
| ORACLE CORPORATION | ||||||||||
| Security | 68389X105 | Meeting Date | Annual | |||||||
| Ticker Symbol | ORCL | Meeting Date | 16-Nov-2022 | |||||||
| ISIN | US68389X1054 | Agenda | 935715182 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Awo Ablo | For | For | For | ||||||
| 2 | Jeffrey S. Berg | For | For | For | ||||||
| 3 | Michael J. Boskin | For | For | For | ||||||
| 4 | Safra A. Catz | For | For | For | ||||||
| 5 | Bruce R. Chizen | For | For | For | ||||||
| 6 | George H. Conrades | For | For | For | ||||||
| 7 | Lawrence J. Ellison | For | For | For | ||||||
| 8 | Rona A. Fairhead | For | For | For | ||||||
| 9 | Jeffrey O. Henley | For | For | For | ||||||
| 10 | Renee J. James | For | For | For | ||||||
| 11 | Charles W. Moorman | For | For | For | ||||||
| 12 | Leon E. Panetta | For | For | For | ||||||
| 13 | William G. Parrett | For | For | For | ||||||
| 14 | Naomi O. Seligman | For | For | For | ||||||
| 15 | Vishal Sikka | For | For | For | ||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of our Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| PAYPAL HOLDINGS, INC. | ||||||||||
| Security | 70450Y103 | Meeting Date | Annual | |||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||
| ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | For | |||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | For | |||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | For | |||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | For | |||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | For | |||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | For | |||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | For | |||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | For | |||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | For | |||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | For | |||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | For | Against | |||||
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | Against | For | Against | |||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | For | |||||
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Against | Against | For | |||||
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Against | Against | For | |||||
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | Against | For | |||||
| QUALCOMM INCORPORATED | ||||||||||
| Security | 747525103 | Meeting Date | Annual | |||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | US7475251036 | Agenda | 935757281 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | For | For | For | |||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | For | For | For | |||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | For | For | For | |||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | For | For | For | |||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | For | For | For | |||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | For | For | For | |||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | For | For | For | |||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | For | For | For | |||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | For | For | For | |||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire | Management | For | For | For | |||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | For | For | For | |||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | For | Against | |||||
| RPM INTERNATIONAL INC. | ||||||||||
| Security | 749685103 | Meeting Date | Annual | |||||||
| Ticker Symbol | RPM | Meeting Date | 06-Oct-2022 | |||||||
| ISIN | US7496851038 | Agenda | 935703808 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Kirkland B. Andrews | For | For | For | ||||||
| 2 | Ellen M. Pawlikowski | For | For | For | ||||||
| 3 | Frank C. Sullivan | For | For | For | ||||||
| 4 | Elizabeth F. Whited | For | For | For | ||||||
| 2. | Approve the Company's executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||||
| STRYKER CORPORATION | ||||||||||
| Security | 863667101 | Meeting Date | Annual | |||||||
| Ticker Symbol | SYK | Meeting Date | 10-May-2023 | |||||||
| ISIN | US8636671013 | Agenda | 935785444 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Mary K. Brainerd | Management | For | For | For | |||||
| 1b. | Election of Director: Giovanni Caforio, M.D. | Management | Against | For | Against | |||||
| 1c. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For | |||||
| 1d. | Election of Director: Allan C. Golston | Management | For | For | For | |||||
| 1e. | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Management | For | For | For | |||||
| 1f. | Election of Director: Sherilyn S. McCoy (Lead Independent Director) | Management | For | For | For | |||||
| 1g. | Election of Director: Andrew K. Silvernail | Management | For | For | For | |||||
| 1h. | Election of Director: Lisa M. Skeete Tatum | Management | For | For | For | |||||
| 1i. | Election of Director: Ronda E. Stryker | Management | For | For | For | |||||
| 1j. | Election of Director: Rajeev Suri | Management | For | For | For | |||||
| 2. | Ratification of Appointment of Ernst & Young LLP as Our Independent Registered Public Accounting Firm for 2023. | Management | Against | For | Against | |||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal on Political Disclosure. | Shareholder | Against | Against | For | |||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||
| Security | 874054109 | Meeting Date | Annual | |||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2022 | |||||||
| ISIN | US8740541094 | Agenda | 935695366 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Strauss Zelnick | Management | For | For | For | |||||
| 1b. | Election of Director: Michael Dornemann | Management | For | For | For | |||||
| 1c. | Election of Director: J. Moses | Management | For | For | For | |||||
| 1d. | Election of Director: Michael Sheresky | Management | For | For | For | |||||
| 1e. | Election of Director: LaVerne Srinivasan | Management | For | For | For | |||||
| 1f. | Election of Director: Susan Tolson | Management | For | For | For | |||||
| 1g. | Election of Director: Paul Viera | Management | For | For | For | |||||
| 1h. | Election of Director: Roland Hernandez | Management | For | For | For | |||||
| 1i. | Election of Director: William "Bing" Gordon | Management | For | For | For | |||||
| 1j. | Election of Director: Ellen Siminoff | Management | For | For | For | |||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | For | |||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||
| Security | 882508104 | Meeting Date | Annual | |||||||
| Ticker Symbol | TXN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US8825081040 | Agenda | 935777120 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Mark A. Blinn | Management | For | For | For | |||||
| 1b. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||||
| 1c. | Election of Director: Janet F. Clark | Management | For | For | For | |||||
| 1d. | Election of Director: Carrie S. Cox | Management | For | For | For | |||||
| 1e. | Election of Director: Martin S. Craighead | Management | For | For | For | |||||
| 1f. | Election of Director: Curtis C. Farmer | Management | For | For | For | |||||
| 1g. | Election of Director: Jean M. Hobby | Management | For | For | For | |||||
| 1h. | Election of Director: Haviv Ilan | Management | For | For | For | |||||
| 1i. | Election of Director: Ronald Kirk | Management | For | For | For | |||||
| 1j. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||||
| 1k. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||||
| 1l. | Election of Director: Richard K. Templeton | Management | For | For | For | |||||
| 2. | Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. | Management | For | For | For | |||||
| 3. | Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 5. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 6. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal to report on due diligence efforts to trace end-user misuse of company products. | Shareholder | For | Against | Against | |||||
| THE TJX COMPANIES, INC. | ||||||||||
| Security | 872540109 | Meeting Date | Annual | |||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8725401090 | Agenda | 935847509 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | For | |||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||
| 1d. | Election of Director: David T. Ching | Management | For | For | For | |||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | For | |||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | For | |||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | For | |||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | For | For | |||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | Against | For | Against | |||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | For | Against | Against | |||||
| TRIMBLE INC. | ||||||||||
| Security | 896239100 | Meeting Date | Annual | |||||||
| Ticker Symbol | TRMB | Meeting Date | 01-Jun-2023 | |||||||
| ISIN | US8962391004 | Agenda | 935830059 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | James C. Dalton | For | For | For | ||||||
| 2 | Borje Ekholm | Withheld | For | Against | ||||||
| 3 | Ann Fandozzi | For | For | For | ||||||
| 4 | Kaigham (Ken) Gabriel | For | For | For | ||||||
| 5 | Meaghan Lloyd | For | For | For | ||||||
| 6 | Sandra MacQuillan | For | For | For | ||||||
| 7 | Robert G. Painter | For | For | For | ||||||
| 8 | Mark S. Peek | For | For | For | ||||||
| 9 | Thomas Sweet | For | For | For | ||||||
| 10 | Johan Wibergh | For | For | For | ||||||
| 2. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 3. | Advisory vote on the frequency of executive compensation votes | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| ZOETIS INC. | ||||||||||
| Security | 98978V103 | Meeting Date | Annual | |||||||
| Ticker Symbol | ZTS | Meeting Date | 18-May-2023 | |||||||
| ISIN | US98978V1035 | Agenda | 935801224 - Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Paul M. Bisaro | Management | For | For | For | |||||
| 1b. | Election of Director: Vanessa Broadhurst | Management | For | For | For | |||||
| 1c. | Election of Director: Frank A. D'Amelio | Management | For | For | For | |||||
| 1d. | Election of Director: Michael B. McCallister | Management | For | For | For | |||||
| 1e. | Election of Director: Gregory Norden | Management | For | For | For | |||||
| 1f. | Election of Director: Louise M. Parent | Management | For | For | For | |||||
| 1g. | Election of Director: Kristin C. Peck | Management | For | For | For | |||||
| 1h. | Election of Director: Robert W. Scully | Management | For | For | For | |||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | For | For | |||||
| 5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | Against | For | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| ACCENTURE PLC | ||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ACN | Meeting Date | 01-Feb-2023 | |||||||
| ISIN | IE00B4BNMY34 | Agenda | 935750174 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Appointment of Director: Jaime Ardila | Management | For | For | For | |||||
| 1b. | Appointment of Director: Nancy McKinstry | Management | For | For | For | |||||
| 1c. | Appointment of Director: Beth E. Mooney | Management | For | For | For | |||||
| 1d. | Appointment of Director: Gilles C. Pélisson | Management | For | For | For | |||||
| 1e. | Appointment of Director: Paula A. Price | Management | For | For | For | |||||
| 1f. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | For | |||||
| 1g. | Appointment of Director: Arun Sarin | Management | For | For | For | |||||
| 1h. | Appointment of Director: Julie Sweet | Management | For | For | For | |||||
| 1i. | Appointment of Director: Tracey T. Travis | Management | For | For | For | |||||
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | For | |||||
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | For | |||||
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | For | |||||
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| AGNICO EAGLE MINES LIMITED | ||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||
| Ticker Symbol | AEM | Meeting Date | 28-Apr-2023 | |||||||
| ISIN | CA0084741085 | Agenda | 935809903 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | Leona Aglukkaq | For | For | For | ||||||
| 2 | Ammar Al-Joundi | For | For | For | ||||||
| 3 | Sean Boyd | For | For | For | ||||||
| 4 | Martine A. Celej | For | For | For | ||||||
| 5 | Robert J. Gemmell | For | For | For | ||||||
| 6 | Jonathan Gill | For | For | For | ||||||
| 7 | Peter Grosskopf | For | For | For | ||||||
| 8 | Elizabeth Lewis-Gray | For | For | For | ||||||
| 9 | Deborah McCombe | For | For | For | ||||||
| 10 | Jeffrey Parr | For | For | For | ||||||
| 11 | J. Merfyn Roberts | For | For | For | ||||||
| 12 | Jamie C. Sokalsky | For | For | For | ||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | For | |||||
| 3 | Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | For | |||||
| ALCON INC. | ||||||||||
| Security | H01301128 | Meeting Type | Annual | |||||||
| Ticker Symbol | ALC | Meeting Date | 05-May-2023 | |||||||
| ISIN | CH0432492467 | Agenda | 935793643 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2022 | Management | For | For | For | |||||
| 2. | Discharge of the members of the Board of Directors and the members of the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2022 | Management | For | For | For | |||||
| 4a. | Consultative vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 4b. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 4c. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | Management | For | For | For | |||||
| 5a. | Re-election of F. Michael Ball(as Member of the Board of Directors and chair) | Management | For | For | For | |||||
| 5b. | Re-election of Lynn D. Bleil (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5c. | Re-election of Raquel C. Bono (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5d. | Re-election of Arthur Cummings (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5e. | Re-election of David J. Endicott (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5f. | Re-election of Thomas Glanzmann (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5g. | Re-election of D. Keith Grossman (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5h. | Re-election of Scott Maw (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5i. | Re-election of Karen May (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5j. | Re-election of Ines Pöschel (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5k. | Re-election of Dieter Spälti (as Member of the Board of Directors) | Management | For | For | For | |||||
| 6a. | Re-elections of the members of the Compensation Committee: Thomas Glanzmann | Management | For | For | For | |||||
| 6b. | Re-elections of the members of the Compensation Committee: Scott Maw | Management | For | For | For | |||||
| 6c. | Re-elections of the members of the Compensation Committee: Karen May | Management | For | For | For | |||||
| 6d. | Re-elections of the members of the Compensation Committee: Ines Pöschel | Management | For | For | For | |||||
| 7. | Re-election of the independent representative | Management | For | For | For | |||||
| 8. | Re-election of the statutory auditors | Management | For | For | For | |||||
| 9a. | Amendments to the Articles of Incorporation: Deletion of current Article 4a and introduction of a capital range (new Article 4a) | Management | For | For | For | |||||
| 9b. | Amendments to the Articles of Incorporation: Introduction of a conditional share capital (new Article 4b) | Management | For | For | For | |||||
| 9c. | Amendments to the Articles of Incorporation: Share capital (Article 4 and new Article 4c) | Management | For | For | For | |||||
| 9d. | Amendments to the Articles of Incorporation: Shareholders matters (Articles 9, 10 para. 2, 11 para. 1, 12, 17, 18 and 38) | Management | For | For | For | |||||
| 9e. | Amendments to the Articles of Incorporation: Board of Directors and related topics (Articles 22 and 24 para. 1) | Management | For | For | For | |||||
| 9f. | Amendments to the Articles of Incorporation: Compensation and related topics (Articles 29 para. 4, 30, 33 and 34 para. 3 and para. 4) | Management | For | For | For | |||||
| 10. | General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote AGAINST, you will be voting against the new agenda items or proposals. *** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Abstain | For | Against | |||||
| ALCON INC. | ||||||||||
| Security | H01301128 | Meeting Type | Annual | |||||||
| Ticker Symbol | ALC | Meeting Date | 05-May-2023 | |||||||
| ISIN | CH0432492467 | Agenda | 935839603 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2022 | Management | For | For | For | |||||
| 2. | Discharge of the members of the Board of Directors and the members of the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2022 | Management | For | For | For | |||||
| 4a. | Consultative vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 4b. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 4c. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | Management | For | For | For | |||||
| 5a. | Re-election of F. Michael Ball(as Member of the Board of Directors and Chair) | Management | For | For | For | |||||
| 5b. | Re-election of Lynn D. Bleil (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5c. | Re-election of Raquel C. Bono (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5d. | Re-election of Arthur Cummings (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5e. | Re-election of David J. Endicott (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5f. | Re-election of Thomas Glanzmann (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5g. | Re-election of D. Keith Grossman (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5h. | Re-election of Scott Maw (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5i. | Re-election of Karen May (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5j. | Re-election of Ines Pöschel (as Member of the Board of Directors) | Management | For | For | For | |||||
| 5k. | Re-election of Dieter Spälti (as Member of the Board of Directors) | Management | For | For | For | |||||
| 6a. | Re-elections of the members of the Compensation Committee: Thomas Glanzmann | Management | For | For | For | |||||
| 6b. | Re-elections of the members of the Compensation Committee: Scott Maw | Management | For | For | For | |||||
| 6c. | Re-elections of the members of the Compensation Committee: Karen May | Management | For | For | For | |||||
| 6d. | Re-elections of the members of the Compensation Committee: Ines Pöschel | Management | For | For | For | |||||
| 7. | Re-election of the independent representative | Management | For | For | For | |||||
| 8. | Re-election of the statutory auditors | Management | For | For | For | |||||
| 9a. | Amendments to the Articles of Incorporation: Deletion of current Article 4a and introduction of a capital range (new Article 4a) | Management | For | For | For | |||||
| 9b. | Amendments to the Articles of Incorporation: Introduction of a conditional share capital (new Article 4b) | Management | For | For | For | |||||
| 9c. | Amendments to the Articles of Incorporation: Share capital (Article 4 and new Article 4c) | Management | For | For | For | |||||
| 9d. | Amendments to the Articles of Incorporation: Shareholders matters (Articles 9, 10 para. 2, 11 para. 1, 12, 17, 18 and 38) | Management | For | For | For | |||||
| 9e. | Amendments to the Articles of Incorporation: Board of Directors and related topics (Articles 22 and 24 para. 1) | Management | For | For | For | |||||
| 9f. | Amendments to the Articles of Incorporation: Compensation and related topics (Articles 29 para. 4, 30, 33 and 34 para. 3 and para. 4) | Management | For | For | For | |||||
| 10. | General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote AGAINST, you will be voting against the new agenda items or proposals. *** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Abstain | For | Against | |||||
| ALFEN N.V. | ||||||||||
| Security | N0227W101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 21-Nov-2022 | ||||||||
| ISIN | NL0012817175 | Agenda | 716153565 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2. | CHANGE TO THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MS. JEANINE VAN DER VLIST AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 3. | CLOSING | Non-Voting | ||||||||
| ALFEN N.V. | ||||||||||
| Security | N0227W101 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 06-Apr-2023 | ||||||||
| ISIN | NL0012817175 | Agenda | 716700023 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2.a. | 2022 ANNUAL REPORT: REPORT OF THE MANAGEMENT BOARD FOR 2022 | Non-Voting | ||||||||
| 2.b. | 2022 ANNUAL REPORT: REMUNERATION REPORT FOR 2022 (ADVISORY VOTE) | Management | For | For | For | |||||
| 2.c. | 2022 ANNUAL REPORT: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2022 AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | For | For | For | |||||
| 3.a. | RESERVATION AND DIVIDEND: EXPLANATION OF DIVIDEND AND RESERVE POLICY | Non-Voting | ||||||||
| 3.b. | RESERVATION AND DIVIDEND: EXPLANATION OF RESERVATION OF PROFITS FOR 2022 | Non-Voting | ||||||||
| 4.a. | DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD FROM LIABILITY FOR THE EXERCISE OF THEIR DUTIES: PROPOSAL TO DISCHARGE THE MEMBERS OF THE MANAGEMENT BOARD FROM LIABILITY | Management | For | For | For | |||||
| 4.b. | DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD FROM LIABILITY FOR THE EXERCISE OF THEIR DUTIES: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | For | For | For | |||||
| 5. | PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 6. | CHANGES TO CORPORATE GOVERNANCE | Non-Voting | ||||||||
| 7.a. | AUTHORITIES OF THE MANAGEMENT BOARD: PROPOSAL TO EXTEND THE DESIGNATION OF THE MANAGEMENT BOARD AS THE COMPETENT BODY TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS FOR A PERIOD OF 18 MONTHS | Management | For | For | For | |||||
| 7.b. | AUTHORITIES OF THE MANAGEMENT BOARD: PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD TO CAUSE THE COMPANY TO ACQUIRE OWN SHARES FOR A PERIOD OF 18 MONTHS | Management | For | For | For | |||||
| 8. | PROPOSAL TO APPOINT PWC AS THE EXTERNAL AUDITOR FOR 2024 | Management | For | For | For | |||||
| 9. | ANY OTHER BUSINESS | Non-Voting | ||||||||
| 10. | CLOSING | Non-Voting | ||||||||
| ASML HOLDINGS N.V. | ||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||
| Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | USN070592100 | Agenda | 935815932 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | For | For | |||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | For | For | |||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | For | For | |||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | For | For | |||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | For | For | |||||
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | For | |||||
| 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | For | For | |||||
| 6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | For | For | |||||
| 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | For | For | |||||
| 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | For | For | |||||
| 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | For | For | |||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | For | |||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | For | For | For | |||||
| 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | For | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935796841 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935820793 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| BARRICK GOLD CORPORATION | ||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOLD | Meeting Date | 02-May-2023 | |||||||
| ISIN | CA0679011084 | Agenda | 935799974 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | D. M. Bristow | For | For | For | ||||||
| 2 | H. Cai | For | For | For | ||||||
| 3 | G. A. Cisneros | For | For | For | ||||||
| 4 | C. L. Coleman | For | For | For | ||||||
| 5 | I. A. Costantini | For | For | For | ||||||
| 6 | J. M. Evans | For | For | For | ||||||
| 7 | B. L. Greenspun | For | For | For | ||||||
| 8 | J. B. Harvey | For | For | For | ||||||
| 9 | A. N. Kabagambe | For | For | For | ||||||
| 10 | A. J. Quinn | For | For | For | ||||||
| 11 | M. L. Silva | For | For | For | ||||||
| 12 | J. L. Thornton | For | For | For | ||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | For | |||||
| 3 | Advisory resolution on approach to executive compensation. | Management | For | For | For | |||||
| BHP GROUP LTD | ||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BHP | Meeting Date | 10-Nov-2022 | |||||||
| ISIN | US0886061086 | Agenda | 935721678 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | To elect Michelle Hinchliffe as a Director of BHP | Management | For | For | For | |||||
| 3. | To elect Catherine Tanna as a Director of BHP | Management | For | For | For | |||||
| 4. | To re-elect Terry Bowen as a Director of BHP | Management | For | For | For | |||||
| 5. | To re-elect Xiaoqun Clever as a Director of BHP | Management | For | For | For | |||||
| 6. | To re-elect Ian Cockerill as a Director of BHP | Management | For | For | For | |||||
| 7. | To re-elect Gary Goldberg as a Director of BHP | Management | For | For | For | |||||
| 8. | To re-elect Ken MacKenzie as a Director of BHP | Management | For | For | For | |||||
| 9. | To re-elect Christine O'Reilly as a Director of BHP | Management | For | For | For | |||||
| 10. | To re-elect Dion Weisler as a Director of BHP | Management | For | For | For | |||||
| 11. | Adoption of the Remuneration Report | Management | For | For | For | |||||
| 12. | Approval of equity grants to the Chief Executive Officer | Management | For | For | For | |||||
| 13. | Amendment to the constitution | Shareholder | For | Against | Against | |||||
| 14. | Policy advocacy | Shareholder | For | Against | Against | |||||
| 15. | Climate accounting and audit | Shareholder | For | Against | Against | |||||
| BIONTECH SE | ||||||||||
| Security | 09075V102 | Meeting Type | Annual | |||||||
| Ticker Symbol | BNTX | Meeting Date | 25-May-2023 | |||||||
| ISIN | US09075V1026 | Agenda | 935849197 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2 | Resolution on the appropriation of the balance sheet profit for the financial year 2021. | Management | For | For | For | |||||
| 3 | Resolution on the appropriation of the balance sheet profit for the financial year 2022. | Management | For | For | For | |||||
| 4 | Resolution on the approval of the actions of the Management Board. | Management | For | For | For | |||||
| 5 | Resolution on the approval of the actions of the Supervisory Board. | Management | For | For | For | |||||
| 6 | Resolution on the appointment of the auditor of the financial statements and the auditor of the consolidated financial statements for the financial year 2023 as well as the auditor for a possible audit or audit review of interim reports. | Management | For | For | For | |||||
| 7 | Resolution on the approval of the remuneration report. | Management | For | For | For | |||||
| 8.1 | Election to the Supervisory Board: Baroness Nicola Blackwood | Management | Against | For | Against | |||||
| 8.2 | Election to the Supervisory Board: Ulrich Wandschneider, Ph.D. | Management | For | For | For | |||||
| 8.3 | Election to the Supervisory Board: Mr. Michael Motschmann | Management | For | For | For | |||||
| 9 | Resolution on the Amendment to Sec. 16 para. 5 of the Articles of Association to authorise the Management Board to provide for the holding of a virtual Annual General Meeting. | Management | For | For | For | |||||
| 10 | Resolution on the Amendment to Sec. 16 para. 4 of the Articles of Association on the participation of members of the Supervisory Board in the Annual General Meeting by means of video and audio transmission. | Management | For | For | For | |||||
| 11a | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Idar- Oberstein Services GmbH as dependent company. | Management | For | For | For | |||||
| 11b | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and NT Security and Services GmbH as dependent company. | Management | For | For | For | |||||
| 11c | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech BioNTainer Holding GmbH as dependent company. | Management | For | For | For | |||||
| 11d | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Individualized mRNA Manufacturing GmbH as dependent company. | Management | For | For | For | |||||
| CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||
| Security | 136375102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CNI | Meeting Date | 25-Apr-2023 | |||||||
| ISIN | CA1363751027 | Agenda | 935790762 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Directors Election of Director: Shauneen Bruder | Management | For | For | For | |||||
| 1B | Election of Director: Jo-ann dePass Olsovsky | Management | For | For | For | |||||
| 1C | Election of Director: David Freeman | Management | For | For | For | |||||
| 1D | Election of Director: Denise Gray | Management | For | For | For | |||||
| 1E | Election of Director: Justin M. Howell | Management | For | For | For | |||||
| 1F | Election of Director: Susan C. Jones | Management | For | For | For | |||||
| 1G | Election of Director: Robert Knight | Management | For | For | For | |||||
| 1H | Election of Director: Michel Letellier | Management | For | For | For | |||||
| 1I | Election of Director: Margaret A. McKenzie | Management | For | For | For | |||||
| 1J | Election of Director: Al Monaco | Management | For | For | For | |||||
| 1K | Election of Director: Tracy Robinson | Management | For | For | For | |||||
| 2 | Appointment of KPMG LLP as Auditors. | Management | For | For | For | |||||
| 3 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| 4 | Non-Binding Advisory Resolution to accept the Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| EATON CORPORATION PLC | ||||||||||
| Security | G29183103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | IE00B8KQN827 | Agenda | 935777764 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | For | |||||
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | For | |||||
| 1c. | Election of Director: Silvio Napoli | Management | For | For | For | |||||
| 1d. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | For | |||||
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | For | |||||
| 1g. | Election of Director: Lori J. Ryerkerk | Management | Against | For | Against | |||||
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | For | |||||
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | For | |||||
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | For | |||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | For | |||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | Against | For | Against | |||||
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | For | |||||
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | For | |||||
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | For | |||||
| EXPERIAN PLC | ||||||||||
| Security | G32655105 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||
| ISIN | GB00B19NLV48 | Agenda | 715797253 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RECEIVE OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2022,TOGETHER WITH THE REPORT OF THE AUDITOR | Management | For | For | For | |||||
| 2 | TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 143 TO 146OF THE REPORT) | Management | For | For | For | |||||
| 3 | TO RE-ELECT DR RUBA BORNO AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 4 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 5 | TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 6 | TO RE-ELECT CAROLINE DONAHUE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 7 | TO RE-ELECT LUIZ FLEURY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 8 | TO RE-ELECT JONATHAN HOWELL AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 9 | TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 10 | TO RE-ELECT MIKE ROGERS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||
| 11 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | For | |||||
| 12 | DIRECTORS' AUTHORITY TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||||
| 13 | DIRECTORS' AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | For | |||||
| 14 | TO APPROVE SCHEDULES TO THE RULES OR THE RULES OF CERTAIN EXPERIAN SHARE PLANS (PLEASE REFER TO THE NOTICE OF ANNUAL GENERAL MEETING FOR FULL DETAILS OF THE RESOLUTION) | Management | For | For | For | |||||
| 15 | DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | For | |||||
| 16 | ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS | Management | For | For | For | |||||
| 17 | DIRECTORS' AUTHORITY TO PURCHASE THE COMPANY'S OWN SHARES | Management | For | For | For | |||||
| HERMES INTERNATIONAL SA | ||||||||||
| Security | F48051100 | Meeting Type | MIX | |||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||
| ISIN | FR0000052292 | Agenda | 716888637 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | For | |||||
| 3 | EXECUTIVE MANAGEMENT DISCHARGE | Management | For | For | For | |||||
| 4 | ALLOCATION OF NET INCOME – DISTRIBUTION OF AN ORDINARY DIVIDEND | Management | For | For | For | |||||
| 5 | APPROVAL OF RELATED-PARTY AGREEMENTS | Management | For | For | For | |||||
| 6 | AUTHORISATION GRANTED TO THE EXECUTIVE MANAGEMENT TO TRADE IN THE COMPANYS SHARES | Management | For | For | For | |||||
| 7 | APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L. 22-10- 9 OF THE FRENCH COMMERCIAL CODE WITH REGARD TO COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) | Management | For | For | For | |||||
| 8 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR AXEL DUMAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX- POST VOTE) | Management | Against | For | Against | |||||
| 9 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO THE COMPANY MILE HERMS SAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX-POST VOTE) | Management | Against | For | Against | |||||
| 10 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR RIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX- POST VOTE) | Management | Against | For | Against | |||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CHAIRMEN (EX-ANTE VOTE) | Management | Against | For | Against | |||||
| 12 | DETERMINATION OF THE TOTAL ANNUAL AMOUNT OF REMUNERATION TO BE PAID TO SUPERVISORY BOARD MEMBERS – APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX- ANTE VOTE) | Management | Against | For | Against | |||||
| 13 | RE-ELECTION OF MS DOROTHE ALTMAYER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | For | For | For | |||||
| 14 | RE-ELECTION OF MS MONIQUE COHEN AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | For | For | For | |||||
| 15 | RE-ELECTION OF MR RENAUD MOMMJA AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | For | For | For | |||||
| 16 | RE-ELECTION OF MR ERIC DE SEYNES AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | For | For | For | |||||
| 17 | RE-ELECTION OF THE COMPANY PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR FOR A TERM OF SIX FINANCIAL YEARS | Management | For | For | For | |||||
| 18 | RE-ELECTION OF THE COMPANY GRANT THORNTON AUDIT AS STATUTORY AUDITOR FOR A TERM OF SIX FINANCIAL YEARS | Management | For | For | For | |||||
| 19 | AUTHORISATION TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE) – GENERAL CANCELLATION PROGRAM | Management | For | For | For | |||||
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS AND/OR PREMIUMS AND FREE ALLOCATION OF SHARES AND/OR INCREASE IN THE PAR VALUE OF EXISTING SHARES | Management | For | For | For | |||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL WITH MAINTENANCE OF PREEMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | For | |||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED BUT WITH THE ABILITY TO ESTABLISH A PRIORITY PERIOD, BY PUBLIC OFFERING (OTHER THAN THAT REFERRED TO IN ARTICLE L. 411 2, 1 OF THE CMF) | Management | For | For | For | |||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED | Management | For | For | For | |||||
| 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED, BY PRIVATE PLACEMENT PURSUANT TO ARTICLE L. 411 – 2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | For | |||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED, IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATING TO EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | For | For | For | |||||
| 26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON ONE OR MORE OPERATION(S) OF MERGER BY ABSORPTION, SPIN-OFF OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE LEGAL REGIME FOR SPIN-OFFS (ARTICLE L. 236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | For | For | For | |||||
| 27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO INCREASE THE CAPITAL BY ISSUING SHARES IN THE EVENT OF THE USE OF THE DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON ONE OR MORE MERGER(S) BY ABSORPTION, SPIN-OFF(S) OR PARTIAL(S) CONTRIBUTION(S) OF ASSETS SUBJECT TO THE LEGAL REGIME FOR SPIN-OFFS | Management | For | For | For | |||||
| 28 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE MANAGEMENT TO GRANT FREE EXISTING SHARES | Management | For | For | For | |||||
| 29 | DELEGATION OF AUTHORITY TO CARRY OUT THE FORMALITIES RELATED TO THE GENERAL MEETING | Management | For | For | For | |||||
| IBERDROLA SA | ||||||||||
| Security | E6165F166 | Meeting Type | Ordinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||
| ISIN | ES0144580Y14 | Agenda | 716779042 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | ANNUAL FINANCIAL STATEMENTS 2022 | Management | For | For | For | |||||
| 2 | DIRECTORS REPORTS 2022 | Management | For | For | For | |||||
| 3 | STATEMENT OF NON-FINANCIAL INFORMATION 2022 | Management | For | For | For | |||||
| 4 | CORPORATE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS IN 2022 | Management | For | For | For | |||||
| 5 | AMENDMENT OF THE PREAMBLE TO AND THE HEADING OF THE PRELIMINARY TITLE OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO THE CURRENT BUSINESS AND THE GOVERNANCE AND COMPLIANCE CONTEXT, AND TO MAKE ADJUSTMENTS OF A FORMAL NATURE | Management | For | For | For | |||||
| 6 | AMENDMENT OF ARTICLES 4 AND 32 OF THE BY-LAWS TO ACCOMMODATE THE FUNCTIONS OF DIFFERENT CORPORATE LEVELS WITHIN THE STRUCTURE OF THE IBERDROLA GROUP | Management | For | For | For | |||||
| 7 | AMENDMENT OF ARTICLE 8 OF THE BY- LAWS TO UPDATE REFERENCES TO INTERNAL REGULATIONS AND TO THE COMPLIANCE SYSTEM | Management | For | For | For | |||||
| 8 | ENGAGEMENT DIVIDEND: APPROVAL AND PAYMENT | Management | For | For | For | |||||
| 9 | ALLOCATION OF PROFITS/LOSSES AND 2022 DIVIDENDS: APPROVAL AND SUPPLEMENTARY PAYMENT, WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | Management | For | For | For | |||||
| 10 | FIRST INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 2,275 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | Management | For | For | For | |||||
| 11 | SECOND INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 1,500 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | Management | For | For | For | |||||
| 12 | REDUCTION IN CAPITAL BY MEANS OF THE RETIREMENT OF A MAXIMUM OF 206,364,000 OWN SHARES (3.201 PERCENT OF THE SHARE CAPITAL) | Management | For | For | For | |||||
| 13 | CONSULTATIVE VOTE ON THE ANNUAL DIRECTOR REMUNERATION REPORT 2022 | Management | For | For | For | |||||
| 14 | STRATEGIC BONUS FOR PROFESSIONALS OF THE COMPANIES OF THE IBERDROLA GROUP LINKED TO THE COMPANYS PERFORMANCE DURING THE 2023-2025 PERIOD, TO BE PAID ON A FRACTIONAL AND DEFERRED BASIS THROUGH THE DELIVERY OF SHARES | Management | Against | For | Against | |||||
| 15 | RE-ELECTION OF MS MARIA HELENA ANTOLIN RAYBAUD AS AN EXTERNAL DIRECTOR | Management | For | For | For | |||||
| 16 | RATIFICATION AND RE-ELECTION OF MR ARMANDO MARTINEZ MARTINEZ AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||||
| 17 | RE-ELECTION OF MR MANUEL MOREU MUNAIZ AS AN INDEPENDENT DIRECTOR | Management | For | For | For | |||||
| 18 | RE-ELECTION OF MS SARA DE LA RICA GOIRICELAYA AS AN INDEPENDENT DIRECTOR | Management | For | For | For | |||||
| 19 | RE-ELECTION OF MR XABIER SAGREDO ORMAZA AS AN INDEPENDENT DIRECTOR | Management | For | For | For | |||||
| 20 | RE-ELECTION OF MR JOSE IGNACIO SANCHEZ GALAN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||||
| 21 | SETTING OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT FOURTEEN | Management | For | For | For | |||||
| 22 | DELEGATION OF POWERS TO FORMALISE AND TO CONVERT THE RESOLUTIONS ADOPTED INTO A PUBLIC INSTRUMENT | Management | For | For | For | |||||
| JOHNSON MATTHEY PLC | ||||||||||
| Security | G51604166 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||
| ISIN | GB00BZ4BQC70 | Agenda | 715809084 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 55PENCE PER ORDINARY SHARE | Management | For | For | For | |||||
| 4 | TO ELECT LIAM CONDON AS A DIRECTOR | Management | For | For | For | |||||
| 5 | TO ELECT RITA FORST AS A DIRECTOR | Management | For | For | For | |||||
| 6 | TO RE-ELECT JANE GRIFFITHS AS A DIRECTOR | Management | For | For | For | |||||
| 7 | TO RE-ELECT XIAOZHI LIU AS A DIRECTOR | Management | For | For | For | |||||
| 8 | TO RE-ELECT CHRIS MOTTERSHEAD AS A DIRECTOR | Management | For | For | For | |||||
| 9 | TO RE-ELECT JOHN O'HIGGINS AS A DIRECTOR | Management | For | For | For | |||||
| 10 | TO RE-ELECT STEPHEN OXLEY AS A DIRECTOR | Management | For | For | For | |||||
| 11 | TO RE-ELECT PATRICK THOMAS AS A DIRECTOR | Management | For | For | For | |||||
| 12 | TO RE-ELECT DOUG WEBB AS A DIRECTOR | Management | For | For | For | |||||
| 13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | For | For | For | |||||
| 14 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | For | |||||
| 15 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS | Management | For | For | For | |||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||
| 17 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES | Management | For | For | For | |||||
| 18 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||
| 19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | For | |||||
| 20 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN14 CLEAR DAYS NOTICE | Management | For | For | For | |||||
| L'OREAL S.A. | ||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||
| ISIN | FR0000120321 | Agenda | 716888738 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | |||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | |||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 AND SETTING OF THE DIVIDEND | Management | For | For | For | |||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE BELLON AS DIRECTOR | Management | Against | For | Against | |||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE DULAC AS DIRECTOR | Management | For | For | For | |||||
| 6 | SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS REMUNERATION FOR THEIR DUTIES | Management | For | For | For | |||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION 1 OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||
| 8 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD | Management | For | For | For | |||||
| 9 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||
| 10 | APPROVAL OF THE DIRECTORS' COMPENSATION POLICY | Management | For | For | For | |||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||
| 13 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | For | For | For | |||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING OF COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | For | For | For | |||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES GRANTED TO THE COMPANY | Management | For | For | For | |||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | For | For | For | |||||
| 19 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME, GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL FRANCE, OF THE COMPLETE AND AUTONOMOUS DIVISIONS OF AFFAIRES MARCHE FRANCE AND DOMAINES D EXCELLENCE, AS WELL AS THE LUXURY OF RETAIL SECURITIES | Management | For | For | For | |||||
| 20 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL INTERNATIONAL DISTRIBUTION OF THE COMPLETE AND AUTONOMOUS BUSINESS DIVISION L OREAL INTERNATIONAL DISTRIBUTION | Management | For | For | For | |||||
| 21 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||
| Ticker Symbol | LIN | Meeting Date | 25-Jul-2022 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935660200 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Stephen F. Angel | Management | For | For | For | |||||
| 1b. | Election of Director: Sanjiv Lamba | Management | For | For | For | |||||
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | For | |||||
| 1d. | Election of Director: Dr. Thomas Enders | Management | For | For | For | |||||
| 1e. | Election of Director: Edward G. Galante | Management | For | For | For | |||||
| 1f. | Election of Director: Joe Kaeser | Management | For | For | For | |||||
| 1g. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For | |||||
| 1h. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | For | |||||
| 1i. | Election of Director: Alberto Weisser | Management | For | For | For | |||||
| 1j. | Election of Director: Robert L. Wood | Management | For | For | For | |||||
| 2a. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | For | |||||
| 2b. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | For | |||||
| 3. | To approve, on an advisory and non- binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2022 Proxy statement. | Management | For | For | For | |||||
| 4. | To approve, on an advisory and non- binding basis, the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) as set forth in the Company's IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. | Management | For | For | For | |||||
| 5. | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| 6. | To consider and vote on a shareholder proposal regarding supermajority voting requirements in Linde's Irish Constitution. | Shareholder | Against | Against | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Special | |||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750819 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| 2. | To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. | Management | For | For | For | |||||
| 3. | To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J111 | Meeting Type | Special | |||||||
| Ticker Symbol | Meeting Date | 18-Jan-2023 | ||||||||
| ISIN | Agenda | 935750821 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US5500211090 | Agenda | 935847600 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class I Director: Michael Casey | Management | Against | For | Against | |||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | 1 Year | None | ||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| MERCADOLIBRE, INC. | ||||||||||
| Security | 58733R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | MELI | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US58733R1023 | Agenda | 935843765 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Susan Segal | For | For | For | ||||||
| 2 | Mario Eduardo Vázquez | Withheld | For | Against | ||||||
| 3 | Alejandro N. Aguzin | For | For | For | ||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2022. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Pistrelli, Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited, as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| NESTLE S.A. | ||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||
| ISIN | CH0038863350 | Agenda | 716817068 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | For | For | For | |||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | For | For | For | |||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | For | For | For | |||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | |||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | Against | For | Against | |||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | For | For | For | |||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | For | For | For | |||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | For | For | For | |||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | For | For | For | |||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | For | For | For | |||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | For | For | For | |||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | For | For | For | |||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | For | For | For | |||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | For | For | For | |||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | For | For | For | |||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | For | For | For | |||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | For | For | For | |||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | For | For | For | |||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE-GABRIELLE INEICHEN-FLEISCH | Management | For | For | For | |||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | Against | For | Against | |||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | For | For | For | |||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | Against | For | Against | |||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | Against | For | Against | |||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | For | For | For | |||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | For | |||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | For | |||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | For | |||||
| 7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | For | For | For | |||||
| 7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | For | For | For | |||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN | Shareholder | Against | Against | For | |||||
| FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) – THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | ||||||||||
| NIBE INDUSTRIER AB | ||||||||||
| Security | W6S38Z126 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 16-May-2023 | ||||||||
| ISIN | SE0015988019 | Agenda | 717194726 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPEN MEETING | Non-Voting | ||||||||
| 2 | ELECT CHAIR OF MEETING | Management | For | For | For | |||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | For | For | For | |||||
| 4 | APPROVE AGENDA OF MEETING | Management | For | For | For | |||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | For | For | For | |||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | For | For | For | |||||
| 7 | RECEIVE PRESIDENTS REPORT | Non-Voting | ||||||||
| 8 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; RECEIVE AUDITORS REPORT-ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT | Non-Voting | ||||||||
| 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||
| 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.65 PER SHARE | Management | For | For | For | |||||
| 9.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | For | For | For | |||||
| 10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Management | For | For | For | |||||
| 11 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | For | For | For | |||||
| 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1 MILLION FOR CHAIR AND SEK 500,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | |||||
| 13 | REELECT GEORG BRUNSTAM, JENNY LARSSON, GERTERIC LINDQUIST, HANS LINNARSON (CHAIR), ANDERS PALSSON, EVA KARLSSON AND EVA THUNHOLM AS DIRECTORS | Management | For | For | For | |||||
| 14 | RATIFY KPMG AS AUDITORS | Management | For | For | For | |||||
| 15 | APPROVE REMUNERATION REPORT | Management | For | For | For | |||||
| 16 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | |||||
| 17 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | For | For | For | |||||
| 18 | CLOSE MEETING | Non-Voting | ||||||||
| NINTENDO CO.,LTD. | ||||||||||
| Security | J51699106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||
| ISIN | JP3756600007 | Agenda | 717313275 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Furukawa, Shuntaro | Management | For | For | For | |||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Shigeru | Management | For | For | For | |||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Shinya | Management | For | For | For | |||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shibata, Satoru | Management | For | For | For | |||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Shiota, Ko | Management | For | For | For | |||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Chris Meledandri | Management | For | For | For | |||||
| NOVARTIS AG | ||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVS | Meeting Date | 07-Mar-2023 | |||||||
| ISIN | US66987V1098 | Agenda | 935764577 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Management | For | For | For | |||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Management | For | For | For | |||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||
| 5. | Further Share Repurchases | Management | For | For | For | |||||
| 6A. | Introduction of Article 12a of the Articles of Incorporation | Management | For | For | For | |||||
| 6B. | Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Management | For | For | For | |||||
| 6C. | Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Management | For | For | For | |||||
| 7A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 7B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Management | For | For | For | |||||
| 7C. | Advisory Vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 8A. | Re-election of Joerg Reinhardt as Member and Board Chair | Management | For | For | For | |||||
| 8B. | Re-election of Nancy C. Andrews | Management | For | For | For | |||||
| 8C. | Re-election of Ton Buechner | Management | For | For | For | |||||
| 8D. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 8E. | Re-election of Elizabeth Doherty | Management | For | For | For | |||||
| 8F. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 8G. | Re-election of Daniel Hochstrasser | Management | For | For | For | |||||
| 8H. | Re-election of Frans van Houten | Management | For | For | For | |||||
| 8I. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 8J. | Re-election of Ana de Pro Gonzalo | Management | For | For | For | |||||
| 8K. | Re-election of Charles L. Sawyers | Management | For | For | For | |||||
| 8L. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 8M. | Election of John D. Young | Management | For | For | For | |||||
| 9A. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 9B. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 9C. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 9D. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 10. | Re-election of the Auditor | Management | For | For | For | |||||
| 11. | Re-election of the Independent Proxy | Management | For | For | For | |||||
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations | Management | For | For | For | |||||
| NUTRIEN LTD. | ||||||||||
| Security | 67077M108 | Meeting Type | Annual | |||||||
| Ticker Symbol | NTR | Meeting Date | 10-May-2023 | |||||||
| ISIN | CA67077M1086 | Agenda | 935807086 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Director – Christopher M. Burley | Management | For | For | For | |||||
| 1B | Election of Director – Maura J. Clark | Management | For | For | For | |||||
| 1C | Election of Director – Russell K. Girling | Management | For | For | For | |||||
| 1D | Election of Director – Michael J. Hennigan | Management | For | For | For | |||||
| 1E | Election of Director – Miranda C. Hubbs | Management | For | For | For | |||||
| 1F | Election of Director – Raj S. Kushwaha | Management | For | For | For | |||||
| 1G | Election of Director – Alice D. Laberge | Management | For | For | For | |||||
| 1H | Election of Director – Consuelo E. Madere | Management | For | For | For | |||||
| 1I | Election of Director – Keith G. Martell | Management | For | For | For | |||||
| 1J | Election of Director – Aaron W. Regent | Management | For | For | For | |||||
| 1K | Election of Director – Ken A. Seitz | Management | For | For | For | |||||
| 1L | Election of Director – Nelson L. C. Silva | Management | For | For | For | |||||
| 2 | Re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | For | |||||
| 3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | Against | For | Against | |||||
| OPEN TEXT CORPORATION | ||||||||||
| Security | 683715106 | Meeting Type | Annual | |||||||
| Ticker Symbol | OTEX | Meeting Date | 15-Sep-2022 | |||||||
| ISIN | CA6837151068 | Agenda | 935699035 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Director – P. Thomas Jenkins | Management | For | For | For | |||||
| 1B | Election of Director – Mark J. Barrenechea | Management | For | For | For | |||||
| 1C | Election of Director – Randy Fowlie | Management | For | For | For | |||||
| 1D | Election of Director – David Fraser | Management | For | For | For | |||||
| 1E | Election of Director – Gail E. Hamilton | Management | For | For | For | |||||
| 1F | Election of Director – Robert Hau | Management | For | For | For | |||||
| 1G | Election of Director – Ann M. Powell | Management | Against | For | Against | |||||
| 1H | Election of Director – Stephen J. Sadler | Management | For | For | For | |||||
| 1I | Election of Director – Michael Slaunwhite | Management | For | For | For | |||||
| 1J | Election of Director – Katharine B. Stevenson | Management | For | For | For | |||||
| 1K | Election of Director – Deborah Weinstein | Management | For | For | For | |||||
| 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | For | |||||
| 3 | The non-binding Say-on-Pay Resolution, the full text of which is included in the management proxy circular of the Company (the "Circular"), with or without variation, on the Company's approach to executive compensation, as more particularly described in the Circular. | Management | Against | For | Against | |||||
| 4 | The Rights Plan Resolution, the full text of which is attached as "Schedule B" to the Circular, with or without variation, to continue, amend and restate the Company's Shareholder Rights Plan, as more particularly described in the Circular. | Management | For | For | For | |||||
| RIO TINTO PLC | ||||||||||
| Security | 767204100 | Meeting Type | Special | |||||||
| Ticker Symbol | RIO | Meeting Date | 25-Oct-2022 | |||||||
| ISIN | US7672041008 | Agenda | 935717287 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | (a)For the purposes of ASX Listing Rule 10.1 and all other purposes, to approve the Transaction, and the entry into and performance of the Transaction Documents. (b)to authorise the Directors (or any duly constituted committee thereof) to do all necessary, expedient or desirable things to implement, complete or to procure the implementation or completion of the Transaction and any matters incidental to the Transaction with such nonmaterial modifications, variations, revisions, waivers or amendments as they may deem necessary, expedient or disirable | Management | For | For | For | |||||
| 2. | Subject to, and conditional upon passing of Resolution 1, and for the purpose of ASX Listing Rule 10.1 only, to approve any acquisition or disposal of a substantial asset from or to China Baowu Steel Group Co. Ltd or its associates pursuant to a Future Transaction (as defined in the circular to shareholders). | Management | Against | For | Against | |||||
| RIO TINTO PLC | ||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||
| Ticker Symbol | RIO | Meeting Date | 06-Apr-2023 | |||||||
| ISIN | US7672041008 | Agenda | 935782892 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Receipt of the 2022 Annual Report | Management | For | For | For | |||||
| 2 | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | For | |||||
| 3 | Approval of the Directors' Remuneration Report | Management | For | For | For | |||||
| 4 | Approval of potential termination benefits | Management | For | For | For | |||||
| 5 | To elect Kaisa Hietala as a Director | Management | For | For | For | |||||
| 6 | To re-elect Dominic Barton BBM as a Director | Management | For | For | For | |||||
| 7 | To re-elect Megan Clark AC as a Director | Management | For | For | For | |||||
| 8 | To re-elect Peter Cunningham as a Director | Management | Against | For | Against | |||||
| 9 | To re-elect Simon Henry as a Director | Management | For | For | For | |||||
| 10 | To re-elect Sam Laidlaw as a Director | Management | Against | For | Against | |||||
| 11 | To re-elect Simon McKeon AO as a Director | Management | For | For | For | |||||
| 12 | To re-elect Jennifer Nason as a Director | Management | For | For | For | |||||
| 13 | To re-elect Jakob Stausholm as a Director | Management | For | For | For | |||||
| 14 | To re-elect Ngaire Woods CBE as a Director | Management | For | For | For | |||||
| 15 | To re-elect Ben Wyatt as a Director | Management | For | For | For | |||||
| 16 | Re-appointment of auditors of Rio Tinto plc | Management | Against | For | Against | |||||
| 17 | Remuneration of auditors | Management | Against | For | Against | |||||
| 18 | Authority to make political donations | Management | For | For | For | |||||
| 19 | General authority to allot shares | Management | For | For | For | |||||
| 20 | Disapplication of pre-emption rights | Management | For | For | For | |||||
| 21 | Authority to purchase Rio Tinto plc shares | Management | For | For | For | |||||
| 22 | Notice period for general meetings other than annual general meetings | Management | For | For | For | |||||
| SCHNEIDER ELECTRIC SE | ||||||||||
| Security | F86921107 | Meeting Type | MIX | |||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||
| ISIN | FR0000121972 | Agenda | 716843570 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF STATUTORY FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | For | |||||||
| 2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | For | |||||||
| 3 | APPROPRIATION OF PROFIT FOR THE FISCAL YEAR AND SETTING THE DIVIDEND | Management | For | |||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | |||||||
| 5 | APPROVAL OF THE INFORMATION ON THE DIRECTORS AND THE CORPORATE OFFICERS COMPENSATION PAID OR GRANTED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 MENTIONED IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | |||||||
| 6 | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ALL TYPES PAID DURING THE 2022 FISCAL YEAR OR AWARDED IN RESPECT OF THE SAID FISCAL YEAR TO MR. JEAN-PASCAL TRICOIRE | Management | For | |||||||
| 7 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN & CHIEF EXECUTIVE OFFICER, MR. JEAN- PASCAL TRICOIRE, FOR THE PERIOD FROM JANUARY 1 TO MAY 3, 2023 | Management | For | |||||||
| 8 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER, MR. PETER HERWECK, FOR THE PERIOD FROM MAY 4 TO DECEMBER 31, 2023 | Management | For | |||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, MR. JEAN- PASCAL TRICOIRE, FOR THE PERIOD FROM MAY 4 TO DECEMBER 31, 2023 | Management | For | |||||||
| 10 | DETERMINATION OF THE TOTAL ANNUAL COMPENSATION OF THE DIRECTORS | Management | For | |||||||
| 11 | APPROVAL OF THE DIRECTORS COMPENSATION POLICY | Management | For | |||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. L?O APOTHEKER | Management | For | |||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MR. GREGORY SPIERKEL | Management | For | |||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF MR. LIP-BU TAN | Management | For | |||||||
| 15 | APPOINTMENT OF MR. ABHAY PARASNIS AS A DIRECTOR | Management | For | |||||||
| 16 | APPOINTMENT OF MRS. GIULIA CHIERCHIA AS A DIRECTOR | Management | For | |||||||
| 17 | OPINION ON THE COMPANY CLIMATE STRATEGY | Management | For | |||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO BUY BACK COMPANY SHARES | Management | For | |||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT | Management | For | |||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT THROUGH A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1N OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | |||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT THROUGH AN OFFERING IN ACCORDANCE WITH ARTICLE L. 411-2 1N OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | |||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT | Management | For | |||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT IN CONSIDERATION FOR CONTRIBUTIONS IN KIND TO THE COMPANY | Management | For | |||||||
| 24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZING ADDITIONAL PAID-IN CAPITAL, RESERVES, EARNINGS OR OTHER | Management | For | |||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO UNDERTAKE CAPITAL INCREASES RESERVED FOR PARTICIPANTS IN A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT | Management | For | |||||||
| 26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO UNDERTAKE CAPITAL INCREASES RESERVED FOR EMPLOYEES OF CERTAIN NON-FRENCH SUBSIDIARIES OF THE GROUP, DIRECTLY OR VIA ENTITIES ACTING TO OFFER THOSE EMPLOYEES BENEFITS COMPARABLE TO THOSE OFFERED TO PARTICIPANTS IN A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT | Management | For | |||||||
| 27 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CANCEL SHARES OF THE COMPANY BOUGHT BACK BY THE COMPANY UNDER THE SHARE BUYBACK PROGRAMS | Management | For | |||||||
| 28 | POWERS FOR FORMALITIES | Management | For | |||||||
| SONY GROUP CORPORATION | ||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||
| ISIN | US8356993076 | Agenda | 935876714 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | For | |||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | For | |||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For | |||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | For | |||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | For | |||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | For | |||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | For | |||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | For | |||||
| 1j. | Election of Director: William Morrow | Management | For | For | For | |||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | Against | For | Against | |||||
| STMICROELECTRONICS N.V. | ||||||||||
| Security | 861012102 | Meeting Type | Annual | |||||||
| Ticker Symbol | STM | Meeting Date | 24-May-2023 | |||||||
| ISIN | US8610121027 | Agenda | 935859756 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 3. | Remuneration Report (advisory vote) | Management | For | For | For | |||||
| 4. | Adoption of the Company's annual accounts for its 2022 financial year (voting item) | Management | For | For | For | |||||
| 5. | Adoption of a dividend (voting item) | Management | For | For | For | |||||
| 6. | Discharge of the sole member of the Managing Board (voting item) | Management | For | For | For | |||||
| 7. | Discharge of the members of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 8. | Approval of the stock-based portion of the compensation of the President and CEO (voting item) | Management | For | For | For | |||||
| 9. | Re-appointment of Mr. Yann Delabrière as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 10. | Re-appointment of Ms. Ana de Pro Gonzalo as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 11. | Re-appointment of Mr. Frédéric Sanchez as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 12. | Re-appointment of Mr. Maurizio Tamagnini as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 13. | Appointment of Ms. Hélène Vletter-van Dort as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 14. | Appointment of Mr. Paolo Visca as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 15. | Authorization to the Managing Board, until the conclusion of the 2024 AGM, to repurchase shares, subject to the approval of the Supervisory Board(voting item) | Management | For | For | For | |||||
| 16. | Delegation to the Supervisory Board of the authority to issue new common shares, to grant rights to subscribe for such shares, and to limit and/or exclude existing shareholders' pre-emptive rights on common shares, until the conclusion of the 2024 AGM (voting item) | Management | For | For | For | |||||
| TELUS CORPORATION | ||||||||||
| Security | 87971M103 | Meeting Type | Annual | |||||||
| Ticker Symbol | TU | Meeting Date | 04-May-2023 | |||||||
| ISIN | CA87971M1032 | Agenda | 935801971 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | Raymond T. Chan | For | For | For | ||||||
| 2 | Hazel Claxton | For | For | For | ||||||
| 3 | Lisa de Wilde | For | For | For | ||||||
| 4 | Victor Dodig | For | For | For | ||||||
| 5 | Darren Entwistle | For | For | For | ||||||
| 6 | Thomas E. Flynn | For | For | For | ||||||
| 7 | Mary Jo Haddad | For | For | For | ||||||
| 8 | Kathy Kinloch | For | For | For | ||||||
| 9 | Christine Magee | For | For | For | ||||||
| 10 | John Manley | For | For | For | ||||||
| 11 | David Mowat | For | For | For | ||||||
| 12 | Marc Parent | For | For | For | ||||||
| 13 | Denise Pickett | For | For | For | ||||||
| 14 | W. Sean Willy | For | For | For | ||||||
| 2 | Appoint Deloitte LLP as auditor for the ensuing year and authorize directors to fix its remuneration. | Management | For | For | For | |||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | For | |||||
| 4 | Approval of an increase to the share reserve under the Restricted Share Unit Plan. | Management | For | For | For | |||||
| 5 | Approval of an increase to the share reserve under the Performance Share Unit Plan. | Management | For | For | For | |||||
| WOLTERS KLUWER N.V. | ||||||||||
| Security | N9643A197 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||
| ISIN | NL0000395903 | Agenda | 716759139 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2.a. | REPORT OF THE EXECUTIVE BOARD FOR 2022 | Non-Voting | ||||||||
| 2.b. | REPORT OF THE SUPERVISORY BOARD FOR 2022 | Non-Voting | ||||||||
| 2.c. | ADVISORY VOTE ON THE REMUNERATION REPORT AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | For | For | For | |||||
| 3.a. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2022 AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | For | For | For | |||||
| 3.b. | EXPLANATION OF DIVIDEND POLICY | Non-Voting | ||||||||
| 3.c. | PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EURO1.81 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EURO1.18 PER ORDINARY SHARE | Management | For | For | For | |||||
| 4.a. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | For | For | For | |||||
| 4.b. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | For | For | For | |||||
| 5. | PROPOSAL TO REAPPOINT MR. CHRIS VOGELZANG AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 6.a. | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | |||||
| 6.b. | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | For | |||||
| 7. | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | For | |||||
| 8. | PROPOSAL TO CANCEL SHARES | Management | For | For | For | |||||
| 9. | APPROVE KPMG ACCOUNTANTS N.V AS AUDITORS | Management | For | For | For | |||||
| 10. | ANY OTHER BUSINESS | Non-Voting | ||||||||
| 11. | CLOSING | Non-Voting | ||||||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | |||||||
| ISIN | US0028241000 | Agenda | 935777865 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: R. J. Alpern | Management | For | For | For | |||||
| 1b. | Election of Director: C. Babineaux-Fontenot | Management | For | For | For | |||||
| 1c. | Election of Director: S. E. Blount | Management | For | For | For | |||||
| 1d. | Election of Director: R. B. Ford | Management | For | For | For | |||||
| 1e. | Election of Director: P. Gonzalez | Management | For | For | For | |||||
| 1f. | Election of Director: M. A. Kumbier | Management | For | For | For | |||||
| 1g. | Election of Director: D. W. McDew | Management | For | For | For | |||||
| 1h. | Election of Director: N. McKinstry | Management | Against | For | Against | |||||
| 1i. | Election of Director: M. G. O'Grady | Management | For | For | For | |||||
| 1j. | Election of Director: M. F. Roman | Management | Against | For | Against | |||||
| 1k. | Election of Director: D. J. Starks | Management | For | For | For | |||||
| 1l. | Election of Director: J. G. Stratton | Management | For | For | For | |||||
| 2. | Ratification of Ernst & Young LLP As Auditors | Management | Against | For | Against | |||||
| 3. | Say on Pay – An Advisory Vote on the Approval of Executive Compensation | Management | For | For | For | |||||
| 4. | Say When on Pay – An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal – Special Shareholder Meeting Threshold | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal – Independent Board Chairman | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Lobbying Disclosure | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal – Incentive Compensation | Shareholder | Against | Againstr | For | |||||
| ACTIVISION BLIZZARD, INC. | ||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ATVI | Meeting Date | 21-Jun-2023 | |||||||
| ISIN | US00507V1098 | Agenda | 935851762 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reveta Bowers | Management | For | For | For | |||||
| 1b. | Election of Director: Kerry Carr | Management | For | For | For | |||||
| 1c. | Election of Director: Robert Corti | Management | For | For | For | |||||
| 1d. | Election of Director: Brian Kelly | Management | For | For | For | |||||
| 1e. | Election of Director: Robert Kotick | Management | For | For | For | |||||
| 1f. | Election of Director: Barry Meyer | Management | For | For | For | |||||
| 1g. | Election of Director: Robert Morgado | Management | For | For | For | |||||
| 1h. | Election of Director: Peter Nolan | Management | For | For | For | |||||
| 1i. | Election of Director: Dawn Ostroff | Management | For | For | For | |||||
| 2. | Advisory vote to approve our executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory vote on frequency of future advisory votes to approve our executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||||
| 5. | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Shareholder | Against | Against | For | |||||
| 7. | Withdrawn by proponent | Shareholder | For | Against | Against | |||||
| ALPHABET INC. | ||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||
| ISIN | US02079K3059 | Agenda | 935830946 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Larry Page | Management | Against | For | Against | |||||
| 1b. | Election of Director: Sergey Brin | Management | Against | For | Against | |||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||
| 1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | For | |||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | For | |||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Ann Mather | Management | For | For | For | |||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | For | |||||
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | Against | For | Against | |||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | 3 Years | Against | |||||
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | For | Against | Against | |||||
| 7. | Stockholder proposal regarding a congruency report | Shareholder | For | Against | Against | |||||
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | For | Against | Against | |||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | For | Against | Against | |||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | Against | For | |||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | Against | |||||
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | Against | |||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | Against | |||||
| 14. | Stockholder proposal regarding a content governance report | Shareholder | For | Against | Against | |||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | For | Against | Against | |||||
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | Against | For | |||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | Against | For | |||||
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against | Against | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||
| ISIN | US0378331005 | Agenda | 935757700 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a | Election of Director: James Bell | Management | For | For | For | |||||
| 1b | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1c | Election of Director: Al Gore | Management | For | For | For | |||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1e | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1f | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1g | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1h | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1i | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Against | For | |||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Against | For | |||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | For | Against | Against | |||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Against | For | |||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935796841 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| ASTRAZENECA PLC | ||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US0463531089 | Agenda | 935820793 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | For | |||||
| 2. | To confirm dividends | Management | For | For | For | |||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | For | |||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | For | |||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | For | |||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | For | |||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | For | |||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | For | |||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | For | |||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | For | |||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | For | |||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | For | |||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | For | |||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | For | |||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | For | |||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | For | |||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | For | |||||
| 7. | To authorise limited political donations | Management | For | For | For | |||||
| 8. | To authorise the Directors to allot shares | Management | For | For | For | |||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | For | For | |||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | For | |||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | For | |||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | Against | For | Against | |||||
| BARRICK GOLD CORPORATION | ||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||
| Ticker Symbol | GOLD | Meeting Date | 02-May-2023 | |||||||
| ISIN | CA0679011084 | Agenda | 935799974 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | D. M. Bristow | For | For | For | ||||||
| 2 | H. Cai | For | For | For | ||||||
| 3 | G. A. Cisneros | For | For | For | ||||||
| 4 | C. L. Coleman | For | For | For | ||||||
| 5 | I. A. Costantini | For | For | For | ||||||
| 6 | J. M. Evans | For | For | For | ||||||
| 7 | B. L. Greenspun | For | For | For | ||||||
| 8 | J. B. Harvey | For | For | For | ||||||
| 9 | A. N. Kabagambe | For | For | For | ||||||
| 10 | A. J. Quinn | For | For | For | ||||||
| 11 | M. L. Silva | For | For | For | ||||||
| 12 | J. L. Thornton | For | For | For | ||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | For | |||||
| 3 | Advisory resolution on approach to executive compensation. | Management | For | For | For | |||||
| BCE INC. | ||||||||||
| Security | 05534B760 | Meeting Type | Annual | |||||||
| Ticker Symbol | BCE | Meeting Date | 04-May-2023 | |||||||
| ISIN | CA05534B7604 | Agenda | 935792603 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Directors: Mirko Bibic | Management | For | For | For | |||||
| 1B | David F. Denison | Management | For | For | For | |||||
| 1C | Robert P. Dexter | Management | For | For | For | |||||
| 1D | Katherine Lee | Management | For | For | For | |||||
| 1E | Monique F. Leroux | Management | For | For | For | |||||
| 1F | Sheila A. Murray | Management | For | For | For | |||||
| 1G | Gordon M. Nixon | Management | For | For | For | |||||
| 1H | Louis P. Pagnutti | Management | For | For | For | |||||
| 1I | Calin Rovinescu | Management | For | For | For | |||||
| 1J | Karen Sheriff | Management | For | For | For | |||||
| 1K | Robert C. Simmonds | Management | For | For | For | |||||
| 1L | Jennifer Tory | Management | For | For | For | |||||
| 1M | Louis Vachon | Management | For | For | For | |||||
| 1N | Cornell Wright | Management | For | For | For | |||||
| 2 | Appointment of Deloitte LLP as auditors | Management | For | For | For | |||||
| 3 | Advisory resolution on executive compensation as described in section 3.4 of the management proxy circular | Management | For | For | For | |||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||
| ISIN | US1101221083 | Agenda | 935788286 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Peter J. Arduini | Management | Against | For | Against | |||||
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | For | |||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | |||||
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | |||||
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | For | |||||
| 1F. | Election of Director: Paula A. Price | Management | For | For | For | |||||
| 1G. | Election of Director: Derica W. Rice | Management | For | For | For | |||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | For | |||||
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | For | |||||
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For | |||||
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal on Workplace Non- Discrimination Audit. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | Againstr | For | |||||
| CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||
| Security | 136375102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CNI | Meeting Date | 25-Apr-2023 | |||||||
| ISIN | CA1363751027 | Agenda | 935790762 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Directors Election of Director: Shauneen Bruder | Management | For | For | For | |||||
| 1B | Election of Director: Jo-ann dePass Olsovsky | Management | For | For | For | |||||
| 1C | Election of Director: David Freeman | Management | For | For | For | |||||
| 1D | Election of Director: Denise Gray | Management | For | For | For | |||||
| 1E | Election of Director: Justin M. Howell | Management | For | For | For | |||||
| 1F | Election of Director: Susan C. Jones | Management | For | For | For | |||||
| 1G | Election of Director: Robert Knight | Management | For | For | For | |||||
| 1H | Election of Director: Michel Letellier | Management | For | For | For | |||||
| 1I | Election of Director: Margaret A. McKenzie | Management | For | For | For | |||||
| 1J | Election of Director: Al Monaco | Management | For | For | For | |||||
| 1K | Election of Director: Tracy Robinson | Management | For | For | For | |||||
| 2 | Appointment of KPMG LLP as Auditors. | Management | For | For | For | |||||
| 3 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| 4 | Non-Binding Advisory Resolution to accept the Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on p.11 of the management information circular. | Management | For | For | For | |||||
| CANADIAN PACIFIC KANSAS CITY LIMITED | ||||||||||
| Security | 13646K108 | Meeting Type | Annual | |||||||
| Ticker Symbol | CP | Meeting Date | 15-Jun-2023 | |||||||
| ISIN | CA13646K1084 | Agenda | 935864149 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Appointment of the Auditor as named in the Proxy Circular. | Management | For | For | For | |||||
| 2 | Advisory vote to approve the Corporation's approach to executive compensation as described in the Proxy Circular. | Management | For | For | For | |||||
| 3 | Advisory vote to approve the Corporation's approach to climate change as described in the Proxy Circular. | Management | For | For | For | |||||
| 4A | Election of Director – The Hon. John Baird | Management | For | For | For | |||||
| 4B | Election of Director – Isabelle Courville | Management | For | For | For | |||||
| 4C | Election of Director – Keith E. Creel | Management | For | For | For | |||||
| 4D | Election of Director – Gillian H. Denham | Management | For | For | For | |||||
| 4E | Election of Director – Amb. Antonio Garza (Ret.) | Management | For | For | For | |||||
| 4F | Election of Director – David Garza-Santos | Management | For | For | For | |||||
| 4G | Election of Director – Edward R. Hamberger | Management | For | For | For | |||||
| 4H | Election of Director – Janet H. Kennedy | Management | For | For | For | |||||
| 4I | Election of Director – Henry J. Maier | Management | For | For | For | |||||
| 4J | Election of Director – Matthew H. Paull | Management | For | For | For | |||||
| 4K | Election of Director – Jane L. Peverett | Management | For | For | For | |||||
| 4L | Election of Director – Andrea Robertson | Management | For | For | For | |||||
| 4M | Election of Director – Gordon T. Trafton | Management | For | For | For | |||||
| CHUBB LIMITED | ||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2023 | |||||||
| ISIN | CH0044328745 | Agenda | 935813027 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2022 | Management | For | For | For | |||||
| 2a | Allocation of disposable profit | Management | For | For | For | |||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | For | |||||
| 3 | Discharge of the Board of Directors | Management | For | For | For | |||||
| 4a | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | For | |||||
| 4b | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | For | |||||
| 4c | Election of BDO AG (Zurich) as special audit firm | Management | For | For | For | |||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | For | |||||
| 5b | Election of Director: Michael P. Connors | Management | Against | For | Against | |||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | For | |||||
| 5d | Election of Director: Kathy Bonanno | Management | For | For | For | |||||
| 5e | Election of Director: Nancy K. Buese | Management | For | For | For | |||||
| 5f | Election of Director: Sheila P. Burke | Management | For | For | For | |||||
| 5g | Election of Director: Michael L. Corbat | Management | For | For | For | |||||
| 5h | Election of Director: Robert J. Hugin | Management | For | For | For | |||||
| 5i | Election of Director: Robert W. Scully | Management | For | For | For | |||||
| 5j | Election of Director: Theodore E. Shasta | Management | For | For | For | |||||
| 5k | Election of Director: David H. Sidwell | Management | For | For | For | |||||
| 5l | Election of Director: Olivier Steimer | Management | For | For | For | |||||
| 5m | Election of Director: Frances F. Townsend | Management | Against | For | Against | |||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Against | For | Against | |||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Against | For | Against | |||||
| 7b | Election of the Compensation Committee of the Board of Directors: David H. Sidwell | Management | For | For | For | |||||
| 7c | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | For | |||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | For | |||||
| 9a | Amendments to the Articles of Association: Amendments relating to Swiss corporate law updates | Management | For | For | For | |||||
| 9b | Amendments to the Articles of Association: Amendment to advance notice period | Management | For | For | For | |||||
| 10a | Reduction of share capital: Cancellation of repurchased shares | Management | For | For | For | |||||
| 10b | Reduction of share capital: Par value reduction | Management | For | For | For | |||||
| 11a | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of the Board of Directors until the next annual general meeting | Management | For | For | For | |||||
| 11b | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2024 calendar year | Management | For | For | For | |||||
| 11c | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report | Management | For | For | For | |||||
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | For | |||||
| 13 | Advisory vote on the frequency of the U.S. securities law advisory vote on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 14 | Shareholder proposal on greenhouse gas emissions targets, if properly presented | Shareholder | For | Against | Against | |||||
| 15 | Shareholder proposal on human rights and underwriting, if properly presented. | Shareholder | Abstain | Against | Against | |||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Abstain | For | Against | |||||
| CONOCOPHILLIPS | ||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||
| Ticker Symbol | COP | Meeting Date | 16-May-2023 | |||||||
| ISIN | US20825C1045 | Agenda | 935796194 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Dennis V. Arriola | Management | For | For | For | |||||
| 1b. | Election of Director: Jody Freeman | Management | For | For | For | |||||
| 1c. | Election of Director: Gay Huey Evans | Management | For | For | For | |||||
| 1d. | Election of Director: Jeffrey A. Joerres | Management | For | For | For | |||||
| 1e. | Election of Director: Ryan M. Lance | Management | For | For | For | |||||
| 1f. | Election of Director: Timothy A. Leach | Management | Against | For | Against | |||||
| 1g. | Election of Director: William H. McRaven | Management | For | For | For | |||||
| 1h. | Election of Director: Sharmila Mulligan | Management | For | For | For | |||||
| 1i. | Election of Director: Eric D. Mullins | Management | For | For | For | |||||
| 1j. | Election of Director: Arjun N. Murti | Management | For | For | For | |||||
| 1k. | Election of Director: Robert A. Niblock | Management | Against | For | Against | |||||
| 1l. | Election of Director: David T. Seaton | Management | For | For | For | |||||
| 1m. | Election of Director: R.A. Walker | Management | For | For | For | |||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | For | |||||
| 4. | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | None | ||||||
| 5. | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. | Management | For | For | For | |||||
| 6. | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. | Management | For | For | For | |||||
| 7. | Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 8. | Share Retention Until Retirement. | Shareholder | Against | Against | For | |||||
| 9. | Report on Tax Payments. | Shareholder | For | Against | Against | |||||
| 10. | Report on Lobbying Activities. | Shareholder | For | Against | Against | |||||
| DUKE ENERGY CORPORATION | ||||||||||
| Security | 26441C204 | Meeting Type | Annual | |||||||
| Ticker Symbol | DUK | Meeting Date | 04-May-2023 | |||||||
| ISIN | US26441C2044 | Agenda | 935783440 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Derrick Burks | Management | For | For | For | |||||
| 1b. | Election of Director: Annette K. Clayton | Management | For | For | For | |||||
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | |||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | For | |||||
| 1e. | Election of Director: Caroline Dorsa | Management | For | For | For | |||||
| 1f. | Election of Director: W. Roy Dunbar | Management | For | For | For | |||||
| 1g. | Election of Director: Nicholas C. Fanandakis | Management | For | For | For | |||||
| 1h. | Election of Director: Lynn J. Good | Management | For | For | For | |||||
| 1i. | Election of Director: John T. Herron | Management | For | For | For | |||||
| 1j. | Election of Director: Idalene F. Kesner | Management | For | For | For | |||||
| 1k. | Election of Director: E. Marie McKee | Management | For | For | For | |||||
| 1l. | Election of Director: Michael J. Pacilio | Management | For | For | For | |||||
| 1m. | Election of Director: Thomas E. Skains | Management | For | For | For | |||||
| 1n. | Election of Director: William E. Webster, Jr. | Management | For | For | For | |||||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2023 | Management | For | For | For | |||||
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of an advisory vote on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Approval of the Duke Energy Corporation 2023 Long-Term Incentive Plan | Management | For | For | For | |||||
| 6. | Shareholder proposal regarding simple majority vote | Shareholder | For | None | ||||||
| 7. | Shareholder proposal regarding formation of committee to evaluate decarbonization risk | Shareholder | Against | Againstr | For | |||||
| EATON CORPORATION PLC | ||||||||||
| Security | G29183103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | IE00B8KQN827 | Agenda | 935777764 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | For | |||||
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | For | |||||
| 1c. | Election of Director: Silvio Napoli | Management | For | For | For | |||||
| 1d. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | For | |||||
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | For | |||||
| 1g. | Election of Director: Lori J. Ryerkerk | Management | Against | For | Against | |||||
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | For | |||||
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | For | |||||
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | For | |||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | For | |||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | Against | For | Against | |||||
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | For | |||||
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | For | |||||
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | For | |||||
| FASTENAL COMPANY | ||||||||||
| Security | 311900104 | Meeting Type | Annual | |||||||
| Ticker Symbol | FAST | Meeting Date | 22-Apr-2023 | |||||||
| ISIN | US3119001044 | Agenda | 935770669 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||
| 1b. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||
| 1c. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||
| 1d. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||
| 1e. | Election of Director: Rita J. Heise | Management | For | For | For | |||||
| 1f. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||
| 1g. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||
| 1i. | Election of Director: Sarah N. Nielsen | Management | For | For | For | |||||
| 1j. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | Against | For | Against | |||||
| 4. | Approval, by non-binding vote, of the frequency of future executive compensation votes. | Management | 1 Year | 1 Year | For | |||||
| FLOOR & DECOR HOLDINGS, INC. | ||||||||||
| Security | 339750101 | Meeting Type | Annual | |||||||
| Ticker Symbol | FND | Meeting Date | 10-May-2023 | |||||||
| ISIN | US3397501012 | Agenda | 935791891 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Dwight James | Management | For | For | For | |||||
| 1b. | Election of Director: Melissa Kersey | Management | For | For | For | |||||
| 1c. | Election of Director: Peter Starrett | Management | For | For | For | |||||
| 1d. | Election of Director: Thomas V. Taylor Jr. | Management | For | For | For | |||||
| 1e. | Election of Director: George Vincent West | Management | For | For | For | |||||
| 1f. | Election of Director: Charles Young | Management | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for Floor & Decor Holdings, Inc.'s (the "Company") 2023 fiscal year. | Management | Against | For | Against | |||||
| 3. | To approve, by non-binding vote, the compensation paid to the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To approve an amendment to the Company's 2017 Stock Incentive Plan to increase the number of shares reserved for issuance by 4,000,000 shares, such that the total number of shares reserved for issuance is 9,000,000 shares. | Management | For | For | For | |||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||
| ISIN | US4385161066 | Agenda | 935801200 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | For | |||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | For | |||||
| 1H. | Election of Director: Rose Lee | Management | For | For | For | |||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | For | |||||
| 1K. | Election of Director: Robin Watson | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||
| 4. | Approval of Independent Accountants. | Management | For | For | For | |||||
| 5. | Shareowner Proposal – Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| 6. | Shareowner Proposal – Environmental and Health Impact Report. | Shareholder | For | Against | Against | |||||
| ILLINOIS TOOL WORKS INC. | ||||||||||
| Security | 452308109 | Meeting Type | Annual | |||||||
| Ticker Symbol | ITW | Meeting Date | 05-May-2023 | |||||||
| ISIN | US4523081093 | Agenda | 935779035 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||||
| 1b. | Election of Director: Susan Crown | Management | For | For | For | |||||
| 1c. | Election of Director: Darrell L. Ford | Management | For | For | For | |||||
| 1d. | Election of Director: Kelly J. Grier | Management | For | For | For | |||||
| 1e. | Election of Director: James W. Griffith | Management | For | For | For | |||||
| 1f. | Election of Director: Jay L. Henderson | Management | For | For | For | |||||
| 1g. | Election of Director: Richard H. Lenny | Management | For | For | For | |||||
| 1h. | Election of Director: E. Scott Santi | Management | For | For | For | |||||
| 1i. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||||
| 1j. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||||
| 2. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of the advisory vote on compensation of named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| 5. | A non-binding stockholder proposal, if properly presented at the meeting, for an Independent Board Chairman. | Shareholder | For | Against | Against | |||||
| INFINEON TECHNOLOGIES AG | ||||||||||
| Security | 45662N103 | Meeting Type | Annual | |||||||
| Ticker Symbol | IFNNY | Meeting Date | 16-Feb-2023 | |||||||
| ISIN | US45662N1037 | Agenda | 935760086 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2 | Utilization of unappropriated profit: €0.32 per qualifying share | Management | For | For | For | |||||
| 3A | Approval of the acts of the member of the Management Board: Jochen Hanebeck | Management | For | For | For | |||||
| 3B | Approval of the acts of the member of the Management Board: Constanze Hufenbecher | Management | For | For | For | |||||
| 3C | Approval of the acts of the member of the Management Board: Dr. Sven Schneider | Management | For | For | For | |||||
| 3D | Approval of the acts of the member of the Management Board: Andreas Urschitz (since 1 June 2022) | Management | For | For | For | |||||
| 3E | Approval of the acts of the member of the Management Board: Rutger Wijburg (since 1 April 2022) | Management | For | For | For | |||||
| 3F | Approval of the acts of the member of the Management Board: Dr. Reinhard Ploss (until 31 March 2022) | Management | For | For | For | |||||
| 3G | Approval of the acts of the member of the Management Board: Dr. Helmut Gassel (until 31 May 2022) | Management | For | For | For | |||||
| 4A | Approval of the acts of the member of the Supervisory Board: Dr. Wolfgang Eder | Management | For | For | For | |||||
| 4B | Approval of the acts of the member of the Supervisory Board: Xiaoqun Clever | Management | For | For | For | |||||
| 4C | Approval of the acts of the member of the Supervisory Board: Johann Dechant | Management | For | For | For | |||||
| 4D | Approval of the acts of the member of the Supervisory Board: Dr. Friedrich Eichiner | Management | For | For | For | |||||
| 4E | Approval of the acts of the member of the Supervisory Board: Annette Engelfried | Management | For | For | For | |||||
| 4F | Approval of the acts of the member of the Supervisory Board: Peter Gruber | Management | For | For | For | |||||
| 4G | Approval of the acts of the member of the Supervisory Board: Hans-Ulrich Holdenried | Management | For | For | For | |||||
| 4H | Approval of the acts of the member of the Supervisory Board: Dr. Susanne Lachenmann | Management | For | For | For | |||||
| 4I | Approval of the acts of the member of the Supervisory Board: Géraldine Picaud | Management | For | For | For | |||||
| 4J | Approval of the acts of the member of the Supervisory Board: Dr. Manfred Puffer | Management | For | For | For | |||||
| 4K | Approval of the acts of the member of the Supervisory Board: Melanie Riedl | Management | For | For | For | |||||
| 4L | Approval of the acts of the member of the Supervisory Board: Jürgen Scholz | Management | For | For | For | |||||
| 4M | Approval of the acts of the member of the Supervisory Board: Dr. Ulrich Spiesshofer | Management | For | For | For | |||||
| 4N | Approval of the acts of the member of the Supervisory Board: Margret Suckale | Management | For | For | For | |||||
| 4O | Approval of the acts of the member of the Supervisory Board: Mirco Synde (since 1 June 2022) | Management | For | For | For | |||||
| 4P | Approval of the acts of the member of the Supervisory Board: Diana Vitale | Management | For | For | For | |||||
| 4Q | Approval of the acts of the member of the Supervisory Board: Kerstin Schulzendorf (until 31 May 2022) | Management | For | For | For | |||||
| 5 | Appointment of the Company and Group auditor for the 2023 fiscal year and of the auditor for the review of the Half-Year Financial Report as well as for the possible review of other quarterly financial reports for the 2023 fiscal year | Management | For | For | For | |||||
| 6A | Elections to the Supervisory Board: Dr. Herbert Diess | Management | For | For | For | |||||
| 6B | Elections to the Supervisory Board: Klaus Helmrich | Management | For | For | For | |||||
| 7 | Revocation of an existing authorization and grant of a new authorization to acquire and use own shares | Management | For | For | For | |||||
| 8 | Revocation of an existing authorization and grant of a new authorization to acquire own shares using derivatives | Management | Against | For | Against | |||||
| 9A | Amendments to the Articles of Association: Place of the Annual General Meeting - Revision of section 13 | Management | Against | For | Against | |||||
| 9B | Amendments to the Articles of Association: Authorization to conduct a virtual Annual General Meeting – Insertion of a new section 13a | Management | Against | For | Against | |||||
| 9C | Amendments to the Articles of Association: Virtual participation of members of the Supervisory Board – Insertion of a new section 14, paragraph 3 | Management | Against | For | Against | |||||
| 10 | Remuneration System for the members of the Management Board | Management | For | For | For | |||||
| 11 | Approval of the Remuneration Report | Management | For | For | For | |||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US4781601046 | Agenda | 935776813 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) officers. | Shareholder | Abstain | None | ||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | Against | For | |||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | For | Against | Against | |||||
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Againstr | For | |||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | For | |||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | For | |||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | For | |||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | For | |||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | For | |||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | For | |||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | For | |||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | For | |||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | For | |||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | For | |||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | For | |||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | |||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | For | |||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||
| Ticker Symbol | LIN | Meeting Date | 25-Jul-2022 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935660200 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Stephen F. Angel | Management | For | For | For | |||||
| 1b. | Election of Director: Sanjiv Lamba | Management | For | For | For | |||||
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | For | |||||
| 1d. | Election of Director: Dr. Thomas Enders | Management | For | For | For | |||||
| 1e. | Election of Director: Edward G. Galante | Management | For | For | For | |||||
| 1f. | Election of Director: Joe Kaeser | Management | For | For | For | |||||
| 1g. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For | |||||
| 1h. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | For | |||||
| 1i. | Election of Director: Alberto Weisser | Management | For | For | For | |||||
| 1j. | Election of Director: Robert L. Wood | Management | For | For | For | |||||
| 2a. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | For | |||||
| 2b. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | For | |||||
| 3. | To approve, on an advisory and non- binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2022 Proxy statement. | Management | For | For | For | |||||
| 4. | To approve, on an advisory and non- binding basis, the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) as set forth in the Company's IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. | Management | For | For | For | |||||
| 5. | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| 6. | To consider and vote on a shareholder proposal regarding supermajority voting requirements in Linde's Irish Constitution. | Shareholder | Against | Againstr | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J103 | Meeting Type | Special | |||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750819 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| 2. | To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. | Management | For | For | For | |||||
| 3. | To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Management | For | For | For | |||||
| LINDE PLC | ||||||||||
| Security | G5494J111 | Meeting Type | Special | |||||||
| Ticker Symbol | Meeting Date | 18-Jan-2023 | ||||||||
| ISIN | Agenda | 935750821 – Management | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Management | For | For | For | |||||
| LOWE'S COMPANIES, INC. | ||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||
| ISIN | US5486611073 | Agenda | 935817190 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Raul Alvarez | For | For | For | ||||||
| 2 | David H. Batchelder | For | For | For | ||||||
| 3 | Scott H. Baxter | Withheld | For | Against | ||||||
| 4 | Sandra B. Cochran | For | For | For | ||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||
| 7 | Marvin R. Ellison | For | For | For | ||||||
| 8 | Daniel J. Heinrich | For | For | For | ||||||
| 9 | Brian C. Rogers | For | For | For | ||||||
| 10 | Bertram L. Scott | For | For | For | ||||||
| 11 | Colleen Taylor | For | For | For | ||||||
| 12 | Mary Beth West | For | For | For | ||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | For | Against | Against | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US5500211090 | Agenda | 935847600 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class I Director: Michael Casey | Management | Against | For | Against | |||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | 1 Year | None | ||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| MASTERCARD INCORPORATED | ||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||
| ISIN | US57636Q1040 | Agenda | 935858437 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | Against | For | Against | |||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | For | |||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | For | |||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | For | |||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | For | |||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | For | |||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | For | |||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | Against | For | |||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | Against | For | |||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | Against | For | |||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | Against | For | |||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | Againstr | For | |||||
| MICRON TECHNOLOGY, INC. | ||||||||||
| Security | 595112103 | Meeting Type | Annual | |||||||
| Ticker Symbol | MU | Meeting Date | 12-Jan-2023 | |||||||
| ISIN | US5951121038 | Agenda | 935742177 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: Richard M. Beyer | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Lynn A. Dugle | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Steven J. Gomo | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Linnie M. Haynesworth | Management | For | For | For | |||||
| 1e. | ELECTION OF DIRECTOR: Mary Pat McCarthy | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Sanjay Mehrotra | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Robert E. Switz | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: MaryAnn Wright | Management | For | For | For | |||||
| 2. | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||
| 3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THERUNDER BY 50 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||
| 4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2023. | Management | For | For | For | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||
| ISIN | US5949181045 | Agenda | 935722567 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1c. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1h. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | |||||
| 4. | Shareholder Proposal – Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | Against | |||||
| 5. | Shareholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Report on Government Use of Microsoft Technology | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Report on Development of Products for Military | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal – Report on Tax Transparency | Shareholder | For | Against | Against | |||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSI | Meeting Date | 16-May-2023 | |||||||
| ISIN | US6200763075 | Agenda | 935792211 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a one-year term: Gregory Q. Brown | Management | For | For | For | |||||
| 1b. | Election of Director for a one-year term: Kenneth D. Denman | Management | For | For | For | |||||
| 1c. | Election of Director for a one-year term: Egon P. Durban | Management | For | For | For | |||||
| 1d. | Election of Director for a one-year term: Ayanna M. Howard | Management | For | For | For | |||||
| 1e. | Election of Director for a one-year term: Clayton M. Jones | Management | For | For | For | |||||
| 1f. | Election of Director for a one-year term: Judy C. Lewent | Management | For | For | For | |||||
| 1g. | Election of Director for a one-year term: Gregory K. Mondre | Management | For | For | For | |||||
| 1h. | Election of Director for a one-year term: Joseph M. Tucci | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Management | For | For | For | |||||
| 3. | Advisory Approval of the Company's Executive Compensation. | Management | Against | For | Against | |||||
| 4. | Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation. | Management | 1 Year | 1 Year | For | |||||
| NESTLE S.A. | ||||||||||
| Security | 641069406 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSRGY | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US6410694060 | Agenda | 935795039 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2022 | Management | For | For | For | |||||
| 1B | Acceptance of the Compensation Report 2022 (advisory vote) | Management | For | For | For | |||||
| 2 | Discharge to the members of the Board of Directors and of the Management for 2022 | Management | For | For | For | |||||
| 3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2022 | Management | For | For | For | |||||
| 4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | For | For | For | |||||
| 4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | For | |||||
| 4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | For | |||||
| 4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | For | |||||
| 4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | For | |||||
| 4AF | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | For | |||||
| 4AG | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | For | |||||
| 4AH | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | For | |||||
| 4AI | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | For | |||||
| 4AJ | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | For | |||||
| 4AK | Re-election of the member of the Board of Director: Lindiwe Majele Sibanda | Management | For | For | For | |||||
| 4AL | Re-election of the member of the Board of Director: Chris Leong | Management | For | For | For | |||||
| 4AM | Re-election of the member of the Board of Director: Luca Maestri | Management | For | For | For | |||||
| 4BA | Election to the Board of Director: Rainer Blair | Management | For | For | For | |||||
| 4BB | Election to the Board of Director: Marie- Gabrielle Ineichen-Fleisch | Management | For | For | For | |||||
| 4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | Against | For | Against | |||||
| 4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | For | |||||
| 4CC | Election of the member of the Compensation Committee: Dick Boer | Management | Against | For | Against | |||||
| 4CD | Election of the member of the Compensation Committee: Dinesh Paliwal | Management | Against | For | Against | |||||
| 4D | Election of the statutory auditors Ernst & Young Ltd, Lausanne branch | Management | For | For | For | |||||
| 4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | For | |||||
| 5A | Approval of the compensation of the Board of Directors | Management | For | For | For | |||||
| 5B | Approval of the compensation of the Executive Board | Management | For | For | For | |||||
| 6 | Capital reduction (by cancellation of shares) | Management | For | For | For | |||||
| 7A | Amendments of Provisions of the Articles of Association pertaining to the General Meeting | Management | For | For | For | |||||
| 7B | Amendments of Provisions of the Articles of Association pertaining to the Board of Directors, Compensation, Contracts and Mandates and Miscellaneous Provisions | Management | For | For | For | |||||
| 8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Management | For | Against | Against | |||||
| NEWMONT CORPORATION | ||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||
| Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||
| ISIN | US6516391066 | Agenda | 935776938 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director: Gregory H. Boyce | Management | For | For | For | |||||
| 1c. | Election of Director: Bruce R. Brook | Management | For | For | For | |||||
| 1d. | Election of Director: Maura J. Clark | Management | For | For | For | |||||
| 1e. | Election of Director: Emma FitzGerald | Management | For | For | For | |||||
| 1f. | Election of Director: Mary A. Laschinger | Management | For | For | For | |||||
| 1g. | Election of Director: José Manuel Madero | Management | For | For | For | |||||
| 1h. | Election of Director: René Médori | Management | For | For | For | |||||
| 1i. | Election of Director: Jane Nelson | Management | For | For | For | |||||
| 1j. | Election of Director: Tom Palmer | Management | For | For | For | |||||
| 1k. | Election of Director: Julio M. Quintana | Management | For | For | For | |||||
| 1l. | Election of Director: Susan N. Story | Management | For | For | For | |||||
| 2. | Approval of the advisory resolution on Newmont's executive compensation. | Management | For | For | For | |||||
| 3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont's independent registered public accounting firm for the fiscal year 2023. | Management | For | For | For | |||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| NEXTERA ENERGY, INC. | ||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | NEE | Meeting Date | 18-May-2023 | |||||||
| ISIN | US65339F1012 | Agenda | 935808696 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | For | |||||
| 1b. | Election of Director: Sherry S. Barrat | Management | For | For | For | |||||
| 1c. | Election of Director: James L. Camaren | Management | For | For | For | |||||
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | For | For | |||||
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | For | For | |||||
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | For | For | |||||
| 1g. | Election of Director: John W. Ketchum | Management | For | For | For | |||||
| 1h. | Election of Director: Amy B. Lane | Management | Against | For | Against | |||||
| 1i. | Election of Director: David L. Porges | Management | For | For | For | |||||
| 1j. | Election of Director: Deborah "Dev" Stahlkopf | Management | For | For | For | |||||
| 1k. | Election of Director: John A. Stall | Management | Against | For | Against | |||||
| 1l. | Election of Director: Darryl L. Wilson | Management | For | For | For | |||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | Management | For | For | For | |||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | Against | For | Against | |||||
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | 1 Year | For | |||||
| 5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Shareholder | For | Against | Against | |||||
| NXP SEMICONDUCTORS N.V. | ||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NXPI | Meeting Date | 24-May-2023 | |||||||
| ISIN | NL0009538784 | Agenda | 935858475 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Adoption of the 2022 Statutory Annual Accounts | Management | For | For | For | |||||
| 2. | Discharge the members of the Company's Board of Directors (the "Board") for their responsibilities in the financial year ended December 31, 2022 | Management | For | For | For | |||||
| 3a. | Re-appoint Kurt Sievers as executive director | Management | For | For | For | |||||
| 3b. | Re-appoint Annette Clayton as non- executive director | Management | Against | For | Against | |||||
| 3c. | Re-appoint Anthony Foxx as non-executive director | Management | For | For | For | |||||
| 3d. | Re-appoint Chunyuan Gu as non-executive director | Management | For | For | For | |||||
| 3e. | Re-appoint Lena Olving as non-executive director | Management | For | For | For | |||||
| 3f. | Re-appoint Julie Southern as non-executive director | Management | For | For | For | |||||
| 3g. | Re-appoint Jasmin Staiblin as non- executive director | Management | For | For | For | |||||
| 3h. | Re-appoint Gregory Summe as non- executive director | Management | For | For | For | |||||
| 3i. | Re-appoint Karl-Henrik Sundström as non- executive director | Management | Against | For | Against | |||||
| 3j. | Appoint Moshe Gavrielov as non-executive director | Management | For | For | For | |||||
| 4. | Authorization of the Board to issue ordinary shares of the Company ("ordinary shares") and grant rights to acquire ordinary shares | Management | For | For | For | |||||
| 5. | Authorization of the Board to restrict or exclude preemption rights accruing in connection with an issue of shares or grant of rights | Management | For | For | For | |||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | For | |||||
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | For | |||||
| 8. | Re-appointment of Ernst & Young Accountants LLP as our independent auditors for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| 9. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | Against | For | Against | |||||
| O'REILLY AUTOMOTIVE, INC. | ||||||||||
| Security | 67103H107 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORLY | Meeting Date | 18-May-2023 | |||||||
| ISIN | US67103H1077 | Agenda | 935808494 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: David O'Reilly | Management | Against | For | Against | |||||
| 1b. | Election of Director: Larry O'Reilly | Management | Against | For | Against | |||||
| 1c. | Election of Director: Greg Henslee | Management | For | For | For | |||||
| 1d. | Election of Director: Jay D. Burchfield | Management | Against | For | Against | |||||
| 1e. | Election of Director: Thomas T. Hendrickson | Management | For | For | For | |||||
| 1f. | Election of Director: John R. Murphy | Management | For | For | For | |||||
| 1g. | Election of Director: Dana M. Perlman | Management | For | For | For | |||||
| 1h. | Election of Director: Maria A. Sastre | Management | For | For | For | |||||
| 1i. | Election of Director: Andrea M. Weiss | Management | For | For | For | |||||
| 1j. | Election of Director: Fred Whitfield | Management | For | For | For | |||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future say on pay votes. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of appointment of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2023. | Management | Against | For | Against | |||||
| 5. | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | For | Against | Against | |||||
| OPEN TEXT CORPORATION | ||||||||||
| Security | 683715106 | Meeting Type | Annual | |||||||
| Ticker Symbol | OTEX | Meeting Date | 15-Sep-2022 | |||||||
| ISIN | CA6837151068 | Agenda | 935699035 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Director – P. Thomas Jenkins | Management | For | For | For | |||||
| 1B | Election of Director – Mark J. Barrenechea | Management | For | For | For | |||||
| 1C | Election of Director – Randy Fowlie | Management | For | For | For | |||||
| 1D | Election of Director – David Fraser | Management | For | For | For | |||||
| 1E | Election of Director – Gail E. Hamilton | Management | For | For | For | |||||
| 1F | Election of Director – Robert Hau | Management | For | For | For | |||||
| 1G | Election of Director – Ann M. Powell | Management | Against | For | Against | |||||
| 1H | Election of Director – Stephen J. Sadler | Management | For | For | For | |||||
| 1I | Election of Director – Michael Slaunwhite | Management | For | For | For | |||||
| 1J | Election of Director – Katharine B. Stevenson | Management | For | For | For | |||||
| 1K | Election of Director – Deborah Weinstein | Management | For | For | For | |||||
| 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | For | |||||
| 3 | The non-binding Say-on-Pay Resolution, the full text of which is included in the management proxy circular of the Company (the "Circular"), with or without variation, on the Company's approach to executive compensation, as more particularly described in the Circular. | Management | Against | For | Against | |||||
| 4 | The Rights Plan Resolution, the full text of which is attached as "Schedule B" to the Circular, with or without variation, to continue, amend and restate the Company's Shareholder Rights Plan, as more particularly described in the Circular. | Management | For | For | For | |||||
| ORACLE CORPORATION | ||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORCL | Meeting Date | 16-Nov-2022 | |||||||
| ISIN | US68389X1054 | Agenda | 935715182 �� Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Awo Ablo | For | For | For | ||||||
| 2 | Jeffrey S. Berg | For | For | For | ||||||
| 3 | Michael J. Boskin | For | For | For | ||||||
| 4 | Safra A. Catz | For | For | For | ||||||
| 5 | Bruce R. Chizen | For | For | For | ||||||
| 6 | George H. Conrades | For | For | For | ||||||
| 7 | Lawrence J. Ellison | For | For | For | ||||||
| 8 | Rona A. Fairhead | For | For | For | ||||||
| 9 | Jeffrey O. Henley | For | For | For | ||||||
| 10 | Renee J. James | For | For | For | ||||||
| 11 | Charles W. Moorman | For | For | For | ||||||
| 12 | Leon E. Panetta | For | For | For | ||||||
| 13 | William G. Parrett | For | For | For | ||||||
| 14 | Naomi O. Seligman | For | For | For | ||||||
| 15 | Vishal Sikka | For | For | For | ||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of our Independent Registered Public Accounting Firm. | Management | For | For | For | |||||
| PARKER-HANNIFIN CORPORATION | ||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||
| Ticker Symbol | PH | Meeting Date | 26-Oct-2022 | |||||||
| ISIN | US7010941042 | Agenda | 935714647 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lee C. Banks | Management | For | For | For | |||||
| 1b. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Jillian C. Evanko | Management | Against | For | Against | |||||
| 1c. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lance M. Fritz | Management | Against | For | Against | |||||
| 1d. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Linda A. Harty | Management | For | For | For | |||||
| 1e. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: William F. Lacey | Management | For | For | For | |||||
| 1f. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Kevin A. Lobo | Management | Against | For | Against | |||||
| 1g. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Joseph Scaminace | Management | For | For | For | |||||
| 1h. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Åke Svensson | Management | For | For | For | |||||
| 1i. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Laura K. Thompson | Management | For | For | For | |||||
| 1j. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James R. Verrier | Management | For | For | For | |||||
| 1k. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James L. Wainscott | Management | For | For | For | |||||
| 1l. | Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Thomas L. Williams | Management | For | For | For | |||||
| 2. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | For | |||||
| PEPSICO, INC. | ||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||
| Ticker Symbol | PEP | Meeting Date | 03-May-2023 | |||||||
| ISIN | US7134481081 | Agenda | 935784795 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Segun Agbaje | Management | For | For | For | |||||
| 1b. | Election of Director: Jennifer Bailey | Management | For | For | For | |||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | For | |||||
| 1d. | Election of Director: Ian Cook | Management | For | For | For | |||||
| 1e. | Election of Director: Edith W. Cooper | Management | For | For | For | |||||
| 1f. | Election of Director: Susan M. Diamond | Management | For | For | For | |||||
| 1g. | Election of Director: Dina Dublon | Management | For | For | For | |||||
| 1h. | Election of Director: Michelle Gass | Management | For | For | For | |||||
| 1i. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||||
| 1j. | Election of Director: Dave J. Lewis | Management | For | For | For | |||||
| 1k. | Election of Director: David C. Page | Management | For | For | For | |||||
| 1l. | Election of Director: Robert C. Pohlad | Management | For | For | For | |||||
| 1m. | Election of Director: Daniel Vasella | Management | For | For | For | |||||
| 1n. | Election of Director: Darren Walker | Management | For | For | For | |||||
| 1o. | Election of Director: Alberto Weisser | Management | For | For | For | |||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the Company's executive compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal – Independent Board Chair. | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Global Transparency Report. | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Report on Impacts of Reproductive Healthcare Legislation | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal – Congruency Report on Net-Zero Emissions Policies. | Shareholder | Against | Againstr | For | |||||
| PFIZER INC. | ||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US7170811035 | Agenda | 935778451 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | For | |||||
| 1c. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | |||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | For | |||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | For | |||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | For | |||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1k. | Election of Director: James Quincey | Management | Against | For | Against | |||||
| 1l. | Election of Director: James C. Smith | Management | For | For | For | |||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | For | |||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | For | |||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | For | Against | Against | |||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | Againstr | For | |||||
| PHILLIPS 66 | ||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||
| Ticker Symbol | PSX | Meeting Date | 10-May-2023 | |||||||
| ISIN | US7185461040 | Agenda | 935793718 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Gregory J. Hayes | Management | For | For | For | |||||
| 1b. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Charles M. Holley | Management | For | For | For | |||||
| 1c. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Denise R. Singleton | Management | For | For | For | |||||
| 1d. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Glenn F. Tilton | Management | For | For | For | |||||
| 1e. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Marna C. Whittington | Management | For | For | For | |||||
| 2. | Management Proposal to Approve the Declassification of the Board of Directors. | Management | For | For | For | |||||
| 3. | Advisory vote to approve our executive compensation. | Management | For | For | For | |||||
| 4. | Ratification of the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting audited report on the impact to chemicals business under the System Change Scenario. | Shareholder | For | Against | Against | |||||
| QUALCOMM INCORPORATED | ||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||
| ISIN | US7475251036 | Agenda | 935757281 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | For | For | For | |||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | For | For | For | |||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | For | For | For | |||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | For | For | For | |||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | For | For | For | |||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | For | For | For | |||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | For | For | For | |||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | For | For | For | |||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | For | For | For | |||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire | Management | For | For | For | |||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | For | For | For | |||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | For | Against | |||||
| REPUBLIC SERVICES, INC. | ||||||||||
| Security | 760759100 | Meeting Type | Annual | |||||||
| Ticker Symbol | RSG | Meeting Date | 12-May-2023 | |||||||
| ISIN | US7607591002 | Agenda | 935800169 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Manuel Kadre | Management | For | For | For | |||||
| 1b. | Election of Director: Tomago Collins | Management | For | For | For | |||||
| 1c. | Election of Director: Michael A. Duffy | Management | For | For | For | |||||
| 1d. | Election of Director: Thomas W. Handley | Management | For | For | For | |||||
| 1e. | Election of Director: Jennifer M. Kirk | Management | For | For | For | |||||
| 1f. | Election of Director: Michael Larson | Management | For | For | For | |||||
| 1g. | Election of Director: James P. Snee | Management | Against | For | Against | |||||
| 1h. | Election of Director: Brian S. Tyler | Management | For | For | For | |||||
| 1i. | Election of Director: Jon Vander Ark | Management | For | For | For | |||||
| 1j. | Election of Director: Sandra M. Volpe | Management | For | For | For | |||||
| 1k. | Election of Director: Katharine B. Weymouth | Management | For | For | For | |||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| ROSS STORES, INC. | ||||||||||
| Security | 778296103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ROST | Meeting Date | 17-May-2023 | |||||||
| ISIN | US7782961038 | Agenda | 935801539 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||||
| 1b. | Election of Director: Michael J. Bush | Management | For | For | For | |||||
| 1c. | Election of Director: Edward G. Cannizzaro | Management | For | For | For | |||||
| 1d. | Election of Director: Sharon D. Garrett | Management | For | For | For | |||||
| 1e. | Election of Director: Michael J. Hartshorn | Management | For | For | For | |||||
| 1f. | Election of Director: Stephen D. Milligan | Management | For | For | For | |||||
| 1g. | Election of Director: Patricia H. Mueller | Management | For | For | For | |||||
| 1h. | Election of Director: George P. Orban | Management | For | For | For | |||||
| 1i. | Election of Director: Larree M. Renda | Management | For | For | For | |||||
| 1j. | Election of Director: Barbara Rentler | Management | For | For | For | |||||
| 1k. | Election of Director: Doniel N. Sutton | Management | For | For | For | |||||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | Against | For | Against | |||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 3, 2024. | Management | For | For | For | |||||
| RPM INTERNATIONAL INC. | ||||||||||
| Security | 749685103 | Meeting Type | Annual | |||||||
| Ticker Symbol | RPM | Meeting Date | 06-Oct-2022 | |||||||
| ISIN | US7496851038 | Agenda | 935703808 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Kirkland B. Andrews | For | For | For | ||||||
| 2 | Ellen M. Pawlikowski | For | For | For | ||||||
| 3 | Frank C. Sullivan | For | For | For | ||||||
| 4 | Elizabeth F. Whited | For | For | For | ||||||
| 2. | Approve the Company's executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||||
| SHELL PLC | ||||||||||
| Security | 780259305 | Meeting Type | Annual | |||||||
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | |||||||
| ISIN | US7802593050 | Agenda | 935844426 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Annual Report & Accounts be received | Management | For | For | For | |||||
| 2. | Approval of Directors' Remuneration Policy | Management | For | For | For | |||||
| 3. | Approval of Directors' Remuneration Report | Management | For | For | For | |||||
| 4. | Appointment of Wael Sawan as a Director of the Company | Management | For | For | For | |||||
| 5. | Appointment of Cyrus Taraporevala as a Director of the Company | Management | For | For | For | |||||
| 6. | Appointment of Sir Charles Roxburgh as a Director of the Company | Management | For | For | For | |||||
| 7. | Appointment of Leena Srivastava as a Director of the Company | Management | For | For | For | |||||
| 8. | Reappointment of Sinead Gorman as a Director of the Company | Management | For | For | For | |||||
| 9. | Reappointment of Dick Boer as a Director of the Company | Management | For | For | For | |||||
| 10. | Reappointment of Neil Carson as a Director of the Company | Management | For | For | For | |||||
| 11. | Reappointment of Ann Godbehere as a Director of the Company | Management | For | For | For | |||||
| 12. | Reappointment of Jane Holl Lute as a Director of the Company | Management | For | For | For | |||||
| 13. | Reappointment of Catherine Hughes as a Director of the Company | Management | For | For | For | |||||
| 14. | Reappointment of Sir Andrew Mackenzie as a Director of the Company | Management | For | For | For | |||||
| 15. | Reappointment of Abraham (Bram) Schot as a Director of the Company | Management | For | For | For | |||||
| 16. | Reappointment of Auditors | Management | For | For | For | |||||
| 17. | Remuneration of Auditors | Management | For | For | For | |||||
| 18. | Authority to allot shares | Management | For | For | For | |||||
| 19. | Disapplication of pre-emption rights | Management | For | For | For | |||||
| 20. | Authority to make on market purchases of own shares | Management | For | For | For | |||||
| 21. | Authority to make off market purchases of own shares | Management | For | For | For | |||||
| 22. | Authority to make certain donations/incur expenditure | Management | For | For | For | |||||
| 23. | Adoption of new Articles of Association | Management | For | For | For | |||||
| 24. | Approval of Shell's Share Plan ('Plan') rules and authority to adopt schedules to the Plan | Management | For | For | For | |||||
| 25. | Approve Shell's Energy Transition Progress | Management | For | For | For | |||||
| 26. | Shareholder resolution | Shareholder | For | Against | Against | |||||
| SONY GROUP CORPORATION | ||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||
| ISIN | US8356993076 | Agenda | 935876714 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | For | |||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | For | |||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For | |||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | For | |||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | For | |||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | For | |||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | For | |||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | For | |||||
| 1j. | Election of Director: William Morrow | Management | For | For | For | |||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | Against | For | Against | |||||
| TELUS CORPORATION | ||||||||||
| Security | 87971M103 | Meeting Type | Annual | |||||||
| Ticker Symbol | TU | Meeting Date | 04-May-2023 | |||||||
| ISIN | CA87971M1032 | Agenda | 935801971 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | Raymond T. Chan | For | For | For | ||||||
| 2 | Hazel Claxton | For | For | For | ||||||
| 3 | Lisa de Wilde | For | For | For | ||||||
| 4 | Victor Dodig | For | For | For | ||||||
| 5 | Darren Entwistle | For | For | For | ||||||
| 6 | Thomas E. Flynn | For | For | For | ||||||
| 7 | Mary Jo Haddad | For | For | For | ||||||
| 8 | Kathy Kinloch | For | For | For | ||||||
| 9 | Christine Magee | For | For | For | ||||||
| 10 | John Manley | For | For | For | ||||||
| 11 | David Mowat | For | For | For | ||||||
| 12 | Marc Parent | For | For | For | ||||||
| 13 | Denise Pickett | For | For | For | ||||||
| 14 | W. Sean Willy | For | For | For | ||||||
| 2 | Appoint Deloitte LLP as auditor for the ensuing year and authorize directors to fix its remuneration. | Management | For | For | For | |||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | For | |||||
| 4 | Approval of an increase to the share reserve under the Restricted Share Unit Plan. | Management | For | For | For | |||||
| 5 | Approval of an increase to the share reserve under the Performance Share Unit Plan. | Management | For | For | For | |||||
| THE HOME DEPOT, INC. | ||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | |||||||
| ISIN | US4370761029 | Agenda | 935795659 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | For | |||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | For | |||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | For | |||||
| 1g. | Election of Director: Edward P. Decker | Management | For | For | For | |||||
| 1h. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||
| 1i. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||
| 1j. | Election of Director: Manuel Kadre | Management | For | For | For | |||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | Against | For | Against | |||||
| 1l. | Election of Director: Paula Santilli | Management | For | For | For | |||||
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | Against | Against | For | |||||
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Againstr | For | |||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||
| Ticker Symbol | PG | Meeting Date | 11-Oct-2022 | |||||||
| ISIN | US7427181091 | Agenda | 935703149 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | For | |||||
| 1e. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | For | |||||
| 1i. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | For | For | |||||
| 1j. | ELECTION OF DIRECTOR: Rajesh Subramaniam | Management | For | For | For | |||||
| 1k. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | For | |||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | Against | For | Against | |||||
| THE TJX COMPANIES, INC. | ||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8725401090 | Agenda | 935847509 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | For | |||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||
| 1d. | Election of Director: David T. Ching | Management | For | For | For | |||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | For | |||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | For | |||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | For | |||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | For | For | |||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | Against | For | Against | |||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | For | Against | Against | |||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2023 | |||||||
| ISIN | US91324P1021 | Agenda | 935835237 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Timothy Flynn | Management | For | For | For | |||||
| 1b. | Election of Director: Paul Garcia | Management | For | For | For | |||||
| 1c. | Election of Director: Kristen Gil | Management | For | For | For | |||||
| 1d. | Election of Director: Stephen Hemsley | Management | For | For | For | |||||
| 1e. | Election of Director: Michele Hooper | Management | For | For | For | |||||
| 1f. | Election of Director: F. William McNabb III | Management | For | For | For | |||||
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | Management | For | For | For | |||||
| 1h. | Election of Director: John Noseworthy, M.D. | Management | For | For | For | |||||
| 1i. | Election of Director: Andrew Witty | Management | For | For | For | |||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||||
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | For | For | |||||
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Shareholder | Against | Against | For | |||||
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Shareholder | Against | Against | For | |||||
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | Against | Againstr | For | |||||
| V.F. CORPORATION | ||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||
| Ticker Symbol | VFC | Meeting Date | 26-Jul-2022 | |||||||
| ISIN | US9182041080 | Agenda | 935676455 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Richard T. Carucci | Management | For | For | For | |||||
| 1b. | Election of Director: Alex Cho | Management | For | For | For | |||||
| 1c. | Election of Director: Juliana L. Chugg | Management | For | For | For | |||||
| 1d. | Election of Director: Benno Dorer | Management | Withheld | For | Against | |||||
| 1e. | Election of Director: Mark S. Hoplamazian | Management | For | For | For | |||||
| 1f. | Election of Director: Laura W. Lang | Management | For | For | For | |||||
| 1g. | Election of Director: W. Rodney McMullen | Management | For | For | For | |||||
| 1h. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Steven E. Rendle | Management | For | For | For | |||||
| 1j. | Election of Director: Carol L. Roberts | Management | For | For | For | |||||
| 1k. | Election of Director: Matthew J. Shattock | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||
| VIRTU FINANCIAL INC | ||||||||||
| Security | 928254101 | Meeting Type | Annual | |||||||
| Ticker Symbol | VIRT | Meeting Date | 13-Jun-2023 | |||||||
| ISIN | US9282541013 | Agenda | 935852803 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Douglas A. Cifu | For | For | For | ||||||
| 2 | Joseph J. Grano, Jr. | For | For | For | ||||||
| 3 | Joanne M. Minieri | For | For | For | ||||||
| 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| 4. | Proposal to approve an amendment to the Virtu Financial, Inc. Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | For | |||||
| VISA INC. | ||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||
| ISIN | US92826C8394 | Agenda | 935745779 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||||
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | For | |||||
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||||
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | For | |||||
| 1f. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1g. | Election of Director: John F. Lundgren | Management | For | For | For | |||||
| 1h. | Election of Director: Denise M. Morrison | Management | For | For | For | |||||
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | For | |||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | Against | For | Against | |||||
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | For | Against | Against | |||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| BHP GROUP LTD | ||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BHP | Meeting Date | 10-Nov-2022 | |||||||
| ISIN | US0886061086 | Agenda | 935721678 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | To elect Michelle Hinchliffe as a Director of BHP | Management | For | For | For | |||||
| 3. | To elect Catherine Tanna as a Director of BHP | Management | For | For | For | |||||
| 4. | To re-elect Terry Bowen as a Director of BHP | Management | For | For | For | |||||
| 5. | To re-elect Xiaoqun Clever as a Director of BHP | Management | For | For | For | |||||
| 6. | To re-elect Ian Cockerill as a Director of BHP | Management | For | For | For | |||||
| 7. | To re-elect Gary Goldberg as a Director of BHP | Management | For | For | For | |||||
| 8. | To re-elect Ken MacKenzie as a Director of BHP | Management | For | For | For | |||||
| 9. | To re-elect Christine O'Reilly as a Director of BHP | Management | For | For | For | |||||
| 10. | To re-elect Dion Weisler as a Director of BHP | Management | For | For | For | |||||
| 11. | Adoption of the Remuneration Report | Management | For | For | For | |||||
| 12. | Approval of equity grants to the Chief Executive Officer | Management | For | For | For | |||||
| 13. | Amendment to the constitution | Shareholder | For | Against | Against | |||||
| 14. | Policy advocacy | Shareholder | For | Against | Against | |||||
| 15. | Climate accounting and audit | Shareholder | For | Against | Against | |||||
| CISCO SYSTEMS, INC. | ||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | |||||||
| ISIN | US17275R1023 | Agenda | 935723216 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For | |||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For | |||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | For | |||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | For | |||||
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||||
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | For | |||||
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | For | |||||
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | For | |||||
| 1j. | Election of Director: Brenton L. Saunders | Management | Against | For | Against | |||||
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | |||||
| 1l. | Election of Director: Marianna Tessel | Management | For | For | For | |||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | Against | For | Against | |||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 4. | Stockholder Proposal – Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | For | Against | Against | |||||
| GSK PLC | ||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | |||||||
| ISIN | US37733W1053 | Agenda | 935675112 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Demerger Resolution | Management | For | For | For | |||||
| 2. | Related Party Transactions Resolution | Management | For | For | For | |||||
| GSK PLC | ||||||||||
| Security | 37733W204 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 03-May-2023 | |||||||
| ISIN | US37733W2044 | Agenda | 935802959 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive and adopt the 2022 Annual Report | Management | For | For | For | |||||
| 2. | To approve the Annual report on remuneration | Management | For | For | For | |||||
| 3. | To elect Julie Brown as a Director | Management | For | For | For | |||||
| 4. | To elect Dr Vishal Sikka as a Director | Management | For | For | For | |||||
| 5. | To elect Elizabeth McKee Anderson as a Director | Management | For | For | For | |||||
| 6. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | For | |||||
| 7. | To re-elect Dame Emma Walmsley as a Director | Management | For | For | For | |||||
| 8. | To re-elect Charles Bancroft as a Director | Management | For | For | For | |||||
| 9. | To re-elect Dr Hal Barron as a Director | Management | For | For | For | |||||
| 10. | To re-elect Dr Anne Beal as a Director | Management | For | For | For | |||||
| 11. | To re-elect Dr Harry C Dietz as a Director | Management | For | For | For | |||||
| 12. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | For | |||||
| 13. | To re-elect Urs Rohner as a Director | Management | Against | For | Against | |||||
| 14. | To re-appoint the auditor | Management | For | For | For | |||||
| 15. | To determine remuneration of the auditor | Management | For | For | For | |||||
| 16. | To approve amendments to the Directors' Remuneration policy | Management | For | For | For | |||||
| 17. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | For | |||||
| 18. | To authorise allotment of shares | Management | For | For | For | |||||
| 19. | To disapply pre-emption rights – general power (Special resolution) | Management | For | For | For | |||||
| 20. | To disapply pre-emption rights – in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | For | |||||
| 21. | To authorise the company to purchase its own shares (Special resolution) | Management | For | For | For | |||||
| 22. | To authorise exemption from statement of name of senior statutory auditor | Management | Against | For | Against | |||||
| 23. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | Against | For | Against | |||||
| NINTENDO CO.,LTD. | ||||||||||
| Security | J51699106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||
| ISIN | JP3756600007 | Agenda | 717313275 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Furukawa, Shuntaro | Management | For | For | For | |||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Shigeru | Management | For | For | For | |||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Shinya | Management | For | For | For | |||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shibata, Satoru | Management | For | For | For | |||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Shiota, Ko | Management | For | For | For | |||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Chris Meledandri | Management | For | For | For | |||||
| NORSK HYDRO ASA | ||||||||||
| Security | R61115102 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 20-Sep-2022 | ||||||||
| ISIN | NO0005052605 | Agenda | 716023205 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVE NOTICE OF MEETING AND AGENDA | Management | For | For | For | |||||
| 2 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | For | For | For | |||||
| 3 | AUTHORIZE SHARE REPURCHASE PROGRAM AND CANCELLATION OF REPURCHASED SHARES | Management | For | For | For | |||||
| 4 | APPROVE DIVIDENDS OF NOK 1.45 PER SHARE | Management | For | For | For | |||||
| NORSK HYDRO ASA | ||||||||||
| Security | R61115102 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||
| ISIN | NO0005052605 | Agenda | 717077463 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPEN MEETING; REGISTRATION OF LIST OF SHAREHOLDERS | Non-Voting | ||||||||
| 2 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | For | For | For | |||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | For | For | For | |||||
| 4 | APPROVE NOTICE OF MEETING AND AGENDA | Management | For | For | For | |||||
| 5 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 5.65 PER SHARE | Management | For | For | For | |||||
| 6 | APPROVE NOK 30.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION | Management | For | For | For | |||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | For | |||||
| 8 | AMEND ARTICLES RE: SHARE CAPITAL; NOMINATION COMMITTEE; ANNUAL GENERAL MEETING | Management | For | For | For | |||||
| 9 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | |||||
| 10 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT | Non-Voting | ||||||||
| 11 | APPROVE REMUNERATION STATEMENT | Management | For | For | For | |||||
| 12.1 | ELECT MURIEL BJORSETH HANSEN AS MEMBER OF NOMINATING COMMITTEE | Management | For | For | For | |||||
| 12.2 | ELECT KARL MATHISEN AS MEMBER OF NOMINATING COMMITTEE | Management | For | For | For | |||||
| 13 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 800,000 FOR THE CHAIRMAN, NOK 460,000 FOR THE VICE CHAIRMAN, AND NOK 403,000 FOR THE OTHER DIRECTORS; APPROVE COMMITTEE FEES | Management | For | For | For | |||||
| 14 | APPROVE REMUNERATION OF MEMBERS OF NOMINATION COMMITTEE | Management | For | For | For | |||||
| NOVARTIS AG | ||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVS | Meeting Date | 07-Mar-2023 | |||||||
| ISIN | US66987V1098 | Agenda | 935764577 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Management | For | For | For | |||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Management | For | For | For | |||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||
| 5. | Further Share Repurchases | Management | For | For | For | |||||
| 6A. | Introduction of Article 12a of the Articles of Incorporation | Management | For | For | For | |||||
| 6B. | Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Management | For | For | For | |||||
| 6C. | Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Management | For | For | For | |||||
| 7A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 7B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Management | For | For | For | |||||
| 7C. | Advisory Vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 8A. | Re-election of Joerg Reinhardt as Member and Board Chair | Management | For | For | For | |||||
| 8B. | Re-election of Nancy C. Andrews | Management | For | For | For | |||||
| 8C. | Re-election of Ton Buechner | Management | For | For | For | |||||
| 8D. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 8E. | Re-election of Elizabeth Doherty | Management | For | For | For | |||||
| 8F. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 8G. | Re-election of Daniel Hochstrasser | Management | For | For | For | |||||
| 8H. | Re-election of Frans van Houten | Management | For | For | For | |||||
| 8I. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 8J. | Re-election of Ana de Pro Gonzalo | Management | For | For | For | |||||
| 8K. | Re-election of Charles L. Sawyers | Management | For | For | For | |||||
| 8L. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 8M. | Election of John D. Young | Management | For | For | For | |||||
| 9A. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 9B. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 9C. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 9D. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 10. | Re-election of the Auditor | Management | For | For | For | |||||
| 11. | Re-election of the Independent Proxy | Management | For | For | For | |||||
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations | Management | For | For | For | |||||
| ORANGE | ||||||||||
| Security | 684060106 | Meeting Type | Annual | |||||||
| Ticker Symbol | ORAN | Meeting Date | 23-May-2023 | |||||||
| ISIN | US6840601065 | Agenda | 935838524 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| O1 | Approval of the Statutory Financial Statement for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| O2 | Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2022 | Management | For | For | For | |||||
| O3 | Allocation of income for the fiscal year ended December 31, 2022, as stated in the Statutory Financial Statements | Management | For | For | For | |||||
| O4 | Agreements provided for in Articles L. 225- 38 et seq. of the French Commercial Code | Management | For | For | For | |||||
| O5 | Reappointment of Ms. Anne Lange as director | Management | For | For | For | |||||
| O6 | Reappointment of Ms. Anne-Gabrielle Heilbronner as independent director | Management | For | For | For | |||||
| O7 | Reappointment of Mr. Alexandre Bompard as independent director | Management | For | For | For | |||||
| O8 | Appointment of Mr. Momar Nguer as independent director | Management | For | For | For | |||||
| O9 | Appointment of Mr. Gilles Grapinet as independent director | Management | For | For | For | |||||
| O10 | Approval of the information mentioned in respect of the Compensation Policy in Article L. 22-10-9 I. of the French Commercial Code, pursuant to Article L. 22- 10-34 I. of the French Commercial Code | Management | For | For | For | |||||
| O11 | Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer until April 3, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Management | For | For | For | |||||
| O12 | Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, separated Chairman of the Board of Directors from April 4, 2022 to May 19, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Management | For | For | For | |||||
| O13 | Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Ms. Christel Heydemann, Chief Executive Officer as from April 4, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Management | For | For | For | |||||
| O14 | Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Jacques Aschenbroich, Chairman of the Board of Directors as from May 19, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Management | For | For | For | |||||
| O15 | Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Ramon Fernandez, Delegate Chief Executive Officer, pursuant to Article L. 22- 10-34 II. of the French Commercial Code | Management | For | For | For | |||||
| O16 | Approval of the 2023 compensation policy for the Chairman of the Board of Directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Management | For | For | For | |||||
| O17 | Approval of the 2023 compensation policy for the Chief Executive Officer, pursuant to Article L. 22-10-8 of the French Commercial Code | Management | Abstain | For | Against | |||||
| O18 | Approval of the 2023 compensation policy for directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Management | For | For | For | |||||
| O19 | Authorization to be granted to the Board of Directors to purchase or transfer Company shares | Management | For | For | For | |||||
| E20 | Delegation of authority to the Board of Directors to issue Company shares and complex securities, with shareholders' preferential subscription rights (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | For | For | For | |||||
| E21 | Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer other than those referred to in Article L. 411-2 section II of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | Against | For | Against | |||||
| E22 | Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer referred to in Article L. 411-2, paragraph 1 of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | Against | For | Against | |||||
| E23 | Delegation of authority to the Board of Directors to increase the number of securities to be issued in the event of a securities issue (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | For | For | For | |||||
| E24 | Delegation of authority to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights in the event of a public exchange offer initiated by the Company (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | Against | For | Against | |||||
| E25 | Delegation of powers to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights, as consideration for in-kind contributions granted to the Company and consisting of equity securities or securities giving access to the Company's capital (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Management | Against | For | Against | |||||
| E26 | Overall limit of authorizations | Management | For | For | For | |||||
| E27 | Authorization granted to the Board of Directors to award free shares of the Company to executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights | Management | For | For | For | |||||
| E28 | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans and involving the waiver of shareholders' preferential subscription rights | Management | For | For | For | |||||
| E29 | Delegation of authority to the Board of Directors to increase the capital of the Company by capitalization of reserves, profits or premiums | Management | For | For | For | |||||
| E30 | Authorization of the Board of Directors to reduce the capital through the cancellation of shares | Management | For | For | For | |||||
| E31 | Powers for formalities | Management | For | For | For | |||||
| A | Amendment to Article 13 of the Bylaws on plurality of mandates | Shareholder | For | Against | Against | |||||
| B | Amendment to the twenty-seventh resolution – Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria and the award ceiling) | Shareholder | For | Against | Against | |||||
| C | Amendment to the twenty-seventh resolution – Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria) | Shareholder | For | Against | Against | |||||
| D | Amendment to the twenty-seventh resolution – Authorization granted to the Board of Directors either to allocate free Company shares to the Company's employees, with the same regularity as the long term incentive plan (LTIP) is awarded to Executive Corporate Officers and certain employees of the Orange Group, involving the waiving of shareholders' preferential subscription rights, or to carry out an annual offer under the terms, conditions and procedures for issuing shares or complex ...(due to space limits, see proxy material for full proposal). | Shareholder | For | Against | Against | |||||
| SHELL PLC | ||||||||||
| Security | 780259305 | Meeting Type | Annual | |||||||
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | |||||||
| ISIN | US7802593050 | Agenda | 935844426 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Annual Report & Accounts be received | Management | For | For | For | |||||
| 2. | Approval of Directors' Remuneration Policy | Management | For | For | For | |||||
| 3. | Approval of Directors' Remuneration Report | Management | For | For | For | |||||
| 4. | Appointment of Wael Sawan as a Director of the Company | Management | For | For | For | |||||
| 5. | Appointment of Cyrus Taraporevala as a Director of the Company | Management | For | For | For | |||||
| 6. | Appointment of Sir Charles Roxburgh as a Director of the Company | Management | For | For | For | |||||
| 7. | Appointment of Leena Srivastava as a Director of the Company | Management | For | For | For | |||||
| 8. | Reappointment of Sinead Gorman as a Director of the Company | Management | For | For | For | |||||
| 9. | Reappointment of Dick Boer as a Director of the Company | Management | For | For | For | |||||
| 10. | Reappointment of Neil Carson as a Director of the Company | Management | For | For | For | |||||
| 11. | Reappointment of Ann Godbehere as a Director of the Company | Management | For | For | For | |||||
| 12. | Reappointment of Jane Holl Lute as a Director of the Company | Management | For | For | For | |||||
| 13. | Reappointment of Catherine Hughes as a Director of the Company | Management | For | For | For | |||||
| 14. | Reappointment of Sir Andrew Mackenzie as a Director of the Company | Management | For | For | For | |||||
| 15. | Reappointment of Abraham (Bram) Schot as a Director of the Company | Management | For | For | For | |||||
| 16. | Reappointment of Auditors | Management | For | For | For | |||||
| 17. | Remuneration of Auditors | Management | For | For | For | |||||
| 18. | Authority to allot shares | Management | For | For | For | |||||
| 19. | Disapplication of pre-emption rights | Management | For | For | For | |||||
| 20. | Authority to make on market purchases of own shares | Management | For | For | For | |||||
| 21. | Authority to make off market purchases of own shares | Management | For | For | For | |||||
| 22. | Authority to make certain donations/incur expenditure | Management | For | For | For | |||||
| 23. | Adoption of new Articles of Association | Management | For | For | For | |||||
| 24. | Approval of Shell's Share Plan ('Plan') rules and authority to adopt schedules to the Plan | Management | For | For | For | |||||
| 25. | Approve Shell's Energy Transition Progress | Management | For | For | For | |||||
| 26. | Shareholder resolution | Shareholder | For | Against | Against | |||||
| SK TELECOM CO., LTD. | ||||||||||
| Security | 78440P306 | Meeting Type | Annual | |||||||
| Ticker Symbol | SKM | Meeting Date | 28-Mar-2023 | |||||||
| ISIN | US78440P3064 | Agenda | 935771990 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of Financial Statements for the 39th Fiscal Year (2022) | Management | For | None | ||||||
| 2. | Grant of Stock Options | Management | For | None | ||||||
| 3.1 | Appointment of an Independent Non- executive Director (Kim, Yong-Hak) | Management | For | None | ||||||
| 3.2 | Appointment of an Independent Non- executive Director (Kim, Junmo) | Management | For | None | ||||||
| 3.3 | Appointment of an Independent Non- executive Director (Oh, Haeyun) | Management | For | None | ||||||
| 4.1 | Appointment of a Member of the Audit Committee (Kim, Yong-Hak) | Management | For | None | ||||||
| 4.2 | Appointment of a Member of the Audit Committee (Oh, Haeyun) | Management | For | None | ||||||
| 5. | Approval of the Ceiling Amount of Remuneration for Directors. Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | None | ||||||
| SKANDINAVISKA ENSKILDA BANKEN AB | ||||||||||
| Security | W25381141 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 04-Apr-2023 | ||||||||
| ISIN | SE0000148884 | Agenda | 716788344 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPEN MEETING | Non-Voting | ||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | For | For | For | |||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | For | For | For | |||||
| 5.1 | DESIGNATE OSSIAN EKDAHL AS INSPECTOR OF MINUTES OF MEETING | Management | For | For | For | |||||
| 5.2 | DESIGNATE CARINA SVERIN AS INSPECTOR OF MINUTES OF MEETING | Management | For | For | For | |||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | For | For | For | |||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||
| 8 | RECEIVE PRESIDENT'S REPORT | Non-Voting | ||||||||
| 9 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||
| 10 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 6.75 PER SHARE | Management | For | For | For | |||||
| 11.1 | APPROVE DISCHARGE OF JACOB AARUP-ANDERSEN | Management | For | For | For | |||||
| 11.2 | APPROVE DISCHARGE OF SIGNHILD ARNEGARD HANSEN | Management | For | For | For | |||||
| 11.3 | APPROVE DISCHARGE OF ANNE- CATHERINE BERNER | Management | For | For | For | |||||
| 11.4 | APPROVE DISCHARGE OF JOHN FLINT | Management | For | For | For | |||||
| 11.5 | APPROVE DISCHARGE OF WINNIE FOK | Management | For | For | For | |||||
| 11.6 | APPROVE DISCHARGE OF ANNA-KARIN GLIMSTROM | Management | For | For | For | |||||
| 11.7 | APPROVE DISCHARGE OF ANNIKA DAHLBERG | Management | For | For | For | |||||
| 11.8 | APPROVE DISCHARGE OF CHARLOTTA LINDHOLM | Management | For | For | For | |||||
| 11.9 | APPROVE DISCHARGE OF SVEN NYMAN | Management | For | For | For | |||||
| 11.10 | APPROVE DISCHARGE OF MAGNUS OLSSON | Management | For | For | For | |||||
| 11.11 | APPROVE DISCHARGE OF MARIKA OTTANDER | Management | For | For | For | |||||
| 11.12 | APPROVE DISCHARGE OF LARS OTTERSGARD | Management | For | For | For | |||||
| 11.13 | APPROVE DISCHARGE OF JESPER OVESEN | Management | For | For | For | |||||
| 11.14 | APPROVE DISCHARGE OF HELENA SAXON | Management | For | For | For | |||||
| 11.15 | APPROVE DISCHARGE OF JOHAN TORGEBY (AS BOARD MEMBER) | Management | For | For | For | |||||
| 11.16 | APPROVE DISCHARGE OF MARCUS WALLENBERG | Management | For | For | For | |||||
| 11.17 | APPROVE DISCHARGE OF JOHAN TORGEBY (AS PRESIDENT) | Management | For | For | For | |||||
| 12.1 | DETERMINE NUMBER OF MEMBERS (11) AND DEPUTY MEMBERS (0) OF BOARD | Management | For | For | For | |||||
| 12.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | For | For | For | |||||
| 13.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 3.6 MILLION FOR CHAIRMAN, SEK 1.1 MILLION FOR VICE CHAIRMAN, AND SEK 880,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | For | For | For | |||||
| 13.2 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | |||||
| 14.A1 | REELECT JACOB AARUP ANDERSEN AS DIRECTOR | Management | For | For | For | |||||
| 14.A2 | REELECT SIGNHILD ARNEGARD HANSEN AS DIRECTOR | Management | For | For | For | |||||
| 14.A3 | REELECT ANNE-CATHERINE BERNER AS DIRECTOR | Management | For | For | For | |||||
| 14.A4 | REELECT JOHN FLINT AS DIRECTOR | Management | For | For | For | |||||
| 14.A5 | REELECT WINNIE FOK AS DIRECTOR | Management | For | For | For | |||||
| 14.A6 | REELECT SVEN NYMAN AS DIRECTOR | Management | For | For | For | |||||
| 14.A7 | REELECT LARS OTTERSGARD AS DIRECTOR | Management | For | For | For | |||||
| 14.A8 | REELECT HELENA SAXON AS DIRECTOR | Management | For | For | For | |||||
| 14.A9 | REELECT JOHAN TORGEBY AS DIRECTOR | Management | For | For | For | |||||
| 14A10 | ELECT MARCUS WALLENBERG AS DIRECTOR | Management | For | For | For | |||||
| 14A11 | ELECT SVEIN TORE HOLSETHER AS DIRECTOR | Management | For | For | For | |||||
| 14.B | REELECT MARCUS WALLENBERG AS BOARD CHAIR | Management | For | For | For | |||||
| 15 | RATIFY ERNST & YOUNG AS AUDITORS | Management | For | For | For | |||||
| 16 | APPROVE REMUNERATION REPORT | Management | For | For | For | |||||
| 17.A | APPROVE SEB ALL EMPLOYEE PROGRAM 2023 FOR ALL EMPLOYEES IN MOST OF THE COUNTRIES WHERE SEB OPERATES | Management | For | For | For | |||||
| 17.B | APPROVE SEB SHARE DEFERRAL PROGRAM 2023 FOR GROUP EXECUTIVE COMMITTEE, SENIOR MANAGERS AND KEY EMPLOYEES | Management | For | For | For | |||||
| 17.C | APPROVE SEB RESTRICTED SHARE PROGRAM 2023 FOR SOME EMPLOYEES IN CERTAIN BUSINESS UNITS | Management | For | For | For | |||||
| 18.A | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | For | |||||
| 18.B | AUTHORIZE REPURCHASE OF CLASS A AND/OR CLASS C SHARES AND REISSUANCE OF REPURCHASED SHARES INTER ALIA IN FOR CAPITAL PURPOSES AND LONG-TERM INCENTIVE PLANS | Management | For | For | For | |||||
| 18.C | APPROVE TRANSFER OF CLASS A SHARES TO PARTICIPANTS IN 2023 LONG-TERM EQUITY PROGRAMS | Management | For | For | For | |||||
| 19 | APPROVE ISSUANCE OF CONVERTIBLES WITHOUT PREEMPTIVE RIGHTS | Management | Abstain | For | Against | |||||
| 20.A | APPROVE SEK 390 MILLION REDUCTION IN SHARE CAPITAL VIA REDUCTION OF PAR VALUE FOR TRANSFER TO UNRESTRICTED EQUITY | Management | For | For | For | |||||
| 20.B | APPROVE CAPITALIZATION OF RESERVES OF SEK 390 MILLION FOR A BONUS ISSUE | Management | For | For | For | |||||
| 21 | APPROVE PROPOSAL CONCERNING THE APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN MANAGEMENT | Management | For | For | For | |||||
| 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS SUBMITTED BY CARL AXEL BRUNO: CHANGE BANK SOFTWARE | Shareholder | Abstain | None | ||||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS SUBMITTED BY JOHAN APPELBERG: SIMPLIFIED RENEWAL FOR BANKID | Shareholder | Abstain | None | ||||||
| 24 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS SUBMITTED BY S GREENPEACE NORDIC AND THE SWEDISH SOCIETY FOR NATURE CONSERVATION: STOP FINANCING FOSSIL COMPANIES THAT EXPAND EXTRACTION AND LACK ROBUST FOSSIL PHASE-OUT PLANS IN LINE WITH 1.5 DEGREES | Shareholder | For | None | ||||||
| 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS SUBMITTED BY TOMMY JONASSON: CONDUCT STUDY ON COMPLIANCE WITH THE RULE OF LAW FOR BANK CUSTOMERS | Shareholder | Abstain | None | ||||||
| 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ESTABLISH SWEDISH/DANISH CHAMBER OF COMMERCE | Shareholder | Abstain | None | ||||||
| 27 | CLOSE MEETING | Non-Voting | ||||||||
| SOUTHERN COPPER CORPORATION | ||||||||||
| Security | 84265V105 | Meeting Type | Annual | |||||||
| Ticker Symbol | SCCO | Meeting Date | 26-May-2023 | |||||||
| ISIN | US84265V1052 | Agenda | 935820717 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director to serve until the 2024 Annual Meeting: German Larrea Mota- Velasco | Management | Withheld | For | Against | |||||
| 1.2 | Election of Director to serve until the 2024 Annual Meeting: Oscar Gonzalez Rocha | Management | Withheld | For | Against | |||||
| 1.3 | Election of Director to serve until the 2024 Annual Meeting: Vicente Ariztegui Andreve | Management | Withheld | For | Against | |||||
| 1.4 | Election of Director to serve until the 2024 Annual Meeting: Enrique Castillo Sanchez Mejorada | Management | Withheld | For | Against | |||||
| 1.5 | Election of Director to serve until the 2024 Annual Meeting: Leonardo Contreras Lerdo de Tejada | Management | Withheld | For | Against | |||||
| 1.6 | Election of Director to serve until the 2024 Annual Meeting: Xavier Garcia de Quevedo Topete | Management | Withheld | For | Against | |||||
| 1.7 | Election of Director to serve until the 2024 Annual Meeting: Luis Miguel Palomino Bonilla | Management | Withheld | For | Against | |||||
| 1.8 | Election of Director to serve until the 2024 Annual Meeting: Gilberto Perezalonso Cifuentes | Management | Withheld | For | Against | |||||
| 1.9 | Election of Director to serve until the 2024 Annual Meeting: Carlos Ruiz Sacristan | Management | Withheld | For | Against | |||||
| 2. | To ratify the selection by the Audit Committee of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for calendar year 2023. | Management | Against | For | Against | |||||
| 3. | Approve, by non-binding vote, executive compensation. | Management | Against | For | Against | |||||
| 4. | Recommend, by non-binding advisory vote, the frequency of the advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| TELENOR ASA | ||||||||||
| Security | R21882106 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 26-Jan-2023 | ||||||||
| ISIN | NO0010063308 | Agenda | 716491383 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING BY THE CHAIR OF THE CORPORATE-ASSEMBLY | Non-Voting | ||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||
| 3 | APPROVAL OF THE NOTICE OF THE EXTRAORDINARY GENERAL MEETING AND THE AGENDA | Management | For | For | For | |||||
| 4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | For | |||||
| 5 | AUTHORIZATION TO ACQUIRE OWN SHARES | Management | For | For | For | |||||
| 6 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||
| TELENOR ASA | ||||||||||
| Security | R21882106 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||
| ISIN | NO0010063308 | Agenda | 717082058 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | Non-Voting | ||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||
| 3 | APPROVAL OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND THE AGENDA | Management | For | For | For | |||||
| 4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES OF THE ANNUAL GENERAL MEETING TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | For | |||||
| 5 | REPORT BY THE CHAIR AND THE CEO | Non-Voting | ||||||||
| 6 | APPROVAL OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR TELENOR ASA AND THE TELENOR GROUP FOR THE FINANCIAL YEAR 2022, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | For | For | |||||
| 7 | APPROVAL OF REMUNERATION TO THE COMPANY'S EXTERNAL AUDITOR | Management | For | For | For | |||||
| 8 | THE BOARD OF DIRECTORS REPORT ON CORPORATE GOVERNANCE | Non-Voting | ||||||||
| 9.1 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: APPROVAL OF THE COMPENSATION POLICY | Management | For | For | For | |||||
| 9.2 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: ADVISORY VOTE ON THE COMPENSATION REPORT | Management | For | For | For | |||||
| 10 | AUTHORIZATION TO ACQUIRE OWN SHARES – INCENTIVE PROGRAM | Management | For | For | For | |||||
| 11 | AMENDMENTS TO TELENOR ASA'S ARTICLES OF ASSOCIATION | Management | For | For | For | |||||
| 12.1 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: NILS BASTIANSEN | Management | For | For | For | |||||
| 12.2 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MARIANNE BERGMANN ROREN | Management | For | For | For | |||||
| 12.3 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: KJETIL HOUG | Management | For | For | For | |||||
| 12.4 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: JOHN GORDON BERNANDER | Management | For | For | For | |||||
| 12.5 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: HEIDI FINSKAS | Management | For | For | For | |||||
| 12.6 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: WIDAR SALBUVIK | Management | For | For | For | |||||
| 12.7 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: SILVIJA SERES | Management | For | For | For | |||||
| 12.8 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: LISBETH KARIN NAERO | Management | For | For | For | |||||
| 12.9 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: TRINE SAETHER ROMULD | Management | For | For | For | |||||
| 12.10 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MAALFRID BRATH | Management | For | For | For | |||||
| 12.11 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ELIN MYRMEL-JOHANSEN (1. DEPUTY) | Management | For | For | For | |||||
| 12.12 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: RANDI MARJAMAA (2. DEPUTY) | Management | For | For | For | |||||
| 12.13 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ANETTE HJERTO (3. DEPUTY) | Management | For | For | For | |||||
| 13.1 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: JAN TORE FOSUND | Management | For | For | For | |||||
| 13.2 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: ANETTE HJERTO | Management | For | For | For | |||||
| 14 | DETERMINATION OF REMUNERATION TO THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE | Management | For | For | For | |||||
| 15.1 | DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: NOMINATION COMMITTEES RECOMMENDATION | Management | For | For | For | |||||
| 15.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: SHAREHOLDER PROPOSAL | Shareholder | For | None | ||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||
| Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |||||||
| ISIN | US92343V1044 | Agenda | 935790700 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A. | Election of Director: Shellye Archambeau | Management | For | For | For | |||||
| 1B. | Election of Director: Roxanne Austin | Management | For | For | For | |||||
| 1C. | Election of Director: Mark Bertolini | Management | For | For | For | |||||
| 1D. | Election of Director: Vittorio Colao | Management | For | For | For | |||||
| 1E. | Election of Director: Melanie Healey | Management | For | For | For | |||||
| 1F. | Election of Director: Laxman Narasimhan | Management | For | For | For | |||||
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | |||||
| 1H. | Election of Director: Daniel Schulman | Management | For | For | For | |||||
| 1I. | Election of Director: Rodney Slater | Management | For | For | For | |||||
| 1J. | Election of Director: Carol Tomé | Management | For | For | For | |||||
| 1K. | Election of Director: Hans Vestberg | Management | For | For | For | |||||
| 1L. | Election of Director: Gregory Weaver | Management | For | For | For | |||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 3 Years | 1 Year | Against | |||||
| 4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | For | |||||
| 5. | Government requests to remove content | Shareholder | Against | Against | For | |||||
| 6. | Prohibit political contributions | Shareholder | For | Against | Against | |||||
| 7. | Amend clawback policy | Shareholder | For | Against | Against | |||||
| 8. | Shareholder ratification of annual equity awards | Shareholder | For | Against | Against | |||||
| 9. | Independent chair | Shareholder | For | Against | Against | |||||
| VIRTU FINANCIAL INC | ||||||||||
| Security | 928254101 | Meeting Type | Annual | |||||||
| Ticker Symbol | VIRT | Meeting Date | 13-Jun-2023 | |||||||
| ISIN | US9282541013 | Agenda | 935852803 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Douglas A. Cifu | For | For | For | ||||||
| 2 | Joseph J. Grano, Jr. | For | For | For | ||||||
| 3 | Joanne M. Minieri | For | For | For | ||||||
| 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | Against | For | Against | |||||
| 3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2023. | Management | For | For | For | |||||
| 4. | Proposal to approve an amendment to the Virtu Financial, Inc. Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | For | |||||
| WOODSIDE ENERGY GROUP LTD | ||||||||||
| Security | 980228308 | Meeting Type | Annual | |||||||
| Ticker Symbol | WDS | Meeting Date | 28-Apr-2023 | |||||||
| ISIN | US9802283088 | Agenda | 935811237 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 02a | Mr Ian Macfarlane is re-elected as a director | Management | For | For | For | |||||
| O2b | Mr Larry Archibald is re-elected as a director | Management | For | For | For | |||||
| O2c | Ms Swee Chen Goh is re-elected as a director | Management | For | For | For | |||||
| O2d | Mr Arnaud Breuillac is elected as a director | Management | For | For | For | |||||
| O2e | Ms Angela Minas is elected as a director | Management | For | For | For | |||||
| O3 | To adopt the Remuneration Report for the year ended 31 December 2022. | Management | Against | For | Against | |||||
| O4 | To grant Ms. Meg O'Neill, the Chief Executive Officer and Managing Director, Restricted Shares and Performance Rights. | Management | For | For | For | |||||
| O5 | That approval is given for all purposes, including Rule 64 of the Constitution and ASX Listing Rule 10.17, for the aggregate amount of remuneration that may be paid to the Company's non- executive directors in any financial year to be increased by A$425,000, from A$4,250,000.00 to $4,675,000.00. | Management | For | For | For | |||||
| S6a | To amend the constitution to insert the following new clause 43A: "The Company in general meeting may by ordinary resolution express an opinion or request information about the way in which a power of the Company partially or exclusively invested in the Directors has been or should be exercised. However, such a resolution must relate to a material risk as identified by the Company and cannot either advocate action that would violate any law or relate to any personal claim or grievance. Such ...(due to space limits, see proxy material for full proposal). | Shareholder | For | Against | Against | |||||
| S6b | Subject to and conditional on Resolution 6(a) being passed by the required majority, Shareholders note the company's support for the climate goals of the Paris Agreement, along with the publication of the International Energy Agency's Net Zero Emissions by 2050 Scenario, and the | Shareholder | Against | Against | For | |||||
| Climate Action 100+ company assessment. Shareholders therefore request the company disclose, in subsequent annual reporting, information that demonstrates how the company's capital allocation to oil and gas assets will ...(due to space limits, see proxy material for full proposal). | ||||||||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2022 through June 30, 2023
| ACCENTURE PLC | ||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ACN | Meeting Date | 01-Feb-2023 | |||||||
| ISIN | IE00B4BNMY34 | Agenda | 935750174 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Appointment of Director: Jaime Ardila | Management | For | For | For | |||||
| 1b. | Appointment of Director: Nancy McKinstry | Management | For | For | For | |||||
| 1c. | Appointment of Director: Beth E. Mooney | Management | For | For | For | |||||
| 1d. | Appointment of Director: Gilles C. Pélisson | Management | For | For | For | |||||
| 1e. | Appointment of Director: Paula A. Price | Management | For | For | For | |||||
| 1f. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | For | |||||
| 1g. | Appointment of Director: Arun Sarin | Management | For | For | For | |||||
| 1h. | Appointment of Director: Julie Sweet | Management | For | For | For | |||||
| 1i. | Appointment of Director: Tracey T. Travis | Management | For | For | For | |||||
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | For | |||||
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | For | |||||
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | For | |||||
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For | |||||
| ADOBE INC. | ||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US00724F1012 | Agenda | 935770126 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | For | |||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | For | |||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | Against | For | Against | |||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | For | |||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | For | |||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | For | |||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | For | |||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | For | |||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | For | |||||
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | Against | For | Against | |||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | For | |||||
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | For | |||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | For | For | |||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | For | |||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | Against | |||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 6. | Stockholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | For | Against | Against | |||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||
| ISIN | US0378331005 | Agenda | 935757700 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a | Election of Director: James Bell | Management | For | For | For | |||||
| 1b | Election of Director: Tim Cook | Management | For | For | For | |||||
| 1c | Election of Director: Al Gore | Management | For | For | For | |||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | For | |||||
| 1e | Election of Director: Andrea Jung | Management | For | For | For | |||||
| 1f | Election of Director: Art Levinson | Management | For | For | For | |||||
| 1g | Election of Director: Monica Lozano | Management | For | For | For | |||||
| 1h | Election of Director: Ron Sugar | Management | For | For | For | |||||
| 1i | Election of Director: Sue Wagner | Management | For | For | For | |||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 3. | Advisory vote to approve executive compensation | Management | Against | For | Against | |||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Against | For | |||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Against | For | |||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | For | Against | Against | |||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Against | For | |||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | Against | |||||
| AVIVA PLC | ||||||||||
| Security | 05382A302 | Meeting Type | Annual | |||||||
| Ticker Symbol | AVVIY | Meeting Date | 04-May-2023 | |||||||
| ISIN | US05382A3023 | Agenda | 935811097 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| A1 | Annual Report and Accounts | Management | For | For | For | |||||
| A2 | Directors' Remuneration Report | Management | For | For | For | |||||
| A3 | Climate-related financial disclosure | Management | For | For | For | |||||
| A4 | To declare a final dividend | Management | For | For | For | |||||
| A5 | To elect Mike Craston | Management | For | For | For | |||||
| A6 | To elect Charlotte Jones | Management | For | For | For | |||||
| A7 | To re-elect Amanda Blanc | Management | For | For | For | |||||
| A8 | To re-elect Andrea Blance | Management | For | For | For | |||||
| A9 | To re-elect George Culmer | Management | For | For | For | |||||
| A10 | To re-elect Patrick Flynn | Management | For | For | For | |||||
| A11 | To re-elect Shonaid Jemmett-Page | Management | For | For | For | |||||
| A12 | To re-elect Mohit Joshi | Management | For | For | For | |||||
| A13 | To re-elect Pippa Lambert | Management | For | For | For | |||||
| A14 | To re-elect Jim McConville | Management | For | For | For | |||||
| A15 | To re-elect Michael Mire | Management | For | For | For | |||||
| A16 | To re-elect Martin Strobel | Management | For | For | For | |||||
| A17 | To re-appoint Auditor | Management | For | For | For | |||||
| A18 | Auditor's remuneration | Management | For | For | For | |||||
| A19 | Political donations | Management | For | For | For | |||||
| A20 | Ordinary share allotments | Management | For | For | For | |||||
| A21 | Disapplication of pre-emption rights (Special Resolutions) | Management | For | For | For | |||||
| A22 | Disapplication of pre-emption rights – 2 (Special Resolutions) | Management | For | For | For | |||||
| A23 | Ordinary share allotments – SII | Management | For | For | For | |||||
| A24 | Disapplication of pre-emption rights – SII (Special Resolutions) | Management | For | For | For | |||||
| A25 | Purchase of own ordinary shares (Special Resolutions) | Management | For | For | For | |||||
| A26 | Purchase of own 8 3/4% pref shares (Special Resolutions) | Management | For | For | For | |||||
| A27 | Purchase of own 8 3/8% pref shares (Special Resolutions) | Management | For | For | For | |||||
| A28 | 14 days' notice for general meetings (Special Resolutions) | Management | For | For | For | |||||
| G1 | THAT the share premium account of the Company be reduced by £1,253,374,072 (Special Resolutions) | Management | For | For | For | |||||
| G2 | THAT the capital redemption reserve of the Company be reduced by £3,855,245,941 (Special Resolutions) | Management | For | For | For | |||||
| BIONTECH SE | ||||||||||
| Security | 09075V102 | Meeting Type | Annual | |||||||
| Ticker Symbol | BNTX | Meeting Date | 25-May-2023 | |||||||
| ISIN | US09075V1026 | Agenda | 935849197 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2 | Resolution on the appropriation of the balance sheet profit for the financial year 2021. | Management | For | For | For | |||||
| 3 | Resolution on the appropriation of the balance sheet profit for the financial year 2022. | Management | For | For | For | |||||
| 4 | Resolution on the approval of the actions of the Management Board. | Management | For | For | For | |||||
| 5 | Resolution on the approval of the actions of the Supervisory Board. | Management | For | For | For | |||||
| 6 | Resolution on the appointment of the auditor of the financial statements and the auditor of the consolidated financial statements for the financial year 2023 as well as the auditor for a possible audit or audit review of interim reports. | Management | For | For | For | |||||
| 7 | Resolution on the approval of the remuneration report. | Management | For | For | For | |||||
| 8.1 | Election to the Supervisory Board: Baroness Nicola Blackwood | Management | Against | For | Against | |||||
| 8.2 | Election to the Supervisory Board: Ulrich Wandschneider, Ph.D. | Management | For | For | For | |||||
| 8.3 | Election to the Supervisory Board: Mr. Michael Motschmann | Management | For | For | For | |||||
| 9 | Resolution on the Amendment to Sec. 16 para. 5 of the Articles of Association to authorise the Management Board to provide for the holding of a virtual Annual General Meeting. | Management | For | For | For | |||||
| 10 | Resolution on the Amendment to Sec. 16 para. 4 of the Articles of Association on the participation of members of the Supervisory Board in the Annual General Meeting by means of video and audio transmission. | Management | For | For | For | |||||
| 11a | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Idar- Oberstein Services GmbH as dependent company. | Management | For | For | For | |||||
| 11b | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and NT Security and Services GmbH as dependent company. | Management | For | For | For | |||||
| 11c | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech BioNTainer Holding GmbH as dependent company. | Management | For | For | For | |||||
| 11d | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Individualized mRNA Manufacturing GmbH as dependent company. | Management | For | For | For | |||||
| CGI INC | ||||||||||
| Security | 12532H104 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 01-Feb-2023 | ||||||||
| ISIN | CA12532H1047 | Agenda | 716448421 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | ELECTION OF DIRECTOR: GEORGE A. COPE | Management | For | For | For | |||||
| 1.2 | ELECTION OF DIRECTOR: PAULE DORE | Management | For | For | For | |||||
| 1.3 | ELECTION OF DIRECTOR: JULIE GODIN | Management | For | For | For | |||||
| 1.4 | ELECTION OF DIRECTOR: SERGE GODIN | Management | For | For | For | |||||
| 1.5 | ELECTION OF DIRECTOR: ANDRE IMBEAU | Management | For | For | For | |||||
| 1.6 | ELECTION OF DIRECTOR: GILLES LABBE | Management | For | For | For | |||||
| 1.7 | ELECTION OF DIRECTOR: MICHAEL B. PEDERSEN | Management | For | For | For | |||||
| 1.8 | ELECTION OF DIRECTOR: STEPHEN S. POLOZ | Management | For | For | For | |||||
| 1.9 | ELECTION OF DIRECTOR: MARY G. POWELL | Management | For | For | For | |||||
| 1.10 | ELECTION OF DIRECTOR: ALISON C. REED | Management | For | For | For | |||||
| 1.11 | ELECTION OF DIRECTOR: MICHAEL E. ROACH | Management | For | For | For | |||||
| 1.12 | ELECTION OF DIRECTOR: GEORGE D. SCHINDLER | Management | For | For | For | |||||
| 1.13 | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | For | For | For | |||||
| 1.14 | ELECTION OF DIRECTOR: JOAKIM WESTH | Management | For | For | For | |||||
| 1.15 | ELECTION OF DIRECTOR: FRANK WITTER | Management | For | For | For | |||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORIZATION TO THE AUDIT AND RISK MANAGEMENT COMMITTEE TO FIX ITS REMUNERATION | Management | For | For | For | |||||
| 3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: DISCLOSURE OF LANGUAGES IN WHICH DIRECTORS ARE FLUENT | Shareholder | For | Against | Against | |||||
| 4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: ARTIFICIAL INTELLIGENCE | Shareholder | For | Against | Against | |||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: UPDATING THE ROLE OF THE HUMAN RESOURCES COMMITTEE | Shareholder | For | Against | Against | |||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: PREPARATION OF A REPORT TO ADDRESS RACIAL DISPARITIES AND EQUITY ISSUES | Shareholder | For | Against | Against | |||||
| CHUBB LIMITED | ||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2023 | |||||||
| ISIN | CH0044328745 | Agenda | 935813027 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2022 | Management | For | For | For | |||||
| 2a | Allocation of disposable profit | Management | For | For | For | |||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | For | |||||
| 3 | Discharge of the Board of Directors | Management | For | For | For | |||||
| 4a | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | For | |||||
| 4b | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | For | |||||
| 4c | Election of BDO AG (Zurich) as special audit firm | Management | For | For | For | |||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | For | |||||
| 5b | Election of Director: Michael P. Connors | Management | Against | For | Against | |||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | For | |||||
| 5d | Election of Director: Kathy Bonanno | Management | For | For | For | |||||
| 5e | Election of Director: Nancy K. Buese | Management | For | For | For | |||||
| 5f | Election of Director: Sheila P. Burke | Management | For | For | For | |||||
| 5g | Election of Director: Michael L. Corbat | Management | For | For | For | |||||
| 5h | Election of Director: Robert J. Hugin | Management | For | For | For | |||||
| 5i | Election of Director: Robert W. Scully | Management | For | For | For | |||||
| 5j | Election of Director: Theodore E. Shasta | Management | For | For | For | |||||
| 5k | Election of Director: David H. Sidwell | Management | For | For | For | |||||
| 5l | Election of Director: Olivier Steimer | Management | For | For | For | |||||
| 5m | Election of Director: Frances F. Townsend | Management | Against | For | Against | |||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Against | For | Against | |||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Against | For | Against | |||||
| 7b | Election of the Compensation Committee of the Board of Directors: David H. Sidwell | Management | For | For | For | |||||
| 7c | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | For | |||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | For | |||||
| 9a | Amendments to the Articles of Association: Amendments relating to Swiss corporate law updates | Management | For | For | For | |||||
| 9b | Amendments to the Articles of Association: Amendment to advance notice period | Management | For | For | For | |||||
| 10a | Reduction of share capital: Cancellation of repurchased shares | Management | For | For | For | |||||
| 10b | Reduction of share capital: Par value reduction | Management | For | For | For | |||||
| 11a | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of the Board of Directors until the next annual general meeting | Management | For | For | For | |||||
| 11b | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2024 calendar year | Management | For | For | For | |||||
| 11c | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report | Management | For | For | For | |||||
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | For | |||||
| 13 | Advisory vote on the frequency of the U.S. securities law advisory vote on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 14 | Shareholder proposal on greenhouse gas emissions targets, if properly presented | Shareholder | For | Against | Against | |||||
| 15 | Shareholder proposal on human rights and underwriting, if properly presented. | Shareholder | Abstain | Against | Against | |||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Abstain | For | Against | |||||
| CORTEVA INC. | ||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||
| ISIN | US22052L1044 | Agenda | 935773920 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | For | |||||
| 1b. | Election of Director: Klaus A. Engel | Management | For | For | For | |||||
| 1c. | Election of Director: David C. Everitt | Management | For | For | For | |||||
| 1d. | Election of Director: Janet P. Giesselman | Management | For | For | For | |||||
| 1e. | Election of Director: Karen H. Grimes | Management | For | For | For | |||||
| 1f. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||
| 1g. | Election of Director: Rebecca B. Liebert | Management | For | For | For | |||||
| 1h. | Election of Director: Marcos M. Lutz | Management | For | For | For | |||||
| 1i. | Election of Director: Charles V. Magro | Management | For | For | For | |||||
| 1j. | Election of Director: Nayaki R. Nayyar | Management | For | For | For | |||||
| 1k. | Election of Director: Gregory R. Page | Management | For | For | For | |||||
| 1l. | Election of Director: Kerry J. Preete | Management | For | For | For | |||||
| 1m. | Election of Director: Patrick J. Ward | Management | For | For | For | |||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | For | |||||
| ECOLAB INC. | ||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ECL | Meeting Date | 04-May-2023 | |||||||
| ISIN | US2788651006 | Agenda | 935783298 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Shari L. Ballard | Management | For | For | For | |||||
| 1b. | Election of Director: Barbara J. Beck | Management | For | For | For | |||||
| 1c. | Election of Director: Christophe Beck | Management | For | For | For | |||||
| 1d. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For | |||||
| 1e. | Election of Director: Eric M. Green | Management | Against | For | Against | |||||
| 1f. | Election of Director: Arthur J. Higgins | Management | For | For | For | |||||
| 1g. | Election of Director: Michael Larson | Management | For | For | For | |||||
| 1h. | Election of Director: David W. MacLennan | Management | For | For | For | |||||
| 1i. | Election of Director: Tracy B. McKibben | Management | For | For | For | |||||
| 1j. | Election of Director: Lionel L. Nowell III | Management | For | For | For | |||||
| 1k. | Election of Director: Victoria J. Reich | Management | For | For | For | |||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | |||||
| 1m. | Election of Director: John J. Zillmer | Management | Against | For | Against | |||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as Ecolab's independent registered public accounting firm for the current year ending December 31, 2023. | Management | For | For | For | |||||
| 3. | Approve the Ecolab Inc. 2023 Stock Incentive Plan. | Management | For | For | For | |||||
| 4. | Approve an Amendment to the Ecolab Inc. Stock Purchase Plan. | Management | For | For | For | |||||
| 5. | Approve, on an advisory basis, the compensation of our named executive officers disclosed in the Proxy Statement. | Management | For | For | For | |||||
| 6. | Vote, on an advisory basis, on the frequency of future stockholder advisory votes to approve named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 7. | Vote on a stockholder proposal regarding an independent board chair policy, if properly presented. | Shareholder | For | Against | Against | |||||
| GSK PLC | ||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | |||||||
| ISIN | US37733W1053 | Agenda | 935675112 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Demerger Resolution | Management | For | For | For | |||||
| 2. | Related Party Transactions Resolution | Management | For | For | For | |||||
| GSK PLC | ||||||||||
| Security | 37733W204 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 03-May-2023 | |||||||
| ISIN | US37733W2044 | Agenda | 935802959 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive and adopt the 2022 Annual Report | Management | For | For | For | |||||
| 2. | To approve the Annual report on remuneration | Management | For | For | For | |||||
| 3. | To elect Julie Brown as a Director | Management | For | For | For | |||||
| 4. | To elect Dr Vishal Sikka as a Director | Management | For | For | For | |||||
| 5. | To elect Elizabeth McKee Anderson as a Director | Management | For | For | For | |||||
| 6. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | For | |||||
| 7. | To re-elect Dame Emma Walmsley as a Director | Management | For | For | For | |||||
| 8. | To re-elect Charles Bancroft as a Director | Management | For | For | For | |||||
| 9. | To re-elect Dr Hal Barron as a Director | Management | For | For | For | |||||
| 10. | To re-elect Dr Anne Beal as a Director | Management | For | For | For | |||||
| 11. | To re-elect Dr Harry C Dietz as a Director | Management | For | For | For | |||||
| 12. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | For | |||||
| 13. | To re-elect Urs Rohner as a Director | Management | Against | For | Against | |||||
| 14. | To re-appoint the auditor | Management | For | For | For | |||||
| 15. | To determine remuneration of the auditor | Management | For | For | For | |||||
| 16. | To approve amendments to the Directors' Remuneration policy | Management | For | For | For | |||||
| 17. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | For | |||||
| 18. | To authorise allotment of shares | Management | For | For | For | |||||
| 19. | To disapply pre-emption rights – general power (Special resolution) | Management | For | For | For | |||||
| 20. | To disapply pre-emption rights – in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | For | |||||
| 21. | To authorise the company to purchase its own shares (Special resolution) | Management | For | For | For | |||||
| 22. | To authorise exemption from statement of name of senior statutory auditor | Management | Against | For | Against | |||||
| 23. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | Against | For | Against | |||||
| HALEON PLC | ||||||||||
| Security | 405552100 | Meeting Type | Annual | |||||||
| Ticker Symbol | HLN | Meeting Date | 20-Apr-2023 | |||||||
| ISIN | US4055521003 | Agenda | 935795217 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Annual Report and Accounts | Management | For | None | ||||||
| 2. | To approve the Directors' Remuneration Report | Management | For | None | ||||||
| 3. | To approve the Directors' Remuneration Policy | Management | For | None | ||||||
| 4. | To declare a final dividend | Management | For | None | ||||||
| 5. | To re-appoint Sir Dave Lewis | Management | For | None | ||||||
| 6. | To re-appoint Brian McNamara | Management | For | None | ||||||
| 7. | To re-appoint Tobias Hestler | Management | For | None | ||||||
| 8. | To re-appoint Vindi Banga | Management | For | None | ||||||
| 9. | To re-appoint Marie-Anne Aymerich | Management | For | None | ||||||
| 10. | To re-appoint Tracy Clarke | Management | For | None | ||||||
| 11. | To re-appoint Dame Vivienne Cox | Management | For | None | ||||||
| 12. | To re-appoint Asmita Dubey | Management | For | None | ||||||
| 13. | To re-appoint Deirdre Mahlan | Management | For | None | ||||||
| 14. | To re-appoint David Denton | Management | For | None | ||||||
| 15. | To re-appoint Bryan Supran | Management | For | None | ||||||
| 16. | To appoint KPMG LLP as auditor of the Company | Management | For | None | ||||||
| 17. | To authorise the Audit & Risk Committee to set the auditor's remuneration | Management | For | None | ||||||
| 18. | To authorise the Company to make political donations | Management | For | None | ||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | None | ||||||
| 20. | General authority to disapply pre-emption rights (Special Resolution) | Management | For | None | ||||||
| 21. | Additional authority to disapply pre-emption rights (Special Resolution) | Management | For | None | ||||||
| 22. | To shorten the notice period for General Meetings (Special Resolution) | Management | Against | None | ||||||
| 23. | To approve the Performance Share Plan 2023 | Management | For | None | ||||||
| 24. | To approve the Share Value Plan 2023 | Management | For | None | ||||||
| 25. | To approve the Deferred Annual Bonus Plan 2023 | Management | For | None | ||||||
| 26. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | None | ||||||
| 27. | Authority to make off-market purchases of own shares from Pfizer (Special Resolution) | Management | For | None | ||||||
| 28. | Authority to make off-market purchases of own shares from GSK (Special Resolution) | Management | For | None | ||||||
| 29. | Approval of waiver of Rule 9 Offer obligation | Management | For | None | ||||||
| JOHNSON & JOHNSON | ||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US4781601046 | Agenda | 935776813 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Darius Adamczyk | Management | Against | For | Against | |||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | For | |||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | For | |||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | For | |||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | For | |||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | For | Against | |||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | |||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | Against | None | ||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | Against | For | |||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | For | Against | Against | |||||
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against | For | |||||
| JOHNSON MATTHEY PLC | ||||||||||
| Security | G51604166 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||
| ISIN | GB00BZ4BQC70 | Agenda | 715809084 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2022 | Management | For | For | For | |||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 55PENCE PER ORDINARY SHARE | Management | For | For | For | |||||
| 4 | TO ELECT LIAM CONDON AS A DIRECTOR | Management | For | For | For | |||||
| 5 | TO ELECT RITA FORST AS A DIRECTOR | Management | For | For | For | |||||
| 6 | TO RE-ELECT JANE GRIFFITHS AS A DIRECTOR | Management | For | For | For | |||||
| 7 | TO RE-ELECT XIAOZHI LIU AS A DIRECTOR | Management | For | For | For | |||||
| 8 | TO RE-ELECT CHRIS MOTTERSHEAD AS A DIRECTOR | Management | For | For | For | |||||
| 9 | TO RE-ELECT JOHN O'HIGGINS AS A DIRECTOR | Management | For | For | For | |||||
| 10 | TO RE-ELECT STEPHEN OXLEY AS A DIRECTOR | Management | For | For | For | |||||
| 11 | TO RE-ELECT PATRICK THOMAS AS A DIRECTOR | Management | For | For | For | |||||
| 12 | TO RE-ELECT DOUG WEBB AS A DIRECTOR | Management | For | For | For | |||||
| 13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | For | For | For | |||||
| 14 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | For | |||||
| 15 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS | Management | For | For | For | |||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||
| 17 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES | Management | For | For | For | |||||
| 18 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||
| 19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | For | |||||
| 20 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN14 CLEAR DAYS NOTICE | Management | For | For | For | |||||
| KONINKLIJKE DSM NV | ||||||||||
| Security | N5017D122 | Meeting Type | ExtraOrdinary General Meeting | |||||||
| Ticker Symbol | Meeting Date | 23-Jan-2023 | ||||||||
| ISIN | NL0000009827 | Agenda | 716380453 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2. | PRESENTATION ON THE TRANSACTION | Non-Voting | ||||||||
| 3. | APPROVAL OF THE TRANSACTION, WHICH ENCOMPASSES THE FOLLOWING COMPONENTS: (A) APPROVAL OF THE TRANSACTION IN ACCORDANCE WITH SECTION 2:107A OF THE DCC; (B) SUBJECT TO THE EXCHANGE OFFER HAVING BEEN DECLARED UNCONDITIONAL AND EFFECTIVE UPON THE DELISTING OF THE DSM ORDINARY SHARES FROM EURONEXT AMSTERDAM, THE CONVERSION OF DSM FROM A DUTCH PUBLIC LIMITED LIABILITY COMPANY (NAAMLOZE VENNOOTSCHAP) INTO A DUTCH PRIVATE LIMITED LIABILITY COMPANY (BESLOTEN VENNOOTSCHAP MET BEPERKTE AANSPRAKELIJKHEID) AND RELATED AMENDMENT TO THE ARTICLES; (C) CONDITIONAL STATUTORY TRIANGULAR MERGER IN ACCORDANCE WITH SECTION 2:309 ET SEQ AND 2:333A OF THE DCC; AND (D) AUTHORIZATION OF THE MANAGING BOARD TO HAVE DSM REPURCHASE THE DSM PREFERENCE SHARES A AND CONDITIONAL CANCELLATION OF THE DSM PREFERENCE SHARES A | Management | For | For | For | |||||
| 4. | CONDITIONAL DISCHARGE AND RELEASE FROM LIABILITY OF THE MEMBERS OF THE MANAGING BOARD | Management | For | For | For | |||||
| 5. | CONDITIONAL DISCHARGE AND RELEASE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 6. | CLOSING | Non-Voting | ||||||||
| KONINKLIJKE DSM NV | ||||||||||
| Security | N5017D122 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||
| ISIN | NL0000009827 | Agenda | 717376784 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2. | ANNUAL REPORT FOR 2022 BY THE MANAGING BOARD | Non-Voting | ||||||||
| 3. | FINANCIAL STATEMENTS FOR 2022 | Management | For | For | For | |||||
| 4. | ADOPTION OF THE DIVIDEND ON ORDINARY SHARES FOR 2022 | Management | For | For | For | |||||
| 5. | RELEASE FROM LIABILITY OF THE MEMBERS OF THE MANAGING BOARD | Management | For | For | For | |||||
| 6. | RELEASE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 7. | APPOINTMENT OF RALF SCHMEITZ AS MEMBER OF THE MANAGING BOARD | Management | For | For | For | |||||
| 8. | REAPPOINTMENT OF THE EXTERNAL AUDITOR | Management | For | For | For | |||||
| 9. | CLOSURE | Non-Voting | ||||||||
| KONINKLIJKE PHILIPS N.V. | ||||||||||
| Security | 500472303 | Meeting Type | Special | |||||||
| Ticker Symbol | PHG | Meeting Date | 30-Sep-2022 | |||||||
| ISIN | US5004723038 | Agenda | 935709711 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Proposal to appoint Mr R.W.O. Jakobs as President/Chief Executive Officer and member of the Board of Management with effect from October 15, 2022. | Management | For | None | ||||||
| LEGRAND SA | ||||||||||
| Security | F56196185 | Meeting Type | MIX | |||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||
| ISIN | FR0010307819 | Agenda | 717144339 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2022 | Management | For | For | For | |||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2022 | Management | For | For | For | |||||
| 3 | ALLOCATION OF RESULTS FOR 2022 AND DETERMINATION OF DIVIDEND | Management | For | For | For | |||||
| 4 | APPOINTMENT OF MAZARS AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | For | |||||
| 5 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE, IN ACCORDANCE WITH ARTICLE L.22- 10-34 I OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||
| 6 | APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2022 TO MS.ANGELES GARCIA-POVEDA, CHAIRWOMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 7 | APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2022 TO MR.BENOIT COQUART, CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||
| 8 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 9 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | Against | For | Against | |||||
| 10 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||
| 11 | RENEWAL OF MS. ISABELLE BOCCON- GIBODS TERM OF OFFICE AS DIRECTOR | Management | For | For | For | |||||
| 12 | RENEWAL OF MR. BENONT COQUARTS TERM OF OFFICE AS DIRECTOR | Management | For | For | For | |||||
| 13 | RENEWAL OF MS. ANGELES GARCIA- POVEDAS TERM OF OFFICE AS DIRECTOR | Management | For | For | For | |||||
| 14 | RENEWAL OF MR. MICHEL LANDELS TERM OF OFFICE AS DIRECTOR | Management | For | For | For | |||||
| 15 | APPOINTMENT OF MS. VALERIE CHORT AS DIRECTOR | Management | For | For | For | |||||
| 16 | APPOINTMENT OF MS. CLARE SCHERRER AS DIRECTOR | Management | For | For | For | |||||
| 17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE ITS OWN SHARES | Management | For | For | For | |||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL DECREASE BY CANCELLATION OF TREASURY SHARES | Management | For | For | For | |||||
| 19 | POWERS FOR CARRY OUT LEGAL FORMALITIES | Management | For | For | For | |||||
| LOWE'S COMPANIES, INC. | ||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||
| ISIN | US5486611073 | Agenda | 935817190 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Raul Alvarez | For | For | For | ||||||
| 2 | David H. Batchelder | For | For | For | ||||||
| 3 | Scott H. Baxter | Withheld | For | Against | ||||||
| 4 | Sandra B. Cochran | For | For | For | ||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||
| 7 | Marvin R. Ellison | For | For | For | ||||||
| 8 | Daniel J. Heinrich | For | For | For | ||||||
| 9 | Brian C. Rogers | For | For | For | ||||||
| 10 | Bertram L. Scott | For | For | For | ||||||
| 11 | Colleen Taylor | For | For | For | ||||||
| 12 | Mary Beth West | For | For | For | ||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | For | For | For | |||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | For | Against | Against | |||||
| LULULEMON ATHLETICA INC. | ||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||
| ISIN | US5500211090 | Agenda | 935847600 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Class I Director: Michael Casey | Management | Against | For | Against | |||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | For | |||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | For | |||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | For | |||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | For | |||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | For | Against | |||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | 1 Year | None | ||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | For | |||||
| MASTERCARD INCORPORATED | ||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||
| ISIN | US57636Q1040 | Agenda | 935858437 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | For | |||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | For | |||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | For | |||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | Against | For | Against | |||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | For | |||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | For | |||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | For | |||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | For | |||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | For | |||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | For | |||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | For | |||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | For | |||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | Against | For | Against | |||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | For | |||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | For | |||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | Against | For | |||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | Against | For | |||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | Against | For | |||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | Against | For | |||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | Against | For | |||||
| MICROSOFT CORPORATION | ||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||
| ISIN | US5949181045 | Agenda | 935722567 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||||
| 1c. | Election of Director: Teri L. List | Management | For | For | For | |||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||||
| 1h. | Election of Director: Charles W. Scharf | Management | Against | For | Against | |||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | For | |||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | For | |||||
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | For | Against | |||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | For | Against | |||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | |||||
| 4. | Shareholder Proposal – Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | Against | |||||
| 5. | Shareholder Proposal – Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | Against | |||||
| 6. | Shareholder Proposal – Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal – Report on Government Use of Microsoft Technology | Shareholder | For | Against | Against | |||||
| 8. | Shareholder Proposal – Report on Development of Products for Military | Shareholder | For | Against | Against | |||||
| 9. | Shareholder Proposal – Report on Tax Transparency | Shareholder | For | Against | Against | |||||
| MURATA MANUFACTURING CO.,LTD. | ||||||||||
| Security | J46840104 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||
| ISIN | JP3914400001 | Agenda | 717354409 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Murata, Tsuneo | Management | For | For | For | |||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Norio | Management | For | For | For | |||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Iwatsubo, Hiroshi | Management | For | For | For | |||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Minamide, Masanori | Management | For | For | For | |||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Yuko | Management | For | For | For | |||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Nishijima, Takashi | Management | For | For | For | |||||
| NOVARTIS AG | ||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NVS | Meeting Date | 07-Mar-2023 | |||||||
| ISIN | US66987V1098 | Agenda | 935764577 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Management | For | For | For | |||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Management | For | For | For | |||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||
| 5. | Further Share Repurchases | Management | For | For | For | |||||
| 6A. | Introduction of Article 12a of the Articles of Incorporation | Management | For | For | For | |||||
| 6B. | Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Management | For | For | For | |||||
| 6C. | Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Management | For | For | For | |||||
| 7A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | For | |||||
| 7B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Management | For | For | For | |||||
| 7C. | Advisory Vote on the 2022 Compensation Report | Management | For | For | For | |||||
| 8A. | Re-election of Joerg Reinhardt as Member and Board Chair | Management | For | For | For | |||||
| 8B. | Re-election of Nancy C. Andrews | Management | For | For | For | |||||
| 8C. | Re-election of Ton Buechner | Management | For | For | For | |||||
| 8D. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 8E. | Re-election of Elizabeth Doherty | Management | For | For | For | |||||
| 8F. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 8G. | Re-election of Daniel Hochstrasser | Management | For | For | For | |||||
| 8H. | Re-election of Frans van Houten | Management | For | For | For | |||||
| 8I. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 8J. | Re-election of Ana de Pro Gonzalo | Management | For | For | For | |||||
| 8K. | Re-election of Charles L. Sawyers | Management | For | For | For | |||||
| 8L. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 8M. | Election of John D. Young | Management | For | For | For | |||||
| 9A. | Re-election of Patrice Bula | Management | For | For | For | |||||
| 9B. | Re-election of Bridgette Heller | Management | For | For | For | |||||
| 9C. | Re-election of Simon Moroney | Management | For | For | For | |||||
| 9D. | Re-election of William T. Winters | Management | Against | For | Against | |||||
| 10. | Re-election of the Auditor | Management | For | For | For | |||||
| 11. | Re-election of the Independent Proxy | Management | For | For | For | |||||
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations | Management | For | For | For | |||||
| NXP SEMICONDUCTORS N.V. | ||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NXPI | Meeting Date | 24-May-2023 | |||||||
| ISIN | NL0009538784 | Agenda | 935858475 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | Adoption of the 2022 Statutory Annual Accounts | Management | For | For | For | |||||
| 2. | Discharge the members of the Company's Board of Directors (the "Board") for their responsibilities in the financial year ended December 31, 2022 | Management | For | For | For | |||||
| 3a. | Re-appoint Kurt Sievers as executive director | Management | For | For | For | |||||
| 3b. | Re-appoint Annette Clayton as non- executive director | Management | Against | For | Against | |||||
| 3c. | Re-appoint Anthony Foxx as non-executive director | Management | For | For | For | |||||
| 3d. | Re-appoint Chunyuan Gu as non-executive director | Management | For | For | For | |||||
| 3e. | Re-appoint Lena Olving as non-executive director | Management | For | For | For | |||||
| 3f. | Re-appoint Julie Southern as non-executive director | Management | For | For | For | |||||
| 3g. | Re-appoint Jasmin Staiblin as non- executive director | Management | For | For | For | |||||
| 3h. | Re-appoint Gregory Summe as non- executive director | Management | For | For | For | |||||
| 3i. | Re-appoint Karl-Henrik Sundström as non- executive director | Management | Against | For | Against | |||||
| 3j. | Appoint Moshe Gavrielov as non-executive director | Management | For | For | For | |||||
| 4. | Authorization of the Board to issue ordinary shares of the Company ("ordinary shares") and grant rights to acquire ordinary shares | Management | For | For | For | |||||
| 5. | Authorization of the Board to restrict or exclude preemption rights accruing in connection with an issue of shares or grant of rights | Management | For | For | For | |||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | For | |||||
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | For | |||||
| 8. | Re-appointment of Ernst & Young Accountants LLP as our independent auditors for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||
| 9. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | Against | For | Against | |||||
| OPEN TEXT CORPORATION | ||||||||||
| Security | 683715106 | Meeting Type | Annual | |||||||
| Ticker Symbol | OTEX | Meeting Date | 15-Sep-2022 | |||||||
| ISIN | CA6837151068 | Agenda | 935699035 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1A | Election of Director – P. Thomas Jenkins | Management | For | For | For | |||||
| 1B | Election of Director – Mark J. Barrenechea | Management | For | For | For | |||||
| 1C | Election of Director – Randy Fowlie | Management | For | For | For | |||||
| 1D | Election of Director – David Fraser | Management | For | For | For | |||||
| 1E | Election of Director – Gail E. Hamilton | Management | For | For | For | |||||
| 1F | Election of Director – Robert Hau | Management | For | For | For | |||||
| 1G | Election of Director – Ann M. Powell | Management | Against | For | Against | |||||
| 1H | Election of Director – Stephen J. Sadler | Management | For | For | For | |||||
| 1I | Election of Director – Michael Slaunwhite | Management | For | For | For | |||||
| 1J | Election of Director – Katharine B. Stevenson | Management | For | For | For | |||||
| 1K | Election of Director – Deborah Weinstein | Management | For | For | For | |||||
| 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | For | |||||
| 3 | The non-binding Say-on-Pay Resolution, the full text of which is included in the management proxy circular of the Company (the "Circular"), with or without variation, on the Company's approach to executive compensation, as more particularly described in the Circular. | Management | Against | For | Against | |||||
| 4 | The Rights Plan Resolution, the full text of which is attached as "Schedule B" to the Circular, with or without variation, to continue, amend and restate the Company's Shareholder Rights Plan, as more particularly described in the Circular. | Management | For | For | For | |||||
| PAYPAL HOLDINGS, INC. | ||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||
| ISIN | US70450Y1038 | Agenda | 935821036 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | For | |||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | For | |||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | For | |||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | For | |||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | For | |||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | For | |||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | For | |||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | For | |||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | For | |||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | For | |||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | For | |||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | For | Against | |||||
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | Against | For | Against | |||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | For | |||||
| 5. | Stockholder Proposal – Provision of Services in Conflict Zones. | Shareholder | For | Against | Against | |||||
| 6. | Stockholder Proposal – Reproductive Rights and Data Privacy. | Shareholder | For | Against | Against | |||||
| 7. | Stockholder Proposal – PayPal Transparency Reports. | Shareholder | Against | Against | For | |||||
| 8. | Stockholder Proposal – Report on Ensuring Respect for Civil Liberties. | Shareholder | Against | Against | For | |||||
| 9. | Stockholder Proposal – Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | Against | For | |||||
| PFIZER INC. | ||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||
| ISIN | US7170811035 | Agenda | 935778451 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | For | |||||
| 1c. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | |||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | For | |||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | For | |||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | For | |||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||
| 1k. | Election of Director: James Quincey | Management | Against | For | Against | |||||
| 1l. | Election of Director: James C. Smith | Management | For | For | For | |||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | For | |||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | For | |||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | For | Against | Against | |||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | Against | For | |||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | Against | For | |||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | Against | For | |||||
| SIEMENS AG | ||||||||||
| Security | 826197501 | Meeting Type | Annual | |||||||
| Ticker Symbol | SIEGY | Meeting Date | 09-Feb-2023 | |||||||
| ISIN | US8261975010 | Agenda | 935757534 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | Appropriation of net income. | Management | For | For | For | |||||
| 3a. | Ratification of the acts of the Managing Board: R. Busch | Management | For | For | For | |||||
| 3b. | Ratification of the acts of the Managing Board: C. Neike | Management | For | For | For | |||||
| 3c. | Ratification of the acts of the Managing Board: M. Rebellius | Management | For | For | For | |||||
| 3d. | Ratification of the acts of the Managing Board: R. P. Thomas | Management | For | For | For | |||||
| 3e. | Ratification of the acts of the Managing Board: J. Wiese | Management | For | For | For | |||||
| 4a. | Ratification of the acts of the Supervisory Board: J H. Snabe | Management | For | For | For | |||||
| 4b. | Ratification of the acts of the Supervisory Board: B. Steinborn | Management | For | For | For | |||||
| 4c. | Ratification of the acts of the Supervisory Board: W. Brandt | Management | For | For | For | |||||
| 4d. | Ratification of the acts of the Supervisory Board: T. Bäumler | Management | For | For | For | |||||
| 4e. | Ratification of the acts of the Supervisory Board: M. Diekmann | Management | For | For | For | |||||
| 4f. | Ratification of the acts of the Supervisory Board: A. Fehrmann | Management | For | For | For | |||||
| 4g. | Ratification of the acts of the Supervisory Board: B. Haller | Management | For | For | For | |||||
| 4h. | Ratification of the acts of the Supervisory Board: H. Kern | Management | For | For | For | |||||
| 4i. | Ratification of the acts of the Supervisory Board: J. Kerner | Management | For | For | For | |||||
| 4j. | Ratification of the acts of the Supervisory Board: B. Potier | Management | For | For | For | |||||
| 4k. | Ratification of the acts of the Supervisory Board: H. Reimer | Management | For | For | For | |||||
| 4l. | Ratification of the acts of the Supervisory Board: N. Reithofer | Management | For | For | For | |||||
| 4m. | Ratification of the acts of the Supervisory Board: K. Rørsted | Management | For | For | For | |||||
| 4n. | Ratification of the acts of the Supervisory Board: B. N. Shafik | Management | For | For | For | |||||
| 4o. | Ratification of the acts of the Supervisory Board: N. von Siemens | Management | For | For | For | |||||
| 4p. | Ratification of the acts of the Supervisory Board: M. Sigmund | Management | For | For | For | |||||
| 4q. | Ratification of the acts of the Supervisory Board: D. Simon | Management | For | For | For | |||||
| 4r. | Ratification of the acts of the Supervisory Board: G. Vittadini | Management | For | For | For | |||||
| 4s. | Ratification of the acts of the Supervisory Board: M. Zachert | Management | For | For | For | |||||
| 4t. | Ratification of the acts of the Supervisory Board: G. Zukunft | Management | For | For | For | |||||
| 5. | Appointment of independent auditors. | Management | For | For | For | |||||
| 6. | Approval of the Compensation Report. | Management | For | For | For | |||||
| 7a. | Election of member to the Supervisory Board: W. Brandt | Management | For | For | For | |||||
| 7b. | Election of member to the Supervisory Board: R. E. Dugan | Management | For | For | For | |||||
| 7c. | Election of member to the Supervisory Board: K. L. James | Management | For | For | For | |||||
| 7d. | Election of member to the Supervisory Board: M. Merz | Management | For | For | For | |||||
| 7e. | Election of member to the Supervisory Board: B. Potier | Management | For | For | For | |||||
| 7f. | Election of member to the Supervisory Board: N. von Siemens | Management | For | For | For | |||||
| 7g. | Election of member to the Supervisory Board: M. Zachert | Management | For | For | For | |||||
| 8. | Addition to Section 18 of the Articles of Association authorizing the Managing Board to allow for a virtual shareholders' meeting to be held. | Management | For | For | For | |||||
| 9. | Addition to Section 19 of the Articles of Association enabling members of the Supervisory Board to attend the shareholders' meeting by means of audio and video transmission. | Management | For | For | For | |||||
| 10. | Amending Section 4 of the Articles of Association in relation to the recording of shares in the share register. | Management | For | For | For | |||||
| SIEMENS AG | ||||||||||
| Security | 826197501 | Meeting Type | Annual | |||||||
| Ticker Symbol | SIEGY | Meeting Date | 09-Feb-2023 | |||||||
| ISIN | US8261975010 | Agenda | 935760834 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 2. | Appropriation of net income. | Management | For | For | For | |||||
| 3a. | Ratification of the acts of the Managing Board: R. Busch | Management | For | For | For | |||||
| 3b. | Ratification of the acts of the Managing Board: C. Neike | Management | For | For | For | |||||
| 3c. | Ratification of the acts of the Managing Board: M. Rebellius | Management | For | For | For | |||||
| 3d. | Ratification of the acts of the Managing Board: R. P. Thomas | Management | For | For | For | |||||
| 3e. | Ratification of the acts of the Managing Board: J. Wiese | Management | For | For | For | |||||
| 4a. | Ratification of the acts of the Supervisory Board: J H. Snabe | Management | For | For | For | |||||
| 4b. | Ratification of the acts of the Supervisory Board: B. Steinborn | Management | For | For | For | |||||
| 4c. | Ratification of the acts of the Supervisory Board: W. Brandt | Management | For | For | For | |||||
| 4d. | Ratification of the acts of the Supervisory Board: T. Bäumler | Management | For | For | For | |||||
| 4e. | Ratification of the acts of the Supervisory Board: M. Diekmann | Management | For | For | For | |||||
| 4f. | Ratification of the acts of the Supervisory Board: A. Fehrmann | Management | For | For | For | |||||
| 4g. | Ratification of the acts of the Supervisory Board: B. Haller | Management | For | For | For | |||||
| 4h. | Ratification of the acts of the Supervisory Board: H. Kern | Management | For | For | For | |||||
| 4i. | Ratification of the acts of the Supervisory Board: J. Kerner | Management | For | For | For | |||||
| 4j. | Ratification of the acts of the Supervisory Board: B. Potier | Management | For | For | For | |||||
| 4k. | Ratification of the acts of the Supervisory Board: H. Reimer | Management | For | For | For | |||||
| 4l. | Ratification of the acts of the Supervisory Board: N. Reithofer | Management | For | For | For | |||||
| 4m. | Ratification of the acts of the Supervisory Board: K. Rørsted | Management | For | For | For | |||||
| 4n. | Ratification of the acts of the Supervisory Board: B. N. Shafik | Management | For | For | For | |||||
| 4o. | Ratification of the acts of the Supervisory Board: N. von Siemens | Management | For | For | For | |||||
| 4p. | Ratification of the acts of the Supervisory Board: M. Sigmund | Management | For | For | For | |||||
| 4q. | Ratification of the acts of the Supervisory Board: D. Simon | Management | For | For | For | |||||
| 4r. | Ratification of the acts of the Supervisory Board: G. Vittadini | Management | For | For | For | |||||
| 4s. | Ratification of the acts of the Supervisory Board: M. Zachert | Management | For | For | For | |||||
| 4t. | Ratification of the acts of the Supervisory Board: G. Zukunft | Management | For | For | For | |||||
| 5. | Appointment of independent auditors. | Management | For | For | For | |||||
| 6. | Approval of the Compensation Report. | Management | For | For | For | |||||
| 7a. | Election of member to the Supervisory Board: W. Brandt | Management | For | For | For | |||||
| 7b. | Election of member to the Supervisory Board: R. E. Dugan | Management | For | For | For | |||||
| 7c. | Election of member to the Supervisory Board: K. L. James | Management | For | For | For | |||||
| 7d. | Election of member to the Supervisory Board: M. Merz | Management | For | For | For | |||||
| 7e. | Election of member to the Supervisory Board: B. Potier | Management | For | For | For | |||||
| 7f. | Election of member to the Supervisory Board: N. von Siemens | Management | For | For | For | |||||
| 7g. | Election of member to the Supervisory Board: M. Zachert | Management | For | For | For | |||||
| 8. | Addition to Section 18 of the Articles of Association authorizing the Managing Board to allow for a virtual shareholders' meeting to be held. | Management | For | For | For | |||||
| 9. | Addition to Section 19 of the Articles of Association enabling members of the Supervisory Board to attend the shareholders' meeting by means of audio and video transmission. | Management | For | For | For | |||||
| 10. | Amending Section 4 of the Articles of Association in relation to the recording of shares in the share register. | Management | For | For | For | |||||
| SONY GROUP CORPORATION | ||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||
| ISIN | US8356993076 | Agenda | 935876714 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | For | |||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | For | |||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For | |||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | For | |||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | For | |||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | For | |||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | For | |||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | For | |||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | For | |||||
| 1j. | Election of Director: William Morrow | Management | For | For | For | |||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | Against | For | Against | |||||
| STARBUCKS CORPORATION | ||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||
| Ticker Symbol | SBUX | Meeting Date | 23-Mar-2023 | |||||||
| ISIN | US8552441094 | Agenda | 935762193 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Richard E. Allison, Jr. | Management | For | For | For | |||||
| 1b. | Election of Director: Andrew Campion | Management | Against | For | Against | |||||
| 1c. | Election of Director: Beth Ford | Management | For | For | For | |||||
| 1d. | Election of Director: Mellody Hobson | Management | For | For | For | |||||
| 1e. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For | |||||
| 1f. | Election of Director: Satya Nadella | Management | For | For | For | |||||
| 1g. | Election of Director: Laxman Narasimhan | Management | For | For | For | |||||
| 1h. | Election of Director: Howard Schultz | Management | For | For | For | |||||
| 2. | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Management | Against | For | Against | |||||
| 3. | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Management | 1 Year | 1 Year | For | |||||
| 4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||
| 5. | Report on Plant-Based Milk Pricing | Shareholder | Against | Against | For | |||||
| 6. | CEO Succession Planning Policy Amendment | Shareholder | Against | Against | For | |||||
| 7. | Annual Reports on Company Operations in China | Shareholder | Against | Against | For | |||||
| 8. | Assessment of Worker Rights Commitments | Shareholder | For | Against | Against | |||||
| 9. | Creation of Board Committee on Corporate Sustainability | Shareholder | Against | Against | For | |||||
| STMICROELECTRONICS N.V. | ||||||||||
| Security | 861012102 | Meeting Type | Annual | |||||||
| Ticker Symbol | STM | Meeting Date | 24-May-2023 | |||||||
| ISIN | US8610121027 | Agenda | 935859756 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 3. | Remuneration Report (advisory vote) | Management | For | For | For | |||||
| 4. | Adoption of the Company's annual accounts for its 2022 financial year (voting item) | Management | For | For | For | |||||
| 5. | Adoption of a dividend (voting item) | Management | For | For | For | |||||
| 6. | Discharge of the sole member of the Managing Board (voting item) | Management | For | For | For | |||||
| 7. | Discharge of the members of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 8. | Approval of the stock-based portion of the compensation of the President and CEO (voting item) | Management | For | For | For | |||||
| 9. | Re-appointment of Mr. Yann Delabrière as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 10. | Re-appointment of Ms. Ana de Pro Gonzalo as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 11. | Re-appointment of Mr. Frédéric Sanchez as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 12. | Re-appointment of Mr. Maurizio Tamagnini as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 13. | Appointment of Ms. Hélène Vletter-van Dort as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 14. | Appointment of Mr. Paolo Visca as member of the Supervisory Board (voting item) | Management | For | For | For | |||||
| 15. | Authorization to the Managing Board, until the conclusion of the 2024 AGM, to repurchase shares, subject to the approval of the Supervisory Board(voting item) | Management | For | For | For | |||||
| 16. | Delegation to the Supervisory Board of the authority to issue new common shares, to grant rights to subscribe for such shares, and to limit and/or exclude existing shareholders' pre-emptive rights on common shares, until the conclusion of the 2024 AGM (voting item) | Management | For | For | For | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8740391003 | Agenda | 935863298 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To accept 2022 Business Report and Financial Statements | Management | For | For | For | |||||
| 2. | To approve the issuance of employee restricted stock awards for year 2023 | Management | For | For | For | |||||
| 3. | To revise the Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| 4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | Management | For | For | For | |||||
| TE CONNECTIVITY LTD | ||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||
| ISIN | CH0102993182 | Agenda | 935758776 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | For | |||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | For | |||||
| 1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | For | |||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | For | |||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | For | |||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | For | |||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | For | |||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | For | |||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For | |||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | For | |||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | For | |||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | For | |||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | For | |||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | For | |||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | For | |||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | For | |||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | For | |||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). | Management | For | For | For | |||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | For | |||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | For | |||||
| 8. | An advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. | Management | Against | For | Against | |||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | For | |||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. | Management | For | For | For | |||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. | Management | For | For | For | |||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. | Management | For | For | For | |||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For | |||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For | |||||
| TE CONNECTIVITY LTD | ||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||
| ISIN | CH0102993182 | Agenda | 935772613 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | For | |||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | For | |||||
| 1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | For | |||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | For | |||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | For | |||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | For | |||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | For | |||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | For | |||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For | |||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | For | |||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | For | |||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | For | |||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | For | |||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | For | |||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | For | |||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | For | |||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | For | |||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). | Management | For | For | For | |||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. | Management | For | For | For | |||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | For | |||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | For | |||||
| 8. | An advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. | Management | Against | For | Against | |||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. | Management | For | For | For | |||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | For | |||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. | Management | For | For | For | |||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. | Management | For | For | For | |||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. | Management | For | For | For | |||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For | |||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For | |||||
| THE HOME DEPOT, INC. | ||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | |||||||
| ISIN | US4370761029 | Agenda | 935795659 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | For | |||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | For | |||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | For | |||||
| 1g. | Election of Director: Edward P. Decker | Management | For | For | For | |||||
| 1h. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||
| 1i. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||
| 1j. | Election of Director: Manuel Kadre | Management | For | For | For | |||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | Against | For | Against | |||||
| 1l. | Election of Director: Paula Santilli | Management | For | For | For | |||||
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | For | For | |||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||||
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||||
| 6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | For | Against | Against | |||||
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Against | For | |||||
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | Against | Against | For | |||||
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against | For | |||||
| THE TJX COMPANIES, INC. | ||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | |||||||
| ISIN | US8725401090 | Agenda | 935847509 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | For | |||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||
| 1d. | Election of Director: David T. Ching | Management | For | For | For | |||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | For | |||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | For | |||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | For | |||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | For | For | |||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | Against | For | Against | |||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | For | Against | Against | |||||
| THE WALT DISNEY COMPANY | ||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||
| ISIN | US2546871060 | Agenda | 935766595 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1a. | Election of Director: Mary T. Barra | Management | Against | For | Against | |||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | For | |||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | For | |||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | For | |||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | For | |||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | For | |||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | For | |||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | Against | For | Against | |||||
| 1i. | Election of Director: Calvin R. McDonald | Management | Against | For | Against | |||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | For | |||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | For | |||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Management | For | For | For | |||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | Against | For | Against | |||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Against | Against | For | |||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Against | Against | For | |||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | For | Against | Against | |||||
| TRACTOR SUPPLY COMPANY | ||||||||||
| Security | 892356106 | Meeting Type | Annual | |||||||
| Ticker Symbol | TSCO | Meeting Date | 11-May-2023 | |||||||
| ISIN | US8923561067 | Agenda | 935798643 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1.1 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joy Brown | Management | For | For | For | |||||
| 1.2 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ricardo Cardenas | Management | For | For | For | |||||
| 1.3 | Election of Director for a one-year term ending at the 2024 Annual Meeting: André Hawaux | Management | For | For | For | |||||
| 1.4 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Denise L. Jackson | Management | For | For | For | |||||
| 1.5 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ramkumar Krishnan | Management | Against | For | Against | |||||
| 1.6 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Edna K. Morris | Management | For | For | For | |||||
| 1.7 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark J. Weikel | Management | For | For | For | |||||
| 1.8 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Harry A. Lawton III | Management | For | For | For | |||||
| 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023 | Management | Against | For | Against | |||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Say on Pay) | Management | Against | For | Against | |||||
| 4. | To approve, on a non-binding, advisory basis, the frequency of the advisory vote on Say on Pay in future years | Management | 1 Year | 1 Year | For | |||||
| UNILEVER PLC | ||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||
| Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||
| ISIN | US9047677045 | Agenda | 935793124 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | For | |||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | For | |||||
| 3. | To re-elect Nils Andersen as a Director. | Management | For | For | For | |||||
| 4. | To re-elect Judith Hartmann as a Director. | Management | For | For | For | |||||
| 5. | To re-elect Adrian Hennah as a Director. | Management | For | For | For | |||||
| 6. | To re-elect Alan Jope as a Director. | Management | Against | For | Against | |||||
| 7. | To re-elect Andrea Jung as a Director. | Management | For | For | For | |||||
| 8. | To re-elect Susan Kilsby as a Director. | Management | For | For | For | |||||
| 9. | To re-elect Ruby Lu as a Director. | Management | For | For | For | |||||
| 10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | For | |||||
| 11. | To re-elect Youngme Moon as a Director. | Management | For | For | For | |||||
| 12. | To re-elect Graeme Pitkethly as a Director. | Management | Against | For | Against | |||||
| 13. | To re-elect Feike Sijbesma as a Director. | Management | Against | For | Against | |||||
| 14. | To elect Nelson Peltz as a Director. | Management | For | For | For | |||||
| 15. | To elect Hein Schumacher as a Director. | Management | For | For | For | |||||
| 16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | For | |||||
| 17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | For | |||||
| 18. | To authorise Political Donations and expenditure. | Management | For | For | For | |||||
| 19. | To renew the authority to Directors to issue shares. | Management | For | For | For | |||||
| 20. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | For | |||||
| 21. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | No Action | For | ||||||
| 22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | For | |||||
| 23. | To shorten the notice period for General Meetings to 14 clear days' notice. | Management | Against | For | Against | |||||
| VESTAS WIND SYSTEMS A/S | ||||||||||
| Security | K9773J201 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||
| ISIN | DK0061539921 | Agenda | 716765663 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | ||||||||
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | For | |||||
| 3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR | Management | For | For | For | |||||
| 4 | PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT | Management | For | For | For | |||||
| 5 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION | Management | For | For | For | |||||
| 6.A | RE-ELECTION OF ANDERS RUNEVAD TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 6.B | RE-ELECTION OF BRUCE GRANT TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 6.C | RE-ELECTION OF EVA MERETE SOFELDE BERNEKE TO THE BOARD OF THE DIRECTOR | Management | Against | For | Against | |||||
| 6.D | RE-ELECTION OF HELLE THORNING- SCHMIDT TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 6.E | RE-ELECTION OF KARL-HENRIK SUNDSTROM TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 6.F | RE-ELECTION OF KENTARO HOSOMI TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 6.G | RE-ELECTION OF LENA OLVING TO THE BOARD OF THE DIRECTOR | Management | For | For | For | |||||
| 7 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | For | |||||
| 8.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES AUTHORISATION TO ACQUIRE TREASURY SHARES UNTIL 31 DECEMBER 2024 | Management | For | For | For | |||||
| 9 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For | For | |||||
| 10 | ANY OTHER BUSINESS | Non-Voting | ||||||||
| WOLTERS KLUWER N.V. | ||||||||||
| Security | N9643A197 | Meeting Type | Annual General Meeting | |||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||
| ISIN | NL0000395903 | Agenda | 716759139 – Management | |||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | OPENING | Non-Voting | ||||||||
| 2.a. | REPORT OF THE EXECUTIVE BOARD FOR 2022 | Non-Voting | ||||||||
| 2.b. | REPORT OF THE SUPERVISORY BOARD FOR 2022 | Non-Voting | ||||||||
| 2.c. | ADVISORY VOTE ON THE REMUNERATION REPORT AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | For | For | For | |||||
| 3.a. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2022 AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | For | For | For | |||||
| 3.b. | EXPLANATION OF DIVIDEND POLICY | Non-Voting | ||||||||
| 3.c. | PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EURO1.81 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EURO1.18 PER ORDINARY SHARE | Management | For | For | For | |||||
| 4.a. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | For | For | For | |||||
| 4.b. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | For | For | For | |||||
| 5. | PROPOSAL TO REAPPOINT MR. CHRIS VOGELZANG AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For | |||||
| 6.a. | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | |||||
| 6.b. | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | For | |||||
| 7. | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | For | |||||
| 8. | PROPOSAL TO CANCEL SHARES | Management | For | For | For | |||||
| 9. | APPROVE KPMG ACCOUNTANTS N.V AS AUDITORS | Management | For | For | For | |||||
| 10. | ANY OTHER BUSINESS | Non-Voting | ||||||||
| 11. | CLOSING | Non-Voting | ||||||||
The Idaho Tax-Exempt Fund, Sextant Short-Term Bond Fund, Sextant Bond Income, and Saturna Sustainable Bond Fund did not vote any proxies because they do not own equity securities with voting rights of any issuers.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SATURNA INVESTMENT TRUST
By/s/ Jane K. Carten
Jane K. Carten, President
Date: August 31, 2023
